MHG FOUNDATION INC: Form 990PF, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- MHG FOUNDATION INC (EIN 20-1993159)
- Tax period
- 2017-01-01 to 2017-12-31
- Filed
- 2018-05-14
- IRS object ID
- 201821349349100337
- Schema version
- 2017v2.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Other Expenses Schedule
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-05-14T08:22:50-05:00 | ReturnTs |
| Tax Period End | 2017-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 232628118 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DRUCKER & SCACCETTI PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1600 MARKET STREET SUITE 3300 | AddressLine1Txt |
| City | PHILADELPHIA | CityNm |
| State Abbreviation | PA | StateAbbreviationCd |
| ZIP | 19103 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 201993159 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE MHG FOUNDATION INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | MHGF | BusinessNameControlTxt |
| Phone | 2032199478 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 11 COVE ROAD | AddressLine1Txt |
| City | OLD GREENWICH | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06870 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MICHAEL S GOLDBERG | PersonNm |
| Person Title | CO-PRESIDENT | PersonTitleTxt |
| Phone | 2032199478 | PhoneNum |
| Signature | 2018-05-08 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | CHRISTOPHER L BARBUTO CPA | PreparerPersonNm |
| PTIN | P00364625 | PTIN |
| Phone | 2156653960 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 38.98.221.242 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2018-05-08 | IPDt |
| IP Tm | 15:31:02 | IPTm |
| IP Timezone | ED | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 7E530C01EC0DBF1FFF79A5BAD1379F9D370DED1E | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 943C2B779621AE68CF3E0BED5C235FDF89DF7949 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2021-01-29 14:40:06Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | Yes (X) | AddressChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $3,461,904 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $386 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $199 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $199 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $94,364 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $94,364 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $214,060 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $750,033 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $214,060 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $309,009 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $308,623 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $0 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $8,000 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $4,000 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $4,000 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $13,257 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $13,257 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $0 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $6,725 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $1,200 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $0 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $25 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $225 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $225 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $28,207 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $18,457 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $4,250 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $135,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $135,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $163,207 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $18,457 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $139,250 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $145,802 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $290,166 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $239,125 | CashBOYAmt |
| Cash EOY | $214,785 | CashEOYAmt |
| Cash EOYFMV | $214,785 | CashEOYFMVAmt |
| Rcvbl From Officers BOY | $17,147 | RcvblFromOfficersBOYAmt |
| Corporate Stock BOY | $2,577,392 | CorporateStockBOYAmt |
| Corporate Stock EOY | $2,764,706 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $3,247,119 | CorporateStockEOYFMVAmt |
| Total Assets BOY | $2,833,664 | TotalAssetsBOYAmt |
| Total Assets EOY | $2,979,491 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $3,461,904 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $2,833,664 | RetainedEarningBOYAmt |
| Retained Earning EOY | $2,979,491 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $2,833,664 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $2,979,491 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $2,833,664 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $2,979,491 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $2,833,664 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $145,802 | ExcessRevenueOverExpensesAmt |
| Other Increases | $25 | OtherIncreasesAmt |
| Subtotal | $2,979,491 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $2,979,491 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (378 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| 61 SHS ABBOTT LABORATORIES | P | 2014-11-17 | 2017-10-19 | $3,411 | $2,665 | $746 | $746 |
| 25 SHS ABBVIE INC COM | P | 2016-02-03 | 2017-10-30 | $2,261 | $1,399 | $862 | $862 |
| 11 SHS ABBVIE INC COM | P | 2016-07-12 | 2017-10-30 | $995 | $717 | $278 | $278 |
| 30 SHS ABBVIE INC COM | P | 2016-02-03 | 2017-10-25 | $2,741 | $1,678 | $1,063 | $1,063 |
| 38 SHS ABBVIE INC COM | P | 2016-02-03 | 2017-10-18 | $3,553 | $2,126 | $1,427 | $1,427 |
| 2 SHS ABBVIE INC COM | P | 2016-01-06 | 2017-10-16 | $183 | $114 | $69 | $69 |
| 3 SHS ABBVIE INC COM | P | 2016-01-14 | 2017-10-16 | $274 | $156 | $118 | $118 |
| 33 SHS ABBVIE INC COM | P | 2016-02-03 | 2017-10-16 | $3,015 | $1,846 | $1,169 | $1,169 |
| 42 SHS ABBVIE INC COM | P | 2016-01-06 | 2017-09-25 | $3,648 | $2,401 | $1,247 | $1,247 |
| 30 SHS ABBVIE INC COM | P | 2016-01-06 | 2017-09-18 | $2,559 | $1,715 | $844 | $844 |
| 43 SHS ABBVIE INC COM | P | 2016-01-06 | 2017-07-31 | $3,013 | $2,458 | $555 | $555 |
| 16 SHS ALTRIA GROUP INC | P | 2011-11-10 | 2017-03-22 | $1,206 | $443 | $763 | $763 |
| 17 SHS ALTRIA GROUP INC | P | 2011-12-05 | 2017-03-22 | $1,282 | $482 | $800 | $800 |
| 0.455 SHS BRIGHTHOUSE FINL INC | P | 2017-04-28 | 2017-08-04 | $26 | $27 | -$1 | -$1 |
| 34 SHS CAPITAL ONE FINANCIAL CORP | P | 2017-04-28 | 2017-07-21 | $2,937 | $2,769 | $168 | $168 |
| 21 SHS CAPITAL ONE FINANCIAL CORP | P | 2016-11-03 | 2017-07-20 | $1,698 | $1,533 | $165 | $165 |
| 4 SHS CAPITAL ONE FINANCIAL CORP | P | 2017-04-28 | 2017-07-20 | $323 | $326 | -$3 | -$3 |
| 14 SHS CAPITAL ONE FINANCIAL CORP | P | 2016-11-03 | 2017-07-12 | $1,146 | $1,022 | $124 | $124 |
| 21 SHS CAPITAL ONE FINANCIAL CORP | P | 2016-10-05 | 2017-07-11 | $1,711 | $1,549 | $162 | $162 |
| 13 SHS CAPITAL ONE FINANCIAL CORP | P | 2016-11-03 | 2017-07-11 | $1,059 | $949 | $110 | $110 |
| 9 SHS CAPITAL ONE FINANCIAL CORP | P | 2016-10-05 | 2017-07-07 | $739 | $664 | $75 | $75 |
| 9 SHS CAPITAL ONE FINANCIAL CORP | P | 2015-01-13 | 2017-07-07 | $739 | $701 | $38 | $38 |
| 1 SHS CAPITAL ONE FINANCIAL CORP | P | 2015-04-27 | 2017-07-07 | $82 | $81 | $1 | $1 |
| 15 SHS CAPITAL ONE FINANCIAL CORP | P | 2016-01-29 | 2017-07-07 | $1,231 | $976 | $255 | $255 |
| 5 SHS CAPITAL ONE FINANCIAL CORP | P | 2014-12-15 | 2017-06-29 | $406 | $395 | $11 | $11 |
| 11 SHS CAPITAL ONE FINANCIAL CORP | P | 2014-12-17 | 2017-06-29 | $893 | $866 | $27 | $27 |
| 11 SHS CAPITAL ONE FINANCIAL CORP | P | 2014-12-24 | 2017-06-29 | $893 | $917 | -$24 | -$24 |
| 7 SHS CAPITAL ONE FINANCIAL CORP | P | 2015-01-13 | 2017-06-29 | $568 | $545 | $23 | $23 |
| 10 SHS CAPITAL ONE FINANCIAL CORP | P | 2014-11-17 | 2017-05-16 | $808 | $811 | -$3 | -$3 |
| 11 SHS CAPITAL ONE FINANCIAL CORP | P | 2014-12-04 | 2017-05-16 | $889 | $902 | -$13 | -$13 |
| 4 SHS CAPITAL ONE FINANCIAL CORP | P | 2014-12-15 | 2017-05-16 | $323 | $316 | $7 | $7 |
| 14 SHS CARS COM INC | P | 2016-11-03 | 2017-06-07 | $384 | $277 | $107 | $107 |
| 13.667 SHS CARS COM INC | P | 2016-10-05 | 2017-06-02 | $377 | $324 | $53 | $53 |
| 6.333 SHS CARS COM INC | P | 2016-11-03 | 2017-06-02 | $175 | $125 | $50 | $50 |
| 22 SHS CARS COM INC | P | 2014-11-17 | 2017-06-02 | $607 | $598 | $9 | $9 |
| 6.667 SHS CARS COM INC | P | 2014-12-24 | 2017-06-02 | $184 | $187 | -$3 | -$3 |
| 8.333 SHS CARS COM INC | P | 2015-09-10 | 2017-06-02 | $230 | $209 | $21 | $21 |
| 30 SHS CISCO SYS INC | P | 2016-11-03 | 2017-08-02 | $944 | $915 | $29 | $29 |
| 57 SHS CISCO SYS INC | P | 2017-04-28 | 2017-08-02 | $1,793 | $1,923 | -$130 | -$130 |
| 21 SHS CISCO SYS INC | P | 2016-10-05 | 2017-07-27 | $664 | $664 | $0 | $0 |
| 68 SHS CISCO SYS INC | P | 2016-11-03 | 2017-07-27 | $2,149 | $2,074 | $75 | $75 |
| 44 SHS CISCO SYS INC | P | 2016-10-05 | 2017-06-15 | $1,389 | $1,392 | -$3 | -$3 |
| 6 SHS CISCO SYS INC | P | 2016-10-05 | 2017-06-14 | $190 | $190 | $0 | $0 |
| 23 SHS CISCO SYS INC | P | 2015-11-17 | 2017-06-14 | $728 | $625 | $103 | $103 |
| 15 SHS CISCO SYS INC | P | 2015-12-02 | 2017-06-14 | $475 | $418 | $57 | $57 |
| 12 SHS CISCO SYS INC | P | 2014-12-24 | 2017-06-12 | $374 | $342 | $32 | $32 |
| 47 SHS CISCO SYS INC | P | 2015-11-17 | 2017-06-12 | $1,465 | $1,278 | $187 | $187 |
| 107 SHS CISCO SYS INC | P | 2014-11-17 | 2017-03-01 | $3,671 | $2,834 | $837 | $837 |
| 15 SHS CISCO SYS INC | P | 2014-12-24 | 2017-03-01 | $515 | $428 | $87 | $87 |
| 51 SHS CITIGROUP INC NEW | P | 2014-11-17 | 2017-09-21 | $3,665 | $2,728 | $937 | $937 |
| 1 SHS CONSOLIDATED EDISON INC. | P | 2017-03-21 | 2017-11-21 | $86 | $77 | $9 | $9 |
| 13 SHS CONSOLIDATED EDISON INC. | P | 2017-04-27 | 2017-11-21 | $1,121 | $1,039 | $82 | $82 |
| 2 SHS CONSOLIDATED EDISON INC. | P | 2017-09-25 | 2017-11-21 | $172 | $164 | $8 | $8 |
| 30 SHS CONSOLIDATED EDISON INC. | P | 2016-01-08 | 2017-11-21 | $2,587 | $1,996 | $591 | $591 |
| 3 SHS CONSOLIDATED EDISON INC. | P | 2016-10-05 | 2017-11-21 | $259 | $217 | $42 | $42 |
| 18 SHS CONSOLIDATED EDISON INC. | P | 2016-01-08 | 2017-11-17 | $1,562 | $1,198 | $364 | $364 |
| 27 SHS CONSOLIDATED EDISON INC. | P | 2016-01-08 | 2017-11-16 | $2,360 | $1,797 | $563 | $563 |
| 24 SHS CROWN CASTLE INTL CORP | P | 2016-05-18 | 2017-11-16 | $2,667 | $2,160 | $507 | $507 |
| 200 SHS DELTA AIR LINES INC NEW | P | 2013-05-16 | 2017-12-06 | $10,369 | $3,758 | $6,611 | $6,611 |
| 500 SHS DELTA AIR LINES INC NEW | P | 2013-05-16 | 2017-06-19 | $26,130 | $9,396 | $16,734 | $16,734 |
| 500 SHS DELTA AIR LINES INC NEW | P | 2013-05-16 | 2017-02-28 | $24,875 | $9,396 | $15,479 | $15,479 |
| 3 SHS EOG RESOURCES INC | P | 2016-10-05 | 2017-02-02 | $298 | $293 | $5 | $5 |
| 14 SHS EOG RESOURCES INC | P | 2016-11-03 | 2017-02-02 | $1,392 | $1,279 | $113 | $113 |
| 2 SHS EOG RESOURCES INC | P | 2015-09-10 | 2017-02-02 | $199 | $156 | $43 | $43 |
| 7 SHS EOG RESOURCES INC | P | 2014-11-17 | 2017-01-26 | $734 | $674 | $60 | $60 |
| 13 SHS EOG RESOURCES INC | P | 2014-12-24 | 2017-01-26 | $1,363 | $1,206 | $157 | $157 |
| 11 SHS EOG RESOURCES INC | P | 2015-09-10 | 2017-01-26 | $1,153 | $859 | $294 | $294 |
| 16 SHS HARTFORD FIN SERS GRP INC | P | 2016-09-15 | 2017-12-29 | $904 | $672 | $232 | $232 |
| 12 SHS HARTFORD FIN SERS GRP INC | P | 2016-10-05 | 2017-12-29 | $678 | $530 | $148 | $148 |
| 30 SHS HARTFORD FIN SERS GRP INC | P | 2016-08-02 | 2017-11-01 | $1,662 | $1,199 | $463 | $463 |
| 30 SHS HARTFORD FIN SERS GRP INC | P | 2016-08-04 | 2017-11-01 | $1,662 | $1,206 | $456 | $456 |
| 12 SHS HARTFORD FIN SERS GRP INC | P | 2016-09-15 | 2017-11-01 | $665 | $504 | $161 | $161 |
| 15 SHS ILL TOOL WORKS INC | P | 2016-11-03 | 2017-10-02 | $2,225 | $1,701 | $524 | $524 |
| 5 SHS ILL TOOL WORKS INC | P | 2017-04-28 | 2017-10-02 | $742 | $694 | $48 | $48 |
| 9 SHS ILL TOOL WORKS INC | P | 2016-10-05 | 2017-09-11 | $1,266 | $1,075 | $191 | $191 |
| 3 SHS ILL TOOL WORKS INC | P | 2016-11-03 | 2017-09-11 | $422 | $340 | $82 | $82 |
| 4 SHS ILL TOOL WORKS INC | P | 2015-09-10 | 2017-09-11 | $563 | $334 | $229 | $229 |
| 11 SHS ILL TOOL WORKS INC | P | 2014-11-17 | 2017-08-09 | $1,550 | $1,033 | $517 | $517 |
| 9 SHS ILL TOOL WORKS INC | P | 2014-12-24 | 2017-08-09 | $1,269 | $876 | $393 | $393 |
| 9 SHS ILL TOOL WORKS INC | P | 2014-11-17 | 2017-06-16 | $1,338 | $845 | $493 | $493 |
| 9 SHS ILL TOOL WORKS INC | P | 2014-11-17 | 2017-06-14 | $1,319 | $845 | $474 | $474 |
| 3 SHS JOHNSON & JOHNSON | P | 2016-10-05 | 2017-03-22 | $380 | $356 | $24 | $24 |
| 3 SHS JOHNSON & JOHNSON | P | 2011-12-05 | 2017-03-22 | $380 | $190 | $190 | $190 |
| 12 SHS JOHNSON & JOHNSON | P | 2012-03-19 | 2017-03-22 | $1,519 | $782 | $737 | $737 |
| 3 SHS JOHNSON & JOHNSON | P | 2012-09-17 | 2017-03-22 | $380 | $205 | $175 | $175 |
| 19 SHS JOHNSON & JOHNSON | P | 2012-11-28 | 2017-03-22 | $2,405 | $1,308 | $1,097 | $1,097 |
| 3 SHS JOHNSON & JOHNSON | P | 2013-08-22 | 2017-03-22 | $380 | $266 | $114 | $114 |
| 3 SHS JOHNSON & JOHNSON | P | 2014-06-24 | 2017-03-22 | $380 | $316 | $64 | $64 |
| 7 SHS JOHNSON & JOHNSON | P | 2014-08-19 | 2017-03-22 | $886 | $715 | $171 | $171 |
| 3 SHS JOHNSON & JOHNSON | P | 2015-01-12 | 2017-03-22 | $380 | $315 | $65 | $65 |
| 3 SHS JOHNSON & JOHNSON | P | 2016-01-14 | 2017-03-22 | $380 | $297 | $83 | $83 |
| 18 SHS KIMBERLY CLARK CORP | P | 2011-07-21 | 2017-03-22 | $2,389 | $1,164 | $1,225 | $1,225 |
| 24 SHS KRAFT HEINZ CO | P | 2013-05-08 | 2017-02-17 | $2,253 | $1,249 | $1,004 | $1,004 |
| 3 SHS KRAFT HEINZ CO | P | 2013-08-22 | 2017-02-17 | $282 | $151 | $131 | $131 |
| 6 SHS KRAFT HEINZ CO | P | 2014-03-05 | 2017-02-17 | $563 | $319 | $244 | $244 |
| 3 SHS KRAFT HEINZ CO | P | 2014-06-24 | 2017-02-17 | $282 | $172 | $110 | $110 |
| 16 SHS KRAFT HEINZ CO | P | 2014-08-19 | 2017-02-17 | $1,502 | $876 | $626 | $626 |
| 3 SHS KRAFT HEINZ CO | P | 2015-01-12 | 2017-02-17 | $282 | $184 | $98 | $98 |
| 6 SHS KRAFT HEINZ CO | P | 2015-07-08 | 2017-02-17 | $563 | $432 | $131 | $131 |
| 3 SHS KRAFT HEINZ CO | P | 2016-01-14 | 2017-02-17 | $282 | $208 | $74 | $74 |
| 29 SHS MARSH & MCLENNAN COS INC | P | 2014-11-17 | 2017-09-27 | $2,430 | $1,618 | $812 | $812 |
| 21 SHS MC DONALDS CORP | P | 2017-04-27 | 2017-08-08 | $3,251 | $2,967 | $284 | $284 |
| 1 SHS MC DONALDS CORP | P | 2017-07-11 | 2017-08-08 | $155 | $155 | $0 | $0 |
| 2 SHS MC DONALDS CORP | P | 2016-10-24 | 2017-08-04 | $308 | $227 | $81 | $81 |
| 14 SHS MC DONALDS CORP | P | 2017-03-21 | 2017-08-04 | $2,154 | $1,799 | $355 | $355 |
| 4 SHS MC DONALDS CORP | P | 2017-04-27 | 2017-08-04 | $615 | $565 | $50 | $50 |
| 8 SHS MC DONALDS CORP | P | 2016-10-13 | 2017-07-31 | $1,243 | $925 | $318 | $318 |
| 13 SHS MC DONALDS CORP | P | 2016-10-24 | 2017-07-31 | $2,020 | $1,476 | $544 | $544 |
| 3 SHS MC DONALDS CORP | P | 2016-10-05 | 2017-07-19 | $461 | $341 | $120 | $120 |
| 10 SHS MC DONALDS CORP | P | 2016-10-13 | 2017-07-19 | $1,537 | $1,156 | $381 | $381 |
| 1 SHS MC DONALDS CORP | P | 2015-01-12 | 2017-07-19 | $154 | $93 | $61 | $61 |
| 3 SHS MC DONALDS CORP | P | 2015-07-08 | 2017-07-19 | $461 | $289 | $172 | $172 |
| 3 SHS MC DONALDS CORP | P | 2016-01-14 | 2017-07-19 | $461 | $347 | $114 | $114 |
| 12 SHS MC DONALDS CORP | P | 2014-07-16 | 2017-07-14 | $1,861 | $1,194 | $667 | $667 |
| 7 SHS MC DONALDS CORP | P | 2014-08-19 | 2017-07-14 | $1,086 | $660 | $426 | $426 |
| 2 SHS MC DONALDS CORP | P | 2015-01-12 | 2017-07-14 | $310 | $187 | $123 | $123 |
| 3 SHS MC DONALDS CORP | P | 2014-06-24 | 2017-06-13 | $450 | $306 | $144 | $144 |
| 13 SHS MC DONALDS CORP | P | 2014-07-16 | 2017-06-13 | $1,950 | $1,293 | $657 | $657 |
| 13 SHS MC DONALDS CORP | P | 2014-04-28 | 2017-06-08 | $1,970 | $1,302 | $668 | $668 |
| 3 SHS MC DONALDS CORP | P | 2014-06-24 | 2017-06-08 | $455 | $306 | $149 | $149 |
| 23 SHS MC DONALDS CORP | P | 2014-04-28 | 2017-05-02 | $3,250 | $2,304 | $946 | $946 |
| 10 SHS MC DONALDS CORP | P | 2012-12-07 | 2017-04-28 | $1,405 | $890 | $515 | $515 |
| 3 SHS MC DONALDS CORP | P | 2013-08-22 | 2017-04-28 | $421 | $286 | $135 | $135 |
| 8 SHS MC DONALDS CORP | P | 2014-04-28 | 2017-04-28 | $1,124 | $801 | $323 | $323 |
| 17 SHS MC DONALDS CORP | P | 2012-12-07 | 2017-04-26 | $2,400 | $1,513 | $887 | $887 |
| 21 SHS MC DONALDS CORP | P | 2012-12-07 | 2017-03-22 | $2,708 | $1,869 | $839 | $839 |
| 21 SHS MERCK & CO INC NEW COM | P | 2012-01-05 | 2017-07-31 | $1,339 | $814 | $525 | $525 |
| 27 SHS MERCK & CO INC NEW COM | P | 2012-03-19 | 2017-07-31 | $1,722 | $1,025 | $697 | $697 |
| 2 SHS MERCK & CO INC NEW COM | P | 2012-09-17 | 2017-07-31 | $128 | $88 | $40 | $40 |
| 228 SHS MICROSOFT CORP | P | 2008-06-05 | 2017-12-06 | $18,830 | $6,452 | $12,378 | $12,378 |
| 5 SHS MICROSOFT CORP | P | 2008-06-12 | 2017-12-06 | $413 | $137 | $276 | $276 |
| 7 SHS MICROSOFT CORP | P | 2008-09-11 | 2017-12-06 | $578 | $183 | $395 | $395 |
| 10 SHS MICROSOFT CORP | P | 2008-12-11 | 2017-12-06 | $826 | $201 | $625 | $625 |
| 105 SHS MICROSOFT CORP | P | 2006-06-30 | 2017-06-02 | $7,437 | $2,470 | $4,967 | $4,967 |
| 2 SHS MICROSOFT CORP | P | 2006-09-14 | 2017-06-02 | $142 | $52 | $90 | $90 |
| 2 SHS MICROSOFT CORP | P | 2006-12-14 | 2017-06-02 | $142 | $60 | $82 | $82 |
| 2 SHS MICROSOFT CORP | P | 2007-03-08 | 2017-06-02 | $142 | $56 | $86 | $86 |
| 4 SHS MICROSOFT CORP | P | 2007-06-14 | 2017-06-02 | $283 | $123 | $160 | $160 |
| 4 SHS MICROSOFT CORP | P | 2007-09-13 | 2017-06-02 | $283 | $116 | $167 | $167 |
| 4 SHS MICROSOFT CORP | P | 2007-12-13 | 2017-06-02 | $283 | $139 | $144 | $144 |
| 5 SHS MICROSOFT CORP | P | 2008-03-13 | 2017-06-02 | $354 | $143 | $211 | $211 |
| 172 SHS MICROSOFT CORP | P | 2008-06-05 | 2017-06-02 | $12,182 | $4,868 | $7,314 | $7,314 |
| 200 SHS MICROSOFT CORP | P | 2005-07-28 | 2017-02-28 | $12,682 | $5,203 | $7,479 | $7,479 |
| 1 SHS MICROSOFT CORP | P | 2005-09-09 | 2017-02-28 | $63 | $27 | $36 | $36 |
| 1 SHS MICROSOFT CORP | P | 2005-12-08 | 2017-02-28 | $63 | $28 | $35 | $35 |
| 1 SHS MICROSOFT CORP | P | 2006-03-09 | 2017-02-28 | $63 | $27 | $36 | $36 |
| 2 SHS MICROSOFT CORP | P | 2006-06-08 | 2017-02-28 | $127 | $44 | $83 | $83 |
| 195 SHS MICROSOFT CORP | P | 2006-06-30 | 2017-02-28 | $12,365 | $4,587 | $7,778 | $7,778 |
| 65 SHS MORGAN STANLEY | P | 2014-11-17 | 2017-12-14 | $3,429 | $2,315 | $1,114 | $1,114 |
| 20 SHS NOVARTIS AG ADR | P | 2016-10-24 | 2017-05-22 | $1,629 | $1,513 | $116 | $116 |
| 35 SHS NOVARTIS AG ADR | P | 2016-11-16 | 2017-05-22 | $2,852 | $2,527 | $325 | $325 |
| 26 SHS NOVARTIS AG ADR | P | 2017-02-21 | 2017-05-22 | $2,118 | $1,997 | $121 | $121 |
| 26 SHS NOVARTIS AG ADR | P | 2017-04-27 | 2017-05-22 | $2,118 | $2,004 | $114 | $114 |
| 67 SHS NOVARTIS AG ADR | P | 2016-10-13 | 2017-05-17 | $5,359 | $5,150 | $209 | $209 |
| 8 SHS NOVARTIS AG ADR | P | 2016-10-24 | 2017-05-17 | $640 | $605 | $35 | $35 |
| 1 SHS PHILIP MORRIS INTL INC | P | 2012-11-28 | 2017-06-13 | $119 | $89 | $30 | $30 |
| 16 SHS PHILIP MORRIS INTL INC | P | 2013-05-08 | 2017-06-13 | $1,898 | $1,509 | $389 | $389 |
| 14 SHS PHILIP MORRIS INTL INC | P | 2012-03-19 | 2017-04-06 | $1,576 | $1,208 | $368 | $368 |
| 9 SHS PHILIP MORRIS INTL INC | P | 2012-11-28 | 2017-04-06 | $1,013 | $799 | $214 | $214 |
| 2500 SHS PIMCO DYN CREDIT & MORT INC FD | P | 2016-05-23 | 2017-10-31 | $56,368 | $45,781 | $10,587 | $10,587 |
| 3090.104 SHS PIMCO DYN CREDIT & MORT INC FD | P | 2016-05-23 | 2017-04-26 | $66,750 | $56,587 | $10,163 | $10,163 |
| 1300 SHS PIMCO DYN CREDIT & MORT INC FD | P | 2014-06-05 | 2017-04-26 | $28,111 | $30,878 | -$2,767 | -$2,767 |
| 800 SHS PIMCO DYN CREDIT & MORT INC FD | P | 2014-06-05 | 2017-04-26 | $17,281 | $19,002 | -$1,721 | -$1,721 |
| 16 SHS PIMCO DYN CREDIT & MORT INC FD | P | 2015-07-01 | 2017-04-26 | $346 | $324 | $22 | $22 |
| 19.747 SHS PIMCO DYN CREDIT & MORT INC FD | P | 2016-04-01 | 2017-04-26 | $427 | $347 | $80 | $80 |
| 19.149 SHS PIMCO DYN CREDIT & MORT INC FD | P | 2016-05-02 | 2017-04-26 | $414 | $350 | $64 | $64 |
| 515.577 SHS PIMCO TOTAL RETURN D | P | 2009-08-21 | 2017-04-26 | $5,238 | $5,476 | -$238 | -$238 |
| 58.032 SHS PIMCO TOTAL RETURN D | P | 2009-09-02 | 2017-04-26 | $590 | $623 | -$33 | -$33 |
| 62.729 SHS PIMCO TOTAL RETURN D | P | 2009-10-02 | 2017-04-26 | $637 | $682 | -$45 | -$45 |
| 56.963 SHS PIMCO TOTAL RETURN D | P | 2009-11-03 | 2017-04-26 | $579 | $620 | -$41 | -$41 |
| 45.362 SHS PIMCO TOTAL RETURN D | P | 2009-12-02 | 2017-04-26 | $461 | $499 | -$38 | -$38 |
| 32.135 SHS PIMCO TOTAL RETURN D | P | 2009-12-11 | 2017-04-26 | $326 | $348 | -$22 | -$22 |
| 115.523 SHS PIMCO TOTAL RETURN D | P | 2009-12-11 | 2017-04-26 | $1,174 | $1,252 | -$78 | -$78 |
| 43.003 SHS PIMCO TOTAL RETURN D | P | 2010-01-05 | 2017-04-26 | $437 | $462 | -$25 | -$25 |
| 32.243 SHS PIMCO TOTAL RETURN D | P | 2010-02-02 | 2017-04-26 | $328 | $352 | -$24 | -$24 |
| 31.705 SHS PIMCO TOTAL RETURN D | P | 2010-03-02 | 2017-04-26 | $322 | $347 | -$25 | -$25 |
| 33.001 SHS PIMCO TOTAL RETURN D | P | 2010-04-05 | 2017-04-26 | $335 | $363 | -$28 | -$28 |
| 33.765 SHS PIMCO TOTAL RETURN D | P | 2010-05-04 | 2017-04-26 | $343 | $374 | -$31 | -$31 |
| 903.342 SHS PIMCO TOTAL RETURN D | P | 2010-05-27 | 2017-04-26 | $9,177 | $9,956 | -$779 | -$779 |
| 31.014 SHS PIMCO TOTAL RETURN D | P | 2010-06-02 | 2017-04-26 | $315 | $343 | -$28 | -$28 |
| 36.512 SHS PIMCO TOTAL RETURN D | P | 2010-07-02 | 2017-04-26 | $371 | $409 | -$38 | -$38 |
| 38.724 SHS PIMCO TOTAL RETURN D | P | 2010-08-03 | 2017-04-26 | $393 | $440 | -$47 | -$47 |
| 35.509 SHS PIMCO TOTAL RETURN D | P | 2010-09-02 | 2017-04-26 | $361 | $408 | -$47 | -$47 |
| 435.54 SHS PIMCO TOTAL RETURN D | P | 2010-09-17 | 2017-04-26 | $4,425 | $4,979 | -$554 | -$554 |
| 36.741 SHS PIMCO TOTAL RETURN D | P | 2010-10-04 | 2017-04-26 | $373 | $424 | -$51 | -$51 |
| 41.199 SHS PIMCO TOTAL RETURN D | P | 2010-11-02 | 2017-04-26 | $419 | $480 | -$61 | -$61 |
| 43.393 SHS PIMCO TOTAL RETURN D | P | 2010-12-02 | 2017-04-26 | $441 | $496 | -$55 | -$55 |
| 256.965 SHS PIMCO TOTAL RETURN D | P | 2010-12-10 | 2017-04-26 | $2,610 | $2,763 | -$153 | -$153 |
| 561.981 SHS PIMCO TOTAL RETURN D | P | 2010-12-10 | 2017-04-26 | $5,709 | $6,042 | -$333 | -$333 |
| 50.805 SHS PIMCO TOTAL RETURN D | P | 2011-01-04 | 2017-04-26 | $516 | $549 | -$33 | -$33 |
| 41.836 SHS PIMCO TOTAL RETURN D | P | 2011-02-02 | 2017-04-26 | $425 | $452 | -$27 | -$27 |
| 43.635 SHS PIMCO TOTAL RETURN D | P | 2011-03-02 | 2017-04-26 | $443 | $473 | -$30 | -$30 |
| 45.112 SHS PIMCO TOTAL RETURN D | P | 2011-04-04 | 2017-04-26 | $458 | $489 | -$31 | -$31 |
| 45.034 SHS PIMCO TOTAL RETURN D | P | 2011-05-03 | 2017-04-26 | $458 | $495 | -$37 | -$37 |
| 42.919 SHS PIMCO TOTAL RETURN D | P | 2011-06-02 | 2017-04-26 | $436 | $473 | -$37 | -$37 |
| 40.193 SHS PIMCO TOTAL RETURN D | P | 2011-07-05 | 2017-04-26 | $408 | $440 | -$32 | -$32 |
| 36.584 SHS PIMCO TOTAL RETURN D | P | 2011-08-02 | 2017-04-26 | $372 | $404 | -$32 | -$32 |
| 25.289 SHS PIMCO TOTAL RETURN D | P | 2011-09-02 | 2017-04-26 | $257 | $277 | -$20 | -$20 |
| 26.037 SHS PIMCO TOTAL RETURN D | P | 2011-10-04 | 2017-04-26 | $265 | $280 | -$15 | -$15 |
| 25.87 SHS PIMCO TOTAL RETURN D | P | 2011-11-02 | 2017-04-26 | $263 | $281 | -$18 | -$18 |
| 28.542 SHS PIMCO TOTAL RETURN D | P | 2011-12-02 | 2017-04-26 | $290 | $306 | -$16 | -$16 |
| 62.572 SHS PIMCO TOTAL RETURN D | P | 2011-12-30 | 2017-04-26 | $636 | $675 | -$39 | -$39 |
| 27.815 SHS PIMCO TOTAL RETURN D | P | 2012-01-04 | 2017-04-26 | $283 | $301 | -$18 | -$18 |
| 25.987 SHS PIMCO TOTAL RETURN D | P | 2012-02-02 | 2017-04-26 | $264 | $288 | -$24 | -$24 |
| 24.141 SHS PIMCO TOTAL RETURN D | P | 2012-03-02 | 2017-04-26 | $245 | $267 | -$22 | -$22 |
| 30.233 SHS PIMCO TOTAL RETURN D | P | 2012-04-03 | 2017-04-26 | $307 | $334 | -$27 | -$27 |
| 27.762 SHS PIMCO TOTAL RETURN D | P | 2012-05-02 | 2017-04-26 | $282 | $310 | -$28 | -$28 |
| 30.803 SHS PIMCO TOTAL RETURN D | P | 2012-06-04 | 2017-04-26 | $313 | $346 | -$33 | -$33 |
| 27.223 SHS PIMCO TOTAL RETURN D | P | 2012-07-03 | 2017-04-26 | $277 | $306 | -$29 | -$29 |
| 21.357 SHS PIMCO TOTAL RETURN D | P | 2012-08-02 | 2017-04-26 | $217 | $244 | -$27 | -$27 |
| 22.853 SHS PIMCO TOTAL RETURN D | P | 2012-09-05 | 2017-04-26 | $232 | $262 | -$30 | -$30 |
| 18.408 SHS PIMCO TOTAL RETURN D | P | 2012-10-02 | 2017-04-26 | $187 | $212 | -$25 | -$25 |
| 27.754 SHS PIMCO TOTAL RETURN D | P | 2012-11-02 | 2017-04-26 | $282 | $320 | -$38 | -$38 |
| 28.435 SHS PIMCO TOTAL RETURN D | P | 2012-12-04 | 2017-04-26 | $289 | $329 | -$40 | -$40 |
| 107.959 SHS PIMCO TOTAL RETURN D | P | 2012-12-14 | 2017-04-26 | $1,097 | $1,221 | -$124 | -$124 |
| 147.085 SHS PIMCO TOTAL RETURN D | P | 2012-12-14 | 2017-04-26 | $1,494 | $1,664 | -$170 | -$170 |
| 0.003 SHS PIMCO TOTAL RETURN D | P | 2012-12-17 | 2017-04-26 | $0 | $0 | ||
| 0.001 SHS PIMCO TOTAL RETURN D | P | 2012-12-17 | 2017-04-26 | $0 | $0 | ||
| 112.309 SHS PIMCO TOTAL RETURN D | P | 2012-12-31 | 2017-04-26 | $1,141 | $1,257 | -$116 | -$116 |
| 22.046 SHS PIMCO TOTAL RETURN D | P | 2013-01-03 | 2017-04-26 | $224 | $247 | -$23 | -$23 |
| 16.231 SHS PIMCO TOTAL RETURN D | P | 2013-02-04 | 2017-04-26 | $165 | $181 | -$16 | -$16 |
| 18.756 SHS PIMCO TOTAL RETURN D | P | 2013-03-04 | 2017-04-26 | $191 | $210 | -$19 | -$19 |
| 24.406 SHS PIMCO TOTAL RETURN D | P | 2013-04-02 | 2017-04-26 | $248 | $273 | -$25 | -$25 |
| 29.256 SHS PIMCO TOTAL RETURN D | P | 2013-05-02 | 2017-04-26 | $297 | $330 | -$33 | -$33 |
| 24.132 SHS PIMCO TOTAL RETURN D | P | 2013-06-04 | 2017-04-26 | $245 | $266 | -$21 | -$21 |
| 16.644 SHS PIMCO TOTAL RETURN D | P | 2013-07-02 | 2017-04-26 | $169 | $178 | -$9 | -$9 |
| 20.917 SHS PIMCO TOTAL RETURN D | P | 2013-08-02 | 2017-04-26 | $212 | $225 | -$13 | -$13 |
| 21.915 SHS PIMCO TOTAL RETURN D | P | 2013-09-04 | 2017-04-26 | $223 | $232 | -$9 | -$9 |
| 13.577 SHS PIMCO TOTAL RETURN D | P | 2013-10-02 | 2017-04-26 | $138 | $146 | -$8 | -$8 |
| 15.223 SHS PIMCO TOTAL RETURN D | P | 2013-11-04 | 2017-04-26 | $155 | $165 | -$10 | -$10 |
| 14.486 SHS PIMCO TOTAL RETURN D | P | 2013-12-03 | 2017-04-26 | $147 | $157 | -$10 | -$10 |
| 9.651 SHS PIMCO TOTAL RETURN D | P | 2013-12-13 | 2017-04-26 | $98 | $103 | -$5 | -$5 |
| 50.495 SHS PIMCO TOTAL RETURN D | P | 2013-12-13 | 2017-04-26 | $513 | $540 | -$27 | -$27 |
| 10.023 SHS PIMCO TOTAL RETURN D | P | 2014-01-03 | 2017-04-26 | $102 | $107 | -$5 | -$5 |
| 9.994 SHS PIMCO TOTAL RETURN D | P | 2014-02-04 | 2017-04-26 | $102 | $108 | -$6 | -$6 |
| 9.32 SHS PIMCO TOTAL RETURN D | P | 2014-03-04 | 2017-04-26 | $95 | $101 | -$6 | -$6 |
| 10.19 SHS PIMCO TOTAL RETURN D | P | 2014-04-02 | 2017-04-26 | $104 | $109 | -$5 | -$5 |
| 10.792 SHS PIMCO TOTAL RETURN D | P | 2014-05-02 | 2017-04-26 | $110 | $116 | -$6 | -$6 |
| 12.586 SHS PIMCO TOTAL RETURN D | P | 2014-06-03 | 2017-04-26 | $128 | $137 | -$9 | -$9 |
| 8.25 SHS PIMCO TOTAL RETURN D | P | 2014-07-02 | 2017-04-26 | $84 | $90 | -$6 | -$6 |
| 9.219 SHS PIMCO TOTAL RETURN D | P | 2014-08-04 | 2017-04-26 | $94 | $100 | -$6 | -$6 |
| 8.547 SHS PIMCO TOTAL RETURN D | P | 2014-09-03 | 2017-04-26 | $87 | $94 | -$7 | -$7 |
| 6.498 SHS PIMCO TOTAL RETURN D | P | 2014-10-02 | 2017-04-26 | $66 | $70 | -$4 | -$4 |
| 6.76 SHS PIMCO TOTAL RETURN D | P | 2014-11-04 | 2017-04-26 | $69 | $74 | -$5 | -$5 |
| 7.773 SHS PIMCO TOTAL RETURN D | P | 2014-11-28 | 2017-04-26 | $79 | $85 | -$6 | -$6 |
| 39.225 SHS PIMCO TOTAL RETURN D | P | 2014-12-10 | 2017-04-26 | $398 | $426 | -$28 | -$28 |
| 99.358 SHS PIMCO TOTAL RETURN D | P | 2014-12-29 | 2017-04-26 | $1,009 | $1,052 | -$43 | -$43 |
| 10.906 SHS PIMCO TOTAL RETURN D | P | 2014-12-31 | 2017-04-26 | $111 | $116 | -$5 | -$5 |
| 4.025 SHS PIMCO TOTAL RETURN D | P | 2015-01-30 | 2017-04-26 | $41 | $44 | -$3 | -$3 |
| 4.608 SHS PIMCO TOTAL RETURN D | P | 2015-02-27 | 2017-04-26 | $47 | $50 | -$3 | -$3 |
| 5.187 SHS PIMCO TOTAL RETURN D | P | 2015-03-31 | 2017-04-26 | $53 | $56 | -$3 | -$3 |
| 11.777 SHS PIMCO TOTAL RETURN D | P | 2015-04-30 | 2017-04-26 | $120 | $126 | -$6 | -$6 |
| 13.163 SHS PIMCO TOTAL RETURN D | P | 2015-05-29 | 2017-04-26 | $134 | $140 | -$6 | -$6 |
| 11.122 SHS PIMCO TOTAL RETURN D | P | 2015-06-30 | 2017-04-26 | $113 | $117 | -$4 | -$4 |
| 5.942 SHS PIMCO TOTAL RETURN D | P | 2015-07-31 | 2017-04-26 | $60 | $63 | -$3 | -$3 |
| 14.888 SHS PIMCO TOTAL RETURN D | P | 2015-08-31 | 2017-04-26 | $151 | $156 | -$5 | -$5 |
| 14.168 SHS PIMCO TOTAL RETURN D | P | 2015-09-30 | 2017-04-26 | $144 | $148 | -$4 | -$4 |
| 13.639 SHS PIMCO TOTAL RETURN D | P | 2015-10-30 | 2017-04-26 | $139 | $143 | -$4 | -$4 |
| 12.625 SHS PIMCO TOTAL RETURN D | P | 2015-11-30 | 2017-04-26 | $128 | $132 | -$4 | -$4 |
| 191.392 SHS PIMCO TOTAL RETURN D | P | 2015-12-16 | 2017-04-26 | $1,944 | $1,920 | $24 | $24 |
| 15.923 SHS PIMCO TOTAL RETURN D | P | 2015-12-31 | 2017-04-26 | $162 | $160 | $2 | $2 |
| 10.517 SHS PIMCO TOTAL RETURN D | P | 2016-01-29 | 2017-04-26 | $107 | $106 | $1 | $1 |
| 11.231 SHS PIMCO TOTAL RETURN D | P | 2016-02-29 | 2017-04-26 | $114 | $113 | $1 | $1 |
| 12.707 SHS PIMCO TOTAL RETURN D | P | 2016-03-31 | 2017-04-26 | $129 | $129 | $0 | $0 |
| 12.024 SHS PIMCO TOTAL RETURN D | P | 2016-04-29 | 2017-04-26 | $122 | $123 | -$1 | -$1 |
| 13.747 SHS PIMCO TOTAL RETURN D | P | 2016-05-31 | 2017-04-26 | $140 | $140 | $0 | $0 |
| 14.043 SHS PIMCO TOTAL RETURN D | P | 2016-06-30 | 2017-04-26 | $143 | $145 | -$2 | -$2 |
| 15.498 SHS PIMCO TOTAL RETURN D | P | 2016-07-29 | 2017-04-26 | $157 | $161 | -$4 | -$4 |
| 13.57 SHS PIMCO TOTAL RETURN D | P | 2016-08-31 | 2017-04-26 | $138 | $140 | -$2 | -$2 |
| 8.723 SHS PIMCO TOTAL RETURN D | P | 2016-09-30 | 2017-04-26 | $89 | $90 | -$1 | -$1 |
| 11.339 SHS PIMCO TOTAL RETURN D | P | 2016-10-31 | 2017-04-26 | $115 | $117 | -$2 | -$2 |
| 14.091 SHS PIMCO TOTAL RETURN D | P | 2016-11-30 | 2017-04-26 | $143 | $141 | $2 | $2 |
| 13.058 SHS PIMCO TOTAL RETURN D | P | 2016-12-30 | 2017-04-26 | $133 | $131 | $2 | $2 |
| 10.55 SHS PIMCO TOTAL RETURN D | P | 2017-01-31 | 2017-04-26 | $107 | $106 | $1 | $1 |
| 11.683 SHS PIMCO TOTAL RETURN D | P | 2017-02-28 | 2017-04-26 | $119 | $119 | $0 | $0 |
| 14.932 SHS PIMCO TOTAL RETURN D | P | 2017-03-31 | 2017-04-26 | $152 | $151 | $1 | $1 |
| 18 SHS PROCTER & GAMBLE | P | 2014-07-10 | 2017-04-06 | $1,610 | $1,470 | $140 | $140 |
| 11 SHS PROCTER & GAMBLE | P | 2014-07-16 | 2017-04-06 | $984 | $893 | $91 | $91 |
| 9 SHS PROCTER & GAMBLE | P | 2012-11-28 | 2017-02-10 | $793 | $623 | $170 | $170 |
| 3 SHS PROCTER & GAMBLE | P | 2014-03-05 | 2017-02-10 | $264 | $233 | $31 | $31 |
| 47 SHS PROCTER & GAMBLE | P | 2014-07-10 | 2017-02-10 | $4,143 | $3,840 | $303 | $303 |
| 4 SHS PROGRESSIVE CORP OHIO | P | 2016-10-05 | 2017-03-29 | $157 | $125 | $32 | $32 |
| 54 SHS PROGRESSIVE CORP OHIO | P | 2016-11-03 | 2017-03-29 | $2,125 | $1,701 | $424 | $424 |
| 55 SHS PROGRESSIVE CORP OHIO | P | 2016-10-05 | 2017-03-21 | $2,212 | $1,718 | $494 | $494 |
| 2 SHS PROGRESSIVE CORP OHIO | P | 2014-12-24 | 2017-03-21 | $80 | $54 | $26 | $26 |
| 29 SHS PROGRESSIVE CORP OHIO | P | 2014-12-24 | 2017-03-15 | $1,159 | $784 | $375 | $375 |
| 96 SHS PROGRESSIVE CORP OHIO | P | 2014-11-17 | 2017-03-10 | $3,796 | $2,590 | $1,206 | $1,206 |
| 10 SHS PROGRESSIVE CORP OHIO | P | 2014-12-24 | 2017-03-10 | $395 | $270 | $125 | $125 |
| 45 SHS SANOFI ADR | P | 2016-04-13 | 2017-10-25 | $2,166 | $1,946 | $220 | $220 |
| 21 SHS SANOFI ADR | P | 2016-07-12 | 2017-10-25 | $1,011 | $882 | $129 | $129 |
| 64 SHS SANOFI ADR | P | 2016-04-13 | 2017-10-11 | $3,185 | $2,768 | $417 | $417 |
| 27 SHS SANOFI ADR | P | 2016-02-24 | 2017-07-19 | $1,267 | $1,053 | $214 | $214 |
| 17 SHS SANOFI ADR | P | 2016-02-25 | 2017-07-19 | $798 | $672 | $126 | $126 |
| 31 SHS SANOFI ADR | P | 2016-04-13 | 2017-07-19 | $1,455 | $1,341 | $114 | $114 |
| 2 SHS SANOFI ADR | P | 2015-01-07 | 2017-07-14 | $96 | $88 | $8 | $8 |
| 3 SHS SANOFI ADR | P | 2015-07-08 | 2017-07-14 | $145 | $145 | $0 | $0 |
| 57 SHS SANOFI ADR | P | 2016-02-24 | 2017-07-14 | $2,749 | $2,223 | $526 | $526 |
| 29 SHS SANOFI ADR | P | 2015-01-07 | 2017-06-14 | $1,389 | $1,279 | $110 | $110 |
| 23 SHS SANOFI ADR | P | 2015-01-07 | 2017-06-13 | $1,096 | $1,014 | $82 | $82 |
| 44 SHS SANOFI ADR | P | 2015-01-07 | 2017-06-08 | $2,119 | $1,940 | $179 | $179 |
| 49 SHS SOUTHERN CO | P | 2011-03-23 | 2017-04-11 | $2,418 | $1,835 | $583 | $583 |
| 48 SHS SOUTHERN CO | P | 2011-07-21 | 2017-04-11 | $2,369 | $1,950 | $419 | $419 |
| 10 SHS SOUTHERN CO | P | 2011-12-05 | 2017-04-11 | $493 | $443 | $50 | $50 |
| 50 SHS SOUTHERN CO | P | 2011-03-23 | 2017-04-06 | $2,505 | $1,872 | $633 | $633 |
| 2 SHS STRYKER CORP | P | 2016-10-05 | 2017-08-22 | $291 | $234 | $57 | $57 |
| 9 SHS STRYKER CORP | P | 2016-11-03 | 2017-08-22 | $1,308 | $1,044 | $264 | $264 |
| 8 SHS STRYKER CORP | P | 2017-04-28 | 2017-08-22 | $1,163 | $1,087 | $76 | $76 |
| 5 SHS STRYKER CORP | P | 2016-10-05 | 2017-08-11 | $722 | $584 | $138 | $138 |
| 11 SHS STRYKER CORP | P | 2014-11-17 | 2017-08-11 | $1,587 | $973 | $614 | $614 |
| 7 SHS STRYKER CORP | P | 2014-12-24 | 2017-08-11 | $1,010 | $674 | $336 | $336 |
| 8 SHS STRYKER CORP | P | 2014-11-17 | 2017-07-26 | $1,162 | $708 | $454 | $454 |
| 42 SHS TWENTY-FIRST CENTURY FOX CL B | P | 2014-11-17 | 2017-12-14 | $1,438 | $1,419 | $19 | $19 |
| 10 SHS TWENTY-FIRST CENTURY FOX CL B | P | 2014-12-24 | 2017-12-14 | $343 | $374 | -$31 | -$31 |
| 12 SHS TWENTY-FIRST CENTURY FOX CL B | P | 2014-12-24 | 2017-12-14 | $404 | $448 | -$44 | -$44 |
| 9 SHS TWENTY-FIRST CENTURY FOX CL B | P | 2015-09-10 | 2017-12-14 | $303 | $243 | $60 | $60 |
| 22 SHS TWENTY-FIRST CENTURY FOX CL B | P | 2016-10-05 | 2017-12-14 | $740 | $552 | $188 | $188 |
| 3 SHS UNILEVER PLC (NEW) ADS | P | 2016-10-05 | 2017-02-17 | $140 | $141 | -$1 | -$1 |
| 74 SHS UNILEVER PLC (NEW) ADS | P | 2014-04-28 | 2017-02-17 | $3,447 | $3,275 | $172 | $172 |
| 9 SHS UNILEVER PLC (NEW) ADS | P | 2014-06-24 | 2017-02-17 | $419 | $413 | $6 | $6 |
| 11 SHS UNILEVER PLC (NEW) ADS | P | 2014-08-19 | 2017-02-17 | $512 | $481 | $31 | $31 |
| 69 SHS UNILEVER PLC (NEW) ADS | P | 2014-11-03 | 2017-02-17 | $3,214 | $2,753 | $461 | $461 |
| 3 SHS UNILEVER PLC (NEW) ADS | P | 2015-01-12 | 2017-02-17 | $140 | $122 | $18 | $18 |
| 6 SHS UNILEVER PLC (NEW) ADS | P | 2015-07-08 | 2017-02-17 | $280 | $256 | $24 | $24 |
| 3 SHS UNILEVER PLC (NEW) ADS | P | 2016-01-14 | 2017-02-17 | $140 | $123 | $17 | $17 |
| 8 SHS UNITED PARCEL SER INC CL-B | P | 2016-10-05 | 2017-02-01 | $855 | $875 | -$20 | -$20 |
| 11 SHS UNITED PARCEL SER INC CL-B | P | 2016-11-03 | 2017-02-01 | $1,176 | $1,187 | -$11 | -$11 |
| 1 SHS UNITED PARCEL SER INC CL-B | P | 2015-05-11 | 2017-02-01 | $107 | $101 | $6 | $6 |
| 6 SHS UNITED PARCEL SER INC CL-B | P | 2015-06-29 | 2017-02-01 | $641 | $587 | $54 | $54 |
| 6 SHS UNITED PARCEL SER INC CL-B | P | 2015-07-08 | 2017-02-01 | $641 | $574 | $67 | $67 |
| 4 SHS UNITED PARCEL SER INC CL-B | P | 2015-09-10 | 2017-02-01 | $428 | $388 | $40 | $40 |
| 495.295 SHS VANGUARD REIT INDEX INV | P | 2011-05-09 | 2017-04-26 | $13,788 | $9,594 | $4,194 | $4,194 |
| 4.051 SHS VANGUARD REIT INDEX INV | P | 2011-06-24 | 2017-04-26 | $113 | $75 | $38 | $38 |
| 4.652 SHS VANGUARD REIT INDEX INV | P | 2011-09-23 | 2017-04-26 | $130 | $75 | $55 | $55 |
| 534.759 SHS VANGUARD REIT INDEX INV | P | 2011-12-09 | 2017-04-26 | $14,887 | $9,562 | $5,325 | $5,325 |
| 11.176 SHS VANGUARD REIT INDEX INV | P | 2011-12-23 | 2017-04-26 | $311 | $206 | $105 | $105 |
| 8.041 SHS VANGUARD REIT INDEX INV | P | 2012-03-26 | 2017-04-26 | $224 | $160 | $64 | $64 |
| 8.357 SHS VANGUARD REIT INDEX INV | P | 2012-06-25 | 2017-04-26 | $233 | $168 | $65 | $65 |
| 8.132 SHS VANGUARD REIT INDEX INV | P | 2012-09-24 | 2017-04-26 | $226 | $171 | $55 | $55 |
| 12.646 SHS VANGUARD REIT INDEX INV | P | 2012-12-24 | 2017-04-26 | $352 | $265 | $87 | $87 |
| 655.594 SHS VANGUARD REIT INDEX INV | P | 2013-02-08 | 2017-04-26 | $18,251 | $14,462 | $3,789 | $3,789 |
| 12.903 SHS VANGUARD REIT INDEX INV | P | 2013-03-22 | 2017-04-26 | $359 | $286 | $73 | $73 |
| 1072.041 SHS VANGUARD REIT INDEX INV | P | 2013-03-26 | 2017-04-26 | $29,844 | $24,121 | $5,723 | $5,723 |
| 25.929 SHS VANGUARD REIT INDEX INV | P | 2013-06-24 | 2017-04-26 | $722 | $547 | $175 | $175 |
| 25.118 SHS VANGUARD REIT INDEX INV | P | 2013-09-23 | 2017-04-26 | $699 | $542 | $157 | $157 |
| 43.73 SHS VANGUARD REIT INDEX INV | P | 2013-12-24 | 2017-04-26 | $1,217 | $903 | $314 | $314 |
| 18.011 SHS VANGUARD REIT INDEX INV | P | 2014-03-25 | 2017-04-26 | $501 | $400 | $101 | $101 |
| 26.44 SHS VANGUARD REIT INDEX INV | P | 2014-06-24 | 2017-04-26 | $736 | $634 | $102 | $102 |
| 26.485 SHS VANGUARD REIT INDEX INV | P | 2014-09-24 | 2017-04-26 | $737 | $610 | $127 | $127 |
| 39.741 SHS VANGUARD REIT INDEX INV | P | 2014-12-22 | 2017-04-26 | $1,106 | $1,041 | $65 | $65 |
| 17.058 SHS VANGUARD REIT INDEX INV | P | 2015-03-25 | 2017-04-26 | $475 | $474 | $1 | $1 |
| 29.612 SHS VANGUARD REIT INDEX INV | P | 2015-06-26 | 2017-04-26 | $824 | $724 | $100 | $100 |
| 29.713 SHS VANGUARD REIT INDEX INV | P | 2015-09-22 | 2017-04-26 | $827 | $727 | $100 | $100 |
| 42.413 SHS VANGUARD REIT INDEX INV | P | 2015-12-22 | 2017-04-26 | $1,181 | $1,090 | $91 | $91 |
| 34.225 SHS VANGUARD REIT INDEX INV | P | 2016-03-18 | 2017-04-26 | $953 | $922 | $31 | $31 |
| 27.445 SHS VANGUARD REIT INDEX INV | P | 2016-06-20 | 2017-04-26 | $764 | $767 | -$3 | -$3 |
| 21.133 SHS VANGUARD REIT INDEX INV | P | 2016-09-12 | 2017-04-26 | $588 | $603 | -$15 | -$15 |
| 66.575 SHS VANGUARD REIT INDEX INV | P | 2016-12-21 | 2017-04-26 | $1,853 | $1,782 | $71 | $71 |
| 22.953 SHS VANGUARD REIT INDEX INV | P | 2017-03-21 | 2017-04-26 | $639 | $621 | $18 | $18 |
| 7 SHS WALT DISNEY CO HLDG CO | P | 2014-11-17 | 2017-10-04 | $703 | $632 | $71 | $71 |
| 18 SHS WELLS FARGO & CO NEW | P | 2016-10-05 | 2017-05-08 | $990 | $808 | $182 | $182 |
| 32 SHS WELLS FARGO & CO NEW | P | 2016-11-03 | 2017-05-08 | $1,759 | $1,464 | $295 | $295 |
| 25 SHS WELLS FARGO & CO NEW | P | 2016-10-05 | 2017-05-03 | $1,365 | $1,123 | $242 | $242 |
| 10 SHS WELLS FARGO & CO NEW | P | 2016-01-28 | 2017-05-03 | $546 | $490 | $56 | $56 |
| 1 SHS WELLS FARGO & CO NEW | P | 2015-12-21 | 2017-04-27 | $54 | $54 | $0 | $0 |
| 10 SHS WELLS FARGO & CO NEW | P | 2016-01-07 | 2017-04-27 | $542 | $505 | $37 | $37 |
| 10 SHS WELLS FARGO & CO NEW | P | 2016-01-28 | 2017-04-27 | $542 | $490 | $52 | $52 |
| 15 SHS WELLS FARGO & CO NEW | P | 2015-12-14 | 2017-04-19 | $790 | $799 | -$9 | -$9 |
| 9 SHS WELLS FARGO & CO NEW | P | 2015-12-21 | 2017-04-19 | $474 | $483 | -$9 | -$9 |
| 20 SHS WELLS FARGO & CO NEW | P | 2015-11-19 | 2017-04-17 | $1,046 | $1,111 | -$65 | -$65 |
| 5 SHS WELLS FARGO & CO NEW | P | 2015-12-14 | 2017-04-17 | $261 | $266 | -$5 | -$5 |
| 4 SHS WHIRLPOOL CORP | P | 2015-04-21 | 2017-12-21 | $679 | $780 | -$101 | -$101 |
| 5 SHS WHIRLPOOL CORP | P | 2016-10-05 | 2017-12-21 | $848 | $823 | $25 | $25 |
| 1 SHS WHIRLPOOL CORP | P | 2014-11-17 | 2017-11-29 | $169 | $176 | -$7 | -$7 |
| 4 SHS WHIRLPOOL CORP | P | 2014-12-24 | 2017-11-29 | $677 | $768 | -$91 | -$91 |
| 2 SHS WHIRLPOOL CORP | P | 2015-02-06 | 2017-11-29 | $338 | $422 | -$84 | -$84 |
| 1 SHS WHIRLPOOL CORP | P | 2015-04-21 | 2017-11-29 | $169 | $195 | -$26 | -$26 |
| 13 SHS WHIRLPOOL CORP | P | 2014-11-17 | 2017-11-22 | $2,174 | $2,285 | -$111 | -$111 |
| CAPITAL GAINS DIVIDENDS | P | $47,883 | $47,883 | $47,883 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $214,060 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $17,584 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $120,761 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $2,834,968 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.042597 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $111,046 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $2,502,985 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.044365 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $92,600 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $2,346,287 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.039467 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $77,400 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $1,990,210 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.038890 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $72,250 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $1,692,781 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.042681 | DistributionYr5Rt |
| Total Distribution | 0.208000 | TotalDistributionRt |
| Average Distribution | 0.041600 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $3,271,366 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $136,089 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $2,902 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $138,991 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $139,250 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $2,902 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $2,902 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $2,902 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $3,410 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $3,410 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $508 | OverpaymentAmt |
| Applied To ES Tax | $508 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | MICHAEL S GOLDBERG | IndividualWithBooksNm |
| Phone | 2039665463 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 11 COVE ROAD | AddressLine1Txt |
| City | OLD GREENWICH | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06870 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| MICHAEL S GOLDBERG | ||||||||
| 11 COVE ROAD | OLD GREENWICH | CT | 06870 | CO-PRESIDENT | 0.00 | $0 | $0 | $0 |
| HEATHER W GOLDBERG | ||||||||
| 11 COVE ROAD | OLD GREENWICH | CT | 06870 | CO-PRESIDENT | 0.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $3,074,164 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $247,020 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $3,321,184 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $3,321,184 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $49,818 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $3,271,366 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $163,568 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $163,568 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $2,902 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $2,902 | TotalTaxAmt |
| Distributable Before Adj | $160,666 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $160,666 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $160,666 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $139,250 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $139,250 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $2,902 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $136,348 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $160,666 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $134,204 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $139,250 | QualifyingDistributionsAmt |
| Applied To Year1 | $134,204 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $5,046 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $155,620 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | MICHAEL S GOLDBERG | ContributingManagerNm |
| Contributing Manager | HEATHER W GOLDBERG | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (15 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| AMERICAN CANCER SOCIETY | ||||||||
| 250 WILLIAMS STREET NW | ATLANTA | GA | 30303 | NONE | PC | GENERAL FUND | $100 | |
| ARTS FOR HEALING | ||||||||
| 24 GROVE ST | NEW CANAAN | CT | 06840 | NONE | PC | GENERAL FUND | $1,000 | |
| BOSTON COLLEGE | ||||||||
| MORE HALL 220 140 COMMONWEALTH | CHESTNUT HILL | MA | 02467 | NONE | PC | GENERAL FUND | $65,600 | AVENUE |
| MEMORIAL SLOAN-KETTERING CANCER CENTER | ||||||||
| PO BOX 27106 | NEW YORK | NY | 10087 | NONE | PC | GENERAL FUND | $5,000 | |
| NC OUTWARD BOUND SCHOOL | ||||||||
| 2582 RICEVILLE ROAD | ASHEVILLE | NC | 28805 | NONE | PC | GENERAL FUND | $100 | |
| NEW CANAAN COUNTRY SCHOOL | ||||||||
| 635 FROGTOWN ROAD | NEW CANAAN | CT | 06840 | NONE | PC | GENERAL FUND | $20,000 | |
| NEW CANAAN LIBRARY | ||||||||
| 151 MAIN STREET | NEW CANAAN | CT | 06840 | NONE | PC | GENERAL FUND | $10,000 | |
| SEA EDUCATION ASSOCIATION | ||||||||
| PO BOX 6 | WOODS HOLE | MA | 02543 | NONE | PC | GENERAL FUND | $500 | |
| STAYING PUT IN NEW CANAAN | ||||||||
| PO BOX 27106 | NEW CANAAN | CT | 06840 | NONE | PC | GENERAL FUND | $500 | |
| THE GREENWICH COUNTRY DAY SCHOOL | ||||||||
| 401 OLD CHURCH ROAD | GREENWICH | CT | 06830 | NONE | PC | GENERAL FUND | $30,000 | |
| THE SCHOOL FOR FIELD STUDIOS | ||||||||
| 100 CUMMINGS CENTER SUITE 534-G | BEVERLY | MA | 01915 | NONE | PC | GENERAL FUND | $500 | |
| WAVENY LIFE CARE NETWORK | ||||||||
| 3 FARM ROAD | NEW CANAAN | CT | 06840 | NONE | PC | GENERAL FUND | $500 | |
| BOSTON COLLEGE JOHN J BURNS LIBRARY | ||||||||
| 140 COMMONWEALTH AVENUE | CHESTNUT HILL | MA | 02467 | NONE | PC | GENERAL FUND | $100 | |
| CULTURAL ALLIANCE OF FAIRFIELD | ||||||||
| 301 WEST AVENUE | NORWALK | CT | 06850 | NONE | PC | GENERAL FUND | $1,000 | |
| MAINE CANCER FOUNDATION | ||||||||
| 170 US RTE 1 SUITE 250 | FALMOUTH | ME | 04105 | NONE | PC | GENERAL FUND | $100 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $135,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $199 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $94,364 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $214,060 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $308,623 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $308,623 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING & TAX RETURN PREP FEES | CategoryTxt |
| Amt | $8,000 | Amt |
| Net Investment Income | $4,000 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $4,000 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (3 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| MORGAN STANLEY XXX10053 | $488,279 | $593,373 |
| MORGAN STANLEY XXX10054 | $584,967 | $655,017 |
| MORGAN STANLEY XXX10061 | $1,691,460 | $1,998,729 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | REGISTRATION FEES | Desc |
| Revenue And Expenses Per Books | $225 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $225 | DisbursementsCharitablePrpsAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ROUNDING | Desc |
| Amt | $25 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT ADVISORY FEES | CategoryTxt |
| Amt | $13,257 | Amt |
| Net Investment Income | $13,257 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| DE ANNUAL FRANCHISE TAXES | $25 | $0 | $0 | $25 |
| FOREIGN TAXES PAID | $1,200 | $1,200 | $0 | $0 |
| IRS TAXES | $5,500 | $0 | $0 | $0 |