ROXANNE QUIMBY FOUNDATION INC: Form 990PF, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- ROXANNE QUIMBY FOUNDATION INC (EIN 47-5008812)
- Tax period
- 2017-01-01 to 2017-12-31
- Filed
- 2018-08-07
- IRS object ID
- 201812199349100201
- Schema version
- 2017v2.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-08-07T07:37:03-05:00 | ReturnTs |
| Tax Period End | 2017-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 010448006 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALBIN RANDALL & BENNETT | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 445 130 MIDDLE STREET | AddressLine1Txt |
| City | PORTLAND | CityNm |
| State Abbreviation | ME | StateAbbreviationCd |
| ZIP | 041120445 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 475008812 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ROXANNE QUIMBY FOUNDATION INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ROXA | BusinessNameControlTxt |
| Phone | 2079632022 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 769 CONGRESS STREET | AddressLine1Txt |
| City | PORTLAND | CityNm |
| State Abbreviation | ME | StateAbbreviationCd |
| ZIP | 04102 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ROXANNE QUIMBY | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2079632022 | PhoneNum |
| Signature | 2018-07-10 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | DANIEL P DOIRON | PreparerPersonNm |
| PTIN | P01206204 | PTIN |
| Phone | 2077721981 | PhoneNum |
| Preparation | 2018-07-09 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $41,775,202 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $151,847 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $151,847 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $387,654 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $387,654 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $2,730,966 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $14,811,566 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $2,730,966 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $40,014 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $40,014 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $3,310,481 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $3,310,481 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $900 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $900 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $7,265 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $3,633 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $3,632 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $108,875 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $108,875 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $75,531 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $22,531 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $6,970 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $6,896 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $74 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $199,541 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $141,935 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $4,606 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $497,500 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $497,500 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $697,041 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $141,935 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $502,106 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $2,613,440 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $3,168,546 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $5,997 | CashBOYAmt |
| Cash EOY | $4,758 | CashEOYAmt |
| Cash EOYFMV | $4,758 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $875,066 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $374,971 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $374,971 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $24,182,536 | CorporateStockBOYAmt |
| Corporate Stock EOY | $27,138,103 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $30,230,350 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $5,073,148 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $5,618,196 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $5,489,855 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $5,021,898 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $4,636,057 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $5,675,268 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $35,158,645 | TotalAssetsBOYAmt |
| Total Assets EOY | $37,772,085 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $41,775,202 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $35,158,645 | RetainedEarningBOYAmt |
| Retained Earning EOY | $37,772,085 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $35,158,645 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $37,772,085 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $35,158,645 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $37,772,085 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $35,158,645 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $2,613,440 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $37,772,085 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $37,772,085 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (4 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | $14,065,711 | $11,513,380 | $2,552,331 | $2,552,331 | |
| PUBLICLY TRADED SECURITIES | $583,690 | $567,220 | $16,470 | $16,470 | |
| GOLDMAN SACHS DISTRESSED MANAGERS IV | $51,142 | $51,142 | $51,142 | P | |
| CAPITAL GAINS DIVIDENDS | $111,023 | $111,023 | $111,023 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $2,730,966 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $3,120,640 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $31,588,493 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.098790 | DistributionYr1Rt |
| Total Distribution | 0.098790 | TotalDistributionRt |
| Average Distribution | 0.098790 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $39,281,272 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $3,880,597 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $31,685 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $3,912,282 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $502,106 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $63,371 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $63,371 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $63,371 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $54,321 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $18,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $72,321 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $8,950 | OverpaymentAmt |
| Applied To ES Tax | $8,950 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | ME | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | DANIEL P DOIRON CPA | IndividualWithBooksNm |
| Phone | 2077721981 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 130 MIDDLE STREET | AddressLine1Txt |
| City | PORTLAND | CityNm |
| State Abbreviation | ME | StateAbbreviationCd |
| ZIP | 04112 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ROXANNE QUIMBY | ||||||||
| 769 CONGRESS STREET | PORTLAND | ME | 04102 | PRESIDENT & DIRECTOR | 0.00 | $0 | $0 | $0 |
| HANNAH QUIMBY | ||||||||
| 769 CONGRESS STREET | PORTLAND | ME | 04102 | SECRETARY & DIRECTOR | 0.00 | $0 | $0 | $0 |
| RACHELLE QUIMBY | ||||||||
| 769 CONGRESS STREET | PORTLAND | ME | 04102 | TREASURER & DIRECTOR | 0.00 | $0 | $0 | $0 |
| LUCAS ST CLAIR | ||||||||
| 769 CONGRESS STREET | PORTLAND | ME | 04102 | DIRECTOR | 0.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GOLDMAN SACHS | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 125 HIGH STREET 17TH FLOOR | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02110 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT MNGMT & ADVICE | ServiceTypeTxt |
| Compensation | $108,875 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $39,366,435 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $513,029 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $39,879,464 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $39,879,464 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $598,192 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $39,281,272 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,964,064 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,964,064 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $63,371 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $63,371 | TotalTaxAmt |
| Distributable Before Adj | $1,900,693 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,900,693 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,900,693 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $502,106 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $502,106 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $502,106 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,900,693 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr1 | $2,170,484 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $2,170,484 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $502,106 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $502,106 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $1,398,587 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $1,398,587 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $771,897 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $771,897 | ExcessDistriCyovToNextYrAmt |
| Excess From Year1 | $771,897 | ExcessFromYear1Amt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | ROXANNE QUIMBY | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (9 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| CENTER FOR MAINE CONTEMPORARY ART | |||||||
| PO BOX 1767 21 WINTER STREET | ROCKLAND | ME | 04841 | N/A | PC | SPONSORSHIP OF JOHN BISBEE'S "THE ART OF THE DEAL" EXHIBITION | $75,000 |
| GATEWAY MILBRIDGE | |||||||
| PO BOX 62 | MILBRIDGE | ME | 04658 | N/A | PC | SUPPORT FOR REBUILDING AND REOPENING THE MILBRIDGE THEATRE | $2,500 |
| GREATER PORTLAND LANDMARKS | |||||||
| 93 HIGH STREET | PORTLAND | ME | 04101 | N/A | PC | OPERATIONAL SUPPORT | $15,000 |
| MAINE STATE SOCIETY FOR THE PROTECTION OF ANIMALS | |||||||
| PO BOX 10 | SOUTH WINDHAM | ME | 04082 | N/A | PC | OPERATIONAL SUPPORT | $75,000 |
| MILLAY HOUSE ROCKLAND | |||||||
| PO BOX 831 | ROCKLAND | ME | 04841 | N/A | PC | OPERATIONAL SUPPORT | $60,000 |
| PLANNED PARENTHOOD OF NORTHERN NEW ENGLAND | |||||||
| 443 CONGRESS STREET 3RD FLOOR | PORTLAND | ME | 04101 | N/A | PC | OPERATIONAL SUPPORT | $10,000 |
| PREBLE STREET | |||||||
| 38 PREBLE STREET | PORTLAND | ME | 04101 | N/A | PC | OPERATIONAL SUPPORT | $50,000 |
| SCHOODIC INSTITUTE | |||||||
| PO BOX 277 | WINTER HARBOR | ME | 04693 | N/A | PC | SCHOODIC MARINE CENTER SUPPORT | $185,000 |
| WATERFALL ARTS | |||||||
| 256 HIGH STREET | BELFAST | ME | 04915 | N/A | PC | WATERFALL RISING CAPITAL CAMPAIGN | $25,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $497,500 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $151,847 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $387,654 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 01 | ExclusionCd |
| Exclusion | $40,014 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $2,730,966 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $3,310,481 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $3,310,481 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $7,265 | Amt |
| Net Investment Income | $3,633 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $3,632 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (35 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ALABAMA POWER CO 2.45% 03/30/2022 USD SER 17A SR LIEN | $149,877 | $149,978 |
| APPLE INC. 2.25% 02/23/2021 USD SR LIEN | $177,468 | $176,195 |
| BERKSHIRE HATHAWAY INC. 2.75% 03/15/2023 USD SR LIEN | $102,621 | $101,464 |
| BRISTOL-MYERS SQUIBB COMPANY 1.6% 02/27/2019 USD SR LIEN | $99,831 | $100,073 |
| CISCO SYSTEMS INC 2.2% 02/28/2021 USD SR LIEN | $49,904 | $50,217 |
| COCA-COLA COMPANY (THE) 3.15% 11/15/2020 USD SR LIEN | $202,360 | $206,261 |
| COMCAST CORP 2.75% 03/01/2023 USD SR LIEN | $196,496 | $202,793 |
| DUKE ENERGY FLORIDA LLC 1.85% 01/15/2020 USD SR LIEN | $199,772 | $200,068 |
| GENERAL DYNAMICS CORP 2.375% 11/15/2024 SR LIEN | $124,000 | $123,117 |
| GILEAD SCIENCES INC 2.55% 09/01/2020 USD SR LIEN | $199,530 | $203,478 |
| GS SHORT DURATION INCOME INSTITUTIONAL MUTUAL FUND | $272,185 | $267,419 |
| INVESCO FINANCE PLC 3.125% 11/30/2022 USD SR LIEN | $176,428 | $177,550 |
| JOHN DEERE CAPITAL CORPORATION MTN 2.65% 01/06/2022 USD SR LIEN | $74,979 | $76,403 |
| JPMORGAN CHASE & CO. HYBRID 04/25/2023 USD SR LIEN CPN 04/25/17 2.776% | $100,000 | $100,606 |
| LOWE'S COMPANIES INC 3.75% 04/15/2021 USD SR LIEN | $214,986 | $209,947 |
| MERCK & CO., INC. 3.875% 01/15/2021 USD SR LIEN | $54,087 | $53,105 |
| MICROSOFT CORPORATION 2.65% 11/03/2022 USD SR LIEN | $100,462 | $101,160 |
| NOVARTIS SECURITIES INVESTMENT 5.125% 02/10/2019 USD SR LIEN | $238,588 | $210,580 |
| ORACLE CORPORATION 5.75% 04/15/2018 USD SR LIEN | $54,310 | $51,180 |
| ORACLE SYSTEMS CORPORATION FRN 10/08/2019 USD USLIB 3MO +51.00BP SR LIEN CPN | $100,309 | $101,218 |
| PHILIP MORRIS INTERNATIONAL IN 5.65% 05/16/2018 USD SR LIEN | $240,394 | $204,263 |
| SIMON PROPERTY GROUP, L.P. 2.5% 07/15/2021 USD SER 5YR SR LIEN | $103,121 | $101,408 |
| STATE STREET CORPORATION 3.1% 05/15/2023 USD SRSUB LIEN | $101,451 | $101,264 |
| THE HOME DEPOT, INC. 4.4% 04/01/2021 USD SR LIEN | $197,170 | $187,775 |
| THE TJX COMPANIES, INC. 2.75% 06/15/2021 USD SR LIEN | $50,334 | $50,763 |
| TOYOTA MOTOR CREDIT CORP MTN 2.6% 01/11/2022 USD SR LIEN | $149,798 | $152,647 |
| UNILEVER CAPITAL CORPORATION 1.8% 05/05/2020 USD SR LIEN | $124,601 | $124,429 |
| UNITED PARCEL SERVICE, INC. 2.8% 11/15/2024 SR LIEN | $124,559 | $126,012 |
| UNITEDHEALTH GROUP INC 6.0% 02/15/2018 USD SR LIEN | $335,528 | $282,589 |
| VANGUARD SHORT-TERM INFLATION PROTECTED SECURITIES INDEX FD ETF | $640,189 | $632,463 |
| VISA INC. 2.15% 09/15/2022 USD SER 5YR SR LIEN | $149,547 | $148,900 |
| WAL-MART STORES, INC. 5.8% 02/15/2018 USD SR LIEN | $54,315 | $51,317 |
| WALT DISNEY COMPANY (THE) MTN 2.3% 02/12/2021 USD SR LIEN | $174,830 | $176,318 |
| WELLS FARGO & COMPANY MTN 4.125% 08/15/2023 USD SER M SUB LIEN | $182,963 | $187,273 |
| XILINX INC 2.95% 06/01/2024 USD SR LIEN | $101,203 | $99,622 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (320 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 3M COMPANY CMN | $54,145 | $62,373 |
| ABBOTT LABORATORIES CMN | $39,328 | $44,058 |
| ABBVIE INC CMN | $53,850 | $69,051 |
| ACCENTURE PLC CMN | $36,614 | $42,865 |
| ADOBE SYSTEMS INC CMN | $33,981 | $38,378 |
| AES CORP. CMN | $3,732 | $3,661 |
| AETNA INC. CMN | $23,655 | $27,058 |
| AFLAC INCORPORATED CMN | $14,364 | $15,274 |
| AGILENT TECHNOLOGIES, INC. CMN | $9,191 | $9,531 |
| AIR PRODUCTS & CHEMICALS INC CMN | $14,247 | $16,173 |
| AKAMAI TECHNOLOGIES, INC. CMN | $3,584 | $4,943 |
| ALASKA AIR GROUP INC(DEL HLDG) CMN | $4,032 | $3,970 |
| ALLERGAN PLC CMN | $34,193 | $24,373 |
| ALLIANCE DATA SYSTEMS CORPORAT CMN | $4,961 | $5,577 |
| ALLIANT ENERGY CORPORATION CMN | $2,976 | $2,940 |
| ALLSTATE CORPORATION COMMON STOCK | $14,752 | $17,128 |
| ALPHABET INC. CMN CLASS A | $127,047 | $140,102 |
| ALPHABET INC. CMN CLASS C | $126,908 | $141,264 |
| AMAZON.COM INC CMN | $174,547 | $208,166 |
| AMEREN CORPORATION CMN | $5,639 | $5,545 |
| AMERICAN ELECTRIC POWER INC CMN | $16,641 | $16,627 |
| AMERICAN EXPRESS CO. CMN | $28,500 | $32,872 |
| AMERICAN INTL GROUP, INC. CMN | $24,435 | $24,070 |
| AMERICAN TOWER CORPORATION CMN | $28,722 | $27,814 |
| AMERICAN WATER WORKS CO, INC. CMN | $6,634 | $7,502 |
| AMERIPRISE FINANCIAL, INC. CMN | $12,882 | $15,761 |
| AMGEN INC. CMN | $57,954 | $56,691 |
| ANALOG DEVICES, INC. CMN | $14,559 | $15,491 |
| ANDEAVOR CMN | $6,610 | $7,546 |
| ANTHEM, INC. CMN | $23,133 | $26,551 |
| APPLE INC. CMN | $378,728 | $390,752 |
| APPLIED MATERIALS INC CMN | $21,298 | $24,129 |
| APTIV PLC CMN | $9,504 | $10,010 |
| ARCHER-DANIELS-MIDLAND COMPANY CMN | $10,262 | $9,459 |
| ARCONIC INC CMN | $4,458 | $4,769 |
| ARTISAN INTERNATIONAL FUND INV MUTUAL FUND CLASS I SHARES | $1,799,000 | $2,152,692 |
| AT&T INC CMN | $103,273 | $107,192 |
| AUTODESK INC CMN | $10,498 | $9,644 |
| AVALONBAY COMMUNITIES INC CMN | $11,264 | $10,790 |
| AVERY DENNISON CORPORATION CMN | $4,148 | $5,054 |
| BAKER HUGHES,A GE CO CMN | $6,611 | $6,170 |
| BALL CORPORATION CMN | $5,839 | $5,526 |
| BANK OF AMERICA CORP CMN | $105,246 | $130,036 |
| BARCLAYS BANK PLC LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA 2090.54 STRUC | $306,000 | $366,710 |
| BAXTER INTERNATIONAL INC CMN | $13,711 | $14,321 |
| BECTON, DICKINSON AND COMPANY CMN | $20,543 | $22,048 |
| BEST BUY CO INC CMN | $6,566 | $8,285 |
| BIOGEN INC. CMN | $29,757 | $29,946 |
| BLACKROCK, INC. CMN | $25,560 | $31,336 |
| BNP PARIBAS LINKED TO MSCI EAFE BUFFERED CAPPED BETA STRUCTURED NOTE DUE 03/ | $112,000 | $136,046 |
| BNP PARIBAS LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA STRUCTURED NOTE DUE | $284,000 | $358,976 |
| BOFA FINANCE LLC LINKED TO MSCI EAFE BUFFERED CAPPED BETA, 1997.73 STRUCTURE | $142,000 | $143,761 |
| BOFA FINANCE LLC LNKD TO MSCI EMERGING MKT BUFFERED CAPPED BETA, 47.01 STRUC | $93,000 | $93,549 |
| BORGWARNER INC. CMN | $3,859 | $4,036 |
| BOSTON PROPERTIES, INC. COMMON STOCK | $8,563 | $9,289 |
| BOSTON SCIENTIFIC CORP. COMMON STOCK | $17,397 | $14,899 |
| BRIGHTHOUSE FINANCIAL, INC. CMN | $2,511 | $2,580 |
| BRISTOL-MYERS SQUIBB COMPANY CMN | $44,213 | $44,796 |
| BROADCOM INC. CMN | $45,877 | $46,756 |
| BROWN FORMAN CORP CL B CMN CLASS B | $4,802 | $5,990 |
| CA, INC. CMN | $4,181 | $4,193 |
| CAMPBELL SOUP CO CMN | $3,835 | $3,993 |
| CAPITAL ONE FINANCIAL CORP CMN | $17,674 | $22,107 |
| CARDINAL HEALTH, INC. CMN | $9,248 | $8,457 |
| CARMAX, INC. CMN | $5,439 | $5,195 |
| CARNIVAL CORPORATION CMN | $12,785 | $12,212 |
| CATERPILLAR INC (DELAWARE) CMN | $31,253 | $41,916 |
| CAUSEWAY INTERNATIONAL VALUE I MUTUAL FUND CLASS INST SHARES | $1,866,294 | $2,296,149 |
| CBRE GROUP, INC. CMN CLASS A | $5,124 | $6,150 |
| CELGENE CORPORATION CMN | $48,626 | $36,526 |
| CHARLES SCHWAB CORPORATION CMN | $22,853 | $29,486 |
| CHUBB LTD CMN | $28,992 | $30,051 |
| CIGNA CORPORATION CMN | $20,573 | $22,949 |
| CISCO SYSTEMS, INC. CMN | $71,995 | $85,601 |
| CITIGROUP INC. CMN | $83,068 | $90,855 |
| CITIGROUP INC. LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA, 2091.69 STRUCTU | $217,000 | $226,570 |
| CITIGROUP INC. LNKD TO MSCI EMERGING MKT BUFFERED CAPPED BETA STRUCTURED NOT | $79,000 | $102,692 |
| CLOROX CO (THE) (DELAWARE) CMN | $7,204 | $7,734 |
| COCA-COLA COMPANY (THE) CMN | $77,986 | $78,547 |
| COGNIZANT TECHNOLOGY SOLUTIONS CORP CLASS A | $18,684 | $18,749 |
| COLGATE-PALMOLIVE CO CMN | $28,370 | $29,878 |
| COMCAST CORPORATION CMN CLASS A VOTING | $84,961 | $83,785 |
| COMERICA INCORPORATED CMN | $5,051 | $6,446 |
| CONAGRA BRANDS INC CMN | $5,616 | $6,517 |
| CONSOLIDATED EDISON INC CMN | $12,051 | $12,148 |
| CORNING INCORPORATED CMN | $11,591 | $12,892 |
| CSX CORPORATION CMN | $20,683 | $22,664 |
| CUMMINS INC COMMON STOCK | $10,997 | $12,188 |
| CVS HEALTH CORP CMN | $34,959 | $32,770 |
| DANAHER CORPORATION CMN | $22,858 | $25,471 |
| DAVITA INC CMN | $3,631 | $4,480 |
| DELPHI TECHNOLOGIES PLC CMN | $1,871 | $2,046 |
| DELTA AIR LINES, INC. CMN | $14,441 | $17,136 |
| DIGITAL REALTY TRUST, INC. CMN | $10,873 | $10,564 |
| DOMINION ENERGY INC CMN | $23,395 | $24,075 |
| DOWDUPONT INC. CMN | $71,319 | $73,998 |
| DREYFUS GLOBAL STOCK MUTUAL FUND CLASS I SHARES MUTUAL FUND CLASS I SHARES | $1,387,419 | $1,652,023 |
| DUKE ENERGY CORPORATION CMN | $26,196 | $25,233 |
| DUKE REALTY CORPORATION CMN | $3,825 | $3,537 |
| DXC TECHNOLOGY COMPANY CMN | $10,580 | $11,790 |
| EATON CORP PLC CMN | $14,352 | $15,802 |
| EBAY INC. CMN | $16,079 | $16,794 |
| ECOLAB INC. CMN | $15,330 | $15,478 |
| EDWARDS LIFESCIENCES CORP CMN | $10,691 | $10,595 |
| ENTERGY CORPORATION CMN | $7,046 | $7,244 |
| EQUINIX, INC. REIT | $15,845 | $15,863 |
| EQUITY RESIDENTIAL CMN | $11,147 | $10,669 |
| ESTEE LAUDER COS INC CL-A CMN CLASS A | $11,020 | $13,106 |
| EVERSOURCE ENERGY CMN | $7,749 | $7,771 |
| EXELON CORPORATION CMN | $16,948 | $17,577 |
| EXPEDIA GROUP INC CMN | $8,160 | $6,587 |
| EXPEDITORS INTERNATIONAL OF WA CMN | $3,815 | $4,334 |
| F5 NETWORKS, INC. CMN | $3,104 | $3,412 |
| FEDEX CORP CMN | $24,062 | $28,003 |
| FIFTH THIRD BANCORP CMN | $9,538 | $11,133 |
| FIRST EAGLE GLOBAL FUND I | $292,381 | $336,968 |
| FMC CORPORATION CMN | $5,260 | $5,784 |
| FORD MOTOR COMPANY CMN | $19,847 | $22,470 |
| FRANKLIN RESOURCES INC CMN | $8,560 | $8,625 |
| FREEPORT-MCMORAN INC CMN | $8,840 | $11,338 |
| GAP INC CMN | $2,528 | $3,644 |
| GARMIN LTD. CMN | $2,472 | $2,859 |
| GENERAL ELECTRIC CO CMN | $94,699 | $67,767 |
| GENERAL MILLS INC CMN | $13,955 | $15,534 |
| GENERAL MOTORS COMPANY CMN | $21,377 | $23,979 |
| GGP INC CMN | $5,811 | $6,611 |
| GQG PARTNERS EMERGING MARKETS EQUITY FUND INSTITUTIONAL | $922,683 | $1,074,332 |
| GS FINANCE CORP. LINKED TO MSCI EAFE UPSIDE LEVERED CAPPED W BUFFER STRUCTUR | $250,000 | $318,010 |
| GS HIGH YIELD FLOATING RATE FUND INSTITUTIONAL SHARES | $1,557,847 | $1,504,635 |
| GS STRATEGIC INCOME FUND INSTITUTIONAL SHARES | $1,299,088 | $1,211,528 |
| GS TACTICAL TILT OVERLAY MUTUAL FUND | $2,101,356 | $2,104,905 |
| HALLIBURTON COMPANY CMN | $14,537 | $18,229 |
| HANESBRANDS INC. CMN | $3,955 | $3,408 |
| HARLEY-DAVIDSON INC CMN | $3,352 | $3,562 |
| HARTFORD FINANCIAL SRVCS GROUP CMN | $9,030 | $9,441 |
| HASBRO, INC. CMN | $4,695 | $4,454 |
| HCA HEALTHCARE, INC CMN | $10,226 | $11,419 |
| HCP, INC. CMN | $6,261 | $5,477 |
| HENRY SCHEIN INC COMMON STOCK | $11,580 | $9,504 |
| HEWLETT PACKARD ENTERPRISE CO CMN | $10,272 | $10,566 |
| HILTON WORLDWIDE HOLDINGS INC. CMN | $5,802 | $6,948 |
| HORMEL FOODS CORPORATION CMN | $3,535 | $4,185 |
| HOST HOTELS & RESORTS INC CMN | $6,234 | $6,914 |
| HP INC. CMN | $14,140 | $15,672 |
| HSBC LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA STRUCTURED NOTE DUE 05/09/ | $271,000 | $331,785 |
| HUMANA INC. CMN | $16,488 | $15,902 |
| IHS MARKIT LTD CMN | $7,613 | $7,269 |
| INGERSOLL-RAND PLC CMN | $9,393 | $9,811 |
| INTEL CORPORATION CMN | $73,900 | $97,121 |
| INTERNATIONAL PAPER CO. CMN | $10,290 | $11,067 |
| INTERPUBLIC GROUP COS CMN | $2,901 | $2,903 |
| INTL BUSINESS MACHINES CORP CMN | $57,182 | $61,215 |
| INTL.FLAVORS & FRAGRANCE CMN | $4,790 | $5,366 |
| INTUIT INC CMN | $14,994 | $16,725 |
| INVESCO LTD. CMN | $8,622 | $9,610 |
| IRON MOUNTAIN INCORPORATED CMN | $4,415 | $4,292 |
| ISHARES CURRENCY HEDGED MSCI EAFE ETF | $1,826,956 | $2,144,408 |
| ISHARES RUSSELL 2000 ETF | $2,177,924 | $2,356,727 |
| J B HUNT TRANS SVCS INC CMN | $3,758 | $4,369 |
| J. M. SMUCKER COMPANY (THE) CMN | $5,343 | $6,336 |
| JACOBS ENGINEERING GRP CMN | $2,779 | $3,364 |
| JOHNSON & JOHNSON CMN | $158,613 | $167,385 |
| JOHNSON CONTROLS INTERNATIONAL CMN | $16,198 | $15,519 |
| JPMORGAN CHASE & CO CMN | $143,125 | $168,217 |
| JPMORGAN CHASE & CO. LINKED TO BASKET OF INDICES UPSIDE LEVERED CAPPED W BUF | $380,000 | $478,002 |
| JPMORGAN CHASE & CO. LNKD TO MSCI EMERGING MKT BUFFERED CAPPED BETA STRUCTUR | $85,000 | $96,152 |
| KELLOGG COMPANY CMN | $7,725 | $8,022 |
| KEYCORP CMN | $8,623 | $10,105 |
| KIMBERLY-CLARK CORPORATION CMN | $19,706 | $19,457 |
| KIMCO REALTY CORPORATION CMN | $4,297 | $4,036 |
| KLA-TENCOR CORPORATION CMN | $6,277 | $7,040 |
| KOHL'S CORP (WISCONSIN) CMN | $3,143 | $4,284 |
| L BRANDS, INC. CMN | $4,255 | $6,323 |
| LABORATORY CORPORATION OF AMER CMN | $6,309 | $6,540 |
| LAM RESEARCH CORPORATION CMN | $11,785 | $13,104 |
| LAZARD EMERGING MARKETS EQUITY PORTFOLIO INSTL SHARES MUTUAL FUND CLASS INS | $255,681 | $258,801 |
| LINCOLN NATL.CORP.INC. CMN | $7,397 | $8,379 |
| LOEWS CORPORATION CMN | $3,540 | $3,802 |
| LOWES COMPANIES INC CMN | $27,562 | $34,667 |
| LYONDELLBASELL INDUSTRIES N.V. CMN CLASS A | $13,045 | $15,886 |
| MACERICH COMPANY CMN | $2,797 | $3,481 |
| MACY'S INC. CMN | $2,740 | $3,119 |
| MARATHON PETROLEUM CORPORATION CMN | $11,769 | $14,714 |
| MARRIOTT INTERNATIONAL, INC CMN CLASS A | $14,294 | $18,731 |
| MARSH & MCLENNAN CO INC CMN | $18,037 | $18,801 |
| MC DONALDS CORP CMN | $57,910 | $62,307 |
| MCCORMICK & CO NON VTG SHRS CMN | $4,566 | $4,917 |
| MCKESSON CORPORATION CMN | $14,334 | $15,004 |
| MEDTRONIC PUBLIC LIMITED COMPA CMN | $49,099 | $49,401 |
| MERCK & CO., INC. CMN | $77,785 | $69,122 |
| METLIFE, INC. CMN | $23,486 | $25,280 |
| METTLER-TOLEDO INTL CMN | $6,273 | $6,195 |
| MGM RESORTS INTERNATIONAL CMN | $7,264 | $7,580 |
| MICRO FOCUS INTERNATIONAL PLC SPONSORED ADR CMN | $3,038 | $3,460 |
| MICROCHIP TECHNOLOGY INCORPORA CMN | $8,420 | $8,524 |
| MICRON TECHNOLOGY, INC. CMN | $17,277 | $20,354 |
| MICROSOFT CORPORATION CMN | $257,184 | $294,087 |
| MOHAWK INDUSTRIES INC COMMON STOCK | $7,594 | $8,277 |
| MOLSON COORS BREWING CO CMN CLASS B | $7,575 | $6,976 |
| MONDELEZ INTERNATIONAL, INC. CMN | $27,894 | $29,512 |
| MONSANTO COMPANY CMN | $22,855 | $22,772 |
| MOODY'S CORPORATION CMN | $10,589 | $11,661 |
| MORGAN STANLEY CMN | $31,670 | $36,519 |
| MORGAN STANLEY LINKED TO MSCI EAFE BUFFERED CAPPED BETA STRUCTURED NOTE DUE | $119,000 | $167,992 |
| MORGAN STANLEY LNKD TO MSCI EMERGING MKT BUFFERED CAPPED BETA STRUCTURED NOT | $92,000 | $117,861 |
| MOSAIC COMPANY (THE) CMN | $3,357 | $4,311 |
| MOTOROLA SOLUTIONS INC CMN | $5,992 | $6,178 |
| NASDAQ INC. CMN | $3,995 | $4,072 |
| NETAPP, INC. CMN | $4,601 | $6,583 |
| NEWELL BRANDS INC CMN | $10,477 | $6,705 |
| NEWMONT MINING CORPORATION CMN | $9,087 | $8,892 |
| NEWS CORPORATION CMN CLASS A | $1,940 | $2,415 |
| NEXTERA ENERGY, INC. CMN | $32,511 | $33,737 |
| NIELSEN HLDGS PLC CMN | $6,178 | $5,788 |
| NIKE CLASS-B CMN CLASS B | $31,265 | $37,148 |
| NISOURCE INC. CMN | $3,735 | $3,568 |
| NORDSTROM, INC. CMN | $2,454 | $2,606 |
| NORFOLK SOUTHERN CORP CMN | $15,547 | $18,692 |
| NORTHERN TRUST CORP CMN | $10,518 | $11,833 |
| NRG ENERGY, INC. CMN | $3,637 | $4,158 |
| NVIDIA CORPORATION CMN | $45,580 | $52,052 |
| ONEOK INC CMN | $9,533 | $8,980 |
| ORACLE CORPORATION CMN | $67,496 | $63,402 |
| P G & E CORPORATION CMN | $15,591 | $10,042 |
| PARKER-HANNIFIN CORP. CMN | $9,975 | $12,374 |
| PEPSICO, INC. CMN | $74,532 | $77,747 |
| PERRIGO CO PLC CMN | $4,817 | $5,317 |
| PFIZER INC. CMN | $90,030 | $96,128 |
| PHILLIPS 66 CMN | $15,841 | $19,117 |
| PINNACLE WEST CAPITAL CORP CMN | $4,589 | $4,344 |
| PNC FINANCIAL SERVICES GROUP, CMN | $26,587 | $30,589 |
| PPG INDUSTRIES, INC. CMN | $11,684 | $13,084 |
| PRAXAIR, INC. CMN | $16,706 | $19,644 |
| PRICELINE GROUP INC/THE CMN | $40,560 | $38,230 |
| PRINCIPAL FINANCIAL GROUP, INC CMN | $7,440 | $8,397 |
| PROCTER & GAMBLE COMPANY (THE) CMN | $105,652 | $105,203 |
| PROLOGIS INC CMN | $15,587 | $15,869 |
| PRUDENTIAL FINANCIAL INC CMN | $21,292 | $23,916 |
| PUBLIC-SVC ENTERPRISE GROUP HOLDING CO | $10,867 | $11,948 |
| PULTEGROUP INC. CMN | $3,053 | $3,901 |
| PVH CORP CMN | $4,658 | $5,077 |
| QUALCOMM INC CMN | $34,761 | $42,573 |
| QUEST DIAGNOSTICS INCORPORATED CMN | $6,393 | $5,811 |
| RALPH LAUREN CORP CMN CLASS A | $2,197 | $2,605 |
| REGENCY CENTERS CORPORATION CMN | $3,059 | $3,251 |
| REGENERON PHARMACEUTICAL INC CMN | $17,392 | $13,159 |
| REPUBLIC SERVICES INC CMN | $6,068 | $6,320 |
| ROCKWELL AUTOMATION INC CMN | $9,188 | $10,996 |
| ROSS STORES,INC CMN | $9,995 | $13,723 |
| ROYAL BANK OF CANADA LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA, 2166.89 S | $332,000 | $401,753 |
| ROYAL BANK OF CANADA LNKD TO MSCI EMERGING MKT BUFFERED CAPPED BETA, 33.99 S | $94,000 | $103,776 |
| ROYAL CARIBBEAN CRUISES LTD ISIN: LR0008862868 | $9,335 | $8,991 |
| S&P GLOBAL INC. CMN | $18,520 | $20,328 |
| SALESFORCE.COM, INC CMN | $29,125 | $31,180 |
| SCHLUMBERGER LTD CMN | $40,017 | $42,767 |
| SEAGATE TECHNOLOGY PLC CMN | $4,036 | $5,420 |
| SEMPRA ENERGY CMN | $12,852 | $11,744 |
| SIGNET JEWELERS LIMITED CMN | $1,530 | $1,244 |
| SIMON PROPERTY GROUP INC CMN | $22,430 | $24,559 |
| SL GREEN REALTY CORP CMN | $4,916 | $5,189 |
| SOCIETE GENERALE LINKED TO MSCI EAFE BUFFERED CAPPED BETA STRUCTURED NOTE DU | $132,000 | $135,406 |
| SOCIETE GENERALE LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA STRUCTURED NOT | $363,000 | $370,115 |
| SOCIETE GENERALE LNKD TO MSCI EMERGING MKT BUFFERED CAPPED BETA STRUCTURED N | $92,000 | $94,567 |
| SOUTHWEST AIRLINES CO CMN | $13,140 | $16,525 |
| SPDR S&P 500 ETF TRUST | $1,244,053 | $1,545,764 |
| STANLEY BLACK & DECKER, INC. CMN | $10,224 | $12,048 |
| STARBUCKS CORP. CMN | $35,906 | $37,559 |
| STATE STREET CORPORATION (NEW) CMN | $17,574 | $18,626 |
| SUNTRUST BANKS INC CMN | $11,553 | $13,435 |
| SYMANTEC CORPORATION CMN | $8,095 | $7,576 |
| T. ROWE PRICE GROUP, INC. CMN | $10,798 | $13,431 |
| TAPESTRY, INC. CMN | $4,963 | $5,304 |
| TARGET CORPORATION CMN | $13,197 | $15,791 |
| TE CONNECTIVITY LTD CMN | $12,418 | $14,826 |
| TECHNIPFMC PLC CMN | $5,063 | $6,137 |
| TEXAS INSTRUMENTS INC. CMN | $36,829 | $46,267 |
| THE BANK OF NY MELLON CORP CMN | $27,501 | $28,330 |
| THE GOODYEAR TIRE & RUBBER CO. CMN | $3,576 | $3,813 |
| THE HERSHEY COMPANY CMN | $6,505 | $7,038 |
| THE HOME DEPOT, INC. CMN | $79,262 | $100,072 |
| THE TRAVELERS COMPANIES, INC CMN | $15,027 | $16,819 |
| THERMO FISHER SCIENTIFIC INC CMN | $33,499 | $34,015 |
| TIFFANY & CO CMN | $4,022 | $4,596 |
| TIME WARNER INC. CMN | $35,285 | $31,923 |
| TJX COMPANIES INC (NEW) CMN | $20,389 | $21,562 |
| U.S. BANCORP CMN | $36,543 | $38,416 |
| UBS AG LINKED TO MSCI EAFE BUFFERED CAPPED BETA STRUCTURED NOTE DUE 02/09/20 | $128,000 | $154,278 |
| UNION PACIFIC CORP. CMN | $37,593 | $47,874 |
| UNITED CONTINENTAL HOLDING INC CMN | $6,894 | $7,818 |
| UNITED PARCEL SERVICE, INC. CLASS B COMMON STOCK | $36,139 | $37,651 |
| UNITED RENTALS, INC. CMN | $4,723 | $6,876 |
| UNITEDHEALTH GROUP INCORPORATE CMN | $85,926 | $95,239 |
| UNUM GROUP CMN | $4,722 | $5,379 |
| VALERO ENERGY CORPORATION CMN | $13,484 | $18,198 |
| VARIAN MEDICAL SYSTEMS INC CMN | $3,741 | $3,890 |
| VENTAS, INC. CMN | $10,745 | $9,546 |
| VERIZON COMMUNICATIONS, INC. CMN | $87,166 | $96,174 |
| VF CORP CMN | $8,865 | $10,434 |
| VISA INC. CMN CLASS A | $84,267 | $92,812 |
| VORNADO REALTY TRUST CMN | $6,034 | $6,333 |
| W.W. GRAINGER INC CMN | $3,414 | $4,961 |
| WALMART INC CMN | $50,903 | $64,718 |
| WALT DISNEY COMPANY (THE) CMN | $70,303 | $75,299 |
| WASTE MANAGEMENT INC CMN | $13,726 | $15,361 |
| WEC ENERGY GROUP, INC. CMN | $7,837 | $7,905 |
| WELLS FARGO & CO (NEW) CMN | $102,124 | $121,219 |
| WELLS FARGO & COMPANY LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA STRUCTURE | $101,000 | $105,906 |
| WELLTOWER INC. CMN | $11,935 | $10,395 |
| WESTROCK COMPANY CMN | $6,545 | $7,269 |
| WEYERHAEUSER COMPANY CMN | $10,860 | $11,742 |
| WHIRLPOOL CORP. CMN | $5,835 | $5,734 |
| WILLIS TOWERS WATSON PLC CMN | $8,018 | $8,137 |
| WYNDHAM WORLDWIDE CORP. CMN | $4,984 | $5,794 |
| WYNN RESORTS, LIMITED CMN | $5,143 | $6,238 |
| XCEL ENERGY INC. CMN | $11,457 | $11,197 |
| XEROX CORPORATION CMN | $3,001 | $2,734 |
| XILINX INCORPORATED CMN | $7,453 | $7,349 |
| XL GROUP LIMITED CMN | $5,284 | $4,564 |
| XYLEM INC. CMN | $4,842 | $5,320 |
| YUM BRANDS, INC. CMN | $11,447 | $12,160 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (12 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BROAD STREET REAL ESTATE CREDIT PARTNER III OFFSHORE LP | AT COST | $16,760 | $17,120 |
| BROAD STREET REAL ESTATE CREDIT PARTNERS II OFFSHORE FEEDER FUND, L.P. | AT COST | $93,264 | $142,635 |
| DISTRESSED MANAGERS IV OFFSHORE HOLDINGS LP | AT COST | $0 | $325,046 |
| GLOBAL TACTICAL TRADING MANAGERS PLC TRANCHE A SERIES 1 | AT COST | $1,127,536 | $1,150,788 |
| GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. / GSCP VINSTITUTIONAL AIV, L.P. | AT COST | $17,993 | $15,330 |
| HEDGE FUND MANAGERS (DIVERSIFIED) (IRELAND) TRANCHE B SERIES 1 | AT COST | $2,160,373 | $2,244,799 |
| HEDGE FUND MANAGERS SUB-FUND TRANCHE B SERIES 1 (II) | AT COST | $5,654 | $5,654 |
| PRIVATE EQUITY MANAGERS (2017) OFFSHORE SCSP | AT COST | $28,139 | $24,595 |
| PRIVATE EQUITY MANAGERS (IMPACT) OFFSHORE LP | AT COST | $304,559 | $283,053 |
| U.S. REAL PROPERTY INCOME FUND, L.P. | AT COST | $453,016 | $568,404 |
| VINTAGE VI OFFSHORE HOLDINGS LP | AT COST | $315,263 | $778,498 |
| VINTAGE VII OFFSHORE HOLDINGS LP | AT COST | $113,500 | $119,346 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $900 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $900 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BANK FEES | $74 | $0 | $74 |
| OTHER INVESTMENT EXPENSES | $6,896 | $6,896 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OTHER INVESTMENT INCOME | Desc |
| Revenue And Expenses Per Books | $40,014 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $40,014 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $40,014 | AdjustedNetIncomeAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT FEES | CategoryTxt |
| Amt | $108,875 | Amt |
| Net Investment Income | $108,875 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ESTIMATED INVESTMENT INCOME TAX | $53,000 | $0 | $0 |
| FOREIGN TAXES | $22,531 | $22,531 | $0 |