DAVID L KLEIN JR FOUNDATION: Form 990PF, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- DAVID L KLEIN JR FOUNDATION (EIN 13-6085432)
- Tax period
- 2017-01-01 to 2017-12-31
- Filed
- 2018-03-14
- IRS object ID
- 201820739349100312
- Schema version
- 2017v2.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-03-14T13:02:29-05:00 | ReturnTs |
| Tax Period End | 2017-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 410746749 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CLIFTONLARSONALLEN LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 610 W GERMANTOWN PIKE STE 400 | AddressLine1Txt |
| City | PLYMOUTH MEETING | CityNm |
| State Abbreviation | PA | StateAbbreviationCd |
| ZIP | 19462 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136085432 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DAVID L KLEIN JR FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | DAVI | BusinessNameControlTxt |
| Phone | 8008391754 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 16 E LANCASTER AVE NO 102 | AddressLine1Txt |
| City | ARDMORE | CityNm |
| State Abbreviation | PA | StateAbbreviationCd |
| ZIP | 19003 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | HOWARD BARNET | PersonNm |
| Person Title | TREASURER | PersonTitleTxt |
| Phone | 8008391754 | PhoneNum |
| Signature | 2018-03-09 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | BRUCE BRAUNEWELLCPA | PreparerPersonNm |
| PTIN | P00075336 | PTIN |
| Phone | 2156433900 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 67.137.57.251 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2018-03-09 | IPDt |
| IP Tm | 16:37:45 | IPTm |
| IP Timezone | ES | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 3F92979DAE40F12078D85DA51A75D99227C616B2 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 2F4ED5D6026E76A24F74CFD058EAA34D995BE900 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2021-01-29 14:40:06Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $7,802,644 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $164,799 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $164,799 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$6,492 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $809,088 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $158,307 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $164,799 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $21,460 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $21,460 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $743 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $237 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $237 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $36,548 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $36,548 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $58,988 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $21,460 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $36,785 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $341,500 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $341,500 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $400,488 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $21,460 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $378,285 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$242,181 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $143,339 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $138,176 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $111,012 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $111,012 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $3,513,222 | CorporateStockBOYAmt |
| Corporate Stock EOY | $3,513,222 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $4,524,777 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $3,372,703 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $3,157,686 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $3,166,855 | CorporateBondsEOYFMVAmt |
| Total Assets BOY | $7,024,101 | TotalAssetsBOYAmt |
| Total Assets EOY | $6,781,920 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $7,802,644 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $7,024,101 | RetainedEarningBOYAmt |
| Retained Earning EOY | $6,781,920 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $7,024,101 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $6,781,920 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $7,024,101 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $6,781,920 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $7,024,101 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$242,181 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $6,781,920 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $6,781,920 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | $804,415 | $815,580 | -$11,165 | -$11,165 | |
| CAPITAL GAINS DIVIDENDS | $4,673 | $4,673 | $4,673 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$6,492 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $374,667 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $7,189,615 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.052112 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $356,709 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $7,594,638 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.046969 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $362,131 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $7,049,652 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.051369 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $414,719 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $6,853,158 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.060515 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $6,961,355 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $8,831,748 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.788219 | DistributionYr5Rt |
| Total Distribution | 0.999184 | TotalDistributionRt |
| Average Distribution | 0.199837 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $7,607,924 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,520,345 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $1,433 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,521,778 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $378,285 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $2,867 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $2,867 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $2,867 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $3,120 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $3,120 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $253 | OverpaymentAmt |
| Applied To ES Tax | $253 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | PEMBROKE PHILANTHROPY ADVISORS | IndividualWithBooksNm |
| Phone | 6108963868 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 16 E LANCASTER AVENUE SUITE 102 | AddressLine1Txt |
| City | ARDMORE | CityNm |
| State Abbreviation | PA | StateAbbreviationCd |
| ZIP | 19003 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | Address Line2USAddress/AddressLine2Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|---|
| JANE BARNET | |||||||||
| C/O PEMBROKE PHILANTHROPY 16 E | LANCASTER AVE STE 102 | ARDMORE | PA | 19003 | PRESIDENT | 1.00 | $0 | $0 | $0 |
| HOWARD BARNET | |||||||||
| C/O PEMBROKE PHILANTHROPY 16 E | LANCASTER AVE STE 102 | ARDMORE | PA | 19003 | TREASURER | 1.00 | $0 | $0 | $0 |
| PETER BARNET | |||||||||
| C/O PEMBROKE PHILANTHROPY 16 E | LANCASTER AVE STE 102 | ARDMORE | PA | 19003 | SECRETARY | 1.00 | $0 | $0 | $0 |
| GEOFFREY BARNET | |||||||||
| C/O PEMBROKE PHILANTHROPY 16 E | LANCASTER AVE STE 102 | ARDMORE | PA | 19003 | MEMBER | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $7,659,757 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $64,024 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $7,723,781 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $7,723,781 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $115,857 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $7,607,924 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $380,396 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $380,396 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $2,867 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $2,867 | TotalTaxAmt |
| Distributable Before Adj | $377,529 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $377,529 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $377,529 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $378,285 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $378,285 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $378,285 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $377,529 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $6,526,564 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $88,338 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $32,827 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr1 | $18,289 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $6,666,018 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $378,285 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $377,529 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $756 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $6,666,774 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $6,526,564 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $140,210 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $88,338 | ExcessFromYear4Amt |
| Excess From Year3 | $32,827 | ExcessFromYear3Amt |
| Excess From Year1 | $18,289 | ExcessFromYear1Amt |
| Excess From Current Year | $756 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (33 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| ASSOCIATION OF ART MUSEUM CURATORS | ||||||
| 174 EAST 80TH STREET | NEW YORK | NY | 10075 | PC | GENERAL OPERATING SUPPORT | $5,000 |
| BROOKLYN ACADEMY OF MUSIC INC | ||||||
| 30 LAFAYETTE AVE | BROOKLYN | NY | 11217 | PC | THEATER PRODUCTIONS | $7,500 |
| CENTER FOR EMPLOYMENT OPPORTUNITIES INC | ||||||
| 50 BROADWAY 16TH FLOOR | NEW YORK | NY | 10004 | PC | GENERAL OPERATING SUPPORT | $2,000 |
| CHINATOWN HEALTH CLINIC FOUNDATION INC | ||||||
| 268 CANAL STREET 6TH FLOOR | NEW YORK | NY | 10013 | PC | GENERAL OPERATING SUPPORT | $3,000 |
| COLBY COLLEGE | ||||||
| 4120 MAYFLOWER HL | WATERVILLE | ME | 04901 | PC | GENERAL OPERATING SUPPORT | $5,000 |
| COMPASSION AND CHOICES | ||||||
| 4155 E JEWELL AVE SUITE 200 | DENVER | CO | 80222 | PC | GENERAL OPERATING SUPPORT | $5,000 |
| CONNECTICUT COLLEGE | ||||||
| 270 MOHEGAN AVE | NEW LONDON | CT | 06320 | PC | GENERAL OPERATING SUPPORT | $5,000 |
| ELECTRONIC FRONTIER FOUNDATION INC | ||||||
| 815 EDDY STREET | SAN FRANCISCO | CA | 94109 | PC | GENERAL OPERATING SUPPORT | $2,000 |
| EVERYTOWN FOR GUN SAFETY SUPPORT FUND INC | ||||||
| PO BOX 3886 | NEW YORK | NY | 10163 | PC | GENERAL OPERATING SUPPORT | $19,000 |
| FRIENDS OF VAN CORTLANDT PARK INC | ||||||
| 80 VAN CORTLANDT PARK SOUTH STE E1 | BRONX | NY | 10463 | PC | GENERAL OPERATING SUPPORT | $2,500 |
| GIVEDIRECTLY INC | ||||||
| PO BOX 3221 | NEW YORK | NY | 10008 | PC | GENERAL OPERATING SUPPORT | $2,000 |
| HISPANIC SOCIETY OF AMERICA | ||||||
| 613 WEST 155TH STREET | NEW YORK | NY | 10032 | PC | GOTHIC AND RENAISSANCE CONSERVATION | $25,000 |
| HOUSATONIC VALLEY ASSOCIATION | ||||||
| 150 KENT ROAD | CORNWALL BRIDGE | CT | 06754 | PC | GENERAL OPERATING SUPPORT | $12,000 |
| IFNOTNOW | ||||||
| PO BOX 26425 | WASHINGTON | DC | 20001 | PC | GENERAL OPERATING SUPPORT | $2,000 |
| INTERNATIONAL CENTER OF MEDIEVAL ART INC | ||||||
| 799 FT WASHINGTON AVE | NEW YORK | NY | 10040 | PC | GENERAL OPERATING SUPPORT | $5,000 |
| INTERNATIONAL FOUNDATION FOR ART RESEARCH INC | ||||||
| 500 5TH AVE STE 935 | NEW YORK | NY | 10110 | PC | GENERAL OPERATING SUPPORT | $2,500 |
| THE VIVIAN BEAUMONT THEATER INC (DBA LINCOLN CENTER THEATER) | ||||||
| 150 WEST 65TH STREET | NEW YORK | NY | 10023 | PC | GENERAL OPERATING SUPPORT | $5,000 |
| LOWER EAST SIDE TENEMENT MUSEUM | ||||||
| 91 ORCHARD ST | NEW YORK | NY | 10002 | PC | MUSEUM ACCESS PROGRAMMING | $25,000 |
| MANITOGA INC | ||||||
| PO BOX 249 | GARRISON | NY | 10524 | PC | ARCHITECTURAL PRESERVATION | $5,000 |
| MEMORIAL SLOAN-KETTERING CANCER CENTER | ||||||
| 885 SECOND AVE 8TH FLOOR | NEW YORK | NY | 10017 | PC | MYSMARTSKIN | $20,000 |
| MINT THEATER COMPANY INC | ||||||
| 330 WEST 42ND STREET STE 1210 | NEW YORK | NY | 10036 | PC | GENERAL OPERATING SUPPORT | $5,000 |
| MORE THAN WORDS INC | ||||||
| 56 FELTON STREET | WALTHAM | MA | 02453 | PC | GENERAL OPERATING SUPPORT | $2,000 |
| MOUNT SINAI VISITING DOCTORS PROGRAM | ||||||
| ONE GUSTAVE L LEVY PLACE | NEW YORK | NY | 10029 | PC | RAPID INTAKE PATIENT CARE PROGRAM | $20,000 |
| NEW YORKERS FOR PARKS | ||||||
| 55 BROAD STREET 23RD FLOOR | NEW YORK | NY | 10004 | PC | GENERAL OPERATING SUPPORT | $5,000 |
| PLANNED PARENTHOOD OF NEW YORK CITY INC | ||||||
| 26 BLEEKER STREET | NEW YORK | NY | 10012 | PC | GENERAL OPERATING SUPPORT | $3,000 |
| POMONA COLLEGE | ||||||
| 550 N COLLEGE AVENUE | CLAREMONT | CA | 91711 | PC | GENERAL OPERATING SUPPORT | $5,000 |
| SPECIAL OLYMPICS INC | ||||||
| 1133 19TH STREET NW | WASHINGTON | DC | 20036 | PC | GENERAL OPERATING SUPPORT | $2,000 |
| SPORTS AND ARTS IN SCHOOLS FOUNDATION INC | ||||||
| 58-12 QUEENS BLVD | WOODSIDE | NY | 11377 | PC | GENERAL OPERATING SUPPORT | $5,000 |
| STEEP ROCK ASSOCIATION INC | ||||||
| PO BOX 279 | WASHINGTON DEPOT | CT | 06794 | PC | GENERAL OPERATING SUPPORT | $5,000 |
| THE SKIN CANCER FOUNDATION | ||||||
| 149 MADISON AVE | NEW YORK | NY | 10016 | PC | GENERAL OPERATING SUPPORT | $7,000 |
| SOCIETY OF THE THIRD STREET MUSIC SETTLEMENT SCHOOL (DBA THIRD STREET MUS | ||||||
| 235 E 11TH STREET | NEW YORK | NY | 10003 | PC | GENERAL OPERATING SUPPORT | $3,000 |
| YOUNG MEN'S & YOUNG WOMEN'S HEBREW ASSOCIATION | ||||||
| 1395 LEXINGTON AVE | NEW YORK | NY | 10128 | PC | MUSICAL INTRODUCTION SERIES | $20,000 |
| CENTRAL PARK CONSERVANCY INC | ||||||
| 14 E 60TH STREET | NEW YORK | NY | 10022 | PC | SUPPORT FOR WOMEN'S COMMITTEE 35TH ANNIVERSARY CELEBRATION | $100,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $341,500 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $164,799 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$6,492 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $158,307 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $158,307 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (31 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| GS HIGH YIELD FLOATING RATE FUND INSTITUTIONAL SHARES 25241.647 SH | $245,634 | $244,339 |
| GS HIGH YIELD FUND INSTITUTIONAL SHARES 39131.199 SH | $253,187 | $255,918 |
| GS STRATEGIC FACTOR ALLOCATION FUND INSTITUTIONAL 32480.761 SH | $336,077 | $360,536 |
| WALT DISNEY COMPANY (THE) MTN 1.5% 09/17/2018 100000 UNITS | $99,915 | $99,740 |
| DR PEPPER SNAPPLE GROUP, INC. 2.6% 01/15/2019 100000 UNITS | $101,087 | $100,315 |
| UNION PACIFIC CORPORATION 2.25% 02/15/2019 100000 UNITS | $101,404 | $100,127 |
| PEPSICO, INC. 1.85% 04/30/2020 75000 UNITS | $73,874 | $74,396 |
| ABBVIE INC 2.5% 05/14/2020 50000 UNITS | $49,749 | $50,154 |
| BIOGEN INC. 2.9% 09/15/2020 100000 UNITS | $99,792 | $101,362 |
| DANAHER CORPORATION 2.4% 09/15/2020 100000 UNITS | $99,757 | $100,377 |
| FISERV, INC. 4.625% 10/01/2020 75000 UNITS | $80,257 | $79,146 |
| TEXTRON INC. 3.65% 03/01/2021 50000 UNITS | $50,760 | $51,448 |
| BURLINGTON NORTHERN SANTA FE 3.45% 09/15/2021 75000 UNITS | $76,941 | $77,491 |
| BANK OF NY MELLON CORP MTN 2.6% 02/07/2022 50000 UNITS | $49,892 | $50,114 |
| AT&T INC. 3.8% 03/15/2022 100000 UNITS | $101,882 | $103,349 |
| AMGEN INC. 2.7% 05/01/2022 75000 UNITS | $72,799 | $74,921 |
| OMNICOM GROUP INC. 3.625% 05/01/2022 50000 UNITS | $53,481 | $51,618 |
| MORGAN STANLEY MTN 3.75% 02/25/2023 100000 UNITS | $102,508 | $103,636 |
| MICROSOFT CORPORATION 2.875% 02/06/2024 | $74,485 | $76,086 |
| EL PASO PIPELINE PARTNERS OPER 4.3% 05/01/2024 | $52,323 | $52,058 |
| FHLB 4.75% 06/08/2018 125000 UNITS | $137,443 | $126,703 |
| U.S. TREASURY NOTE 0.875000% 07/15/2018 150000 UNITS | $149,689 | $149,461 |
| FEDERAL HOME LOAN BANK SYSTEM 1.625% 06/14/2019 150000 UNITS | $151,423 | $149,403 |
| U.S. TREASURY NOTE 2.000000% 02/28/2021 50000 UNITS | $51,385 | $49,970 |
| ONTARIO (PROVINCE OF) 2.2% 10/03/2022 50000 UNITS | $49,996 | $49,229 |
| IBRD 1.875% 10/07/2022 100000 UNITS | $99,876 | $98,010 |
| U.S. TREASURY NOTE 1.375% 08/31/2023 50000 UNITS | $48,260 | $47,666 |
| U.S. TREASURY NOTE 2.125% 07/31/2024 150000 UNITS | $151,049 | $148,220 |
| U.S. TREASURY NOTE 2.375% 08/15/2024 50000 UNITS | $50,309 | $50,160 |
| U.S. TREASURY NOTE 2.25% 11/15/2024 75000 UNITS | $76,163 | $74,613 |
| GOLDMAN SACHS INVESTMENT GRADE FIXED INCOME BANK DEPOSIT | $16,289 | $16,289 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (6 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| SPDR S&P BANK ETF (KBE) 4500 SH | $151,153 | $213,030 |
| SPDR S&P 500 ETF TRUST (SPY) 8375 SH | $1,658,360 | $2,234,952 |
| SPDR S&P MIDCAP 400 ETF TRUST ETF (MDY) 1150 SH | $296,082 | $397,222 |
| ISHARES RUSSELL 2000 ETF (IWM) 3200 SH | $365,399 | $487,872 |
| ISHARES MSCI EAFE ETF (EFA) 11150 SH | $672,198 | $783,957 |
| WISDOMTREE EUR HDGD EQ FD CMN (HEDJ) 6400 SH | $370,030 | $407,744 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ADMINISTRATION FEES | $36,000 | $0 | $36,000 |
| MISCELLANEOUS | $532 | $0 | $532 |
| POSTAGE & DELIVERY | $16 | $0 | $16 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT FEES | CategoryTxt |
| Amt | $21,460 | Amt |
| Net Investment Income | $21,460 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | 990-PF | CategoryTxt |
| Amt | $743 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |