ROSENTHAL FUND: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- ROSENTHAL FUND (EIN 13-3919545)
- Tax period
- 2016-10-01 to 2017-09-30
- Filed
- 2018-08-08
- IRS object ID
- 201832209349100013
- Schema version
- 2016v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-08-08T11:10:17-05:00 | ReturnTs |
| Tax Period End | 2017-09-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 113458820 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WOLF MARYLES & ASSOCIATES LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 220 EAST 42ND STREETSUITE 2201 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10017 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-10-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 133919545 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE ROSENTHAL FUND | BusinessNameLine1Txt |
| Business Name Line2 | C/O CHARLES ROSENTHAL | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ROSE | BusinessNameControlTxt |
| Phone | 6465365120 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 784 PARK AVENUE NO 19B | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10021 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | CHARLES ROSENTHAL | PersonNm |
| Person Title | PRES/TREAS | PersonTitleTxt |
| Phone | 6465365120 | PhoneNum |
| Signature | 2018-08-08 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | SHIMON WOLF | PreparerPersonNm |
| PTIN | P00141512 | PTIN |
| Phone | 6465365120 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $12,971,029 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $467,321 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $164,035 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $164,035 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $382,820 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $2,609,088 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,177,827 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $10,511 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $10,511 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,024,687 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,352,373 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $8,000 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $4,000 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $4,000 | AccountingFeesChrtblPrpsAmt |
| Taxes Rev And Expnss | $120,644 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $5,644 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $957 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $132 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $825 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $129,601 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $9,776 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $4,825 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $307,485 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $307,485 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $437,086 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $9,776 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $312,310 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $587,601 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,342,597 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $574,895 | CashBOYAmt |
| Cash EOY | $145,493 | CashEOYAmt |
| Cash EOYFMV | $145,493 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $807,973 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $2,999,692 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $2,999,692 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $6,116,257 | CorporateStockBOYAmt |
| Corporate Stock EOY | $4,913,319 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $9,502,294 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $201,012 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $200,769 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $323,550 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $7,700,137 | TotalAssetsBOYAmt |
| Total Assets EOY | $8,259,273 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $12,971,029 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $7,700,137 | RetainedEarningBOYAmt |
| Retained Earning EOY | $8,259,273 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $7,700,137 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $8,259,273 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $7,700,137 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $8,259,273 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $7,700,137 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $587,601 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $8,287,738 | SubtotalAmt |
| Other Decreases | $28,465 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $8,259,273 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (20 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| 3000 SH UNILEVER PLC ADR (4 ORDS) | P | 2017-02-17 | 2017-04-04 | $147,135 | $141,238 | $5,897 | $5,897 |
| 18,000 SH COTY INC CLASS A | P | 2016-11-22 | 2017-09-19 | $299,229 | $352,137 | -$52,908 | -$52,908 |
| 1,800 SH ZIMMER BIOMET HOLDINGS | P | 2016-03-24 | 2017-05-05 | $208,599 | $185,839 | $22,760 | $22,760 |
| 2,000 SH CARROLS RESTAURANT | P | 2015-10-08 | 2017-02-23 | $32,000 | $24,130 | $7,870 | $7,870 |
| 1,000 SH ZIMMER BIOMET HOLDINGS | P | 2015-02-27 | 2017-05-05 | $115,888 | $120,857 | -$4,969 | -$4,969 |
| 80 SH ADVANSIX INC COMMON STOCK | P | 2012-11-07 | 2016-11-07 | $1,188 | $660 | $528 | $528 |
| 20 SH ADVANSIX INC COMMON STOCK | P | 2012-02-10 | 2016-11-07 | $297 | $157 | $140 | $140 |
| 35 SH TRISURA GROUP COMMON | P | 2010-05-19 | 2017-06-26 | $557 | $248 | $309 | $309 |
| 4,000 SH WELLS FARGO & CO | P | 2010-01-05 | 2016-10-04 | $175,122 | $112,561 | $62,561 | $62,561 |
| 27 SH TRISURA GROUP COMMON | P | 2007-09-04 | 2017-06-26 | $430 | $256 | $174 | $174 |
| 26 SH TRISURA GROUP COMMON | P | 2006-05-05 | 2017-06-26 | $414 | $214 | $200 | $200 |
| 3,800 SH CVS HEALTH CORP | P | 2005-01-07 | 2017-06-01 | $293,660 | $86,745 | $206,915 | $206,915 |
| 500 SH CVS HEALTH CORP | D | 2004-05-21 | 2017-06-01 | $38,639 | $9,996 | $28,643 | $28,643 |
| 800 SH CVS HEALTH CORP | P | 2004-05-05 | 2017-06-01 | $61,823 | $16,008 | $45,815 | $45,815 |
| 8,900 SH CVS HEALTH CORP | D | 2004-04-07 | 2017-06-01 | $687,782 | $164,622 | $523,160 | $523,160 |
| 3,100 SH CVS HEALTH CORP | D | 2004-04-07 | 2017-06-01 | $239,565 | $57,341 | $182,224 | $182,224 |
| 3,600 SH PACIFIC MERCANT BANC | P | 2004-01-23 | 2016-10-14 | $26,972 | $37,122 | -$10,150 | -$10,150 |
| 3,400 SH PACIFIC MERCANT BANC | P | 2004-01-22 | 2016-10-14 | $25,474 | $36,530 | -$11,056 | -$11,056 |
| 3,000 SH PACIFIC MERCANT BANC | P | 2003-12-11 | 2016-10-14 | $22,477 | $29,109 | -$6,632 | -$6,632 |
| 3,000 SH CVS HEALTH CORP | D | 2000-02-14 | 2017-06-01 | $231,837 | $55,491 | $176,346 | $176,346 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,177,827 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $776,525 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $11,970,520 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.064870 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $787,175 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $12,013,943 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.065522 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,145,377 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $10,456,437 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.109538 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $408,023 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $8,467,431 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.048187 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $595,379 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $6,542,889 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.090996 | DistributionYr5Rt |
| Total Distribution | 0.379113 | TotalDistributionRt |
| Average Distribution | 0.075823 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $12,242,645 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $928,274 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $13,426 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $941,700 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $312,310 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $26,852 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $26,852 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $26,852 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $120,562 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $120,562 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $93,710 | OverpaymentAmt |
| Applied To ES Tax | $93,710 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | 0 | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | WOLF MARYLES ASSOCIATES LLC | IndividualWithBooksNm |
| Phone | 6465365120 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 220 EAST 42ND STREET SUITE 2201 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10017 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| CHARLES ROSENTHAL | ||||||||
| 784 PARK AVENUE APT 19B | NEW YORK | NY | 10021 | PRESIDENT & TREASURER P/T | 0.00 | $0 | $0 | $0 |
| EVA ROSENTHAL | ||||||||
| 784 PARK AVENUE APT 19B | NEW YORK | NY | 10021 | VICE PRESIDENT & SECRETARY | 0.00 | $0 | $0 | $0 |
| NICOLE HARTNETT | ||||||||
| 105 HUDSON STREET APT 8S | NEW YORK | NY | 10013 | DIRECTOR P/T | 0.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $10,242,234 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,901,216 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $285,631 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $12,429,081 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $12,429,081 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $186,436 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $12,242,645 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $612,132 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $612,132 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $26,852 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $26,852 | TotalTaxAmt |
| Distributable Before Adj | $585,280 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $585,280 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $585,280 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $312,310 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $312,310 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $312,310 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $585,280 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $276,237 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr3 | $630,677 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $214,266 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $205,437 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $1,326,617 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $312,310 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $312,310 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $272,970 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $272,970 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $1,053,647 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $3,267 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $1,050,380 | ExcessDistriCyovToNextYrAmt |
| Excess From Year3 | $630,677 | ExcessFromYear3Amt |
| Excess From Year2 | $214,266 | ExcessFromYear2Amt |
| Excess From Year1 | $205,437 | ExcessFromYear1Amt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | CHARLES ROSENTHAL | ContributingManagerNm |
| Contributing Manager | EVA ROSENTHAL | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (44 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|
| 92ND STREET Y (YOUNG MENS & YOUNG WOMENS HEBREW ASSOCIATION) | ||||||
| 1395 LEXINGTON AVE | NEW YORK | NY | 10128 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $500 | |
| ALZHEIMER'S DRUG DISCOVERY FOUNDATION | ||||||
| 57 W 57TH STREET SUITE 904 | NEW YORK | NY | 10019 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $1,000 | |
| WNPR (CONNECTICUT PUBLIC BROADCASTING INC) | ||||||
| 1049 ASYLUM AVE | HARTFORD | CT | 06105 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $500 | |
| BROOKLYN FRIENDS SCHOOL | ||||||
| 375 PEARL STREET | BROOKLYN | NY | 11201 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $1,000 | |
| WNET | ||||||
| 825 EIGHTH AVENUE | NEW YORK | NY | 10019 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $1,500 | |
| CHILDREN'S AID SOCIETY | ||||||
| 711 THIRD AVENUE SUITE 700 | NEW YORK | NY | 10017 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $500 | |
| NATIONAL SEPTEMBER 11 MEMORIAL & MUSEUM | ||||||
| 180 GREENWICH STREET | NEW YORK | NY | 10007 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $100 | |
| ASPCA | ||||||
| 424 EAST 92ND STREET | NEW YORK | NY | 10128 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $200 | |
| FUND FOR PARK AVENUE NEW YORK INC | ||||||
| 445 PARK AVENUE 9TH FLOOR | NEW YORK | NY | 10022 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $100 | |
| MIGHTY MUTTS INC | ||||||
| 430 EAST 9TH STREET | NEW YORK | NY | 10009 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $250 | |
| MODERN LANGUAGE ASSOCIATION | ||||||
| 85 BROAD STREET | NEW YORK | NY | 10004 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $500 | |
| NEW YORK PUBLIC RADIO | ||||||
| 160 VARICK STREET | NEW YORK | NY | 10013 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $1,200 | |
| NEW YORK UNIVERSITY | ||||||
| 194 MERCER STREET 4TH FL | NEW YORK | NY | 10012 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $500 | |
| WILDLIFE CONSERVATION RESEARCH UNIT | ||||||
| 500 5TH AVE | NEW YORK | NY | 10110 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $500 | |
| BROOKLYN FRIENDS SCHOOL | ||||||
| 375 PEARL STREET | BROOKLYN | NY | 11201 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $20,000 | |
| ROUND TABLE OF CULTURAL SEMINARS LTD | ||||||
| 45 EAST 78TH STREET 5TH FLOOR | NEW YORK | NY | 10075 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $900 | |
| ASPCA | ||||||
| 424 EAST 92ND STREET | NEW YORK | NY | 10128 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $200 | |
| HENRY STREET SETTLEMENT | ||||||
| 265 HENRY STREET | NEW YORK | NY | 10002 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $500 | |
| NYU LANGONE HEALTH SYSTEM | ||||||
| 333 E 38TH STREET | NEW YORK | NY | 10016 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $5,000 | |
| ORCHESTRA OF ST LUKES | ||||||
| 450 WEST 37TH STREET SUITE 502 | NEW YORK | NY | 10018 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $2,000 | |
| NEW YORK PUBLIC RADIO | ||||||
| 160 VARICK STREET | NEW YORK | NY | 10013 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $2,000 | |
| LENOX HILL HOSPITAL | ||||||
| 100 EAST 77TH STREET | NEW YORK | NY | 10075 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $250 | |
| CARNEGIE HALL SOCIETY INC | ||||||
| 881 7TH AVENUE | NEW YORK | NY | 10019 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $250,000 | |
| LEGAL INFORMATION FOR FAMILIES TODAY | ||||||
| 32 COURT STREET SUITE 1208 | BROOKLYN | NY | 11201 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $1,000 | |
| LINCOLN CENTER (FRIENDS OF MOSTLY MOZART) | ||||||
| 70 LINCOLN CENTER PLAZA | NEW YORK | NY | 10023 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $500 | |
| BRIDGEHAMPTON CHILDCARE & RECREATION CENTER | ||||||
| 551 SAG HARBOR TURNPIKE | BRIDGEHAMPTON | NY | 11932 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $500 | |
| FUND FOR PARK AVENUE NEW YORK INC | ||||||
| 445 PARK AVENUE 9TH FLOOR | NEW YORK | NY | 10022 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $250 | |
| FRIENDS OF THE HIGH LINE INC | ||||||
| 820 WASHINGTON STREET | NEW YORK | NY | 10014 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $135 | |
| ROUND TABLE OF CULTURAL SEMINARS LTD | ||||||
| 45 EAST 78TH STREET 5TH FLOOR | NEW YORK | NY | 10075 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $450 | |
| CONGREGATION EMANU-EL OF THE CITY OF NEW YORK | ||||||
| 1 EAST 65TH STREET | NEW YORK | NY | 10065 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $3,500 | |
| BRIDGEHAMPTON CHAMBER MUSIC ASSOCIATES INC | ||||||
| 850 7TH AVENUE SUITE 700 | NEW YORK | NY | 10019 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $3,000 | |
| THE METROPOLITAN MUSEUM OF ART | ||||||
| 1000 5TH AVENUE | NEW YORK | NY | 10028 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $1,000 | |
| BRIDGEHAMPTON CHAMBER MUSIC ASSOCIATES INC | ||||||
| 850 7TH AVENUE SUITE 700 | NEW YORK | NY | 10019 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $350 | |
| MIGHTY MUTTS INC | ||||||
| 430 EAST 9TH STREET | NEW YORK | NY | 10009 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $250 | |
| NEUE GALERIE NEW YORK | ||||||
| 1048 5TH AVENUE | NEW YORK | NY | 10028 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $1,000 | |
| SWIM ACROSS AMERICA INC | ||||||
| 11600 NORTH COMMUNITY HOUSE ROAD | CHARLOTTE | NC | 28277 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $100 | SUITE 100 |
| THE VPS OF EAST HAMPTON (VILLAGE PRESERVATION SOCIETY INC) | ||||||
| PO BOX 2015 | EAST HAMPTON | NY | 11937 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $250 | |
| BRIDGEHAMPTON CHAMBER MUSIC ASSOCIATES INC | ||||||
| 850 7TH AVENUE SUITE 700 | NEW YORK | NY | 10019 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $1,000 | |
| FUND FOR PARK AVENUE NEW YORK INC | ||||||
| 445 PARK AVENUE 9TH FLOOR | NEW YORK | NY | 10022 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $200 | |
| BEST FRIENDS ANIMAL SOCIETY | ||||||
| 5001 ANGEL CANYON ROAD | KANAB | UT | 84741 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $500 | |
| RAMAPO FOR CHILDREN | ||||||
| 49 WEST 38TH STREET 5TH FLOOR | NEW YORK | NY | 10018 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $300 | |
| ACKERMAN INSTITUTE FOR THE FAMILY | ||||||
| 936 BROADWAY | NEW YORK | NY | 10010 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $1,000 | |
| BEST FRIENDS ANIMAL SOCIETY | ||||||
| 5001 ANGEL CANYON ROAD | KANAB | UT | 84741 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $2,000 | |
| NEW YORK HISTORICAL SOCIETY | ||||||
| 170 CENTRAL PARK WEST | NEW YORK | NY | 10024 | TO AID THE DONEE ORGANIZATION IN CARRYING OUT ITS EXEMPT FUNCTIONS. | $1,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $307,485 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $164,035 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $10,511 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $382,820 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $557,366 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $557,366 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (2 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Noncash ContributionNoncashContributionInd |
|---|---|---|---|---|---|---|
| CHARLES ROSENTHAL | ||||||
| 1 | 784 PARK AVENUE APT 19B | NEW YORK | NY | 10021 | $237,491 | Yes (X) |
| CHARLES ROSENTHAL | ||||||
| 2 | 784 PARK AVENUE APT 19B | NEW YORK | NY | 10021 | $229,830 | Yes (X) |
Non Cash Property Contribution NonCashPropertyContributionGrp (2 entries)
| ContributorContributorNum | Noncash PropertyNoncashPropertyDesc | Fair Market ValueFairMarketValueAmt | ReceivedReceivedDt |
|---|---|---|---|
| 1 | 3,100 SHARES CVS HEALTH CORPORATION | $237,491 | 2017-05-31 |
| 2 | 3,000 SHARES CVS HEALTH CORPORATION | $229,830 | 2017-05-31 |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | WOLF MARYLES & ASSOCIATES, LLC | CategoryTxt |
| Amt | $8,000 | Amt |
| Net Investment Income | $4,000 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $4,000 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | MARKETABLE SECURITIES | StockNm |
| EOY Book Value | $4,913,319 | EOYBookValueAmt |
| EOYFMV | $9,502,294 | EOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | BROOKFIELD INFRASTRUCTURE PARTNERS, LP | CategoryOrItemTxt |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMVCd |
| Book Value | $200,769 | BookValueAmt |
| EOYFMV | $323,550 | EOYFMVAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED DEPRECIATION | Desc |
| Amt | $28,465 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| NYS FILING FEE | $750 | $0 | $750 |
| BANK CHARGES | $132 | $132 | $0 |
| PUBLIC NOTICE AD | $75 | $0 | $75 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BROOKFIELD INFRASTRUCTURE PARTNERS, LP | Desc |
| Revenue And Expenses Per Books | $10,511 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $10,511 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $10,511 | AdjustedNetIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAX WITHHELD - FIRST MANHATTAN | $5,644 | $5,644 | $0 |
| FEDERAL EXCISE TAX PAYMENT | $115,000 | $0 | $0 |