UNIVERSITY OF CONNECTICUT FOUNDATION INCORPORATED: Form 990, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- UNIVERSITY OF CONNECTICUT FOUNDATION INCORPORATED (EIN 06-6070722)
- Tax period
- 2016-07-01 to 2017-06-30
- Filed
- 2018-02-21
- IRS object ID
- 201800529349300505
- Schema version
- 2016v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule B
- Schedule C
- Schedule D
- Schedule F
- Schedule G
- Schedule I
- Schedule J
- Schedule K
- Schedule M
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-02-21T06:25:45-08:00 | ReturnTs |
| Tax Period End | 2017-06-30 | TaxPeriodEndDt |
| Return Type | 990 | ReturnTypeCd |
| Tax Period Begin | 2016-07-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 066070722 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The University of Connecticut Foundation | BusinessNameLine1Txt |
| Business Name Line2 | Inc | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | UNIV | BusinessNameControlTxt |
| Phone | 8604865000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2390 Alumni Drive Unit 3206 | AddressLine1Txt |
| City | Storrs | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06269 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Gerald Ganz Jr | PersonNm |
| Person Title | Sr. VP Fin & Admin | PersonTitleTxt |
| Signature | 2018-02-21 | SignatureDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2021-01-29 14:40:06Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Principal Officer | Gerald Ganz Jr | PrincipalOfficerNm |
| Gross Receipts | $78,430,064 | GrossReceiptsAmt |
| Group Return For Affiliates | false | GroupReturnForAffiliatesInd |
| All Affiliates Included | false | AllAffiliatesIncludedInd |
| Organization501c3 | Yes (X) | Organization501c3Ind |
| Website Address | www.foundation.uconn.edu | WebsiteAddressTxt |
| Type Of Organization Corp | Yes (X) | TypeOfOrganizationCorpInd |
| Formation | 1964 | FormationYr |
| Legal Domicile State | CT | LegalDomicileStateCd |
| Activity Or Mission | The mission of The University of Connecticut Foundation, Inc. is to solicit, receive, invest, and administer gifts and financial resources from private sources for the benefit of all campuses and programs of the University of Connecticut. The Foundation operates exclusively to promote the educational, scientific, cultural, research, and recreational objectives of the University of Connecticut. As the primary fundraising vehicle to solicit and administer private gifts and grants to enhance the University's mission, the Foundation supports the University's pursuit of excellence in teaching, research, and public service. | ActivityOrMissionDesc |
| Voting Members Governing Body | 43 | VotingMembersGoverningBodyCnt |
| Voting Members Independent | 42 | VotingMembersIndependentCnt |
| Total Employee | 205 | TotalEmployeeCnt |
| Total Volunteers | 68 | TotalVolunteersCnt |
| Total Gross UBI | -$1,082,291 | TotalGrossUBIAmt |
| Net Unrelated Bus Txbl Incm | -$1,952,808 | NetUnrelatedBusTxblIncmAmt |
| PY Contributions Grants | $42,383,683 | PYContributionsGrantsAmt |
| CY Contributions Grants | $38,506,381 | CYContributionsGrantsAmt |
| PY Program Service Revenue | $9,680,568 | PYProgramServiceRevenueAmt |
| CY Program Service Revenue | $10,290,274 | CYProgramServiceRevenueAmt |
| PY Investment Income | $37,960,235 | PYInvestmentIncomeAmt |
| CY Investment Income | $29,071,708 | CYInvestmentIncomeAmt |
| PY Other Revenue | -$63,853 | PYOtherRevenueAmt |
| CY Other Revenue | $39,168 | CYOtherRevenueAmt |
| PY Total Revenue | $89,960,633 | PYTotalRevenueAmt |
| CY Total Revenue | $77,907,531 | CYTotalRevenueAmt |
| PY Grants And Similar Paid | $33,337,970 | PYGrantsAndSimilarPaidAmt |
| CY Grants And Similar Paid | $27,001,183 | CYGrantsAndSimilarPaidAmt |
| CY Benefits Paid To Members | $0 | CYBenefitsPaidToMembersAmt |
| PY Salaries Comp Emp Bnft Paid | $14,076,315 | PYSalariesCompEmpBnftPaidAmt |
| CY Salaries Comp Emp Bnft Paid | $14,815,598 | CYSalariesCompEmpBnftPaidAmt |
| PY Total Prof Fndrsng Expns | $420,962 | PYTotalProfFndrsngExpnsAmt |
| CY Total Prof Fndrsng Expns | $398,644 | CYTotalProfFndrsngExpnsAmt |
| CY Total Fundraising Expense | $16,477,918 | CYTotalFundraisingExpenseAmt |
| PY Other Expenses | $8,020,305 | PYOtherExpensesAmt |
| CY Other Expenses | $7,858,096 | CYOtherExpensesAmt |
| PY Total Expenses | $55,855,552 | PYTotalExpensesAmt |
| CY Total Expenses | $50,073,521 | CYTotalExpensesAmt |
| PY Revenues Less Expenses | $34,105,081 | PYRevenuesLessExpensesAmt |
| CY Revenues Less Expenses | $27,834,010 | CYRevenuesLessExpensesAmt |
| Total Assets BOY | $475,968,563 | TotalAssetsBOYAmt |
| Total Assets EOY | $519,082,009 | TotalAssetsEOYAmt |
| Total Liabilities BOY | $45,154,911 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $43,506,821 | TotalLiabilitiesEOYAmt |
| Net Assets Or Fund Balances BOY | $430,813,652 | NetAssetsOrFundBalancesBOYAmt |
| Net Assets Or Fund Balances EOY | $475,575,188 | NetAssetsOrFundBalancesEOYAmt |
| Info In Schedule O Part III | Yes (X) | InfoInScheduleOPartIIIInd |
| Mission | The mission of The University of Connecticut Foundation, Inc. is to solicit, receive, invest, and administer gifts and financial resources from private sources for the benefit of all campuses and programs of the University of Connecticut. The Foundation operates exclusively to promote the educational, scientific, cultural, research, and recreational objectives of the University of Connecticut. As the primary fundraising vehicle to solicit and administer private gifts and grants to enhance the University's mission, the Foundation supports the University's pursuit of excellence in teaching, research, and public service. | MissionDesc |
| Significant New Program Srvc | false | SignificantNewProgramSrvcInd |
| Significant Change | false | SignificantChangeInd |
| Expense | $10,964,082 | ExpenseAmt |
| Grant | $10,964,082 | GrantAmt |
| Desc | Scholarships, Awards, and FellowshipsThe University of Connecticut Foundation, Inc. receives gifts on behalf of donors, restricted to the support of financial aid for University of Connecticut students. To ensure compliance with all University, federal, and state financial aid requirements, the University selects the student recipients and makes the awards directly to students. After receiving appropriate documentation from the University, the Foundation provides grants to the University to fund financial aid expenditures. The expenditures are funded from investment income earned on endowment funds restricted to financial aid and gifts restricted for financial aid. | Desc |
Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | $6,852,968 | ExpenseAmt |
| Grant | $6,852,968 | GrantAmt |
| Desc | Endowed Chairs and ProfessorshipsThe University of Connecticut Foundation, Inc. received gifts on behalf of donors restricted to support of University of Connecticut faculty compensation and research. To ensure compliance with all University and state personnel policies and for W-2 reporting purposes, the University pays all faculty directly for compensation related items. After receiving appropriate documents from the University, the Foundation provides grants to the University to fund faculty compensation expenditures.For non-compensation expenditures in support of faculty (e.g. research materials and equipment), generally the expenditure is made to the vendor directly by the University with the Foundation then providing a grant to the University to fund the expenditure after receiving appropriate documentation. Occasionally, the Foundation will pay the vendor directly.The expenditures are funded from investment income earned on endowment funds restricted to support of faculty. | Desc |
Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expense | $6,634,279 | ExpenseAmt |
| Grant | $6,634,279 | GrantAmt |
| Desc | Program ServicesThe University of Connecticut Foundation, Inc. receives gifts on behalf of donors, restricted to the support of programs at the University. Generally, the expenditure is made to the vendor directly by the University with the Foundation then providing a grant to the University to fund the expenditure after receiving appropriate documentation. Occasionally the Foundation will pay the vendor directly. | Desc |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Other Prog Srvc Expense | $2,549,854 | TotalOtherProgSrvcExpenseAmt |
| Total Other Prog Srvc Grant | $2,549,854 | TotalOtherProgSrvcGrantAmt |
| Total Other Prog Srvc Revenue | $10,290,274 | TotalOtherProgSrvcRevenueAmt |
| Total Program Service Expenses | $27,001,183 | TotalProgramServiceExpensesAmt |
| Described In Section501c3 | Yes (true) | DescribedInSection501c3Ind |
| Schedule B Required | Yes (true) | ScheduleBRequiredInd |
| Political Campaign Acty | false | PoliticalCampaignActyInd |
| Lobbying Activities | Yes (true) | LobbyingActivitiesInd |
| Subject To Proxy Tax | false | SubjectToProxyTaxInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Conservation Easements | false | ConservationEasementsInd |
| Collections Of Art | false | CollectionsOfArtInd |
| Credit Counseling | Yes (true) | CreditCounselingInd |
| Temp Or Permanent Endowments | Yes (true) | TempOrPermanentEndowmentsInd |
| Report Land Building Equipment | Yes (true) | ReportLandBuildingEquipmentInd |
| Report Investments Other Sec | Yes (true) | ReportInvestmentsOtherSecInd |
| Report Program Related Invst | false | ReportProgramRelatedInvstInd |
| Report Other Assets | Yes (true) | ReportOtherAssetsInd |
| Report Other Liabilities | Yes (true) | ReportOtherLiabilitiesInd |
| Include FIN48 Footnote | false | IncludeFIN48FootnoteInd |
| Independent Audit Fincl Stmt | Yes (true) | IndependentAuditFinclStmtInd |
| Consolidated Audit Fincl Stmt | false | ConsolidatedAuditFinclStmtInd |
| School Operating | false | SchoolOperatingInd |
| Foreign Office | false | ForeignOfficeInd |
| Foreign Activities | Yes (true) | ForeignActivitiesInd |
| More Than5000 K To Org | false | MoreThan5000KToOrgInd |
| More Than5000 K To Individuals | false | MoreThan5000KToIndividualsInd |
| Professional Fundraising | Yes (true) | ProfessionalFundraisingInd |
| Fundraising Activities | Yes (true) | FundraisingActivitiesInd |
| Gaming Activities | false | GamingActivitiesInd |
| Operate Hospital | false | OperateHospitalInd |
| Grants To Organizations | Yes (true) | GrantsToOrganizationsInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Schedule J Required | Yes (true) | ScheduleJRequiredInd |
| Tax Exempt Bonds | Yes (true) | TaxExemptBondsInd |
| Invest Tax Exempt Bonds | false | InvestTaxExemptBondsInd |
| Escrow Account | false | EscrowAccountInd |
| On Behalf Of Issuer | false | OnBehalfOfIssuerInd |
| Engaged In Excess Benefit Trans | false | EngagedInExcessBenefitTransInd |
| PY Excess Benefit Trans | false | PYExcessBenefitTransInd |
| Loan Outstanding | false | LoanOutstandingInd |
| Grant To Related Person | false | GrantToRelatedPersonInd |
| Business Rln With Org Mem | false | BusinessRlnWithOrgMemInd |
| Business Rln With Fam Mem | false | BusinessRlnWithFamMemInd |
| Business Rln With Officer Ent | false | BusinessRlnWithOfficerEntInd |
| Deductible Non Cash Contri | Yes (true) | DeductibleNonCashContriInd |
| Deductible Art Contribution | false | DeductibleArtContributionInd |
| Terminate Operations | false | TerminateOperationsInd |
| Partial Liquidation | false | PartialLiquidationInd |
| Disregarded Entity | false | DisregardedEntityInd |
| Related Entity | Yes (true) | RelatedEntityInd |
| Related Organization Ctrl Ent | false | RelatedOrganizationCtrlEntInd |
| Transaction With Control Ent | false | TransactionWithControlEntInd |
| Trnsfr Exmpt Non Chrtbl Rltd Org | false | TrnsfrExmptNonChrtblRltdOrgInd |
| Activities Conducted Prtshp | false | ActivitiesConductedPrtshpInd |
| Schedule O Required | Yes (true) | ScheduleORequiredInd |
| Info In Schedule O Part V | Yes (X) | InfoInScheduleOPartVInd |
| IRP Document | 156 | IRPDocumentCnt |
| IRP Document W2 G | 0 | IRPDocumentW2GCnt |
| Backup Wthld Compliance | Yes (true) | BackupWthldComplianceInd |
| Employee | 205 | EmployeeCnt |
| Employment Tax Returns Filed | Yes (true) | EmploymentTaxReturnsFiledInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Foreign Financial Account | Yes (true) | ForeignFinancialAccountInd |
| Foreign Country | OC | ForeignCountryCd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Taxable Party Notification | false | TaxablePartyNotificationInd |
| Nondeductible Contributions | false | NondeductibleContributionsInd |
| Quid Pro Quo Contributions | Yes (true) | QuidProQuoContributionsInd |
| Quid Pro Quo Contri Discl | Yes (true) | QuidProQuoContriDisclInd |
| Form8282 Property Disposed Of | Yes (true) | Form8282PropertyDisposedOfInd |
| Form8282 Filed | 1 | Form8282FiledCnt |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Form8899 Filedind | false | Form8899Filedind |
| Form1098 C Filed | false | Form1098CFiledInd |
| DAF Excess Business Holdings | false | DAFExcessBusinessHoldingsInd |
| Taxable Distributions | false | TaxableDistributionsInd |
| Distribution To Donor | false | DistributionToDonorInd |
| Org Filed In Lieu Of Form1041 | false | OrgFiledInLieuOfForm1041Ind |
| Licensed More Than One State | false | LicensedMoreThanOneStateInd |
| Indoor Tanning Services | false | IndoorTanningServicesInd |
| Info In Schedule O Part VI | Yes (X) | InfoInScheduleOPartVIInd |
| Governing Body Voting Members | 43 | GoverningBodyVotingMembersCnt |
| Independent Voting Member | 42 | IndependentVotingMemberCnt |
| Family Or Business Rln | false | FamilyOrBusinessRlnInd |
| Delegation Of Mgmt Duties | false | DelegationOfMgmtDutiesInd |
| Change To Org Documents | false | ChangeToOrgDocumentsInd |
| Material Diversion Or Misuse | false | MaterialDiversionOrMisuseInd |
| Members Or Stockholders | false | MembersOrStockholdersInd |
| Election Of Board Members | false | ElectionOfBoardMembersInd |
| Decisions Subject To Approva | false | DecisionsSubjectToApprovaInd |
| Minutes Of Governing Body | Yes (true) | MinutesOfGoverningBodyInd |
| Minutes Of Committees | Yes (true) | MinutesOfCommitteesInd |
| Officer Mailing Address | false | OfficerMailingAddressInd |
| Local Chapters | false | LocalChaptersInd |
| Form990 Provided To Gvrn Body | Yes (true) | Form990ProvidedToGvrnBodyInd |
| Conflict Of Interest Policy | Yes (true) | ConflictOfInterestPolicyInd |
| Annual Disclosure Covered Prsn | Yes (true) | AnnualDisclosureCoveredPrsnInd |
| Regular Monitoring Enfrc | Yes (true) | RegularMonitoringEnfrcInd |
| Whistleblower Policy | Yes (true) | WhistleblowerPolicyInd |
| Document Retention Policy | Yes (true) | DocumentRetentionPolicyInd |
| Compensation Process CEO | Yes (true) | CompensationProcessCEOInd |
| Compensation Process Other | Yes (true) | CompensationProcessOtherInd |
| Investment In Joint Venture | false | InvestmentInJointVentureInd |
| States Where Copy Of Return Is Fld | CA | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | KY | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | MA | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | MD | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | MI | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | MN | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | NH | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | NJ | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | NY | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | OR | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | SC | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | UT | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | WI | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | WV | StatesWhereCopyOfReturnIsFldCd |
| Own Website | Yes (X) | OwnWebsiteInd |
| Other Website | Yes (X) | OtherWebsiteInd |
| Upon Request | Yes (X) | UponRequestInd |
Books In Care Of Detail BooksInCareOfDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Gerald Ganz Jr | PersonNm |
| Phone | 8604865000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2390 Alumni Drive Unit 3206 | AddressLine1Txt |
| City | Storrs | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06269 | ZIPCd |
Form990 Part VII Section A Form990PartVIISectionAGrp (60 entries)
| TitleTitleTxt | Average Hours Per WeekAverageHoursPerWeekRt | Average Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRt | Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd | OfficerOfficerInd | Reportable Comp From OrgReportableCompFromOrgAmt | Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt | Other CompensationOtherCompensationAmt | Key EmployeeKeyEmployeeInd | Highest Compensated EmployeeHighestCompensatedEmployeeInd | Former Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd |
|---|---|---|---|---|---|---|---|---|---|---|
| Joshua Newton | ||||||||||
| President | 40.00 | 0.00 | Yes (X) | Yes (X) | $528,528 | $0 | $30,002 | |||
| Daniel Toscano | ||||||||||
| Chairman | 1.00 | 0.00 | Yes (X) | Yes (X) | $0 | $0 | $0 | |||
| Adam L Schwartz | ||||||||||
| Director | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Albert J Foreman | ||||||||||
| Director | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Angelo DeFazio | ||||||||||
| Director | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Anthony Rizza | ||||||||||
| Director | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Benjamin W Michelson | ||||||||||
| Director | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Clinton G Gartin | ||||||||||
| Director | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Coleman B Levy | ||||||||||
| Dir to 10/6 | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Craig W Ashmore | ||||||||||
| Secretary | 1.00 | 0.00 | Yes (X) | Yes (X) | $0 | $0 | $0 | |||
| Douglas P Lawrence | ||||||||||
| Director | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Drew A Figdor | ||||||||||
| Director | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Eric M Zachs | ||||||||||
| Dir to 10/16 | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| George R Aylward Jr | ||||||||||
| Director | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Gerald D DesRoches | ||||||||||
| Director | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Harriet M Wolfe | ||||||||||
| Director | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| John P Malfettone | ||||||||||
| Director | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| John W Rafal | ||||||||||
| Dir to 10/16 | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Jonathan L Greenblatt | ||||||||||
| Director | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Joseph E Parsons | ||||||||||
| Director | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Leah A Darak | ||||||||||
| Director | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Lincoln Millstein | ||||||||||
| Dir from 10/16 | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Mark A Beaudoin | ||||||||||
| Dir from 10/16 | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Frank P Longobardi Jr | ||||||||||
| Dir to 10/16 | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Mark L Boxer | ||||||||||
| Dir to 10/2016 | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Mark C Sinatro | ||||||||||
| Director | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Mark R Shenkman | ||||||||||
| Director | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Michael A Cantor | ||||||||||
| Dir to 11/2016 | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Michael A Melio | ||||||||||
| Dir from 10/16 | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Michael G Koppel | ||||||||||
| Director | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Michael K Rosen | ||||||||||
| Director | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Mickey Herbert | ||||||||||
| Director | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Patrick M Campion | ||||||||||
| Treasurer | 1.00 | 0.00 | Yes (X) | Yes (X) | $0 | $0 | $0 | |||
| Walter R Allen | ||||||||||
| Director | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Robert I Sherman | ||||||||||
| Director | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Robert J Skinner | ||||||||||
| Director | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| William B Clemens III | ||||||||||
| Director | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| William J Quinlan III | ||||||||||
| Director | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Constance K Weaver | ||||||||||
| Director | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Kimberly T Manning | ||||||||||
| Director | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Lisa R Klauser | ||||||||||
| Dir to 2/17 | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Marsha P Roth | ||||||||||
| Director | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Nadine F West | ||||||||||
| Director | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Noha H Carrington | ||||||||||
| Director | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Amy J Errett | ||||||||||
| Director | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Lori Riiska | ||||||||||
| Director | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Mary Ann W Gilleece | ||||||||||
| Director | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Melinda T Brown | ||||||||||
| Director | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Suzanne B Bird | ||||||||||
| Director | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Wendy Reeves Watkins | ||||||||||
| Director | 1.00 | 0.00 | Yes (X) | $0 | $0 | $0 | ||||
| Gerald Ganz Jr | ||||||||||
| Sr. VP Fin/Adm | 40.00 | 0.00 | Yes (X) | $249,355 | $0 | $40,231 | ||||
| Brian Otis | ||||||||||
| VP of Principal Gifts | 40.00 | 0.00 | $202,480 | $0 | $34,158 | Yes (X) | ||||
| Derek Slap | ||||||||||
| VP Mktg & Comm | 40.00 | 0.00 | $167,239 | $0 | $31,624 | Yes (X) | ||||
| Jennifer Grey | ||||||||||
| AVP Dev-HS | 40.00 | 0.00 | $174,053 | $0 | $20,883 | Yes (X) | ||||
| Ron Fleury | ||||||||||
| Sr. Dir Dev-Law | 40.00 | 0.00 | $139,166 | $0 | $12,634 | Yes (X) | ||||
| Suzanne O'Conor | ||||||||||
| General Counsel | 40.00 | 0.00 | $214,627 | $0 | $20,294 | Yes (X) | ||||
| Frank Gifford | ||||||||||
| AVP Development | 40.00 | 0.00 | $174,917 | $0 | $32,631 | Yes (X) | ||||
| Melissa Maynard | ||||||||||
| Former CFO, Controller | 40.00 | 0.00 | $106,342 | $0 | $26,609 | Yes (X) | ||||
| John Martin | ||||||||||
| Former President & CEO | 0.00 | 0.00 | $328,243 | $0 | $0 | Yes (X) | ||||
| Deborah Cunningham | ||||||||||
| Former VP Advancement Svcs | 0.00 | 0.00 | $124,007 | $0 | $14,441 | Yes (X) | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | $2,408,957 | TotalReportableCompFromOrgAmt |
| Total Other Compensation | $263,507 | TotalOtherCompensationAmt |
| Indiv Rcvd Greater Than100 K | 30 | IndivRcvdGreaterThan100KCnt |
| Former Ofcr Employees Listed | Yes (true) | FormerOfcrEmployeesListedInd |
| Total Comp Greater Than150 K | Yes (true) | TotalCompGreaterThan150KInd |
| Compensation From Other Srcs | false | CompensationFromOtherSrcsInd |
Contractor Compensation ContractorCompensationGrp (5 entries)
| Address Line1ContractorAddress/USAddress/AddressLine1Txt | CityContractorAddress/USAddress/CityNm | State AbbreviationContractorAddress/USAddress/StateAbbreviationCd | ZIPContractorAddress/USAddress/ZIPCd | ServicesServicesDesc | CompensationCompensationAmt |
|---|---|---|---|---|---|
| Ruffalo Cody HoldingsRuffalo Noel Levitz | |||||
| PO Box 718 | Des Moines | IA | 503030718 | Phone solicitations | $453,758 |
| Blackbaud Inc | |||||
| 2000 Daniel Island Drive | Charlestown | SC | 29492 | Software consulting | $419,271 |
| Cooper Software Inc | |||||
| 85 2nd Street 8th Floor | San Francisco | CA | 94105 | Consulting | $202,473 |
| One to One Docusource | |||||
| NLTG Inc 7324 Delainey Court | Sarasota | FL | 34240 | Mailing | $184,688 |
| Ovations Food Services LP | |||||
| 615 Silver Lane | East Hartford | CT | 06118 | Catering | $172,105 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cntrct Rcvd Greater Than100 K | 12 | CntrctRcvdGreaterThan100KCnt |
| Fundraising | $937,318 | FundraisingAmt |
| All Other Contributions | $37,569,063 | AllOtherContributionsAmt |
| Noncash Contributions | $5,845,281 | NoncashContributionsAmt |
| Total Contributions | $38,506,381 | TotalContributionsAmt |
Program Service Revenue ProgramServiceRevenueGrp (2 entries)
| DescDesc | BusinessBusinessCd | Total Revenue ColumnTotalRevenueColumnAmt | Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt |
|---|---|---|---|
| Univ. Endow Admin Fee | 900099 | $240,274 | $240,274 |
| Univ. Fee for Service | 900099 | $10,050,000 | $10,050,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | $10,290,274 | TotalProgramServiceRevenueAmt |
Investment Income InvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $12,382,769 | TotalRevenueColumnAmt |
| Exclusion | $12,382,769 | ExclusionAmt |
Incm From Invest Bond Proceeds IncmFromInvestBondProceedsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Royalties Revenue RoyaltiesRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Net Rental Income Or Loss NetRentalIncomeOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Gross Amount Sales Assets GrossAmountSalesAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $16,688,939 | SecuritiesAmt |
Gain Or Loss GainOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $16,688,939 | SecuritiesAmt |
Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $16,688,939 | TotalRevenueColumnAmt |
| Unrelated Business Revenue | -$1,082,291 | UnrelatedBusinessRevenueAmt |
| Exclusion | $17,771,230 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fundraising Gross Income | $561,701 | FundraisingGrossIncomeAmt |
| Contri Rpt Fundraising Event | $937,318 | ContriRptFundraisingEventAmt |
| Fundraising Direct Expenses | $522,533 | FundraisingDirectExpensesAmt |
Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $39,168 | TotalRevenueColumnAmt |
| Exclusion | $39,168 | ExclusionAmt |
Net Income From Gaming NetIncomeFromGamingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Net Income Or Loss NetIncomeOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Revenue Total | $0 | OtherRevenueTotalAmt |
Total Revenue TotalRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $77,907,531 | TotalRevenueColumnAmt |
| Related Or Exempt Func Income | $10,290,274 | RelatedOrExemptFuncIncomeAmt |
| Unrelated Business Revenue | -$1,082,291 | UnrelatedBusinessRevenueAmt |
| Exclusion | $30,193,167 | ExclusionAmt |
Grants To Domestic Orgs GrantsToDomesticOrgsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $27,001,183 | TotalAmt |
| Program Services | $27,001,183 | ProgramServicesAmt |
Grants To Domestic Individuals GrantsToDomesticIndividualsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Foreign Grants ForeignGrantsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Benefits To Members BenefitsToMembersGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,084,754 | TotalAmt |
| Management And General | $429,218 | ManagementAndGeneralAmt |
| Fundraising | $655,536 | FundraisingAmt |
Comp Disqual Persons CompDisqualPersonsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $328,243 | TotalAmt |
| Management And General | $328,243 | ManagementAndGeneralAmt |
Other Salaries And Wages OtherSalariesAndWagesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $10,573,408 | TotalAmt |
| Management And General | $2,114,682 | ManagementAndGeneralAmt |
| Fundraising | $8,458,726 | FundraisingAmt |
Pension Plan Contributions PensionPlanContributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $725,621 | TotalAmt |
| Management And General | $145,124 | ManagementAndGeneralAmt |
| Fundraising | $580,497 | FundraisingAmt |
Other Employee Benefits OtherEmployeeBenefitsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,221,164 | TotalAmt |
| Management And General | $244,233 | ManagementAndGeneralAmt |
| Fundraising | $976,931 | FundraisingAmt |
Payroll Taxes PayrollTaxesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $882,408 | TotalAmt |
| Management And General | $176,482 | ManagementAndGeneralAmt |
| Fundraising | $705,926 | FundraisingAmt |
Fees For Services Management FeesForServicesManagementGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Fees For Services Legal FeesForServicesLegalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $57,936 | TotalAmt |
| Management And General | $11,587 | ManagementAndGeneralAmt |
| Fundraising | $46,349 | FundraisingAmt |
Fees For Services Accounting FeesForServicesAccountingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $176,012 | TotalAmt |
| Management And General | $176,012 | ManagementAndGeneralAmt |
Fees For Services Lobbying FeesForServicesLobbyingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Fees For Services Prof Fundraising FeesForServicesProfFundraising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $398,644 | TotalAmt |
| Fundraising | $398,644 | FundraisingAmt |
Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $2,065,790 | TotalAmt |
| Management And General | $2,065,790 | ManagementAndGeneralAmt |
Fees For Services Other FeesForServicesOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $519,723 | TotalAmt |
| Management And General | $103,945 | ManagementAndGeneralAmt |
| Fundraising | $415,778 | FundraisingAmt |
Advertising AdvertisingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $141,004 | TotalAmt |
| Management And General | $28,201 | ManagementAndGeneralAmt |
| Fundraising | $112,803 | FundraisingAmt |
Office Expenses OfficeExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $231,311 | TotalAmt |
| Management And General | $46,262 | ManagementAndGeneralAmt |
| Fundraising | $185,049 | FundraisingAmt |
Information Technology InformationTechnologyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $865,710 | TotalAmt |
| Management And General | $173,142 | ManagementAndGeneralAmt |
| Fundraising | $692,568 | FundraisingAmt |
Royalties RoyaltiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Occupancy OccupancyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $217,535 | TotalAmt |
| Management And General | $43,507 | ManagementAndGeneralAmt |
| Fundraising | $174,028 | FundraisingAmt |
Travel TravelGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $412,229 | TotalAmt |
| Management And General | $82,446 | ManagementAndGeneralAmt |
| Fundraising | $329,783 | FundraisingAmt |
Pymt Travel Entrtnmnt Pub Ofcl PymtTravelEntrtnmntPubOfclGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Conferences Meetings ConferencesMeetingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $133,303 | TotalAmt |
| Management And General | $26,661 | ManagementAndGeneralAmt |
| Fundraising | $106,642 | FundraisingAmt |
Interest InterestGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $367,304 | TotalAmt |
| Management And General | $73,461 | ManagementAndGeneralAmt |
| Fundraising | $293,843 | FundraisingAmt |
Payments To Affiliates PaymentsToAffiliatesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Depreciation Depletion DepreciationDepletionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $927,725 | TotalAmt |
| Management And General | $185,545 | ManagementAndGeneralAmt |
| Fundraising | $742,180 | FundraisingAmt |
Insurance InsuranceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $101,403 | TotalAmt |
| Management And General | $20,281 | ManagementAndGeneralAmt |
| Fundraising | $81,122 | FundraisingAmt |
Other Expenses OtherExpensesGrp (4 entries)
| DescDesc | TotalTotalAmt | FundraisingFundraisingAmt | Management And GeneralManagementAndGeneralAmt |
|---|---|---|---|
| Special Events | $848,093 | $848,093 | |
| Printing and Publications | $313,712 | $250,970 | $62,742 |
| Donor cultivation & promotion | $195,022 | $195,022 | |
| Service contracts | $91,595 | $73,276 | $18,319 |
All Other Expenses AllOtherExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $192,689 | TotalAmt |
| Management And General | $38,537 | ManagementAndGeneralAmt |
| Fundraising | $154,152 | FundraisingAmt |
Total Functional Expenses TotalFunctionalExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $50,073,521 | TotalAmt |
| Program Services | $27,001,183 | ProgramServicesAmt |
| Management And General | $6,594,420 | ManagementAndGeneralAmt |
| Fundraising | $16,477,918 | FundraisingAmt |
Cash Non Interest Bearing CashNonInterestBearingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $11,457,391 | BOYAmt |
| EOY | $13,951,918 | EOYAmt |
Savings And Temp Cash Invst SavingsAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $3,596,335 | BOYAmt |
| EOY | $902,595 | EOYAmt |
Pledges And Grants Receivable PledgesAndGrantsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $32,588,602 | BOYAmt |
| EOY | $26,562,296 | EOYAmt |
Accounts Receivable AccountsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $195,453 | BOYAmt |
| EOY | $521,138 | EOYAmt |
Receivables From Officers Etc ReceivablesFromOfficersEtcGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | $0 | EOYAmt |
Rcvbl From Disqualified Prsn RcvblFromDisqualifiedPrsnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | $0 | EOYAmt |
Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | $0 | EOYAmt |
Inventories For Sale Or Use InventoriesForSaleOrUseGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $10,640 | BOYAmt |
| EOY | $100,640 | EOYAmt |
Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $422,356 | BOYAmt |
| EOY | $435,911 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Bldg Equip Cost Or Other Bss | $11,249,414 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $5,727,245 | LandBldgEquipAccumDeprecAmt |
Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $5,974,332 | BOYAmt |
| EOY | $5,522,169 | EOYAmt |
Investments Pub Traded Sec InvestmentsPubTradedSecGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $166,943,802 | BOYAmt |
| EOY | $189,206,691 | EOYAmt |
Investments Other Securities InvestmentsOtherSecuritiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $104,972,832 | BOYAmt |
| EOY | $128,715,793 | EOYAmt |
Investments Program Related InvestmentsProgramRelatedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | $0 | EOYAmt |
Intangible Assets IntangibleAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| EOY | $0 | EOYAmt |
Other Assets Total OtherAssetsTotalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $149,806,820 | BOYAmt |
| EOY | $153,162,858 | EOYAmt |
Total Assets TotalAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $475,968,563 | BOYAmt |
| EOY | $519,082,009 | EOYAmt |
Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $7,277,285 | BOYAmt |
| EOY | $6,566,820 | EOYAmt |
Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $22,740,000 | BOYAmt |
| EOY | $19,955,000 | EOYAmt |
Escrow Account Liability EscrowAccountLiabilityGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $15,028,654 | BOYAmt |
| EOY | $16,882,798 | EOYAmt |
Other Liabilities OtherLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $108,972 | BOYAmt |
| EOY | $102,203 | EOYAmt |
Total Liabilities TotalLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $45,154,911 | BOYAmt |
| EOY | $43,506,821 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
Unrestricted Net Assets UnrestrictedNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | -$10,590,214 | BOYAmt |
| EOY | -$540,708 | EOYAmt |
Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $85,871,232 | BOYAmt |
| EOY | $99,232,103 | EOYAmt |
Permanently Rstr Net Assets PermanentlyRstrNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $355,532,634 | BOYAmt |
| EOY | $376,883,793 | EOYAmt |
Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $430,813,652 | BOYAmt |
| EOY | $475,575,188 | EOYAmt |
Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $475,968,563 | BOYAmt |
| EOY | $519,082,009 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | Yes (X) | InfoInScheduleOPartXIInd |
| Reconcilation Revenue Expnss | $27,834,010 | ReconcilationRevenueExpnssAmt |
| Net Unrlzd Gains Losses Invst | $18,647,969 | NetUnrlzdGainsLossesInvstAmt |
| Other Changes In Net Assets | -$1,720,443 | OtherChangesInNetAssetsAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
| Accountant Compile Or Review | false | AccountantCompileOrReviewInd |
| FS Audited | Yes (true) | FSAuditedInd |
FS Audited Basis FSAuditedBasisGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Separate Basis Fincl Stmt | Yes (X) | SeparateBasisFinclStmtInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | Yes (true) | AuditCommitteeInd |
| Federal Grant Audit Required | false | FederalGrantAuditRequiredInd |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Organization170 | Yes (X) | PublicOrganization170Ind |
Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $44,574,176 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $34,817,846 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $33,051,328 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $42,383,683 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $38,506,381 | CurrentTaxYearAmt |
| Total | $193,333,414 | TotalAmt |
Tax Rev Levied Orgnztnl Bnft170 TaxRevLeviedOrgnztnlBnft170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Govt Furn Srvc Fclts Vl170 GovtFurnSrvcFcltsVl170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Total Calendar Year170 TotalCalendarYear170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $44,574,176 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $34,817,846 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $33,051,328 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $42,383,683 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $38,506,381 | CurrentTaxYearAmt |
| Total | $193,333,414 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Substantial Contributors Tot | $925,021 | SubstantialContributorsTotAmt |
| Public Support Total170 | $192,408,393 | PublicSupportTotal170Amt |
Gross Investment Income170 GrossInvestmentIncome170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $7,000,357 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $9,827,124 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $8,710,287 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $8,761,282 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $12,382,769 | CurrentTaxYearAmt |
| Total | $46,681,819 | TotalAmt |
Unrelated Business Net Incm170 UnrelatedBusinessNetIncm170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Other Income170 OtherIncome170Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Support | $240,015,233 | TotalSupportAmt |
| Gross Receipts Rltd Activities | $45,773,062 | GrossReceiptsRltdActivitiesAmt |
| Public Support CY170 | 0.80170 | PublicSupportCY170Pct |
| Public Support PY170 | 0.82490 | PublicSupportPY170Pct |
| Thirty Thr Pct Suprt Tests CY170 | Yes (X) | ThirtyThrPctSuprtTestsCY170Ind |
Schedule B IRS990ScheduleB
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | RESTRICTED | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RESTRICTED | BusinessNameLine1 |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RESTRICTED | AddressLine1 |
| Address Line2 | RESTRICTED | AddressLine2 |
| City | RESTRICTED | City |
| State | RESTRICTED | State |
| ZIP Code | RESTRICTED | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | RESTRICTED | TotalContributionsAmt |
Schedule C IRS990ScheduleC
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form4720 Filed Section4955 Tax | false | Form4720FiledSection4955TaxInd |
| Correction Made | false | CorrectionMadeInd |
Total Grassroots Lobbying TotalGrassrootsLobbyingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $2,804 | FilingOrganizationsTotalAmt |
Total Lobbying Expend TotalLobbyingExpendGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $2,804 | FilingOrganizationsTotalAmt |
Other Exempt Purpose Expend OtherExemptPurposeExpendGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $50,085,695 | FilingOrganizationsTotalAmt |
Total Exempt Purpose Expend TotalExemptPurposeExpendGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $50,088,499 | FilingOrganizationsTotalAmt |
Lobbying Nontaxable Amount LobbyingNontaxableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $1,000,000 | FilingOrganizationsTotalAmt |
Grassroots Nontaxable GrassrootsNontaxableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing Organizations Total | $250,000 | FilingOrganizationsTotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form4720 Filed | false | Form4720FiledInd |
Avg Lobbying Nontaxable Amount AvgLobbyingNontaxableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | $1,000,000 | CurrentYearMinus3Amt |
| Current Year Minus2 | $1,000,000 | CurrentYearMinus2Amt |
| Current Year Minus1 | $1,000,000 | CurrentYearMinus1Amt |
| Current Year | $1,000,000 | CurrentYearAmt |
| Total | $4,000,000 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Lobbying Ceiling | $6,000,000 | LobbyingCeilingAmt |
Avg Total Lobbying Expend AvgTotalLobbyingExpendGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | $47,774 | CurrentYearMinus3Amt |
| Current Year Minus2 | $34,696 | CurrentYearMinus2Amt |
| Current Year Minus1 | $1,075 | CurrentYearMinus1Amt |
| Current Year | $2,804 | CurrentYearAmt |
| Total | $86,349 | TotalAmt |
Avg Grassroots Nontaxable AvgGrassrootsNontaxableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | $250,000 | CurrentYearMinus3Amt |
| Current Year Minus2 | $250,000 | CurrentYearMinus2Amt |
| Current Year Minus1 | $250,000 | CurrentYearMinus1Amt |
| Current Year | $250,000 | CurrentYearAmt |
| Total | $1,000,000 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grassroots Ceiling | $1,500,000 | GrassrootsCeilingAmt |
Avg Grassroots Lobbying Expend AvgGrassrootsLobbyingExpendGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year Minus3 | $30,030 | CurrentYearMinus3Amt |
| Current Year Minus2 | $30,000 | CurrentYearMinus2Amt |
| Current Year Minus1 | $1,075 | CurrentYearMinus1Amt |
| Current Year | $2,804 | CurrentYearAmt |
| Total | $63,909 | TotalAmt |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | Part I-A, Line 1 - Direct and Indirect Political Campaign Activities | FormAndLineReferenceDesc |
| Explanation | The University of Connecticut Foundation, Inc. does not participate in political campaigns. | ExplanationTxt |
Schedule D IRS990ScheduleD
| Field | Value | IRS element (for citing) |
|---|---|---|
| Agent Trustee Etc | false | AgentTrusteeEtcInd |
| Incl Escrow Custodial Acct Liab | Yes (true) | InclEscrowCustodialAcctLiabInd |
| Explanation Provided | Yes (X) | ExplanationProvidedInd |
CY Endwmt Fund CYEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $362,419,000 | BeginningYearBalanceAmt |
| Contributions | $16,697,000 | ContributionsAmt |
| Investment Earnings Or Losses | $42,316,000 | InvestmentEarningsOrLossesAmt |
| Other Expenditures | $13,024,000 | OtherExpendituresAmt |
| Administrative Expenses | $6,903,000 | AdministrativeExpensesAmt |
| End Year Balance | $401,505,000 | EndYearBalanceAmt |
CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $368,179,000 | BeginningYearBalanceAmt |
| Contributions | $19,358,000 | ContributionsAmt |
| Investment Earnings Or Losses | -$4,768,000 | InvestmentEarningsOrLossesAmt |
| Other Expenditures | $13,755,000 | OtherExpendituresAmt |
| Administrative Expenses | $6,595,000 | AdministrativeExpensesAmt |
| End Year Balance | $362,419,000 | EndYearBalanceAmt |
CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $369,444,000 | BeginningYearBalanceAmt |
| Contributions | $8,242,000 | ContributionsAmt |
| Investment Earnings Or Losses | $7,957,000 | InvestmentEarningsOrLossesAmt |
| Other Expenditures | $12,749,000 | OtherExpendituresAmt |
| Administrative Expenses | $4,715,000 | AdministrativeExpensesAmt |
| End Year Balance | $368,179,000 | EndYearBalanceAmt |
CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $330,178,000 | BeginningYearBalanceAmt |
| Contributions | $11,719,000 | ContributionsAmt |
| Investment Earnings Or Losses | $43,520,000 | InvestmentEarningsOrLossesAmt |
| Other Expenditures | $12,173,000 | OtherExpendituresAmt |
| Administrative Expenses | $3,800,000 | AdministrativeExpensesAmt |
| End Year Balance | $369,444,000 | EndYearBalanceAmt |
CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Beginning Year Balance | $301,637,000 | BeginningYearBalanceAmt |
| Contributions | $17,340,000 | ContributionsAmt |
| Investment Earnings Or Losses | $25,956,000 | InvestmentEarningsOrLossesAmt |
| Other Expenditures | $11,127,000 | OtherExpendituresAmt |
| Administrative Expenses | $3,628,000 | AdministrativeExpensesAmt |
| End Year Balance | $330,178,000 | EndYearBalanceAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Board Designated Balance EOY | 0.00540 | BoardDesignatedBalanceEOYPct |
| Prmnnt Endowment Balance EOY | 0.97710 | PrmnntEndowmentBalanceEOYPct |
| Term Endowment Balance EOY | 0.01750 | TermEndowmentBalanceEOYPct |
| Endowments Held Unrelated Org | false | EndowmentsHeldUnrelatedOrgInd |
| Endowments Held Related Org | false | EndowmentsHeldRelatedOrgInd |
| Related Org List Sch R | false | RelatedOrgListSchRInd |
Land LandGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $201,361 | OtherCostOrOtherBasisAmt |
| Book Value | $201,361 | BookValueAmt |
Buildings BuildingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $6,372,170 | OtherCostOrOtherBasisAmt |
| Depreciation | $2,639,337 | DepreciationAmt |
| Book Value | $3,732,833 | BookValueAmt |
Leasehold Improvements LeaseholdImprovementsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $869,290 | OtherCostOrOtherBasisAmt |
| Depreciation | $252,763 | DepreciationAmt |
| Book Value | $616,527 | BookValueAmt |
Equipment EquipmentGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $31,108 | OtherCostOrOtherBasisAmt |
| Depreciation | $15,554 | DepreciationAmt |
| Book Value | $15,554 | BookValueAmt |
Other Land Buildings OtherLandBuildingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $3,775,485 | OtherCostOrOtherBasisAmt |
| Depreciation | $2,819,591 | DepreciationAmt |
| Book Value | $955,894 | BookValueAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Land Buildings | $5,522,169 | TotalBookValueLandBuildingsAmt |
| Total Book Value Securities | $128,715,793 | TotalBookValueSecuritiesAmt |
Other Assets Org OtherAssetsOrgGrp (6 entries)
| DescDesc | Book ValueBookValueAmt |
|---|---|
| Capital leases | $118,496 |
| CSV of life insurance policies | $601,936 |
| Deferred bond issuance costs | $393,167 |
| Endowment held for University | $14,537,943 |
| Funds held in trust by others | $19,797,153 |
| Limited partnership investments | $117,714,163 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Other Assets | $153,162,858 | TotalBookValueOtherAssetsAmt |
Other Liabilities Org OtherLiabilitiesOrgGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Accrued debt service | Desc |
| Amt | $102,203 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Liability | $102,203 | TotalLiabilityAmt |
| Total Rev Etc Audited Fincl Stmt | $93,291,801 | TotalRevEtcAuditedFinclStmtAmt |
| Net Unrealized Gains Invst | $18,647,969 | NetUnrealizedGainsInvstAmt |
| Other Revenue | -$3,786,232 | OtherRevenueAmt |
| Revenue Not Reported | $14,861,737 | RevenueNotReportedAmt |
| Revenue Subtotal | $78,430,064 | RevenueSubtotalAmt |
| Other Revenues Not Included | -$522,533 | OtherRevenuesNotIncludedAmt |
| Revenue Not Reported Fincl Stmt | -$522,533 | RevenueNotReportedFinclStmtAmt |
| Total Revenue Per Form990 | $77,907,531 | TotalRevenuePerForm990Amt |
| Tot Expns Etc Audited Fincl Stmt | $48,530,265 | TotExpnsEtcAuditedFinclStmtAmt |
| Other Expenses Included | $522,533 | OtherExpensesIncludedAmt |
| Expenses Not Reported | $522,533 | ExpensesNotReportedAmt |
| Expenses Subtotal | $48,007,732 | ExpensesSubtotalAmt |
| Other Expenses Not Included | $2,065,789 | OtherExpensesNotIncludedAmt |
| Expenses Not Rpt Fincl Stmt | $2,065,789 | ExpensesNotRptFinclStmtAmt |
| Total Expenses Per Form990 | $50,073,521 | TotalExpensesPerForm990Amt |
Supplemental Information Detail SupplementalInformationDetail (4 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| Part IV, Line 2b: Explanation of escrow account liability | The Foundation is named as the trustee and remainder beneficiary of several charitable remainder trusts. In addition, the Foundation has entered into contracts with donors for charitable gift annuities for which the Foundation has accepted contributions. The present value of the liability for future payments is reflected on the Foundation's balance sheet.The Foundation has a contractual arrangement to act as the University's agent in managing the University's endowment assets, ensuring consistent management of endowment assets that support the University regardless of entity ownership. |
| Part V, Line 4: Intended uses of the endowment fund. | The Foundation's endowment funds provide grants to the University of Connecticut. The grants may be used to provide scholarships to University of Connecticut students, compensation and research support for University of Connecticut faculty, and general program support for University of Connecticut academic and athletic programs. The use of all endowment funds is subject to any restriction placed on funds by donors. All disbursements are subject to the Foundation's policy on disbursements, including the amount of the expenditure must be reasonable, for a legitimate business purpose, and with no private benefit. |
| Part XII, Line 2d: Other expenses and losses per audited F/S | Event expense $522533 |
| Part XII, Line 4b: Other revenue amounts included on 990 but not included in F/S | Investment fees $2065789 |
Schedule F IRS990ScheduleF
Account Activities Outside US AccountActivitiesOutsideUSGrp (3 entries)
| RegionRegionTxt | OfficesOfficesCnt | EmployeeEmployeeCnt | Type Of Activities ConductedTypeOfActivitiesConductedTxt | Region Total ExpendituresRegionTotalExpendituresAmt |
|---|---|---|---|---|
| East Asia & the Pacific | 0 | 0 | Fundraising | $203,715 |
| North America | 0 | 0 | Fundraising | $69,966 |
| Central America & Caribbean | 0 | 0 | Investments | $11,887,462 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Spent | $12,161,143 | SubtotalSpentAmt |
| Total Spent | $12,161,143 | TotalSpentAmt |
| Transfer To Foreign Corp | Yes (true) | TransferToForeignCorpInd |
| Interest In Foreign Trust | false | InterestInForeignTrustInd |
| Foreign Corp Ownership | Yes (true) | ForeignCorpOwnershipInd |
| Passive Foreign Investmest Co | Yes (true) | PassiveForeignInvestmestCoInd |
| Foreign Partnership | Yes (true) | ForeignPartnershipInd |
| Boycott Countries | false | BoycottCountriesInd |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | Part I, Line 3f - Method of Accounting | FormAndLineReferenceDesc |
| Explanation | Foreign expenditures are separately identified on the organization's books and records. | ExplanationTxt |
Schedule G IRS990ScheduleG
| Field | Value | IRS element (for citing) |
|---|---|---|
| Mail Solicitations | Yes (X) | MailSolicitationsInd |
| Email Solicitations | Yes (X) | EmailSolicitationsInd |
| Phone Solicitations | Yes (X) | PhoneSolicitationsInd |
| In Person Solicitations | Yes (X) | InPersonSolicitationsInd |
| Solicitation Of Non Govt Grants | Yes (X) | SolicitationOfNonGovtGrantsInd |
| Special Fundraising Events | Yes (X) | SpecialFundraisingEventsInd |
| Agrmt Prof Fundraising Acty | Yes (true) | AgrmtProfFundraisingActyInd |
Fundraiser Activity Info FundraiserActivityInfoGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | ActivityActivityTxt | Fundraiser Control Of FundsFundraiserControlOfFundsInd | Gross ReceiptsGrossReceiptsAmt | Retained By ContractorRetainedByContractorAmt | Net To OrganizationNetToOrganizationAmt |
|---|---|---|---|---|---|---|---|---|
| Ruffalo Noel Levitz | ||||||||
| PO Box 3018 | Cedar Rapids | IA | 52406 | Phone Solicitation | false | $458,258 | $211,374 | $246,884 |
| Gold Orluk & Partners LLC | ||||||||
| 172 West Main Street | Avon | CT | 06001 | Event Planner | false | $525,787 | $74,770 | $451,017 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Gross Receipts | $984,045 | TotalGrossReceiptsAmt |
| Total Retained By Contractors | $286,144 | TotalRetainedByContractorsAmt |
| Total Net To Organization | $697,901 | TotalNetToOrganizationAmt |
| Licensed States | AL | LicensedStatesCd |
| Licensed States | AK | LicensedStatesCd |
| Licensed States | AZ | LicensedStatesCd |
| Licensed States | AR | LicensedStatesCd |
| Licensed States | CA | LicensedStatesCd |
| Licensed States | CO | LicensedStatesCd |
| Licensed States | CT | LicensedStatesCd |
| Licensed States | DE | LicensedStatesCd |
| Licensed States | DC | LicensedStatesCd |
| Licensed States | FL | LicensedStatesCd |
| Licensed States | GA | LicensedStatesCd |
| Licensed States | HI | LicensedStatesCd |
| Licensed States | ID | LicensedStatesCd |
| Licensed States | IL | LicensedStatesCd |
| Licensed States | IN | LicensedStatesCd |
| Licensed States | IA | LicensedStatesCd |
| Licensed States | KS | LicensedStatesCd |
| Licensed States | KY | LicensedStatesCd |
| Licensed States | LA | LicensedStatesCd |
| Licensed States | ME | LicensedStatesCd |
| Licensed States | MD | LicensedStatesCd |
| Licensed States | MA | LicensedStatesCd |
| Licensed States | MI | LicensedStatesCd |
| Licensed States | MN | LicensedStatesCd |
| Licensed States | MS | LicensedStatesCd |
| Licensed States | MO | LicensedStatesCd |
| Licensed States | MT | LicensedStatesCd |
| Licensed States | NE | LicensedStatesCd |
| Licensed States | NV | LicensedStatesCd |
| Licensed States | NH | LicensedStatesCd |
| Licensed States | NJ | LicensedStatesCd |
| Licensed States | NM | LicensedStatesCd |
| Licensed States | NY | LicensedStatesCd |
| Licensed States | NC | LicensedStatesCd |
| Licensed States | ND | LicensedStatesCd |
| Licensed States | OH | LicensedStatesCd |
| Licensed States | OK | LicensedStatesCd |
| Licensed States | OR | LicensedStatesCd |
| Licensed States | PA | LicensedStatesCd |
| Licensed States | RI | LicensedStatesCd |
| Licensed States | SC | LicensedStatesCd |
| Licensed States | SD | LicensedStatesCd |
| Licensed States | TN | LicensedStatesCd |
| Licensed States | TX | LicensedStatesCd |
| Licensed States | UT | LicensedStatesCd |
| Licensed States | VT | LicensedStatesCd |
| Licensed States | VA | LicensedStatesCd |
| Licensed States | WA | LicensedStatesCd |
| Licensed States | WV | LicensedStatesCd |
| Licensed States | WI | LicensedStatesCd |
| Licensed States | WY | LicensedStatesCd |
Fundraising Event Information FundraisingEventInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Event1 | White Coat Gala (odd year) | Event1Nm |
| Gross Receipts Event1 | $315,585 | GrossReceiptsEvent1Amt |
| Charitable Contri Event1 | $239,080 | CharitableContriEvent1Amt |
| Gross Revenue Event1 | $76,505 | GrossRevenueEvent1Amt |
| Non Cash Prizes Event1 | $3,627 | NonCashPrizesEvent1Amt |
| Rent Facility Costs Event1 | $32,588 | RentFacilityCostsEvent1Amt |
| Food And Beverage Event1 | $91,122 | FoodAndBeverageEvent1Amt |
| Entertainment Event1 | $8,824 | EntertainmentEvent1Amt |
| Other Direct Expenses Event1 | $35 | OtherDirectExpensesEvent1Amt |
| Event2 | Calhoun Cardiology Golf | Event2Nm |
| Gross Receipts Event2 | $271,497 | GrossReceiptsEvent2Amt |
| Charitable Contri Event2 | $133,999 | CharitableContriEvent2Amt |
| Gross Revenue Event2 | $137,498 | GrossRevenueEvent2Amt |
| Non Cash Prizes Event2 | $16,811 | NonCashPrizesEvent2Amt |
| Rent Facility Costs Event2 | $54,590 | RentFacilityCostsEvent2Amt |
| Other Direct Expenses Event2 | $1,500 | OtherDirectExpensesEvent2Amt |
| Other Events Total | 16 | OtherEventsTotalCnt |
| Gross Receipts Other Events | $911,937 | GrossReceiptsOtherEventsAmt |
| Charitable Contri Other Events | $564,239 | CharitableContriOtherEventsAmt |
| Gross Revenue Other Events | $347,698 | GrossRevenueOtherEventsAmt |
| Non Cash Prizes Other Events | $9,357 | NonCashPrizesOtherEventsAmt |
| Rent Fclty Costs Other Events | $148,298 | RentFcltyCostsOtherEventsAmt |
| Food And Beverage Other Events | $133,597 | FoodAndBeverageOtherEventsAmt |
| Entertainment Other Events | $18,225 | EntertainmentOtherEventsAmt |
| Oth Direct Expnss Other Events | $3,959 | OthDirectExpnssOtherEventsAmt |
| Gross Receipts Total | $1,499,019 | GrossReceiptsTotalAmt |
| Charitable Contributions Tot | $937,318 | CharitableContributionsTotAmt |
| Gross Revenue Total Events | $561,701 | GrossRevenueTotalEventsAmt |
| Non Cash Prizes Total Events | $29,795 | NonCashPrizesTotalEventsAmt |
| Rent Fclty Costs Total Events | $235,476 | RentFcltyCostsTotalEventsAmt |
| Food And Beverage Total Events | $224,719 | FoodAndBeverageTotalEventsAmt |
| Entertainment Total Events | $27,049 | EntertainmentTotalEventsAmt |
| Oth Direct Expnss Total Events | $5,494 | OthDirectExpnssTotalEventsAmt |
| Direct Expense Summary Events | $522,533 | DirectExpenseSummaryEventsAmt |
| Net Income Summary | $39,168 | NetIncomeSummaryAmt |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | STM01 | FormAndLineReferenceDesc |
| Explanation | As required, the Foundation is reporting all events that had income or expenses during the fiscal year. It is possible that some events may have taken place in the prior fiscal year, or will be held in a future year. As a result, revenue or expense amounts reported for an event may not be final, or portions may have been reported in the prior year. | ExplanationTxt |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Records Maintained | Yes (true) | GrantRecordsMaintainedInd |
Recipient Table RecipientTable
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | University of Connecticut | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 352 Mansfield Road Unit 2048 | AddressLine1Txt |
| City | Storrs | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06269 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient EIN | 060772160 | RecipientEIN |
| Cash Grant | $27,001,183 | CashGrantAmt |
| Non Cash Assistance | $0 | NonCashAssistanceAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total501c3 Org | 1 | Total501c3OrgCnt |
| Total Other Org | 0 | TotalOtherOrgCnt |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | Grantmaker's Description of How Grants are Used | FormAndLineReferenceDesc |
| Explanation | Fund Administration staff receives appropriate documentation prior to making disbursements to ensure compliance with grant restrictions, and to ensure such disbursements are reasonable. | ExplanationTxt |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Independent Consultant | Yes (X) | IndependentConsultantInd |
| Compensation Survey | Yes (X) | CompensationSurveyInd |
| Board Or Committee Approval | Yes (X) | BoardOrCommitteeApprovalInd |
| Severance Payment | Yes (true) | SeverancePaymentInd |
| Supplemental Nonqual Rtr Plan | false | SupplementalNonqualRtrPlanInd |
| Equity Based Comp Arrngm | false | EquityBasedCompArrngmInd |
| Comp Based On Revenue Of Flng Org | false | CompBasedOnRevenueOfFlngOrgInd |
| Comp Bsd On Rev Related Orgs | false | CompBsdOnRevRelatedOrgsInd |
| Comp Bsd Net Earns Flng Org | false | CompBsdNetEarnsFlngOrgInd |
| Comp Bsd Net Earns Rltd Orgs | false | CompBsdNetEarnsRltdOrgsInd |
| Any Non Fixed Payments | Yes (true) | AnyNonFixedPaymentsInd |
| Initial Contract Exception | false | InitialContractExceptionInd |
| Rebuttable Presumption Proc | false | RebuttablePresumptionProcInd |
Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (11 entries)
| TitleTitleTxt | Base Compensation Filing OrgBaseCompensationFilingOrgAmt | Bonus Filing OrganizationBonusFilingOrganizationAmount | Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt | Total Compensation Filing OrgTotalCompensationFilingOrgAmt |
|---|---|---|---|---|---|
| Brian Otis | |||||
| VP of Principal Gifts | $199,980 | $2,500 | $16,807 | $17,351 | $236,638 |
| Deborah Cunningham | |||||
| Former VP Advancement Svcs | $124,007 | $7,253 | $7,188 | $138,448 | |
| Derek Slap | |||||
| VP Mktg & Comm | $162,239 | $5,000 | $13,638 | $17,986 | $198,863 |
| Frank Gifford | |||||
| AVP Development | $173,917 | $1,000 | $14,747 | $17,884 | $207,548 |
| Gerald Ganz Jr | |||||
| Sr. VP Fin/Adm | $234,355 | $15,000 | $20,469 | $19,762 | $289,586 |
| Jennifer Grey | |||||
| AVP Dev-HS | $172,553 | $1,500 | $14,150 | $6,733 | $194,936 |
| John Martin | |||||
| Former President & CEO | $328,243 | $328,243 | |||
| Joshua Newton | |||||
| President | $433,528 | $95,000 | $21,200 | $8,802 | $558,530 |
| Melissa Maynard | |||||
| Former CFO, Controller | $105,342 | $1,000 | $9,205 | $17,404 | $132,951 |
| Ron Fleury | |||||
| Sr. Dir Dev-Law | $138,166 | $1,000 | $11,419 | $1,215 | $151,800 |
| Suzanne O'Conor | |||||
| General Counsel | $199,627 | $15,000 | $17,752 | $2,542 | $234,921 |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | Part I, Line 7: Non-Fixed payments not listed above | FormAndLineReferenceDesc |
| Explanation | The Foundation may give performance based awards based on formal review and with approval of Foundation management and board.The payment to John Martin relates to a deferred compensation plan established under Section 457(f). The amount became payable after a two year covenant not to compete. | ExplanationTxt |
Schedule K IRS990ScheduleK
Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (2 entries)
| Bond ReferenceBondReferenceCd | Bond Issuer EINBondIssuerEIN | CUSIPCUSIPNum | Bond IssuedBondIssuedDt | Issue PriceIssuePriceAmt | PurposePurposeDesc | DefeasedDefeasedInd | On Behalf Of IssuerOnBehalfOfIssuerInd | Pool FinancingPoolFinancingInd |
|---|---|---|---|---|---|---|---|---|
| CHEFA | ||||||||
| A | 060806186 | 20774UJD8 | 2007-01-23 | $7,252,762 | Refunding Series A | false | false | false |
| CHEFA | ||||||||
| B | 060806186 | 000000000 | 2013-04-24 | $20,000,000 | Construction project | false | false | false |
Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (2 entries)
| Bond ReferenceBondReferenceCd | RetiredRetiredAmt | Total ProceedsTotalProceedsAmt | In Reserve FundInReserveFundAmt | Issuance Costs From ProceedsIssuanceCostsFromProceedsAmt | Other Spent ProceedsOtherSpentProceedsAmt | Current RefundingCurrentRefundingInd | Advance RefundingAdvanceRefundingInd | Final Allocation MadeFinalAllocationMadeInd | Adequate Books And Rec MaintAdequateBooksAndRecMaintInd | Capital ExpendituresCapitalExpendituresAmt | Substantial CompletionSubstantialCompletionYr |
|---|---|---|---|---|---|---|---|---|---|---|---|
| A | $2,600,000 | $7,974,994 | $502,944 | $236,705 | $7,235,346 | false | Yes (true) | Yes (true) | Yes (true) | ||
| B | $5,000,000 | $20,000,000 | $270,526 | false | false | Yes (true) | Yes (true) | $19,729,474 | 2014 |
Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (2 entries)
| Bond ReferenceBondReferenceCd | Owning Bond Financed PropertyOwningBondFinancedPropertyInd | Any Lease ArrangementsAnyLeaseArrangementsInd | Mgmt Contract Bond Fincd PropMgmtContractBondFincdPropInd | Engage Bond Counsel ContractsEngageBondCounselContractsInd | Any Research AgreementsAnyResearchAgreementsInd | Engage Bond Counsel ResearchEngageBondCounselResearchInd | Bond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestInd | Change In Use Bond Financed PropChangeInUseBondFinancedPropInd | Procs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd |
|---|---|---|---|---|---|---|---|---|---|
| A | false | false | false | false | false | false | false | false | Yes (true) |
| B | false | false | false | false | false | false | false | false | Yes (true) |
Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (2 entries)
| Bond ReferenceBondReferenceCd | Form8038 T FiledForm8038TFiledInd | No Rebate DueNoRebateDueInd | Hedge Identified In Bks And RecHedgeIdentifiedInBksAndRecInd | Gross Proceeds Invested In GICGrossProceedsInvestedInGICInd | Gross Proceeds InvestedGrossProceedsInvestedInd | Written Proc To Monitor ReqsWrittenProcToMonitorReqsInd | Rebate Not Due YetRebateNotDueYetInd |
|---|---|---|---|---|---|---|---|
| A | false | Yes (true) | false | false | false | Yes (true) | |
| B | false | false | false | false | Yes (true) | Yes (true) |
Procedures Corrective Action ProceduresCorrectiveActionGrp (2 entries)
| Bond ReferenceBondReferenceCd | Procedures Corrective ActionProceduresCorrectiveActionInd |
|---|---|
| A | Yes (true) |
| B | Yes (true) |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | Part VI | FormAndLineReferenceDesc |
| Explanation | Part IV 2c Arbitrage - the rebate calculation for Series B bonds was completed on January 23, 2017 and no rebate was due. | ExplanationTxt |
Schedule M IRS990ScheduleM
Securities Publicly Traded SecuritiesPubliclyTradedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | Yes (X) | NonCashCheckboxInd |
| Contribution | 226 | ContributionCnt |
| Noncash Contributions Rpt F990 | $5,450,995 | NoncashContributionsRptF990Amt |
| Method Of Determining Revenues | Market Value | MethodOfDeterminingRevenuesTxt |
Real Estate Residential RealEstateResidentialGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | Yes (X) | NonCashCheckboxInd |
| Contribution | 2 | ContributionCnt |
| Noncash Contributions Rpt F990 | $370,000 | NoncashContributionsRptF990Amt |
| Method Of Determining Revenues | Appraisal | MethodOfDeterminingRevenuesTxt |
Other Non Cash Contri Table OtherNonCashContriTableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Non Cash Checkbox | Yes (X) | NonCashCheckboxInd |
| Desc | Events | Desc |
| Contribution | 6 | ContributionCnt |
| Noncash Contributions Rpt F990 | $24,286 | NoncashContributionsRptF990Amt |
| Method Of Determining Revenues | Sales Price | MethodOfDeterminingRevenuesTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form8283 Received | 2 | Form8283ReceivedCnt |
| Any Property That Must Be Held | false | AnyPropertyThatMustBeHeldInd |
| Review Process Unusual NC Gifts | Yes (true) | ReviewProcessUnusualNCGiftsInd |
| Third Parties Used | false | ThirdPartiesUsedInd |
Schedule O IRS990ScheduleO
Supplemental Information Detail SupplementalInformationDetail (8 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| Form 990, Part III, Line 4d: Other Program Services Description | OTHER PROGRAM SERVICES 4: Equipment, Furniture, and Building ImprovementsThe University of Connecticut Foundation, Inc. receives gifts on behalf of donors restricted to the support of equipment and furniture purchases and building improvements. Generally the expenditure is made to the vendor directly by the University, with the Foundation then providing a grant to the University to fund the expenditure after receiving appropriate documentation. Occasionally the Foundation will pay the vendor directly. The University of Connecticut provides payment to the Foundation for fundraising and development expenses. The Foundation also earns a fee for management of endowment funds held by the University. |
| Form 990, Part VI, Line 1a: Explanation of Delegated Broad Authority to Committee | The Foundation Board has given the Executive Committee that consists of the Chair, Vice Chair, Chair of the Nominating and Board Governance Committee, Foundation President, and three or more at-large Board members full power and authority as the Board. The Executive Committee may meet and exercise all such powers and authority in the interim between the meetings of the Board. The Executive committee may not fill Board vacancies, amend certificate of incorporation, adopt, amend, or repeal bylaws, approve plan for merger, approve sale, lease, exchange, or other disposition of all, or substantially all, of the property, approve a proposal to dissolve the Corporation. |
| Form 990, Part VI, Line 11b: Form 990 Review Process | The Form is prepared by the Foundation and reviewed by management and the Foundation's Audit Committee. The Form is provided to the entire Board before it is filed. |
| Form 990, Part VI, Line 12c: Explanation of Monitoring and Enforcement of Conflicts | Annually, the Foundation's Board members, officers, and employees are sent a copy of the Foundation's Conflict of Interest questionnaire that they are required to complete and return to the Foundation. The responses are then reviewed by the Foundation's in-house legal counsel, with any potential conflicts reviewed with the Nominating and Governance Committee of the Board and the full Board as appropriate. |
| Form 990, Part VI, Line 15a: Compensation Review & Approval Process - CEO, Top Management | The Foundation's salary structure is market-driven and undergoes a rigorous, periodic review under which compensation levels are compared to organizations of similar size and mission. The salaries and benefits of the UCONN Foundation's officers and key employees are subject to approval in advance of payment by a majority of disinterested directors on the HR Committee of the Board of Directors, and subsequently, by a majority of disinterested directors on the Executive Committee of the Board of Directors. The officers and key employees are not in a position of control with respect to either Committee. The Committees rely on appropriate comparability data in determining the reasonableness of the compensation packages. Minutes adequately documenting the basis for the HR Committee's and the Executive Committee's decisions are maintained. The approval of compensation packages occurs in June for compensation to be paid in the subsequent fiscal year. |
| Form 990, Part VI, Line 15b: Compensation Review and Approval Process for Officers and Key Employees | See 15a |
| Form 990, Part VI, Line 19: Other Organization Documents Publicly Available | The Foundation's financial statements and conflict of interest policy are posted on the Foundation's website and on the Electronic Municipal Market Access system (EMMA), which is available to the public. The Foundation also posts an annual report and annual debt filing on EMMA. The Foundation's Articles of Incorporation, IRS Determination Letter, and Bylaws are available upon request. |
| Other Changes In Net Assets Or Fund Balances - Other Decreases | Bad debt expense = -$1720443 |
Schedule R IRS990ScheduleR
Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp
Related Organization Name RelatedOrganizationName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Charitable Remainder Trust 9 | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2390 Alumni Drive Unit 3206 | AddressLine1Txt |
| City | Storrs | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06269 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Primary Activities | Development | PrimaryActivitiesTxt |
| Legal Domicile State | CT | LegalDomicileStateCd |
| Direct Controlling NA | N/A | DirectControllingNACd |
| Entity Type | Trust | EntityTypeTxt |
| Controlled Organization | false | ControlledOrganizationInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Annts Rnts Rylts | false | ReceiptOfIntAnntsRntsRyltsInd |
| Gift Grnt Or Cap Contri To Oth Org | false | GiftGrntOrCapContriToOthOrgInd |
| Gift Grnt Cap Contri From Oth Org | false | GiftGrntCapContriFromOthOrgInd |
| Loans Or Guarantees To Other Org | false | LoansOrGuaranteesToOtherOrgInd |
| Loans Or Guarantees From Oth Org | false | LoansOrGuaranteesFromOthOrgInd |
| Div Related Organization | false | DivRelatedOrganizationInd |
| Asset Sale To Other Org | false | AssetSaleToOtherOrgInd |
| Asset Purchase From Other Org | false | AssetPurchaseFromOtherOrgInd |
| Asset Exchange | false | AssetExchangeInd |
| Rental Of Facilities To Oth Org | false | RentalOfFacilitiesToOthOrgInd |
| Rental Of Fclts From Oth Org | false | RentalOfFcltsFromOthOrgInd |
| Perform Of Services For Oth Org | false | PerformOfServicesForOthOrgInd |
| Perform Of Services By Other Org | false | PerformOfServicesByOtherOrgInd |
| Sharing Of Facilities | false | SharingOfFacilitiesInd |
| Paid Employees Sharing | false | PaidEmployeesSharingInd |
| Reimbursement Paid To Other Org | false | ReimbursementPaidToOtherOrgInd |
| Reimbursement Paid By Other Org | false | ReimbursementPaidByOtherOrgInd |
| Transfer To Other Org | false | TransferToOtherOrgInd |
| Transfer From Other Org | false | TransferFromOtherOrgInd |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | Schedule R - Related Organizations | FormAndLineReferenceDesc |
| Explanation | While the mission of the Foundation is to support the University, under IRS instructions, the University does not meet the definition of a "related organization". The Foundation has ten ex-officio board members, six of whom serve by virtue of their position as a University employee. None of the six University employees are counted in determining quorum and none are entitled to vote on matters before the Board. No compensation is paid by the Foundation for their service as directors. | ExplanationTxt |