FRED & HARRIETT TAYLOR FOUNDATION: Form 990PF, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- FRED & HARRIETT TAYLOR FOUNDATION (EIN 16-6205365)
- Tax period
- 2017-01-01 to 2017-12-31
- Filed
- 2018-05-09
- IRS object ID
- 201801299349100330
- Schema version
- 2017v2.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-05-09T15:01:24-05:00 | ReturnTs |
| Tax Period End | 2017-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 861065772 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DELOITTE TAX LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 127 PUBLIC SQUARE | AddressLine1Txt |
| City | CLEVELAND | CityNm |
| State Abbreviation | OH | StateAbbreviationCd |
| ZIP | 44114 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 166205365 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | FRED & HARRIETT TAYLOR FOUNDATION XXXXX3002 | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | FRED | BusinessNameControlTxt |
| Phone | 8004962583 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 S DEARBORN IL1-0111 | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60603 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JOY G LLANES | PersonNm |
| Person Title | Vice President | PersonTitleTxt |
| Phone | 8004962583 | PhoneNum |
| Signature | 2018-05-03 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | KELLY NEUGEBAUER | PreparerPersonNm |
| PTIN | P01285591 | PTIN |
| Phone | 3124869652 | PhoneNum |
| Preparation | 2018-05-03 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 167.219.0.140 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 16D3054B4B0C87838547E1C68ABE3B03809BBB41 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 25314087CD91D75FCC31FE4471D60E2E354BAD1D | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2021-01-29 14:40:06Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $9,625,842 | FMVAssetsEOYAmt |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $238,815 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $235,851 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $385,472 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $4,367,968 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $385,472 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | -$5,968 | OtherIncomeRevAndExpnssAmt |
| Total Rev And Expnss | $618,319 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $621,323 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $89,432 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $53,659 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $35,773 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $4,076 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $4,076 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Other Expenses Rev And Expnss | $585 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Dsbrs Chrtbl | $585 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $94,093 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $57,735 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $36,358 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $400,080 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $400,080 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $494,173 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $57,735 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $436,438 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $124,146 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $563,588 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $83,638 | CashBOYAmt |
| Cash EOY | $122,961 | CashEOYAmt |
| Cash EOYFMV | $122,961 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $246,320 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $320,883 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $320,883 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Corporate Stock BOY | $4,266,547 | CorporateStockBOYAmt |
| Corporate Stock EOY | $4,265,662 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $5,535,294 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $2,614,900 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $2,747,633 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $2,752,383 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $1,029,065 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $906,536 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $894,321 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $8,240,470 | TotalAssetsBOYAmt |
| Total Assets EOY | $8,363,675 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $9,625,842 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $8,240,470 | CapitalStockBOYAmt |
| Capital Stock EOY | $8,363,675 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $8,240,470 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $8,363,675 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $8,240,470 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $8,363,675 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $8,240,470 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $124,146 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $8,364,616 | SubtotalAmt |
| Other Decreases | $941 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $8,363,675 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (481 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 10. ALEXION PHARMACEUTICALS INC | 2016-04-06 | 2017-01-03 | $1,224 | $1,559 | -$335 | -$335 | |
| 33. ALEXION PHARMACEUTICALS INC | 2017-01-03 | $4,040 | $6,336 | -$2,296 | -$2,296 | ||
| 82. CARNIVAL CORPORATION | 2017-01-03 | $4,267 | $4,275 | -$8 | -$8 | ||
| 22. CARNIVAL CORPORATION | 2015-08-06 | 2017-01-03 | $1,147 | $1,147 | |||
| 1. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-03 | $115 | $126 | -$11 | -$11 | |
| 1. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-03 | $114 | $126 | -$12 | -$12 | |
| 1. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-03 | $115 | $126 | -$11 | -$11 | |
| 6. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-04 | $692 | $756 | -$64 | -$64 | |
| 6. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-04 | $691 | $756 | -$65 | -$65 | |
| 4. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-04 | $460 | $504 | -$44 | -$44 | |
| 3. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-05 | $347 | $378 | -$31 | -$31 | |
| 3. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-05 | $348 | $378 | -$30 | -$30 | |
| 1. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-05 | $115 | $126 | -$11 | -$11 | |
| 2. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-05 | $231 | $252 | -$21 | -$21 | |
| 1. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-06 | $116 | $126 | -$10 | -$10 | |
| 1. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-06 | $116 | $126 | -$10 | -$10 | |
| 3. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-06 | $350 | $378 | -$28 | -$28 | |
| 1. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-06 | $116 | $126 | -$10 | -$10 | |
| 1. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-06 | $116 | $126 | -$10 | -$10 | |
| 3. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-09 | $344 | $378 | -$34 | -$34 | |
| 1. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-09 | $115 | $126 | -$11 | -$11 | |
| 1. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-09 | $115 | $126 | -$11 | -$11 | |
| 2. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-09 | $230 | $252 | -$22 | -$22 | |
| 20000. FNMA 2.625% 09/06/24 | 2016-07-25 | 2017-01-10 | $20,296 | $21,397 | -$1,101 | -$1,101 | |
| 4316.333 JPMORGAN HIGH YIELD BOND FUND | 2016-04-07 | 2017-01-11 | $32,027 | $29,826 | $2,201 | $2,201 | |
| 1. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-11 | $114 | $126 | -$12 | -$12 | |
| 1. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-11 | $114 | $126 | -$12 | -$12 | |
| 12167.428 NEUBERGER BERMAN MULTI CAP | 2017-01-11 | $205,265 | $187,276 | $17,989 | $17,989 | ||
| 2. KIMBERLY CLARK CORP | 2016-01-12 | 2017-01-12 | $229 | $252 | -$23 | -$23 | |
| 71. AETNA INC NEW | 2017-01-23 | $8,451 | $8,065 | $386 | $386 | ||
| 2. AETNA INC NEW | 2015-01-15 | 2017-01-24 | $235 | $182 | $53 | $53 | |
| 64. AETNA INC NEW | 2017-01-30 | $7,448 | $5,755 | $1,693 | $1,693 | ||
| 18. BLACKROCK INC | 2017-01-30 | $6,731 | $6,254 | $477 | $477 | ||
| 31. CARNIVAL CORPORATION | 2015-08-06 | 2017-01-30 | $1,724 | $1,616 | $108 | $108 | |
| 6. CARNIVAL CORPORATION | 2015-08-06 | 2017-01-30 | $335 | $313 | $22 | $22 | |
| 4. CARNIVAL CORPORATION | 2015-12-15 | 2017-01-30 | $223 | $208 | $15 | $15 | |
| 40. LAM RESEARCH CORPORATION COMMON | 2017-01-30 | $4,627 | $1,688 | $2,939 | $2,939 | ||
| 101. TIME WARNER INC | 2009-07-17 | 2017-01-30 | $9,737 | $2,397 | $7,340 | $7,340 | |
| 59. CARNIVAL CORPORATION | 2017-01-31 | $3,252 | $3,067 | $185 | $185 | ||
| 4. CARNIVAL CORPORATION | 2015-12-15 | 2017-02-01 | $221 | $208 | $13 | $13 | |
| 4. CARNIVAL CORPORATION | 2015-12-15 | 2017-02-01 | $222 | $208 | $14 | $14 | |
| 2. CARNIVAL CORPORATION | 2015-12-15 | 2017-02-01 | $110 | $104 | $6 | $6 | |
| 50. LAM RESEARCH CORPORATION COMMON | 2017-02-02 | $5,861 | $2,074 | $3,787 | $3,787 | ||
| 23. LENNOX INTL INC | 2017-02-10 | $3,760 | $2,852 | $908 | $908 | ||
| 39. SCHLUMBERGER LTD | 2016-07-07 | 2017-02-10 | $3,207 | $3,027 | $180 | $180 | |
| 10. SCHLUMBERGER LTD | 2015-01-16 | 2017-02-10 | $822 | $805 | $17 | $17 | |
| 27. SCHLUMBERGER LTD | 2016-07-07 | 2017-02-10 | $2,216 | $2,095 | $121 | $121 | |
| 2. SCHLUMBERGER LTD | 2016-07-07 | 2017-02-10 | $164 | $155 | $9 | $9 | |
| 17. LENNOX INTL INC | 2017-02-13 | $2,747 | $2,090 | $657 | $657 | ||
| 15. SCHLUMBERGER LTD | 2016-07-07 | 2017-02-13 | $1,227 | $1,164 | $63 | $63 | |
| 2. SCHLUMBERGER LTD | 2016-07-07 | 2017-02-13 | $163 | $155 | $8 | $8 | |
| 8. SCHLUMBERGER LTD | 2012-11-05 | 2017-02-13 | $654 | $560 | $94 | $94 | |
| 11. SCHLUMBERGER LTD | 2017-02-13 | $900 | $770 | $130 | $130 | ||
| 20. LENNOX INTL INC | 2017-02-14 | $3,200 | $2,430 | $770 | $770 | ||
| 2. SCHLUMBERGER LTD | 2012-11-05 | 2017-02-14 | $164 | $140 | $24 | $24 | |
| 7. SCHLUMBERGER LTD | 2017-02-14 | $572 | $490 | $82 | $82 | ||
| 12. SCHLUMBERGER LTD | 2012-11-05 | 2017-02-14 | $982 | $839 | $143 | $143 | |
| 16. LENNOX INTL INC | 2017-02-15 | $2,541 | $1,935 | $606 | $606 | ||
| 3. LENNOX INTL INC | 2015-08-11 | 2017-02-16 | $484 | $362 | $122 | $122 | |
| 33. PPG INDS INC | 2017-02-22 | $3,396 | $3,689 | -$293 | -$293 | ||
| 37. PPG INDS INC | 2017-02-22 | $3,808 | $3,413 | $395 | $395 | ||
| 14. PPG INDS INC | 2016-01-21 | 2017-02-22 | $1,443 | $1,291 | $152 | $152 | |
| 73. FACEBOOK INC-A | 2017-02-23 | $9,851 | $5,542 | $4,309 | $4,309 | ||
| 22. PPG INDS INC | 2017-02-23 | $2,260 | $2,028 | $232 | $232 | ||
| . BIOVERATIV INC | 2017-02-24 | $22 | $22 | $22 | |||
| 14.651 BIOVERATIV INC | 2010-06-18 | 2017-02-24 | $739 | $116 | $623 | $623 | |
| 6.349 BIOVERATIV INC | 2016-07-26 | 2017-02-24 | $320 | $291 | $29 | $29 | |
| 233. AT&T INC | 2017-03-07 | $9,743 | $8,045 | $1,698 | $1,698 | ||
| 101. ABBOTT LABS | 2017-03-07 | $4,542 | $4,450 | $92 | $92 | ||
| 83. ADOBE SYS INC | 2017-03-07 | $9,944 | $3,190 | $6,754 | $6,754 | ||
| 77. AGILENT TECHNOLOGIES INC | 2017-03-07 | $3,940 | $3,501 | $439 | $439 | ||
| 10. ALEXION PHARMACEUTICALS INC | 2016-04-06 | 2017-03-07 | $1,290 | $1,559 | -$269 | -$269 | |
| 13. ALEXION PHARMACEUTICALS INC | 2013-05-07 | 2017-03-07 | $1,677 | $1,256 | $421 | $421 | |
| 31. ALPHABET INC/CA-CL C | 2017-03-07 | $25,740 | $16,370 | $9,370 | $9,370 | ||
| 11. ALPHABET INC/CA-CL A | 2016-07-11 | 2017-03-07 | $9,343 | $7,998 | $1,345 | $1,345 | |
| 4. ALPHABET INC/CA-CL A | 2015-10-30 | 2017-03-07 | $3,397 | $2,974 | $423 | $423 | |
| 27. AMAZON COM INC | 2017-03-07 | $22,799 | $12,090 | $10,709 | $10,709 | ||
| 149. AMERICAN INTL GROUP INC NEW | 2017-03-07 | $9,474 | $8,663 | $811 | $811 | ||
| 89. ANADARKO PETE CORP | 2017-03-07 | $5,617 | $6,349 | -$732 | -$732 | ||
| 104. ANALOG DEVICES INC | 2017-03-07 | $8,659 | $6,671 | $1,988 | $1,988 | ||
| 48. APPLE COMPUTER INC | 2017-02-02 | 2017-03-07 | $6,688 | $6,155 | $533 | $533 | |
| 242. APPLE COMPUTER INC | 2017-03-07 | $33,721 | $5,015 | $28,706 | $28,706 | ||
| 424. BANK OF AMERICA CORPORATION | 2017-03-07 | $10,678 | $4,987 | $5,691 | $5,691 | ||
| 273. BANK OF AMERICA CORPORATION | 2016-11-09 | 2017-03-07 | $6,875 | $4,886 | $1,989 | $1,989 | |
| 100. BANK OF NEW YORK MELLON CORP | 2017-03-07 | $4,762 | $4,385 | $377 | $377 | ||
| 13. BIOGEN IDEC INC | 2016-07-26 | 2017-03-07 | $3,784 | $3,459 | $325 | $325 | |
| 8. BIOGEN IDEC INC | 2010-06-18 | 2017-03-07 | $2,329 | $368 | $1,961 | $1,961 | |
| 13. BLACKROCK INC | 2017-03-07 | $5,005 | $4,313 | $692 | $692 | ||
| 426. BOSTON SCIENTIFIC CORP | 2017-03-07 | $10,425 | $9,814 | $611 | $611 | ||
| 82. BRISTOL MYERS SQUIBB CO | 2017-03-07 | $4,606 | $3,272 | $1,334 | $1,334 | ||
| 114. BRISTOL MYERS SQUIBB CO | 2017-02-23 | 2017-03-07 | $6,404 | $6,343 | $61 | $61 | |
| 133. CMS ENERGY CORP | 2015-12-02 | 2017-03-07 | $5,905 | $4,634 | $1,271 | $1,271 | |
| 9. CELGENE CORP. | 2011-03-31 | 2017-03-07 | $1,097 | $257 | $840 | $840 | |
| 58. CELGENE CORP. | 2017-03-07 | $7,068 | $6,053 | $1,015 | $1,015 | ||
| 36. CHARTER COMMUNICATIONS INC-A | 2017-03-07 | $11,635 | $10,089 | $1,546 | $1,546 | ||
| 180. CITIGROUP INC NEW | 2017-03-07 | $10,868 | $6,897 | $3,971 | $3,971 | ||
| 217. COMCAST CORP NEW CL A | 2009-12-07 | 2017-03-07 | $8,122 | $1,843 | $6,279 | $6,279 | |
| 36. CONCHO RESOURCES INC | 2017-03-07 | $4,802 | $4,390 | $412 | $412 | ||
| 41. COSTCO WHSL CORP NEW | 2017-03-07 | $6,848 | $5,600 | $1,248 | $1,248 | ||
| 202. DISNEY WALT CO | 2017-03-07 | $22,348 | $21,519 | $829 | $829 | ||
| 122. DISCOVER FINL SVCS | 2015-08-14 | 2017-03-07 | $8,659 | $6,818 | $1,841 | $1,841 | |
| 106. DISH NETWORK CORP | 2017-03-07 | $6,788 | $5,676 | $1,112 | $1,112 | ||
| 78. DOW CHEM CO | 2017-03-07 | $4,924 | $4,181 | $743 | $743 | ||
| 55. DOW CHEM CO | 2016-08-10 | 2017-03-07 | $3,472 | $2,939 | $533 | $533 | |
| 71. DU PONT E I DE NEMOURS & CO | 2017-03-07 | $5,636 | $5,704 | -$68 | -$68 | ||
| 178. EOG RESOURCES INC | 2017-03-07 | $17,713 | $15,663 | $2,050 | $2,050 | ||
| 85. EQT CORPORATION | 2015-07-27 | 2017-03-07 | $4,990 | $6,456 | -$1,466 | -$1,466 | |
| 33. EASTMAN CHEM CO | 2017-03-07 | $2,608 | $2,117 | $491 | $491 | ||
| 56. EASTMAN CHEM CO | 2017-03-07 | $4,426 | $3,754 | $672 | $672 | ||
| 110. FACEBOOK INC-A | 2017-03-07 | $15,083 | $8,302 | $6,781 | $6,781 | ||
| 111. FIDELITY NATL INFORMATION SVCS INC | 2017-03-07 | $9,159 | $7,113 | $2,046 | $2,046 | ||
| 48. GENERAL DYNAMICS CORP | 2017-03-07 | $9,176 | $8,122 | $1,054 | $1,054 | ||
| 340. GENERAL ELEC CO | 2017-03-07 | $10,133 | $10,035 | $98 | $98 | ||
| 185. GENERAL ELEC CO | 2017-03-07 | $5,514 | $5,500 | $14 | $14 | ||
| 265. GENERAL MOTORS CO | 2017-03-07 | $9,949 | $8,161 | $1,788 | $1,788 | ||
| 58. GILEAD SCIENCES INC | 2017-03-07 | $3,997 | $5,923 | -$1,926 | -$1,926 | ||
| 37. GOLDMAN SACHS GROUP INC | 2017-03-07 | $9,267 | $5,726 | $3,541 | $3,541 | ||
| 167. HARTFORD FINL SVCS GROUP INC | 2017-03-07 | $8,121 | $7,373 | $748 | $748 | ||
| 130. HOME DEPOT INC | 2017-03-07 | $18,971 | $7,247 | $11,724 | $11,724 | ||
| 167. HONEYWELL INTL INC | 2017-03-07 | $21,066 | $11,049 | $10,017 | $10,017 | ||
| 12. HUMANA INC | 2011-04-08 | 2017-03-07 | $2,611 | $840 | $1,771 | $1,771 | |
| 19. HUMANA INC | 2017-01-23 | 2017-03-07 | $4,134 | $3,860 | $274 | $274 | |
| 23. ILLUMINA INC | 2017-03-07 | $3,806 | $4,528 | -$722 | -$722 | ||
| 67. INTERCONTINENTALEXCHANGE GROUP, INC | 2017-03-07 | $3,926 | $3,913 | $13 | $13 | ||
| 186. KEYCORP NEW | 2017-03-07 | $3,489 | $2,144 | $1,345 | $1,345 | ||
| 177. KEYCORP NEW | 2017-03-07 | $3,320 | $1,968 | $1,352 | $1,352 | ||
| 139. LILLY ELI & CO | 2017-03-07 | $11,491 | $11,842 | -$351 | -$351 | ||
| 159. LOWES COS INC | 2017-03-07 | $12,857 | $3,231 | $9,626 | $9,626 | ||
| 69. MARSH & MCLENNAN COS INC | 2017-03-07 | $5,079 | $3,051 | $2,028 | $2,028 | ||
| 34. MARTIN MARIETTA MATLS INC | 2015-08-14 | 2017-03-07 | $7,133 | $5,921 | $1,212 | $1,212 | |
| 225. MASCO CORP | 2017-03-07 | $7,473 | $2,688 | $4,785 | $4,785 | ||
| 149. MASTERCARD INC - CLASS A | 2017-03-07 | $16,513 | $8,351 | $8,162 | $8,162 | ||
| 133. MERCK & CO INC | 2017-03-07 | $8,759 | $8,454 | $305 | $305 | ||
| 163. METLIFE INC | 2017-03-07 | $8,693 | $5,253 | $3,440 | $3,440 | ||
| 535. MICROSOFT CORP | 2017-03-07 | $34,376 | $15,603 | $18,773 | $18,773 | ||
| 89. MOLSON COORS BREWING CO | 2017-03-07 | $8,621 | $7,317 | $1,304 | $1,304 | ||
| 182. MONDELEZ INTERNATIONAL-W/I | 2017-03-07 | $7,872 | $6,381 | $1,491 | $1,491 | ||
| 102. MONDELEZ INTERNATIONAL-W/I | 2017-03-07 | $4,412 | $4,524 | -$112 | -$112 | ||
| 484. MORGAN STANLEY DEAN WITTER & CO NEW | 2017-03-07 | $22,383 | $15,583 | $6,800 | $6,800 | ||
| 35. NEXTERA ENERGY INC | 2017-03-07 | $4,563 | $4,384 | $179 | $179 | ||
| 68. NIKE INC | 2017-02-23 | 2017-03-07 | $3,841 | $3,938 | -$97 | -$97 | |
| 266. NISOURCE INC | 2017-03-07 | $6,244 | $4,761 | $1,483 | $1,483 | ||
| 24. NORFOLK SOUTHN CORP | 2017-03-07 | $2,923 | $2,866 | $57 | $57 | ||
| 19. NORTHROP GRUMMAN CORP | 2017-03-07 | $4,628 | $4,020 | $608 | $608 | ||
| 17. O'REILLY AUTOMOTIVE INC | 2017-03-07 | $4,573 | $4,556 | $17 | $17 | ||
| 257. OCCIDENTAL PETE CORP | 2017-03-07 | $16,637 | $20,759 | -$4,122 | -$4,122 | ||
| 113. PEPSICO INC | 2017-03-07 | $12,358 | $11,266 | $1,092 | $1,092 | ||
| 389. PFIZER INC | 2017-03-07 | $13,218 | $13,446 | -$228 | -$228 | ||
| 128. PFIZER INC | 2016-07-05 | 2017-03-07 | $4,349 | $4,590 | -$241 | -$241 | |
| 39. PIONEER NAT RES CO | 2017-03-07 | $7,559 | $5,654 | $1,905 | $1,905 | ||
| 31. PIONEER NAT RES CO | 2017-03-07 | $6,009 | $5,141 | $868 | $868 | ||
| 83. PROCTER & GAMBLE CO | 2003-06-10 | 2017-03-07 | $7,493 | $2,848 | $4,645 | $4,645 | |
| 34. SVB FINANCIAL GROUP | 2017-03-07 | $6,569 | $4,464 | $2,105 | $2,105 | ||
| 141. SCHWAB CHARLES CORP NEW | 2017-03-07 | $5,868 | $4,106 | $1,762 | $1,762 | ||
| 20. SCHWAB CHARLES CORP NEW | 2015-10-19 | 2017-03-07 | $832 | $571 | $261 | $261 | |
| 93. STANLEY BLACK & DECKER INC | 2017-03-07 | $11,894 | $9,747 | $2,147 | $2,147 | ||
| 13. TJX COS INC NEW | 2014-10-21 | 2017-03-07 | $1,017 | $809 | $208 | $208 | |
| 124. TJX COS INC NEW | 2017-03-07 | $9,703 | $9,639 | $64 | $64 | ||
| 74. T-MOBILE US INC | 2017-03-07 | $4,546 | $2,987 | $1,559 | $1,559 | ||
| 144. TEXAS INSTRS INC | 2017-03-07 | $11,383 | $7,957 | $3,426 | $3,426 | ||
| 167. TRANSCANADA CORP | 2017-03-07 | $7,752 | $7,551 | $201 | $201 | ||
| 208. TWENTY-FIRST CENTURY FOX-A | 2014-04-29 | 2017-03-07 | $6,336 | $6,666 | -$330 | -$330 | |
| 49. UNION PAC CORP | 2017-03-07 | $5,306 | $4,769 | $537 | $537 | ||
| 110. STADA ARZNEIMITTEL AG | 2017-03-07 | $7,977 | $4,545 | $3,432 | $3,432 | ||
| 98. UNITEDHEALTH GROUP INC | 2017-03-07 | $16,483 | $6,332 | $10,151 | $10,151 | ||
| 47. UNITEDHEALTH GROUP INC | 2017-03-07 | $7,905 | $6,333 | $1,572 | $1,572 | ||
| 69. VERTEX PHARMACEUTICALS INC | 2017-03-07 | $6,302 | $8,141 | -$1,839 | -$1,839 | ||
| 86. VISA INC CLASS A SHARES | 2015-10-19 | 2017-03-07 | $7,654 | $6,629 | $1,025 | $1,025 | |
| 47. WALGREENS BOOTS ALLIANCE INC | 2017-01-30 | 2017-03-07 | $4,035 | $3,816 | $219 | $219 | |
| 67. WASTE CONNECTIONS INC | 2017-03-07 | $5,838 | $5,184 | $654 | $654 | ||
| 328. WELLS FARGO & CO NEW | 2017-03-07 | $19,097 | $7,231 | $11,866 | $11,866 | ||
| 47. WEX INC | 2017-03-07 | $5,065 | $4,412 | $653 | $653 | ||
| 37. WORKDAY INC-CLASS A | 2017-03-07 | $3,052 | $3,055 | -$3 | -$3 | ||
| 65. YUM BRANDS INC | 2017-03-07 | $4,162 | $3,692 | $470 | $470 | ||
| 28. ALLEGION PLC | 2017-03-07 | $2,040 | $1,856 | $184 | $184 | ||
| 60. ALLEGION PLC | 2017-03-07 | $4,372 | $3,984 | $388 | $388 | ||
| 71. ALLERGAN PLC | 2017-03-07 | $16,983 | $20,094 | -$3,111 | -$3,111 | ||
| 9. ALLERGAN PLC | 2016-08-10 | 2017-03-07 | $2,153 | $2,269 | -$116 | -$116 | |
| 83. ACCENTURE PLC | 2017-03-07 | $10,302 | $7,298 | $3,004 | $3,004 | ||
| 48. INGERSOLL-RAND PLC | 2017-03-07 | $3,818 | $3,922 | -$104 | -$104 | ||
| 123. JOHNSON CONTROLS INTERNATIONAL PLC | 2016-09-07 | 2017-03-07 | $5,100 | $5,904 | -$804 | -$804 | |
| 36. CHUBB LTD | 2017-03-07 | $4,945 | $4,535 | $410 | $410 | ||
| 76. CHUBB LTD | 2017-03-07 | $10,438 | $5,279 | $5,159 | $5,159 | ||
| 131. BROADCOM LTD | 2017-03-07 | $28,701 | $5,507 | $23,194 | $23,194 | ||
| 83. THE KRAFT HEINZ CO | 2017-03-08 | $7,511 | $7,117 | $394 | $394 | ||
| 21. HOME DEPOT INC | 2011-09-29 | 2017-03-17 | $3,119 | $709 | $2,410 | $2,410 | |
| 8. HOME DEPOT INC | 2011-09-29 | 2017-03-17 | $1,186 | $270 | $916 | $916 | |
| 6. YUM BRANDS INC | 2016-03-16 | 2017-03-17 | $383 | $329 | $54 | $54 | |
| 30. YUM BRANDS INC | 2016-03-16 | 2017-03-17 | $1,919 | $1,643 | $276 | $276 | |
| 32. YUM BRANDS INC | 2017-03-20 | $2,047 | $1,750 | $297 | $297 | ||
| 10000. U S A TREAS NOTES | 2015-10-16 | 2017-03-22 | $9,973 | $10,003 | -$30 | -$30 | |
| . BAXTER INTL INC | 2017-03-30 | $22 | $22 | $22 | |||
| 15490.094 JPMORGAN STRATEGIC INCOME OPPTYS FUND SEL | 2017-04-06 | $180,460 | $178,617 | $1,843 | $1,843 | ||
| 10772.508 RIDGEWORTH SEIX FLOATING-IS | 2011-07-26 | 2017-04-06 | $94,367 | $96,199 | -$1,832 | -$1,832 | |
| 9416.764 VANGUARD FXD INCM INTER-TERM FD ADM* | 2016-08-22 | 2017-04-11 | $91,813 | $95,392 | -$3,579 | -$3,579 | |
| 26176.743 VANGUARD FXD INCM INTER-TERM FD ADM* | 2016-04-06 | 2017-04-11 | $255,223 | $259,673 | -$4,450 | -$4,450 | |
| 1. BROADCOM LTD | 2013-04-25 | 2017-04-12 | $211 | $39 | $172 | $172 | |
| 1. BROADCOM LTD | 2013-04-25 | 2017-04-12 | $211 | $39 | $172 | $172 | |
| 1. BROADCOM LTD | 2013-04-25 | 2017-04-12 | $209 | $39 | $170 | $170 | |
| 1. BROADCOM LTD | 2013-04-25 | 2017-04-12 | $211 | $39 | $172 | $172 | |
| 1. BROADCOM LTD | 2013-04-25 | 2017-04-12 | $209 | $39 | $170 | $170 | |
| 1. BROADCOM LTD | 2013-04-25 | 2017-04-12 | $209 | $39 | $170 | $170 | |
| 2. BROADCOM LTD | 2013-04-25 | 2017-04-12 | $428 | $79 | $349 | $349 | |
| 4. BROADCOM LTD | 2013-04-25 | 2017-04-12 | $839 | $158 | $681 | $681 | |
| 1. BROADCOM LTD | 2017-04-12 | $211 | $39 | $172 | $172 | ||
| 2. BROADCOM LTD | 2013-04-26 | 2017-04-13 | $424 | $78 | $346 | $346 | |
| 1. BROADCOM LTD | 2013-04-26 | 2017-04-13 | $211 | $39 | $172 | $172 | |
| 2. BROADCOM LTD | 2013-04-26 | 2017-04-13 | $424 | $78 | $346 | $346 | |
| 3. BROADCOM LTD | 2013-04-26 | 2017-04-13 | $640 | $117 | $523 | $523 | |
| 1. BROADCOM LTD | 2013-04-26 | 2017-04-13 | $213 | $39 | $174 | $174 | |
| 1. BROADCOM LTD | 2013-04-26 | 2017-04-13 | $213 | $39 | $174 | $174 | |
| 3. COSTCO WHSL CORP NEW | 2013-11-06 | 2017-04-20 | $511 | $368 | $143 | $143 | |
| 24. MARSH & MCLENNAN COS INC | 2017-04-20 | $1,760 | $1,051 | $709 | $709 | ||
| 23. MARSH & MCLENNAN COS INC | 2017-04-20 | $1,687 | $997 | $690 | $690 | ||
| 6. COSTCO WHSL CORP NEW | 2017-04-21 | $1,025 | $736 | $289 | $289 | ||
| 1. COSTCO WHSL CORP NEW | 2013-11-12 | 2017-04-21 | $171 | $122 | $49 | $49 | |
| 3. MARSH & MCLENNAN COS INC | 2017-04-21 | $216 | $129 | $87 | $87 | ||
| 21. MARSH & MCLENNAN COS INC | 2017-04-21 | $1,523 | $898 | $625 | $625 | ||
| 5000. U S A TREAS NOTES | 2015-10-16 | 2017-04-21 | $4,988 | $5,001 | -$13 | -$13 | |
| 2. COSTCO WHSL CORP NEW | 2013-11-12 | 2017-04-24 | $344 | $244 | $100 | $100 | |
| 87. PROCTER & GAMBLE CO | 2003-06-10 | 2017-04-24 | $7,786 | $2,985 | $4,801 | $4,801 | |
| 1. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-02 | $62 | $56 | $6 | $6 | |
| 4. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-02 | $248 | $224 | $24 | $24 | |
| 1. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-03 | $61 | $56 | $5 | $5 | |
| 1. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-03 | $61 | $56 | $5 | $5 | |
| 4. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-03 | $245 | $224 | $21 | $21 | |
| 1. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-03 | $61 | $56 | $5 | $5 | |
| 3. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-03 | $183 | $168 | $15 | $15 | |
| 30. COSTCO WHSL CORP NEW | 2017-05-04 | $5,473 | $3,603 | $1,870 | $1,870 | ||
| 2. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-04 | $122 | $112 | $10 | $10 | |
| 1. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-04 | $61 | $56 | $5 | $5 | |
| 11. ILLUMINA INC | 2017-05-04 | $2,072 | $1,790 | $282 | $282 | ||
| 1. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-05 | $61 | $56 | $5 | $5 | |
| 1. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-05 | $60 | $56 | $4 | $4 | |
| 7. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-05 | $423 | $391 | $32 | $32 | |
| 7. ILLUMINA INC | 2016-03-22 | 2017-05-05 | $1,313 | $1,093 | $220 | $220 | |
| 1. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-08 | $60 | $56 | $4 | $4 | |
| 2. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-08 | $121 | $112 | $9 | $9 | |
| 1. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-08 | $60 | $56 | $4 | $4 | |
| 1. ILLUMINA INC | 2016-03-22 | 2017-05-08 | $184 | $156 | $28 | $28 | |
| 9574.631 AMG RIVER ROAD DIVIDEND ALL CAP VALUE FUND CLASS I | 2017-05-09 | $119,013 | $121,370 | -$2,357 | -$2,357 | ||
| 2. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-09 | $121 | $112 | $9 | $9 | |
| 1. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-09 | $61 | $56 | $5 | $5 | |
| 3. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-09 | $182 | $168 | $14 | $14 | |
| 2. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-09 | $122 | $112 | $10 | $10 | |
| 2141.645 DODGE & INTERNATIONAL STOCK FUND | 2015-05-29 | 2017-05-09 | $92,947 | $96,460 | -$3,513 | -$3,513 | |
| 6. ILLUMINA INC | 2016-03-22 | 2017-05-09 | $1,099 | $937 | $162 | $162 | |
| 1. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-10 | $60 | $56 | $4 | $4 | |
| 1. DISCOVER FINL SVCS | 2015-08-14 | 2017-05-10 | $60 | $56 | $4 | $4 | |
| 702.836 BROWN ADV JAPAN ALPHA OPP-IS | 2014-06-05 | 2017-05-11 | $7,436 | $7,169 | $267 | $267 | |
| 46. DISCOVER FINL SVCS | 2017-05-15 | $2,789 | $2,470 | $319 | $319 | ||
| 39. DISCOVER FINL SVCS | 2017-05-15 | $2,365 | $1,980 | $385 | $385 | ||
| 2. TRANSCANADA CORP | 2016-06-30 | 2017-05-15 | $93 | $90 | $3 | $3 | |
| 63. TRANSCANADA CORP | 2017-05-15 | $2,944 | $2,807 | $137 | $137 | ||
| 79. JOHNSON CONTROLS INTERNATIONAL PLC | 2017-05-15 | $3,357 | $3,723 | -$366 | -$366 | ||
| 36. JOHNSON CONTROLS INTERNATIONAL PLC | 2016-10-03 | 2017-05-15 | $1,530 | $1,669 | -$139 | -$139 | |
| 1. JOHNSON CONTROLS INTERNATIONAL PLC | 2016-10-03 | 2017-05-15 | $42 | $46 | -$4 | -$4 | |
| 29. TRANSCANADA CORP | 2016-11-16 | 2017-05-16 | $1,348 | $1,285 | $63 | $63 | |
| 1. TRANSCANADA CORP | 2016-11-16 | 2017-05-16 | $46 | $44 | $2 | $2 | |
| 1. TRANSCANADA CORP | 2016-11-16 | 2017-05-16 | $47 | $44 | $3 | $3 | |
| 6. TRANSCANADA CORP | 2016-11-16 | 2017-05-16 | $278 | $266 | $12 | $12 | |
| 12. JOHNSON CONTROLS INTERNATIONAL PLC | 2016-10-03 | 2017-05-16 | $508 | $556 | -$48 | -$48 | |
| 3. TRANSCANADA CORP | 2016-11-16 | 2017-05-17 | $138 | $133 | $5 | $5 | |
| 61. TRANSCANADA CORP | 2017-05-17 | $2,781 | $2,690 | $91 | $91 | ||
| 3. GENERAL MOTORS CO | 2012-12-21 | 2017-05-18 | $97 | $81 | $16 | $16 | |
| 57. GENERAL MOTORS CO | 2017-05-18 | $1,847 | $1,496 | $351 | $351 | ||
| 24. GENERAL MOTORS CO | 2012-12-04 | 2017-05-18 | $780 | $609 | $171 | $171 | |
| 3. GENERAL MOTORS CO | 2012-12-05 | 2017-05-18 | $97 | $76 | $21 | $21 | |
| 9. GENERAL MOTORS CO | 2012-12-05 | 2017-05-18 | $291 | $228 | $63 | $63 | |
| 1. TRANSCANADA CORP | 2016-11-15 | 2017-05-18 | $45 | $44 | $1 | $1 | |
| 1. TRANSCANADA CORP | 2016-11-15 | 2017-05-18 | $45 | $44 | $1 | $1 | |
| 20. VERTEX PHARMACEUTICALS INC | 2017-05-18 | $2,346 | $648 | $1,698 | $1,698 | ||
| 6. VERTEX PHARMACEUTICALS INC | 2011-11-28 | 2017-05-18 | $702 | $164 | $538 | $538 | |
| 8. GENERAL MOTORS CO | 2012-12-05 | 2017-05-19 | $263 | $203 | $60 | $60 | |
| 86. GENERAL MOTORS CO | 2017-05-19 | $2,816 | $2,156 | $660 | $660 | ||
| 4. GENERAL MOTORS CO | 2012-09-19 | 2017-05-19 | $132 | $100 | $32 | $32 | |
| 7. GENERAL MOTORS CO | 2012-09-19 | 2017-05-19 | $229 | $175 | $54 | $54 | |
| 16. GENERAL MOTORS CO | 2012-09-19 | 2017-05-19 | $523 | $400 | $123 | $123 | |
| 7. GENERAL MOTORS CO | 2012-09-19 | 2017-05-19 | $229 | $175 | $54 | $54 | |
| 12. GENERAL MOTORS CO | 2012-09-19 | 2017-05-19 | $392 | $300 | $92 | $92 | |
| 1. TRANSCANADA CORP | 2016-11-15 | 2017-05-19 | $46 | $44 | $2 | $2 | |
| 20000. U S A TREAS NOTES | 2017-05-19 | $19,944 | $19,975 | -$31 | -$31 | ||
| 5. GENERAL MOTORS CO | 2012-09-19 | 2017-05-22 | $164 | $125 | $39 | $39 | |
| 5. GENERAL MOTORS CO | 2012-09-19 | 2017-05-22 | $165 | $125 | $40 | $40 | |
| 1. GENERAL MOTORS CO | 2012-09-19 | 2017-05-22 | $33 | $25 | $8 | $8 | |
| 2. GENERAL MOTORS CO | 2012-09-19 | 2017-05-22 | $66 | $50 | $16 | $16 | |
| 7. GENERAL MOTORS CO | 2012-09-19 | 2017-05-22 | $230 | $175 | $55 | $55 | |
| 1. GENERAL MOTORS CO | 2012-09-19 | 2017-05-22 | $33 | $25 | $8 | $8 | |
| 3. TRANSCANADA CORP | 2016-11-15 | 2017-05-22 | $140 | $132 | $8 | $8 | |
| 14. GENERAL MOTORS CO | 2012-09-19 | 2017-05-23 | $465 | $350 | $115 | $115 | |
| 3. GENERAL MOTORS CO | 2012-09-19 | 2017-05-24 | $100 | $75 | $25 | $25 | |
| 14817.965 AMG RIVER ROAD DIVIDEND ALL CAP VALUE FUND CLASS I | 2013-04-05 | 2017-06-27 | $185,373 | $184,039 | $1,334 | $1,334 | |
| 7627.898 JPMORGAN STRATEGIC INCOME OPPTYS FUND SEL | 2016-04-05 | 2017-06-27 | $89,018 | $84,670 | $4,348 | $4,348 | |
| 10415.722 JPMORGAN HIGH YIELD BOND FUND | 2016-04-07 | 2017-06-27 | $77,805 | $71,973 | $5,832 | $5,832 | |
| . WASTE CONNECTIONS INC | 2017-07-07 | $32 | $32 | $32 | |||
| 18650.822 JP MORGAN TAX AWARE REAL RETURN FUND | 2017-01-11 | 2017-07-11 | $176,064 | $177,929 | -$1,865 | -$1,865 | |
| 37. METLIFE INC | 2017-07-12 | $2,056 | $1,128 | $928 | $928 | ||
| 36. METLIFE INC | 2011-09-29 | 2017-07-12 | $1,999 | $1,057 | $942 | $942 | |
| 48. METLIFE INC | 2017-07-12 | $2,667 | $1,395 | $1,272 | $1,272 | ||
| 35. METLIFE INC | 2012-06-05 | 2017-07-12 | $1,942 | $995 | $947 | $947 | |
| 6. METLIFE INC | 2012-06-05 | 2017-07-12 | $333 | $171 | $162 | $162 | |
| 7. METLIFE INC | 2012-06-05 | 2017-07-13 | $390 | $199 | $191 | $191 | |
| 25000. US TREAS 1.5% 08/31/18 | 2013-05-15 | 2017-07-14 | $25,063 | $25,782 | -$719 | -$719 | |
| 34. T-MOBILE US INC | 2016-04-21 | 2017-08-01 | $2,142 | $1,369 | $773 | $773 | |
| 43. T-MOBILE US INC | 2017-08-01 | $2,713 | $1,726 | $987 | $987 | ||
| 61165.936 JPM ACCESS MULTI-STRATEGY FUND II RIC EN | 2013-05-31 | 2017-08-07 | $908,847 | $978,386 | -$69,539 | -$69,539 | |
| 2395.822 JPM GLBL RES ENH INDEX FD - SEL | 2016-07-14 | 2017-08-08 | $51,007 | $43,987 | $7,020 | $7,020 | |
| 1117.479 MFS INTL VALUE-I | 2013-07-31 | 2017-08-08 | $48,499 | $36,821 | $11,678 | $11,678 | |
| 13. HUMANA INC | 2011-04-08 | 2017-08-14 | $3,254 | $910 | $2,344 | $2,344 | |
| 19. HUMANA INC | 2011-04-08 | 2017-08-21 | $4,728 | $1,331 | $3,397 | $3,397 | |
| 5. LINCOLN NATL CORP IND | 2017-07-13 | 2017-08-21 | $336 | $356 | -$20 | -$20 | |
| 8. LINCOLN NATL CORP IND | 2017-08-21 | $537 | $569 | -$32 | -$32 | ||
| 1. LINCOLN NATL CORP IND | 2017-07-12 | 2017-08-21 | $67 | $71 | -$4 | -$4 | |
| 2. LINCOLN NATL CORP IND | 2017-07-12 | 2017-08-22 | $135 | $141 | -$6 | -$6 | |
| 11. LINCOLN NATL CORP IND | 2017-07-12 | 2017-08-22 | $745 | $777 | -$32 | -$32 | |
| 4. LINCOLN NATL CORP IND | 2017-07-12 | 2017-08-22 | $271 | $282 | -$11 | -$11 | |
| 2. LINCOLN NATL CORP IND | 2017-07-12 | 2017-08-23 | $136 | $141 | -$5 | -$5 | |
| 4. LINCOLN NATL CORP IND | 2017-07-12 | 2017-08-23 | $272 | $282 | -$10 | -$10 | |
| 1. LINCOLN NATL CORP IND | 2017-07-12 | 2017-08-23 | $68 | $71 | -$3 | -$3 | |
| 2. LINCOLN NATL CORP IND | 2017-07-12 | 2017-08-24 | $136 | $141 | -$5 | -$5 | |
| 4. LINCOLN NATL CORP IND | 2017-07-12 | 2017-08-24 | $272 | $282 | -$10 | -$10 | |
| 4. LINCOLN NATL CORP IND | 2017-07-12 | 2017-08-24 | $273 | $282 | -$9 | -$9 | |
| 6. LINCOLN NATL CORP IND | 2017-07-12 | 2017-08-25 | $410 | $423 | -$13 | -$13 | |
| 1. LINCOLN NATL CORP IND | 2017-07-12 | 2017-08-25 | $68 | $71 | -$3 | -$3 | |
| 8. LINCOLN NATL CORP IND | 2017-07-12 | 2017-08-28 | $544 | $565 | -$21 | -$21 | |
| 5. LINCOLN NATL CORP IND | 2017-07-12 | 2017-08-28 | $340 | $353 | -$13 | -$13 | |
| 1. LINCOLN NATL CORP IND | 2017-07-12 | 2017-08-29 | $67 | $71 | -$4 | -$4 | |
| 3. LINCOLN NATL CORP IND | 2017-08-29 | $202 | $211 | -$9 | -$9 | ||
| 1. LINCOLN NATL CORP IND | 2017-07-12 | 2017-08-29 | $67 | $70 | -$3 | -$3 | |
| 2. LINCOLN NATL CORP IND | 2017-07-12 | 2017-08-30 | $135 | $141 | -$6 | -$6 | |
| 1. LINCOLN NATL CORP IND | 2017-07-12 | 2017-08-30 | $68 | $70 | -$2 | -$2 | |
| 10000. U S A NOTES | 2009-09-09 | 2017-09-18 | $10,279 | $10,195 | $84 | $84 | |
| 5000. US TREAS 1.5% 08/31/18 | 2013-05-15 | 2017-09-18 | $5,009 | $5,156 | -$147 | -$147 | |
| 114. STARBUCKS CORP | 2017-03-17 | 2017-09-22 | $6,271 | $6,371 | -$100 | -$100 | |
| 15000. US TREAS 1.75% 05/15/22 | 2017-09-26 | $14,960 | $15,111 | -$151 | -$151 | ||
| . DOWDUPONT INC | 2017-09-29 | $26 | $26 | $26 | |||
| 27. AT&T INC | 2015-06-01 | 2017-10-02 | $1,058 | $932 | $126 | $126 | |
| 11. ABBOTT LABS | 2014-07-17 | 2017-10-02 | $589 | $461 | $128 | $128 | |
| 10. ADOBE SYS INC | 2012-08-03 | 2017-10-02 | $1,492 | $319 | $1,173 | $1,173 | |
| 19. AGILENT TECHNOLOGIES INC | 2017-10-02 | $1,231 | $1,079 | $152 | $152 | ||
| 3. ALEXION PHARMACEUTICALS INC | 2013-05-07 | 2017-10-02 | $427 | $290 | $137 | $137 | |
| 3. ALPHABET INC/CA-CL C | 2017-10-02 | $2,871 | $1,174 | $1,697 | $1,697 | ||
| 2. ALPHABET INC/CA-CL A | 2012-07-11 | 2017-10-02 | $1,943 | $571 | $1,372 | $1,372 | |
| 3. AMAZON COM INC | 2015-03-12 | 2017-10-02 | $2,882 | $1,121 | $1,761 | $1,761 | |
| 17. AMERICAN INTL GROUP INC NEW | 2016-06-03 | 2017-10-02 | $1,048 | $970 | $78 | $78 | |
| 11. ANADARKO PETE CORP | 2017-10-02 | $536 | $774 | -$238 | -$238 | ||
| 12. ANALOG DEVICES INC | 2017-10-02 | $1,037 | $768 | $269 | $269 | ||
| 35. APPLE COMPUTER INC | 2008-01-24 | 2017-10-02 | $5,383 | $685 | $4,698 | $4,698 | |
| 82. BANK OF AMERICA CORPORATION | 2017-10-02 | $2,091 | $870 | $1,221 | $1,221 | ||
| 12. BANK OF NEW YORK MELLON CORP | 2016-11-07 | 2017-10-02 | $638 | $525 | $113 | $113 | |
| 7. BERKSHIRE HATHAWAY INC DEL CL B | 2017-08-14 | 2017-10-02 | $1,286 | $1,241 | $45 | $45 | |
| 3. BIOGEN IDEC INC | 2010-06-18 | 2017-10-02 | $947 | $138 | $809 | $809 | |
| 1. BLACKROCK INC | 2014-10-29 | 2017-10-02 | $448 | $331 | $117 | $117 | |
| 50. BOSTON SCIENTIFIC CORP | 2016-12-05 | 2017-10-02 | $1,464 | $1,035 | $429 | $429 | |
| 24. BRISTOL MYERS SQUIBB CO | 2017-10-02 | $1,549 | $956 | $593 | $593 | ||
| 3. CIGNA CORP | 2017-08-21 | 2017-10-02 | $559 | $534 | $25 | $25 | |
| 15. CMS ENERGY CORP | 2015-12-02 | 2017-10-02 | $696 | $523 | $173 | $173 | |
| 8. CELGENE CORP. | 2011-03-31 | 2017-10-02 | $1,168 | $228 | $940 | $940 | |
| 4. CHARTER COMMUNICATIONS INC-A | 2016-03-30 | 2017-10-02 | $1,452 | $903 | $549 | $549 | |
| 35. CITIGROUP INC NEW | 2017-05-15 | 2017-10-02 | $2,570 | $2,150 | $420 | $420 | |
| 26. COMCAST CORP NEW CL A | 2009-12-07 | 2017-10-02 | $1,003 | $221 | $782 | $782 | |
| 7. CONCHO RESOURCES INC | 2017-10-02 | $920 | $940 | -$20 | -$20 | ||
| 6. DIAMONDBACK ENERGY INC | 2017-05-15 | 2017-10-02 | $586 | $625 | -$39 | -$39 | |
| 24. DISNEY WALT CO | 2016-12-05 | 2017-10-02 | $2,401 | $2,405 | -$4 | -$4 | |
| 12. DISH NETWORK CORP | 2016-04-18 | 2017-10-02 | $647 | $556 | $91 | $91 | |
| 34. DOWDUPONT INC | 2017-10-02 | $2,358 | $2,166 | $192 | $192 | ||
| 21. EOG RESOURCES INC | 2017-10-02 | $2,023 | $1,737 | $286 | $286 | ||
| 10. EQT CORPORATION | 2015-07-27 | 2017-10-02 | $648 | $760 | -$112 | -$112 | |
| 10. EASTMAN CHEM CO | 2016-02-23 | 2017-10-02 | $897 | $633 | $264 | $264 | |
| 12. FACEBOOK INC-A | 2017-10-02 | $2,048 | $1,813 | $235 | $235 | ||
| 2. FACEBOOK INC-A | 2014-07-25 | 2017-10-02 | $341 | $151 | $190 | $190 | |
| 13. FIDELITY NATL INFORMATION SVCS INC | 2017-10-02 | $1,218 | $822 | $396 | $396 | ||
| 6. GENERAL DYNAMICS CORP | 2017-10-02 | $1,241 | $915 | $326 | $326 | ||
| 62. GENERAL ELEC CO | 2015-09-08 | 2017-10-02 | $1,519 | $1,546 | -$27 | -$27 | |
| 7. GILEAD SCIENCES INC | 2017-10-02 | $579 | $624 | -$45 | -$45 | ||
| 4. GOLDMAN SACHS GROUP INC | 2016-02-25 | 2017-10-02 | $951 | $586 | $365 | $365 | |
| 19. HARTFORD FINL SVCS GROUP INC | 2017-10-02 | $1,056 | $783 | $273 | $273 | ||
| 12. HOME DEPOT INC | 2011-09-29 | 2017-10-02 | $1,961 | $405 | $1,556 | $1,556 | |
| 20. HONEYWELL INTL INC | 2010-03-22 | 2017-10-02 | $2,843 | $867 | $1,976 | $1,976 | |
| 8. INTERCONTINENTALEXCHANGE GROUP, INC | 2017-10-02 | $552 | $465 | $87 | $87 | ||
| 1059. ISHARES MISCI EAFE INDEX FUND | 2013-11-25 | 2017-10-02 | $72,336 | $69,998 | $2,338 | $2,338 | |
| 1055.954 JPM GLBL RES ENH INDEX FD - SEL | 2016-07-14 | 2017-10-02 | $22,988 | $19,387 | $3,601 | $3,601 | |
| 43. KEYCORP NEW | 2017-10-02 | $807 | $469 | $338 | $338 | ||
| 10. THE KRAFT HEINZ CO | 2016-11-18 | 2017-10-02 | $781 | $818 | -$37 | -$37 | |
| 16. LILLY ELI & CO | 2017-10-02 | $1,379 | $1,257 | $122 | $122 | ||
| 18. LOWES COS INC | 2011-09-28 | 2017-10-02 | $1,439 | $363 | $1,076 | $1,076 | |
| 3. MARTIN MARIETTA MATLS INC | 2015-08-14 | 2017-10-02 | $614 | $522 | $92 | $92 | |
| 26. MASCO CORP | 2012-07-30 | 2017-10-02 | $1,020 | $307 | $713 | $713 | |
| 17. MASTERCARD INC - CLASS A | 2017-10-02 | $2,422 | $423 | $1,999 | $1,999 | ||
| 15. MERCK & CO INC | 2016-08-12 | 2017-10-02 | $967 | $949 | $18 | $18 | |
| 13. METLIFE INC | 2017-08-25 | 2017-10-02 | $671 | $624 | $47 | $47 | |
| 63. MICROSOFT CORP | 1996-09-11 | 2017-10-02 | $4,718 | $493 | $4,225 | $4,225 | |
| 8. MICROCHIP TECHNOLOGY INC | 2017-04-18 | 2017-10-02 | $726 | $589 | $137 | $137 | |
| 11. MOLSON COORS BREWING CO | 2015-06-22 | 2017-10-02 | $901 | $813 | $88 | $88 | |
| 34. MONDELEZ INTERNATIONAL-W/I | 2017-10-02 | $1,389 | $746 | $643 | $643 | ||
| 57. MORGAN STANLEY DEAN WITTER & CO NEW | 2017-10-02 | $2,754 | $1,176 | $1,578 | $1,578 | ||
| 4. NEXTERA ENERGY INC | 2017-10-02 | $587 | $501 | $86 | $86 | ||
| 8. NIKE INC | 2017-02-23 | 2017-10-02 | $416 | $463 | -$47 | -$47 | |
| 31. NISOURCE INC | 2017-10-02 | $794 | $467 | $327 | $327 | ||
| 3. NORFOLK SOUTHN CORP | 2017-01-30 | 2017-10-02 | $395 | $358 | $37 | $37 | |
| 3. NORTHROP GRUMMAN CORP | 2017-09-22 | 2017-10-02 | $864 | $844 | $20 | $20 | |
| 4. O'REILLY AUTOMOTIVE INC | 2016-11-16 | 2017-10-02 | $859 | $1,072 | -$213 | -$213 | |
| 27. OCCIDENTAL PETE CORP | 2017-10-02 | $1,722 | $1,879 | -$157 | -$157 | ||
| 3. OCCIDENTAL PETE CORP | 2010-08-10 | 2017-10-02 | $191 | $225 | -$34 | -$34 | |
| 4. PNC FINL SVCS GROUP INC | 2017-07-13 | 2017-10-02 | $538 | $512 | $26 | $26 | |
| 13. PEPSICO INC | 2014-10-13 | 2017-10-02 | $1,431 | $1,238 | $193 | $193 | |
| 61. PFIZER INC | 2015-06-04 | 2017-10-02 | $2,187 | $2,099 | $88 | $88 | |
| 14. PHILIP MORRIS INTERNATIONAL | 2017-10-02 | $1,558 | $1,631 | -$73 | -$73 | ||
| 9. PIONEER NAT RES CO | 2016-03-22 | 2017-10-02 | $1,336 | $1,264 | $72 | $72 | |
| 4. SVB FINANCIAL GROUP | 2017-10-02 | $746 | $483 | $263 | $263 | ||
| 19. SCHWAB CHARLES CORP NEW | 2017-10-02 | $829 | $543 | $286 | $286 | ||
| 11. STANLEY BLACK & DECKER INC | 2016-02-17 | 2017-10-02 | $1,690 | $1,024 | $666 | $666 | |
| 16. TJX COS INC NEW | 2017-10-02 | $1,170 | $977 | $193 | $193 | ||
| 17. TEXAS INSTRS INC | 2016-03-10 | 2017-10-02 | $1,527 | $938 | $589 | $589 | |
| 24. TWENTY-FIRST CENTURY FOX-A | 2014-04-29 | 2017-10-02 | $643 | $769 | -$126 | -$126 | |
| 11. UNION PAC CORP | 2017-05-18 | 2017-10-02 | $1,262 | $1,181 | $81 | $81 | |
| 12. STADA ARZNEIMITTEL AG | 2013-11-26 | 2017-10-02 | $726 | $469 | $257 | $257 | |
| 18. UNITEDHEALTH GROUP INC | 2011-09-16 | 2017-10-02 | $3,544 | $898 | $2,646 | $2,646 | |
| 7. VANTIV INC - CL A | 2017-09-22 | 2017-10-02 | $489 | $504 | -$15 | -$15 | |
| 5. VERTEX PHARMACEUTICALS INC | 2011-11-28 | 2017-10-02 | $762 | $136 | $626 | $626 | |
| 10. VISA INC CLASS A SHARES | 2015-10-19 | 2017-10-02 | $1,057 | $771 | $286 | $286 | |
| 5. WALGREENS BOOTS ALLIANCE INC | 2017-01-30 | 2017-10-02 | $384 | $406 | -$22 | -$22 | |
| 12. WASTE CONNECTIONS INC | 2017-10-02 | $845 | $597 | $248 | $248 | ||
| 43. WELLS FARGO & CO NEW | 2017-06-30 | 2017-10-02 | $2,367 | $2,386 | -$19 | -$19 | |
| 5. WEX INC | 2017-10-02 | $561 | $462 | $99 | $99 | ||
| 5. WORKDAY INC-CLASS A | 2016-08-10 | 2017-10-02 | $522 | $412 | $110 | $110 | |
| 10. ALLEGION PLC | 2017-10-02 | $864 | $656 | $208 | $208 | ||
| 9. ALLERGAN PLC | 2016-08-10 | 2017-10-02 | $1,892 | $2,269 | -$377 | -$377 | |
| 10. ACCENTURE PLC | 2014-01-15 | 2017-10-02 | $1,353 | $831 | $522 | $522 | |
| 7. DELPHI AUTOMOTIVE PLC | 2017-05-18 | 2017-10-02 | $696 | $597 | $99 | $99 | |
| 13. INGERSOLL-RAND PLC | 2017-10-02 | $1,159 | $1,161 | -$2 | -$2 | ||
| 13. CHUBB LTD | 2011-05-23 | 2017-10-02 | $1,865 | $887 | $978 | $978 | |
| 12. BROADCOM LTD | 2017-10-02 | $2,915 | $449 | $2,466 | $2,466 | ||
| 5. ALEXION PHARMACEUTICALS INC | 2013-05-07 | 2017-10-03 | $707 | $483 | $224 | $224 | |
| 14. ALEXION PHARMACEUTICALS INC | 2013-05-07 | 2017-10-03 | $1,981 | $1,353 | $628 | $628 | |
| 12. HARTFORD FINL SVCS GROUP INC | 2017-10-03 | $665 | $410 | $255 | $255 | ||
| 16. BROADCOM LTD | 2017-10-03 | $3,826 | $552 | $3,274 | $3,274 | ||
| 1. BROADCOM LTD | 2013-05-20 | 2017-10-03 | $239 | $34 | $205 | $205 | |
| 4. BROADCOM LTD | 2017-10-03 | $956 | $138 | $818 | $818 | ||
| 2. ALEXION PHARMACEUTICALS INC | 2013-05-07 | 2017-10-04 | $282 | $193 | $89 | $89 | |
| 2. HARTFORD FINL SVCS GROUP INC | 2013-05-07 | 2017-10-04 | $111 | $58 | $53 | $53 | |
| 12. HARTFORD FINL SVCS GROUP INC | 2013-05-07 | 2017-10-04 | $668 | $351 | $317 | $317 | |
| 1. HARTFORD FINL SVCS GROUP INC | 2013-05-07 | 2017-10-04 | $56 | $29 | $27 | $27 | |
| 6. HARTFORD FINL SVCS GROUP INC | 2013-05-07 | 2017-10-04 | $334 | $175 | $159 | $159 | |
| 2. HARTFORD FINL SVCS GROUP INC | 2013-05-07 | 2017-10-04 | $111 | $58 | $53 | $53 | |
| 7. HARTFORD FINL SVCS GROUP INC | 2017-10-05 | $390 | $205 | $185 | $185 | ||
| 1. HARTFORD FINL SVCS GROUP INC | 2013-05-07 | 2017-10-06 | $56 | $29 | $27 | $27 | |
| 3. HARTFORD FINL SVCS GROUP INC | 2013-05-07 | 2017-10-09 | $167 | $88 | $79 | $79 | |
| 1. HARTFORD FINL SVCS GROUP INC | 2013-05-07 | 2017-10-09 | $56 | $29 | $27 | $27 | |
| 161. GENERAL ELEC CO | 2017-10-10 | $3,813 | $4,015 | -$202 | -$202 | ||
| 20000. US TREAS 1.5% 08/31/18 | 2013-05-15 | 2017-10-20 | $20,018 | $20,626 | -$608 | -$608 | |
| 22. AT&T INC | 2017-10-27 | $747 | $759 | -$12 | -$12 | ||
| 71. AT&T INC | 2015-06-02 | 2017-10-27 | $2,406 | $2,444 | -$38 | -$38 | |
| 66. AT&T INC | 2015-06-02 | 2017-10-30 | $2,233 | $2,272 | -$39 | -$39 | |
| 56. AT&T INC | 2015-06-02 | 2017-10-30 | $1,879 | $1,928 | -$49 | -$49 | |
| 22. ANALOG DEVICES INC | 2016-10-28 | 2017-11-10 | $1,971 | $1,405 | $566 | $566 | |
| 9. BIOGEN IDEC INC | 2010-06-18 | 2017-11-10 | $2,794 | $414 | $2,380 | $2,380 | |
| 18. ANALOG DEVICES INC | 2017-11-13 | $1,613 | $1,148 | $465 | $465 | ||
| 11864.412 JPMORGAN TRUST HIGH YLD ULTRA | 2016-04-07 | 2017-11-16 | $87,915 | $82,093 | $5,822 | $5,822 | |
| 45. TJX COS INC NEW | 2017-11-17 | $3,182 | $2,520 | $662 | $662 | ||
| 2. TJX COS INC NEW | 2014-05-22 | 2017-11-17 | $142 | $112 | $30 | $30 | |
| 6. TJX COS INC NEW | 2014-05-22 | 2017-11-17 | $427 | $336 | $91 | $91 | |
| 30. PNC FINL SVCS GROUP INC | 2017-11-20 | $3,999 | $3,823 | $176 | $176 | ||
| 4. BLACKROCK INC | 2014-10-29 | 2017-11-21 | $1,925 | $1,322 | $603 | $603 | |
| 8. ADOBE SYS INC | 2012-08-03 | 2017-12-04 | $1,351 | $256 | $1,095 | $1,095 | |
| 1. ADOBE SYS INC | 2012-08-03 | 2017-12-05 | $169 | $32 | $137 | $137 | |
| 1. ADOBE SYS INC | 2012-08-03 | 2017-12-05 | $168 | $32 | $136 | $136 | |
| 9. ADOBE SYS INC | 2012-08-03 | 2017-12-05 | $1,529 | $288 | $1,241 | $1,241 | |
| 5. ADOBE SYS INC | 2012-08-03 | 2017-12-05 | $842 | $160 | $682 | $682 | |
| 54. GENERAL ELEC CO | 2015-09-14 | 2017-12-05 | $958 | $1,336 | -$378 | -$378 | |
| 33. GENERAL ELEC CO | 2015-09-14 | 2017-12-05 | $588 | $817 | -$229 | -$229 | |
| 76. GENERAL ELEC CO | 2015-09-14 | 2017-12-05 | $1,352 | $1,880 | -$528 | -$528 | |
| 8. GENERAL ELEC CO | 2015-09-14 | 2017-12-06 | $142 | $198 | -$56 | -$56 | |
| 95. GENERAL ELEC CO | 2017-12-06 | $1,685 | $2,331 | -$646 | -$646 | ||
| 61. GENERAL ELEC CO | 2017-12-06 | $1,076 | $1,492 | -$416 | -$416 | ||
| . BANK OF AMERICA CORPORATION | 2017-12-12 | $83 | $83 | $83 | |||
| 15. STADA ARZNEIMITTEL AG | 2013-11-26 | 2017-12-13 | $943 | $586 | $357 | $357 | |
| 47. STADA ARZNEIMITTEL AG | 2017-12-13 | $2,954 | $1,801 | $1,153 | $1,153 | ||
| 38. STADA ARZNEIMITTEL AG | 2013-12-12 | 2017-12-13 | $2,388 | $1,418 | $970 | $970 | |
| 25000. U S A NOTES | 2009-09-09 | 2017-12-20 | $25,445 | $25,487 | -$42 | -$42 | |
| CAPITAL GAIN DIVIDENDS | $22,624 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $385,472 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $421,632 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $8,729,973 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.048297 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $486,554 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $9,250,940 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.052595 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $384,659 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $9,465,801 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.040637 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $259,917 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $9,110,974 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.028528 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $256,164 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $8,601,504 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.029781 | DistributionYr5Rt |
| Total Distribution | 0.199838 | TotalDistributionRt |
| Average Distribution | 0.039968 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $9,182,895 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $367,022 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $5,636 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $372,658 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $436,438 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $5,636 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $5,636 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $5,636 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $1,852 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $1,852 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Tax Due | $3,784 | TaxDueAmt |
| Applied To ES Tax | $0 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JP MORGAN CHASE BANK NA | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8004962583 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 S DEARBORN ST MC IL 1-0111 | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60603 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JP MORGAN CHASE BANK NA | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 S DEARBORN ST MC IL 1-0111 | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60603 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | TRUSTEE | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 2 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $89,432 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $8,938,408 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $384,328 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $9,322,736 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $9,322,736 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $139,841 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $9,182,895 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $459,145 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $459,145 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $5,636 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $5,636 | TotalTaxAmt |
| Distributable Before Adj | $453,509 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $453,509 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $453,509 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $436,438 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $436,438 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $5,636 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $430,802 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $453,509 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $399,977 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $0 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $0 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $0 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $0 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $436,438 | QualifyingDistributionsAmt |
| Applied To Year1 | $399,977 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $36,461 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $417,048 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $0 | ExcessFromYear4Amt |
| Excess From Year3 | $0 | ExcessFromYear3Amt |
| Excess From Year2 | $0 | ExcessFromYear2Amt |
| Excess From Year1 | $0 | ExcessFromYear1Amt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (23 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Business Name Line2RecipientBusinessName/BusinessNameLine2Txt |
|---|---|---|---|---|---|---|---|---|
| Hammondsport Little League Inc | ||||||||
| PO BOX 47 | HAMMONDSPORT | NY | 14840 | NONE | PC | GENERAL | $7,000 | |
| FRIENDS OF HAMMONDSPORT AREA | ||||||||
| PO BOX 503 | Hammondsport | NY | 14840 | NONE | PC | GENERAL | $11,000 | TRAILS AND PARKS INC |
| FIRST UNITED METHODIST | ||||||||
| 25 LAKE STREET | HAMMONDSPORT | NY | 14810 | NONE | PC | GENERAL | $7,000 | CHURCH OF HAMMONDSPORT |
| FIRST PRESBYTERIAN CHURCH | ||||||||
| 1 PARK PLACE | HAMMONDSPORT | NY | 14810 | NONE | PC | GENERAL | $7,000 | OF HAMMONDSPORT |
| ST JAMES EPISCOPAL CHURCH | ||||||||
| CORNER OF LAKE MAIN STREETS | HAMMONDSPORT | NY | 14840 | NONE | PC | GENERAL | $7,000 | |
| PULTENEY FREE LIBRARY | ||||||||
| PO BOX 215 | ULTENEY | NY | 14874 | NONE | PC | GENERAL | $7,000 | |
| CATHOLIC CHARITIES OF THE | ||||||||
| 23 LIBERTY STREET | BATH | NY | 14810 | NONE | PC | GENERAL | $5,000 | DIOCESE OF ROCHESTER |
| IRA DAVENPORT MEMORIAL | ||||||||
| 7571 NY-54 | BATH | NY | 14810 | NONE | PC | GENERAL | $64,500 | HOSPITAL |
| SAINT JOHN VIANNEY PARISH OF | ||||||||
| 32 EAST MORRIS ST | BATH | NY | 14810 | NONE | PC | GENERAL | $7,000 | STEUBEN COUNTY |
| FRIENDS OF CAMP GORTON | ||||||||
| 4241 COUNTY RT 25 | DUNDEE | NY | 148379518 | NONE | PC | GENERAL | $20,000 | |
| VILLAGE OF HAMMONDSPORT | ||||||||
| PO BOX 425 | Hammondsport | NY | 14840 | NONE | PC | GENERAL | $2,500 | |
| NATIONAL BOY SCOUTS OF AMERICA | ||||||||
| PO BOX 152079 | Irving | TX | 750152079 | NONE | PC | GENERAL | $5,000 | |
| HAMMONDSPORT CENTRAL SCHOOL | ||||||||
| 8272 MAIN STREET | HAMMONDSPORT | NY | 14840 | NONE | PC | GENERAL | $75,000 | DISTRICT |
| FINGER LAKES BOATING MUSEUM | ||||||||
| 8231 PLEASANT VALLEY RD | HAMMONDSPORT | NY | 14840 | NONE | PC | GENERAL | $34,960 | |
| REGINALD WOOD MEMORIAL INC | ||||||||
| 96 PULTENEY STREET | HAMMONDSPORT | NY | 14840 | NONE | PC | GENERAL | $12,000 | |
| HAMMONDSPORT BEAUTIFICATION | ||||||||
| PO BOX 35 | HAMMONDSPORT | NY | 14840 | NONE | PC | GENERAL | $15,000 | COMMITTEE INC |
| CITIZENS HOSE COMPANY OF | ||||||||
| 8521 STATE ROUTE 54 | HAMMONDSPORT | NY | 14840 | NONE | PC | GENERAL | $19,500 | HAMMONDSPORT |
| FRED AND HARRIETT TAYLOR | ||||||||
| 21 WILLIAM STREET | HAMMONDSPORT | NY | 14840 | NONE | PC | GENERAL | $17,500 | MEMORIAL LIBRARY |
| GLENN H CURTISS MUSEUM | ||||||||
| 8419 NY-54 | Hammondsport | NY | 14840 | NONE | PC | GENERAL | $20,000 | |
| AMERICAN NATIONAL RED CROSS | ||||||||
| 123 W MARKET ST | Corning | NY | 14830 | NONE | PC | GENERAL | $5,000 | |
| LOAVES AND FISHES FOOD PANTRY | ||||||||
| PO BOX 76 | HAMMONDSPORT | NY | 14840 | NONE | PC | GENERAL | $8,000 | |
| HAMMONDSPORT COMMUNITY | ||||||||
| P O BOX 35 | HAMMONDSPORT | NY | 14840 | NONE | PC | GENERAL | $10,000 | SERVICES INC |
| PULTENEY VOLUNTEER FIRE | ||||||||
| 8891 BROWN RD | PULTENEY | NY | 14874 | NONE | CHARITY | PROGRAM SUPPORT | $33,120 | COMPANY INC |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $400,080 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $238,815 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $385,472 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp (2 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|
| TAX REFUND | 14 | $1,085 |
| DEFERRED INCOME | 14 | -$7,053 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $618,319 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $618,319 | TotalIncomeProducingActyAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exmpt Prps | RlnOfActyToAccomOfExmptPrpsGrp |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (53 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 256210105 DODGE & COX INCOME F | $317,300 | $315,676 |
| 592905509 METROPOLITAN WEST FD | ||
| 922031810 VANGUARD INTM TRM IN | ||
| 313382AX1 FHLB 2.125% 03/10/23 | $38,823 | $39,510 |
| 3135G0ZR7 FNMA 2.625% 09/06/24 | ||
| 3137EADB2 FHLMC MTN 2.375% 01/ | $40,436 | $40,354 |
| 3137EADG1 FHLMC MTN 1.750% 04/ | $15,128 | $14,977 |
| 4812A4351 JPM STRAT INC OPP FD | ||
| 4812C0803 JPM HIGH YIELD FD - | ||
| 76628U105 RIDGEWORTH SEIX FLOA | ||
| 77956H872 T ROWE PR EMERG MKTS | ||
| 912828A42 US TREAS 2% 11/30/20 | $15,336 | $15,013 |
| 912828B66 US TREAS 2.75% 02/15 | $21,349 | $20,521 |
| 912828D56 US TREAS 2.375% 08/1 | $20,686 | $20,059 |
| 912828J27 US TREAS 2% 02/15/25 | $10,342 | $9,773 |
| 912828JR2 US TREAS 3.75% 11/15 | ||
| 912828K74 US TREAS 2% 08/15/25 | $9,860 | $9,746 |
| 912828KQ2 US TREAS 3.125% 05/1 | $32,231 | $30,511 |
| 912828LY4 US TREAS 3.375% 11/1 | $39,580 | $35,958 |
| 912828M98 US TREAS 1.625% 11/3 | $25,258 | $24,747 |
| 912828MP2 US TREAS 3.625% 02/1 | $37,134 | $36,249 |
| 912828PX2 US TREAS 3.625% 02/1 | $27,443 | $26,215 |
| 912828RC6 US TREAS 2.125% 08/1 | $41,645 | $40,055 |
| 912828RE2 US TREAS 1.5% 08/31/ | ||
| 912828RR3 US TREAS 2% 11/15/21 | $22,090 | $21,933 |
| 912828SH4 US TREAS 1.375% 02/2 | $25,052 | $24,863 |
| 912828SV3 US TREAS 1.75% 05/15 | ||
| 912828TH3 US TREAS 0.875% 07/3 | $34,653 | $34,469 |
| 912828TJ9 US TREAS 1.625% 08/1 | $9,720 | $9,765 |
| 912828UL2 US TREAS 1.375% 01/3 | $19,898 | $19,786 |
| 912828UN8 US TREAS 2% 02/15/23 | $30,690 | $29,687 |
| 912828UR9 US TREAS 0.75% 02/28 | ||
| 912828VB3 US TREAS 1.75% 05/15 | $9,748 | $9,752 |
| 912828VF4 US TREAS 1.375% 05/3 | $34,742 | $34,547 |
| 912828VS6 US TREAS 2.5% 08/15/ | $21,015 | $20,267 |
| 912828WJ5 US TREAS 2.5% 05/15/ | $16,010 | $15,166 |
| 912828WN6 US TREAS 2% 05/31/21 | $20,492 | $19,964 |
| 912828XB1 US TREAS 2.125% 05/1 | $10,101 | $9,845 |
| 3135G0Q22 FNMA 1.875% 09/24/26 | $18,548 | $18,847 |
| 47103C571 JANUS HIGH-YIELD FD- | $205,428 | $204,221 |
| 48121L114 JPMORGAN STRAT INC O | $87,657 | $93,335 |
| 48121L809 JPMORGAN INFLATN MGD | $186,797 | $187,529 |
| 4812C0126 JPMORGAN HIGH YIELD- | $244,541 | $266,550 |
| 592905764 METROPOLITAN WEST T/ | $325,386 | $322,705 |
| 77956H534 T ROWE PR EMERG MKTS | $176,701 | $174,878 |
| 912828G38 US TREAS 2.25% 11/15 | $5,057 | $4,973 |
| 912828H86 US TREAS 1.5% 01/31/ | $14,610 | $14,630 |
| 912828P46 US TREAS 1.625% 02/1 | $9,522 | $9,441 |
| 912828R36 US TREAS 1.625% 05/1 | $15,224 | $15,066 |
| 912828V98 US TREAS 2.25% 02/15 | $19,843 | $19,731 |
| 912828WE6 US TREAS 2.75% 11/15 | $5,227 | $5,134 |
| 912828X47 US TREAS 1.875% 04/3 | $29,824 | $29,639 |
| 92203J308 VANGUARD TOTAL INTL | $456,506 | $456,296 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (138 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 2824100 ABBOTT LABORATORIES | ||
| 15351109 ALEXION PHARMACEUTICA | ||
| 23135106 AMAZON.COM INC | ||
| 26874784 AMERICAN INTERNATIONA | ||
| 32511107 ANADARKO PETROLEUM CO | ||
| 32654105 ANALOG DEVICES INC | ||
| 37833100 APPLE INC | ||
| 60505104 BANK OF AMERICA CORP | ||
| 64058100 BANK OF NEW YORK MELL | ||
| 101137107 BOSTON SCIENTIFIC CO | $8,092 | $9,718 |
| 110122108 BRISTOL-MYERS SQUIBB | $7,027 | $11,092 |
| 115233579 BROWN ADV JAPAN ALPH | $89,336 | $100,284 |
| 125896100 CMS ENERGY CORP | $4,258 | $5,818 |
| 143658300 CARNIVAL CORP | ||
| 151020104 CELGENE CORP | $1,728 | $6,470 |
| 172967424 CITIGROUP INC | $11,004 | $20,463 |
| 254687106 WALT DISNEY CO/THE | $17,571 | $20,104 |
| 254709108 DISCOVER FINANCIAL S | ||
| 256206103 DODGE & COX INTL STO | $440,163 | $482,153 |
| 260543103 DOW CHEMICAL CO/THE | ||
| 277432100 EASTMAN CHEMICAL CO | $5,189 | $7,596 |
| 369550108 GENERAL DYNAMICS COR | $6,674 | $8,952 |
| 369604103 GENERAL ELECTRIC CO | ||
| 375558103 GILEAD SCIENCES INC | $4,799 | $3,869 |
| 416515104 HARTFORD FINANCIAL S | $3,125 | $6,022 |
| 437076102 HOME DEPOT INC | $3,142 | $17,626 |
| 438516106 HONEYWELL INTERNATIO | $6,252 | $23,464 |
| 444859102 HUMANA INC | ||
| 452327109 ILLUMINA INC | ||
| 464287465 ISHARES MSCI EAFE IN | $689,900 | $803,573 |
| 493267108 KEYCORP | $3,553 | $6,717 |
| 494368103 KIMBERLY-CLARK CORP | ||
| 500754106 THE KRAFT HEINZ CO | $6,214 | $5,910 |
| 512807108 LAM RESEARCH CORP | ||
| 526107107 LENNOX INTERNATIONAL | ||
| 532457108 ELI LILLY & CO | $9,511 | $10,811 |
| 548661107 LOWE'S COS INC | $2,753 | $13,197 |
| 571748102 MARSH & MCLENNAN COS | ||
| 573284106 MARTIN MARIETTA MATE | $5,006 | $6,852 |
| 574599106 MASCO CORP | $2,367 | $9,096 |
| 594918104 MICROSOFT CORP | $3,844 | $42,000 |
| 609207105 MONDELEZ INTERNATION | $5,715 | $11,214 |
| 617446448 MORGAN STANLEY | $9,148 | $23,349 |
| 666807102 NORTHROP GRUMMAN COR | $10,350 | $12,583 |
| 674599105 OCCIDENTAL PETROLEUM | $15,676 | $17,384 |
| 693506107 PPG INDUSTRIES INC | ||
| 713448108 PEPSICO INC | $9,761 | $12,472 |
| 717081103 PFIZER INC | $15,738 | $17,205 |
| 723787107 PIONEER NATURAL RESO | $8,340 | $11,062 |
| 742718109 PROCTER & GAMBLE CO/ | ||
| 806857108 SCHLUMBERGER LTD | ||
| 808513105 SCHWAB (CHARLES) COR | $4,079 | $7,603 |
| 854502101 STANLEY BLACK & DECK | $7,794 | $14,593 |
| 872540109 TJX COMPANIES INC | $4,076 | $5,582 |
| 872590104 T-MOBILE US INC | ||
| 882508104 TEXAS INSTRUMENTS IN | $6,760 | $13,891 |
| 887317303 TIME WARNER INC | ||
| 907818108 UNION PACIFIC CORP | $8,157 | $11,533 |
| 910047109 UNITED CONTINENTAL H | ||
| 949746101 WELLS FARGO & CO | $8,805 | $23,540 |
| 988498101 YUM! BRANDS INC | ||
| 00171A209 AMG RIVER ROAD DIVID | ||
| 00206R102 AT&T INC | ||
| 00724F101 ADOBE SYSTEMS INC | $1,661 | $9,112 |
| 00817Y108 AETNA INC | ||
| 00846U101 AGILENT TECHNOLOGIES | $7,537 | $9,979 |
| 02079K107 ALPHABET INC/CA-CL C | $8,951 | $30,346 |
| 02079K305 ALPHABET INC/CA-CL A | $3,999 | $14,748 |
| 09062X103 BIOGEN INC | $460 | $3,186 |
| 09247X101 BLACKROCK INC | $2,644 | $4,110 |
| 16119P108 CHARTER COMMUNICATIO | $6,223 | $11,423 |
| 20030N101 COMCAST CORP-CLASS A | $1,690 | $7,970 |
| 20605P101 CONCHO RESOURCES INC | $6,391 | $7,811 |
| 22160K105 COSTCO WHOLESALE COR | ||
| 25470M109 DISH NETWORK CORP-A | $4,530 | $4,680 |
| 26875P101 EOG RESOURCES INC | $12,782 | $17,805 |
| 26884L109 EQT CORP | $5,148 | $4,383 |
| 30303M102 FACEBOOK INC-A | $8,332 | $19,587 |
| 31620M106 FIDELITY NATIONAL IN | $6,369 | $9,597 |
| 37045V100 GENERAL MOTORS CO | ||
| 38141G104 GOLDMAN SACHS GROUP | $4,984 | $8,662 |
| 46637K513 JPM GLBL RES ENH IND | ||
| 55273E822 MFS INTL VALUE-I | ||
| 57636Q104 MASTERCARD INC-CLASS | $2,454 | $20,736 |
| 58933Y105 MERCK & CO. INC. | $9,657 | $8,609 |
| 59156R108 METLIFE INC | $4,725 | $5,056 |
| 60871R209 MOLSON COORS BREWING | $6,088 | $6,812 |
| 64122Q309 NEUBERGER BER MU/C O | ||
| 65339F101 NEXTERA ENERGY INC | $4,006 | $4,998 |
| 65473P105 NISOURCE INC | $2,479 | $6,238 |
| 67103H107 O'REILLY AUTOMOTIVE | $9,283 | $8,659 |
| 78462F103 SPDR S&P 500 ETF TRU | $1,536,431 | $1,917,923 |
| 78486Q101 SVB FINANCIAL GROUP | $3,847 | $7,481 |
| 89353D107 TRANSCANADA CORP | ||
| 90130A101 TWENTY-FIRST CENTURY | $7,854 | $8,874 |
| 91324P102 UNITEDHEALTH GROUP I | $5,234 | $29,762 |
| 92532F100 VERTEX PHARMACEUTICA | $1,091 | $5,994 |
| 92826C839 VISA INC-CLASS A SHA | $6,039 | $9,008 |
| 94106B101 WASTE CONNECTIONS IN | $4,665 | $6,668 |
| 96208T104 WEX INC | $3,940 | $6,073 |
| 98138H101 WORKDAY INC-CLASS A | $2,804 | $3,459 |
| G0176J109 ALLEGION PLC | $5,227 | $6,444 |
| G0177J108 ALLERGAN PLC | $16,611 | $12,105 |
| G1151C101 ACCENTURE PLC-CL A | $6,031 | $11,635 |
| G51502105 JOHNSON CONTROLS INT | ||
| H1467J104 CHUBB LTD | $4,720 | $15,051 |
| Y09827109 BROADCOM LTD | $2,661 | $20,038 |
| 002824100 ABBOTT LABORATORIES | $3,901 | $5,308 |
| 023135106 AMAZON.COM INC | $9,123 | $29,237 |
| 026874784 AMERICAN INTERNATION | $7,572 | $8,162 |
| 032511107 ANADARKO PETROLEUM C | $5,637 | $4,398 |
| 032654105 ANALOG DEVICES INC | $3,550 | $4,986 |
| 037833100 APPLE INC | $5,222 | $45,184 |
| 060505104 BANK OF AMERICA CORP | $6,086 | $18,981 |
| 064058100 BANK OF NEW YORK MEL | $3,984 | $4,901 |
| 084670702 BERKSHIRE HATHAWAY I | $9,035 | $10,704 |
| 125509109 CIGNA CORP | $4,263 | $4,874 |
| 247361702 DELTA AIR LINES INC | $6,261 | $6,552 |
| 25278X109 DIAMONDBACK ENERGY I | $4,777 | $5,808 |
| 256746108 DOLLAR TREE INC | $6,538 | $7,619 |
| 26078J100 DOWDUPONT INC | $15,489 | $19,158 |
| 45866F104 INTERCONTINENTAL EXC | $3,535 | $4,304 |
| 459200101 INTL BUSINESS MACHIN | $10,303 | $10,279 |
| 46432F842 ISHARES CORE MSCI EA | $281,455 | $305,071 |
| 48129C207 JPMORGAN GL RES ENH | $446,474 | $576,418 |
| 552746349 MFS INTL VALUE-R6 | $190,265 | $301,606 |
| 595017104 MICROCHIP TECHNOLOGY | $4,579 | $5,536 |
| 654106103 NIKE INC -CL B | $6,276 | $7,131 |
| 655844108 NORFOLK SOUTHERN COR | $4,800 | $5,651 |
| 67066G104 NVIDIA CORP | $5,016 | $5,418 |
| 718172109 PHILIP MORRIS INTERN | $13,155 | $12,255 |
| 913017109 UNITED TECHNOLOGIES | $6,350 | $6,634 |
| 92210H105 VANTIV INC - CL A | $3,891 | $3,972 |
| 931427108 WALGREENS BOOTS ALLI | $3,572 | $3,195 |
| 98956P102 ZIMMER HOLDINGS INC | $8,004 | $8,688 |
| G2709G107 DELPHI TECHNOLOGIES | $757 | $944 |
| G47791101 INGERSOLL-RAND PLC | $8,493 | $8,919 |
| G6095L109 APTIV PLC | $3,844 | $4,581 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (5 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 48219B911 JPM ACCESS MULTI-STR | AT COST | $50,678 | $47,018 |
| HFGAPBWF1 JPM ACCESS MULTI-STR | |||
| 00191K500 AQR LONG-SHORT EQUIT | AT COST | $285,286 | $277,700 |
| 277923728 EATON VANCE GLOBAL M | AT COST | $285,286 | $285,599 |
| 72201U638 PIMCO MTGE OPPORTUNI | AT COST | $285,286 | $284,004 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | COST BASIS ADJUSTMENT | Desc |
| Amt | $941 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ATTORNEY GENERAL FEE | $250 | $0 | $250 |
| OTHER EXPENSES | $335 | $0 | $335 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| TAX REFUND | $1,085 | $0 |
| DEFERRED INCOME | -$7,053 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $83 | $83 | $0 |
| FOREIGN TAXES ON QUALIFIED FOR | $3,612 | $3,612 | $0 |
| FOREIGN TAXES ON NONQUALIFIED | $381 | $381 | $0 |