NICK SIMONS FOUNDATION: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- NICK SIMONS FOUNDATION (EIN 20-3101239)
- Tax period
- 2016-07-01 to 2017-06-30
- Filed
- 2018-05-10
- IRS object ID
- 201831309349102403
- Schema version
- 2016v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Depreciation Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
- Transfers To Controlled Entities
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-05-10T21:06:49-05:00 | ReturnTs |
| Tax Period End | 2017-06-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GRANT THORNTON LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 757 THIRD AVENUE 3RD FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100172013 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-07-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 203101239 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Nick Simons Foundation | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % MARINA SHMOUKLER | InCareOfNm |
| Business Name Control | NICK | BusinessNameControlTxt |
| Phone | 6463620036 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 25 EAST 22ND STREET | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10010 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MARILYN SIMONS | PersonNm |
| Person Title | TREASURER | PersonTitleTxt |
| Phone | 6463620036 | PhoneNum |
| Signature | 2018-05-10 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Scott Thompsett | PreparerPersonNm |
| PTIN | P00741490 | PTIN |
| Phone | 2125990100 | PhoneNum |
| Preparation | 2018-05-10 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $78,853,473 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $45 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $45 | InterestOnSavNetInvstIncmAmt |
| Interest On Savings Adj Net Incm | $0 | InterestOnSavingsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $7,805,295 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $19,047,847 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $7,801,382 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $0 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $24,128 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $0 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $7,805,340 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $7,825,555 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $0 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $78,269 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $67,006 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $33,622 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $27,728 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $2,823 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $1,248 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $60,655 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $60,750 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $123,565 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $0 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $0 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $123,565 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $219,428 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $26,368 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $0 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $13,914 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $16,169 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $1,570 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Printing And Pub Dsbrs Chrtbl | $1,570 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $36,272 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $36,623 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $570,118 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $26,368 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $334,659 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $7,968,235 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $4,101,891 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $8,538,353 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $26,368 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $4,436,550 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$733,013 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $7,799,187 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $1,510,175 | CashBOYAmt |
| Cash EOY | $8,324,626 | CashEOYAmt |
| Cash EOYFMV | $8,324,626 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $50,251 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $50,295 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $50,295 | SavAndTempCashInvstEOYFMVAmt |
| Prepaid Expenses BOY | $13,387 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $13,381 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $13,381 | PrepaidExpensesEOYFMVAmt |
| Other Investments BOY | $69,994,188 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $70,059,890 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $70,059,890 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $4,130,760 | OtherAssetsBOYAmt |
| Other Assets EOY | $405,281 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $405,281 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $75,698,761 | TotalAssetsBOYAmt |
| Total Assets EOY | $78,853,473 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $78,853,473 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $18,959 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $1,689 | AccountsPayableEOYAmt |
| Grants Payable BOY | $6,855,408 | GrantsPayableBOYAmt |
| Grants Payable EOY | $7,415,527 | GrantsPayableEOYAmt |
| Other Liabilities BOY | $450,935 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $603,677 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $7,325,302 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $8,020,893 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | -$5,064,001 | UnrestrictedBOYAmt |
| Unrestricted EOY | $70,832,580 | UnrestrictedEOYAmt |
| Temporarily Restricted BOY | $73,437,460 | TemporarilyRestrictedBOYAmt |
| Tot Net Ast Or Fund Balances BOY | $68,373,459 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $70,832,580 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $75,698,761 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $78,853,473 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $68,373,459 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$733,013 | ExcessRevenueOverExpensesAmt |
| Other Increases | $3,192,134 | OtherIncreasesAmt |
| Subtotal | $70,832,580 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $70,832,580 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (4 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| LONG-TERM CAPITAL GAIN FROM LPS | P | $8,335,566 | $6,026,149 | $2,309,417 | $2,309,417 |
| SHORT-TERM CAPITAL GAIN FROM LPS | P | $2,034,992 | |||
| FUND-OF-FUND INVESTMENT SALE 1 | P | $4,712,281 | $3,916,748 | $795,533 | $795,533 |
| FUND-OF-FUND INVESTMENT SALE 2 | P | $6,000,000 | $3,338,560 | $2,661,440 | $2,661,440 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $7,801,382 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $2,034,992 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $3,744,407 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $70,111,270 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.053407 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $7,614,035 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $62,306,980 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.122202 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $5,766,042 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $51,923,115 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.11105 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $5,170,694 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $40,296,228 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.128317 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $5,021,464 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $25,493,121 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.196973 | DistributionYr5Rt |
| Total Distribution | 0.611949 | TotalDistributionRt |
| Average Distribution | 0.12239 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $75,400,255 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $9,228,237 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $77,992 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $9,306,229 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $4,436,550 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $155,984 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $155,984 | SubtotalAmt |
| Tax Based On Investment Income | $155,984 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $195,000 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $195,000 | TotalPaymentsAndCreditsAmt |
| Overpayment | $39,016 | OverpaymentAmt |
| Applied To ES Tax | $39,016 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | Yes (true) | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | nicksimonsfoundation.org | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MARINA SHMOUKLER | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 6463620036 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 25 EAST 22ND STREET | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10010 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | Yes (true) | ForeignAccountsQuestionInd |
| Foreign Country | NP | ForeignCountryCd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | Yes (true) | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | false | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (true) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Proceeds Or Net Income | false | ProceedsOrNetIncomeInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (8 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| JAMES SIMONS | ||||||||
| 25 EAST 22ND STREET | NEW YORK | NY | 10010 | PRESIDENT | 1.0 | $0 | $0 | $0 |
| MARILYN SIMONS | ||||||||
| 25 EAST 22ND STREET | NEW YORK | NY | 10010 | SECRETARY & TREASURER | 2.0 | $0 | $0 | $0 |
| CAITLIN HEISING | ||||||||
| 25 EAST 22ND STREET | NEW YORK | NY | 10010 | TRUSTEE | 0.5 | $0 | $0 | $0 |
| MARK HEISING | ||||||||
| 25 EAST 22ND STREET | NEW YORK | NY | 10010 | TRUSTEE | 0.5 | $0 | $0 | $0 |
| AUDREY SIMONS | ||||||||
| 25 EAST 22ND STREET | NEW YORK | NY | 10010 | TRUSTEE | 0.5 | $0 | $0 | $0 |
| LAURA BAXTER SIMONS | ||||||||
| 25 EAST 22ND STREET | NEW YORK | NY | 10010 | TRUSTEE | 0.5 | $0 | $0 | $0 |
| LIZ SIMONS | ||||||||
| 25 EAST 22ND STREET | NEW YORK | NY | 10010 | TRUSTEE | 0.5 | $0 | $0 | $0 |
| NAT SIMONS | ||||||||
| 25 EAST 22ND STREET | NEW YORK | NY | 10010 | TRUSTEE | 0.5 | $0 | $0 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1ForeignAddress/AddressLine1Txt | CityForeignAddress/CityNm | Province Or StateForeignAddress/ProvinceOrStateNm | CountryForeignAddress/CountryCd | Service TypeServiceTypeTxt | CompensationCompensationAmt | Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd |
|---|---|---|---|---|---|---|---|---|---|
| BHEKH THAPA | |||||||||
| 239 JANKPRASAD ROAD | BANESOWAR HEIGHL | KATHMANDU | NP | program consulting | $84,000 | ||||
| Grant Thornton LLP | |||||||||
| accounting | $54,638 | 757 Third Avenue | NEW YORK | NY | 10017 | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $69,820,753 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $4,532,128 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $2,195,601 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $76,548,482 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $76,548,482 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,148,227 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $75,400,255 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $3,770,013 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $3,770,013 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $155,984 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $155,984 | TotalTaxAmt |
| Distributable Before Adj | $3,614,029 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $3,614,029 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $3,614,029 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $4,436,550 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $4,436,550 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $4,436,550 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $3,614,029 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2014 | PriorYear1Yr |
| Prior Year2 | 2013 | PriorYear2Yr |
| Prior Year3 | 2012 | PriorYear3Yr |
| Excess Distribution Cyov Yr5 | $3,746,956 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $3,156,293 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $3,169,886 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $4,498,686 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $320,086 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $14,891,907 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $4,436,550 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $3,614,029 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $822,521 | RemainingDistriFromCorpusAmt |
| Total Corpus | $15,714,428 | TotalCorpusAmt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $3,746,956 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $11,967,472 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $3,156,293 | ExcessFromYear4Amt |
| Excess From Year3 | $3,169,886 | ExcessFromYear3Amt |
| Excess From Year2 | $4,498,686 | ExcessFromYear2Amt |
| Excess From Year1 | $320,086 | ExcessFromYear1Amt |
| Excess From Current Year | $822,521 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | JAMES SIMONS | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | see attachment 14 | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | New york | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10010 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Or Contribution Purpose | see attachment 14 | GrantOrContributionPurposeTxt |
| Amt | $4,101,891 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $4,101,891 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | see attachment 15 | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | New York | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10010 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Or Contribution Purpose | see attachment 15 | GrantOrContributionPurposeTxt |
| Amt | $4,280,000 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $4,280,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $45 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $7,805,295 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $7,805,340 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $7,805,340 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| BDO SEIDMAN LLP | $5,000 | $0 | $0 | $5,000 |
| FISCAL MANAGEMENT ASSOCIATES | $1,017 | $0 | $0 | $1,112 |
| GRANT THORNTON LLP | $54,638 | $0 | $0 | $54,638 |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Property | HEDGE FUNDS | PropertyDesc |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (2 entries)
| Category Or ItemCategoryOrItemTxt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| LIMITED PARTNERSHIPS | $45,230,306 | $45,230,306 |
| ALTERNATIVE INVESTMENTS | $24,829,584 | $24,829,584 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp (2 entries)
| CategoryCategoryTxt | Legal FeesLegalFeesAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| LOEB, BLOCK & PARTNERS LLP | $2,645 | $0 | $0 | $1,070 |
| CORPORATION SERVICE COMPANY | $178 | $0 | $0 | $178 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DUE FROM BROKER | Desc |
| BOY Book Value | $4,130,760 | BOYBookValueAmt |
| EOY Book Value | $405,281 | EOYBookValueAmt |
| EOYFMV | $405,281 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| INSURANCE | $28,907 | $0 | $0 | $28,902 |
| COMMUNICATION EXPENSE | $2,131 | $0 | $0 | $2,185 |
| OFFICE EXPENSE | $2,752 | $0 | $0 | $3,054 |
| NYS FILING FEES | $1,500 | $0 | $0 | $1,500 |
| MISCELLANEOUS EXPENSES | $982 | $0 | $0 | $982 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| portfolio gain from investments in | |||
| limited partnerships | $0 | $24,128 | $0 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| UNREALIZED GAINS ON INVESTMENTS | $3,172,253 |
| DISCOUNT ON GRANTS PAYABLE | $19,881 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (3 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| DEFERRED EXCISE TAX LIABILITY | $436,743 | $500,189 |
| INCOME TAX PAYABLE | $14,192 | $70,983 |
| DUE TO FJS | $0 | $32,505 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| BOARD DEVELOPMENT, TECHNICAL | ||||
| ADVISORY AND PROJECT | ||||
| MANAGEMENT SERVICES | $123,565 | $0 | $0 | $123,565 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| FEDERAL EXCISE TAX EXPENSE | $219,428 | $0 | $0 | $0 |
| FOREIGN TAXES | $0 | $26,368 | $0 | $0 |
Transfers To Controlled Entities TransfersToControlledEntities
Transfers To Controlled Ent TransfersToControlledEntGrp (2 entries)
| Address Line1ForeignAddress/AddressLine1Txt | CityForeignAddress/CityNm | Province Or StateForeignAddress/ProvinceOrStateNm | CountryForeignAddress/CountryCd | EINEIN | DescDesc | AmtAmt | Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd |
|---|---|---|---|---|---|---|---|---|---|---|
| Nick Simons Institute | ||||||||||
| Box 8975 EPC 1813 | Sanepa | Lalitpur | NP | 000000000 | No Direct Transfers in Fiscal 2017. | $0 | ||||
| Nick Simons Foundation International | ||||||||||
| 472836360 | General Operating support | $3,286,344 | 25 EAST 22ND STREET | New York | NY | 10010 | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $3,286,344 | TotalAmt |