MAKE WAVES FAMILY FOUNDATION: Form 990PF, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- MAKE WAVES FAMILY FOUNDATION (EIN 26-0379241)
- Tax period
- 2017-01-01 to 2017-12-31
- Filed
- 2018-05-29
- IRS object ID
- 201801499349100175
- Schema version
- 2017v2.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Liabilities Schedule
- Substantial Contributors Sch
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-05-29T16:24:17-05:00 | ReturnTs |
| Tax Period End | 2017-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 010825608 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DAIGLE & ASSOCIATES LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 176 FEDERAL STREET | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02110 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 260379241 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ROTH FAMILY FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | C/O DAIGLE & ASSOCIATES | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ROTH | BusinessNameControlTxt |
| Phone | 6176193350 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 176 FEDERAL STREET | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02110 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | KRISTYN J ROTH | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 6176193350 | PhoneNum |
| Signature | 2018-05-23 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ANTHONY J DAIGLE | PreparerPersonNm |
| PTIN | P00435918 | PTIN |
| Phone | 6176193350 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | Yes (X) | AddressChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $7,137,266 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $573,639 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $320 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $320 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $103,172 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $103,172 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,116,576 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,604,964 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,116,576 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $1,793,707 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,220,068 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $4,008 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $2,004 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $2,004 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $33,002 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $16,501 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $16,501 | AccountingFeesChrtblPrpsAmt |
| Other Expenses Rev And Expnss | $100,925 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $40,836 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $89 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $137,935 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $59,341 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $18,594 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $228,995 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $228,995 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $366,930 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $59,341 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $247,589 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $1,426,777 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,160,727 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $170,540 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $100,978 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $100,978 | SavAndTempCashInvstEOYFMVAmt |
| Other Investments BOY | $4,808,120 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $4,575,037 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $7,036,288 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $4,978,660 | TotalAssetsBOYAmt |
| Total Assets EOY | $4,676,015 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $7,137,266 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $1,310 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $1,310 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $1,310 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $1,310 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $4,977,350 | RetainedEarningBOYAmt |
| Retained Earning EOY | $4,674,705 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $4,977,350 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $4,674,705 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $4,978,660 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $4,676,015 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $4,977,350 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $1,426,777 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $6,404,127 | SubtotalAmt |
| Other Decreases | $1,729,422 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $4,674,705 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Property | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC - 5663 | PropertyDesc |
| How Acquired | D | HowAcquiredCd |
| Gross Sales Price | $1,604,964 | GrossSalesPriceAmt |
| Cost Or Other Basis | $488,388 | CostOrOtherBasisAmt |
| Gain Or Loss | $1,116,576 | GainOrLossAmt |
| Gains Minus Excess Or Losses | $1,116,576 | GainsMinusExcessOrLossesAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,116,576 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $250,400 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $5,023,286 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.049848 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $17,170 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $4,620,670 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.003716 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $20,898 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $1,456,219 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.014351 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $76,670 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $728,390 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.105260 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $29,304 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $806,348 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.036342 | DistributionYr5Rt |
| Total Distribution | 0.209517 | TotalDistributionRt |
| Average Distribution | 0.041903 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $6,174,651 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $258,736 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $11,607 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $270,343 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $247,589 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $23,215 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $23,215 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $23,215 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $30,251 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $30,251 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $7,036 | OverpaymentAmt |
| Applied To ES Tax | $7,036 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | MA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | Yes (1) | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | Yes (1) | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.ROTHFAMILYFOUNDATION.ORG | WebsiteAddressTxt |
| Individual With Books | HENRY M ROTH | IndividualWithBooksNm |
| Phone | 5088303440 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O JDJ FAMILY OFFICE PO BOX 96204 | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02196 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| KRISTYN J ROTH | ||||||||
| C/O JDJ FAMILY OFFICE PO BOX 96204 | BOSTON | MA | 02196 | PRESIDENT | 1.00 | $0 | $0 | $0 |
| HENRY M ROTH | ||||||||
| C/O JDJ FAMILY OFFICE PO BOX 96204 | BOSTON | MA | 02196 | TREASURER, CLERK & DIRECTOR | 1.00 | $0 | $0 | $0 |
| DONNA J ROTH | ||||||||
| C/O JDJ FAMILY OFFICE PO BOX 96204 | BOSTON | MA | 02196 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $6,036,005 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $232,676 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $6,268,681 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $6,268,681 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $94,030 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $6,174,651 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $308,733 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $308,733 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $23,215 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $23,215 | TotalTaxAmt |
| Distributable Before Adj | $285,518 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $285,518 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $285,518 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $247,589 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $247,589 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $247,589 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $285,518 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $147,973 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $247,589 | QualifyingDistributionsAmt |
| Applied To Year1 | $147,973 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $99,616 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $185,902 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | KRISTYN J ROTH | ContributingManagerNm |
| Contributing Manager | HENRY M ROTH | ContributingManagerNm |
| Contributing Manager | DONNA J ROTH | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (32 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| THE PREEMPTIVE LOVE COALITION | ||||||||
| 1300 DARBYTON DRIVE | HEWITT | TX | 76643 | NONE | PUBLIC | GENERAL SUPPORT | $1,000 | |
| AMERICAN REFUGEE COMMITTEE | ||||||||
| 615 FIRST AVENUE NE STE 500 | MINNEAPOLIS | MN | 55413 | NONE | PUBLIC | GENERAL SUPPORT | $1,000 | |
| BOSTON COLLEGE TRUSTEES | ||||||||
| 140 COMMONWEALTH AVE | CHESTNUT HILL | MA | 02467 | NONE | PUBLIC | GENERAL SUPPORT | $5,000 | |
| MORGAN STANLEY GLOBAL IMPACT FUNDING TRUST INC | ||||||||
| 1177 AVENUE OF THE AMERICAS 37TH | NEW YORK | NY | 100362714 | NONE | PUBLIC | GENERAL SUPPORT | $167,000 | FLOOR |
| NATIONAL MULTIPLE SCLOROSIS SOCIETY | ||||||||
| 733 THIRD AVE 3RD FLOOR | NEW YORK | NY | 100173211 | NONE | PUBLIC | GENERAL SUPPORT | $1,250 | |
| ELS FOR AUTISM FOUNDATION | ||||||||
| 387 PARK AVE S 8TH FLOOR | NEW YORK | NY | 100168810 | NONE | PUBLIC | GENERAL SUPPORT | $100 | |
| PARTNERS HEALTHCARE SYSTEM INC - SPAULDING REHAB HOSPITAL | ||||||||
| 399 REVOLUTION DR STE 645 | SOMERVILLE | MA | 021451465 | NONE | PUBLIC | GENERAL SUPPORT | $100 | |
| SUNRISE DAY CAMPS ASSOCIATION INC | ||||||||
| 15 NEIL CT | OCEANSIDE | NY | 115725815 | NONE | PUBLIC | GENERAL SUPPORT | $100 | |
| AUTISM SOCIETY OF AMERICA | ||||||||
| 4340 EAST WEST HWY STE 350 | BETHESDA | MD | 208144593 | NONE | PUBLIC | GENERAL SUPPORT | $2,800 | |
| PARTNERS HEALTHCARE SYSTEM INC - PARTNERS HOME CARE INC | ||||||||
| 281 WINTER STREET | WALTHAM | MA | 02451 | NONE | PUBLIC | GENERAL SUPPORT | $500 | |
| DOCTORS WITHOUT BORDERS USA INC | ||||||||
| 333 7TH AVENUE 2ND FLOOR | NEW YORK | NY | 100015004 | NONE | PUBLIC | GENERAL SUPPORT | $100 | |
| UNITED MISSION FOR NONPROFITS OF AMERICA | ||||||||
| 620 NEWPORT CENTER DR STE 1100 | NEWPORT BEACH | CA | 926608011 | NONE | PUBLIC | GENERAL SUPPORT | $45 | |
| BRIAN BELTRAM CO IGLOO PRODUCTS COR | ||||||||
| 777 IGLOO ROAD | KATY | TX | 77494 | EMPLOYEE OF RELATED PARTY | INDIVIDUAL | EMERGENCY ASSISTANCE AND DISASTER RELIEF IN CONNECTION WITH HURRICANE HARVEY | $1,000 | |
| JAVIER REYES CO IGLOO PRODUCTS CORP | ||||||||
| 777 IGLOO ROAD | KATY | TX | 77494 | EMPLOYEE OF RELATED PARTY | INDIVIDUAL | EMERGENCY ASSISTANCE AND DISASTER RELIEF IN CONNECTION WITH HURRICANE HARVEY | $2,500 | |
| ZULAY BOSSIO CO IGLOO PRODUCTS CORP | ||||||||
| 777 IGLOO ROAD | KATY | TX | 77494 | EMPLOYEE OF RELATED PARTY | INDIVIDUAL | EMERGENCY ASSISTANCE AND DISASTER RELIEF IN CONNECTION WITH HURRICANE HARVEY | $3,500 | |
| RICHARD TALLEY CO IGLOO PRODUCTS CO | ||||||||
| 777 IGLOO ROAD | KATY | TX | 77494 | EMPLOYEE OF RELATED PARTY | INDIVIDUAL | EMERGENCY ASSISTANCE AND DISASTER RELIEF IN CONNECTION WITH HURRICANE HARVEY | $5,000 | |
| GANG WANG CO IGLOO PRODUCTS CORP | ||||||||
| 777 IGLOO ROAD | KATY | TX | 77494 | EMPLOYEE OF RELATED PARTY | INDIVIDUAL | EMERGENCY ASSISTANCE AND DISASTER RELIEF IN CONNECTION WITH HURRICANE HARVEY | $5,000 | |
| KAREN NEWELL CO IGLOO PRODUCTS CORP | ||||||||
| 777 IGLOO ROAD | KATY | TX | 77494 | EMPLOYEE OF RELATED PARTY | INDIVIDUAL | EMERGENCY ASSISTANCE AND DISASTER RELIEF IN CONNECTION WITH HURRICANE HARVEY | $1,500 | |
| SHARON TAYLOR CO IGLOO PRODUCTS COR | ||||||||
| 777 IGLOO ROAD | KATY | TX | 77494 | EMPLOYEE OF RELATED PARTY | INDIVIDUAL | EMERGENCY ASSISTANCE AND DISASTER RELIEF IN CONNECTION WITH HURRICANE HARVEY | $500 | |
| ALONZO MARROQUIN JR CO IGLOO PRODUC | ||||||||
| 777 IGLOO ROAD | KATY | TX | 77494 | EMPLOYEE OF RELATED PARTY | INDIVIDUAL | EMERGENCY ASSISTANCE AND DISASTER RELIEF IN CONNECTION WITH HURRICANE HARVEY | $5,000 | |
| RAUL ACOSTA CANIZALES CO IGLOO PROD | ||||||||
| 777 IGLOO ROAD | KATY | TX | 77494 | EMPLOYEE OF RELATED PARTY | INDIVIDUAL | EMERGENCY ASSISTANCE AND DISASTER RELIEF IN CONNECTION WITH HURRICANE HARVEY | $1,000 | |
| KATHLEEN NIES CO IGLOO PRODUCTS COR | ||||||||
| 777 IGLOO ROAD | KATY | TX | 77494 | EMPLOYEE OF RELATED PARTY | INDIVIDUAL | EMERGENCY ASSISTANCE AND DISASTER RELIEF IN CONNECTION WITH HURRICANE HARVEY | $5,000 | |
| JACQUELINE SOBLE CO IGLOO PRODUCTS | ||||||||
| 777 IGLOO ROAD | KATY | TX | 77494 | EMPLOYEE OF RELATED PARTY | INDIVIDUAL | EMERGENCY ASSISTANCE AND DISASTER RELIEF IN CONNECTION WITH HURRICANE HARVEY | $3,000 | |
| RITA HOYUELA CO IGLOO PRODUCTS CORP | ||||||||
| 777 IGLOO ROAD | KATY | TX | 77494 | EMPLOYEE OF RELATED PARTY | INDIVIDUAL | EMERGENCY ASSISTANCE AND DISASTER RELIEF IN CONNECTION WITH HURRICANE HARVEY | $2,500 | |
| BENJAMIN LIMON CO IGLOO PRODUCTS CO | ||||||||
| 777 IGLOO ROAD | KATY | TX | 77494 | EMPLOYEE OF RELATED PARTY | INDIVIDUAL | EMERGENCY ASSISTANCE AND DISASTER RELIEF IN CONNECTION WITH HURRICANE HARVEY | $2,500 | |
| RAJA RAMON CO IGLOO PRODUCTS CORP | ||||||||
| 777 IGLOO ROAD | KATY | TX | 77494 | EMPLOYEE OF RELATED PARTY | INDIVIDUAL | EMERGENCY ASSISTANCE AND DISASTER RELIEF IN CONNECTION WITH HURRICANE HARVEY | $1,500 | |
| ISABEL BRITO CO IGLOO PRODUCTS CORP | ||||||||
| 777 IGLOO ROAD | KATY | TX | 77494 | EMPLOYEE OF RELATED PARTY | INDIVIDUAL | EMERGENCY ASSISTANCE AND DISASTER RELIEF IN CONNECTION WITH HURRICANE HARVEY | $500 | |
| EXIQUIO BARCENAS CO IGLOO PRODUCTS | ||||||||
| 777 IGLOO ROAD | KATY | TX | 77494 | EMPLOYEE OF RELATED PARTY | INDIVIDUAL | EMERGENCY ASSISTANCE AND DISASTER RELIEF IN CONNECTION WITH HURRICANE HARVEY | $4,000 | |
| KELLY COOPER CO IGLOO PRODUCTS CORP | ||||||||
| 777 IGLOO ROAD | KATY | TX | 77494 | EMPLOYEE OF RELATED PARTY | INDIVIDUAL | EMERGENCY ASSISTANCE AND DISASTER RELIEF IN CONNECTION WITH HURRICANE HARVEY | $1,000 | |
| JAMES WILSON CO IGLOO PRODUCTS CORP | ||||||||
| 777 IGLOO ROAD | KATY | TX | 77494 | EMPLOYEE OF RELATED PARTY | INDIVIDUAL | EMERGENCY ASSISTANCE AND DISASTER RELIEF IN CONNECTION WITH HURRICANE HARVEY | $1,500 | |
| DUSTIN GIBBS CO IGLOO PRODUCTS CORP | ||||||||
| 777 IGLOO ROAD | KATY | TX | 77494 | EMPLOYEE OF RELATED PARTY | INDIVIDUAL | EMERGENCY ASSISTANCE AND DISASTER RELIEF IN CONNECTION WITH HURRICANE HARVEY | $3,000 | |
| SHAMEECA HOLMES CO IGLOO PRODUCTS C | ||||||||
| 777 IGLOO ROAD | KATY | TX | 77494 | EMPLOYEE OF RELATED PARTY | INDIVIDUAL | EMERGENCY ASSISTANCE AND DISASTER RELIEF IN CONNECTION WITH HURRICANE HARVEY | $500 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $228,995 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $320 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $103,172 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,116,576 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,220,068 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,220,068 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (6 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Noncash ContributionNoncashContributionInd | Person ContributionPersonContributionInd |
|---|---|---|---|---|---|---|---|
| HENRY M AND DONNA J ROTH | |||||||
| 1 | C/O JDJ FAMILY OFFICE PO BOX 96204 | BOSTON | MA | 02196 | $486,139 | Yes (X) | |
| HENRY M AND DONNA J ROTH | |||||||
| 2 | C/O JDJ FAMILY OFFICE PO BOX 96204 | BOSTON | MA | 02332 | $25,000 | Yes (X) | |
| IGLOO PRODUCTS CORPORATION | |||||||
| 3 | 777 IGLOO ROAD | KATY | TX | 77494 | $27,500 | Yes (X) | |
| ACON INVESTMENTS LLC | |||||||
| 4 | 4640 ADMIRALTY WAY SUITE 500 | LOS ANGELES | CA | 90292 | $14,526 | Yes (X) | |
| AMERICAN GLOBAL LOGISTICS LLC | |||||||
| 5 | 3399 PEACHTREE ROAD NE SUITE 1130 | ATLANTA | GA | 30326 | $10,000 | Yes (X) | |
| MILLIONSPORTS CO STEPHEN LEUNG | |||||||
| 6 | C/O FOUNDATION SOURCE 55 WALLS DRIV | FAIRFIELD | CT | 06824 | $10,000 | Yes (X) | |
Non Cash Property Contribution NonCashPropertyContributionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Noncash Property | 2,850 SHARES OF APPLE STOCK. | NoncashPropertyDesc |
| Fair Market Value | $486,139 | FairMarketValueAmt |
| Received | 2017-12-26 | ReceivedDt |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX & ACCOUNTING FEES | CategoryTxt |
| Amt | $33,002 | Amt |
| Net Investment Income | $16,501 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $16,501 | DisbursementsCharitablePrpsAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (2 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| CORPORATE STOCK - MSSB | AT COST | $4,088,913 | $6,553,983 |
| CORPORATE STOCK - UBS | AT COST | $486,124 | $482,305 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $4,008 | LegalFeesAmt |
| Net Investment Income | $2,004 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $2,004 | DisbursementsCharitablePrpsAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| BOOK/TAX DIFFERENCES - BASIS DIFFERENCES FOR STOCK SOLD IN CURRENT YEAR | $907,237 |
| BOOK/TAX DIFFERENCES - BASIS DIFFERENCES TO REPORT STOCK AT TAX BASIS | $822,185 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BROKERAGE FEES | $30,390 | $30,390 | $0 |
| MA FILING FEES | $89 | $0 | $89 |
| FEDERAL TAXES | $60,000 | $0 | $0 |
| OTHER DEDUCTIONS | $8,073 | $8,073 | $0 |
| FOREIGN TAXES | $2,373 | $2,373 | $0 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DUE TO TRUSTEE | Desc |
| BOY Book Value | $1,310 | BOYBookValueAmt |
| EOY Book Value | $1,310 | EOYBookValueAmt |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor Detail SubstantialContributorDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | HENRY DONNA ROTH | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O JDJ FAMILY OFFICE PO BOX 96204 | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02196 | ZIPCd |