OTTO & FRAN WALTER FOUNDATION INC: Form 990PF, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- OTTO & FRAN WALTER FOUNDATION INC (EIN 13-1625529)
- Tax period
- 2017-01-01 to 2017-12-31
- Filed
- 2018-08-13
- IRS object ID
- 201802259349100725
- Schema version
- 2017v2.3
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Land Etc Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-08-13T15:50:56-05:00 | ReturnTs |
| Tax Period End | 2017-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 134182749 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NEIL SUMNER CPA | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 115 WEST 29TH STREET SUITE 603 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10001 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 131625529 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | OTTO & FRAN WALTER FOUNDATION INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | OTTO | BusinessNameControlTxt |
| Phone | 2076337300 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | THE BRICK HOUSE 7 OAK STREET | AddressLine1Txt |
| City | BOOTHBAY HARBOR | CityNm |
| State Abbreviation | ME | StateAbbreviationCd |
| ZIP | 04538 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | FRANK G HELMAN | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2076337300 | PhoneNum |
| Signature | 2018-08-13 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | NEIL SUMNER | PreparerPersonNm |
| PTIN | P00447769 | PTIN |
| Phone | 2129381930 | PhoneNum |
| Self Employed | Yes (X) | SelfEmployedInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $14,760,951 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $284,046 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $284,046 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $833,255 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $5,836,408 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $833,255 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $1,117,301 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,117,301 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $130,500 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $32,625 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $97,875 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $27,560 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $6,890 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $20,670 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $27,200 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $6,800 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $20,400 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $387 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $97 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $290 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $26,093 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $8,425 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $17,668 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $21,817 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $10,909 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $23,213 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $3,264 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $9,792 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $1,935 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Occupancy Rev And Expnss | $15,172 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $3,793 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $11,379 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $86,979 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $21,560 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $64,679 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $444 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Net Invst Incm | $111 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Dsbrs Chrtbl | $333 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $28,396 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $7,099 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $21,295 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $389,696 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $101,573 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $264,381 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,652,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $627,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $2,041,696 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $101,573 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $891,381 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$924,395 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,015,728 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $5,675 | CashBOYAmt |
| Cash EOY | $54,670 | CashEOYAmt |
| Cash EOYFMV | $54,670 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $304,030 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $616,208 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $616,208 | SavAndTempCashInvstEOYFMVAmt |
| Prepaid Expenses BOY | $23,376 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $10,193 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $10,193 | PrepaidExpensesEOYFMVAmt |
| US Government Obligations BOY | $1,326,556 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $1,528,666 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $1,602,551 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $7,645,240 | CorporateStockBOYAmt |
| Corporate Stock EOY | $7,279,887 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $9,694,368 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $2,859,776 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $2,723,690 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $2,724,814 | CorporateBondsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $38,080 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $23,601 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $4,405 | LandBOYAmt |
| Land EOY | $14,479 | LandEOYAmt |
| Land EOYFMV | $14,479 | LandEOYFMVAmt |
| Other Assets BOY | $39,516 | OtherAssetsBOYAmt |
| Other Assets EOY | $43,668 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $43,668 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $12,208,574 | TotalAssetsBOYAmt |
| Total Assets EOY | $12,271,461 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $14,760,951 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $70,966 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $93,421 | AccountsPayableEOYAmt |
| Grants Payable BOY | $384,500 | GrantsPayableBOYAmt |
| Grants Payable EOY | $1,124,500 | GrantsPayableEOYAmt |
| Other Liabilities BOY | $40,000 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $10,468 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $495,466 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $1,228,389 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $11,713,108 | UnrestrictedBOYAmt |
| Unrestricted EOY | $11,043,072 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $11,713,108 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $11,043,072 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $12,208,574 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $12,271,461 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $11,713,108 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$924,395 | ExcessRevenueOverExpensesAmt |
| Other Increases | $285,000 | OtherIncreasesAmt |
| Subtotal | $11,073,713 | SubtotalAmt |
| Other Decreases | $30,641 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $11,043,072 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (108 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| 713 AT&T | P | 2012-05-02 | 2017-12-28 | $28,225 | $25,279 | $2,946 | $2,946 |
| 2670 ABBOT LABORATORIES | P | 2015-11-18 | 2017-06-16 | $125,737 | $117,822 | $7,915 | $7,915 |
| 97 ABBVIE INC | P | 2017-10-17 | 2017-12-28 | $9,430 | $8,849 | $581 | $581 |
| 406 ACCENTURE PLC F CLASS | P | 2016-02-23 | 2017-01-10 | $46,753 | $40,185 | $6,568 | $6,568 |
| 161 ALLERGAN PLC F | P | 2017-06-15 | 2017-12-28 | $28,814 | $37,062 | -$8,248 | -$8,248 |
| 35 ALPHABET INC CLASS A | P | 2013-10-27 | 2017-12-28 | $32,338 | $18,098 | $14,240 | $14,240 |
| 85 APLPHABET INC CLASS C | P | 2014-04-03 | 2017-12-28 | $78,172 | $44,093 | $34,079 | $34,079 |
| 30 AMAZON COM INC | P | 2016-05-19 | 2017-12-28 | $29,709 | $22,236 | $7,473 | $7,473 |
| 144 AMERICAN EXPRESS CO | P | 2016-06-09 | 2017-12-28 | $13,210 | $9,754 | $3,456 | $3,456 |
| 34 AMERICAN TOWER CORP REIT | P | 2017-12-11 | 2017-12-28 | $4,785 | $4,842 | -$57 | -$57 |
| 911 AMGEN INCORPORATED | P | 2014-01-22 | 2017-04-05 | $160,299 | $124,043 | $36,256 | $36,256 |
| 3397 ANTERO RESOURCES CORP | P | 2016-03-22 | 2017-02-28 | $83,855 | $85,694 | -$1,839 | -$1,839 |
| 821 APPLE INC | P | 2009-10-29 | 2017-12-28 | $122,154 | $42,647 | $79,507 | $79,507 |
| 1048 APPLIED MATERIALS | P | 2017-09-08 | 2017-12-05 | $54,421 | $47,961 | $6,460 | $6,460 |
| 4128 BANK OF AMERICA | P | 2014-02-26 | 2017-12-28 | $101,209 | $65,840 | $35,369 | $35,369 |
| 113 BIOGEN IDEC INC | P | 2011-08-24 | 2017-12-11 | $35,022 | $25,693 | $9,329 | $9,329 |
| 2625 BOOZ ALLEN HAMILTON CLASS A | P | 2017-03-08 | 2017-09-15 | $91,038 | $94,124 | -$3,086 | -$3,086 |
| 32 BROADCOM LTD F | P | 2017-06-08 | 2017-12-28 | $8,271 | $8,049 | $222 | $222 |
| 296 CBS CPR CLASS B | P | 2016-01-14 | 2017-12-28 | $18,465 | $13,814 | $4,651 | $4,651 |
| 457 CELGENE CORP | P | 2017-02-15 | 2017-12-28 | $61,054 | $52,973 | $8,081 | $8,081 |
| 140 CHEVRON CORPORATION | P | 2017-03-22 | 2017-12-28 | $16,445 | $13,607 | $2,838 | $2,838 |
| 118 CHUBB LTD F | P | 2016-03-14 | 2017-12-28 | $16,802 | $14,094 | $2,708 | $2,708 |
| 4784 CISCO SYSTEMS INC | P | 2014-05-20 | 2017-10-10 | $153,818 | $122,686 | $31,132 | $31,132 |
| 3050 CITICORP INC | P | 2015-05-21 | 2017-11-06 | $206,525 | $168,273 | $38,252 | $38,252 |
| 84 COGNIZANT TECH SOLU CLASS A | P | 2017-09-15 | 2017-12-28 | $5,973 | $6,129 | -$156 | -$156 |
| 1922 COMCAST CORP NEW CI A | P | 2012-06-15 | 2017-12-28 | $75,634 | $39,556 | $36,078 | $36,078 |
| 1247 COMMSCOPE HLDG CO | P | 2017-01-25 | 2017-06-08 | $47,111 | $45,133 | $1,978 | $1,978 |
| 345 CONOCOPHILIPS | P | 2017-12-28 | $18,226 | $16,442 | $1,784 | $1,784 | |
| 36 CUMMINS INC | P | 2017-09-06 | 2017-12-28 | $6,334 | $5,734 | $600 | $600 |
| 181 DANAHER CORP | P | 2016-08-10 | 2017-12-28 | $15,774 | $14,748 | $1,026 | $1,026 |
| 331 DELTA AIR LINES INC | P | 2015-12-17 | 2017-12-28 | $17,602 | $15,405 | $2,197 | $2,197 |
| 81 DISCOVER | P | 2017-11-20 | 2017-12-28 | $6,254 | $5,268 | $986 | $986 |
| 145 DOW CHEMICAL COMPANY | P | 2016-02-05 | 2017-06-28 | $8,780 | $6,903 | $1,877 | $1,877 |
| 163 DOW DUPONT INC | P | 2016-02-05 | 2017-12-28 | $11,592 | $7,760 | $3,832 | $3,832 |
| 3321 DR HORTON CO | P | 2016-11-25 | 2017-09-05 | $113,082 | $95,276 | $17,806 | $17,806 |
| 5833 DXC TECHNOLOGY COMOP/HP ENTERPRISE | P | 2016-07-07 | 2017-06-08 | $131,383 | $101,689 | $29,694 | $29,694 |
| 94 E-TRADE FINANCIAL CO | P | 2017-06-16 | 2017-12-28 | $4,646 | $3,693 | $953 | $953 |
| 1399 EDISON INTERNATIONAL | P | 2017-10-27 | 1947-12-26 | $90,572 | $111,013 | -$20,441 | -$20,441 |
| 603 ELECTRONIC ARTS INC | P | 2016-12-15 | 2017-12-28 | $67,778 | $48,746 | $19,032 | $19,032 |
| 218 ELI LILLY & COMPANY | P | 2016-12-23 | 2017-12-28 | $18,024 | $16,160 | $1,864 | $1,864 |
| 1822 ENERGEN CORP | P | 2016-12-15 | 2017-07-10 | $94,190 | $100,612 | -$6,422 | -$6,422 |
| 138 EOG RESOURCES | P | 2016-11-07 | 2017-12-28 | $14,034 | $13,248 | $786 | $786 |
| 105 EXXON MOBIL CORP | P | 2005-11-14 | 2017-12-28 | $8,787 | $7,886 | $901 | $901 |
| 157 FACEBOOK INC CLASS A | P | 2016-11-10 | 2017-06-28 | $24,812 | $20,507 | $4,305 | $4,305 |
| 1489 GENERAL ELECTRIC CO | P | 2004-07-02 | 2017-06-15 | $43,100 | $39,462 | $3,638 | $3,638 |
| 228 GILEAD SCIENCE INC | P | 2013-12-09 | 2017-12-28 | $16,872 | $20,013 | -$3,141 | -$3,141 |
| 923 HALLIBURTON CO HLDG | P | 2016-11-25 | 2017-12-01 | $43,541 | $48,624 | -$5,083 | -$5,083 |
| 105 HERSEY COMPANY | P | 2017-03-07 | 2017-12-28 | $11,708 | $11,416 | $292 | $292 |
| 222 HEWLETT PACKARD ENTE | P | 2016-07-07 | 2017-01-09 | $5,212 | $4,202 | $1,010 | $1,010 |
| 430 HILL ROM HOLDINGS | P | 2017-02-28 | 2017-12-13 | $33,544 | $28,902 | $4,642 | $4,642 |
| 376 HOME DEPOT INC | P | 2011-09-16 | 2017-12-28 | $54,429 | $20,826 | $33,603 | $33,603 |
| 58 HONEYWELL INTL INC | P | 2017-07-28 | 2017-12-28 | $8,899 | $8,102 | $797 | $797 |
| 2778 HUNTINGTON BANCSHS | P | 2016-12-12 | 2017-11-17 | $37,793 | $36,720 | $1,073 | $1,073 |
| 1204 INGERSOLL RAND PLC F | P | 2016-11-15 | 2017-10-31 | $108,154 | $89,414 | $18,740 | $18,740 |
| 864 INGREDION INC | P | 2017-01-09 | $102,728 | $81,401 | $21,327 | $21,327 | |
| 5120 INTEL CORP | P | 2017-03-07 | $183,929 | $169,392 | $14,537 | $14,537 | |
| 64 INTERCONTIENTAL EXC | P | 2017-11-07 | 2017-12-13 | $4,535 | $4,267 | $268 | $268 |
| 1080 INTERNATIONAL PAPER | P | 2015-11-16 | 2017-02-08 | $57,844 | $44,844 | $13,000 | $13,000 |
| 746 JOHNSON & JOHNSON | P | 2015-01-20 | 2017-03-13 | $88,034 | $75,855 | $12,179 | $12,179 |
| 392 JPMORGAN CHASE & CO | P | 2017-12-28 | $37,869 | $19,031 | $18,838 | $18,838 | |
| 3808 KIMCO REALTY | P | 2017-01-19 | 2017-05-30 | $69,883 | $96,413 | -$26,530 | -$26,530 |
| 780 LEAR CORPORATION | P | 2016-08-25 | 2017-11-17 | $120,657 | $89,228 | $31,429 | $31,429 |
| 53 MARATHON PETE CORP | P | 2017-07-12 | 2017-12-13 | $3,439 | $2,865 | $574 | $574 |
| 470 MC DONALDS CORP | P | 2016-02-12 | 2017-12-28 | $74,185 | $54,989 | $19,196 | $19,196 |
| 200 MEDTRONIC PLC F | P | 2016-03-18 | 2017-12-28 | $15,881 | $15,768 | $113 | $113 |
| 1855 MICHAEL KORS HLDGS | P | 2016-06-09 | 2017-08-24 | $78,311 | $92,363 | -$14,052 | -$14,052 |
| 656 MICROSOFT CORP | P | 2004-11-09 | 2017-12-28 | $49,166 | $22,363 | $26,803 | $26,803 |
| 71 NORTHROP GRUMMAN CO | P | 2015-10-09 | 2017-12-28 | $19,634 | $12,092 | $7,542 | $7,542 |
| 2092 ON SEMICONDUCTOR CO | P | 2017-06-06 | 2017-11-17 | $42,999 | $32,955 | $10,044 | $10,044 |
| 893 ORACLE CORPORATION | P | 2011-07-01 | 2017-12-28 | $42,297 | $34,678 | $7,619 | $7,619 |
| 102 PARKER-HANNIFIN CORP | P | 2016-06-09 | 2017-12-28 | $17,718 | $11,899 | $5,819 | $5,819 |
| 1382 PENSKE AUTOMOTIVE | P | 2017-01-31 | 2017-07-31 | $60,897 | $73,262 | -$12,365 | -$12,365 |
| 612 PEPSICO INCORPORATED | P | 2014-02-06 | 2017-12-28 | $70,537 | $50,594 | $19,943 | $19,943 |
| 2514 PFIZER INCORPORATED | P | 2011-06-09 | 2017-12-28 | $83,701 | $63,892 | $19,809 | $19,809 |
| 420 POST HOLDINGS INC | P | 2016-06-21 | 2017-12-13 | $35,013 | $32,879 | $2,134 | $2,134 |
| 229 PROCTOR GAMBLE | P | 2016-03-04 | 2017-12-28 | $20,473 | $19,324 | $1,149 | $1,149 |
| 262 PROLOGIS INC REIT | P | 2016-11-25 | 2017-12-28 | $15,806 | $12,831 | $2,975 | $2,975 |
| 1252 PRUDENTIAL FINANCIAL | P | 2016-10-21 | 2017-08-24 | $129,680 | $105,937 | $23,743 | $23,743 |
| 1287 PUB SVC ENT GROUP INC | P | 2013-09-05 | 2017-12-28 | $62,700 | $51,014 | $11,686 | $11,686 |
| 358 PVH CORP | P | 2016-10-21 | 2017-12-28 | $38,885 | $37,579 | $1,306 | $1,306 |
| 991 QUALCOMM INC | P | 2015-12-10 | 2017-12-13 | $54,825 | $53,784 | $1,041 | $1,041 |
| 3353 QUANTA SERVICES INC | P | 2016-07-18 | 2017-11-08 | $120,618 | $87,271 | $33,347 | $33,347 |
| 119 RAYMOND JAMES FINL18 | P | 2017-05-17 | 2017-12-28 | $10,371 | $8,756 | $1,615 | $1,615 |
| 672 ROYAL CARIBBEAN CRUIS F | P | 2017-05-11 | 2017-12-28 | $82,308 | $73,795 | $8,513 | $8,513 |
| 2741 SKETCHERS USA INC CLASS A | P | 2016-08-18 | 2017-06-15 | $73,622 | $69,444 | $4,178 | $4,178 |
| 103 STANLEY BLACK & DECK | P | 2016-10-03 | 2017-12-13 | $15,097 | $12,687 | $2,410 | $2,410 |
| 176 STATE STREET CORP | P | 2016-07-27 | 2017-12-28 | $15,829 | $10,578 | $5,251 | $5,251 |
| 1358 SUNTRUST BANK INC | P | 2015-11-16 | 2017-12-28 | $79,102 | $59,494 | $19,608 | $19,608 |
| 118 THERMO FISHER SCNTFC | P | 2016-12-12 | 2017-12-28 | $20,113 | $16,709 | $3,404 | $3,404 |
| 48 TIFFANY & CO | P | 2017-08-31 | 2017-12-28 | $5,046 | $4,283 | $763 | $763 |
| 229 TYSON FOODS INC CLASS A | P | 2016-05-19 | 2017-12-28 | $16,514 | $15,328 | $1,186 | $1,186 |
| 162 UNITED HEALTHCARE GRP INC | P | 2016-09-21 | 2017-12-28 | $31,902 | $22,751 | $9,151 | $9,151 |
| 1580 VALERO ENERGY CORP | P | 2016-03-15 | 2017-10-11 | $113,491 | $100,473 | $13,018 | $13,018 |
| 710 VCA LINE | P | 2016-11-02 | 2017-01-12 | $63,895 | $43,467 | $20,428 | $20,428 |
| 4474 VERIZON COMMUNICATIONS | P | 2014-03-05 | 2017-07-28 | $209,526 | $214,543 | -$5,017 | -$5,017 |
| 139 VISA INC CLASS A | P | 2017-02-10 | 2017-12-28 | $15,146 | $12,618 | $2,528 | $2,528 |
| 1191 WASTE MANAGEMENT INC | P | 2015-05-21 | 2017-03-06 | $84,776 | $59,483 | $25,293 | $25,293 |
| 959 WESTROCK CO | P | 2016-12-21 | 2017-12-28 | $52,357 | $51,465 | $892 | $892 |
| 2970 WHOLE FOODS MARKET | P | 2016-04-12 | 2016-03-14 | $89,128 | $90,934 | -$1,806 | -$1,806 |
| 283 XCEL ENERGY INC | P | 2017-01-10 | 2017-12-28 | $13,720 | $11,549 | $2,171 | $2,171 |
| 1713 XL GROUP LTD F | P | 2017-07-05 | 2017-12-21 | $60,760 | $75,949 | -$15,189 | -$15,189 |
| FNMA PL AH0936 DUE 12/1/40 | P | 2011-11-14 | 2017-07-27 | $32,973 | $31,901 | $1,072 | $1,072 |
| FNMA PL AB5468 DUE 6/1/42 | P | 2012-07-12 | 2017-07-27 | $62,413 | $60,822 | $1,591 | $1,591 |
| FNMA Q0-9530 DUE 7/1/42 | P | 2013-10-10 | 2017-07-27 | $98,032 | $95,491 | $2,541 | $2,541 |
| 179 BIOVERATIV INC | P | 2011-08-24 | 2017-02-09 | $7,659 | $6,806 | $853 | $853 |
| BIOVERATIV INC FRACTIONS | P | 2011-08-24 | 2017-02-09 | $22 | $22 | $22 | |
| 150M US T NOTE 2.625% DUE 8/15/20 | P | 2013-12-18 | 2017-01-10 | $155,072 | $152,851 | $2,221 | $2,221 |
| VARIOUS GNMA/FNMA POOLS PRINCIPAL | P | $54,899 | $54,899 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $833,255 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $953,272 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $13,264,409 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.071867 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $968,533 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $14,242,972 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.068001 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $894,636 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $14,593,611 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.061303 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $931,242 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $13,644,754 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.068249 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $765,863 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $12,787,889 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.059890 | DistributionYr5Rt |
| Total Distribution | 0.329310 | TotalDistributionRt |
| Average Distribution | 0.065862 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $13,861,699 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $912,959 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $10,157 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $923,116 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $951,554 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $10,157 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $10,157 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $10,157 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $16,503 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $16,503 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $6,346 | OverpaymentAmt |
| Applied To ES Tax | $6,346 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Org Report Or Register State | ME | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.WALTERFOUNDATION.ORG | WebsiteAddressTxt |
| Individual With Books | NEIL SUMNER CPA | IndividualWithBooksNm |
| Phone | 2129381930 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 115 WEST 29TH ST SUITE 603 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100015060 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| FRANK G HELMAN | ||||||||
| 88 APPALACHEE ROAD | BOOTHBAY HARBOR | ME | 04538 | PRESIDENT | 30.00 | $66,000 | $0 | $0 |
| MARTHA H PEAK | ||||||||
| 88 APPALACHEE ROAD | BOOTHBAY HARBOR | ME | 04538 | VICE-PRESIDENT | 30.00 | $49,500 | $0 | $0 |
| CARL R GRIFFIN III | ||||||||
| 59 ATLANTIC AVE | BOOTHBAY HARBOR | ME | 04538 | SECRETARY | 10.00 | $15,000 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | FUNDING FOR PUBLICATION OF BOOK ADVOCATING ROTARY INTERNATIONAL PEACE CENTERS | Description1Txt |
| Expenses1 | $60,173 | Expenses1Amt |
| Total | $60,173 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $13,968,468 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $39,323 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $65,000 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $14,072,791 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $14,072,791 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $211,092 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $13,861,699 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $693,085 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $693,085 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $10,157 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $10,157 | TotalTaxAmt |
| Distributable Before Adj | $682,928 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $682,928 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $682,928 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $891,381 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $60,173 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $951,554 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $10,157 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $941,397 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $682,928 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $149,411 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $279,059 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $200,668 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $271,476 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $298,462 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $1,199,076 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $951,554 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $682,928 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $268,626 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $1,467,702 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $149,411 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $1,318,291 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $279,059 | ExcessFromYear4Amt |
| Excess From Year3 | $200,668 | ExcessFromYear3Amt |
| Excess From Year2 | $271,476 | ExcessFromYear2Amt |
| Excess From Year1 | $298,462 | ExcessFromYear1Amt |
| Excess From Current Year | $268,626 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | MARTHA H PEAK VP GRANTS DIRECTOR | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | OTTO AND FRAN WALTER FDN 7 OAK | AddressLine1Txt |
| Address Line2 | STREET | AddressLine2Txt |
| City | BOOTHBAY HARBOR | CityNm |
| State Abbreviation | ME | StateAbbreviationCd |
| ZIP | 04538 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 2076337300 | RecipientPhoneNum |
| Form And Info And Materials | E-MAIL TO GRANTS@WALTERFOUNDATION.ORG REQUESTING FOUNDATION'S GUIDELINES FOR GIVING BEFORE SUBMITTING GRANT REQUEST. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | APPLICATIONS CONTINUOUSLY ACCEPTED THROUGHOUT YEAR. | SubmissionDeadlinesTxt |
| Restrictions On Awards | THE FOUNDATION DOES NOT MAKE GRANTS TO INDIVIDUALS OR TO ANY PROGRAM OR ORGANIZATION THAT HAS A PURELY RELIGIOUS OR ETHNIC AGENDA OR THAT DISCRIMINATES BASED ON SEX OR SEXUAL ORIENTATION. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (8 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| COOPERATIVE FOR EDUCATION | |||||||
| 2300 MONTANA AV SUITE 301 | CINCINNATI | OH | 45211 | N/A | PUBLIC CHARITY | TO SUPPORT CENTRALIZATION OF SCHOOLS IN GUATEMALA | $82,500 |
| EUROPEAN UNION STUDIES CENTER CUNY | |||||||
| 365 FIFTH AVENUE | NEW YORK | NY | 10016 | N/A | PUBLIC CHARITY | TO FUND ANNUAL LECTURE, OUTREACH; EXCHANGE PROGRAMS AND CONFERENCESCONFERENCE. | $52,000 |
| METROPOLITAN OPERA ASSOCIATION | |||||||
| 30 LINCOLN CENTER PLAZA | NEW YORK | NY | 10023 | N/A | PUBLIC CHARITY | TO SUPPORT THE HD LIVE IN SCHOOLS PROGRAM IN WY AND NC | $50,000 |
| MUSKINGUM COLLEGE | |||||||
| 163 STORMENT STREET | NEW CONCORD | OH | 43762 | N/A | PUBLIC CHARITY | SUPPORT CONSTRUCTION OF NEW BUILDING TO HOUSE THE DEPARTMENT OF MUSIC | $32,500 |
| SAFE PASSAGE | |||||||
| PO BOX 663 | YARMOUTH | ME | 04096 | N/A | PUBLIC CHARITY | NEW SCHOOL BUILDING CAPITAL SUPPORT IN GUATEMALA CITY. | $120,000 |
| THE ROTARY FOUNDATION | |||||||
| 1560 SHERMAN AVENUE | EVANSTON | IL | 60201 | N/A | PUBLIC CHARITY | TO ENDOW A PEACE FELLOWSHIP. | $125,000 |
| ROTARY INTERNATIONAL | |||||||
| 1560 SHERMAN AVENUE | EVANSTON | IL | 60201 | N/A | NC | TO FUND SPEAKER FOR CONFERENCE ON ENVIRONMENTAL SUSTAINABILITY AND PEACE | $15,000 |
| CONNECTICUT COLLEGE | |||||||
| 270 MOHEGAN AVE | NEW LONDON | CT | 06320 | N/A | PUBLIC CHARITY | FUNDING TO ESTABLISH GLOBAL COMMONS--A FACILITY OF GLOBAL LEARNING. | $150,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $627,000 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (3 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| THE ROTARY FOUNDATION | |||||||
| 1560 SHERMAN AVENUE | EVANSTON | IL | 60201 | N/A | PUBLIC CHARITY | CHALLENGE GRANT-TO ENDOW A PEACE FELLOWSHIP | $375,000 |
| CONNECTICUT COLLEGE | |||||||
| 270 MOHEGAN AVE | NEW LONDON | CT | 06320 | N/A | PUBLIC CHARITY | FUNDING TO ESTABLISH GLOBAL COMMONS--A FACILITY OF GLOBAL LEARNING. | $600,000 |
| EUROPEAN UNION STUDIES CENTER CUNY | |||||||
| 365 FIFTH AVENUE | NEW YORK | NY | 10016 | N/A | PUBLIC CHARITY | TO SUPPORT STUDIES OF EUROPEAN UNION ISSUES | $50,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $1,025,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $284,046 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $833,255 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,117,301 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,117,301 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| QUARTERLY ACCOUNTING | $7,350 | $3,675 | $3,675 |
| PREPARATION OF FINANCIAL STMTS | $5,000 | $2,500 | $2,500 |
| TAX REPORT SERVICES | $4,500 | $2,250 | $2,250 |
| GRANT AUDIT MONITORING | $9,243 | $0 | $9,243 |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (12 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | Cost Or Other BasisCostOrOtherBasisAmt | Prior Year DepreciationPriorYearDepreciationAmt | Computation MethodComputationMethodTxt | LifeLifeRt | Current Year ExpenseCurrentYearExpenseAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|---|---|---|---|
| FURNITURE | 2004-09-01 | $3,177 | $3,177 | SL | 7.000000000000 | $0 | $0 |
| FURNITURE | 2005-03-03 | $1,122 | $1,122 | SL | 7.000000000000 | $0 | $0 |
| FURNITURE & FIXTURES | 2007-07-01 | $8,049 | $8,049 | SL | 7.000000000000 | $0 | $0 |
| OFFICE EQUIPMENT | 2007-07-01 | $1,091 | $1,091 | SL | 5.000000000000 | $0 | $0 |
| DRIVEWAY | 2008-11-17 | $9,300 | $5,012 | SL | 15.000000000000 | $620 | $0 |
| FILING CABINET | 2009-03-27 | $1,102 | $1,099 | SL | 7.000000000000 | $0 | $0 |
| COMPUTERS | 2010-11-16 | $4,501 | $4,501 | SL | 5.000000000000 | $0 | $0 |
| COMPUTERS | 2011-11-28 | $5,368 | $5,368 | SL | 5.000000000000 | $0 | $0 |
| COMPUTERS | 2012-09-25 | $760 | $646 | SL | 5.000000000000 | $114 | $0 |
| FURNITURE & FIXTURES | 2008-02-06 | $1,470 | $1,470 | SL | 7.000000000000 | $0 | $0 |
| COMPUTERS | 2008-05-07 | $1,593 | $1,593 | SL | 5.000000000000 | $0 | $0 |
| COMPUTERS & PERIPHERALS | 2017-07-01 | $12,009 | SL | 5.000000000000 | $1,201 | $0 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (19 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 150M ORACLE 5% DUE 07/08/2019 | $151,699 | $156,602 |
| 150M JP MORGAN CHASE 6% DUE 01/15/2018 | $150,303 | $150,179 |
| 150M MCDONALDS CORP 3.5% DUE 7/15/2020 | $150,665 | $154,408 |
| 100M LOWES COMPANIES 3.75% DUE 4/15/2021 | $101,671 | $103,707 |
| 150M BERKSHIRE HATHAWAY 3.75% DUE 8/15/21 | $157,012 | $156,629 |
| 150M THE HOME DEPOT 3.75% DUE 2/15/2024 | $151,340 | $158,090 |
| 150M UNITED TECH CORP 3.1% DUE 6/1/2022 | $151,140 | $152,761 |
| 150M APPLE INC 2.1% DUE 05/06/2019 | $150,884 | $150,368 |
| 125M STATE STREET CORP 3.7% DUE 11/20/2023 | $131,481 | $131,459 |
| 125M EMERSON ELECTRIC 4.875% DUE 10/15/2019 | $130,895 | $130,828 |
| 135M OCCIDENTAL PETROL 3.5% DUE 06/15/25 | $140,659 | $139,434 |
| 150M GOLDMAN SACHS GR 6.15% DUE 04/01/18 | $151,764 | $151,505 |
| 125M TARGET CORPORATION 3.5% DUE 07/01/24 | $135,399 | $130,054 |
| 150M BLACKROCK INC 3.5% DUE 03/18/24 | $162,255 | $155,729 |
| 125M WAL-MART STORES 4.125% DUE 02/01/19 | $129,118 | $127,826 |
| 130M WELLS FARGO BK VAR 20 DUE 12/07/20 | $132,249 | $132,349 |
| 150M COCA COLA COMPANY 3.2% DUE 11/01/23 | $154,688 | $155,372 |
| 125M GE CAPITAL 6.0% DUE 8/7/2019 | $133,647 | $132,150 |
| 150M BRISTOL MYERS SQUIBB 3.25% DUE 11/1/2023 | $156,821 | $155,364 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (74 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 5,220 A T & T | $159,790 | $175,232 |
| 3,590 APPLE INC | $129,500 | $421,890 |
| 1,956 CONOCOPHILLIPS | $113,876 | $131,571 |
| 989 EXXON MOBIL CORP | $66,393 | $73,938 |
| 3,010 JPMORGAN CHASE & CO | $127,101 | $279,969 |
| 4,622 MICROSOFT CORP | $159,026 | $383,390 |
| 371 BIOGEN IDEC INC | $58,143 | $82,191 |
| 1,130 HOME DEPOT INC | $65,903 | $177,779 |
| 17,185 ORACLE CORPORATION | $127,095 | $153,755 |
| 6,300 PFIZER INCORPORATED | $96,220 | $137,129 |
| 2,750 COMCAST CORP NEW CL A | $65,392 | $137,251 |
| 2,395 DELTA AIR LINES INC NEW | $96,061 | $115,584 |
| 1,780 GILEAD SCIENCES INC | $149,486 | $122,791 |
| 2,226 PUB SVC ENT GROUP INC | $83,795 | $108,871 |
| 8,634 BANK OF AMERICA | $96,646 | $177,356 |
| 1,650 PEPSICO INCORPORATED | $85,812 | $124,477 |
| 210 ALPHABET INC CLASS A | $90,489 | $184,344 |
| 210 ALPHABET INC CLASS C | $64,842 | $130,799 |
| 580 NORTHROP GRUMMAN CO | $86,684 | $156,217 |
| 2,322 QUALCOMM INC | $72,236 | $85,211 |
| 2,270 SUNTRUST BANKS INC | $85,132 | $111,999 |
| 2,370 WASTE MANAGEMENT INC | $58,883 | $101,748 |
| 186 AMAZON COM INC | $160,929 | $243,250 |
| 1,051 AMERICAN EXPRESS CO | $76,156 | $110,532 |
| 1,930 CBS CORP CLASS B | $76,259 | $96,406 |
| 940 CHEVRON CORPORATION | $77,756 | $100,152 |
| 944 CHUBB LTD F | $98,661 | $120,703 |
| 1,382 DANAHER CORP | $97,860 | $111,477 |
| 1,295 ELECTRONIC ARTS INC | $55,940 | $72,702 |
| 1,699 ELI LILLY & COMPANY | $130,939 | $148,565 |
| 1,105 EOG RESOURCES | $92,832 | $104,349 |
| 1,116 FACEBOOK INC CLASS A | $218,213 | $278,101 |
| 1,337 HALLIBURTON CO HLDG | $67,957 | $63,042 |
| 6,975 HUNTINGTON BANCSHS | $55,475 | $61,108 |
| 1,100 MCDONALDS CORP | $73,709 | $108,436 |
| 1,534 MEDTRONIC PLC F | $140,068 | $142,766 |
| 823 PARKER-HANNIFIN CORP | $84,111 | $143,897 |
| 1,348 POST HOLDINGS INC | $72,647 | $73,525 |
| 1,243 PROCTER & GAMBLE | $208,398 | $221,431 |
| 2,084 PROLOGIS INC REIT | $89,231 | $117,537 |
| 1,127 PVH CORP | $87,964 | $114,982 |
| 791 STANLEY BLACK & DECK | $84,747 | $116,747 |
| 1,538 STATE STREET CORP | $96,911 | $151,393 |
| 843 THERMO FISHER SCNTFC | $102,661 | $137,663 |
| 1,420 TYSON FOODS INC CLASS A | $106,001 | $129,793 |
| 1,113 UNITEDHEALTH GRP INC | $157,251 | $245,372 |
| 1,011 WESTROCK CO | $71,963 | $83,564 |
| 1668 ABBVIE INC | $152,172 | $161,312 |
| 404 ALLERGEN PLC F | $93,001 | $66,086 |
| 880 AMERICAN TOWER CORP REIT | $125,317 | $125,550 |
| 1482 APPLIED MATERIALS | $67,823 | $75,760 |
| 500 BROADCOM LTD F | $125,758 | $128,450 |
| 2,703 BORG WARNER INC | $95,421 | $105,910 |
| 688 CELGENE CORP | $79,750 | $71,800 |
| 1,601 COGNIZANT TECH SOLU CLASS A | $116,820 | $113,703 |
| 596 CUMMINS INC | $94,922 | $105,277 |
| 1,618 DISCOVER FINANCIAL S | $105,233 | $124,457 |
| 2,181 DOWDUPOINT INC | $103,828 | $155,331 |
| 2,260 E-TRADE FINANCIAL CO | $88,789 | $112,028 |
| 1,535 FOOT LOCKER | $73,105 | $71,961 |
| 1,084 HERSHEY COMPANY | $117,861 | $123,045 |
| 1,342 HIGHWOODS PPTY REIT | $70,424 | $68,321 |
| 616 HILL ROM HOLDINGS | $41,404 | $51,923 |
| 1,030 HONEYWELL INTL INC | $143,885 | $157,961 |
| 1,435 INTERCONTINENTAL EXC | $95,685 | $101,254 |
| 3,278 KROGER COMPANY | $86,836 | $89,981 |
| 1,066 MARATHON PETE CORP | $57,628 | $70,335 |
| 2,360 ON SEMICONDUCTOR CO | $37,176 | $49,418 |
| 1,222 RAYMOND JAMES FINL | $89,911 | $109,125 |
| 3,201 TECHNIPFMC LTD F | $83,930 | $94,588 |
| 1,013 TIFFANY & CO | $90,386 | $105,301 |
| 1,947 VISA INC CLASS A | $177,581 | $221,997 |
| 522 WESTLAKE CHEMICAL CO | $51,418 | $55,609 |
| 2,222 XCEL ENERGY INC | $90,679 | $106,900 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $926,865 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $1,007,695 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $601,801 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $594,856 | StateLocalSecEOYFMVAmt |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (9 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt |
|---|---|---|---|
| FURNITURE | $3,177 | $3,177 | $0 |
| FURNITURE | $1,122 | $1,122 | $0 |
| FURNITURE & FIXTURES | $8,049 | $8,049 | $0 |
| OFFICE EQUIPMENT | $1,091 | $1,091 | $0 |
| DRIVEWAY | $9,300 | $5,632 | $3,668 |
| FILING CABINET | $1,102 | $1,099 | $3 |
| COMPUTERS | $760 | $760 | $0 |
| FURNITURE & FIXTURES | $1,470 | $1,470 | $0 |
| COMPUTERS & PERIPHERALS | $12,009 | $1,201 | $10,808 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL | CategoryTxt |
| Legal Fees | $387 | LegalFeesAmt |
| Net Investment Income | $97 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $290 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (3 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| SECURITY DEPOSIT - RENT | $960 | $960 | $960 |
| ACCRUED INVESTMENT INCOME | $35,556 | $39,708 | $39,708 |
| EMPLOYEE LOAN | $3,000 | $3,000 | $3,000 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PROGRAM RELATED EXPENSES | Desc |
| Amt | $30,641 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| TEL, COMPUTER & INTERNET | $12,739 | $3,185 | $9,554 |
| INSURANCE | $2,212 | $553 | $1,659 |
| OFFICE & POSTAGE | $9,785 | $2,446 | $7,337 |
| DUES,FEES & PERMITS | $3,660 | $915 | $2,745 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ACCRUED GRANTS PAID | Desc |
| Amt | $285,000 | Amt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PROGRAM RELATED EXPENSES | Desc |
| BOY Book Value | $40,000 | BOYBookValueAmt |
| EOY Book Value | $10,468 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT ADVICE | CategoryTxt |
| Amt | $21,817 | Amt |
| Net Investment Income | $10,909 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FEDERAL EXCISE | $10,157 | $0 | $0 |
| PAYROLL | $13,056 | $3,264 | $9,792 |