WAITTE FOUNDATION: Form 990PF, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- WAITTE FOUNDATION (EIN 77-0527049)
- Tax period
- 2017-01-01 to 2017-12-31
- Filed
- 2018-05-15
- IRS object ID
- 201831359349101233
- Schema version
- 2017v2.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Legal Fees Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-05-15T09:33:55-07:00 | ReturnTs |
| Tax Period End | 2017-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 810968775 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Geoffrey L Lamb CPA | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2155 S Bascom Ave Suite 105 | AddressLine1Txt |
| City | Campbell | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 95008 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 770527049 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Waitte Foundation | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | WAIT | BusinessNameControlTxt |
| Phone | 4083999168 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 19 Glenridge Avenue | AddressLine1Txt |
| City | Los Gatos | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 95030 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Carol Waitte | PersonNm |
| Person Title | President | PersonTitleTxt |
| Signature | 2018-05-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Geoffrey L Lamb CPA | PreparerPersonNm |
| PTIN | P00438610 | PTIN |
| Phone | 4083716883 | PhoneNum |
| Self Employed | Yes (X) | SelfEmployedInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $2,490,976 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $108 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $108 | InterestOnSavNetInvstIncmAmt |
| Interest On Savings Adj Net Incm | $108 | InterestOnSavingsAdjNetIncmAmt |
| Dividends Rev And Expnss | $43,515 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $43,515 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $43,515 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $89,674 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $416,749 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $89,674 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $133,297 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $133,297 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $43,623 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $26,900 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $26,900 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $2,500 | LegalFeesRevAndExpnssAmt |
| Legal Fees Dsbrs Chrtbl | $2,500 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $6,590 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Chrtbl Prps | $6,590 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $8,898 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $8,898 | OtherProfFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $760 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $750 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $10 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $508 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $508 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $6,378 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Dsbrs Chrtbl | $6,378 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $52,534 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $9,648 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $42,886 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $100,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $100,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $152,534 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $9,648 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $142,886 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$19,237 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $123,649 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $43,623 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $11,098 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $26,480 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $26,478 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $1,640,228 | CorporateStockBOYAmt |
| Corporate Stock EOY | $1,594,147 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $1,984,270 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $476,398 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $487,861 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $480,228 | CorporateBondsEOYFMVAmt |
| Other Assets BOY | $1 | OtherAssetsBOYAmt |
| Total Assets BOY | $2,127,725 | TotalAssetsBOYAmt |
| Total Assets EOY | $2,108,488 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $2,490,976 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $4,066,250 | CapitalStockBOYAmt |
| Capital Stock EOY | $4,066,250 | CapitalStockEOYAmt |
| Retained Earning BOY | -$1,938,525 | RetainedEarningBOYAmt |
| Retained Earning EOY | -$1,957,762 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $2,127,725 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $2,108,488 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $2,127,725 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $2,108,488 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $2,127,725 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$19,237 | ExcessRevenueOverExpensesAmt |
| Subtotal | $2,108,488 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $2,108,488 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (282 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| 27 FNF GROUP | P | 2017-06-28 | 2017-12-18 | $1,069 | $873 | $196 | $196 |
| 1 FNF GROUP | P | 2017-06-28 | 2017-12-18 | $40 | $32 | $8 | $8 |
| 26 FNF GROUP | P | 2017-06-26 | 2017-12-18 | $1,029 | $842 | $187 | $187 |
| 11 MCDONALD'S CORP | P | 2017-04-26 | 2017-12-11 | $1,904 | $1,555 | $349 | $349 |
| 10 PROCTER & GAMBLE CO/THE | P | 2017-03-17 | 2017-10-25 | $867 | $917 | -$50 | -$50 |
| 13 BLACK KNIGHT INC | P | 2017-09-20 | 2017-10-03 | $544 | $607 | -$63 | -$63 |
| 11 BLACK KNIGHT INC | P | 2017-08-09 | 2017-10-03 | $460 | $472 | -$12 | -$12 |
| 13 BLACK KNIGHT INC | P | 2017-06-28 | 2017-10-03 | $544 | $536 | $8 | $8 |
| 8 BLACK KNIGHT INC | P | 2017-06-26 | 2017-10-03 | $335 | $324 | $11 | $11 |
| 41 CONAGRA BRANDS INC | P | 2017-06-05 | 2017-10-02 | $1,370 | $1,624 | -$254 | -$254 |
| 31 CONAGRA BRANDS INC | P | 2017-06-05 | 2017-09-29 | $1,054 | $1,228 | -$174 | -$174 |
| 37 CONAGRA BRANDS INC | P | 2017-03-08 | 2017-09-29 | $1,258 | $1,507 | -$249 | -$249 |
| 44 CONAGRA BRANDS INC | P | 2017-03-08 | 2017-09-28 | $1,498 | $1,792 | -$294 | -$294 |
| 15 CONAGRA BRANDS INC | P | 2017-02-15 | 2017-09-28 | $511 | $597 | -$86 | -$86 |
| 29 CONAGRA BRANDS INC | P | 2017-02-15 | 2017-09-27 | $959 | $1,153 | -$194 | -$194 |
| 11 PROCTER & GAMBLE CO/THE | P | 2017-03-17 | 2017-09-22 | $1,020 | $1,009 | $11 | $11 |
| 13 EDWARDS LIFESCIENCES | P | 2016-11-17 | 2017-09-22 | $1,427 | $1,169 | $258 | $258 |
| 58 CISCO SYSTEMS INC | P | 2016-10-05 | 2017-09-22 | $1,906 | $1,836 | $70 | $70 |
| 11 OMNICOM GROUP | P | 2017-06-09 | 2017-08-29 | $801 | $898 | -$97 | -$97 |
| 16 OMNICOM GROUP | P | 2017-04-17 | 2017-08-29 | $1,165 | $1,371 | -$206 | -$206 |
| 25 OMNICOM GROUP | P | 2017-04-17 | 2017-08-25 | $1,837 | $2,142 | -$305 | -$305 |
| 12 EATON CORP PLC | P | 2016-10-19 | 2017-08-25 | $850 | $760 | $90 | $90 |
| 9 INTL BUSINESS MACHINES CORP | P | 2016-12-21 | 2017-07-28 | $1,301 | $1,505 | -$204 | -$204 |
| 12 INTL BUSINESS MACHINES CORP | P | 2016-11-04 | 2017-07-28 | $1,734 | $1,834 | -$100 | -$100 |
| 8 CIGNA CORP | P | 2016-08-24 | 2017-07-28 | $1,372 | $1,060 | $312 | $312 |
| 85 GENERAL ELECTRIC CO | P | 2017-02-28 | 2017-07-26 | $2,177 | $2,525 | -$348 | -$348 |
| 11 GENERAL ELECTRIC CO | P | 2016-12-21 | 2017-07-26 | $282 | $354 | -$72 | -$72 |
| 12 INTL BUSINESS MACHINES CORP | P | 2016-11-04 | 2017-07-26 | $1,737 | $1,834 | -$97 | -$97 |
| 6 INTL BUSINESS MACHINES CORP | P | 2016-11-04 | 2017-07-25 | $879 | $917 | -$38 | -$38 |
| 326.797 AB INTERNATIONAL SMALL CAP PORTFOLIO - ADV CL | P | 2016-09-23 | 2017-07-20 | $4,000 | $3,559 | $441 | $441 |
| 1 EDWARDS LIFESCIENCES | P | 2016-11-17 | 2017-07-13 | $117 | $90 | $27 | $27 |
| 11 EDWARDS LIFESCIENCES | P | 2016-11-04 | 2017-07-13 | $1,287 | $994 | $293 | $293 |
| 27 TEXAS INSTRUMENTS INC | P | 2016-07-21 | 2017-07-13 | $2,175 | $1,755 | $420 | $420 |
| 60 HEWLETT PACKARD ENTERPRIS | P | 2017-06-09 | 2017-07-10 | $1,006 | $1,034 | -$28 | -$28 |
| 71 GENERAL ELECTRIC CO | P | 2016-12-21 | 2017-07-06 | $1,874 | $2,283 | -$409 | -$409 |
| 28 KROGER CO | P | 2017-03-28 | 2017-06-26 | $632 | $815 | -$183 | -$183 |
| 37 KROGER CO | P | 2016-11-17 | 2017-06-26 | $835 | $1,233 | -$398 | -$398 |
| 29 DR PEPPER SNAPPLE GROUP INC | P | 2017-03-08 | 2017-06-23 | $2,690 | $2,744 | -$54 | -$54 |
| 24 KROGER CO | P | 2016-11-17 | 2017-06-22 | $537 | $800 | -$263 | -$263 |
| 11 EDWARDS LIFESCIENCES | P | 2016-11-04 | 2017-06-09 | $1,295 | $994 | $301 | $301 |
| 85 GENERAL ELECTRIC CO | P | 2016-12-21 | 2017-06-08 | $2,348 | $2,733 | -$385 | -$385 |
| 31 NIELSEN HOLDINGS PLC | P | 2016-12-21 | 2017-06-08 | $1,158 | $1,341 | -$183 | -$183 |
| 11 NIELSEN HOLDINGS PLC | P | 2016-12-06 | 2017-06-08 | $411 | $464 | -$53 | -$53 |
| 9 EDWARDS LIFESCIENCES | P | 2016-11-04 | 2017-06-08 | $1,062 | $814 | $248 | $248 |
| 20 NIELSEN HOLDINGS PLC | P | 2016-12-06 | 2017-06-07 | $767 | $843 | -$76 | -$76 |
| 10 NIELSEN HOLDINGS PLC | P | 2016-10-21 | 2017-06-07 | $384 | $542 | -$158 | -$158 |
| 33 NIELSEN HOLDINGS PLC | P | 2016-10-21 | 2017-06-06 | $1,277 | $1,790 | -$513 | -$513 |
| 10 UNITED TECHNOLOGIES CORP | P | 2016-10-19 | 2017-06-06 | $1,201 | $1,001 | $200 | $200 |
| 29 EXXON MOBIL CORP | P | 2016-11-04 | 2017-06-02 | $2,314 | $2,415 | -$101 | -$101 |
| 18 EXXON MOBIL CORP | P | 2016-08-09 | 2017-06-02 | $1,437 | $1,590 | -$153 | -$153 |
| 29 VERIZON COMMUNICATIONS INC | P | 2016-06-16 | 2017-05-25 | $1,312 | $1,542 | -$230 | -$230 |
| 11 ALEXION PHARMACEUTICALS INC | P | 2016-11-04 | 2017-05-23 | $1,156 | $1,534 | -$378 | -$378 |
| 15 ALEXION PHARMACEUTICALS INC | P | 2016-07-21 | 2017-05-23 | $1,577 | $1,910 | -$333 | -$333 |
| 26 TEXAS INSTRUMENTS INC | P | 2016-07-21 | 2017-04-21 | $2,074 | $1,690 | $384 | $384 |
| 10 ALEXION PHARMACEUTICALS INC | P | 2016-07-21 | 2017-04-07 | $1,145 | $1,273 | -$128 | -$128 |
| 26 CISCO SYSTEMS INC | P | 2016-10-05 | 2017-04-06 | $865 | $823 | $42 | $42 |
| 54 HALLIBURTON CO | P | 2016-12-21 | 2017-03-16 | $2,759 | $2,931 | -$172 | -$172 |
| 29 HELMERICH & PAYNE | P | 2016-06-06 | 2017-02-27 | $1,993 | $1,838 | $155 | $155 |
| 4 HELMERICH & PAYNE | P | 2016-05-05 | 2017-02-27 | $275 | $242 | $33 | $33 |
| 42 ONEMAIN HOLDINGS INC | P | 2016-03-15 | 2017-02-27 | $1,189 | $1,077 | $112 | $112 |
| 12 HELMERICH & PAYNE | P | 2016-05-05 | 2017-02-24 | $819 | $725 | $94 | $94 |
| 10 HELMERICH & PAYNE | P | 2016-04-28 | 2017-02-24 | $683 | $651 | $32 | $32 |
| 25 PALO ALTO NETWORKS INC | P | 2016-06-06 | 2017-02-23 | $3,808 | $3,500 | $308 | $308 |
| 24 HESS CORP | P | 2016-03-15 | 2017-02-16 | $1,230 | $1,171 | $59 | $59 |
| 1 HESS CORP | P | 2016-03-15 | 2017-02-16 | $51 | $49 | $2 | $2 |
| 34 DEVON ENERGY CORPORATION | P | 2016-10-19 | 2017-02-15 | $1,520 | $1,469 | $51 | $51 |
| 55 T-MOBILE US INC | P | 2016-09-16 | 2017-02-14 | $3,372 | $2,580 | $792 | $792 |
| 63 ONEMAIN HOLDINGS INC | P | 2016-02-26 | 2017-02-14 | $1,669 | $1,484 | $185 | $185 |
| 166.07 AB SMALL CAP CORE PORTFOLIO ADV CL | P | 2016-03-22 | 2017-01-25 | $1,973 | $1,573 | $400 | $400 |
| 9 HESS CORP | P | 2016-03-15 | 2017-01-25 | $510 | $439 | $71 | $71 |
| 194.62 AB SMALL CAP CORE PORTFOLIO ADV CL | P | 2016-03-07 | 2017-01-25 | $2,312 | $1,845 | $467 | $467 |
| 3 HONEYWELL INTERNATIONAL INC | P | 2016-05-05 | 2017-12-20 | $465 | $339 | $126 | $126 |
| 11 HONEYWELL INTERNATIONAL INC | P | 2016-04-26 | 2017-12-20 | $1,705 | $1,251 | $454 | $454 |
| 5 MICROSOFT CORP | P | 2015-03-09 | 2017-12-20 | $427 | $214 | $213 | $213 |
| 11 MICROSOFT CORP | P | 2014-10-02 | 2017-12-20 | $940 | $505 | $435 | $435 |
| 8 ADOBE SYSTEMS INC | P | 2016-07-21 | 2017-12-12 | $1,386 | $771 | $615 | $615 |
| 4 NORTHROP GRUMMAN CORP | P | 2015-06-04 | 2017-12-11 | $1,223 | $638 | $585 | $585 |
| 6 INTUITIVE SURGICAL INC | P | 2015-02-10 | 2017-12-11 | $2,241 | $1,000 | $1,241 | $1,241 |
| 10 CVS HEALTH CORP | P | 2015-04-01 | 2017-12-08 | $728 | $1,020 | -$292 | -$292 |
| 7 CVS HEALTH CORP | P | 2014-10-22 | 2017-12-08 | $510 | $583 | -$73 | -$73 |
| 19 STARBUCKS CORP | P | 2014-10-09 | 2017-12-08 | $1,113 | $713 | $400 | $400 |
| 8 CVS HEALTH CORP | P | 2014-10-22 | 2017-12-07 | $565 | $666 | -$101 | -$101 |
| 23 STARBUCKS CORP | P | 2014-10-09 | 2017-12-07 | $1,358 | $863 | $495 | $495 |
| 16 CVS HEALTH CORP | P | 2014-01-31 | 2017-12-07 | $1,129 | $1,085 | $44 | $44 |
| 18 STARBUCKS CORP | P | 2014-10-09 | 2017-12-06 | $1,069 | $675 | $394 | $394 |
| 7 STARBUCKS CORP | P | 2014-10-02 | 2017-12-06 | $416 | $260 | $156 | $156 |
| 17 CVS HEALTH CORP | P | 2014-01-31 | 2017-12-06 | $1,208 | $1,153 | $55 | $55 |
| 16 EBAY INC | P | 2014-10-02 | 2017-11-20 | $571 | $370 | $201 | $201 |
| 20 EBAY INC | P | 2014-06-02 | 2017-11-20 | $714 | $426 | $288 | $288 |
| 20 EBAY INC | P | 2014-05-20 | 2017-11-20 | $714 | $437 | $277 | $277 |
| 2 EBAY INC | P | 2014-05-07 | 2017-11-20 | $71 | $42 | $29 | $29 |
| 20 CAPITAL ONE FINANCIAL CORP | P | 2014-02-28 | 2017-11-20 | $1,765 | $1,470 | $295 | $295 |
| 10 CAPITAL ONE FINANCIAL CORP | P | 2013-04-09 | 2017-11-20 | $883 | $559 | $324 | $324 |
| 11 EATON CORP PLC | P | 2016-10-19 | 2017-10-25 | $865 | $697 | $168 | $168 |
| 305.275 AB INTERNATIONAL SMALL CAP PORTFOLIO - ADV CL | P | 2016-09-23 | 2017-10-25 | $3,935 | $3,324 | $611 | $611 |
| 1168.609 AB INTERNATIONAL STRATEGIC EQUITIES PORTFOLIO - ADV CL | P | 2016-09-23 | 2017-10-25 | $15,040 | $12,341 | $2,699 | $2,699 |
| 160.247 AB SMALL CAP CORE PORTFOLIO ADV CL | P | 2016-04-29 | 2017-10-25 | $1,982 | $1,537 | $445 | $445 |
| 20.836 AB SMALL CAP CORE PORTFOLIO ADV CL | P | 2016-03-22 | 2017-10-25 | $258 | $197 | $61 | $61 |
| 22 INTEL CORP | P | 2016-02-26 | 2017-10-25 | $898 | $659 | $239 | $239 |
| 14 AMERICAN INTERNATIONAL GROUP | P | 2016-02-11 | 2017-10-25 | $910 | $715 | $195 | $195 |
| 4 UNITEDHEALTH GROUP INC | P | 2015-09-01 | 2017-10-25 | $830 | $453 | $377 | $377 |
| 6 COSTCO WHOLESALE CORP | P | 2014-10-22 | 2017-10-25 | $973 | $785 | $188 | $188 |
| 14 MICROSOFT CORP | P | 2014-10-02 | 2017-10-25 | $1,099 | $642 | $457 | $457 |
| 8 MICROSOFT CORP | P | 2014-08-07 | 2017-10-25 | $628 | $346 | $282 | $282 |
| 5 FACEBOOK INC-A | P | 2014-05-07 | 2017-10-25 | $850 | $288 | $562 | $562 |
| 3 FACEBOOK INC-A | P | 2014-04-15 | 2017-10-25 | $510 | $175 | $335 | $335 |
| 2 COSTCO WHOLESALE CORP | P | 2014-01-31 | 2017-10-25 | $324 | $225 | $99 | $99 |
| 59 BANK OF AMERICA CORP | P | 2013-02-08 | 2017-10-25 | $1,625 | $695 | $930 | $930 |
| 3 APPLE INC | P | 2012-08-22 | 2017-10-25 | $468 | $282 | $186 | $186 |
| 6 HOME DEPOT INC | P | 2012-07-13 | 2017-10-25 | $995 | $312 | $683 | $683 |
| 13 VISA INC - CLASS A SHARES | P | 2012-06-26 | 2017-10-25 | $1,425 | $400 | $1,025 | $1,025 |
| 375.44 AB DISCOVERY GRWTH FUND- ADV | P | 2012-06-18 | 2017-10-25 | $4,265 | $2,628 | $1,637 | $1,637 |
| 87.41 AB DISCOVERY VALUE FUND- ADV | P | 2012-06-18 | 2017-10-25 | $2,055 | $1,400 | $655 | $655 |
| 56 HP INC | P | 2011-08-26 | 2017-10-25 | $1,218 | $633 | $585 | $585 |
| 7 APPLE INC | P | 2011-03-18 | 2017-10-25 | $1,093 | $333 | $760 | $760 |
| 2615.845 OVERLAY A PORTFOLIO CLASS 1 | P | 2010-11-24 | 2017-10-25 | $35,000 | $29,428 | $5,572 | $5,572 |
| 678.218 BERNSTEIN INTERNATIONAL PORTFOLIO | P | 2008-12-03 | 2017-10-25 | $12,330 | $7,922 | $4,408 | $4,408 |
| 1 ALPHABET INC-CL C | P | 2008-11-28 | 2017-10-25 | $970 | $145 | $825 | $825 |
| 99.875 BERNSTEIN EMERGING MARKETS PORTFOLIO | P | 2005-12-07 | 2017-10-25 | $3,185 | $3,428 | -$243 | -$243 |
| 8.749 BERNSTEIN INTERMEDIATE DURATION PORTFOLIO | P | 2009-10-05 | 2017-10-23 | $116 | $116 | ||
| 21 EOG RESOURCES INC | P | 2015-10-13 | 2017-10-20 | $2,021 | $1,803 | $218 | $218 |
| 19 STARBUCKS CORP | P | 2014-10-02 | 2017-10-20 | $1,043 | $707 | $336 | $336 |
| 22 NIKE INC -CL B | P | 2014-09-11 | 2017-10-20 | $1,164 | $903 | $261 | $261 |
| 7 CVS HEALTH CORP | P | 2014-01-31 | 2017-10-20 | $524 | $475 | $49 | $49 |
| 8 CVS HEALTH CORP | P | 2014-01-15 | 2017-10-20 | $599 | $547 | $52 | $52 |
| 10 L3 TECHNOLOGIES INC | P | 2015-02-26 | 2017-09-26 | $1,883 | $1,309 | $574 | $574 |
| 67 NISOURCE INC | P | 2016-06-29 | 2017-09-25 | $1,723 | $1,733 | -$10 | -$10 |
| 1 NISOURCE INC | P | 2016-06-29 | 2017-09-25 | $26 | $26 | ||
| 32 STARBUCKS CORP | P | 2014-10-02 | 2017-09-22 | $1,760 | $1,191 | $569 | $569 |
| 20 NIKE INC -CL B | P | 2014-09-11 | 2017-09-22 | $1,060 | $821 | $239 | $239 |
| 32 AMERICAN ELECTRIC POWER | P | 2014-08-26 | 2017-09-22 | $2,265 | $1,688 | $577 | $577 |
| 2 INTUITIVE SURGICAL INC | P | 2014-04-25 | 2017-09-22 | $2,053 | $732 | $1,321 | $1,321 |
| 30 CVS HEALTH CORP | P | 2014-01-15 | 2017-09-22 | $2,369 | $2,052 | $317 | $317 |
| 23 EBAY INC | P | 2014-05-07 | 2017-09-20 | $888 | $486 | $402 | $402 |
| 24 ORACLE CORP | P | 2014-07-11 | 2017-09-14 | $1,260 | $966 | $294 | $294 |
| 21 GILEAD SCIENCES INC | P | 2013-06-14 | 2017-09-14 | $1,726 | $1,101 | $625 | $625 |
| 25 CAPITAL ONE FINANCIAL CORP | P | 2013-04-09 | 2017-09-14 | $1,986 | $1,397 | $589 | $589 |
| 9 APPLE INC | P | 2011-03-18 | 2017-09-14 | $1,431 | $428 | $1,003 | $1,003 |
| 22 STARBUCKS CORP | P | 2014-10-02 | 2017-08-25 | $1,195 | $819 | $376 | $376 |
| 1 INTUITIVE SURGICAL INC | P | 2014-04-25 | 2017-08-25 | $980 | $366 | $614 | $614 |
| 12 FACEBOOK INC-A | P | 2014-04-15 | 2017-08-25 | $1,999 | $701 | $1,298 | $1,298 |
| 9 HOME DEPOT INC | P | 2012-07-13 | 2017-08-25 | $1,344 | $468 | $876 | $876 |
| 22 ROSS STORES INC | P | 2015-10-19 | 2017-08-03 | $1,215 | $1,101 | $114 | $114 |
| 5 WALT DISNEY CO/THE | P | 2014-02-28 | 2017-08-03 | $543 | $406 | $137 | $137 |
| 15 WALT DISNEY CO/THE | P | 2012-02-16 | 2017-08-03 | $1,628 | $625 | $1,003 | $1,003 |
| 7 UNITEDHEALTH GROUP INC | P | 2015-09-01 | 2017-07-28 | $1,320 | $793 | $527 | $527 |
| 21 EDISON INTERNATIONAL | P | 2015-07-01 | 2017-07-28 | $1,645 | $1,178 | $467 | $467 |
| 5 L3 TECHNOLOGIES INC | P | 2015-02-26 | 2017-07-28 | $878 | $654 | $224 | $224 |
| 5 L3 TECHNOLOGIES INC | P | 2014-12-16 | 2017-07-28 | $878 | $610 | $268 | $268 |
| 5 L3 TECHNOLOGIES INC | P | 2014-12-16 | 2017-07-27 | $877 | $610 | $267 | $267 |
| 37 DELTA AIR LINES INC | P | 2014-10-22 | 2017-07-26 | $1,887 | $1,384 | $503 | $503 |
| 89 BANK OF AMERICA CORP | P | 2013-02-08 | 2017-07-26 | $2,176 | $1,049 | $1,127 | $1,127 |
| 156.006 OVERLAY A PORTFOLIO CLASS 1 | P | 2010-11-24 | 2017-07-25 | $2,000 | $1,755 | $245 | $245 |
| 8.612 BERNSTEIN INTERMEDIATE DURATION PORTFOLIO | P | 2009-10-05 | 2017-07-24 | $114 | $114 | ||
| 162.232 BERNSTEIN EMERGING MARKETS PORTFOLIO | P | 2005-12-07 | 2017-07-20 | $5,000 | $5,568 | -$568 | -$568 |
| 1 INTUITIVE SURGICAL INC | P | 2014-04-25 | 2017-07-17 | $952 | $366 | $586 | $586 |
| 42 US BANCORP | P | 2014-02-24 | 2017-07-13 | $2,184 | $1,713 | $471 | $471 |
| 48 COMCAST CORP-CLASS A | P | 2011-04-06 | 2017-07-13 | $1,876 | $596 | $1,280 | $1,280 |
| 25 HEWLETT PACKARD ENTERPRIS | P | 2012-03-23 | 2017-07-10 | $419 | $237 | $182 | $182 |
| 25 HEWLETT PACKARD ENTERPRIS | P | 2012-03-23 | 2017-07-07 | $414 | $237 | $177 | $177 |
| 75 HEWLETT PACKARD ENTERPRIS | P | 2012-03-07 | 2017-07-07 | $1,241 | $749 | $492 | $492 |
| 11 HEWLETT PACKARD ENTERPRIS | P | 2011-11-23 | 2017-07-07 | $182 | $117 | $65 | $65 |
| 17 VISA INC - CLASS A SHARES | P | 2012-06-26 | 2017-07-06 | $1,593 | $523 | $1,070 | $1,070 |
| 39 HEWLETT PACKARD ENTERPRIS | P | 2011-11-23 | 2017-07-06 | $645 | $413 | $232 | $232 |
| 21 HEWLETT PACKARD ENTERPRIS | P | 2011-09-13 | 2017-07-06 | $347 | $194 | $153 | $153 |
| 15 DR PEPPER SNAPPLE GROUP INC | P | 2014-10-09 | 2017-06-23 | $1,391 | $973 | $418 | $418 |
| 22 KROGER CO | P | 2015-09-22 | 2017-06-22 | $492 | $793 | -$301 | -$301 |
| 5 DR PEPPER SNAPPLE GROUP INC | P | 2014-10-09 | 2017-06-22 | $465 | $324 | $141 | $141 |
| 14 DR PEPPER SNAPPLE GROUP INC | P | 2014-10-02 | 2017-06-22 | $1,302 | $890 | $412 | $412 |
| 69 WELLS FARGO & COMPANY | P | 2012-03-23 | 2017-06-22 | $3,617 | $2,313 | $1,304 | $1,304 |
| 4 KROGER CO | P | 2015-09-22 | 2017-06-21 | $89 | $144 | -$55 | -$55 |
| 49 KROGER CO | P | 2012-02-07 | 2017-06-21 | $1,092 | $585 | $507 | $507 |
| 37 KROGER CO | P | 2012-02-07 | 2017-06-20 | $829 | $442 | $387 | $387 |
| 80 KROGER CO | P | 2012-02-07 | 2017-06-19 | $1,806 | $955 | $851 | $851 |
| 5 SCHLUMBERGER LTD | P | 2014-05-07 | 2017-06-08 | $342 | $508 | -$166 | -$166 |
| 39 SCHLUMBERGER LTD | P | 2013-07-24 | 2017-06-08 | $2,667 | $3,237 | -$570 | -$570 |
| 3 PFIZER INC | P | 2011-08-16 | 2017-06-08 | $95 | $55 | $40 | $40 |
| 36 PFIZER INC | P | 2011-07-08 | 2017-06-08 | $1,142 | $728 | $414 | $414 |
| 9 UNITED TECHNOLOGIES CORP | P | 2016-05-05 | 2017-06-06 | $1,081 | $903 | $178 | $178 |
| 4 UNITED TECHNOLOGIES CORP | P | 2016-05-05 | 2017-06-05 | $485 | $401 | $84 | $84 |
| 16 UNITED TECHNOLOGIES CORP | P | 2015-04-09 | 2017-06-05 | $1,941 | $1,887 | $54 | $54 |
| 14 MICROSOFT CORP | P | 2014-08-07 | 2017-06-05 | $1,019 | $606 | $413 | $413 |
| 42 EXXON MOBIL CORP | P | 2016-05-13 | 2017-06-02 | $3,352 | $3,738 | -$386 | -$386 |
| 26 SEALED AIR CORP | P | 2015-07-24 | 2017-06-02 | $1,167 | $1,306 | -$139 | -$139 |
| 76 SEALED AIR CORP | P | 2015-07-01 | 2017-06-02 | $3,411 | $3,967 | -$556 | -$556 |
| 27 WELLS FARGO & COMPANY | P | 2012-03-23 | 2017-06-02 | $1,405 | $905 | $500 | $500 |
| 27 EXXON MOBIL CORP | P | 2016-05-13 | 2017-06-01 | $2,177 | $2,403 | -$226 | -$226 |
| 16 STARBUCKS CORP | P | 2014-10-02 | 2017-05-30 | $1,012 | $595 | $417 | $417 |
| 15 VERIZON COMMUNICATIONS INC | P | 2016-03-15 | 2017-05-25 | $678 | $788 | -$110 | -$110 |
| 57 VERIZON COMMUNICATIONS INC | P | 2016-03-08 | 2017-05-25 | $2,578 | $2,988 | -$410 | -$410 |
| 42 EXXON MOBIL CORP | P | 2016-05-13 | 2017-05-24 | $3,455 | $3,738 | -$283 | -$283 |
| 23 VERIZON COMMUNICATIONS INC | P | 2016-03-08 | 2017-05-24 | $1,037 | $1,206 | -$169 | -$169 |
| 75 VERIZON COMMUNICATIONS INC | P | 2016-01-07 | 2017-05-24 | $3,382 | $3,397 | -$15 | -$15 |
| 32 DOLLAR GENERAL CORP | P | 2015-04-09 | 2017-05-24 | $2,242 | $2,417 | -$175 | -$175 |
| 14 DOLLAR GENERAL CORP | P | 2015-04-09 | 2017-05-23 | $993 | $1,057 | -$64 | -$64 |
| 13 DOLLAR GENERAL CORP | P | 2014-09-11 | 2017-05-23 | $922 | $829 | $93 | $93 |
| 1 PRICELINE GROUP INC/THE | P | 2013-05-29 | 2017-05-23 | $1,822 | $794 | $1,028 | $1,028 |
| 18 US BANCORP | P | 2014-02-24 | 2017-05-16 | $934 | $734 | $200 | $200 |
| 6 UNITEDHEALTH GROUP INC | P | 2015-09-01 | 2017-05-08 | $1,045 | $680 | $365 | $365 |
| 41 DISCOVER FINANCIAL SERVICES | P | 2015-05-01 | 2017-05-08 | $2,472 | $2,421 | $51 | $51 |
| 12 COSTCO WHOLESALE CORP | P | 2014-01-31 | 2017-05-08 | $2,066 | $1,351 | $715 | $715 |
| 10 JOHNSON & JOHNSON | P | 2010-08-27 | 2017-05-08 | $1,233 | $575 | $658 | $658 |
| 1 JOHNSON & JOHNSON | P | 2010-07-27 | 2017-05-08 | $123 | $58 | $65 | $65 |
| 40 DISCOVER FINANCIAL SERVICES | P | 2015-05-01 | 2017-05-05 | $2,418 | $2,362 | $56 | $56 |
| 14 XILINX INC | P | 2016-02-05 | 2017-04-26 | $853 | $672 | $181 | $181 |
| 7.971 BERNSTEIN INTERMEDIATE DURATION PORTFOLIO | P | 2009-10-05 | 2017-04-24 | $105 | $105 | ||
| 13 UNITED TECHNOLOGIES CORP | P | 2015-04-09 | 2017-04-21 | $1,496 | $1,533 | -$37 | -$37 |
| 4 DXC TECHNOLOGY CO | P | 2012-03-23 | 2017-04-21 | $303 | $159 | $144 | $144 |
| 31 WELLS FARGO & COMPANY | P | 2012-03-23 | 2017-04-21 | $1,656 | $1,039 | $617 | $617 |
| 6 DXC TECHNOLOGY CO | P | 2012-03-07 | 2017-04-21 | $455 | $251 | $204 | $204 |
| 4 DXC TECHNOLOGY CO | P | 2011-11-23 | 2017-04-21 | $303 | $178 | $125 | $125 |
| 2 DXC TECHNOLOGY CO | P | 2011-09-13 | 2017-04-21 | $152 | $65 | $87 | $87 |
| 10 EOG RESOURCES INC | P | 2015-10-13 | 2017-04-07 | $975 | $858 | $117 | $117 |
| 21 WELLS FARGO & COMPANY | P | 2012-03-23 | 2017-04-07 | $1,154 | $704 | $450 | $450 |
| 26 WELLS FARGO & COMPANY | P | 2012-03-13 | 2017-04-07 | $1,429 | $829 | $600 | $600 |
| 4 NIKE INC -CL B | P | 2014-09-11 | 2017-04-06 | $222 | $164 | $58 | $58 |
| 15 NIKE INC -CL B | P | 2014-02-12 | 2017-04-06 | $831 | $557 | $274 | $274 |
| 4 ALPHABET INC-CL C | P | 2008-11-28 | 2017-04-06 | $3,318 | $580 | $2,738 | $2,738 |
| 1 ALPHABET INC-CL A | P | 2012-08-20 | 2017-03-28 | $841 | $339 | $502 | $502 |
| 63 INTEL CORP | P | 2016-02-26 | 2017-03-17 | $2,215 | $1,887 | $328 | $328 |
| 6 AETNA INC | P | 2014-07-02 | 2017-03-17 | $795 | $496 | $299 | $299 |
| 9 AETNA INC | P | 2014-06-02 | 2017-03-17 | $1,192 | $702 | $490 | $490 |
| 25 NIKE INC -CL B | P | 2014-02-12 | 2017-03-16 | $1,434 | $929 | $505 | $505 |
| 7 NIKE INC -CL B | P | 2013-12-04 | 2017-03-16 | $401 | $275 | $126 | $126 |
| 18 VISA INC - CLASS A SHARES | P | 2012-06-26 | 2017-03-16 | $1,616 | $554 | $1,062 | $1,062 |
| 2 ALPHABET INC-CL C | P | 2008-11-28 | 2017-03-16 | $1,698 | $290 | $1,408 | $1,408 |
| 1 ALPHABET INC-CL C | P | 2008-07-23 | 2017-03-16 | $849 | $241 | $608 | $608 |
| 39 BANK OF AMERICA CORP | P | 2013-02-08 | 2017-03-15 | $988 | $460 | $528 | $528 |
| 1 BANK OF AMERICA CORP | P | 2013-02-08 | 2017-03-15 | $25 | $12 | $13 | $13 |
| 14 WELLS FARGO & COMPANY | P | 2012-03-13 | 2017-03-15 | $824 | $447 | $377 | $377 |
| 43 NIKE INC -CL B | P | 2013-12-04 | 2017-02-28 | $2,457 | $1,688 | $769 | $769 |
| 64 PFIZER INC | P | 2011-07-08 | 2017-02-28 | $2,183 | $1,294 | $889 | $889 |
| 16 PFIZER INC | P | 2011-04-14 | 2017-02-28 | $546 | $327 | $219 | $219 |
| 25 ONEMAIN HOLDINGS INC | P | 2016-02-26 | 2017-02-27 | $707 | $589 | $118 | $118 |
| 5 UNITED TECHNOLOGIES CORP | P | 2015-04-09 | 2017-02-27 | $563 | $589 | -$26 | -$26 |
| 5 UNITED TECHNOLOGIES CORP | P | 2015-03-24 | 2017-02-27 | $563 | $598 | -$35 | -$35 |
| 12 APPLE INC | P | 2011-03-18 | 2017-02-27 | $1,641 | $570 | $1,071 | $1,071 |
| 3 APPLE INC | P | 2010-02-04 | 2017-02-27 | $410 | $83 | $327 | $327 |
| 73 SYNCHRONY FINANCIAL | P | 2016-01-07 | 2017-02-15 | $2,725 | $2,157 | $568 | $568 |
| 29 HEWLETT PACKARD ENTERPRIS | P | 2011-09-13 | 2017-02-14 | $698 | $357 | $341 | $341 |
| 48 HEWLETT PACKARD ENTERPRIS | P | 2011-08-26 | 2017-02-14 | $1,155 | $653 | $502 | $502 |
| 13 L3 TECHNOLOGIES INC | P | 2014-12-16 | 2017-02-07 | $2,093 | $1,586 | $507 | $507 |
| 27 DISCOVER FINANCIAL SERVICES | P | 2015-05-01 | 2017-02-03 | $1,866 | $1,594 | $272 | $272 |
| 9 BIOVERATIV INC | P | 2012-08-30 | 2017-02-03 | $398 | $218 | $180 | $180 |
| 57 SYNCHRONY FINANCIAL | P | 2016-01-07 | 2017-02-02 | $2,019 | $1,684 | $335 | $335 |
| 85 DELTA AIR LINES INC | P | 2014-10-22 | 2017-02-02 | $4,018 | $3,179 | $839 | $839 |
| 15 CAPITAL ONE FINANCIAL CORP | P | 2013-04-09 | 2017-02-02 | $1,294 | $838 | $456 | $456 |
| 12 UNITED TECHNOLOGIES CORP | P | 2015-03-24 | 2017-02-01 | $1,298 | $1,435 | -$137 | -$137 |
| 66 CONDUENT INC | P | 2016-01-07 | 2017-01-26 | $990 | $1,111 | -$121 | -$121 |
| 25 CONDUENT INC | P | 2014-04-25 | 2017-01-26 | $375 | $507 | -$132 | -$132 |
| 40 CONDUENT INC | P | 2014-02-03 | 2017-01-26 | $600 | $738 | -$138 | -$138 |
| 22 EOG RESOURCES INC | P | 2015-10-13 | 2017-01-25 | $2,286 | $1,888 | $398 | $398 |
| 5 HESS CORP | P | 2015-03-16 | 2017-01-25 | $283 | $341 | -$58 | -$58 |
| 8 FISERV INC | P | 2014-09-08 | 2017-01-25 | $869 | $525 | $344 | $344 |
| 3 MICROSOFT CORP | P | 2014-08-07 | 2017-01-25 | $191 | $130 | $61 | $61 |
| 15 MICROSOFT CORP | P | 2014-04-25 | 2017-01-25 | $954 | $601 | $353 | $353 |
| 9 CAPITAL ONE FINANCIAL CORP | P | 2013-04-09 | 2017-01-25 | $797 | $503 | $294 | $294 |
| 41 BANK OF AMERICA CORP | P | 2013-02-08 | 2017-01-25 | $958 | $483 | $475 | $475 |
| 18 BANK OF AMERICA CORP | P | 2013-01-04 | 2017-01-25 | $421 | $216 | $205 | $205 |
| 1 ALPHABET INC-CL A | P | 2012-08-20 | 2017-01-25 | $856 | $338 | $518 | $518 |
| 4 HOME DEPOT INC | P | 2012-07-13 | 2017-01-25 | $551 | $208 | $343 | $343 |
| 206.79 AB DISCOVERY GRWTH FUND- ADV | P | 2012-06-18 | 2017-01-25 | $2,010 | $1,447 | $563 | $563 |
| 205.117 AB DISCOVERY VALUE FUND- ADV | P | 2012-06-18 | 2017-01-25 | $4,650 | $3,286 | $1,364 | $1,364 |
| 3 HOME DEPOT INC | P | 2012-05-30 | 2017-01-25 | $413 | $149 | $264 | $264 |
| 20 WELLS FARGO & COMPANY | P | 2012-03-13 | 2017-01-25 | $1,132 | $638 | $494 | $494 |
| 10 WELLS FARGO & COMPANY | P | 2012-02-24 | 2017-01-25 | $566 | $302 | $264 | $264 |
| 34 PFIZER INC | P | 2011-04-14 | 2017-01-25 | $1,067 | $696 | $371 | $371 |
| 11 COMCAST CORP-CLASS A | P | 2011-04-06 | 2017-01-25 | $808 | $273 | $535 | $535 |
| 24 PFIZER INC | P | 2010-08-25 | 2017-01-25 | $753 | $380 | $373 | $373 |
| 29 APPLE INC | P | 2010-02-04 | 2017-01-25 | $3,536 | $806 | $2,730 | $2,730 |
| 34.61 OVERLAY A PORTFOLIO CLASS 1 | P | 2010-11-24 | 2017-01-23 | $410 | $389 | $21 | $21 |
| 8.84 BERNSTEIN INTERMEDIATE DURATION PORTFOLIO | P | 2009-10-05 | 2017-01-23 | $116 | $117 | -$1 | -$1 |
| 9 HESS CORP | P | 2015-03-16 | 2017-01-20 | $523 | $615 | -$92 | -$92 |
| 18 HESS CORP | P | 2014-03-11 | 2017-01-20 | $1,046 | $1,470 | -$424 | -$424 |
| 1 HESS CORP | P | 2014-03-11 | 2017-01-20 | $58 | $82 | -$24 | -$24 |
| 12 DISCOVER FINANCIAL SERVICES | P | 2015-05-01 | 2017-01-11 | $858 | $708 | $150 | $150 |
| BLACK KNIGHT INC Cash in Lieu | P | 2001-01-01 | 2017-10-18 | $29 | $29 | $29 | |
| XEROX CORP Cash in Lieu | P | 2001-01-01 | 2017-06-26 | $7 | $7 | $7 | |
| DXC TECHNOLOGY CO Cash in Lieu | P | 2001-01-01 | 2017-04-21 | $63 | $63 | $63 | |
| BIOVERATIV INC Cash in Lieu | P | 2001-01-01 | 2017-02-17 | $22 | $22 | $22 | |
| CONDUENT INC Cash in Lieu | P | 2001-01-01 | 2017-01-13 | $6 | $6 | $6 | |
| Capital Gain Dividends | $6,612 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $89,674 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | -$424 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $132,041 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $2,242,321 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.05889 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $117,778 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $2,358,648 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.04994 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $115,365 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $2,254,927 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.05116 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $109,674 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $2,119,521 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.05175 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $109,150 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $2,082,059 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.05242 | DistributionYr5Rt |
| Total Distribution | 0.264151 | TotalDistributionRt |
| Average Distribution | 0.052830 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $2,342,218 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $123,739 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $1,236 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $124,975 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $142,886 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $1,236 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $1,236 | SubtotalAmt |
| Tax Based On Investment Income | $1,236 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $2,490 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $2,490 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $6 | EsPenaltyAmt |
| Overpayment | $1,248 | OverpaymentAmt |
| Applied To ES Tax | $1,248 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | false | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | http://www.ag.ca.gov/charities/ | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Geoffrey L Lamb CPA | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 4083716883 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2155 S Bascom Ave Ste 105 | AddressLine1Txt |
| City | Campbell | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 95008 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Excess Business Holdings | false | ExcessBusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | false | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | false | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Proceeds Or Net Income | false | ProceedsOrNetIncomeInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt |
|---|---|---|---|---|---|---|---|
| Carol E Waitte | |||||||
| 19 Glenridge Ave | Los Gatos | CA | 95030 | Dir/Pres | 10.00 | $0 | $15,845 |
| Barry K Waitte | |||||||
| 19 Glenridge Ave | Los Gatos | CA | 95030 | Dir/Treas | 6.00 | $0 | $11,055 |
| Tobey E D Fitch | |||||||
| 19 Glenridge Ave | Los Gatos | CA | 95030 | Director | 4.00 | $0 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $2,359,098 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $18,788 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $2,377,886 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Adjusted Total FMV Of Unused Ast | $2,377,886 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $35,668 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $2,342,218 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $117,111 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $117,111 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $1,236 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $1,236 | TotalTaxAmt |
| Distributable Before Adj | $115,875 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $115,875 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $115,875 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $142,886 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $142,886 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $1,236 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $141,650 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $115,875 | DistributableAsAdjustedAmt |
| Excess Distribution Cyov Yr5 | $6,485 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $5,878 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $6,675 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $2,706 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $20,553 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $42,297 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $142,886 | QualifyingDistributionsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $115,875 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $27,011 | RemainingDistriFromCorpusAmt |
| Total Corpus | $69,308 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $6,485 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $62,823 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $5,878 | ExcessFromYear4Amt |
| Excess From Year3 | $6,675 | ExcessFromYear3Amt |
| Excess From Year2 | $2,706 | ExcessFromYear2Amt |
| Excess From Year1 | $20,553 | ExcessFromYear1Amt |
| Excess From Current Year | $27,011 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Carol E Waitte | ContributingManagerNm |
| Contributing Manager | Barry K Waitte | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (19 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| Vashon Youth and Family Svcs | |||||||
| PO Box 237 | Vashon | WA | 98070 | None | Public | Human services | $2,500 |
| Creativity Explored | |||||||
| 3245 16th Street | San Francisco | CA | 94103 | None | Public | Community Programs | $9,000 |
| Children's Health Initiative | |||||||
| 645 South Bascom | San Jose | CA | 95128 | None | Public | Human Services | $5,000 |
| Boys Girls Clubs of America | |||||||
| 60 Benton Way | American Canyon | CA | 94503 | None | Public | Community Programs | $10,000 |
| West Valley College Foundation | |||||||
| 14000 Fruitvale Avenue | Saratoga | CA | 95070 | None | Public | General Use | $1,000 |
| Los Gatos Morning Rotary - Plein Ai | |||||||
| PO Box 282 | Los Gatos | CA | 95031 | None | Public | Community Programs | $2,500 |
| Montalvo Arts Center | |||||||
| PO Box 158 | Saratoga | CA | 95071 | None | Public | Community Programs | $1,500 |
| Museums of Los Gatos | |||||||
| 4 Tait Avenue | Los Gatos | CA | 95030 | None | Public | Community Programs | $2,500 |
| PlayWrite Inc | |||||||
| PO Box 13420 | Portland | OR | 97213 | None | Public | Community Programs | $5,000 |
| Spoon Foundation | |||||||
| 135 SE Main St Suite 201 | Portland | OR | 97214 | None | Public | Community Programs | $10,000 |
| Rotary Foundation - District 5170 | |||||||
| 20660 Stevens Creek Blvd 313 | Cupertino | CA | 95014 | None | Public | Community Programs | $1,000 |
| Peninsula Open Space | |||||||
| 222 High Street | Palo Alto | CA | 94301 | None | Public | Community Programs | $1,000 |
| Bill Wilson Center | |||||||
| 3490 The Alameda | Santa Clara | CA | 95050 | None | Public | Youth Grief Counseling | $2,000 |
| Worldreader | |||||||
| 40 Ringold Street | San Francisco | CA | 94103 | None | Public | Community Programs | $10,000 |
| Up Valley Family Center | |||||||
| 1140 Spring Street | St Helena | CA | 94574 | None | Public | Human Services | $5,000 |
| California Polytechnic State Univ | |||||||
| Main Campus | San Luis Obispo | CA | 93407 | None | Public | Public education | $10,000 |
| Project WeHOPE | |||||||
| 1854 Bay Road | East Palo Alto | CA | 94303 | None | PC | Homeless Housing | $15,000 |
| Remote Area Medical | |||||||
| 2200 Stock Creek Blvd | Rockford | TN | 37853 | None | PC | Mobile Medical Clinics | $2,000 |
| Giant Steps | |||||||
| 1320 Commerce St Ste A | Petaluma | CA | 94954 | None | PC | Therapeutic equestrian activities | $5,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $100,000 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $108 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $43,515 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $89,674 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $133,297 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $133,297 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Accounting fees | CategoryTxt |
| Amt | $6,590 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $6,590 | DisbursementsCharitablePrpsAmt |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Legal Fees | CategoryTxt |
| Legal Fees | $2,500 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $2,500 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|
| Ca Attorney General Registry | $20 | $20 |
| Misc other | $227 | $227 |
| Office expense | $3,609 | $3,609 |
| Office supplies | $266 | $266 |
| Telephone | $2,256 | $2,256 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Bernstein inv mgmt fees | CategoryTxt |
| Amt | $8,898 | Amt |
| Net Investment Income | $8,898 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| Calif FTB | $10 | $10 | |
| Foreign tax w/h on divids | $750 | $750 |