PHALAROPE FOUNDATION: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- PHALAROPE FOUNDATION (EIN 04-6729068)
- Tax period
- 2016-01-01 to 2016-12-31
- Filed
- 2017-11-06
- IRS object ID
- 201723109349100637
- Schema version
- 2016v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Depreciation Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-11-06T16:16:09-06:00 | ReturnTs |
| Tax Period End | 2016-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Rockefeller & Co Inc | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 Rockefeller Plaza 3rd Floor | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10020 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 046729068 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PHALAROPE FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | C/O KOZUSKO HARRIS DUNCAN | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % WENDY GOLDNER | InCareOfNm |
| Business Name Control | PHAL | BusinessNameControlTxt |
| Phone | 2168969191 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 25201 CHAGRIN BLVD SUITE 370 | AddressLine1Txt |
| City | BEACHWOOD | CityNm |
| State Abbreviation | OH | StateAbbreviationCd |
| ZIP | 44122 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | REBECCA H DENT | PersonNm |
| Person Title | Trustee | PersonTitleTxt |
| Phone | 2168969191 | PhoneNum |
| Signature | 2017-11-03 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Wendy S Goldner | PreparerPersonNm |
| PTIN | P00950323 | PTIN |
| Phone | 2125495100 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $3,545,963 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $7,477 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $5,018 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $68,589 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $68,589 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $177,942 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $204,174 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $177,942 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $655 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $655 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $254,663 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $252,204 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $4,781 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $4,781 | CompOfcrDirTrstNetInvstIncmAmt |
| Legal Fees Rev And Expnss | $505 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $505 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $9,454 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $9,454 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $0 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $7,944 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $7,944 | OtherProfFeesNetInvstIncmAmt |
| Interest Rev And Expnss | $12 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $12 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $6,452 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $5,452 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $36,239 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $36,239 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $65,387 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $64,387 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $290,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $290,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $355,387 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $64,387 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $290,000 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$100,724 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $187,817 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $92,686 | CashBOYAmt |
| Cash EOY | $39,151 | CashEOYAmt |
| Cash EOYFMV | $39,151 | CashEOYFMVAmt |
| Acct Rcvbl | $24 | AcctRcvblAmt |
| Acct Rcvbl BOY | $1 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $24 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $24 | AcctRcvblEOYFMVAmt |
| Corporate Stock BOY | $50,000 | CorporateStockBOYAmt |
| Corporate Stock EOY | $50,000 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $50,000 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $2,455,093 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $2,407,881 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $3,456,788 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $2,597,780 | TotalAssetsBOYAmt |
| Total Assets EOY | $2,497,056 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $3,545,963 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $2,580,580 | CapitalStockBOYAmt |
| Capital Stock EOY | $2,597,780 | CapitalStockEOYAmt |
| Retained Earning BOY | $17,200 | RetainedEarningBOYAmt |
| Retained Earning EOY | -$100,724 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $2,597,780 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $2,497,056 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $2,597,780 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $2,497,056 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $2,597,780 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$100,724 | ExcessRevenueOverExpensesAmt |
| Subtotal | $2,497,056 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $2,497,056 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (6 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|---|
| 5500 FUND STCG | P | $28 | $28 | $28 | |
| 5500 FUND LTCG | P | $43,956 | $43,956 | $43,956 | |
| ROCK GLOBAL STCL | P | -$23,017 | -$23,017 | $23,017 | |
| ROCK GLOBAL LTCG | P | $158,718 | $158,718 | $158,718 | |
| WIF 8 STCG | P | $1,472 | $1,472 | $1,472 | |
| WIF 8 LTCL | P | -$3,215 | -$3,215 | $3,215 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $177,942 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $282,925 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $3,817,392 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.074115 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $312,050 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $4,092,166 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.076255 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $240,000 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $3,762,875 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.063781 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $226,614 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $3,319,782 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.068262 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $308,279 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $3,423,626 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.090045 | DistributionYr5Rt |
| Total Distribution | 0.372458 | TotalDistributionRt |
| Average Distribution | 0.074492 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $3,587,645 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $267,251 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $1,878 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $269,129 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $290,000 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $1,878 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $1,878 | SubtotalAmt |
| Tax Based On Investment Income | $1,878 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $5,220 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $2,000 | AppliedToEsTaxAmt |
| Total Payments And Credits | $7,220 | TotalPaymentsAndCreditsAmt |
| Overpayment | $5,342 | OverpaymentAmt |
| Applied To ES Tax | $5,342 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | OH | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WENDY GOLDNER | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2125495370 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 ROCKEFELLER PLAZA 3RD FL | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10020 | ZIPCd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Proceeds Or Net Income | false | ProceedsOrNetIncomeInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| REBECCA DENT | ||||||||
| C O KHD 25201 CHAGRIN BLVD STE 370 | BEACHWOOD | OH | 44122 | TRUSTEE | 0.2 | $4,781 | $0 | $0 |
| SABRINA GUTH | ||||||||
| C O KHD 25201 CHAGRIN BLVD STE 370 | BEACHWOOD | OH | 44122 | TRUSTEE | 0.2 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $3,482,872 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $159,407 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $3,642,279 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $3,642,279 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $54,634 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $3,587,645 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $179,382 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $179,382 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $1,878 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $1,878 | TotalTaxAmt |
| Distributable Before Adj | $177,504 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $177,504 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $177,504 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $290,000 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $290,000 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $1,878 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $288,122 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $177,504 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2014 | PriorYear1Yr |
| Prior Year2 | 2013 | PriorYear2Yr |
| Prior Year3 | 2012 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $140,540 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $67,397 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $58,535 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $113,342 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $98,205 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $478,019 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $290,000 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $177,504 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $112,496 | RemainingDistriFromCorpusAmt |
| Total Corpus | $590,515 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $140,540 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $449,975 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $67,397 | ExcessFromYear4Amt |
| Excess From Year3 | $58,535 | ExcessFromYear3Amt |
| Excess From Year2 | $113,342 | ExcessFromYear2Amt |
| Excess From Year1 | $98,205 | ExcessFromYear1Amt |
| Excess From Current Year | $112,496 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (27 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| Alianza Americas | ||||||
| 1638 S Blue Island Avenue | Chicago | IL | 60608 | NONE | GENERAL | $10,000 |
| American Friends Service Committee | ||||||
| 1501 Cherry Street | Philadelphia | PA | 19102 | NONE | GENERAL | $10,000 |
| Wikimedia Foundation Inc | ||||||
| 149 New Montgomery Street 6th Floor | San Francisco | CA | 94105 | None | General | $10,000 |
| Southern Poverty Law Center Inc | ||||||
| 400 Washington Ave | Montgomery | AL | 36104 | None | General | $30,000 |
| Bazelon Center for Mental Health Law | ||||||
| 1101 15th St NW Suite 1212 | Washington | DC | 20005 | NONE | GENERAL | $10,000 |
| Center for Digital Democracy | ||||||
| 1621 Connectivut Ave NW Suite 500 | Washington | DC | 20009 | NONE | GENERAL | $10,000 |
| Center for Third World Organizing | ||||||
| 900 Alice Street Suite 300 | Oakland | CA | 94607 | NONE | GENERAL | $10,000 |
| Chicago Coalition for the Homeless | ||||||
| 70 E Lake Street Suite 720 | Chicago | IL | 60601 | NONE | GENERAL | $10,000 |
| Chicago Women's Health Center Inc | ||||||
| 1025 W Sunnyside Ave Suite 201 | Chicago | IL | 60640 | NONE | GENERAL | $10,000 |
| Community Counseling Centers of Chicago | ||||||
| 4740 N Clark Street | Chicago | IL | 60640 | NONE | GENERAL | $10,000 |
| Community Environmental Legal Defense Fund | ||||||
| P O Box 360 | Mercersburg | PA | 17236 | NONE | GENERAL | $10,000 |
| First Defense Legal Aid | ||||||
| 5100 W Harrison | Chicago | IL | 60644 | NONE | GENERAL | $10,000 |
| Gardeneers | ||||||
| 3333 S Iron Street | Chicago | IL | 60608 | NONE | GENERAL | $10,000 |
| Halcyon Theatre | ||||||
| 3253 W Wilson | Chicago | IL | 60625 | NONE | GENERAL | $10,000 |
| Illinois Coalition for Immigrant and Refugee Right | ||||||
| 55 E Jackson Blvd Suite 2075 | Chicago | IL | 60625 | NONE | GENERAL | $10,000 |
| Jobs With Justice Education Fund | ||||||
| 1616 P Street NW Suite 150 | Washington | DC | 20036 | NONE | GENERAL | $10,000 |
| Madre | ||||||
| 121 W 27th Street Room 301 | New York | NY | 10001 | NONE | GENERAL | $10,000 |
| National Immigration Law Center | ||||||
| 3435 Wilshire Blvd Suite 600 | Los Angeles | CA | 90010 | NONE | GENERAL | $10,000 |
| Natural Resources Defense Council Inc | ||||||
| 40 West 20th Street | New York | NY | 10011 | NONE | GENERAL | $10,000 |
| New Economy Coalition | ||||||
| 89 South Street Suite 406 | Boston | MA | 02111 | NONE | GENERAL | $10,000 |
| New York Times Neediest Cases Fund | ||||||
| 229 West 43rd Str | New York | NY | 10036 | NONE | GENERAL | $10,000 |
| Planned Parenthood | ||||||
| 434 West 33rd Street | New York | NY | 10001 | NONE | GENERAL | $10,000 |
| Southwest Organizing Project | ||||||
| 2558 W 63rd Street | Chicago | IL | 60629 | NONE | GENERAL | $10,000 |
| The Appleseed Foundation | ||||||
| 727 15th St NW | Washington | DC | 20005 | NONE | GENERAL | $10,000 |
| The Center for Reproductive Rights | ||||||
| 120 Wall St | New York | NY | 10005 | NONE | GENERAL | $10,000 |
| University of Illinois Foundation | ||||||
| 1305 West Green Street MC 386 | Urbana | IL | 61801 | NONE | GENERAL | $10,000 |
| Urban Gateways | ||||||
| 205 W Randolph Street Suite 1700 | Chicago | IL | 60606 | NONE | GENERAL | $10,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $290,000 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $7,477 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $68,589 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 32 | ExclusionCd |
| Exclusion | $655 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $177,942 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $254,663 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $254,663 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | RFS-ACCOUNTING FEES | CategoryTxt |
| Amt | $9,454 | Amt |
| Net Investment Income | $9,454 | NetInvestmentIncomeAmt |
Depreciation Schedule DepreciationSchedule
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | 5000 SHS TECCINO CAFFE, INC. | StockNm |
| EOY Book Value | $50,000 | EOYBookValueAmt |
| EOYFMV | $50,000 | EOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (4 entries)
| Category Or ItemCategoryOrItemTxt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 5500 FUND, LP | $257,013 | $826,042 |
| ROCKEFELLER GLOBAL EQUITY FD, | $1,479,150 | $2,055,288 |
| ROCKEFELLER VENTURE FUND, LP | $38,351 | $5,122 |
| WOODCOCK INVESTMENT FUND NO. 8 | $633,367 | $570,336 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | KHD FEES | CategoryTxt |
| Legal Fees | $505 | LegalFeesAmt |
| Net Investment Income | $505 | NetInvestmentIncomeAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| PORTFOLIO DEDUCTIONS THRU PART | $35,539 | $35,539 |
| WIF 8 | $700 | $700 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ROCK GLOBAL EQUITY | Desc |
| Revenue And Expenses Per Books | $655 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $655 | NetInvestmentIncomeAmt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | CASH OVERDRAFT | Desc |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| NORTHERN TRUST CUSTODY FEES | $625 | $625 |
| INVESTMENT ADVISORY FEES | $7,319 | $7,319 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FOREIGN INCOME TAXES ON INVEST | $5,452 | $5,452 |
| EXCISE TAXES - CURRENT | $1,000 |