THE WALLACE RESEARCH FOUNDATION: Form 990PF, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- THE WALLACE RESEARCH FOUNDATION (EIN 42-6540579)
- Tax period
- 2017-01-01 to 2017-12-31
- Filed
- 2018-09-21
- IRS object ID
- 201832649349100308
- Schema version
- 2017v2.3
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-09-21T16:52:41-05:00 | ReturnTs |
| Tax Period End | 2017-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 420714325 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RSM US LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 201 FIRST STREET SE STE 800 | AddressLine1Txt |
| City | CEDAR RAPIDS | CityNm |
| State Abbreviation | IA | StateAbbreviationCd |
| ZIP | 52401 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 426540579 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WALLACE RESEARCH FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | C/O RSM US LLP ATTN CARLEY UMSTEAD | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | WALL | BusinessNameControlTxt |
| Phone | 3192985333 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 201 FIRST ST SE NO 800 | AddressLine1Txt |
| City | CEDAR RAPIDS | CityNm |
| State Abbreviation | IA | StateAbbreviationCd |
| ZIP | 52401 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | HENRY D WALLACE | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 3192985333 | PhoneNum |
| Signature | 2018-09-10 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | CARLEY UMSTEAD | PreparerPersonNm |
| PTIN | P00982177 | PTIN |
| Phone | 3192985333 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $88,854,378 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $615,572 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $2,042,329 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $2,042,329 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,427,643 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $8,159,803 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,427,643 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $4,085,544 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $3,469,972 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $70 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $70 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $62,787 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $18,500 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $44,287 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $401,401 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $401,401 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $62,461 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $15,461 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $163 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $163 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $526,882 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $435,525 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $44,357 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $3,941,242 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $3,941,242 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $4,468,124 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $435,525 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $3,985,599 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$382,580 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $3,034,447 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $6,555,232 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $3,324,988 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $3,324,988 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $28,767,462 | CorporateStockBOYAmt |
| Corporate Stock EOY | $32,897,157 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $54,111,372 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $4,534,824 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $3,948,826 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $3,957,183 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $27,341,481 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $26,570,229 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $27,441,189 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $45,452 | OtherAssetsBOYAmt |
| Other Assets EOY | $19,646 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $19,646 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $67,244,451 | TotalAssetsBOYAmt |
| Total Assets EOY | $66,760,846 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $88,854,378 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $67,244,451 | RetainedEarningBOYAmt |
| Retained Earning EOY | $66,760,846 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $67,244,451 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $66,760,846 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $67,244,451 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $66,760,846 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $67,244,451 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$382,580 | ExcessRevenueOverExpensesAmt |
| Other Increases | $2,494 | OtherIncreasesAmt |
| Subtotal | $66,864,365 | SubtotalAmt |
| Other Decreases | $103,519 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $66,760,846 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (3 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | P | $1,075,995 | $1,079,953 | -$3,958 | -$3,958 |
| PUBLICLY TRADED SECURITIES | P | $6,791,692 | $5,652,207 | $1,139,485 | $1,139,485 |
| CAPITAL GAINS DIVIDENDS | P | $292,116 | $292,116 | $292,116 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,427,643 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $4,056,637 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $77,301,079 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.052478 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $3,929,636 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $81,834,914 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.048019 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $3,296,223 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $81,700,907 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.040345 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $2,922,773 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $77,636,385 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.037647 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $4,157,179 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $74,746,776 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.055617 | DistributionYr5Rt |
| Total Distribution | 0.234106 | TotalDistributionRt |
| Average Distribution | 0.046821 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $84,086,779 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $3,937,027 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $30,344 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $3,967,371 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $3,985,599 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $30,344 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $30,344 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $30,344 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $36,333 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $10,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $46,333 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $15,989 | OverpaymentAmt |
| Applied To ES Tax | $15,989 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | IA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | CARLEY UMSTEAD | IndividualWithBooksNm |
| Phone | 3192985333 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 201 FIRST STREET SE STE 800 | AddressLine1Txt |
| City | CEDAR RAPIDS | CityNm |
| State Abbreviation | IA | StateAbbreviationCd |
| ZIP | 52401 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| HENRY D WALLACE | ||||||||
| 201 FIRST ST SE STE 800 | CEDAR RAPIDS | IA | 52401 | PRESIDENT & SECRETARY | 5.00 | $0 | $0 | $0 |
| LINDA WALLACE-GRAY | ||||||||
| 201 FIRST ST SE STE 800 | CEDAR RAPIDS | IA | 52401 | VP & TREASURER | 20.00 | $0 | $0 | $0 |
| ANGUS GILCHRIST | ||||||||
| 201 FIRST ST SE STE 800 | CEDAR RAPIDS | IA | 52401 | DIRECTOR | 2.00 | $0 | $0 | $0 |
| ALEX GILCHRIST | ||||||||
| 201 FIRST ST SE STE 800 | CEDAR RAPIDS | IA | 52401 | DIRECTOR | 2.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY | |||||
| 370 17TH STREET STE 2800 | DENVER | CO | 80202 | INVESTMENT CONSULT'G | $183,823 |
| EAGLE CAPITAL MANAGEMENT | |||||
| 499 PARK AVENUE | NEW YORK | NY | 10022 | INVESTMENT MGMT | $174,794 |
| RSM US LLP | |||||
| 201 FIRST ST SE | CEDAR RAPIDS | IA | 52401 | GRANT ADMIN/ACCT'G | $62,787 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $82,119,811 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $3,247,477 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $85,367,288 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $85,367,288 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,280,509 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $84,086,779 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $4,204,339 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $4,204,339 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $30,344 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $30,344 | TotalTaxAmt |
| Distributable Before Adj | $4,173,995 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $2,494 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $4,176,489 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $4,176,489 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $3,985,599 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $3,985,599 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $30,344 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $3,955,255 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $4,176,489 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $3,781,495 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $3,985,599 | QualifyingDistributionsAmt |
| Applied To Year1 | $3,781,495 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $204,104 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $3,972,385 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (41 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| ARCHAEOLOGY SOUTHWEST | ||||||||
| 4550 CAMINITO CALLADO | TUCSON | AZ | 85718 | NONE | PC | TO CONTRIBUTE TO THE ENDOWMENT OF THE PRESERVATION ARCHAEOLOGY FUTURE FUND | $450,000 | |
| ARCHAEOLOGY SOUTHWEST | ||||||||
| 4550 CAMINITO CALLADO | TUCSON | AZ | 85718 | NONE | PC | FOR PUBLIC OUTREACH, SITE PROTECTION AND RESEARCH IN REGARDS TO THE GILA RIVER WATERSHED | $200,000 | |
| ARCHAEOLOGY SOUTHWEST | ||||||||
| 4550 CAMINITO CALLADO | TUCSON | AZ | 85718 | NONE | PC | TO CONTRIBUTE TO THE ENDOWMENT OF THE PRESERVATION ARCHAEOLOGY FUTURE FUND | $116,000 | |
| ARIZONA GREYHOUND AND ANIMAL RESCUE FUND | ||||||||
| 8987 E TANQUE VERDE RD PMB 309-153 | TUCSON | AZ | 85749 | NONE | PC | TO PURCHASE LAND AND CONSTRUCT A NEW COMMUNITY DOG BOARD AND TRAIN CENTER | $50,000 | |
| ARIZONA STATE UNIVERSITY | ||||||||
| PO BOX 876011 | TEMPE | AZ | 85287 | NONE | PC | TO FUND FIELDWORK AND EXCAVATION IN ONAVAS AND HUATABAMPOTO FUND FIELDWORK AND EXCAVATION IN ONAVAS AND HUATABAMPO AREAS TO FUND FIELDWORK AND EXCAVATION IN ONAVAS AND HUATABAMPOTO FUND FIELDWORK AND EXCAVATION IN ONAVAS AND HUATABAMPO | $30,000 | |
| ASPCA | ||||||||
| 520 8TH AVENUE 7TH FL | NEW YORK | NY | 10018 | NONE | PC | TO SUPPORT A NEW BEHAVIORAL REHABILITATION CENTER FOR REHABILITATION OF AT-RISK DOGS | $100,000 | |
| BIODIVERSITY RESEARCH INSTITUTE | ||||||||
| PO BOX 195 | RAY BROOK | NY | 12977 | NONE | PC | TO ASSIST IN CREATING LOON-RELATED EDUCATIONAL EXHIBITS | $30,000 | |
| CAMP SPRING CREEK | ||||||||
| 44 WALNUT AVENUE | SPRUCE PINE | NC | 28777 | NONE | PC | TO SUPPORT A CAMP THAT SERVES CHILDREN WITH DYSLEXIA | $30,000 | |
| CATSKILL MOUNTAINKEEPER | ||||||||
| PO BOX 1000 | LIVINGSTON MANOR | NY | 12578 | NONE | PC | TO COMBAT EXPANSION OF FOSSIL FUEL INFRASTRUCTURE; TO FACILITATE A SOLAR OUTREACH INITIATIVE | $100,000 | |
| CONQUER CHIARI | ||||||||
| 320 OSPREY CT | WEXFORD | PA | 15090 | NONE | PC | FOR RESEARCH OF CHIARI MALFORMATION | $98,307 | |
| FAIREWINDS ENERGY EDUCATION CORP | ||||||||
| 70 SOUTH WINOOSKI BOX 289 | BURLINGTON | VT | 05401 | NONE | PC | TO COMPLETE RESEARCH FROM A TRIP TO JAPAN TO COLLECT DATA ON RADIATION CONTAMINATION | $17,000 | |
| HAWK MOUNTAIN SANCTUARY ASSOCIATION | ||||||||
| 1700 HAWK MOUNTAIN RD | KEMPTON | PA | 19529 | NONE | PC | TO STUDY THE MOVEMENT ECOLOGY OF TURKEY VULTURES IN ARIZONA | $33,500 | |
| HOLY CROSS MONASTERY | ||||||||
| PO BOX 99 | WEST PARK | NY | 12493 | NONE | PC | TO INCREASE ENDOWMENT FUNDS TO ENABLE CAPACITY FOR CURRENT MINISTRY AND EXPANSION OF MINISTRY | $250,000 | |
| HUMANE SOCIETY INTERNATIONAL | ||||||||
| 1255 23RD ST NW SUITE 450 | WASHINGTON | DC | 20037 | NONE | PC | TO SUPPORT VETERINARY OUTREACH IN COSTA RICA | $85,000 | |
| HUMANE SOCIETY INTERNATIONAL | ||||||||
| 1255 23RD ST NW SUITE 450 | WASHINGTON | DC | 20037 | NONE | PC | TO SUPPORT VETERINARY OUTREACH ACROSS BELIZE | $75,000 | |
| MALPAI BORDERLANDS GROUP | ||||||||
| PO BOX 3536 | DOUGLAS | AZ | 85608 | NONE | PC | TO FUND MESQUITE REMOVAL TO INCREASE PRONGHORN POPULATION | $30,000 | |
| MASSACHUSETTS AUDUBON SOCIETY | ||||||||
| 208 S GREAT RD | LINCOLN | MA | 01773 | NONE | PC | TO STRENGTHEN MANAGEMENT PRACTICES AT PAYNE'S CREEK NATIONAL PARK; TO PROGRAMME FOR BELIZETO STRENGTHEN MANAGEMENT PRACTICES AT PAYNE'S CREEK; TO SUPPORT PROGRAMME FOR BELIZE | $100,000 | |
| MASSACHUSETTS GENERAL HOSPITAL | ||||||||
| 125 NASHUA STREET SUITE 540 | BOSTON | MA | 02114 | NONE | PC | TO RESEARCH FUNCTIONAL & INTEGRATIVE HEALTHCARE PRACTICES | $100,000 | |
| POUGHKEEPSIE FARM PROJECT | ||||||||
| PO BOX 3143 | POUGHKEEPSIE | NY | 12603 | NONE | PC | TO CONSTRUCT A NEW DISTRIBUTION CENTER | $156,000 | |
| REGIONAL FOOD BANK | ||||||||
| 965 ALBANY-SHAKER RD | LATHAM | NY | 12110 | NONE | PC | TO SUPPORT & EXPAND THE RETAIL STORE DONATION PROGRAM | $100,000 | |
| RURAL & MIGRANT MINISTRY INC | ||||||||
| PO BOX 4757 | POUGHKEEPSIE | NY | 12602 | NONE | PC | TO FUND RURAL YOUTH EMPOWERMENT, LEADERSHIP, DEVELOPMENT & EDUCATION PROGRAMS | $201,000 | |
| SAFINA CENTER | ||||||||
| 80 NORTH COUNTRY ROAD | SETAUKET | NY | 11733 | NONE | PC | TO ADVANCE OCEAN CONSERVATION BY FUNDING THREE FELLOWSHIPS | $60,000 | |
| SAFINA CENTER | ||||||||
| 80 NORTH COUNTRY ROAD | SETAUKET | NY | 11733 | NONE | PC | TO FUND ENDOWMENT AND GENERAL SUPPORT OF SCIENTIFIC RESEARCH AND SCIENCE-BASED COMMUNICATION | $60,000 | |
| SARSEF | ||||||||
| 3247 N CHRISTMAS AVE | TUCSON | AZ | 85716 | NONE | PC | TO DEVELOP CRITICAL THINKING SKILLS IN STUDENTS IN ARIZONA SCHOOLS | $50,000 | |
| THE NATURE CONSERVANCY - ALASKA | ||||||||
| 715 L ST STE 100 | ANCHORAGE | AK | 99501 | NONE | PC | FOR GENERAL SUPPORT OF CONSERVATION EFFORTS IN ALASKA | $80,000 | |
| THE NATURE CONSERVANCY - ARIZONA | ||||||||
| 1510 E FORT LOWELL RD | TUCSON | AZ | 85719 | NONE | PC | FOR CAPITAL NEEDS TO IMPROVE ARIZONA PRESERVES | $70,000 | |
| THE NATURE CONSERVANCY - ARIZONA | ||||||||
| 1510 E FORT LOWELL RD | TUCSON | AZ | 85719 | NONE | PC | FOR CAPITAL NEEDS TO UPDATE PROGRAM FIELD SUPPLIES & EQUIPMENT | $37,000 | |
| THE NATURE CONSERVANCY - TENNESSEE | ||||||||
| 210 25TH AVENUE NORTH STE 810 | NASHVILLE | TN | 37203 | NONE | PC | FOR GRAY BAT MONITORING AND LANDSCAPE MAPPING IN TENNESSEE | $25,000 | |
| THE NATURE CONSERVANCY - TENNESSEE | ||||||||
| 210 25TH AVENUE NORTH STE 810 | NASHVILLE | TN | 37203 | NONE | PC | FOR CAVE CONSERVATION AND WHITE NOSE SYNDROME RESEARCH IN TENNESSEE | $80,000 | |
| TOHONO CHUL PARK | ||||||||
| 7366 PASEO DEL NORTE | TUCSON | AZ | 85704 | NONE | PC | TO DEVELOP CONSTRUCTION PLANS AND SUPPORT CONTRUCTION OF THE GARDEN PAVILION | $60,000 | |
| TOHONO CHUL PARK | ||||||||
| 7366 PASEO DEL NORTE | TUCSON | AZ | 85704 | NONE | PC | TO SUPPORT THE PURCHASE AND INSTALLATION OF SOLAR POWER FOR TOHONO CHUL PARK FACILITIES | $178,000 | |
| TOSTAN INC | ||||||||
| PO BOX 51987 | WASHINGTON | DC | 20091 | NONE | PC | TO FUND BREAKTHROUGH GENERATION AND EDUCATION PROGRAMS FOR PERSONS IN SENEGAL PRISONS | $150,000 | |
| TUCSON BOTANICAL GARDENS | ||||||||
| 2150 N ALVERNON WAY | TUCSON | AZ | 85712 | NONE | PC | TO SUPPORT THE GARDENS' PLANT IMPROVEMENT PLAN | $45,000 | |
| UNION OF CONCERNED SCIENTISTS | ||||||||
| TWO BRATTLE SQUARE | CAMBRIDGE | MA | 02138 | NONE | PC | TO SUPPORT EFFORTS TO EDUCATE MEDIA NETWORKS ON THE ROLE OF CLIMATE CHANGE | $30,000 | |
| UNIVERSITY OF ARIZONA | ||||||||
| 1303 E UNIVERSITY BLVD BOX 3 | TUCSON | AZ | 85719 | NONE | PC | TO FUND RESEARCH OF THE LONGTERM EFFECTS OF URBAN DEVELOPMENT ON REPTILES | $30,000 | |
| UNIVERSITY OF ARIZONA | ||||||||
| 1303 E UNIVERSITY BLVD BOX 3 | TUCSON | AZ | 85719 | NONE | PC | TO FUND RESEARCH OF HYPERMOBILE EHLERS-DANLOS SYNDROME | $299,756 | |
| UNIVERSITY OF NORTH CAROLINA - CHAPEL HILL | ||||||||
| 104 AIRPORT DRIVE SUITE 2200 CB | CHAPEL HILL | NC | 27599 | NONE | PC | TO SUPPORT INHERIT PROGRAM | $45,000 | 1350 |
| WILDCOAST | ||||||||
| 925 SEACOAST DR | IMPERIAL BEACH | CA | 91932 | NONE | PC | TO SUPPORT CONSERVATION OF CALIFORNIA COASTAL ECOSYSTEMS AND WILDLIFE | $70,000 | |
| WILDLIFE ALLIANCE INC | ||||||||
| 1441 BROADWAY FIFTH FLOOR | NEW YORK | NY | 10018 | NONE | PC | TO CARE FOR AND REHABILITATE ANIMALS RESCUED FROM ILLEGAL WILDLIFE TRADE IN CAMBODIA | $85,000 | |
| YALE UNIVERSITY | ||||||||
| PO BOX 1873 | NEW HAVEN | CT | 06508 | NONE | PC | TO FUND A RESEARCH PROGRAM DESIGNED TO ADVANCE THE PRACTICE OF ACADEMIC INTEGRATIVE MEDICINE | $99,679 | |
| ZOOLOGICAL SOCIETY OF SAN DIEGO | ||||||||
| PO BOX 120551 | SAN DIEGO | CA | 92112 | NONE | PC | TO SUPPORT THE TROPICAL ECOLOGY AND MANAGEMENT FIELD COURSE | $35,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $3,941,242 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,042,329 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,427,643 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $3,469,972 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $3,469,972 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE CLARICE GILCHRIST CHARITABLE REMAINDER UNITRUST | BusinessNameLine1Txt |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 95021 | AddressLine1Txt |
| City | HENDERSON | CityNm |
| State Abbreviation | NV | StateAbbreviationCd |
| ZIP | 890095021 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $612,395 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
| Noncash Contribution | Yes (X) | NoncashContributionInd |
Non Cash Property Contribution NonCashPropertyContributionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Noncash Property | PUBLICLY TRADED SECURITIES | NoncashPropertyDesc |
| Fair Market Value | $424,954 | FairMarketValueAmt |
| Received | 2017-12-19 | ReceivedDt |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $62,787 | Amt |
| Net Investment Income | $18,500 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $44,287 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (39 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| FORD MOTOR CREDIT CO LLC | $251,611 | $251,471 |
| AT&T INC | $260,713 | $259,433 |
| TIME WARNER INC | $106,270 | $105,225 |
| AMEGEN INC | $257,712 | $256,910 |
| JP MORGAN CHASE & CO | $265,925 | $266,917 |
| GENERAL MILLS INC | $255,668 | $254,842 |
| CVS HEALTH CORP | $258,960 | $254,650 |
| HARLEY-DAVIDSON INC | $255,713 | $256,102 |
| CELGENE CORP | $253,763 | $258,772 |
| GMAC CAP TRUST I 8.125% TO 2/1/16 FLOATS AFTER | $129,773 | $133,046 |
| CITIGROUP CAPT XIII 7.875% FIX ED 10/30/15 FLOATS AFTER | $59,171 | $62,215 |
| HARTFORD FINL SVC GRP 7.875% TO 4/15/22 FLOATS AFTER | $47,427 | $45,324 |
| REINSURANCE GROUP AMERICA INC | $77,219 | $76,506 |
| APOLLO INVESTMENT CORP 6.875% | $30,302 | $30,841 |
| QWEST CORP 6.875% | $62,037 | $56,143 |
| AMTRUST FINANCIAL SERVICES INC 7.50% | $20,409 | $21,100 |
| QWEST CORP 6.625% | $20,536 | $18,610 |
| AMERICAN FINANCIAL GROUP | $9,046 | $9,334 |
| TELEPHONE & DATA SYSTEMS | $61,105 | $61,959 |
| UNITED STATE CELLULAR CORP 7.25% | $9,497 | $9,439 |
| UNITED STATES CELLULAR CORP 7.25% | $18,892 | $19,596 |
| ASSURED GUARNITY MUNI HLDGS INC NT MTY | $30,625 | $31,825 |
| ANHEUSER-BUSCH INBEV FIN | $256,373 | $255,823 |
| BANK OF AMERICA CORP | $236,386 | $239,301 |
| PACKAGING CORP OF AMERICA | $229,661 | $230,706 |
| OM ASSET MANAGEMENT PLC NT 31 | $41,325 | $41,616 |
| ALLSTATE CORP 5.1 FIXED TO 01/23 THEN FLOATS | $71,465 | $71,871 |
| EBAY INC 6 | $39,164 | $41,568 |
| BERKLEY CORP | $20,577 | $21,599 |
| WR BERKLEY CORP | $9,669 | $10,009 |
| REINSURANCE GRP OF AMERICA | $96,715 | $102,863 |
| TORCHMARK CORP | $18,932 | $20,124 |
| WESTERN ALLIANCE BANCORPORATION 6.25 | $20,507 | $21,733 |
| QWEST CORP 6.5 | $62,486 | $55,917 |
| NUSTAR LOGISTICS LP 7.625% | $41,969 | $40,575 |
| GLOBAL INDEMNITY LIMITED 7.875% | $30,076 | $31,494 |
| STIFEL FINANCIAL CORP 5.2% | $10,454 | $10,396 |
| AMTRUST FINANCIAL SERVICES INC 7.25% | $10,409 | $10,475 |
| AT&T INC 5.35% | $10,284 | $10,853 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (159 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| FIRST TRUST AMEX BIOTECH | $1,625,430 | $2,650,850 |
| FIRST TRUST ENERGY INFRASTRU | $1,626,417 | $1,527,965 |
| SPDR S&P DIVIDEND | $2,820,220 | $3,968,160 |
| SPDR S&P MIDCAP 400 ETF TRUST | $2,119,110 | $6,321,003 |
| VANGUARD HEALTH CARE ETF | $2,432,482 | $3,785,524 |
| VANGUARD RUSSELL 1000 | $4,034,073 | $6,042,125 |
| VANGUARD S&P SMALL CAP 600 ETF | $1,846,291 | $2,229,760 |
| AEGON NV 6.3750% SERIES | $40,954 | $41,286 |
| AEGON NV SERIES 1 | $17,910 | $19,231 |
| ALLSTATE CORP 6.625%-E | $25,165 | $24,281 |
| ALLSTATE CORP DEP SHS 1/1000 | $9,426 | $9,157 |
| ASPEN INSURANCE HLDG LTD | $37,231 | $39,365 |
| BANK OF AMERICA CORP 6.5%-Y | $40,538 | $41,314 |
| BANK OF AMERICAN 6.625%-W | $39,345 | $41,784 |
| CAPITAL ONE FINL CORP 6.70%-D | $51,497 | $51,709 |
| CHS INC | $79,476 | $80,416 |
| CHS INC | $80,010 | $79,235 |
| CITIGROUP INC 6.875%-K | $119,470 | $124,077 |
| CITIGRP INC 7.125% | $29,000 | $30,581 |
| DIGITAL REALITY TRUST 7.375%-H | $42,252 | $41,499 |
| F N B CORP FLA DEP SHS REPSTG | $40,095 | $41,813 |
| FIFTH THIRD BANCORP 6.625%-I | $55,876 | $59,081 |
| GOLDMAN SACHS GROUP PFD D | $27,015 | $29,977 |
| GOLDMAN SACHS GRP INC 5.50%-J | $66,459 | $70,570 |
| GOLDMAN SACHS GRP INC 6.375%-K | $64,779 | $70,743 |
| JP MORGAN CHASE & CO 6.1%-Y | $18,493 | $19,769 |
| JPMORGAN CHASE & CO 6.125%-T | $9,208 | $9,701 |
| MORGAN STANLEY 6.375%-I | $78,815 | $81,684 |
| MORGAN STANLEY 6.875%-F | $78,976 | $81,452 |
| MORGAN STANLEY 7.125%-E | $58,981 | $61,279 |
| MORGAN STANLEY SER-A | $17,344 | $19,855 |
| PARTNERRE LTD 7.25% | $78,335 | $82,598 |
| PNC FINL P 6.125% FLTS 5/01/22 | $98,806 | $103,578 |
| PS BUSN PARKS 6.00% SER T | $9,760 | $9,525 |
| REGIONS FINANCIAL CO 6.375%-B | $30,380 | $31,216 |
| ROYAL BK SCOTLAND GRP PLC 6.60 | $20,355 | $20,538 |
| STATE ST CO 5.90-D FXD-TO-FLT | $50,122 | $51,927 |
| SYNOVUS FIN CP 7.875 PFD | $6,667 | $6,061 |
| US BANCORP-F 6.5% FLTS 1/15/22 | $52,171 | $52,348 |
| VALLEY NATL BANCORP SER-A | $18,213 | $19,730 |
| VEREIT INC PFD SER F | $43,243 | $45,259 |
| WELLS FARGO & COMPANY 6.625%-R | $152,664 | $154,720 |
| WELLS FARGO 8% NON-CUM SER J | $22,097 | $20,930 |
| WINTRUST FINANCIAL CORP | $46,575 | $50,188 |
| ZIONS BANCORP 6.30% | $61,133 | $61,418 |
| ALPHABET INC CL C | $620,221 | $1,476,470 |
| AMAZON COM INC | $308,987 | $1,216,249 |
| AON PLC SHS CL-A | $416,395 | $1,136,856 |
| BANK OF AMERICA CORP | $432,150 | $788,184 |
| BERKLEY W R CORP | $107,914 | $286,457 |
| BERKSHIRE HATHAWAY CL-B NEW | $956,815 | $1,833,535 |
| CITIGROUP INC NEW | $715,019 | $1,131,032 |
| DISH NETWORK CLASS A | $597,031 | $587,325 |
| ECOLAB INC | $333,786 | $1,019,768 |
| GOLDMAN SACHS GRP INC | $254,523 | $598,686 |
| JPMORGAN CHASE & CO | $380,928 | $711,151 |
| LIBERTY GLOBAL PLC CL C NEW | $351,268 | $1,192,386 |
| LIBERTY GLOBAL PLC LILAC C | $69,381 | $122,463 |
| MICROSOFT CORP | $470,170 | $1,428,518 |
| MORGAN STANLEY | $65,648 | $236,115 |
| ORACLE CORP | $879,750 | $1,300,200 |
| PEPSICO INC NC | $352,623 | $659,560 |
| THERMO FISHER SCIENTIFIC | $152,054 | $588,628 |
| TWENTY-FIRST CENTURY FOX CL B | $582,489 | $629,514 |
| UNITEDHEALTH GP INC | $127,669 | $955,253 |
| AMER HOMES 4 RENT 6.35 SER-E | $19,503 | $20,869 |
| AMERICAN HMS 4 RENT PFD D 6.5 | $9,310 | $10,048 |
| AMTRUST FINL SERV INC 6.95 S-F | $21,988 | $18,272 |
| ARCH CAP GROUP LTD 5.25 | $20,785 | $21,277 |
| ASPEN INSURANCE HOLDING 5.625 | $40,381 | $41,789 |
| BANK OF AMERICA CORP 6.2 CC | $64,558 | $68,545 |
| CHARLES SCHWAB CORP 5.95 D | $40,786 | $41,796 |
| CHS INC/RED PFD CL BS4 | $20,548 | $20,437 |
| CITIGROUP INC 6.3 | $18,383 | $19,578 |
| HUNTINGTON BANCSHARES 6.25 | $28,453 | $30,813 |
| JP MORGAN CHASE & CO 6.3 | $20,938 | $21,072 |
| KEYCORP 6.125 SER-E | $55,829 | $62,843 |
| PEOPLES UNITED FIN INC SER A | $60,692 | $65,986 |
| SANTANDER FINANCE PRF SA FLR | $19,348 | $20,750 |
| SCE TRUST IV 5.375 | $9,489 | $9,494 |
| SCE TRUST V 5.45 | $18,808 | $19,241 |
| STIFEL FINANCIAL CORP 6.25 | $19,021 | $19,850 |
| WELLS FARGO & CO 5.5 SER-X | $9,462 | $9,578 |
| WELLS FARGO & CO 5.7 SER-2 | $24,494 | $25,158 |
| FIDELITY NATL INFORMATION SE | $208,365 | $334,020 |
| ILG INC COM | $16,297 | $40,499 |
| MARRIOTT INTL INC NEW CL A | $536,485 | $1,125,202 |
| FIRST TRST NASD CL EDG SGIIF (GRID) | $447,590 | $458,919 |
| FIRST TRUST WATER ETF (FIW) | $482,031 | $681,853 |
| VANGUARD TOTAL INTL STOCK ETF | $2,190,278 | $2,345,174 |
| MB FINANCIAL INC NEW SER C | $10,473 | $10,779 |
| AEGON NE 6.5000 SERIES | $20,757 | $20,526 |
| AGNC INVESTMENT CORP 7% | $10,377 | $10,751 |
| ANNALY CAP MGMNT 6.95% | $10,447 | $10,844 |
| ARCH CAP GROUP LTD 5.45% | $20,667 | $21,083 |
| CAPITAL ONE FINL CORP 6.20%-F | $10,496 | $10,569 |
| COLONY NORTHSTAR INC 7.125%-J | $26,948 | $26,907 |
| COLONY NORTHSTAR INC 8.75% | $10,398 | $10,309 |
| DIGITAL RLTY TR INC RED SER C | $14,106 | $14,871 |
| FARMLAND PARTNERS INC 6% | $20,626 | $19,843 |
| GLOBAL NET LEASE INC PFD SER A | $6,217 | $6,469 |
| GOLDMAN SACHS GROUP INC 6.3% | $20,772 | $21,158 |
| INVESCO MTG CAP INC 7.75% | $10,416 | $10,510 |
| MORGAN STANLEY 5.85% | $18,990 | $20,325 |
| NATIONAL RETAIL PROP 5.70$ | $20,655 | $20,550 |
| NATIONAL STORAGE AFFILIA 6% | $10,392 | $10,833 |
| NEW YORK CMNTY BC INC SER A | $55,434 | $61,604 |
| STATE STREET CORP 5.350% | $51,298 | $51,881 |
| TCF FINANCIAL CORPN 5.70 | $10,433 | $10,678 |
| TWO HARBORS INVESTM 7.625% | $10,423 | $10,793 |
| TWO HARBORS INVSTMNT C 7.25% | $10,442 | $10,483 |
| URSTADT BIDDLE PPTYS INC SER H | $6,256 | $6,511 |
| VALIDUS HOLDINGS LTD 5.8% | $31,015 | $31,641 |
| VALLEY NATL BANCRP 5.50% | $10,208 | $10,342 |
| WELLS FARGO & COMPANY 6% | $4,145 | $4,182 |
| WELLS FARGO 5.85-Q FIXD | $40,700 | $41,364 |
| GENERAL MTRS CO | $575,212 | $685,558 |
| TRIPADVISOR INC COM | $280,708 | $298,941 |
| WELLS FARGO & CO NEW | $573,868 | $655,357 |
| AFFILIATED MANAGERS GROUP INC | $3,507 | $4,105 |
| ALPHABET INC CL C | $5,271 | $7,325 |
| AMERIPRISE FINCL INC | $3,134 | $4,406 |
| APPLE INC | $7,779 | $10,323 |
| BAYER AG SPON ADR | $1,906 | $2,114 |
| BERKSHIRE HATHAWAY CL-B NEW | $658 | $2,577 |
| BLACKROCK INC | $926 | $1,541 |
| BOEING CO | $3,220 | $7,374 |
| CELANESE CORP SERIES A COM STK | $2,249 | $4,712 |
| CISCO SYS INC | $2,809 | $5,362 |
| CITIGROUP INC NEW | $3,220 | $5,060 |
| CME GROUP INC | $1,084 | $2,629 |
| COGNIZANT TECH SOLUTIONS CRP COM | $3,304 | $4,119 |
| COMCAST CORP CLASS A | $2,464 | $4,406 |
| CVS HEALTH CORP | $1,084 | $2,900 |
| DIAGEO PLC SPON ADR NEW | $2,301 | $2,921 |
| EATON CORP PLC SHS | $1,381 | $2,054 |
| ELI LILLY & CO | $2,154 | $2,280 |
| GILEAD SCIENCE | $877 | $1,863 |
| HAIN CELESTIAL GROUP INC | $1,493 | $1,484 |
| JP MORGAN CHASE & CO | $1,995 | $4,705 |
| LAS VEGAS SANDS CORPORATION | $2,032 | $2,919 |
| MANULIFE FINANCIAL CORP | $2,363 | $3,400 |
| MCKESSON CORP | $2,834 | $2,339 |
| MERCK & CO INC NEW | $2,520 | $2,476 |
| MICROSOFT CORP | $2,046 | $8,212 |
| PNC FINL SVS GP | $2,978 | $4,329 |
| ROCHE HOLDINGS LTD - ADR | $3,025 | $2,969 |
| SCHLUMBERGER LTD | $2,969 | $2,696 |
| SPIRIT AEROSYSTEMS HOLD-CL A | $2,283 | $3,316 |
| SUNCOR ENERGY INC | $2,804 | $3,929 |
| TARGET CORPORATION | $784 | $1,827 |
| TE CONNECTIVITY LTD | $2,011 | $2,566 |
| THERMO FISHER SCIENTIFIC | $552 | $3,228 |
| TJX COS INC NEW | $1,186 | $1,682 |
| TOTAL S A SPON ADR | $2,190 | $2,488 |
| UNION PACIFIC CORP | $2,774 | $4,694 |
| UNITED PARCEL SER INC CL-B | $1,735 | $2,383 |
| UNITEDHEALTH GP INC | $2,294 | $6,614 |
| WALT DISNEY CO | $580 | $2,688 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (28 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| JP MORGAN STRAT INC OPP SEL | AT COST | $2,933,731 | $2,862,164 |
| LOOMIS SAYLES STRATEGIX INC Y | AT COST | $4,201,852 | $3,796,376 |
| LORD ABBETT FLT RT F | AT COST | $2,401,628 | $2,363,887 |
| LORD ABBETT SHT DURATION INC F | AT COST | $3,075,841 | $2,857,026 |
| MAINSTAY HI YLD CORP BOND I | AT COST | $3,063,351 | $3,573,482 |
| MATTHEWS ASIA DIVIDEND INV | AT COST | $3,523,101 | $4,016,592 |
| ARTISAN FUNDS INC MID CAP VALUE FD INV SHS ARTQX | AT COST | $24,322 | $28,155 |
| ARTISAN FDS INC INTERNAITIONAL FUND INV ARTIX | AT COST | $25,095 | $39,261 |
| DIAMOND HILL LONG-SHORT FUND CL I DHLSX | AT COST | $38,852 | $62,365 |
| DODGE & COX INCOME FD DODIX | AT COST | $101,045 | $105,922 |
| HARRIS ASSOC INVT TR OAKMARK INTL FUND CL I OAKIX | AT COST | $22,792 | $45,348 |
| JPMORGAN MID CAP VALUE FUND CL I FLMVX | AT COST | $17,842 | $31,974 |
| ROYCE FUND PENNSYLVANIA MUTUAL FD INVESTMENT CL PENNX | AT COST | $40,968 | $47,092 |
| PIMCO FDS PAC INVT MGMT SER EMERGING MKTS BD RD INSTL CL PEBIX | AT COST | $14,545 | $14,008 |
| PRINICIPAL FUNDS INC PREFERRED SECURITIES INSTAL CLASS PPSIX | AT COST | $30,892 | $32,014 |
| TEMPLETON INCOME TR GLOBAL BD FD ADVISOR CL TGBAX | AT COST | $13,812 | $13,087 |
| TWEEDY BROWNE FD INC GLOBAL VALUE FD TBGVX | AT COST | $18,711 | $26,710 |
| VANGUARD GNMA FD CL I VFIIX | AT COST | $19,792 | $19,811 |
| FIRST EAGLE OVERSEAS 1 | AT COST | $6,773,399 | $7,230,950 |
| ISHARES SP SMALLCAP 600 INDEX | AT COST | $26,098 | $35,717 |
| ISHARES S&P MID-CAP 400 G ETF | AT COST | $21,098 | $28,274 |
| ISHARES S&P MID-CAP 400 V ETF | AT COST | $19,973 | $26,738 |
| SPDR DJ WILSHIRE INTL REAL EST | AT COST | $18,268 | $18,221 |
| VANGUARD FTSE DEVELOPED ETF | AT COST | $36,827 | $46,116 |
| VANGUARD FTSE EMERGING MARKETS ETF | AT COST | $31,378 | $41,181 |
| VANGUARD INTERMEDIATE TERM BND | AT COST | $41,470 | $41,161 |
| VANGUARD REIT ETF | AT COST | $3,719 | $8,132 |
| VANGUARD SHORT TERM BND | AT COST | $29,827 | $29,425 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $70 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $70 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DIVIDEND RECEIVABLE | Desc |
| BOY Book Value | $45,452 | BOYBookValueAmt |
| EOY Book Value | $19,646 | EOYBookValueAmt |
| EOYFMV | $19,646 | EOYFMVAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | EXCESS FMV OVER BASIS - CONTRIBUTIONS | Desc |
| Amt | $103,519 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BANK SERVICE CHARGES | Desc |
| Revenue And Expenses Per Books | $163 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $163 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | RETURN OF PRIOR YEAR GRANTS | Desc |
| Amt | $2,494 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| SB INVEST CONSULTING FEES | $183,823 | $183,823 | $0 |
| INVESTMENT MANAGEMENT FEES | $217,578 | $217,578 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $15,461 | $15,461 | $0 |
| EXCISE TAXES | $47,000 | $0 | $0 |