LAURANCE S ROCKEFELLER FUND: Form 990PF, tax year 2024
View the entire original 990 at ProPublica ↗
- Organization
- LAURANCE S ROCKEFELLER FUND (EIN 20-4192256)
- Tax period
- 2024-01-01 to 2024-12-31
- Filed
- 2025-11-14
- IRS object ID
- 202533189349102543
- Schema version
- 2024v5.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Govt Obligations Sch
- Investments Land Schedule2
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Notes Loans Rcvbl Short Sch2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2025-11-14T12:05:35-06:00 | ReturnTs |
| Tax Period End | 2024-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 880583367 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SPRING STREET TAX RESOURCES | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 12 CENTURY HILL DRIVE SUITE 104 | AddressLine1Txt |
| City | LATHAM | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 12110 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2024-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 204192256 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE LAURANCE S ROCKEFELLER FUND (5018) | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | LAUR | BusinessNameControlTxt |
| Phone | 2125495544 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | CO RCM PO BOX 5016 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 101855016 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JAMES SLIGAR | PersonNm |
| Person Title | DIRECTOR, TREASURER | PersonTitleTxt |
| Phone | 2125495544 | PhoneNum |
| Signature | 2025-11-14 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | 0 | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | WILLIAM SULLIVAN | PreparerPersonNm |
| PTIN | P02263405 | PTIN |
| Phone | 5183278353 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2024 | TaxYr |
| Build TS | 2025-03-06 01:10:19Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $41,113,426 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $1,191,717 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,146,317 | DividendsNetInvstIncmAmt |
| Gross Rents Rev And Expnss | $22,500 | GrossRentsRevAndExpnssAmt |
| Gross Rents Net Invst Incm | $22,500 | GrossRentsNetInvstIncmAmt |
| Net Rental Income Or Loss | -$7,342 | NetRentalIncomeOrLossAmt |
| Net Gain Sale Ast Rev And Expnss | $3,484,674 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $4,336,361 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $3,484,674 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $6,965 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $3,944 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $4,705,856 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $4,657,435 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $46,200 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $46,200 | CompOfcrDirTrstDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $310,781 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $216,525 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $94,256 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $3,130 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $3,130 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $60,372 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $50,347 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $13,464 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $13,464 | DeprecAndDpltnNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $84,716 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $80,493 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $4,223 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $518,663 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $363,959 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $144,679 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $3,615,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $3,615,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $4,133,663 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $363,959 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $3,759,679 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $572,193 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $4,293,476 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $56,994 | CashBOYAmt |
| Cash EOY | $3,066,213 | CashEOYAmt |
| Cash EOYFMV | $3,066,213 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $1,161,721 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,234,708 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,235,481 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $8,438 | AcctRcvblAmt |
| Acct Rcvbl BOY | $2,311 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $8,438 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $8,438 | AcctRcvblEOYFMVAmt |
| Other Nts And Loans Rcvbl | $3,375,000 | OtherNtsAndLoansRcvblAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Other Nts And Loans Rcvbl BOY | $4,125,000 | OtherNtsAndLoansRcvblBOYAmt |
| Other Nts And Loans Rcvbl EOY | $3,375,000 | OtherNtsAndLoansRcvblEOYAmt |
| Other Nts And Loans Rcvbl EOYFMV | $3,375,000 | OtherNtsAndLoansRcvblEOYFMVAmt |
| US Government Obligations BOY | $1,999,485 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $1,683,422 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $1,637,629 | USGovtObligationsEOYFMVAmt |
| Corporate Bonds BOY | $867,919 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $807,625 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $800,989 | CorporateBondsEOYFMVAmt |
| Invst Land Cost Or Other Basis | $460,247 | InvstLandCostOrOtherBasisAmt |
| Invst Land Accum Depreciation | $37,586 | InvstLandAccumDepreciationAmt |
| Land Bldg Investments BOY | $436,125 | LandBldgInvestmentsBOYAmt |
| Land Bldg Investments EOY | $422,661 | LandBldgInvestmentsEOYAmt |
| Land Bldg Investments EOYFMV | $502,414 | LandBldgInvestmentsEOYFMVAmt |
| Mortgage Loans BOY | $673,748 | MortgageLoansBOYAmt |
| Mortgage Loans EOY | $861,237 | MortgageLoansEOYAmt |
| Mortgage Loans EOYFMV | $739,272 | MortgageLoansEOYFMVAmt |
| Other Investments BOY | $26,210,509 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $24,563,890 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $29,747,990 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $35,533,812 | TotalAssetsBOYAmt |
| Total Assets EOY | $36,023,194 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $41,113,426 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $35,533,812 | CapitalStockBOYAmt |
| Capital Stock EOY | $36,023,194 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $0 | RetainedEarningBOYAmt |
| Retained Earning EOY | $0 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $35,533,812 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $36,023,194 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $35,533,812 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $36,023,194 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $35,533,812 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $572,193 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $36,106,005 | SubtotalAmt |
| Other Decreases | $82,811 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $36,023,194 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (6 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd | SoldSoldDt |
|---|---|---|---|---|---|---|
| PUBLICLY TRADED | $825,134 | $851,172 | -$26,038 | -$26,038 | ||
| ROCKEFELLER BALANCED FUND - ST | $42,449 | $42,449 | $42,449 | P | 2024-12-31 | |
| ROCKEFELLER BALANCED FUND - LT | $3,468,296 | $3,468,296 | $3,468,296 | P | 2024-12-31 | |
| ROCK ALTERNATIVE ASSET FUND - ST | $418 | $418 | $418 | P | 2024-12-31 | |
| RASF - ST | $64 | $64 | $64 | P | 2024-12-31 | |
| ROCKEFELLER BALANCED FUND - 1231 | $515 | -$515 | -$515 | P | 2024-12-31 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $3,484,674 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $59,679 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $59,679 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $59,679 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $11,818 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $20,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $31,818 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $2,426 | EsPenaltyAmt |
| Tax Due | $30,287 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | ROCKEFELLER CAPITAL MANAGEMENT | IndividualWithBooksNm |
| Phone | 2125495544 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 5016 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 101855016 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ELLEN R C POMEROY | ||||||||
| 60 EAST END AVENUE APT 7C | NEW YORK | NY | 10028 | DIRECTOR, PRESIDENT | 1.00 | $46,200 | $0 | $0 |
| JAMES S SLIGAR | ||||||||
| 55 HUDSON YARDS | NEW YORK | NY | 100012163 | DIRECTOR,SECRETARY,TREASURER | 1.00 | $0 | $0 | $0 |
| DOUGLAS HORNE | ||||||||
| 117 MERCER STREET | PRINCETON | NJ | 08540 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RFS OPCO LLC | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 45 ROCKEFELLER PLAZA 5TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10111 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTING/ADVISORY FEES | ServiceTypeTxt |
| Compensation | $310,194 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $37,877,231 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,462,474 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $4,125,000 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $43,464,705 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $43,464,705 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $651,971 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $42,812,734 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $2,140,637 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $2,140,637 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $59,679 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $424 | IncomeTaxAmt |
| Total Tax | $60,103 | TotalTaxAmt |
| Distributable Before Adj | $2,080,534 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $2,080,534 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $2,080,534 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $3,759,679 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $3,759,679 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $2,080,534 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $397,377 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $3,759,679 | QualifyingDistributionsAmt |
| Applied To Year1 | $397,377 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $2,080,534 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $1,281,768 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $1,281,768 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $1,281,768 | ExcessDistriCyovToNextYrAmt |
| Excess From Current Year | $1,281,768 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | THE ROCKEFELLER TRUST CO DE | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3711 KENNETT PIKE STE 220 | AddressLine1Txt |
| City | WILMINGTON | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 19807 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 3024986000 | RecipientPhoneNum |
| Form And Info And Materials | BY INITIAL LETTER OF INQUIRY | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | NONE | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (31 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|
| C-CHANGE CONVERSATIONS | |||||||
| PO BOX 1206 | PRINCETON | NJ | 08542 | PC | GENERAL SUPPORT | $1,000 | |
| CENTER FOR BIOLOGICAL DIVERSITY | |||||||
| PO BOX 710 | TUCSON | AZ | 85702 | PC | GENERAL SUPPORT | $1,000 | |
| DOCTORS WITHOUT BORDERS USA INC | |||||||
| 333 7TH AVENUE | NEW YORK | NY | 100015004 | PC | GENERAL SUPPORT | $3,000 | |
| EARTHJUSTICE | |||||||
| 180 MONTGOMERY STREET SUITE 1400 | SAN FRANCISCO | CA | 941044209 | PC | GENERAL SUPPORT | $500,000 | |
| EVERGREEN COLLABORATIVE | |||||||
| PO BOX 21961 | SEATTLE | WA | 98111 | PC | GENERAL SUPPORT | $20,000 | |
| FOS FEMINISTA | |||||||
| 125 MAIDEN LANE 9TH FLOOR | NEW YORK | NY | 10038 | PC | GENERAL SUPPORT | $3,000 | |
| HOMEFRONT | |||||||
| 1880 PRINCETON AVENUE | LAWRENCEVILLE | NJ | 08648 | PC | GENERAL SUPPORT | $1,000 | |
| INTERNATIONAL RESCUE COMMITTEE | |||||||
| 122 EAST 42ND STREET | NEW YORK | NY | 101681289 | PC | GENERAL SUPPORT | $2,000 | |
| MARQUAND PARK FOUNDATION | |||||||
| 713 PROSPECT AVENUE | PRINCETON | NJ | 08540 | PC | GENERAL SUPPORT | $2,000 | |
| MEMORIAL SLOAN-KETTERING CANCER CENTER | |||||||
| 1275 YORK AVENUE | NEW YORK | NY | 10065 | PC | GENERAL SUPPORT | $2,500,000 | |
| MOUNT HOLYOKE COLLEGE | |||||||
| 50 COLLEGE STREET | SOUTH HADLEY | MA | 01075 | PC | GENERAL SUPPORT | $1,000 | |
| NEW YORK CITY BALLET INC | |||||||
| NEW YORK STATE THEATER 20 LINCOLN | NEW YORK | NY | 10023 | PC | GENERAL SUPPORT | $6,000 | CENTER |
| NEW YORK PUBLIC RADIO | |||||||
| 160 VARICK STREET | NEW YORK | NY | 10013 | PC | GENERAL SUPPORT | $2,500 | |
| NJTL OF TRENTON | |||||||
| 949 W STATE STREET | TRENTON | NJ | 08618 | PC | GENERAL SUPPORT | $1,000 | |
| PLANNED PARENTHOOD HUDSON PECONIC INC | |||||||
| 197 FAIRVIEW AVE STE 1 | HUDSON | NY | 12534 | PC | GENERAL SUPPORT | $3,000 | |
| PRINCETON FUTURE | |||||||
| PO BOX 1172 | PRINCETON | NJ | 08542 | PC | GENERAL SUPPORT | $2,000 | |
| SACRED HEART - WSHU RA | |||||||
| 83 JEFFERSON STREET | FAIRFIELD | CT | 06432 | PC | GENERAL SUPPORT | $1,000 | |
| SCENIC HUDSON INC | |||||||
| ONE CIVIC CENTER PLAZA SUITE 200 | POUGHKEEPSIE | NY | 126013157 | PC | GENERAL SUPPORT | $50,000 | |
| SEVENARS CONCERTS INC | |||||||
| C/O R SCHRADE 80 EAST END AVENUE | NEW YORK | NY | 10028 | PC | GENERAL SUPPORT | $1,000 | |
| SUNDANCE NATURE ALLIANCE | |||||||
| 1055 E 200 S | SALT LAKE CITY | UT | 84102 | PC | GENERAL SUPPORT | $5,000 | |
| THIRTEENWNET NEW YORK | |||||||
| 825 EIGHT AVENUE | NEW YORK | NY | 10019 | PC | GENERAL SUPPORT | $1,500 | |
| WMNR FINE ARTS RADIO | |||||||
| PO BOX 920 | MONROE | CT | 06468 | PC | GENERAL SUPPORT | $1,000 | |
| COLUMBIA UNIVERSITY | |||||||
| 665 W 130TH STREET | NEW YORK | NY | 10027 | PC | GENERAL SUPPORT | $250 | |
| COLUMBIA BUSINESS SCHOOL | |||||||
| 665 W 130TH STREET | NEW YORK | NY | 10027 | PC | GENERAL SUPPORT | $250 | |
| EMILY DICKINSON MUSEUM | |||||||
| 220 MAIN ST | AMHERST | ME | 01002 | PC | GENERAL SUPPORT | $500 | |
| NATIONAL PARK FOUNDATION | |||||||
| 1500 K STREET NW SUITE 700 | WASHINGTON | DC | 20005 | PC | GENERAL SUPPORT | $500,500 | |
| NEW YORK BOTANICAL GARDEN | |||||||
| 2900 SOUTHERN BLVD | BRONX | NY | 10458 | PC | GENERAL SUPPORT | $2,500 | |
| NEW YORK TIMES NEEDIEST CASES FUND | |||||||
| PO BOX 5193 | NEW YORK | NY | 10087 | PC | GENERAL SUPPORT | $1,000 | |
| SHELBURNE FARMS | |||||||
| 1611 HARBOR ROAD | SHELBURNE | VT | 05482 | PC | GENERAL SUPPORT | $500 | |
| THE CONSERVATION FUND | |||||||
| 1655 N FORT MYER DR | ARLINGTON | VA | 22209 | PC | GENERAL SUPPORT | $500 | |
| THE WAY OF THE RAIN | |||||||
| 903 W ALAMEDA ST PMB 506 | SANTA FE | NM | 87501 | PC | GENERAL SUPPORT | $1,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $3,615,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,191,717 | ExclusionAmt |
Net Rntl Incm Re Not Debt Fincd Prop NetRntlIncmReNotDebtFincdProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 16 | ExclusionCd |
| Exclusion | -$7,342 | ExclusionAmt |
Other Investment Income OtherInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 900099 | BusinessCd |
| Unrelated Business Taxbl Incm | $3,021 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $3,944 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $3,484,674 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $3,021 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $4,672,993 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $4,676,014 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (2 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | Cost Or Other BasisCostOrOtherBasisAmt | Prior Year DepreciationPriorYearDepreciationAmt | Computation MethodComputationMethodTxt | LifeLifeRt | Current Year ExpenseCurrentYearExpenseAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|---|---|---|---|
| 7 TOWNHOUSE WAY | 2022-03-15 | $370,247 | $24,122 | SL | 27.500000000000 | $13,464 | $13,464 |
| LAND | $90,000 | L | $0 | $0 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (19 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| GOLDMAN SACHS GROUP INC 2.6150% 22/04/2032 | $45,280 | $50,276 |
| JPMORGAN CHASE & CO 4.9120% 25/07/2033 | $49,169 | $51,819 |
| MORGAN STANLEY 2.9430% 21/01/2033 | $54,717 | $53,120 |
| WELLS FARGO & COMPANY 0.8050% 19/05/2025 | $38,573 | $38,566 |
| VICI PROPERTIES | $22,713 | $22,545 |
| FIFTH THIRD BANCORP 6.3610% 27/10/2028 | $25,642 | $26,883 |
| VERIZON COMMUNICATIONS 2.6500% 20/11/2040 | $80,969 | $69,741 |
| PFIZER INVESTMENT ENTER 4.7500% 19/05/2033 | $10,603 | $10,654 |
| PNC FINANCIAL SERVICES 5.5820% 12/06/2029 | $27,506 | $28,489 |
| CVS HEALTH CORP 3.2500% 15/08/2029 | $36,937 | $34,595 |
| TRUIST FINANCIAL CORP 6.0470% 08/06/2027 | $25,795 | $26,428 |
| CITIGROUP INC 3.5200% 27/10/2028 | $54,472 | $53,323 |
| CISCO SYSTEMS INC | $29,970 | $29,892 |
| US BANCORP 2.6770% 27/01/2033 | $27,225 | $29,499 |
| HOME DEPOT INC 5.8750% 16/12/2036 | $68,501 | $69,402 |
| AT&T INC 1.7000% 25/03/2026 | $77,861 | $76,311 |
| BANK OF AMERICA CORP 4.2440% 24/04/2038 | $56,018 | $53,363 |
| BOEING CO 5.1500% 01/05/2030 | $16,900 | $17,748 |
| AERCAP IRELAND CAP/GLOBA 3.0000% 29/10/2028 | $58,774 | $58,335 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $1,147,397 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $1,118,862 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $536,025 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $518,767 | StateLocalSecEOYFMVAmt |
Investments Land Schedule2 InvestmentsLandSchedule2
Investment Land InvestmentLandGrp (2 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt |
|---|---|---|---|
| 7 TOWNHOUSE WAY | $370,247 | $37,586 | $332,661 |
| LAND | $90,000 | $0 | $90,000 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (6 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| LFC & CO. (LP) | AT COST | $10,946 | $6,621 |
| RASF SPV, LLC | AT COST | $6,964 | $3,336 |
| ROCKEFELLER BALANCED FUND | AT COST | $24,358,694 | $29,543,496 |
| ROCKEFELLLER ALT STRAT FD QP | AT COST | $27,437 | $27,072 |
| EXCHANGE TRADED FUNDS-VANGUARD | AT COST | $117,069 | $124,685 |
| 7 TOWNHOUSE WAY | AT COST | $42,780 | $42,780 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | TIMING DIFFERENCES | Desc |
| Amt | $82,811 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (6 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INSURANCE EXPENSE | $8,446 | $4,223 | $4,223 |
| PASSTHROUGH EXPENSES | $59,777 | $59,777 | $0 |
| BANK FEES | $115 | $115 | $0 |
| TAXES | $6,743 | $6,743 | $0 |
| OTHER EXPENSES | $35 | $35 | $0 |
| MAINTENANCE | $9,600 | $9,600 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| PARTNERSHIP INCOME | $1,248 | $1,248 | $1,248 |
| OTHER INCOME | $5,717 | $5,717 | $5,717 |
| UBTI | $3,021 | $0 | $3,021 |
| UBTI SUBTRACTION | -$3,021 | -$3,021 | -$3,021 |
Other Notes Loans Rcvbl Short Sch2 OtherNotesLoansRcvblShortSch2
Other Notes Loans Rcvbl Short OtherNotesLoansRcvblShortGrp (2 entries)
| Balance DueBalanceDueAmt |
|---|
| PROMISSORY NOTE RECEIVABLE |
| $3,250,000 |
| PROMISSORY NOTE #3 |
| $125,000 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ROCKEFELLER & COMPANY, INC. | $310,194 | $216,525 | $93,669 |
| OTHER FEES | $587 | $0 | $587 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FEDERAL TAX | $10,000 | $0 | $0 |
| FOREIGN TAXES | $50,347 | $50,347 | $0 |
| STATE TAX | $25 | $0 | $0 |