ADELINE & GEORGE MCQUEEN FOUNDATION OF 1960 8336174700: Form 990PF, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- ADELINE & GEORGE MCQUEEN FOUNDATION OF 1960 8336174700 (EIN 75-6014459)
- Tax period
- 2017-07-01 to 2018-06-30
- Filed
- 2018-10-23
- IRS object ID
- 201822969349100407
- Schema version
- 2017v2.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-10-23T11:00:31-05:00 | ReturnTs |
| Tax Period End | 2018-06-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 861065772 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DELOITTE TAX LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 127 PUBLIC SQUARE | AddressLine1Txt |
| City | CLEVELAND | CityNm |
| State Abbreviation | OH | StateAbbreviationCd |
| ZIP | 44114 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-07-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 756014459 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ADELINE & GEORGE MCQUEEN FOUNDATION XXXXX1007 | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ADEL | BusinessNameControlTxt |
| Phone | 8004962583 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 S DEARBORN IL1-0111 | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60603 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JOY G LLANES | PersonNm |
| Person Title | Vice President | PersonTitleTxt |
| Phone | 8004962583 | PhoneNum |
| Signature | 2018-10-09 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | KELLY NEUGEBAUER | PreparerPersonNm |
| PTIN | P01285591 | PTIN |
| Phone | 3124869652 | PhoneNum |
| Preparation | 2018-10-09 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 167.219.0.140 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 4371E95251947875FACE279FA40AC0D2E4956926 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | BA10EDFA66F0344164019992D5F76BD4199756BE | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2018-06-14 16:35:46Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $23,184,538 | FMVAssetsEOYAmt |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $509,689 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $509,689 | DividendsNetInvstIncmAmt |
| Gross Rents Rev And Expnss | $0 | GrossRentsRevAndExpnssAmt |
| Gross Rents Net Invst Incm | $0 | GrossRentsNetInvstIncmAmt |
| Gross Rents Adj Net Incm | $0 | GrossRentsAdjNetIncmAmt |
| Net Rental Income Or Loss | $0 | NetRentalIncomeOrLossAmt |
| Net Gain Sale Ast Rev And Expnss | $3,129,271 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $18,337,486 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $3,129,271 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $524,986 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $524,549 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $4,163,946 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $4,163,509 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $0 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $191,580 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $114,948 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $76,632 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Legal Fees Rev And Expnss | $14,327 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $14,327 | LegalFeesDsbrsChrtblAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $120,132 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $5,995 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Other Expenses Rev And Expnss | $65,907 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $65,907 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $391,946 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $186,850 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $90,959 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $976,500 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $976,500 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,368,446 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $186,850 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,067,459 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $2,795,500 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $3,976,659 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | -$558,668 | CashBOYAmt |
| Cash EOY | $357,089 | CashEOYAmt |
| Cash EOYFMV | $357,089 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $1,310,031 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | -$125,750 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | -$125,750 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Corporate Stock BOY | $10,743,735 | CorporateStockBOYAmt |
| Corporate Stock EOY | $13,849,021 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $14,497,716 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $4,169,927 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $2,299,792 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $2,224,176 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $2,980,571 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $5,060,940 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $4,855,876 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $40 | OtherAssetsBOYAmt |
| Other Assets EOY | $40 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $1,375,431 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $18,645,636 | TotalAssetsBOYAmt |
| Total Assets EOY | $21,441,132 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $23,184,538 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $18,645,636 | CapitalStockBOYAmt |
| Capital Stock EOY | $21,441,132 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $18,645,636 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $21,441,132 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $18,645,636 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $21,441,132 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $18,645,636 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $2,795,500 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $21,441,136 | SubtotalAmt |
| Other Decreases | $4 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $21,441,132 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (370 entries)
| PropertyPropertyDesc | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | AcquiredAcquiredDt | Cost Or Other BasisCostOrOtherBasisAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| . WASTE CONNECTIONS INC | 2017-07-07 | $32 | $32 | $32 | |||
| 3040.65 AMERICREDIT AUTOMOBILE RECEIVA 2014-2 CL B 1.600% 07/08/2019 | 2017-07-10 | $3,041 | $13 | $13 | 2015-11-06 | $3,028 | |
| 107. METLIFE INC | 2017-07-12 | $5,945 | $2,776 | $2,776 | $3,169 | ||
| 105. METLIFE INC | 2017-07-12 | $5,829 | $2,764 | $2,764 | $3,065 | ||
| 138. METLIFE INC | 2017-07-12 | $7,666 | $3,742 | $3,742 | 2012-06-05 | $3,924 | |
| 100. METLIFE INC | 2017-07-12 | $5,549 | $2,920 | $2,920 | $2,629 | ||
| 18. METLIFE INC | 2017-07-12 | $1,000 | $548 | $548 | 2009-01-21 | $452 | |
| 18. METLIFE INC | 2017-07-13 | $1,002 | $550 | $550 | 2009-01-21 | $452 | |
| 2046.01 CALIFORNIA REPUBLIC AUTO RECEI 2015-3 CL A3 1.620% 11/15/2019 | 2017-07-17 | $2,046 | 2015-09-25 | $2,046 | |||
| 3000. CONOCOPHILLIPS | 2017-08-01 | $3,175 | -$106 | -$106 | 2009-10-22 | $3,281 | |
| 96. T-MOBILE US INC | 2017-08-01 | $6,049 | $2,183 | $2,183 | 2016-04-21 | $3,866 | |
| 125. T-MOBILE US INC | 2017-08-01 | $7,885 | $2,862 | $2,862 | $5,023 | ||
| 2776.79 AMERICREDIT AUTOMOBILE RECEIVA 2014-2 CL B 1.600% 07/08/2019 | 2017-08-08 | $2,777 | $12 | $12 | 2015-11-06 | $2,765 | |
| 27. HUMANA INC | 2017-08-14 | $6,759 | $4,866 | $4,866 | 2011-04-08 | $1,893 | |
| 9. HUMANA INC | 2017-08-14 | $2,253 | $425 | $425 | 2017-01-23 | $1,828 | |
| 2016.96 CALIFORNIA REPUBLIC AUTO RECEI 2015-3 CL A3 1.620% 11/15/2019 | 2017-08-15 | $2,017 | 2015-09-25 | $2,017 | |||
| 56. HUMANA INC | 2017-08-21 | $13,935 | $10,020 | $10,020 | $3,915 | ||
| 15. LINCOLN NATL CORP IND | 2017-08-21 | $1,007 | -$60 | -$60 | 2017-07-13 | $1,067 | |
| 23. LINCOLN NATL CORP IND | 2017-08-21 | $1,543 | -$91 | -$91 | $1,634 | ||
| 4. LINCOLN NATL CORP IND | 2017-08-21 | $269 | -$13 | -$13 | 2017-07-12 | $282 | |
| 5. LINCOLN NATL CORP IND | 2017-08-22 | $339 | -$14 | -$14 | 2017-07-12 | $353 | |
| 31. LINCOLN NATL CORP IND | 2017-08-22 | $2,099 | -$89 | -$89 | 2017-07-12 | $2,188 | |
| 10. LINCOLN NATL CORP IND | 2017-08-22 | $678 | -$28 | -$28 | 2017-07-12 | $706 | |
| 5. LINCOLN NATL CORP IND | 2017-08-23 | $340 | -$13 | -$13 | 2017-07-12 | $353 | |
| 11. LINCOLN NATL CORP IND | 2017-08-23 | $748 | -$29 | -$29 | 2017-07-12 | $777 | |
| 3. LINCOLN NATL CORP IND | 2017-08-23 | $204 | -$8 | -$8 | $212 | ||
| 5. LINCOLN NATL CORP IND | 2017-08-24 | $341 | -$12 | -$12 | 2017-07-12 | $353 | |
| 11. LINCOLN NATL CORP IND | 2017-08-24 | $748 | -$28 | -$28 | 2017-07-12 | $776 | |
| 1. LINCOLN NATL CORP IND | 2017-08-24 | $68 | -$3 | -$3 | 2017-07-12 | $71 | |
| 11. LINCOLN NATL CORP IND | 2017-08-24 | $750 | -$26 | -$26 | 2017-07-12 | $776 | |
| 17. LINCOLN NATL CORP IND | 2017-08-25 | $1,162 | -$38 | -$38 | 2017-07-12 | $1,200 | |
| 3. LINCOLN NATL CORP IND | 2017-08-25 | $205 | -$7 | -$7 | 2017-07-12 | $212 | |
| 1. LINCOLN NATL CORP IND | 2017-08-25 | $68 | -$3 | -$3 | 2017-07-12 | $71 | |
| 26. LINCOLN NATL CORP IND | 2017-08-28 | $1,767 | -$68 | -$68 | 2017-07-12 | $1,835 | |
| 13. LINCOLN NATL CORP IND | 2017-08-28 | $883 | -$35 | -$35 | 2017-07-12 | $918 | |
| 2. LINCOLN NATL CORP IND | 2017-08-29 | $134 | -$7 | -$7 | 2017-07-12 | $141 | |
| 9. LINCOLN NATL CORP IND | 2017-08-29 | $605 | -$29 | -$29 | $634 | ||
| 4. LINCOLN NATL CORP IND | 2017-08-29 | $268 | -$13 | -$13 | 2017-07-12 | $281 | |
| 6. LINCOLN NATL CORP IND | 2017-08-30 | $405 | -$17 | -$17 | 2017-07-12 | $422 | |
| 3. LINCOLN NATL CORP IND | 2017-08-30 | $204 | -$7 | -$7 | 2017-07-12 | $211 | |
| 5000. DEUTSCHE BANK AG LONDON 6% SEP 01 2017 | 2017-09-01 | $5,000 | -$726 | -$726 | $5,726 | ||
| 2902.12 AMERICREDIT AUTOMOBILE RECEIVA 2014-2 CL B 1.600% 07/08/2019 | 2017-09-13 | $2,902 | $12 | $12 | 2015-11-06 | $2,890 | |
| 8000. BHP BILLITON FIN USA LTD NON-TRADEABLE ASSET | 2017-09-13 | $8,739 | $498 | $498 | 2015-07-06 | $8,241 | |
| 15000. BERKSHIRE HATHAWAY FIN 3% MAY 15 2022 | 2017-09-14 | $15,584 | $117 | $117 | 2015-03-13 | $15,467 | |
| 30000. US TREAS 1.875% 09/30/17 | 2017-09-14 | $30,011 | -$113 | -$113 | 2017-04-18 | $30,124 | |
| 30000. GENERAL ELEC CAP CORP | 2017-09-15 | $30,000 | 2009-01-08 | $30,000 | |||
| 11000. ROYAL BANK OF CANADA 1.2% SEP 19 2017 | 2017-09-19 | $11,000 | $1 | $1 | 2012-09-12 | $10,999 | |
| 1921.37 CALIFORNIA REPUBLIC AUTO RECEI 2015-3 CL A3 1.620% 11/15/2019 | 2017-09-21 | $1,921 | 2015-09-25 | $1,921 | |||
| 329. STARBUCKS CORP | 2017-09-22 | $18,098 | -$288 | -$288 | 2017-03-17 | $18,386 | |
| . APOLLO GROUP INC CL A | 2017-09-26 | $11 | $11 | $11 | |||
| . DOWDUPONT INC | 2017-09-29 | $13 | $13 | $13 | |||
| 15. ALEXION PHARMACEUTICALS INC | 2017-10-03 | $2,122 | $554 | $554 | $1,568 | ||
| 45. ALEXION PHARMACEUTICALS INC | 2017-10-03 | $6,367 | $2,018 | $2,018 | 2013-05-07 | $4,349 | |
| 8. HARTFORD FINL SVCS GROUP INC | 2017-10-03 | $443 | $62 | $62 | 2016-12-16 | $381 | |
| 32. HARTFORD FINL SVCS GROUP INC | 2017-10-03 | $1,774 | $454 | $454 | 2016-09-09 | $1,320 | |
| 50. BROADCOM LTD | 2017-10-03 | $11,955 | $9,977 | $9,977 | 2013-04-25 | $1,978 | |
| 4. BROADCOM LTD | 2017-10-03 | $954 | $796 | $796 | 2013-04-25 | $158 | |
| 12. BROADCOM LTD | 2017-10-03 | $2,867 | $2,392 | $2,392 | 2013-04-25 | $475 | |
| 8. ALEXION PHARMACEUTICALS INC | 2017-10-04 | $1,129 | $356 | $356 | 2013-05-07 | $773 | |
| 7. HARTFORD FINL SVCS GROUP INC | 2017-10-04 | $390 | $101 | $101 | 2016-09-09 | $289 | |
| 39. HARTFORD FINL SVCS GROUP INC | 2017-10-04 | $2,171 | $562 | $562 | 2016-09-09 | $1,609 | |
| 3. HARTFORD FINL SVCS GROUP INC | 2017-10-04 | $167 | $43 | $43 | 2016-09-09 | $124 | |
| 19. HARTFORD FINL SVCS GROUP INC | 2017-10-04 | $1,058 | $274 | $274 | 2016-09-09 | $784 | |
| 8. HARTFORD FINL SVCS GROUP INC | 2017-10-04 | $446 | $116 | $116 | 2016-09-09 | $330 | |
| 18. HARTFORD FINL SVCS GROUP INC | 2017-10-05 | $1,003 | $260 | $260 | 2016-09-09 | $743 | |
| 1. HARTFORD FINL SVCS GROUP INC | 2017-10-05 | $56 | $15 | $15 | 2016-09-09 | $41 | |
| 4. HARTFORD FINL SVCS GROUP INC | 2017-10-06 | $223 | $58 | $58 | $165 | ||
| 12. HARTFORD FINL SVCS GROUP INC | 2017-10-09 | $667 | $172 | $172 | 2016-09-09 | $495 | |
| 2. HARTFORD FINL SVCS GROUP INC | 2017-10-09 | $111 | $29 | $29 | 2016-09-09 | $82 | |
| 2619.01 AMERICREDIT AUTOMOBILE RECEIVA 2014-2 CL B 1.600% 07/08/2019 | 2017-10-10 | $2,619 | $11 | $11 | 2015-11-06 | $2,608 | |
| 524. GENERAL ELEC CO | 2017-10-10 | $12,408 | -$2,923 | -$2,923 | $15,331 | ||
| 2088.23 CALIFORNIA REPUBLIC AUTO RECEI 2015-3 CL A3 1.620% 11/15/2019 | 2017-10-23 | $2,088 | 2015-09-25 | $2,088 | |||
| 70. AT&T INC | 2017-10-27 | $2,377 | -$40 | -$40 | $2,417 | ||
| 231. AT&T INC | 2017-10-27 | $7,827 | -$146 | -$146 | $7,973 | ||
| 213. AT&T INC | 2017-10-30 | $7,206 | -$131 | -$131 | $7,337 | ||
| 183. AT&T INC | 2017-10-30 | $6,141 | -$159 | -$159 | 2015-06-02 | $6,300 | |
| 95000. US TREAS 3.5% 05/15/20 | 2017-11-07 | $99,264 | $2,568 | $2,568 | $96,696 | ||
| 2565.92 AMERICREDIT AUTOMOBILE RECEIVA 2014-2 CL B 1.600% 07/08/2019 | 2017-11-08 | $2,566 | $11 | $11 | 2015-11-06 | $2,555 | |
| 70. ANALOG DEVICES INC | 2017-11-10 | $6,272 | $1,786 | $1,786 | $4,486 | ||
| 31. BIOGEN IDEC INC | 2017-11-10 | $9,623 | $6,459 | $6,459 | $3,164 | ||
| 58. ANALOG DEVICES INC | 2017-11-13 | $5,196 | $1,484 | $1,484 | $3,712 | ||
| 27. TJX COS INC NEW | 2017-11-17 | $1,909 | $229 | $229 | 2014-10-21 | $1,680 | |
| 119. TJX COS INC NEW | 2017-11-17 | $8,414 | -$808 | -$808 | $9,222 | ||
| 5. TJX COS INC NEW | 2017-11-17 | $354 | $43 | $43 | 2014-10-21 | $311 | |
| 20. TJX COS INC NEW | 2017-11-17 | $1,423 | $178 | $178 | 2014-10-21 | $1,245 | |
| 21256.667 BLACKROCK HIGH YIELD PT-BLAC | 2017-11-20 | $165,802 | -$213 | -$213 | 2011-03-28 | $166,015 | |
| 1723.66 CALIFORNIA REPUBLIC AUTO RECEI 2015-3 CL A3 1.620% 11/15/2019 | 2017-11-20 | $1,724 | 2015-09-25 | $1,724 | |||
| 97. PNC FINL SVCS GROUP INC | 2017-11-20 | $12,929 | $564 | $564 | $12,365 | ||
| 11. BLACKROCK INC | 2017-11-21 | $5,294 | $1,658 | $1,658 | 2014-10-29 | $3,636 | |
| 26. ADOBE SYS INC | 2017-12-04 | $4,391 | $3,473 | $3,473 | $918 | ||
| 3. ADOBE SYS INC | 2017-12-05 | $507 | $405 | $405 | 2012-11-05 | $102 | |
| 5. ADOBE SYS INC | 2017-12-05 | $838 | $667 | $667 | 2012-11-05 | $171 | |
| 30. ADOBE SYS INC | 2017-12-05 | $5,097 | $4,073 | $4,073 | 2012-11-05 | $1,024 | |
| 15. ADOBE SYS INC | 2017-12-05 | $2,525 | $2,044 | $2,044 | $481 | ||
| 170. GENERAL ELEC CO | 2017-12-05 | $3,015 | -$1,225 | -$1,225 | 2015-09-08 | $4,240 | |
| 107. GENERAL ELEC CO | 2017-12-05 | $1,907 | -$762 | -$762 | 2015-09-08 | $2,669 | |
| 249. GENERAL ELEC CO | 2017-12-05 | $4,431 | -$1,765 | -$1,765 | $6,196 | ||
| 25. GENERAL ELEC CO | 2017-12-06 | $445 | -$174 | -$174 | 2015-09-14 | $619 | |
| 310. GENERAL ELEC CO | 2017-12-06 | $5,499 | -$2,158 | -$2,158 | $7,657 | ||
| 199. GENERAL ELEC CO | 2017-12-06 | $3,511 | -$1,358 | -$1,358 | $4,869 | ||
| . BANK OF AMERICA CORPORATION | 2017-12-12 | $146 | $146 | $146 | |||
| 35000. BANK OF AMERICA CORP | 2017-12-12 | $37,841 | -$4,129 | -$4,129 | $41,970 | ||
| 49. STADA ARZNEIMITTEL AG | 2017-12-13 | $3,081 | $1,166 | $1,166 | 2013-11-26 | $1,915 | |
| 151. STADA ARZNEIMITTEL AG | 2017-12-13 | $9,492 | $3,591 | $3,591 | $5,901 | ||
| 124. STADA ARZNEIMITTEL AG | 2017-12-13 | $7,793 | $3,133 | $3,133 | $4,660 | ||
| 2427.68 AMERICREDIT AUTOMOBILE RECEIVA 2014-2 CL B 1.600% 07/08/2019 | 2017-12-19 | $2,428 | $11 | $11 | 2015-11-06 | $2,417 | |
| 1624.59 CALIFORNIA REPUBLIC AUTO RECEI 2015-3 CL A3 1.620% 11/15/2019 | 2017-12-21 | $1,625 | 2015-09-25 | $1,625 | |||
| 20000. GOLDMAN SACHS GROUP INC 5 3/4% JAN 24 2022 | 2018-01-05 | $22,107 | $1,599 | $1,599 | 2012-05-16 | $20,508 | |
| 671.64 AMERICREDIT AUTOMOBILE RECEIVA 2014-2 CL B 1.600% 07/08/2019 | 2018-01-08 | $672 | $3 | $3 | 2015-11-06 | $669 | |
| 27. BLACKROCK INC | 2018-01-11 | $14,453 | $5,529 | $5,529 | 2014-10-29 | $8,924 | |
| 34. CMS ENERGY CORP | 2018-01-11 | $1,509 | $324 | $324 | 2015-12-02 | $1,185 | |
| 69. CMS ENERGY CORP | 2018-01-11 | $3,075 | $671 | $671 | 2015-12-02 | $2,404 | |
| 15000. GOLDMAN SACHS GROUP INC 5 3/4% JAN 24 2022 | 2018-01-11 | $16,562 | $1,181 | $1,181 | 2012-05-16 | $15,381 | |
| 247. THE KRAFT HEINZ CO | 2018-01-11 | $19,102 | -$1,357 | -$1,357 | $20,459 | ||
| 3000. SCHLUMBERGER INVESTMENT 3.650% 12/01/2023 DTD 12/03/2013 | 2018-01-11 | $3,153 | $79 | $79 | 2014-02-27 | $3,074 | |
| 2000. SCHLUMBERGER INVESTMENT 3.650% 12/01/2023 DTD 12/03/2013 | 2018-01-11 | $2,102 | $53 | $53 | 2014-02-27 | $2,049 | |
| 27. CMS ENERGY CORP | 2018-01-12 | $1,197 | $256 | $256 | 2015-12-02 | $941 | |
| 8. CMS ENERGY CORP | 2018-01-12 | $355 | $76 | $76 | 2015-12-02 | $279 | |
| 261. CMS ENERGY CORP | 2018-01-12 | $11,524 | $2,481 | $2,481 | $9,043 | ||
| 8.11 CNH EQUIPMENT TRUST 2016-A CL A3 1.480% 04/15/2021 DTD 02/17/2016 | 2018-01-16 | $8 | 2017-09-12 | $8 | |||
| 2000. TEVA PHARMACEUT FIN BV 2.950% 12/18/2022 DTD 12/18/2012 | 2018-01-17 | $1,821 | -$104 | -$104 | 2014-07-10 | $1,925 | |
| 5000. ATLANTA GA WTR & WSTWTR REVENU REF 5.000 | 2018-01-17 | $4,852 | -$438 | -$438 | 2015-04-07 | $5,290 | |
| 103. APPLE COMPUTER INC | 2018-01-26 | $17,548 | $14,900 | $14,900 | 2008-01-08 | $2,648 | |
| 238. TJX COS INC NEW | 2018-01-26 | $19,149 | $5,812 | $5,812 | $13,337 | ||
| 54. DELPHI TECHNOLOGIES PLC | 2018-01-26 | $3,026 | $693 | $693 | $2,333 | ||
| 4. DELPHI TECHNOLOGIES PLC | 2018-01-26 | $224 | $51 | $51 | 2017-05-18 | $173 | |
| 118. ABBOTT LABS | 2018-01-29 | $7,453 | $2,414 | $2,414 | $5,039 | ||
| 66. ADOBE SYS INC | 2018-01-29 | $13,088 | $10,980 | $10,980 | 2012-08-03 | $2,108 | |
| 191. AGILENT TECHNOLOGIES INC | 2018-01-29 | $14,214 | $3,387 | $3,387 | $10,827 | ||
| 37. ALPHABET INC/CA-CL C | 2018-01-29 | $43,548 | $24,928 | $24,928 | $18,620 | ||
| 18. ALPHABET INC/CA-CL A | 2018-01-29 | $21,393 | $9,188 | $9,188 | $12,205 | ||
| 31. AMAZON COM INC | 2018-01-29 | $44,081 | $32,125 | $32,125 | $11,956 | ||
| 174. AMERICAN INTL GROUP INC NEW | 2018-01-29 | $11,214 | $1,202 | $1,202 | $10,012 | ||
| 105. ANADARKO PETE CORP | 2018-01-29 | $6,466 | -$971 | -$971 | $7,437 | ||
| 72. ANALOG DEVICES INC | 2018-01-29 | $6,701 | $2,104 | $2,104 | $4,597 | ||
| 301. APPLE COMPUTER INC | 2018-01-29 | $50,534 | $46,512 | $46,512 | $4,022 | ||
| 820. BANK OF AMERICA CORPORATION | 2018-01-29 | $26,541 | $17,768 | $17,768 | $8,773 | ||
| 117. BANK OF NEW YORK MELLON CORP | 2018-01-29 | $6,738 | $1,610 | $1,610 | $5,128 | ||
| 69. BERKSHIRE HATHAWAY INC DEL CL B | 2018-01-29 | $14,888 | $2,900 | $2,900 | $11,988 | ||
| 13. BIOGEN IDEC INC | 2018-01-29 | $4,660 | $4,075 | $4,075 | 2010-06-17 | $585 | |
| 499. BOSTON SCIENTIFIC CORP | 2018-01-29 | $14,131 | $2,877 | $2,877 | $11,254 | ||
| 174. BRISTOL MYERS SQUIBB CO | 2018-01-29 | $11,250 | $4,305 | $4,305 | $6,945 | ||
| 57. BRISTOL MYERS SQUIBB CO | 2018-01-29 | $3,685 | $513 | $513 | 2017-02-23 | $3,172 | |
| 31. CIGNA CORP | 2018-01-29 | $6,964 | $1,444 | $1,444 | $5,520 | ||
| 67. CAPITAL ONE FINL CORP | 2018-01-29 | $7,026 | $58 | $58 | 2018-01-11 | $6,968 | |
| 78. CELGENE CORP. | 2018-01-29 | $8,061 | $2,001 | $2,001 | $6,060 | ||
| 43. CHARTER COMMUNICATIONS INC-A | 2018-01-29 | $16,140 | $4,753 | $4,753 | $11,387 | ||
| 349. CITIGROUP INC NEW | 2018-01-29 | $27,930 | $6,705 | $6,705 | $21,225 | ||
| 419. COMCAST CORP NEW CL A | 2018-01-29 | $17,690 | -$31 | -$31 | 2018-01-11 | $17,721 | |
| 64. CONCHO RESOURCES INC | 2018-01-29 | $10,392 | $1,801 | $1,801 | $8,591 | ||
| 3. CONCHO RESOURCES INC | 2018-01-29 | $487 | $120 | $120 | 2016-07-22 | $367 | |
| 148. DELTA AIR LINES INC DEL NEW | 2018-01-29 | $8,282 | $354 | $354 | 2017-12-13 | $7,928 | |
| 58. DIAMONDBACK ENERGY INC | 2018-01-29 | $7,549 | $1,514 | $1,514 | $6,035 | ||
| 10. DISNEY WALT CO | 2018-01-29 | $1,120 | $19 | $19 | 2017-01-30 | $1,101 | |
| 229. DISNEY WALT CO | 2018-01-29 | $25,638 | $2,018 | $2,018 | $23,620 | ||
| 124. DISH NETWORK CORP | 2018-01-29 | $5,886 | -$643 | -$643 | $6,529 | ||
| 90. DOLLAR TREE INC | 2018-01-29 | $10,436 | $2,095 | $2,095 | $8,341 | ||
| 343. DOWDUPONT INC | 2018-01-29 | $26,212 | $4,595 | $4,595 | $21,617 | ||
| 211. EOG RESOURCES INC | 2018-01-29 | $24,780 | $6,667 | $6,667 | $18,113 | ||
| 99. EQT CORPORATION | 2018-01-29 | $5,661 | -$1,858 | -$1,858 | 2015-07-27 | $7,519 | |
| 104. EASTMAN CHEM CO | 2018-01-29 | $10,558 | $3,796 | $3,796 | $6,762 | ||
| 33. FACEBOOK INC-A | 2018-01-29 | $6,163 | $1,177 | $1,177 | $4,986 | ||
| 107. FACEBOOK INC-A | 2018-01-29 | $19,983 | $11,925 | $11,925 | 2014-07-25 | $8,058 | |
| 130. FIDELITY NATL INFORMATION SVCS INC | 2018-01-29 | $13,395 | $5,115 | $5,115 | $8,280 | ||
| 7. GENERAL DYNAMICS CORP | 2018-01-29 | $1,583 | $295 | $295 | 2017-02-10 | $1,288 | |
| 49. GENERAL DYNAMICS CORP | 2018-01-29 | $11,080 | $3,581 | $3,581 | $7,499 | ||
| 68. GILEAD SCIENCES INC | 2018-01-29 | $6,066 | -$678 | -$678 | $6,744 | ||
| 43. GOLDMAN SACHS GROUP INC | 2018-01-29 | $11,725 | $5,170 | $5,170 | $6,555 | ||
| 136. HARTFORD FINL SVCS GROUP INC | 2018-01-29 | $7,923 | $3,109 | $3,109 | $4,814 | ||
| 119. HOME DEPOT INC | 2018-01-29 | $24,472 | $20,405 | $20,405 | $4,067 | ||
| 195. HONEYWELL INTL INC | 2018-01-29 | $31,604 | $21,399 | $21,399 | $10,205 | ||
| 78. INTERCONTINENTALEXCHANGE GROUP, INC | 2018-01-29 | $5,829 | $1,286 | $1,286 | $4,543 | ||
| 85. INTERNATIONAL BUSINESS MACHS CORP | 2018-01-29 | $14,185 | $884 | $884 | 2017-12-04 | $13,301 | |
| 4965. ISHARES MISCI EAFE INDEX FUND | 2018-01-29 | $370,157 | $47,321 | $47,321 | $322,836 | ||
| 860. ISHARES MISCI EAFE INDEX FUND | 2018-01-29 | $64,116 | $8,520 | $8,520 | 2015-08-04 | $55,596 | |
| 44550.912 JPMORGAN GL RES ENH IDX-R6 | 2018-01-29 | $1,062,985 | $182,985 | $182,985 | $880,000 | ||
| 40459.277 JPMORGAN GL RES ENH IDX-R6 | 2018-01-29 | $965,358 | $302,358 | $302,358 | $663,000 | ||
| 425. KEYCORP NEW | 2018-01-29 | $9,265 | $4,571 | $4,571 | $4,694 | ||
| 162. LILLY ELI & CO | 2018-01-29 | $14,241 | $649 | $649 | $13,592 | ||
| 182. LOWES COS INC | 2018-01-29 | $19,489 | $15,812 | $15,812 | $3,677 | ||
| 14476.522 MFS EMERGING MKTS DEBT FD R6 | 2018-01-29 | $218,306 | $1,159 | $1,159 | 2016-07-19 | $217,147 | |
| 39. MARTIN MARIETTA MATLS INC | 2018-01-29 | $9,253 | $2,461 | $2,461 | 2015-08-14 | $6,792 | |
| 263. MASCO CORP | 2018-01-29 | $11,779 | $8,676 | $8,676 | 2012-07-30 | $3,103 | |
| 175. MASTERCARD INC - CLASS A | 2018-01-29 | $29,625 | $23,650 | $23,650 | $5,975 | ||
| 102. MERCK & CO INC | 2018-01-29 | $6,309 | -$266 | -$266 | 2017-10-03 | $6,575 | |
| 93. MERCK & CO INC | 2018-01-29 | $5,752 | -$142 | -$142 | $5,894 | ||
| 128. METLIFE INC | 2018-01-29 | $6,996 | $880 | $880 | $6,116 | ||
| 626. MICROSOFT CORP | 2018-01-29 | $58,894 | $43,454 | $43,454 | $15,440 | ||
| 79. MICROCHIP TECHNOLOGY INC | 2018-01-29 | $7,622 | $1,828 | $1,828 | $5,794 | ||
| 106. MOLSON COORS BREWING CO | 2018-01-29 | $8,900 | $984 | $984 | $7,916 | ||
| 335. MONDELEZ INTERNATIONAL-W/I | 2018-01-29 | $14,908 | $3,484 | $3,484 | $11,424 | ||
| 567. MORGAN STANLEY DEAN WITTER & CO NEW | 2018-01-29 | $32,641 | $16,343 | $16,343 | $16,298 | ||
| 42. NEXTERA ENERGY INC | 2018-01-29 | $6,566 | $1,305 | $1,305 | $5,261 | ||
| 146. NIKE INC | 2018-01-29 | $9,887 | $1,432 | $1,432 | 2017-02-23 | $8,455 | |
| 311. NISOURCE INC | 2018-01-29 | $7,551 | $2,352 | $2,352 | $5,199 | ||
| 50. NORFOLK SOUTHN CORP | 2018-01-29 | $7,588 | $1,149 | $1,149 | $6,439 | ||
| 52. NORTHROP GRUMMAN CORP | 2018-01-29 | $17,591 | $2,464 | $2,464 | $15,127 | ||
| 36. NVIDIA CORP | 2018-01-29 | $8,854 | $2,405 | $2,405 | 2017-10-03 | $6,449 | |
| 46. O'REILLY AUTOMOTIVE INC | 2018-01-29 | $12,637 | $310 | $310 | 2016-11-16 | $12,327 | |
| 301. OCCIDENTAL PETE CORP | 2018-01-29 | $23,122 | -$1,010 | -$1,010 | $24,132 | ||
| 40. PARKER HANNIFIN CORP | 2018-01-29 | $8,286 | -$43 | -$43 | 2018-01-11 | $8,329 | |
| 76. PAYPAL HOLDINGS INC | 2018-01-29 | $6,424 | -$38 | -$38 | 2018-01-26 | $6,462 | |
| 133. PEPSICO INC | 2018-01-29 | $16,057 | $3,025 | $3,025 | $13,032 | ||
| 606. PFIZER INC | 2018-01-29 | $23,866 | $2,940 | $2,940 | $20,926 | ||
| 147. PHILIP MORRIS INTERNATIONAL | 2018-01-29 | $15,970 | -$1,061 | -$1,061 | $17,031 | ||
| 82. PIONEER NAT RES CO | 2018-01-29 | $15,471 | $3,738 | $3,738 | $11,733 | ||
| 40. SVB FINANCIAL GROUP | 2018-01-29 | $10,081 | $5,008 | $5,008 | $5,073 | ||
| 189. SCHWAB CHARLES CORP NEW | 2018-01-29 | $10,191 | $4,721 | $4,721 | $5,470 | ||
| 109. STANLEY BLACK & DECKER,INC. | 2018-01-29 | $18,410 | $7,341 | $7,341 | $11,069 | ||
| 169. TEXAS INSTRS INC | 2018-01-29 | $19,113 | $9,785 | $9,785 | 2016-03-10 | $9,328 | |
| 326. TWENTY-FIRST CENTURY FOX-A | 2018-01-29 | $12,681 | $2,233 | $2,233 | 2014-04-29 | $10,448 | |
| 109. UNION PAC CORP | 2018-01-29 | $14,855 | $3,153 | $3,153 | 2017-05-18 | $11,702 | |
| 66. UNITED TECHNOLOGIES CORP | 2018-01-29 | $9,042 | $901 | $901 | $8,141 | ||
| 173. UNITEDHEALTH GROUP INC | 2018-01-29 | $42,875 | $33,603 | $33,603 | $9,272 | ||
| 52. VERTEX PHARMACEUTICALS INC | 2018-01-29 | $8,688 | $7,115 | $7,115 | $1,573 | ||
| 100. VISA INC CLASS A SHARES | 2018-01-29 | $12,516 | $4,808 | $4,808 | 2015-10-19 | $7,708 | |
| 55. WALGREENS BOOTS ALLIANCE INC | 2018-01-29 | $4,417 | -$48 | -$48 | 2017-01-30 | $4,465 | |
| 122. WASTE CONNECTIONS INC | 2018-01-29 | $8,875 | $2,687 | $2,687 | $6,188 | ||
| 279. WELLS FARGO & CO NEW | 2018-01-29 | $18,394 | $3,098 | $3,098 | $15,296 | ||
| 213. WELLS FARGO & CO NEW | 2018-01-29 | $14,043 | $8,474 | $8,474 | $5,569 | ||
| 54. WEX INC | 2018-01-29 | $8,422 | $3,372 | $3,372 | $5,050 | ||
| 43. WORKDAY INC-CLASS A | 2018-01-29 | $5,033 | $1,484 | $1,484 | $3,549 | ||
| 69. WORLDPAY INC CL A | 2018-01-29 | $5,578 | $606 | $606 | 2017-09-22 | $4,972 | |
| 91. ZIMMER HLDGS INC | 2018-01-29 | $11,636 | $1,453 | $1,453 | $10,183 | ||
| 103. ALLEGION PLC | 2018-01-29 | $8,931 | $2,126 | $2,126 | $6,805 | ||
| 94. ALLERGAN PLC | 2018-01-29 | $17,741 | -$7,056 | -$7,056 | $24,797 | ||
| 97. ACCENTURE PLC | 2018-01-29 | $15,670 | $7,549 | $7,549 | $8,121 | ||
| 129. INGERSOLL-RAND PLC | 2018-01-29 | $12,130 | $692 | $692 | $11,438 | ||
| 68. APTIV PLC | 2018-01-29 | $6,475 | $1,660 | $1,660 | $4,815 | ||
| 131. CHUBB LTD | 2018-01-29 | $20,206 | $11,161 | $11,161 | $9,045 | ||
| 100. BROADCOM LTD | 2018-01-29 | $24,553 | $20,864 | $20,864 | $3,689 | ||
| 54817.783 BLACKROCK HIGH YIELD PT-BLAC | 2018-01-30 | $428,675 | $548 | $548 | 2011-03-28 | $428,127 | |
| 1600.06 CALIFORNIA REPUBLIC AUTO RECEI 2015-3 CL A3 1.620% 11/15/2019 | 2018-01-31 | $1,600 | 2015-09-25 | $1,600 | |||
| 7000. AT&T INC 5 1/2% FEB 01 2018 | 2018-02-01 | $7,000 | -$1,454 | -$1,454 | 2012-07-10 | $8,454 | |
| 25000. WACHOVIA CORP | 2018-02-01 | $25,000 | -$3,123 | -$3,123 | 2015-01-14 | $28,123 | |
| 599.419 BLACKSTONE PARTNERS OFFSHORE FUND LTD. CLASS H2 - NEW ISSUES | 2018-02-06 | $950,000 | $293,999 | $293,999 | 2011-03-28 | $656,001 | |
| 5. WELLS FARGO & CO NEW | 2018-02-06 | $290 | $161 | $161 | 2009-12-15 | $129 | |
| 2. WELLS FARGO & CO NEW | 2018-02-06 | $116 | $64 | $64 | 2009-12-15 | $52 | |
| 60. WELLS FARGO & CO NEW | 2018-02-06 | $3,445 | $1,914 | $1,914 | $1,531 | ||
| 63. WELLS FARGO & CO NEW | 2018-02-06 | $3,570 | $2,025 | $2,025 | 2011-08-12 | $1,545 | |
| 46099.175 AMG MG PICTET INTL-Z | 2018-02-07 | $515,389 | $65,389 | $65,389 | 2017-02-22 | $450,000 | |
| 18856.64 BROWN ADV JAPAN ALPHA OPP-IS | 2018-02-07 | $214,400 | -$8,108 | -$8,108 | 2018-01-04 | $222,508 | |
| 20101.688 BROWN ADV JAPAN ALPHA OPP-IS | 2018-02-07 | $228,556 | $30,956 | $30,956 | 2014-03-12 | $197,600 | |
| 12005.962 DODGE & COX INCOME FUND | 2018-02-07 | $163,761 | -$2,041 | -$2,041 | 2017-11-20 | $165,802 | |
| 6250. ISHARES MISCI EAFE INDEX FUND | 2018-02-07 | $438,271 | $59,333 | $59,333 | 2017-02-16 | $378,938 | |
| 17145. ISHARES MISCI EAFE INDEX FUND | 2018-02-07 | $1,202,265 | $177,123 | $177,123 | $1,025,142 | ||
| 14221. ISHARES CORE MSCI EAFE ETF | 2018-02-07 | $937,640 | $72,175 | $72,175 | $865,465 | ||
| 6641.366 JPMORGAN TAX AWARE DISCIPLINED | 2018-02-07 | $223,814 | $13,814 | $13,814 | 2017-03-03 | $210,000 | |
| 21899.186 MFS INTL VALUE-R6 | 2018-02-07 | $934,438 | $389,624 | $389,624 | $544,814 | ||
| 7570. SPDR TR UNIT SER 1 | 2018-02-07 | $2,026,177 | $661,440 | $661,440 | $1,364,737 | ||
| 5347. SPDR TR UNIT SER 1 | 2018-02-07 | $1,431,172 | $163,359 | $163,359 | $1,267,813 | ||
| 10314.581 DOUBLELINE TOTL RET BND-I | 2018-02-09 | $107,994 | -$9,192 | -$9,192 | $117,186 | ||
| 1352.46 CNH EQUIPMENT TRUST 2016-A CL A3 1.480% 04/15/2021 DTD 02/17/2 | 2018-02-15 | $1,352 | $7 | $7 | 2017-09-12 | $1,345 | |
| 1582.76 CALIFORNIA REPUBLIC AUTO RECEI 2015-3 CL A3 1.620% 11/15/2019 | 2018-02-21 | $1,583 | 2015-09-25 | $1,583 | |||
| 23. ANADARKO PETE CORP | 2018-02-22 | $1,345 | -$272 | -$272 | $1,617 | ||
| 11. ANADARKO PETE CORP | 2018-02-22 | $650 | -$109 | -$109 | $759 | ||
| 11. ANADARKO PETE CORP | 2018-02-22 | $644 | -$110 | -$110 | 2017-01-30 | $754 | |
| 11. ANADARKO PETE CORP | 2018-02-22 | $648 | -$106 | -$106 | 2017-01-30 | $754 | |
| 100. ANADARKO PETE CORP | 2018-02-22 | $5,852 | -$1,004 | -$1,004 | 2017-01-30 | $6,856 | |
| 6. ANADARKO PETE CORP | 2018-02-22 | $352 | -$59 | -$59 | 2017-01-30 | $411 | |
| 47. CIGNA CORP | 2018-02-22 | $9,068 | $729 | $729 | 2017-08-21 | $8,339 | |
| 20479.799 DOUBLELINE TOTL RET BND-I | 2018-02-22 | $214,014 | -$12,953 | -$12,953 | $226,967 | ||
| 102. METLIFE INC | 2018-02-22 | $4,787 | -$33 | -$33 | $4,820 | ||
| 23. METLIFE INC | 2018-02-22 | $1,085 | $4 | $4 | $1,081 | ||
| 73. METLIFE INC | 2018-02-22 | $3,432 | $18 | $18 | $3,414 | ||
| 21887.876 DOUBLELINE TOTL RET BND-I | 2018-02-28 | $228,728 | -$9,724 | -$9,724 | $238,452 | ||
| 1. CONCHO RESOURCES INC | 2018-03-09 | $152 | $30 | $30 | 2016-07-22 | $122 | |
| 3. CONCHO RESOURCES INC | 2018-03-09 | $459 | $92 | $92 | 2016-07-22 | $367 | |
| 1. CONCHO RESOURCES INC | 2018-03-09 | $153 | $31 | $31 | 2016-07-22 | $122 | |
| 4. CONCHO RESOURCES INC | 2018-03-09 | $613 | $124 | $124 | 2016-07-22 | $489 | |
| 32. CONCHO RESOURCES INC | 2018-03-09 | $4,877 | $1,009 | $1,009 | $3,868 | ||
| 2. CONCHO RESOURCES INC | 2018-03-09 | $307 | $70 | $70 | 2016-07-25 | $237 | |
| 50. INTERNATIONAL BUSINESS MACHS CORP | 2018-03-09 | $7,917 | $306 | $306 | $7,611 | ||
| 54. INGERSOLL-RAND PLC | 2018-03-09 | $4,815 | $70 | $70 | $4,745 | ||
| 15. INGERSOLL-RAND PLC | 2018-03-09 | $1,338 | $113 | $113 | 2017-02-10 | $1,225 | |
| 8. INGERSOLL-RAND PLC | 2018-03-09 | $713 | $60 | $60 | 2017-02-10 | $653 | |
| 3. CONCHO RESOURCES INC | 2018-03-12 | $461 | $105 | $105 | $356 | ||
| 10000. ACE INA HOLDINGS | 2018-03-15 | $10,000 | 2009-02-20 | $10,000 | |||
| 1014.36 CNH EQUIPMENT TRUST 2016-A CL A3 1.480% 04/15/2021 DTD 02/17/2 | 2018-03-15 | $1,014 | $5 | $5 | 2017-09-12 | $1,009 | |
| 1496.7 CALIFORNIA REPUBLIC AUTO RECEI 2015-3 CL A3 1.620% 11/15/2019 | 2018-03-15 | $1,497 | 2015-09-25 | $1,497 | |||
| 15000. AMERICAN EXPRESS | 2018-03-19 | $15,000 | -$2,629 | -$2,629 | $17,629 | ||
| 4314. SPDR GOLD TRUST | 2018-03-19 | $538,677 | -$2,057 | -$2,057 | $540,734 | ||
| 2000. INTEL CORP 3.3% OCT 01 2021 | 2018-03-20 | $2,028 | -$35 | -$35 | 2011-10-06 | $2,063 | |
| 3869.117 OAKMARK FUND-INST | 2018-03-27 | $319,396 | -$387 | -$387 | 2018-02-08 | $319,783 | |
| 7660.645 PARNASSUS EQTY INCOME FD-INS | 2018-03-27 | $322,283 | $6,511 | $6,511 | 2018-02-08 | $315,772 | |
| 10659.928 PRIMECAP ODYSSEY STOCK FUND | 2018-03-27 | $336,321 | $5,863 | $5,863 | 2018-02-08 | $330,458 | |
| 4. ABBOTT LABS | 2018-04-06 | $234 | $66 | $66 | 2014-07-17 | $168 | |
| 179. ABBOTT LABS | 2018-04-06 | $10,356 | $2,848 | $2,848 | 2014-07-17 | $7,508 | |
| 5. MARTIN MARIETTA MATLS INC | 2018-04-06 | $1,011 | $140 | $140 | 2015-08-14 | $871 | |
| 86. WALGREENS BOOTS ALLIANCE INC | 2018-04-06 | $5,457 | -$1,525 | -$1,525 | 2017-01-30 | $6,982 | |
| 30. MARTIN MARIETTA MATLS INC | 2018-04-09 | $6,021 | $971 | $971 | $5,050 | ||
| 25. MARTIN MARIETTA MATLS INC | 2018-04-10 | $5,117 | $1,308 | $1,308 | 2015-10-22 | $3,809 | |
| 274. COMCAST CORP NEW CL A | 2018-04-13 | $9,050 | $6,723 | $6,723 | 2009-12-07 | $2,327 | |
| 3000. INTEL CORP 3.3% OCT 01 2021 | 2018-04-13 | $3,039 | -$56 | -$56 | 2011-10-06 | $3,095 | |
| 8. INTERNATIONAL BUSINESS MACHS CORP | 2018-04-13 | $1,254 | $38 | $38 | 2017-11-21 | $1,216 | |
| 1. INTERNATIONAL BUSINESS MACHS CORP | 2018-04-13 | $157 | $5 | $5 | 2017-11-21 | $152 | |
| 38. INTERNATIONAL BUSINESS MACHS CORP | 2018-04-13 | $5,966 | $192 | $192 | 2017-11-21 | $5,774 | |
| 34. MOLSON COORS BREWING CO | 2018-04-13 | $2,484 | -$28 | -$28 | 2015-06-22 | $2,512 | |
| 79. MOLSON COORS BREWING CO | 2018-04-13 | $5,794 | -$16 | -$16 | $5,810 | ||
| 1248.54 CNH EQUIPMENT TRUST 2016-A CL A3 1.480% 04/15/2021 DTD 02/17/2 | 2018-04-16 | $1,249 | $7 | $7 | 2017-09-12 | $1,242 | |
| 788.4 CALIFORNIA REPUBLIC AUTO RECEI 2015-3 CL A3 1.620% 11/15/2019 | 2018-04-16 | $788 | 2015-09-25 | $788 | |||
| 1. INTERNATIONAL BUSINESS MACHS CORP | 2018-04-16 | $158 | $6 | $6 | 2017-11-21 | $152 | |
| 1. INTERNATIONAL BUSINESS MACHS CORP | 2018-04-16 | $159 | $7 | $7 | 2017-11-21 | $152 | |
| 6. INTERNATIONAL BUSINESS MACHS CORP | 2018-04-16 | $948 | $36 | $36 | 2017-11-21 | $912 | |
| 51. MOLSON COORS BREWING CO | 2018-04-16 | $3,753 | $37 | $37 | $3,716 | ||
| 3. INTERNATIONAL BUSINESS MACHS CORP | 2018-04-17 | $477 | $21 | $21 | 2017-11-21 | $456 | |
| 5. INTERNATIONAL BUSINESS MACHS CORP | 2018-04-17 | $801 | $41 | $41 | 2017-11-21 | $760 | |
| 2. INTERNATIONAL BUSINESS MACHS CORP | 2018-04-17 | $322 | $18 | $18 | 2017-11-21 | $304 | |
| 4. INTERNATIONAL BUSINESS MACHS CORP | 2018-04-17 | $636 | $28 | $28 | 2017-11-21 | $608 | |
| 1. INTERNATIONAL BUSINESS MACHS CORP | 2018-04-17 | $160 | $8 | $8 | 2017-11-21 | $152 | |
| 2. INTERNATIONAL BUSINESS MACHS CORP | 2018-04-18 | $298 | -$6 | -$6 | 2017-11-21 | $304 | |
| 3. INTERNATIONAL BUSINESS MACHS CORP | 2018-04-18 | $448 | -$8 | -$8 | 2017-11-21 | $456 | |
| 4. INTERNATIONAL BUSINESS MACHS CORP | 2018-04-18 | $596 | -$12 | -$12 | 2017-11-21 | $608 | |
| 3. INTERNATIONAL BUSINESS MACHS CORP | 2018-04-18 | $446 | -$10 | -$10 | 2017-11-21 | $456 | |
| 35. AGILENT TECHNOLOGIES INC | 2018-04-26 | $2,325 | $349 | $349 | $1,976 | ||
| 4. AGILENT TECHNOLOGIES INC | 2018-04-26 | $266 | $41 | $41 | 2017-05-08 | $225 | |
| 53. APPLE COMPUTER INC | 2018-04-26 | $8,709 | $8,185 | $8,185 | 2006-04-06 | $524 | |
| 10. AGILENT TECHNOLOGIES INC | 2018-04-27 | $661 | $99 | $99 | $562 | ||
| 14. AGILENT TECHNOLOGIES INC | 2018-04-27 | $928 | $144 | $144 | 2017-05-08 | $784 | |
| 11. AGILENT TECHNOLOGIES INC | 2018-04-27 | $729 | $229 | $229 | 2016-10-18 | $500 | |
| 64. AGILENT TECHNOLOGIES INC | 2018-04-30 | $4,230 | $1,320 | $1,320 | $2,910 | ||
| 1044.01 CNH EQUIPMENT TRUST 2016-A CL A3 1.480% 04/15/2021 DTD 02/17/2 | 2018-05-15 | $1,044 | $5 | $5 | 2017-09-12 | $1,039 | |
| 170.19 SANTANDER DRIVE AUTO RECEIVABL 2015-4 CL C 2.970% 03/15/2021 | 2018-05-15 | $170 | -$1 | -$1 | 2015-11-09 | $171 | |
| 10000. TRAVELERS COS INC | 2018-05-15 | $10,000 | 2008-11-14 | $10,000 | |||
| 36. INGERSOLL-RAND PLC | 2018-05-15 | $3,200 | $260 | $260 | 2017-02-10 | $2,940 | |
| 18. INGERSOLL-RAND PLC | 2018-05-15 | $1,597 | $127 | $127 | 2017-02-10 | $1,470 | |
| 6. INGERSOLL-RAND PLC | 2018-05-15 | $533 | $43 | $43 | 2017-02-10 | $490 | |
| 61. INGERSOLL-RAND PLC | 2018-05-15 | $5,418 | $437 | $437 | 2017-02-10 | $4,981 | |
| 50000. FNMA | 2018-05-21 | $50,000 | 2014-05-16 | $50,000 | |||
| 6. CONCHO RESOURCES INC | 2018-05-22 | $923 | $213 | $213 | 2016-07-25 | $710 | |
| 8. CONCHO RESOURCES INC | 2018-05-22 | $1,227 | $280 | $280 | 2016-07-25 | $947 | |
| 43. CONCHO RESOURCES INC | 2018-05-22 | $6,465 | $1,383 | $1,383 | $5,082 | ||
| 3. PHILIP MORRIS INTERNATIONAL | 2018-05-22 | $240 | -$101 | -$101 | 2017-05-18 | $341 | |
| 29. PHILIP MORRIS INTERNATIONAL | 2018-05-22 | $2,319 | -$972 | -$972 | $3,291 | ||
| 14. PHILIP MORRIS INTERNATIONAL | 2018-05-22 | $1,119 | -$452 | -$452 | 2017-04-24 | $1,571 | |
| 4. PHILIP MORRIS INTERNATIONAL | 2018-05-22 | $320 | -$129 | -$129 | 2017-04-24 | $449 | |
| 4. PHILIP MORRIS INTERNATIONAL | 2018-05-23 | $320 | -$129 | -$129 | 2017-04-24 | $449 | |
| 43. PHILIP MORRIS INTERNATIONAL | 2018-05-23 | $3,495 | -$1,331 | -$1,331 | 2017-04-24 | $4,826 | |
| 5000. STATE STREET CORP 3.700% 11/20/2023 DTD 11/19/2013 | 2018-05-23 | $5,059 | -$32 | -$32 | $5,091 | ||
| 35000. US TREAS 2.375% 05/31/18 | 2018-05-31 | $35,000 | -$1,653 | -$1,653 | 2011-10-12 | $36,653 | |
| 10000. NUCOR CORP 5.85% JUN 01 2018 | 2018-06-01 | $10,000 | -$706 | -$706 | 2016-01-07 | $10,706 | |
| 62. LOWES COS INC | 2018-06-12 | $6,240 | $4,993 | $4,993 | 2011-09-28 | $1,247 | |
| 862.51 CNH EQUIPMENT TRUST 2016-A CL A3 1.480% 04/15/2021 DTD 02/17/20 | 2018-06-15 | $863 | $5 | $5 | 2017-09-12 | $858 | |
| 2069.93 SANTANDER DRIVE AUTO RECEIVABL 2015-4 CL C 2.970% 03/15/2021 | 2018-06-15 | $2,070 | -$4 | -$4 | 2015-11-09 | $2,074 | |
| 3087.83 AMG MG FAIRPT MC-Z | 2018-06-18 | $135,216 | -$1,143 | -$1,143 | 2018-02-07 | $136,359 | |
| 4956.966 PRINCIPAL MIDCAP FUND-R6 | 2018-06-18 | $141,224 | $7,138 | $7,138 | 2018-02-07 | $134,086 | |
| 10000. VERIZON COMMUNICATIONS NON-TRADEABLE ASSET | 2018-06-22 | $10,123 | -$115 | -$115 | 2015-09-21 | $10,238 | |
| 2000. FLUOR CORP (NEW) 3 3/8% SEP 15 2021 | 2018-06-26 | $1,998 | -$76 | -$76 | 2014-07-18 | $2,074 | |
| 10000. AMERICAN HONDA FINANCE MTN 2.250% 08/15/2019 DTD 09/09/2014 | 2018-06-27 | $9,942 | -$40 | -$40 | 2014-09-04 | $9,982 | |
| 10000. AVALONBAY COMMUNITIES MTN 3.200% 01/15/2028 DTD 11/15/2017 | 2018-06-27 | $9,426 | -$540 | -$540 | 2017-11-09 | $9,966 | |
| 10000. BANK OF AMERICA CORP VAR RT 07/21/2023 DTD 07/21/2017 | 2018-06-27 | $9,675 | -$331 | -$331 | 2017-12-13 | $10,006 | |
| 10000. BANK OF NOVA SCOTIA 2.450% 03/22/2021 DTD 03/22/2016 | 2018-06-27 | $9,792 | -$153 | -$153 | $9,945 | ||
| 10000. CME GROUP INC 3.000% 03/15/2025 DTD 03/09/2015 | 2018-06-27 | $9,658 | -$156 | -$156 | 2015-09-22 | $9,814 | |
| 10000. CITIGROUP INC 2.500% 07/29/2019 DTD 07/29/2014 | 2018-06-27 | $9,952 | -$154 | -$154 | 2015-01-26 | $10,106 | |
| 10000. DETROIT EDISON COMPANY 2.65% JUN 15 2022 | 2018-06-27 | $9,744 | -$122 | -$122 | 2014-06-26 | $9,866 | |
| 20000. EATON CORP 6.950% 3/20/19 | 2018-06-27 | $20,557 | -$2,031 | -$2,031 | $22,588 | ||
| 150000. FREDDIE MAC | 2018-06-27 | $151,604 | -$21,133 | -$21,133 | $172,737 | ||
| 3000. FLUOR CORP (NEW) 3 3/8% SEP 15 2021 | 2018-06-27 | $2,999 | -$112 | -$112 | 2014-07-18 | $3,111 | |
| 1023.015 OAKMARK FUND-INST | 2018-06-27 | $87,048 | $2,496 | $2,496 | 2018-02-08 | $84,552 | |
| 10000. IN MI PWR SR NTS 3.85% 05/15/2028 DTD | 2018-06-27 | $10,034 | $65 | $65 | 2018-04-30 | $9,969 | |
| 20000. ORIX CORP 3.250% 12/04/2024 DTD 12/04/2017 | 2018-06-27 | $19,102 | -$49 | -$49 | 2018-04-20 | $19,151 | |
| 2005.722 PARNASSUS EQTY INCOME FD-INS | 2018-06-27 | $87,048 | $4,372 | $4,372 | 2018-02-08 | $82,676 | |
| 2746.871 PRIMECAP ODYSSEY STOCK FUND | 2018-06-27 | $87,048 | $1,895 | $1,895 | 2018-02-08 | $85,153 | |
| 90000. US TREAS 1.625% 02/15/26 | 2018-06-27 | $82,726 | -$7,594 | -$7,594 | 2016-08-25 | $90,320 | |
| 90000. US TREAS 2% 02/15/23 | 2018-06-27 | $87,300 | -$6,286 | -$6,286 | 2016-06-17 | $93,586 | |
| 70000. US TREAS 2.5% 08/15/23 | 2018-06-27 | $69,281 | -$3,128 | -$3,128 | 2017-04-18 | $72,409 | |
| 2587. VANGUARD EMERGING MARKET VIPERS | 2018-06-27 | $106,389 | -$23,588 | -$23,588 | 2018-01-29 | $129,977 | |
| 20000. NOVARTIS SECS INVEST LTD | 2018-06-28 | $20,275 | -$467 | -$467 | 2009-07-20 | $20,742 | |
| 3000. NATIONAL RURAL UTIL CORP | 2018-06-30 | $3,000 | -$1,014 | -$1,014 | $4,014 | ||
| CAPITAL GAIN DIVIDENDS | $68,691 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $3,129,271 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,058,969 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $21,484,975 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.049289 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,178,731 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $21,786,574 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.054104 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,102,944 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $23,539,975 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.046854 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $508,169 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $22,429,431 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.022656 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $478,814 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $20,712,554 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.023117 | DistributionYr5Rt |
| Total Distribution | 0.19602 | TotalDistributionRt |
| Average Distribution | 0.039204 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $23,417,356 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $918,054 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $39,767 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $957,821 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,067,459 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $39,767 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $39,767 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $39,767 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $104,000 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $104,000 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $64,233 | OverpaymentAmt |
| Applied To ES Tax | $64,233 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | TX | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JP MORGAN CHASE BANK NA | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8004962583 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 S DEARBORN ST MC IL 1-0111 | AddressLine1Txt |
| City | CHCAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60603 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JP MORGAN CHASE BANK NA | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 S DEARBORN ST MC IL 1-0111 | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60603 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | TRUSTEE | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 2 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $191,580 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $21,956,950 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $571,734 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $1,245,281 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $23,773,965 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $23,773,965 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $356,609 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $23,417,356 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,170,868 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,170,868 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $39,767 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $39,767 | TotalTaxAmt |
| Distributable Before Adj | $1,131,101 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,131,101 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,131,101 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,067,459 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $1,067,459 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $39,767 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,027,692 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,131,101 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $970,151 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $0 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $0 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $0 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $0 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,067,459 | QualifyingDistributionsAmt |
| Applied To Year1 | $970,151 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $97,308 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $1,033,793 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $0 | ExcessFromYear4Amt |
| Excess From Year3 | $0 | ExcessFromYear3Amt |
| Excess From Year2 | $0 | ExcessFromYear2Amt |
| Excess From Year1 | $0 | ExcessFromYear1Amt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | JPMORGAN CHASE BANK N A | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 2050 | AddressLine1Txt |
| City | FORT WORTH | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 76113 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 8178844772 | RecipientPhoneNum |
| Form And Info And Materials | WRITTEN-NAME OF ORGANIZATION, PURPOSE, AMOUNT, REASON FOR REQUEST, LIST OF DIRECTORS, AND VERIFICATION OF TAX-EXEMPT STATUS | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | NONE | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (21 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Business Name Line2RecipientBusinessName/BusinessNameLine2Txt |
|---|---|---|---|---|---|---|---|---|
| PANTEGO CHRISTIAN ACADEMY INC | ||||||||
| 2201 W PARK ROW DR | Arlington | TX | 76013 | NONE | PC | GENERAL | $4,500 | |
| NEW KEY SCHOOL INC | ||||||||
| 3947 E LOOP 820 S | FORT WORTH | TX | 76119 | NONE | PC | GENERAL | $25,000 | |
| RIVERTREE ACADEMY INC | ||||||||
| 5439 BONNELL AVE | Fort Worth | TX | 76107 | NONE | PC | GENERAL | $35,000 | |
| JAMES L WEST PRESBYTERIAN | ||||||||
| 1111 SUMMIT AVE | Fort Worth | TX | 76102 | NONE | PC | GENERAL | $50,000 | |
| TARRANT AREA FOOD BANK | ||||||||
| 2600 CULLEN ST | Fort Worth | TX | 76107 | NONE | PC | GENERAL | $100,000 | |
| LUBBOCK ENTERTAINMENT AND | ||||||||
| 1500 BROADWAY STREET / SUITE 1254 | Lubbock | TX | 79401 | NONE | PC | GENERAL | $100,000 | PERFORMING ARTS ASSOCIATION |
| FORT WORTH MUSEUM OF SCIENCE | ||||||||
| 1600 GENDY ST | Fort Worth | TX | 76107 | NONE | PC | GENERAL | $100,000 | AND HISTORY |
| DAY RESOURCE CENTER FOR THE | ||||||||
| 1415 E LANCASTER AVE | Fort Worth | TX | 76102 | NONE | PC | GENERAL | $25,000 | HOMELESS |
| CLAYTON CHILD CARE INC | ||||||||
| 1215 COUNTRY CLUB LANE | Fort Worth | TX | 76112 | NONE | PC | GENERAL | $10,000 | |
| TRINITY VALLEY SCHOOL | ||||||||
| 7500 DUTCH BRANCH RD | Fort Worth | TX | 76132 | NONE | PC | GENERAL | $75,000 | |
| COMMUNITY FOUNDATION OF NORTH TEXAS | ||||||||
| 306 W 7TH ST STE 1045 | Fort Worth | TX | 76102 | NONE | PC | GENERAL | $50,000 | |
| GILL CHILDRENS SERVICES INC | ||||||||
| 555 HEMPHILL ST STE 200 | Fort Worth | TX | 76104 | NONE | PC | GENERAL | $10,000 | |
| JPS HEALTH NETWORK | ||||||||
| 1500 S MAIN ST | Fort Worth | TX | 76104 | NONE | PC | GENERAL | $25,000 | |
| FRIENDS OF THE LEVITT PAVILION | ||||||||
| 260 SOUTH COMPO ROAD | Westport | CT | 06880 | NONE | PC | GENERAL | $100,000 | HOSPITALITY CENTER |
| UNIVERSITY OF NORTH TEXAS FOUNDATION | ||||||||
| 1155 UNION CIRCLE 311250 | Denton | TX | 762035017 | NONE | PC | GENERAL | $25,000 | |
| UNTHSC FOUNDATION | ||||||||
| 3500 CAMP BOWIE BLVD | Fort Worth | TX | 761072644 | NONE | PC | GENERAL | $125,000 | |
| RIVER LEGACY FOUNDATION | ||||||||
| 703 NW GREEN OAKS BLVD | Arlington | TX | 76006 | NONE | PC | GENERAL | $17,000 | |
| COMMUNITY ENRICHMENT CENTER INC | ||||||||
| 6250 NE LOOP 820 | FORT WORTH | TX | 76107 | NONE | PC | GENERAL | $15,000 | |
| FORT WORTH ZOOLOGICAL ASSOCIATION INC | ||||||||
| 1989 COLONIAL PKWY | FORT WORTH | TX | 76110 | NONE | PC | GENERAL | $25,000 | |
| LEARNING CENTER OF NORTH | ||||||||
| 101 SUMMIT AVENUE | FORT WORTH | TX | 76102 | NONE | PC | GENERAL | $20,000 | TEXAS INC |
| SAFEHAVEN OF TARRANT COUNTY | ||||||||
| 401 W SANFORD ST 1400 | ARLINGTON | TX | 76011 | NONE | PC | GENERAL | $40,000 | SAFESHELTER |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $976,500 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $509,689 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp |
Net Rntl Incm Re Not Debt Fincd Prop NetRntlIncmReNotDebtFincdProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $0 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $3,129,271 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp (2 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|
| DEFERRED INCOME | 14 | $437 |
| ROYALTY INCOME | 14 | $524,549 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $4,163,946 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $4,163,946 | TotalIncomeProducingActyAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exmpt Prps | RlnOfActyToAccomOfExmptPrpsGrp |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (130 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 091929687 BLACKROCK HIGH YIELD | ||
| 258620103 DOUBLELINE TOTL RET | ||
| 55273E640 MFS EMERGING MKTS DE | ||
| 00037BAB8 ABB FINANCE USA INC | $9,717 | $9,819 |
| 00206RAJ1 AT&T INC 5 1/2% FEB | ||
| 00440EAK3 ACE INA HOLDINGS 5.8 | ||
| 00440EAM9 ACE INA HOLDINGS 5.9 | $11,672 | $10,284 |
| 023135AL0 AMAZON.COM INC 2.600 | $5,988 | $6,004 |
| 025816AY5 AMERICAN EXPRESS SR | ||
| 02665WAH4 AMERICAN HONDA FINAN | ||
| 03064VAD0 AMERICREDIT AUTOMOBI | ||
| 03065KAF8 AMERICREDIT AUTOMOBI | $25,088 | $24,980 |
| 03076CAH9 AMERIPRISE FINANCIAL | $10,081 | $9,329 |
| 035242AP1 ANHEUSER-BUSCH INBEV | $9,984 | $9,793 |
| 037411AX3 APACHE CORP 3.625% 0 | $5,244 | $5,016 |
| 037833AZ3 APPLE INC 2.500% 02/ | $9,965 | $9,400 |
| 05531FAU7 BB&T CORPORATION MTN | $5,065 | $4,956 |
| 055451AU2 BHP BILLITON FIN USA | ||
| 05565QDL9 BP CAPITAL MARKETS P | $10,146 | $9,808 |
| 05574LPT9 BNP PARIBAS MTN 2.70 | $4,991 | $5,002 |
| 06051GDZ9 BANK OF AMERICA CORP | ||
| 064159HM1 BANK OF NOVA SCOTIA | ||
| 064159HT6 BANK OF NOVA SCOTIA | $4,968 | $4,946 |
| 084664BT7 BERKSHIRE HATHAWAY F | ||
| 09247XAL5 BLACKROCK INC 3.500% | $5,299 | $5,031 |
| 12572QAG0 CME GROUP INC 3.000% | ||
| 13056JAC8 CALIFORNIA REPUBLIC | ||
| 14912L4E8 CATERPILLAR FINACIAL | $17,022 | $15,417 |
| 172967HU8 CITIGROUP INC 2.500% | $10,106 | $9,957 |
| 20825CAR5 CONOCOPHILLIPS NOTES | ||
| 24422ERM3 JOHN DEERE CAPITAL C | $1,997 | $1,964 |
| 250847EJ5 DETROIT EDISON COMPA | ||
| 25152CMN3 DEUTSCHE BANK AG LON | ||
| 26884ABA0 ERP OPERATING LP 3.0 | $7,926 | $7,804 |
| 26884ABF9 ERP OPERATING LP 2.8 | $1,987 | $1,855 |
| 278058DH2 EATON CORP 6.95% MAR | ||
| 278642AE3 EBAY INC 2.6% JUL 15 | $4,636 | $4,773 |
| 29364DAR1 ENTERGY ARKANSAS INC | $6,012 | $5,894 |
| 30231GAT9 EXXON MOBIL CORPORAT | $10,297 | $9,739 |
| 313586RC5 FNMA ZERO CPN 10/09/ | $4,819 | $4,841 |
| 3135G0WJ8 FNMA 0.875% 05/21/18 | ||
| 3137EACA5 FHLMC 3.750% 03/27/2 | ||
| 3137EADB2 FHLMC MTN 2.375% 01/ | $77,817 | $78,934 |
| 343412AB8 FLUOR CORP (NEW) 3 3 | ||
| 369550AR9 GENERAL DYNAMICS COR | $5,360 | $5,105 |
| 36962G3H5 GENERAL ELEC CAP COR | ||
| 375558AW3 GILEAD SCIENCES INC | $10,560 | $10,015 |
| 38141GGS7 GOLDMAN SACHS GROUP | ||
| 38141GVR2 GOLDMAN SACHS GROUP | $1,986 | $1,970 |
| 404280AL3 HSBC HOLDINGS PLC 4. | $27,383 | $26,057 |
| 458140AJ9 INTEL CORP 3.3% OCT | ||
| 45866FAB0 INTERCONTINENTALEXCH | $1,998 | $2,001 |
| 46132FAA8 INVESCO FINANCE PLC | $4,949 | $4,918 |
| 46132FAB6 INVESCO FINANCE PLC | $9,700 | $9,050 |
| 534187BC2 LINCOLN NATIONAL COR | $5,391 | $5,123 |
| 548661CV7 LOWE'S COMPANIES INC | $5,050 | $5,104 |
| 553794AC2 MUFG AMERICAS HLDGS | $14,159 | $14,333 |
| 56501RAB2 MANULIFE FINANCIAL C | $5,529 | $5,158 |
| 594918AT1 MICROSOFT CORP 2.375 | $10,963 | $10,624 |
| 61747WAL3 MORGAN STANLEY 5 1/2 | $27,747 | $26,453 |
| 637432LR4 NATIONAL RURAL UTIL | $9,366 | $7,179 |
| 63946BAE0 NBCUNIVERSAL MEDIA L | $5,422 | $5,131 |
| 665772CK3 NORTHERN STATES PWR- | $5,005 | $4,823 |
| 66989GAA8 NOVARTIS SECS INVEST | ||
| 670346AK1 NUCOR CORP 5.85% JUN | ||
| 674599BY0 OCCIDENTAL PETROLEUM | $5,175 | $5,118 |
| 674599CG8 OCCIDENTAL PETROLEUM | $5,050 | $4,957 |
| 693475AL9 PNC FINANCIAL SERVIC | $15,036 | $14,594 |
| 694308HE0 PACIFIC GAS & ELECTR | $1,996 | $1,971 |
| 73755LAH0 POTASH CORP-SASKATCH | ||
| 737679DG2 POTOMAC ELECTRIC POW | $10,582 | $10,006 |
| 740189AM7 PRECISION CASTPARTS | $10,117 | $9,729 |
| 74251VAH5 PRINCIPAL FINANCIAL | $9,940 | $9,768 |
| 743315AR4 PROGRESSIVE CORP 2.4 | $3,999 | $3,610 |
| 747525AU7 QUALCOMM INC 3.250% | $9,953 | $9,346 |
| 78011DAC8 ROYAL BANK OF CANADA | ||
| 80283LAM5 SANTANDER UK PLC 3.0 | $5,096 | $5,004 |
| 80284MAF7 SANTANDER DRIVE AUTO | $22,803 | $22,779 |
| 806854AH8 SCHLUMBERGER INVESTM | ||
| 857477AL7 STATE STREET CORP 3. | $1,997 | $1,972 |
| 857477AM5 STATE STREET CORP 3. | ||
| 88165FAG7 TEVA PHARMACEUT FIN | ||
| 88166JAA1 TEVA PHARM FIN IV BV | ||
| 89153VAL3 TOTAL CAPITAL INTL S | $10,603 | $10,077 |
| 893526BY8 TRANSCANADA PIPELINE | $15,169 | $11,513 |
| 89417EAE9 TRAVELERS COS INC SR | ||
| 911312AQ9 UNITED PARCEL SERVIC | $4,896 | $4,843 |
| 912828B66 US TREAS 2.75% 02/15 | $36,209 | $34,946 |
| 912828D56 US TREAS 2.375% 08/1 | $35,216 | $34,162 |
| 912828G38 US TREAS 2.25% 11/15 | $95,063 | $87,064 |
| 912828G61 US TREAS 1.5% 11/30/ | $91,582 | $88,783 |
| 912828JR2 US TREAS 3.75% 11/15 | $258,340 | $246,472 |
| 912828ND8 US TREAS 3.5% 05/15/ | ||
| 912828P46 US TREAS 1.625% 02/1 | ||
| 912828PA2 US TREAS 1.875% 09/3 | ||
| 912828QQ6 US TREAS 2.375% 05/3 | ||
| 912828RR3 US TREAS 2% 11/15/21 | $100,816 | $97,886 |
| 912828SF8 US TREAS 2% 02/15/22 | $66,851 | $63,484 |
| 912828TH3 US TREAS 0.875% 07/3 | $88,780 | $88,551 |
| 912828UL2 US TREAS 1.375% 01/3 | $19,280 | $19,656 |
| 912828UN8 US TREAS 2% 02/15/23 | ||
| 912828VB3 US TREAS 1.75% 05/15 | $172,313 | $167,130 |
| 912828VS6 US TREAS 2.5% 08/15/ | $72,409 | $69,168 |
| 912828WN6 US TREAS 2% 05/31/21 | $60,776 | $58,957 |
| 912828XB1 US TREAS 2.125% 05/1 | $59,716 | $57,405 |
| 92343VBC7 VERIZON COMMUNICATIO | ||
| 927804FQ2 VIRGINIA ELEC & POWE | $7,114 | $6,943 |
| 92976WBH8 WACHOVIA CORP MEDIUM | ||
| 961214BK8 WESTPAC BANKING CORP | $15,989 | $16,385 |
| 02005AFR4 ALLY MASTER OWNER TR | $24,965 | $25,032 |
| 03065VAE7 AMERICREDIT AUTOMOBI | $34,869 | $34,894 |
| 05348EBC2 AVALONBAY COMMUNITIE | $4,983 | $4,714 |
| 05584PAE7 BMW VEHICLE LEASE TR | $34,541 | $34,586 |
| 06051GGQ6 BANK OF AMERICA CORP | $25,015 | $24,166 |
| 084670BR8 BERKSHIRE HATHAWAY I | $15,309 | $14,680 |
| 12594BAD4 CNH EQUIPMENT TRUST | $24,343 | $24,268 |
| 20030NBW0 COMCAST CORP 2.350% | $9,156 | $8,759 |
| 38141GWC4 GOLDMAN SACHS GROUP | $35,055 | $34,214 |
| 67077MAB4 NUTRIEN LTD 4.875% 0 | $5,354 | $5,095 |
| 68233JAZ7 ONCOR ELECTRIC DELIV | $10,064 | $9,591 |
| 686330AJ0 ORIX CORP 3.700% 07/ | $10,117 | $9,697 |
| 744448CP4 PUB SVC CO 3.7% 06/1 | $4,989 | $5,022 |
| 756109AU8 REALTY INCOME CORP 3 | $14,975 | $14,348 |
| 80283LAN3 SANTANDER UK PLC 2.3 | $9,855 | $9,848 |
| 80284YAD6 SANTANDER DRIVE AUTO | $30,000 | $29,821 |
| 857477AZ6 STATE STREET CORP VA | $4,848 | $4,859 |
| 89114QBT4 TORONTO-DOMINION BAN | $14,983 | $14,607 |
| 9128282R0 US TREAS 2.25% 08/15 | $165,242 | $161,752 |
| 912828R36 US TREAS 1.625% 05/1 | $71,871 | $68,595 |
| 981464GC8 WORLD FINANCIAL NETW | $24,997 | $24,759 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (139 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 00171A530 AMG MANAGERS PICTET | ||
| 00206R102 AT&T INC | ||
| 002824100 ABBOTT LABORATORIES | ||
| 00724F101 ADOBE SYSTEMS INC | $3,259 | $24,869 |
| 00846U101 AGILENT TECHNOLOGIES | $7,046 | $9,585 |
| 015351109 ALEXION PHARMACEUTIC | ||
| 02079K107 ALPHABET INC/CA-CL C | $22,495 | $68,055 |
| 02079K305 ALPHABET INC/CA-CL A | $7,997 | $31,617 |
| 023135106 AMAZON.COM INC | $17,914 | $83,290 |
| 026874784 AMERICAN INTERNATION | $19,830 | $18,610 |
| 032511107 ANADARKO PETROLEUM C | ||
| 032654105 ANALOG DEVICES INC | $7,039 | $10,647 |
| 037833100 APPLE INC | $4,074 | $76,265 |
| 060505104 BANK OF AMERICA CORP | $19,081 | $43,666 |
| 064058100 BANK OF NEW YORK MEL | $12,498 | $14,130 |
| 084670702 BERKSHIRE HATHAWAY I | $17,659 | $19,972 |
| 09062X103 BIOGEN INC | $855 | $5,515 |
| 09247X101 BLACKROCK INC | ||
| 101137107 BOSTON SCIENTIFIC CO | $15,959 | $25,277 |
| 110122108 BRISTOL-MYERS SQUIBB | $13,925 | $19,812 |
| 115233579 BROWN ADV JAPAN ALPH | ||
| 125896100 CMS ENERGY CORP | ||
| 151020104 CELGENE CORP | $3,042 | $9,689 |
| 16119P108 CHARTER COMMUNICATIO | $18,863 | $25,802 |
| 172967424 CITIGROUP INC | $17,063 | $36,338 |
| 20030N101 COMCAST CORP-CLASS A | $3,176 | $12,271 |
| 20605P101 CONCHO RESOURCES INC | ||
| 25278X109 DIAMONDBACK ENERGY I | $9,338 | $11,841 |
| 254687106 WALT DISNEY CO/THE | $34,806 | $38,675 |
| 25470M109 DISH NETWORK CORP-A | $8,922 | $6,487 |
| 256206103 DODGE & COX INTL STO | $873,366 | $912,816 |
| 260543103 DOW CHEMICAL CO/THE | ||
| 263534109 DU PONT (E.I.) DE NE | ||
| 26875P101 EOG RESOURCES INC | $25,350 | $40,564 |
| 26884L109 EQT CORP | $10,319 | $8,443 |
| 277432100 EASTMAN CHEMICAL CO | $10,188 | $16,094 |
| 30303M102 FACEBOOK INC-A | $16,518 | $42,750 |
| 31620M106 FIDELITY NATIONAL IN | $12,565 | $21,312 |
| 369550108 GENERAL DYNAMICS COR | $13,199 | $16,218 |
| 369604103 GENERAL ELECTRIC CO | ||
| 375558103 GILEAD SCIENCES INC | $9,422 | $7,509 |
| 38141G104 GOLDMAN SACHS GROUP | $9,821 | $14,778 |
| 416515104 HARTFORD FINANCIAL S | $6,133 | $10,737 |
| 437076102 HOME DEPOT INC | $6,216 | $35,898 |
| 438516106 HONEYWELL INTERNATIO | $12,196 | $43,647 |
| 444859102 HUMANA INC | ||
| 45866F104 INTERCONTINENTAL EXC | $7,015 | $8,900 |
| 464287465 ISHARES MSCI EAFE IN | ||
| 464287499 ISHARES RUSSELL MIDC | ||
| 46432F842 ISHARES CORE MSCI EA | ||
| 46637K513 JPM GLBL RES ENH IND | ||
| 4812A1654 JPM TAX AWARE EQ FD | ||
| 493267108 KEYCORP | $7,029 | $12,857 |
| 500754106 THE KRAFT HEINZ CO | ||
| 532457108 ELI LILLY & CO | $18,794 | $21,503 |
| 548661107 LOWE'S COS INC | $4,175 | $20,834 |
| 55273E822 MFS INTL VALUE-I | ||
| 573284106 MARTIN MARIETTA MATE | ||
| 574599106 MASCO CORP | $4,668 | $15,267 |
| 57636Q104 MASTERCARD INC-CLASS | $4,850 | $52,864 |
| 58933Y105 MERCK & CO. INC. | $18,995 | $18,331 |
| 59156R108 METLIFE INC | ||
| 594918104 MICROSOFT CORP | $18,391 | $95,652 |
| 595017104 MICROCHIP TECHNOLOGY | $9,057 | $11,369 |
| 60871R209 MOLSON COORS BREWING | ||
| 609207105 MONDELEZ INTERNATION | $11,277 | $21,197 |
| 617446448 MORGAN STANLEY | $18,051 | $41,617 |
| 65339F101 NEXTERA ENERGY INC | $7,887 | $10,523 |
| 654106103 NIKE INC -CL B | $11,964 | $17,928 |
| 65473P105 NISOURCE INC | $5,105 | $12,614 |
| 655844108 NORFOLK SOUTHERN COR | $26,170 | $28,967 |
| 666807102 NORTHROP GRUMMAN COR | $18,643 | $24,616 |
| 67103H107 O'REILLY AUTOMOTIVE | $17,682 | $19,150 |
| 674599105 OCCIDENTAL PETROLEUM | $29,726 | $38,911 |
| 701769408 PARNASSUS CORE EQUIT | $516,041 | $544,639 |
| 713448108 PEPSICO INC | $27,258 | $31,028 |
| 717081103 PFIZER INC | $31,147 | $34,031 |
| 718172109 PHILIP MORRIS INTERN | $14,815 | $10,658 |
| 723787107 PIONEER NATURAL RESO | $16,666 | $24,033 |
| 78462F103 SPDR S&P 500 ETF TRU | ||
| 78486Q101 SVB FINANCIAL GROUP | $7,576 | $18,192 |
| 808513105 SCHWAB (CHARLES) COR | $8,074 | $14,921 |
| 854502101 STANLEY BLACK & DECK | $15,340 | $22,445 |
| 855244109 STARBUCKS CORP | ||
| 872540109 TJX COMPANIES INC | ||
| 872590104 T-MOBILE US INC | ||
| 882508104 TEXAS INSTRUMENTS IN | $13,382 | $28,886 |
| 90130A101 TWENTY-FIRST CENTURY | $15,413 | $25,193 |
| 907818108 UNION PACIFIC CORP | $22,726 | $31,595 |
| 910047109 UNITED CONTINENTAL H | ||
| 91324P102 UNITEDHEALTH GROUP I | $10,030 | $65,506 |
| 92532F100 VERTEX PHARMACEUTICA | $2,128 | $13,257 |
| 92826C839 VISA INC-CLASS A SHA | $11,932 | $20,662 |
| 931427108 WALGREENS BOOTS ALLI | ||
| 94106B101 WASTE CONNECTIONS IN | $9,153 | $13,927 |
| 949746101 WELLS FARGO & CO | $11,566 | $35,260 |
| 96208T104 WEX INC | $7,793 | $16,191 |
| 98138H101 WORKDAY INC-CLASS A | $5,609 | $8,236 |
| G0176J109 ALLEGION PLC | $10,269 | $12,300 |
| G0177J108 ALLERGAN PLC | $32,834 | $24,174 |
| G1151C101 ACCENTURE PLC-CL A | $11,949 | $24,539 |
| G27823106 DELPHI AUTOMOTIVE PL | ||
| G47791101 INGERSOLL-RAND PLC | ||
| H1467J104 CHUBB LTD | $9,995 | $25,785 |
| Y09827109 BROADCOM LTD | ||
| 03073E105 AMERISOURCEBERGEN CO | $8,136 | $8,101 |
| 11135F101 BROADCOM INC | $5,266 | $37,367 |
| 14040H105 CAPITAL ONE FINANCIA | $10,713 | $9,466 |
| 14949P208 CAUSEWAY INTERNATL V | $990,872 | $955,756 |
| 191216100 COCA-COLA CO/THE | $16,711 | $16,448 |
| 247361702 DELTA AIR LINES INC | $12,300 | $11,394 |
| 256746108 DOLLAR TREE INC | $12,745 | $11,815 |
| 26078J100 DOWDUPONT INC | $37,852 | $43,705 |
| 315911727 FIDELITY INTERNATION | $1,082,351 | $1,054,115 |
| 315911750 FIDELITY 500 INDEX F | $2,868,887 | $2,992,573 |
| 413838723 OAKMARK INTERNATIONA | $990,872 | $900,855 |
| 413838780 OAKMARK FUND-INST | $518,358 | $535,794 |
| 464288182 ISHARES MSCI ALL COU | $834,116 | $726,089 |
| 46429B598 ISHARES MSCI INDIA E | $560,011 | $493,391 |
| 46429B671 ISHARES MSCI CHINA E | $276,534 | $237,405 |
| 46434G822 ISHARES INC MSCI JAP | $831,140 | $776,978 |
| 52106N889 LAZARD EMERG MKT EQY | $276,534 | $229,410 |
| 56585A102 MARATHON PETROLEUM C | $14,137 | $13,541 |
| 67066G104 NVIDIA CORP | $17,497 | $19,900 |
| 68389X105 ORACLE CORP | $20,704 | $17,932 |
| 693656100 PVH CORP | $12,415 | $11,978 |
| 701094104 PARKER HANNIFIN CORP | $12,910 | $9,663 |
| 701877102 PARSLEY ENERGY INC-C | $8,585 | $8,176 |
| 70450Y103 PAYPAL HOLDINGS INC | $10,033 | $9,826 |
| 74160Q301 PRIMECAP ODYSSEY STO | $507,082 | $522,458 |
| 78464A730 SPDR S&P OIL & GAS E | $261,864 | $334,447 |
| 79466L302 SALESFORCE.COM INC | $12,321 | $13,913 |
| 913017109 UNITED TECHNOLOGIES | $12,375 | $12,753 |
| 922042858 VANGUARD FTSE EMERGI | $699,347 | $591,053 |
| 922908629 VANGUARD MID-CAP ETF | $545,294 | $545,434 |
| 981558109 WORLDPAY INC CL A | $7,710 | $8,750 |
| 98956P102 ZIMMER HOLDINGS INC | $25,874 | $25,743 |
| G5960L103 MEDTRONIC PLC | $11,176 | $12,157 |
| G6095L109 APTIV PLC | $14,990 | $17,593 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (7 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 092911965 BLACKSTONE PARTNERS | AT COST | $93,999 | $139,408 |
| HFGAPBWF1 JPM ACCESS MULTI-STR | AT COST | $2,333,257 | $2,173,623 |
| 00191K609 AQR MANAGED FUTURES | AT COST | $1,075,475 | $994,639 |
| 464285105 ISHARES GOLD TRUST | AT COST | $539,786 | $512,701 |
| 56166Y404 TORTOISE MLP & PIPEL | AT COST | $553,163 | $563,114 |
| 72201P175 PIMCO COMMODITYPL ST | AT COST | $228,305 | $234,057 |
| 744336876 PGIM GLOBAL REAL EST | AT COST | $236,955 | $238,334 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp (2 entries)
| CategoryCategoryTxt | Legal FeesLegalFeesAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|
| LEGAL FEES - PRINCIPAL (ALLOCA | $13,712 | $13,712 |
| LEGAL FEES - INCOME (ALLOCABLE | $615 | $615 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (42 entries)
| DescDesc | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt | BOY Book ValueBOYBookValueAmt |
|---|---|---|---|
| MINERAL ASSETS | $0 | $1,375,391 | |
| XXX-XX-XXXX T33N 9W & 10 W LA PL | $1 | $1 | $1 |
| XXX-XX-XXXX SEC 14 17S 38E LEA C | $1 | $1 | $1 |
| XXX-XX-XXXX SEC 17 21S 37E LEA C | $1 | $1 | $1 |
| XXX-XX-XXXX T&P RR CO SVY ETC PA | $1 | $1 | $1 |
| XXX-XX-XXXX T TAP RR CO SVY SUTT | $1 | $1 | $1 |
| XXX-XX-XXXX MCMULLEN CSL SUTTON | $1 | $1 | $1 |
| XXX-XX-XXXX HUNT CSL WISE CO TX | $1 | $1 | $1 |
| XXX-XX-XXXX T TAP RR CO SVY SUTT | $1 | $1 | $1 |
| XXX-XX-XXXX MCMULLEN CSL SUTTON | $1 | $1 | $1 |
| XXX-XX-XXXX ECTOR CO TX SEC AND | $1 | $1 | $1 |
| XXX-XX-XXXX PSL SVY GAINES CO TX | $1 | $1 | $1 |
| XXX-XX-XXXX H&GN RR CO SVY PECOS | $1 | $1 | $1 |
| XXX-XX-XXXX T&P RY CO SVY REAGAN | $1 | $1 | $1 |
| XXX-XX-XXXX H&GN RR CO SVY HENDE | $1 | $1 | $1 |
| XXX-XX-XXXX EL&RR CO SVY SUTTON | $1 | $1 | $1 |
| XXX-XX-XXXX GC&SF RY CO SVY PECO | $1 | $1 | $1 |
| XXX-XX-XXXX F FENTSCH SVY SUTTON | $1 | $1 | $1 |
| XXX-XX-XXXX GC&SF RY CO SVY VAL | $1 | $1 | $1 |
| XXX-XX-XXXX GC&SF RY CO SVY PECO | $1 | $1 | $1 |
| XXX-XX-XXXX KENT CO TX M. I. IN | $1 | $1 | $1 |
| XXX-XX-XXXX GC&SF RY CO SVY VALV | $1 | $1 | $1 |
| XXX-XX-XXXX GC&SF RY CO SVY PECO | $1 | $1 | $1 |
| XXX-XX-XXXX JH GIBSON SVY YOAKUM | $1 | $1 | $1 |
| XXX-XX-XXXX BS&F RR CO SVY SUTTO | $1 | $1 | $1 |
| XXX-XX-XXXX MATAGORDA CSL SVY WI | $1 | $1 | $1 |
| XXX-XX-XXXX P BROWN SVY VAL VERD | $1 | $1 | $1 |
| XXX-XX-XXXX GC&SF RY CO SVY PECO | $1 | $1 | $1 |
| XXX-XX-XXXX JH GIBSON SVY YOAKUM | $1 | $1 | $1 |
| XXX-XX-XXXX BS&F RR CO SVY SUTTO | $1 | $1 | $1 |
| XXX-XX-XXXX H&GN RY CO SVY GARZA | $1 | $1 | $1 |
| XXX-XX-XXXX C ANDERSON SVY SUTTO | $1 | $1 | $1 |
| XXX-XX-XXXX G&MMB&A SVY WARD CO | $1 | $1 | $1 |
| XXX-XX-XXXX H&GN RY CO SVY GARZA | $1 | $1 | $1 |
| XXX-XX-XXXX KENT COUNTY, TEXAS 6 | $1 | $1 | $1 |
| XXX-XX-XXXX C ANDERSON SVY SUTTO | $1 | $1 | $1 |
| XXX-XX-XXXX GC&SF RY CO SVY PECO | $1 | $1 | $1 |
| XXX-XX-XXXX GC&SF RY CO SVY SUTT | $1 | $1 | $1 |
| XXX-XX-XXXX UINTA CO WY SECTIONS | $1 | $1 | $1 |
| XXX-XX-XXXX HT&B RR CO SVY KENT | $1 | $1 | $1 |
| XXX-XX-XXXX C HARDWICK SVY KENT | $1 | $1 | $1 |
| 999999999 | $0 | $0 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | COST BASIS ADJUSTMENT | Desc |
| Amt | $4 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| MINERAL INT-PRODUCTION TAX | $22,398 | $22,398 | $0 |
| MINERAL INT-AD VALOREM TAX | $25,853 | $25,853 | $0 |
| ROYALTY-OTHER EXPENSES | $17,656 | $17,656 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| DEFERRED INCOME | $437 | $0 |
| ROYALTY INCOME | $524,549 | $524,549 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (7 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $33 | $33 | $0 |
| STATE INCOME TAXES | $89 | $89 | $0 |
| OTHER TAXES | $78 | $0 | $0 |
| FEDERAL TAX PAYMENT - PRIOR YE | $10,059 | $0 | $0 |
| FEDERAL ESTIMATES - INCOME | $104,000 | $0 | $0 |
| FOREIGN TAXES ON QUALIFIED FOR | $5,253 | $5,253 | $0 |
| FOREIGN TAXES ON NONQUALIFIED | $620 | $620 | $0 |