TR U/W MARIAN W OTTLEY WATERTOWN: Form 990PF, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- TR U/W MARIAN W OTTLEY WATERTOWN (EIN 58-6222005)
- Tax period
- 2017-06-01 to 2018-05-31
- Filed
- 2018-10-24
- IRS object ID
- 201822979349100002
- Schema version
- 2017v2.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Compensation Explanation
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-10-24T09:00:34-05:00 | ReturnTs |
| Tax Period End | 2018-05-31 | TaxPeriodEndDt |
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-06-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 586222005 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | TW MARIAN W OTTLEY-WATERTOWN | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | OTTL | BusinessNameControlTxt |
| Phone | 8003523705 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 6325 S RAINBOW BLVD STE 300 | AddressLine1Txt |
| City | LAS VEGAS | CityNm |
| State Abbreviation | NV | StateAbbreviationCd |
| ZIP | 89118 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | - | PersonNm |
| Person Title | Trustee | PersonTitleTxt |
| Phone | 8003523705 | PhoneNum |
| Signature | 2018-10-16 | SignatureDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 159.45.129.18 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 5267E3BE1585E4A6A53B2D84B8A45817218591D6 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | FEDD693B2DC88DB60E8225749939C78844CAE381 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2018-06-14 16:35:46Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $16,676,915 | FMVAssetsEOYAmt |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $377,313 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $375,204 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $566,124 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $6,681,756 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $566,124 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $37,021 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $9,042 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $980,458 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $950,370 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $163,187 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $95,714 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $67,474 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $1,400 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $1,400 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $19,371 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $19,371 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $21,318 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $11,318 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Other Expenses Rev And Expnss | $1,694 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $1,584 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $110 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $206,970 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $127,987 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $68,984 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $692,700 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $692,700 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $899,670 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $127,987 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $761,684 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $80,788 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $822,383 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $469 | CashBOYAmt |
| Cash EOY | $374 | CashEOYAmt |
| Cash EOYFMV | $374 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $482,214 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $570,529 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $570,529 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| US Government Obligations BOY | $403,277 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $380,267 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $369,066 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $9,502,163 | CorporateStockBOYAmt |
| Corporate Stock EOY | $9,807,976 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $11,783,495 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $1,978,137 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $1,656,185 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $1,626,471 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $1,797,915 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $1,812,201 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $2,326,980 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $14,164,175 | TotalAssetsBOYAmt |
| Total Assets EOY | $14,227,532 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $16,676,915 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $14,164,175 | CapitalStockBOYAmt |
| Capital Stock EOY | $14,227,532 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $14,164,175 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $14,227,532 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $14,164,175 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $14,227,532 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $14,164,175 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $80,788 | ExcessRevenueOverExpensesAmt |
| Other Increases | $11,957 | OtherIncreasesAmt |
| Subtotal | $14,256,920 | SubtotalAmt |
| Other Decreases | $29,388 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $14,227,532 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (528 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 2000. AES CORPORATION 8.000% 6/01/20 | 2014-11-14 | 2017-08-25 | $2,325 | $2,334 | -$9 | -$9 | |
| 2000. AES CORPORATION 8.000% 6/01/20 | 2014-11-17 | 2018-03-01 | $2,225 | $2,330 | -$105 | -$105 | |
| 145. AIA GROUP LTD-SP ADR | 2012-09-21 | 2018-05-23 | $5,230 | $2,128 | $3,102 | $3,102 | |
| 10182.927 ABERDEEN EMERG MARKETS-INST #5840 | 2016-08-29 | 2018-03-05 | $167,000 | $137,062 | $29,938 | $29,938 | |
| 5775.877 JOHCM INTERNATIONAL SEL-I #180 | 2014-02-18 | 2018-05-18 | $139,603 | $108,933 | $30,670 | $30,670 | |
| 20. AFFILIATED MANAGERS GROUP, INC COM | 2017-09-12 | 2018-04-10 | $3,540 | $3,584 | -$44 | -$44 | |
| 88. AFFILIATED MANAGERS GROUP, INC COM | 2016-04-27 | 2018-04-10 | $15,574 | $15,692 | -$118 | -$118 | |
| .5 AIR LIQUIDE - ADR | 2017-09-19 | 2017-11-01 | $13 | $12 | $1 | $1 | |
| 154. AIR LIQUIDE - ADR | 2017-09-19 | 2018-05-23 | $4,007 | $3,600 | $407 | $407 | |
| 103. AIR PRODS & CHEMS INC COM | 2017-06-23 | 2017-09-05 | $14,934 | $14,897 | $37 | $37 | |
| 1000. NEW ALBERTSONS INC 8.000% 5/01/31 | 2017-02-13 | 2017-07-13 | $950 | $990 | -$40 | -$40 | |
| 1000. NEW ALBERTSONS INC 8.000% 5/01/31 | 2017-02-13 | 2017-07-18 | $951 | $990 | -$39 | -$39 | |
| 34. ALEXANDRIA REAL ESTATE EQUITIES | 2016-07-06 | 2017-10-23 | $4,142 | $3,287 | $855 | $855 | |
| 29. ALEXANDRIA REAL ESTATE EQUITIES | 2017-10-17 | 2017-10-23 | $3,533 | $3,513 | $20 | $20 | |
| 62. ALEXANDRIA REAL ESTATE EQUITIES | 2015-06-29 | 2018-02-28 | $7,585 | $5,590 | $1,995 | $1,995 | |
| 68. ALFA LAVAL AB-UNSPON ADR | 2016-02-09 | 2018-05-23 | $1,741 | $1,026 | $715 | $715 | |
| 50. ALIGN TECHNOLOGY INC | 2017-03-01 | 2017-09-12 | $9,147 | $5,185 | $3,962 | $3,962 | |
| 29. ALIGN TECHNOLOGY INC | 2017-03-01 | 2018-01-29 | $7,957 | $3,007 | $4,950 | $4,950 | |
| 131. ALLIANZ SE ADR | 2017-12-14 | 2018-05-23 | $2,890 | $3,038 | -$148 | -$148 | |
| 19. ALLIANZ SE ADR | 2016-11-14 | 2018-05-23 | $419 | $312 | $107 | $107 | |
| 39. ALPHABET INC CL A | 2014-11-24 | 2017-09-05 | $36,863 | $21,339 | $15,524 | $15,524 | |
| 306. AMERICAN ASSETS TRUST INC | 2017-10-23 | 2018-02-28 | $9,725 | $12,020 | -$2,295 | -$2,295 | |
| 27. AMERICAN CAMPUS CMNTYS INC | 2016-04-15 | 2017-06-15 | $1,298 | $1,214 | $84 | $84 | |
| 48. AMERICAN CAMPUS CMNTYS INC | 2016-02-17 | 2017-10-17 | $2,112 | $2,077 | $35 | $35 | |
| 168. AMERICAN CAMPUS CMNTYS INC | 2017-10-23 | 2018-02-28 | $6,164 | $7,283 | -$1,119 | -$1,119 | |
| 20000. AMERICAN EXPRESS CRE 2.250% 5/05/21 | 2016-07-06 | 2017-09-21 | $20,003 | $20,455 | -$452 | -$452 | |
| 65. AMERICAN TOWER CORP | 2016-12-21 | 2018-02-28 | $9,130 | $6,482 | $2,648 | $2,648 | |
| 120. AMERICAN TOWER CORP | 2017-10-23 | 2018-02-28 | $16,855 | $16,618 | $237 | $237 | |
| 281. APARTMENT INVT & MGMT CO CL A | 2016-11-03 | 2018-02-28 | $10,904 | $7,644 | $3,260 | $3,260 | |
| 136. APARTMENT INVT & MGMT CO CL A | 2017-10-23 | 2018-02-28 | $5,278 | $6,013 | -$735 | -$735 | |
| 301. APPLE INC | 2015-01-14 | 2017-09-05 | $49,101 | $35,493 | $13,608 | $13,608 | |
| 133. APPLE INC | 2015-01-14 | 2017-11-17 | $22,649 | $14,514 | $8,135 | $8,135 | |
| 97. ASSOC BRITISH FOODS-UNSP ADR | 2014-07-29 | 2017-11-09 | $3,966 | $4,726 | -$760 | -$760 | |
| 77. ASSOC BRITISH FOODS-UNSP ADR | 2014-07-29 | 2017-12-01 | $3,006 | $3,752 | -$746 | -$746 | |
| 113. ASSOC BRITISH FOODS-UNSP ADR | 2017-04-24 | 2017-12-01 | $4,411 | $4,171 | $240 | $240 | |
| 42. ATLAS COPCO AB ADR | 2011-02-08 | 2018-05-23 | $1,733 | $1,008 | $725 | $725 | |
| 204. AUTOHOME INC-ADR | 2016-12-01 | 2018-03-12 | $17,847 | $5,530 | $12,317 | $12,317 | |
| 59. AUTOHOME INC-ADR | 2016-12-01 | 2018-05-08 | $5,516 | $1,484 | $4,032 | $4,032 | |
| 64. AVALONBAY CMNTYS INC | 2016-01-13 | 2017-10-23 | $11,634 | $9,001 | $2,633 | $2,633 | |
| 11. AVALONBAY CMNTYS INC | 2017-10-17 | 2017-10-23 | $2,000 | $1,911 | $89 | $89 | |
| 45. AVALONBAY CMNTYS INC | 2013-05-29 | 2018-02-28 | $7,038 | $5,322 | $1,716 | $1,716 | |
| 76. BBA AVIATION PLC-UNSPON ADR | 2016-06-23 | 2018-05-23 | $1,669 | $1,248 | $421 | $421 | |
| 1000. BP CAPITAL MARKETS 3.588% 4/14/27 | 2017-03-30 | 2017-10-20 | $1,032 | $1,007 | $25 | $25 | |
| 26. BAIDU INC ADR | 2015-05-22 | 2017-08-21 | $5,786 | $5,432 | $354 | $354 | |
| 14. BAIDU INC ADR | 2015-05-22 | 2018-05-23 | $3,379 | $2,848 | $531 | $531 | |
| 392. BANCO BILBAO VIZCAYA ARGENT- ADR | 2013-06-07 | 2018-05-23 | $2,957 | $3,816 | -$859 | -$859 | |
| 202. BANCA MEDIOLANUM SPA-ADR | 2016-05-27 | 2017-11-03 | $3,379 | $3,478 | -$99 | -$99 | |
| 243. BANCA MEDIOLANUM SPA-ADR | 2016-05-09 | 2017-11-21 | $3,963 | $4,035 | -$72 | -$72 | |
| 140. BAYER AG - ADR | 2014-08-17 | 2018-05-23 | $4,217 | $4,403 | -$186 | -$186 | |
| 50. BAYERISCHE MOTOREN ADR | 2013-02-12 | 2018-05-23 | $1,736 | $1,602 | $134 | $134 | |
| 43. BIOGEN INC | 2016-05-25 | 2017-09-05 | $13,596 | $10,775 | $2,821 | $2,821 | |
| 45. BLACKROCK INC | 2016-05-25 | 2017-09-05 | $18,761 | $16,082 | $2,679 | $2,679 | |
| 24. BLACKROCK INC | 2014-11-24 | 2018-05-31 | $12,806 | $8,426 | $4,380 | $4,380 | |
| 22. BOSTON PROPERTIES INC COM | 2012-09-06 | 2017-07-28 | $2,676 | $2,493 | $183 | $183 | |
| 10. BOSTON PROPERTIES INC COM | 2012-09-06 | 2017-08-10 | $1,209 | $1,133 | $76 | $76 | |
| 11. BOSTON PROPERTIES INC COM | 2012-09-06 | 2017-10-17 | $1,409 | $1,247 | $162 | $162 | |
| 65. BOSTON PROPERTIES INC COM | 2011-11-22 | 2018-02-28 | $7,774 | $5,484 | $2,290 | $2,290 | |
| 3. BOSTON PROPERTIES INC COM | 2017-10-23 | 2018-02-28 | $359 | $368 | -$9 | -$9 | |
| 52. CBRE GROUP INC | 2016-01-27 | 2017-10-17 | $2,060 | $1,443 | $617 | $617 | |
| 2000. AI CHS/COMMUNITY HEA 5.125% 8/01/21 | 2016-06-03 | 2017-10-13 | $1,963 | $2,010 | -$47 | -$47 | |
| 2000. AI CHS/COMMUNITY HEA 5.125% 8/01/21 | 2016-06-03 | 2017-10-20 | $1,963 | $2,010 | -$47 | -$47 | |
| 2000. CNH CAPITAL LLC 3.625% 4/15/18 | 2015-12-08 | 2018-04-15 | $2,000 | $2,000 | |||
| 26. CSL LTE-SPONSORED ADR | 2010-12-23 | 2018-05-23 | $1,781 | $477 | $1,304 | $1,304 | |
| 158. CVS HEALTH CORPORATION | 2016-05-25 | 2017-09-05 | $12,422 | $15,281 | -$2,859 | -$2,859 | |
| 372. CVS HEALTH CORPORATION | 2015-12-17 | 2017-12-14 | $26,337 | $35,799 | -$9,462 | -$9,462 | |
| 5000. CALPINE CORP 5.750% 1/15/25 | 2014-12-18 | 2017-08-01 | $4,656 | $4,968 | -$312 | -$312 | |
| 27. CANADIAN NATL RR CO COM | 2016-09-22 | 2017-11-28 | $2,102 | $1,756 | $346 | $346 | |
| 33. CANADIAN NATL RR CO COM | 2011-10-07 | 2018-05-23 | $2,770 | $1,158 | $1,612 | $1,612 | |
| 113. CARLSBERG AS-B-SPON ADR | 2014-07-29 | 2018-05-18 | $2,512 | $2,262 | $250 | $250 | |
| 80. CARLSBERG AS-B-SPON ADR | 2017-08-24 | 2018-05-18 | $1,778 | $1,829 | -$51 | -$51 | |
| .3333 CARS.COM INC | 2017-02-16 | 2017-06-13 | $9 | $9 | |||
| 247. CARS.COM INC | 2017-02-16 | 2017-08-18 | $6,041 | $6,524 | -$483 | -$483 | |
| 3000. CHESAPEAKE ENERGY CO 6.625% 8/15/20 | 2017-06-26 | 2017-10-11 | $3,120 | $3,025 | $95 | $95 | |
| 201. CHESAPEAKE LODGING TRUST | 2017-10-23 | 2018-02-28 | $5,217 | $5,520 | -$303 | -$303 | |
| 315. CIRRUS LOGIC INC | 2016-08-30 | 2018-02-13 | $13,261 | $13,596 | -$335 | -$335 | |
| 21. CIRRUS LOGIC INC | 2017-07-17 | 2018-02-13 | $884 | $1,372 | -$488 | -$488 | |
| 336. CISCO SYSTEMS INC | 2017-01-19 | 2017-09-05 | $10,662 | $10,090 | $572 | $572 | |
| 102. CISCO SYSTEMS INC | 2016-05-25 | 2017-09-05 | $3,237 | $2,935 | $302 | $302 | |
| 10000. CITIGROUP INC 3.375% 3/01/23 | 2015-10-01 | 2017-09-21 | $10,210 | $10,081 | $129 | $129 | |
| 4000. CLEAN HARBORS INC 5.250% 8/01/20 | 2016-02-11 | 2017-06-27 | $4,063 | $4,036 | $27 | $27 | |
| 212. COLGATE PALMOLIVE CO | 2016-05-25 | 2017-09-05 | $15,079 | $14,537 | $542 | $542 | |
| 46114.972 COLUMB SEL LGE CAP GR FD CL Z #2048 | 2015-07-25 | 2017-06-20 | $730,000 | $854,510 | -$124,510 | -$124,510 | |
| 2000. COMCAST CORP 6.400% 3/01/40 | 2015-10-01 | 2017-10-20 | $2,718 | $2,567 | $151 | $151 | |
| 14000. COMCAST CORP 6.400% 3/01/40 | 2015-10-01 | 2017-11-02 | $18,592 | $17,969 | $623 | $623 | |
| .2689 COMPASS GROUP PLC ADR | 2015-06-12 | 2017-07-07 | $6 | $5 | $1 | $1 | |
| 62. CONTINENTAL AG-SPONS ADR | 2015-01-21 | 2018-04-19 | $3,342 | $2,771 | $571 | $571 | |
| 479. CONVATEC GROUP PLC-UNSP ADR | 2017-07-20 | 2018-01-10 | $5,011 | $8,060 | -$3,049 | -$3,049 | |
| 411. COPART INC COM | 2017-05-09 | 2017-07-17 | $12,778 | $12,298 | $480 | $480 | |
| 183. CORESITE REALTY CORP | 2017-10-23 | 2018-02-28 | $17,247 | $20,668 | -$3,421 | -$3,421 | |
| 270. CORPORATE OFFICE PROPERTIES COM | 2017-10-23 | 2018-02-28 | $6,788 | $8,543 | -$1,755 | -$1,755 | |
| 84. COSTCO WHOLESALE CORP | 2017-08-29 | 2017-09-05 | $13,341 | $12,924 | $417 | $417 | |
| 30. COSTCO WHOLESALE CORP | 2016-05-25 | 2017-09-05 | $4,764 | $4,147 | $617 | $617 | |
| 24. CROWN CASTLE INTL CORP | 2017-07-28 | 2017-10-17 | $2,424 | $2,423 | $1 | $1 | |
| 39. CROWN CASTLE INTL CORP | 2016-09-13 | 2017-10-17 | $3,939 | $3,397 | $542 | $542 | |
| 40. CROWN CASTLE INTL CORP | 2016-01-13 | 2018-02-28 | $4,476 | $3,433 | $1,043 | $1,043 | |
| 165. CROWN CASTLE INTL CORP | 2017-10-23 | 2018-02-28 | $18,461 | $17,170 | $1,291 | $1,291 | |
| 219. CUBESMART | 2012-09-12 | 2017-10-23 | $5,749 | $2,742 | $3,007 | $3,007 | |
| 100. CUMMINS INC. | 2014-11-24 | 2017-09-05 | $16,034 | $14,860 | $1,174 | $1,174 | |
| 23. DBS GROUP HOLDINGS LIMITED - ADR | 2011-07-20 | 2018-03-27 | $1,927 | $1,135 | $792 | $792 | |
| 21. DBS GROUP HOLDINGS LIMITED - ADR | 2013-03-16 | 2018-05-23 | $1,793 | $1,035 | $758 | $758 | |
| 43. DCT INDUSTRIAL TRUST INC | 2017-10-17 | 2017-10-23 | $2,515 | $2,532 | -$17 | -$17 | |
| 285. DDR CORP | 2017-03-31 | 2017-10-23 | $2,403 | $3,565 | -$1,162 | -$1,162 | |
| 404. DST SYS INC COM | 2017-11-30 | 2018-01-19 | $33,825 | $25,074 | $8,751 | $8,751 | |
| 42. DAITO TRUST CONS-SPN ADR | 2018-01-09 | 2018-05-23 | $1,742 | $2,086 | -$344 | -$344 | |
| 94. DAIWA HOUSE IND LTD ADR | 2014-07-29 | 2018-03-06 | $3,412 | $1,957 | $1,455 | $1,455 | |
| 134. DANAHER CORP | 2014-11-24 | 2017-09-05 | $11,127 | $8,430 | $2,697 | $2,697 | |
| 82. DASSAULT SYSTEMES S.A. - ADR | 2010-12-23 | 2017-06-22 | $7,638 | $3,099 | $4,539 | $4,539 | |
| 80. DASSAULT SYSTEMES S.A. - ADR | 2010-12-23 | 2018-05-15 | $10,433 | $3,024 | $7,409 | $7,409 | |
| 22. DASSAULT SYSTEMES S.A. - ADR | 2010-12-23 | 2018-05-23 | $2,877 | $831 | $2,046 | $2,046 | |
| 50. DEUTSCHE POST AG ADR | 2017-11-21 | 2018-01-29 | $2,397 | $2,244 | $153 | $153 | |
| 72. DIGITAL RLTY TR INC | 2017-10-23 | 2018-02-28 | $7,265 | $8,698 | -$1,433 | -$1,433 | |
| 221. WALT DISNEY CO | 2016-05-25 | 2017-09-05 | $22,559 | $20,221 | $2,338 | $2,338 | |
| 182. DISCOVER FINANCIAL SERVICES | 2016-06-03 | 2017-09-05 | $10,650 | $10,186 | $464 | $464 | |
| 2000. DISH DBS CORP 7.875% 9/01/19 | 2016-01-25 | 2018-05-08 | $2,075 | $2,155 | -$80 | -$80 | |
| 2000. DISH DBS CORP 7.875% 9/01/19 | 2016-02-10 | 2018-05-09 | $2,073 | $2,138 | -$65 | -$65 | |
| 2000. DISH DBS CORP 5.875% 7/15/22 | 2014-04-23 | 2017-10-19 | $2,073 | $2,160 | -$87 | -$87 | |
| 3000. DISH DBS CORP 5.875% 7/15/22 | 2014-03-06 | 2017-10-24 | $3,083 | $3,184 | -$101 | -$101 | |
| 225. DORMAN PRODUCTS INC | 2017-03-02 | 2017-07-12 | $17,063 | $18,229 | -$1,166 | -$1,166 | |
| 150. DRIL-QUIP INC COM | 2017-01-20 | 2018-01-29 | $7,908 | $9,566 | -$1,658 | -$1,658 | |
| 410. DUKE REALTY CORPORATION | 2016-10-05 | 2017-10-23 | $11,738 | $7,527 | $4,211 | $4,211 | |
| 188. EOG RESOURCES, INC | 2014-11-24 | 2017-09-05 | $16,177 | $18,290 | -$2,113 | -$2,113 | |
| 122. EPR PROPERTIES | 2017-03-22 | 2017-11-28 | $8,238 | $8,857 | -$619 | -$619 | |
| 78. EPR PROPERTIES | 2017-10-23 | 2018-02-28 | $4,526 | $5,479 | -$953 | -$953 | |
| 87. EPR PROPERTIES | 2012-11-14 | 2018-02-28 | $5,049 | $3,752 | $1,297 | $1,297 | |
| 10917.031 EATON VANCE GLOBAL MACRO - I #0088 | 2017-09-01 | 2017-10-20 | $100,000 | $99,563 | $437 | $437 | |
| 5586.592 EATON VANCE GLOBAL MACRO - I #0088 | 2017-09-01 | 2018-05-22 | $50,000 | $50,950 | -$950 | -$950 | |
| 241. EDGEWELL PERSONAL CARE CO | 2017-08-18 | 2017-12-21 | $14,695 | $18,033 | -$3,338 | -$3,338 | |
| 42. EDUCATION REALTY TRUST INC | 2016-04-14 | 2017-06-22 | $1,691 | $1,384 | $307 | $307 | |
| 48. EDUCATION REALTY TRUST INC | 2014-10-01 | 2017-07-17 | $1,862 | $1,503 | $359 | $359 | |
| 27. EDUCATION REALTY TRUST INC | 2014-12-17 | 2017-08-10 | $1,018 | $810 | $208 | $208 | |
| 1000. ENTERPRISE PRODUCTS 5.700% 2/15/42 | 2015-10-01 | 2017-10-20 | $1,207 | $1,008 | $199 | $199 | |
| 4. EQUINIX INC | 2017-05-30 | 2017-10-23 | $1,837 | $1,731 | $106 | $106 | |
| 11. EQUINIX INC | 2015-11-02 | 2017-10-23 | $5,051 | $3,254 | $1,797 | $1,797 | |
| 51. EQUINIX INC | 2015-11-25 | 2018-02-28 | $20,195 | $15,021 | $5,174 | $5,174 | |
| 68. EQUITY LIFESTYLE PPTYS INC | 2017-09-21 | 2017-10-23 | $5,914 | $4,874 | $1,040 | $1,040 | |
| 76. EQUITY RESIDENTIAL PPTYS TR SH BEN | 2010-12-13 | 2017-10-23 | $5,047 | $3,910 | $1,137 | $1,137 | |
| 88. ESSEX PPTY TR COM | 2013-07-24 | 2017-10-23 | $22,813 | $13,483 | $9,330 | $9,330 | |
| 2. ESSEX PPTY TR COM | 2017-05-30 | 2017-10-23 | $518 | $512 | $6 | $6 | |
| 307. EXLSERVICE HOLDINGS INC | 2017-05-26 | 2017-10-24 | $18,615 | $15,863 | $2,752 | $2,752 | |
| 113. EXTENDED STAY AMERICA INC | 2017-10-17 | 2017-10-23 | $2,262 | $2,331 | -$69 | -$69 | |
| 14. EXTRA SPACE STORAGE INC | 2016-03-22 | 2017-07-28 | $1,083 | $1,226 | -$143 | -$143 | |
| 102. EXTRA SPACE STORAGE INC | 2017-10-23 | 2018-02-28 | $8,732 | $8,338 | $394 | $394 | |
| 124. EXTRA SPACE STORAGE INC | 2016-12-21 | 2018-02-28 | $10,615 | $7,471 | $3,144 | $3,144 | |
| 95. FANUC CORPORATION ADR | 2016-03-07 | 2018-01-17 | $2,773 | $1,487 | $1,286 | $1,286 | |
| 267. FANUC CORPORATION ADR | 2016-03-07 | 2018-01-24 | $7,504 | $4,179 | $3,325 | $3,325 | |
| 154. FANUC CORPORATION ADR | 2011-02-08 | 2018-05-23 | $3,373 | $2,311 | $1,062 | $1,062 | |
| 516.42 FHLMC POOL #G08669 4.000% 9/01/45 | 2016-05-09 | 2017-06-15 | $516 | $550 | -$34 | -$34 | |
| 49.95 FHLMC POOL #G08669 4.000% 9/01/45 | 2016-11-09 | 2017-06-15 | $50 | $55 | -$5 | -$5 | |
| 622.28 FHLMC POOL #G08669 4.000% 9/01/45 | 2016-07-13 | 2017-07-15 | $622 | $663 | -$41 | -$41 | |
| 48.89 FHLMC POOL #G08669 4.000% 9/01/45 | 2016-11-09 | 2017-07-15 | $49 | $54 | -$5 | -$5 | |
| 510.33 FHLMC POOL #G08669 4.000% 9/01/45 | 2016-07-13 | 2017-08-15 | $510 | $544 | -$34 | -$34 | |
| 70.73 FHLMC POOL #G08669 4.000% 9/01/45 | 2017-08-10 | 2017-08-15 | $71 | $77 | -$6 | -$6 | |
| 846.26 FHLMC POOL #G08669 4.000% 9/01/45 | 2016-07-13 | 2017-09-15 | $846 | $902 | -$56 | -$56 | |
| 719.54 FHLMC POOL #G08669 4.000% 9/01/45 | 2017-08-23 | 2017-09-15 | $720 | $767 | -$47 | -$47 | |
| 600.75 FHLMC POOL #G08669 4.000% 9/01/45 | 2017-08-23 | 2017-10-15 | $601 | $640 | -$39 | -$39 | |
| 706.57 FHLMC POOL #G08669 4.000% 9/01/45 | 2016-07-13 | 2017-10-15 | $707 | $753 | -$46 | -$46 | |
| 717.81 FHLMC POOL #G08669 4.000% 9/01/45 | 2016-11-09 | 2017-11-15 | $718 | $767 | -$49 | -$49 | |
| 513.4 FHLMC POOL #G08669 4.000% 9/01/45 | 2017-08-23 | 2017-11-15 | $513 | $546 | -$33 | -$33 | |
| 1.71 FHLMC POOL #G08669 4.000% 9/01/45 | 2017-08-23 | 2017-12-11 | $2 | $2 | |||
| 6579.29 FHLMC POOL #G08669 4.000% 9/01/45 | 2016-11-09 | 2017-12-11 | $6,885 | $7,223 | -$338 | -$338 | |
| 568.84 FHLMC POOL #G08669 4.000% 9/01/45 | 2016-11-09 | 2017-12-15 | $569 | $608 | -$39 | -$39 | |
| 407.87 FHLMC POOL #G08669 4.000% 9/01/45 | 2017-08-23 | 2017-12-15 | $408 | $433 | -$25 | -$25 | |
| 324.93 FHLMC POOL #G08669 4.000% 9/01/45 | 2017-08-23 | 2018-01-15 | $325 | $345 | -$20 | -$20 | |
| 359.15 FHLMC POOL #G08669 4.000% 9/01/45 | 2015-11-09 | 2018-01-15 | $359 | $381 | -$22 | -$22 | |
| 408.28 FHLMC POOL #G08669 4.000% 9/01/45 | 2015-11-09 | 2018-02-15 | $408 | $433 | -$25 | -$25 | |
| 369.4 FHLMC POOL #G08669 4.000% 9/01/45 | 2017-08-23 | 2018-02-15 | $369 | $393 | -$24 | -$24 | |
| 286.91 FHLMC POOL #G08669 4.000% 9/01/45 | 2015-11-09 | 2018-03-15 | $287 | $304 | -$17 | -$17 | |
| 259.58 FHLMC POOL #G08669 4.000% 9/01/45 | 2017-08-23 | 2018-03-15 | $260 | $276 | -$16 | -$16 | |
| 362.18 FHLMC POOL #G08669 4.000% 9/01/45 | 2015-11-09 | 2018-04-15 | $362 | $384 | -$22 | -$22 | |
| 327.69 FHLMC POOL #G08669 4.000% 9/01/45 | 2017-08-23 | 2018-04-15 | $328 | $348 | -$20 | -$20 | |
| 290.64 FHLMC POOL #G08669 4.000% 9/01/45 | 2018-04-09 | 2018-05-15 | $291 | $308 | -$17 | -$17 | |
| 290.64 FHLMC POOL #G08669 4.000% 9/01/45 | 2015-11-09 | 2018-05-15 | $291 | $308 | -$17 | -$17 | |
| 221.4 FHLMC POOL #G08737 3.000% 12/01/46 | 2016-12-08 | 2017-06-15 | $221 | $221 | |||
| 282.32 FHLMC POOL #G08737 3.000% 12/01/46 | 2016-12-08 | 2017-07-15 | $282 | $282 | |||
| 239.96 FHLMC POOL #G08737 3.000% 12/01/46 | 2016-12-08 | 2017-08-15 | $240 | $239 | $1 | $1 | |
| 578.89 FHLMC POOL #G08737 3.000% 12/01/46 | 2017-08-23 | 2017-09-15 | $579 | $581 | -$2 | -$2 | |
| 560.02 FHLMC POOL #G08737 3.000% 12/01/46 | 2017-08-23 | 2017-10-15 | $560 | $562 | -$2 | -$2 | |
| 553.55 FHLMC POOL #G08737 3.000% 12/01/46 | 2017-08-23 | 2017-11-15 | $554 | $556 | -$2 | -$2 | |
| 278.85 FHLMC POOL #G08737 3.000% 12/01/46 | 2016-12-08 | 2017-12-15 | $279 | $278 | $1 | $1 | |
| 272.21 FHLMC POOL #G08737 3.000% 12/01/46 | 2017-08-23 | 2017-12-15 | $272 | $275 | -$3 | -$3 | |
| 251.56 FHLMC POOL #G08737 3.000% 12/01/46 | 2016-12-08 | 2018-01-15 | $252 | $251 | $1 | $1 | |
| 245.57 FHLMC POOL #G08737 3.000% 12/01/46 | 2017-08-23 | 2018-01-15 | $246 | $248 | -$2 | -$2 | |
| 251.89 FHLMC POOL #G08737 3.000% 12/01/46 | 2016-12-08 | 2018-02-15 | $252 | $251 | $1 | $1 | |
| 245.89 FHLMC POOL #G08737 3.000% 12/01/46 | 2017-08-23 | 2018-02-15 | $246 | $249 | -$3 | -$3 | |
| 234.85 FHLMC POOL #G08737 3.000% 12/01/46 | 2016-12-08 | 2018-03-15 | $235 | $234 | $1 | $1 | |
| 229.26 FHLMC POOL #G08737 3.000% 12/01/46 | 2017-08-23 | 2018-03-15 | $229 | $232 | -$3 | -$3 | |
| 277.41 FHLMC POOL #G08737 3.000% 12/01/46 | 2017-08-23 | 2018-04-15 | $277 | $280 | -$3 | -$3 | |
| 284.17 FHLMC POOL #G08737 3.000% 12/01/46 | 2016-12-08 | 2018-04-15 | $284 | $284 | |||
| 281.21 FHLMC POOL #G08737 3.000% 12/01/46 | 2017-08-23 | 2018-05-15 | $281 | $284 | -$3 | -$3 | |
| 288.07 FHLMC POOL #G08737 3.000% 12/01/46 | 2016-12-08 | 2018-05-15 | $288 | $287 | $1 | $1 | |
| 26.74 FHLMC POOL #G60440 3.500% 3/01/46 | 2017-04-07 | 2017-06-15 | $27 | $28 | -$1 | -$1 | |
| 534.76 FHLMC POOL #G60440 3.500% 3/01/46 | 2016-06-07 | 2017-06-15 | $535 | $567 | -$32 | -$32 | |
| 28.97 FHLMC POOL #G60440 3.500% 3/01/46 | 2017-04-07 | 2017-07-15 | $29 | $30 | -$1 | -$1 | |
| 579.38 FHLMC POOL #G60440 3.500% 3/01/46 | 2016-06-07 | 2017-07-15 | $579 | $614 | -$35 | -$35 | |
| 563.97 FHLMC POOL #G60440 3.500% 3/01/46 | 2016-06-07 | 2017-08-15 | $564 | $598 | -$34 | -$34 | |
| 28.2 FHLMC POOL #G60440 3.500% 3/01/46 | 2017-04-07 | 2017-08-15 | $28 | $29 | -$1 | -$1 | |
| 29.42 FHLMC POOL #G60440 3.500% 3/01/46 | 2017-04-07 | 2017-09-15 | $29 | $31 | -$2 | -$2 | |
| 588.3 FHLMC POOL #G60440 3.500% 3/01/46 | 2016-06-07 | 2017-09-15 | $588 | $624 | -$36 | -$36 | |
| 491.14 FHLMC POOL #G60440 3.500% 3/01/46 | 2016-06-07 | 2017-10-15 | $491 | $521 | -$30 | -$30 | |
| 24.56 FHLMC POOL #G60440 3.500% 3/01/46 | 2017-04-07 | 2017-10-15 | $25 | $25 | |||
| 524.91 FHLMC POOL #G60440 3.500% 3/01/46 | 2016-06-07 | 2017-11-15 | $525 | $557 | -$32 | -$32 | |
| 26.25 FHLMC POOL #G60440 3.500% 3/01/46 | 2017-04-07 | 2017-11-15 | $26 | $27 | -$1 | -$1 | |
| 26.84 FHLMC POOL #G60440 3.500% 3/01/46 | 2017-04-07 | 2017-12-15 | $27 | $28 | -$1 | -$1 | |
| 536.89 FHLMC POOL #G60440 3.500% 3/01/46 | 2016-06-07 | 2017-12-15 | $537 | $569 | -$32 | -$32 | |
| 25.11 FHLMC POOL #G60440 3.500% 3/01/46 | 2017-04-07 | 2018-01-15 | $25 | $26 | -$1 | -$1 | |
| 502.26 FHLMC POOL #G60440 3.500% 3/01/46 | 2016-06-07 | 2018-01-15 | $502 | $533 | -$31 | -$31 | |
| 469.48 FHLMC POOL #G60440 3.500% 3/01/46 | 2016-06-07 | 2018-02-15 | $469 | $498 | -$29 | -$29 | |
| 23.47 FHLMC POOL #G60440 3.500% 3/01/46 | 2017-04-07 | 2018-02-15 | $23 | $24 | -$1 | -$1 | |
| 52.5 FHLMC POOL #G60440 3.500% 3/01/46 | 2018-02-08 | 2018-03-15 | $53 | $53 | |||
| 393.76 FHLMC POOL #G60440 3.500% 3/01/46 | 2016-06-07 | 2018-03-15 | $394 | $418 | -$24 | -$24 | |
| 42.57 FHLMC POOL #G60440 3.500% 3/01/46 | 2018-02-08 | 2018-04-15 | $43 | $43 | |||
| 536.42 FHLMC POOL #G60440 3.500% 3/01/46 | 2017-04-07 | 2018-04-15 | $536 | $568 | -$32 | -$32 | |
| 40.69 FHLMC POOL #G60440 3.500% 3/01/46 | 2018-02-08 | 2018-05-15 | $41 | $41 | |||
| 512.64 FHLMC POOL #G60440 3.500% 3/01/46 | 2017-04-07 | 2018-05-15 | $513 | $543 | -$30 | -$30 | |
| 9000. FED NATL MTG ASSN 6.625% 11/15/30 | 2015-09-24 | 2017-08-23 | $12,988 | $13,002 | -$14 | -$14 | |
| 42000. FED NATL MTG ASSN 2.625% 9/06/24 | 2015-09-24 | 2017-08-23 | $43,496 | $42,794 | $702 | $702 | |
| 23000. FED HOME LN MTG CORP 3.750% 3/27/19 | 2015-09-24 | 2017-08-23 | $23,878 | $25,007 | -$1,129 | -$1,129 | |
| 644.64 FNMA POOL #BM1285 4.500% 5/01/47 | 2017-05-18 | 2017-06-25 | $645 | $699 | -$54 | -$54 | |
| 1021.45 FNMA POOL #BM1285 4.500% 5/01/47 | 2017-06-08 | 2017-07-25 | $1,021 | $1,107 | -$86 | -$86 | |
| 779.28 FNMA POOL #BM1285 4.500% 5/01/47 | 2017-07-11 | 2017-08-25 | $779 | $845 | -$66 | -$66 | |
| 759.99 FNMA POOL #BM1285 4.500% 5/01/47 | 2017-06-25 | 2017-09-25 | $760 | $825 | -$65 | -$65 | |
| 41.08 FNMA POOL #BM1285 4.500% 5/01/47 | 2017-07-25 | 2017-09-25 | $41 | $46 | -$5 | -$5 | |
| 36.48 FNMA POOL #BM1285 4.500% 5/01/47 | 2017-07-25 | 2017-10-25 | $36 | $41 | -$5 | -$5 | |
| 674.77 FNMA POOL #BM1285 4.500% 5/01/47 | 2017-06-25 | 2017-10-25 | $675 | $732 | -$57 | -$57 | |
| 817.9 FNMA POOL #BM1285 4.500% 5/01/47 | 2017-06-25 | 2017-11-25 | $818 | $888 | -$70 | -$70 | |
| 44.22 FNMA POOL #BM1285 4.500% 5/01/47 | 2017-07-25 | 2017-11-25 | $44 | $50 | -$6 | -$6 | |
| 46.73 FNMA POOL #BM1285 4.500% 5/01/47 | 2017-07-25 | 2017-12-25 | $47 | $53 | -$6 | -$6 | |
| 864.61 FNMA POOL #BM1285 4.500% 5/01/47 | 2017-06-25 | 2017-12-25 | $865 | $938 | -$73 | -$73 | |
| 916.13 FNMA POOL #BM1285 4.500% 5/01/47 | 2017-06-25 | 2018-01-25 | $916 | $994 | -$78 | -$78 | |
| 49.52 FNMA POOL #BM1285 4.500% 5/01/47 | 2017-07-25 | 2018-01-25 | $50 | $56 | -$6 | -$6 | |
| 38.11 FNMA POOL #BM1285 4.500% 5/01/47 | 2017-07-25 | 2018-02-25 | $38 | $43 | -$5 | -$5 | |
| 704.88 FNMA POOL #BM1285 4.500% 5/01/47 | 2017-06-25 | 2018-02-25 | $705 | $765 | -$60 | -$60 | |
| 28.69 FNMA POOL #BM1285 4.500% 5/01/47 | 2017-07-25 | 2018-03-25 | $29 | $32 | -$3 | -$3 | |
| 530.87 FNMA POOL #BM1285 4.500% 5/01/47 | 2017-06-25 | 2018-03-25 | $531 | $576 | -$45 | -$45 | |
| 537.36 FNMA POOL #BM1285 4.500% 5/01/47 | 2017-06-25 | 2018-04-25 | $537 | $583 | -$46 | -$46 | |
| 29.04 FNMA POOL #BM1285 4.500% 5/01/47 | 2017-07-25 | 2018-04-25 | $29 | $33 | -$4 | -$4 | |
| 527.43 FNMA POOL #BM1285 4.500% 5/01/47 | 2017-07-25 | 2018-05-25 | $527 | $574 | -$47 | -$47 | |
| 18.54 FNMA POOL #BM1285 4.500% 5/01/47 | 2017-06-25 | 2018-05-25 | $19 | $20 | -$1 | -$1 | |
| 257.38 FNMA POOL #BM2000 3.500% 5/01/47 | 2017-08-23 | 2017-09-25 | $257 | $267 | -$10 | -$10 | |
| 307.24 FNMA POOL #BM2000 3.500% 5/01/47 | 2017-08-23 | 2017-10-25 | $307 | $319 | -$12 | -$12 | |
| 334.83 FNMA POOL #BM2000 3.500% 5/01/47 | 2017-08-23 | 2017-11-25 | $335 | $347 | -$12 | -$12 | |
| 292.23 FNMA POOL #BM2000 3.500% 5/01/47 | 2017-08-23 | 2017-12-25 | $292 | $303 | -$11 | -$11 | |
| 354.99 FNMA POOL #BM2000 3.500% 5/01/47 | 2017-11-25 | 2018-01-25 | $355 | $368 | -$13 | -$13 | |
| 351.22 FNMA POOL #BM2000 3.500% 5/01/47 | 2018-01-08 | 2018-02-25 | $351 | $364 | -$13 | -$13 | |
| 333.12 FNMA POOL #BM2000 3.500% 5/01/47 | 2018-01-08 | 2018-03-25 | $333 | $345 | -$12 | -$12 | |
| 410.67 FNMA POOL #BM2000 3.500% 5/01/47 | 2018-03-08 | 2018-04-25 | $411 | $424 | -$13 | -$13 | |
| 397.29 FNMA POOL #BM2000 3.500% 5/01/47 | 2018-03-08 | 2018-05-25 | $397 | $410 | -$13 | -$13 | |
| 106.69 FNMA POOL #MA3210 3.500% 11/01/47 | 2018-04-20 | 2018-05-25 | $107 | $106 | $1 | $1 | |
| 575. FERGUSON PLC-ADR | 2014-07-29 | 2017-12-22 | $4,128 | $3,085 | $1,043 | $1,043 | |
| 13649.425 FID ADV EMER MKTS INC- CL I #607 | 2017-03-07 | 2017-11-09 | $190,136 | $190,000 | $136 | $136 | |
| 29874.696 FID ADV EMER MKTS INC- CL I #607 | 2016-08-29 | 2017-11-09 | $416,155 | $413,445 | $2,710 | $2,710 | |
| 192. FIRST INDL RLTY TR INC COM | 2017-10-23 | 2018-02-28 | $5,412 | $5,885 | -$473 | -$473 | |
| 115. FIRST INDL RLTY TR INC COM | 2012-08-08 | 2018-02-28 | $3,242 | $1,369 | $1,873 | $1,873 | |
| 201. FORTIVE CORP | 2016-08-31 | 2017-09-05 | $13,187 | $10,605 | $2,582 | $2,582 | |
| 133. FOX FACTORY HOLDING CORP | 2017-01-06 | 2017-12-20 | $5,215 | $3,689 | $1,526 | $1,526 | |
| 8. FOX FACTORY HOLDING CORP | 2017-01-06 | 2018-04-09 | $277 | $221 | $56 | $56 | |
| 363. FOX FACTORY HOLDING CORP | 2017-01-09 | 2018-05-03 | $12,710 | $10,009 | $2,701 | $2,701 | |
| 277. FOX FACTORY HOLDING CORP | 2017-03-08 | 2018-05-04 | $9,751 | $7,517 | $2,234 | $2,234 | |
| 54. FRESENIUS MEDICAL CARE ADR | 2016-07-19 | 2018-05-23 | $2,713 | $2,367 | $346 | $346 | |
| 130. FUCHS PETROLUB SE-PREF ADR | 2014-03-12 | 2018-05-23 | $1,730 | $1,590 | $140 | $140 | |
| 52. GGP INC | 2012-11-26 | 2017-06-15 | $1,258 | $994 | $264 | $264 | |
| 36. GGP INC | 2012-11-26 | 2017-09-05 | $754 | $681 | $73 | $73 | |
| 504. GGP INC | 2017-10-23 | 2018-02-28 | $10,659 | $10,781 | -$122 | -$122 | |
| 144. GGP INC | 2011-09-28 | 2018-02-28 | $3,046 | $2,052 | $994 | $994 | |
| 277. GENERAL MILLS INC | 2016-05-25 | 2017-09-05 | $14,861 | $15,147 | -$286 | -$286 | |
| 608. GENERAL MILLS INC | 2014-11-24 | 2017-11-17 | $32,717 | $31,075 | $1,642 | $1,642 | |
| 157. GILEAD SCIENCES INC | 2014-11-20 | 2017-09-05 | $12,973 | $16,031 | -$3,058 | -$3,058 | |
| 144. GLOBUS MEDICAL INC - A | 2017-02-07 | 2018-02-13 | $6,436 | $3,817 | $2,619 | $2,619 | |
| 1441. GRAPHIC PACKAGING HLDGCO | 2017-02-17 | 2017-07-17 | $19,918 | $19,665 | $253 | $253 | |
| 246. GRUPO TELEVISA, S.A. - ADR | 2016-05-20 | 2017-11-13 | $4,908 | $6,412 | -$1,504 | -$1,504 | |
| 63. GRUPO FIN BANORTE-SPON ADR | 2017-01-24 | 2018-05-23 | $1,750 | $1,517 | $233 | $233 | |
| 5000. HCA INC 5.875% 2/15/26 | 2016-10-05 | 2017-10-17 | $5,250 | $5,338 | -$88 | -$88 | |
| 342. HCP INC | 2017-10-23 | 2018-02-28 | $7,435 | $9,398 | -$1,963 | -$1,963 | |
| 35. HSBC - ADR | 2016-12-09 | 2018-05-23 | $1,738 | $1,491 | $247 | $247 | |
| 161. HEALTHCARE TRUST OF AME-CL A | 2017-07-17 | 2017-10-23 | $4,740 | $4,907 | -$167 | -$167 | |
| 44.4 HILTON GRAND VACATIONS INC | 2017-07-17 | 2017-10-23 | $1,767 | $1,567 | $200 | $200 | |
| 21.6 HILTON GRAND VACATIONS INC | 2016-05-11 | 2017-10-23 | $860 | $371 | $489 | $489 | |
| 71.9999 HILTON WORLDWIDE HOLDINGS IN | 2016-05-11 | 2017-10-23 | $5,074 | $2,772 | $2,302 | $2,302 | |
| 65.0001 HILTON WORLDWIDE HOLDINGS IN | 2017-03-06 | 2017-10-23 | $4,580 | $3,763 | $817 | $817 | |
| 164. HOME DEPOT INC | 2016-05-25 | 2017-09-05 | $25,179 | $16,473 | $8,706 | $8,706 | |
| 312. HOST HOTELS & RESORTS, INC. | 2017-10-23 | 2018-02-28 | $5,808 | $6,047 | -$239 | -$239 | |
| 149. HOST HOTELS & RESORTS, INC. | 2016-12-21 | 2018-02-28 | $2,774 | $2,610 | $164 | $164 | |
| 205. HUDSON PACIFIC PROPERTIES INC | 2017-09-06 | 2017-10-23 | $6,822 | $7,181 | -$359 | -$359 | |
| 257. ILG INC | 2016-06-09 | 2017-07-07 | $7,064 | $3,882 | $3,182 | $3,182 | |
| 32. IPG PHOTONICS CORP | 2017-01-25 | 2017-06-15 | $4,413 | $3,424 | $989 | $989 | |
| 4000. ISTAR FINANCIAL INC 4.000% 11/01/17 | 2016-01-05 | 2017-10-16 | $4,000 | $3,999 | $1 | $1 | |
| 5000. ISTAR INC 5.250% 9/15/22 | 2017-10-20 | 2018-02-09 | $4,850 | $5,098 | -$248 | -$248 | |
| .9 ICICI BANK LTD. - ADR | 2016-12-08 | 2017-07-05 | $8 | $6 | $2 | $2 | |
| 203. ICICI BANK LTD. - ADR | 2016-12-08 | 2018-05-23 | $1,734 | $1,458 | $276 | $276 | |
| 129. ILLINOIS TOOL WORKS INC | 2016-05-25 | 2017-09-05 | $17,735 | $11,947 | $5,788 | $5,788 | |
| 63. INFINEON TECHNOLOGIES AG - ADR | 2017-11-14 | 2018-05-23 | $1,741 | $1,781 | -$40 | -$40 | |
| 31. INGREDION INC | 2014-09-02 | 2017-07-25 | $3,791 | $2,325 | $1,466 | $1,466 | |
| 166. INGREDION INC | 2014-03-13 | 2017-08-18 | $20,310 | $9,369 | $10,941 | $10,941 | |
| 155. INNOSPEC INC | 2017-05-26 | 2018-03-06 | $10,494 | $9,970 | $524 | $524 | |
| 159. INNOSPEC INC | 2017-05-26 | 2018-03-20 | $11,122 | $10,227 | $895 | $895 | |
| 702. INTEL CORP | 2014-11-20 | 2017-08-29 | $24,338 | $24,142 | $196 | $196 | |
| 253. INTEL CORP | 2014-11-20 | 2017-09-05 | $8,908 | $8,701 | $207 | $207 | |
| 327. INVITATION HOMES INC | 2017-09-21 | 2017-10-23 | $7,380 | $6,970 | $410 | $410 | |
| .162 INVITATION HOMES INC | 2017-09-05 | 2017-11-28 | $4 | $4 | |||
| 330.87 INVITATION HOMES INC | 2017-02-17 | 2018-02-28 | $7,211 | $6,316 | $895 | $895 | |
| 287.13 INVITATION HOMES INC | 2017-10-23 | 2018-02-28 | $6,258 | $6,353 | -$95 | -$95 | |
| 165. ITAU UNIBANCO H-SPON PRF ADR | 2013-10-09 | 2018-05-23 | $2,054 | $2,381 | -$327 | -$327 | |
| 26. JBG SMITH PROPERTIES | 2012-12-28 | 2017-09-05 | $841 | $724 | $117 | $117 | |
| 393. JPMORGAN CHASE & CO | 2016-05-25 | 2017-09-05 | $35,201 | $24,099 | $11,102 | $11,102 | |
| 121. JPMORGAN CHASE & CO | 2014-11-13 | 2018-05-31 | $12,923 | $7,285 | $5,638 | $5,638 | |
| 132. JOHNSON & JOHNSON | 2014-11-24 | 2017-09-05 | $17,212 | $14,120 | $3,092 | $3,092 | |
| 323. JOHNSON & JOHNSON | 2014-11-24 | 2018-02-13 | $42,023 | $34,551 | $7,472 | $7,472 | |
| 160. KBC GROEP NV-UNSP ADR | 2015-03-17 | 2017-10-05 | $6,708 | $4,842 | $1,866 | $1,866 | |
| 227. KLX INC | 2017-05-09 | 2018-05-14 | $16,536 | $10,908 | $5,628 | $5,628 | |
| 120. KLX INC | 2017-07-07 | 2018-05-14 | $8,742 | $6,202 | $2,540 | $2,540 | |
| 45. KILROY REALTY CORP COM | 2016-11-25 | 2017-10-23 | $3,218 | $3,302 | -$84 | -$84 | |
| 80. KILROY REALTY CORP COM | 2016-11-25 | 2018-02-28 | $5,471 | $4,073 | $1,398 | $1,398 | |
| 28. KILROY REALTY CORP COM | 2017-08-10 | 2018-02-28 | $1,915 | $1,916 | -$1 | -$1 | |
| 121. KIMBERLY CLARK CORP COM | 2016-05-25 | 2017-09-05 | $14,820 | $13,755 | $1,065 | $1,065 | |
| 348. KIMCO RLTY CORP | 2017-10-23 | 2018-02-28 | $5,203 | $6,570 | -$1,367 | -$1,367 | |
| 2000. KINDRED HEALTHCARE 8.750% 1/15/23 | 2016-04-21 | 2017-08-29 | $1,940 | $1,970 | -$30 | -$30 | |
| 3000. KINDRED HEALTHCARE 8.750% 1/15/23 | 2016-06-28 | 2017-09-21 | $2,805 | $2,955 | -$150 | -$150 | |
| 34. KITE REALTY GROUP TRUST | 2017-01-30 | 2017-09-06 | $700 | $797 | -$97 | -$97 | |
| 85. KITE REALTY GROUP TRUST | 2017-01-30 | 2017-10-23 | $1,676 | $1,985 | -$309 | -$309 | |
| 97. L'OREAL - ADR | 2011-02-08 | 2017-08-24 | $4,098 | $2,363 | $1,735 | $1,735 | |
| 50. L'OREAL - ADR | 2011-02-08 | 2018-05-23 | $2,421 | $1,202 | $1,219 | $1,219 | |
| 25. LVMH MOET HENNESSY UNSP ADR - ADR | 2013-04-01 | 2018-05-23 | $1,784 | $857 | $927 | $927 | |
| 1141. WESTERN ASSET SMASH SER C FD #937 | 2015-09-24 | 2017-10-20 | $11,284 | $10,931 | $353 | $353 | |
| 1367. WESTERN ASSET SMASH SER M FD #936 | 2015-09-24 | 2017-10-20 | $14,846 | $14,818 | $28 | $28 | |
| 642. LINDE AG ADR | 2016-03-29 | 2017-09-19 | $12,442 | $11,437 | $1,005 | $1,005 | |
| 189. LITHIA MOTORS INC CL A COM | 2016-11-25 | 2018-02-27 | $20,258 | $17,576 | $2,682 | $2,682 | |
| 65. LONZA GROUP AG ADR | 2018-05-15 | 2018-05-23 | $1,734 | $1,721 | $13 | $13 | |
| 192. LULULEMON ATHLETICA INC | 2017-03-03 | 2017-09-26 | $11,378 | $12,591 | -$1,213 | -$1,213 | |
| 3000. MGM RESORTS INTL 6.750% 10/01/20 | 2014-07-23 | 2017-10-05 | $3,300 | $3,304 | -$4 | -$4 | |
| 81. MAKITA CORPORATION - ADR | 2016-08-29 | 2018-04-20 | $3,676 | $2,705 | $971 | $971 | |
| 3000. MARKWEST ENERGY PART 5.500% 2/15/23 | 2013-11-12 | 2017-08-03 | $3,064 | $3,058 | $6 | $6 | |
| 1000. MASCO CORP 5.950% 3/15/22 | 2012-03-06 | 2017-06-23 | $1,152 | $996 | $156 | $156 | |
| 365. MAXIMUS INC | 2017-07-25 | 2017-11-30 | $25,041 | $21,230 | $3,811 | $3,811 | |
| 10000. MCDONALD'S CORP 2.750% 12/09/20 | 2016-02-29 | 2018-02-05 | $10,053 | $10,307 | -$254 | -$254 | |
| 531. MEDICAL PPTYS TR INC | 2017-10-23 | 2018-02-28 | $6,526 | $7,083 | -$557 | -$557 | |
| 1302. MEDICAL PPTYS TR INC | 2016-12-20 | 2018-03-16 | $16,742 | $15,862 | $880 | $880 | |
| 3000. THE MEN'S WEARHOUSE 7.000% 7/01/22 | 2016-07-19 | 2017-06-14 | $2,711 | $2,695 | $16 | $16 | |
| 272. MERCK & CO INC NEW | 2015-06-16 | 2017-09-05 | $17,335 | $15,670 | $1,665 | $1,665 | |
| 598. MERCK & CO INC NEW | 2016-05-25 | 2017-12-14 | $33,494 | $34,373 | -$879 | -$879 | |
| 18. METTLER-TOLEDO INTL INC | 2016-03-15 | 2018-02-13 | $11,076 | $5,975 | $5,101 | $5,101 | |
| 498. MICROSOFT CORP | 2016-05-25 | 2017-09-05 | $36,657 | $23,811 | $12,846 | $12,846 | |
| 189. MID AMERICA APARTMENT COM | 2017-10-23 | 2018-02-28 | $16,315 | $19,665 | -$3,350 | -$3,350 | |
| 251. MINERALS TECHNOLOGIES INC COM | 2017-07-17 | 2018-01-17 | $18,885 | $18,676 | $209 | $209 | |
| 369. MITSUBISHI ESTATE COMPANY, LTD - ADR | 2013-09-30 | 2018-01-09 | $6,816 | $11,058 | -$4,242 | -$4,242 | |
| 46. MONOTARO CO LTD-UNSP ADR | 2013-11-13 | 2018-05-23 | $1,730 | $513 | $1,217 | $1,217 | |
| 6000. NRG ENERGY INC 6.625% 3/15/23 | 2014-04-02 | 2017-12-13 | $6,218 | $6,188 | $30 | $30 | |
| 3. NVR INC COM | 2017-01-18 | 2017-07-07 | $7,547 | $5,063 | $2,484 | $2,484 | |
| 10. NVR INC COM | 2016-07-01 | 2017-11-17 | $32,809 | $17,746 | $15,063 | $15,063 | |
| .5 NASPERS LTD-N SHS SPON ADR | 2015-07-02 | 2017-08-18 | $22 | $16 | $6 | $6 | |
| 81. NASPERS LTD-N SHS SPON ADR | 2015-07-02 | 2018-02-23 | $4,690 | $2,549 | $2,141 | $2,141 | |
| 49. NASPERS LTD-N SHS SPON ADR | 2015-07-01 | 2018-05-23 | $2,522 | $1,538 | $984 | $984 | |
| 252. NATIONAL RETAIL PPTYS INC | 2017-10-23 | 2018-02-28 | $9,448 | $10,452 | -$1,004 | -$1,004 | |
| 25. NESTLE S.A. REGISTERED SHARES - ADR | 2010-12-23 | 2018-03-27 | $1,935 | $1,442 | $493 | $493 | |
| 24. NESTLE S.A. REGISTERED SHARES - ADR | 2010-12-09 | 2018-05-23 | $1,821 | $1,353 | $468 | $468 | |
| 20908.435 NEUBERGER BERMAN LONG SH-INS #1830 | 2017-06-20 | 2018-05-30 | $306,309 | $290,000 | $16,309 | $16,309 | |
| 10714.579 NEUBERGER BERMAN LONG SH-INS #1830 | 2014-10-02 | 2018-05-30 | $156,969 | $137,468 | $19,501 | $19,501 | |
| 282. NEWELL RUBBERMAID INC | 2017-08-29 | 2017-09-05 | $13,697 | $13,424 | $273 | $273 | |
| 105. NEWELL RUBBERMAID INC | 2016-05-25 | 2017-09-05 | $5,100 | $5,044 | $56 | $56 | |
| 977.111 NOVUS HOLDINGS LTD- DMD RCVD SHARES | 2017-11-03 | 2017-11-03 | $18 | $440 | -$422 | -$422 | |
| 372. OGE ENERGY CORP COM | 2016-10-14 | 2017-10-10 | $13,457 | $11,346 | $2,111 | $2,111 | |
| 68. O'REILLY AUTOMOTIVE INC | 2017-03-15 | 2017-09-05 | $13,606 | $18,589 | -$4,983 | -$4,983 | |
| 206. OCCIDENTAL PETE CORP | 2017-03-03 | 2017-09-05 | $12,494 | $13,374 | -$880 | -$880 | |
| 166. OCCIDENTAL PETE CORP | 2017-03-03 | 2017-11-17 | $11,338 | $10,777 | $561 | $561 | |
| 324. OUTFRONT MEDIA INC | 2017-10-23 | 2018-02-28 | $6,609 | $7,562 | -$953 | -$953 | |
| 181. OXFORD INDS INC | 2017-09-26 | 2018-02-26 | $14,843 | $11,180 | $3,663 | $3,663 | |
| 206. PNC FINANCIAL SERVICES GROUP | 2014-11-13 | 2017-09-05 | $25,691 | $18,099 | $7,592 | $7,592 | |
| 88. PNC FINANCIAL SERVICES GROUP | 2014-11-13 | 2018-05-31 | $12,602 | $7,732 | $4,870 | $4,870 | |
| 4000. PVH CORP 4.500% 12/15/22 | 2015-12-09 | 2018-01-05 | $4,090 | $3,960 | $130 | $130 | |
| 25. PARK HOTELS & RESORTS INC-WI | 2017-07-17 | 2017-09-21 | $683 | $709 | -$26 | -$26 | |
| 43.2 PARK HOTELS & RESORTS INC-WI | 2016-05-11 | 2017-10-17 | $1,233 | $857 | $376 | $376 | |
| 14.8 PARK HOTELS & RESORTS INC-WI | 2017-07-17 | 2017-10-17 | $423 | $402 | $21 | $21 | |
| 102. PAYCOM SOFTWARE INC | 2017-10-24 | 2018-03-12 | $11,228 | $7,566 | $3,662 | $3,662 | |
| 152. PAYCOM SOFTWARE INC | 2017-07-20 | 2018-04-09 | $16,625 | $10,499 | $6,126 | $6,126 | |
| 66. PHYSICIANS REALTY TRUST | 2016-10-08 | 2017-10-23 | $1,173 | $1,233 | -$60 | -$60 | |
| 27. PHYSICIANS REALTY TRUST | 2017-05-30 | 2017-10-23 | $480 | $543 | -$63 | -$63 | |
| 282. PHYSICIANS REALTY TRUST | 2016-11-25 | 2018-02-28 | $4,072 | $4,899 | -$827 | -$827 | |
| 396. PIEDMONT OFFICE REALTY TRU-A | 2017-10-23 | 2018-02-28 | $7,140 | $7,710 | -$570 | -$570 | |
| 109. POLARIS INDS INC COM | 2016-09-12 | 2017-09-28 | $11,377 | $8,327 | $3,050 | $3,050 | |
| 114. POLARIS INDS INC COM | 2016-09-28 | 2017-10-10 | $12,044 | $8,676 | $3,368 | $3,368 | |
| 340. PRAXAIR INC COM | 2016-05-25 | 2017-06-23 | $45,241 | $43,685 | $1,556 | $1,556 | |
| 236. PRIMERICA INC | 2016-10-12 | 2017-07-17 | $18,389 | $13,102 | $5,287 | $5,287 | |
| 311. PROLOGIS INC | 2012-11-26 | 2018-02-28 | $18,927 | $10,356 | $8,571 | $8,571 | |
| 138. PROLOGIS INC | 2017-10-23 | 2018-02-28 | $8,399 | $8,900 | -$501 | -$501 | |
| 6. PUBLIC STORAGE INC COM | 2012-11-29 | 2017-07-17 | $1,251 | $848 | $403 | $403 | |
| 18. PUBLIC STORAGE INC COM | 2012-11-29 | 2017-10-23 | $3,867 | $2,442 | $1,425 | $1,425 | |
| 27. PUBLIC STORAGE INC COM | 2010-12-13 | 2018-02-28 | $5,264 | $2,691 | $2,573 | $2,573 | |
| 507. RLJ LODGING TRUST | 2017-10-23 | 2018-02-28 | $10,092 | $10,962 | -$870 | -$870 | |
| 1000. RADIAN GROUP INC 7.000% 3/15/21 | 2016-03-22 | 2017-09-25 | $1,149 | $1,033 | $116 | $116 | |
| 190. REGENCY CENTERS CORP | 2016-02-17 | 2017-10-23 | $12,097 | $10,563 | $1,534 | $1,534 | |
| 5. REGENCY CENTERS CORP | 2016-11-14 | 2017-10-23 | $318 | $343 | -$25 | -$25 | |
| 208. RELX PLC ADR | 2015-12-14 | 2018-01-24 | $4,762 | $3,650 | $1,112 | $1,112 | |
| 4000. RICE ENERGY INC 6.250% 5/01/22 | 2016-10-06 | 2017-11-11 | $4,188 | $4,128 | $60 | $60 | |
| 247. ROBERT HALF INTL INC | 2017-01-05 | 2018-03-14 | $14,398 | $12,185 | $2,213 | $2,213 | |
| 115. ROCHE HOLDINGS LTD - ADR | 2016-09-06 | 2017-07-26 | $3,617 | $3,609 | $8 | $8 | |
| 46. ROCHE HOLDINGS LTD - ADR | 2011-10-07 | 2017-07-26 | $1,447 | $938 | $509 | $509 | |
| 393. ROCHE HOLDINGS LTD - ADR | 2014-11-24 | 2017-09-05 | $12,435 | $14,686 | -$2,251 | -$2,251 | |
| 857. ROCHE HOLDINGS LTD - ADR | 2016-06-07 | 2018-04-12 | $24,244 | $31,834 | -$7,590 | -$7,590 | |
| 92. ROCHE HOLDINGS LTD - ADR | 2011-10-07 | 2018-05-23 | $2,523 | $1,749 | $774 | $774 | |
| 5244.755 T ROWE PR REAL ESTATE-I #432 | 2017-01-05 | 2017-10-20 | $150,000 | $152,203 | -$2,203 | -$2,203 | |
| 29. ROYAL DUTCH SHELL PLC ADR | 2016-03-09 | 2018-03-27 | $1,909 | $1,385 | $524 | $524 | |
| 30. ROYAL DUTCH SHELL PLC ADR | 2016-02-26 | 2018-05-23 | $2,224 | $1,372 | $852 | $852 | |
| 1942. KONINKLIJKE KPN N.V. - ADR | 2015-01-22 | 2018-02-14 | $6,084 | $6,207 | -$123 | -$123 | |
| 91. SL GREEN REALTY CORP COM | 2013-02-27 | 2017-10-23 | $8,896 | $6,526 | $2,370 | $2,370 | |
| 4000. SLM CORP 7.250% 1/25/22 | 2017-05-24 | 2017-12-18 | $4,280 | $4,300 | -$20 | -$20 | |
| 2000. SLM CORP 5.500% 1/15/19 | 2015-12-16 | 2018-05-08 | $2,020 | $1,978 | $42 | $42 | |
| 2000. SLM CORP 5.500% 1/15/19 | 2015-12-30 | 2018-05-09 | $2,018 | $1,974 | $44 | $44 | |
| 5000. SALLY HOLDINGS/SALLY 5.750% 6/01/22 | 2012-10-10 | 2017-07-06 | $5,144 | $5,338 | -$194 | -$194 | |
| 4. SAP SE | 2017-03-28 | 2018-02-21 | $416 | $394 | $22 | $22 | |
| 47. SAP SE | 2011-02-08 | 2018-02-21 | $4,888 | $2,788 | $2,100 | $2,100 | |
| 25. SAP SE | 2011-10-07 | 2018-05-23 | $2,832 | $1,457 | $1,375 | $1,375 | |
| 74. SAUL CTRS INC COM | 2012-09-06 | 2017-10-23 | $4,623 | $3,129 | $1,494 | $1,494 | |
| 201. SCHLUMBERGER LTD | 2016-08-11 | 2017-09-05 | $13,000 | $16,528 | -$3,528 | -$3,528 | |
| 31. SCHLUMBERGER LTD | 2015-11-02 | 2018-05-23 | $2,274 | $2,456 | -$182 | -$182 | |
| 1628. SEAGATE HDD CAYMAN 4.750% 1/01/25 | 2016-10-25 | 2018-01-30 | $1,620 | $1,576 | $44 | $44 | |
| 372. SEAGATE HDD CAYMAN 4.750% 1/01/25 | 2016-10-25 | 2018-01-30 | $370 | $360 | $10 | $10 | |
| 3000. SEAGATE HDD CAYMAN 4.750% 1/01/25 | 2016-10-26 | 2018-02-20 | $2,888 | $2,888 | |||
| 217. SENIOR HOUSING PROP TRUST | 2016-06-08 | 2017-10-23 | $4,049 | $4,152 | -$103 | -$103 | |
| 244. SERVISFIRST BANCSHARES INC | 2015-12-24 | 2018-04-24 | $10,657 | $5,931 | $4,726 | $4,726 | |
| 576. SEVEN & I HOLDINGS CO., LTD ADR | 2014-07-29 | 2017-07-18 | $11,406 | $12,516 | -$1,110 | -$1,110 | |
| 60. SHIRE PLC ADR | 2017-07-26 | 2018-05-10 | $9,842 | $10,888 | -$1,046 | -$1,046 | |
| 45. SHIRE PLC ADR | 2016-11-23 | 2018-05-10 | $7,381 | $7,757 | -$376 | -$376 | |
| 4. SIMON PROPERTY GROUP INC | 2012-09-06 | 2017-08-10 | $648 | $600 | $48 | $48 | |
| 5. SIMON PROPERTY GROUP INC | 2017-05-30 | 2017-08-10 | $810 | $781 | $29 | $29 | |
| 4. SIMON PROPERTY GROUP INC | 2012-09-06 | 2017-09-21 | $639 | $600 | $39 | $39 | |
| 15. SIMON PROPERTY GROUP INC | 2012-09-06 | 2017-10-23 | $2,477 | $2,249 | $228 | $228 | |
| 183. SIMON PROPERTY GROUP INC | 2012-09-26 | 2018-02-28 | $28,209 | $21,349 | $6,860 | $6,860 | |
| 85. SNAP ON INC | 2014-11-13 | 2017-09-05 | $12,353 | $11,524 | $829 | $829 | |
| 207. SNAP ON INC | 2014-11-13 | 2017-11-17 | $32,499 | $28,065 | $4,434 | $4,434 | |
| 120. SOFTBANK GROUP CORP-UNSPON ADR | 2014-07-29 | 2017-06-13 | $4,962 | $4,460 | $502 | $502 | |
| 281. SOFTBANK GROUP CORP-UNSPON ADR | 2014-10-30 | 2017-08-01 | $11,196 | $10,036 | $1,160 | $1,160 | |
| 49. SONY CORPORATION - ADR | 2015-02-05 | 2017-08-24 | $1,879 | $1,321 | $558 | $558 | |
| 103. SONY CORPORATION - ADR | 2015-02-12 | 2018-01-29 | $5,010 | $2,774 | $2,236 | $2,236 | |
| 54. SONOVA HOLDIN-UNSPON ADR | 2011-10-07 | 2018-05-23 | $1,746 | $918 | $828 | $828 | |
| 5000. SOUTHWESTERN ENERGY 4.050% 1/23/20 | 2016-01-19 | 2017-09-22 | $5,350 | $3,842 | $1,508 | $1,508 | |
| 123. SPIRIT RLTY CAP INC NEW | 2016-05-11 | 2017-10-17 | $1,051 | $1,390 | -$339 | -$339 | |
| 606. SPIRIT RLTY CAP INC NEW | 2016-03-22 | 2017-10-23 | $4,781 | $6,248 | -$1,467 | -$1,467 | |
| 2000. SPRINT CORP 7.250% 9/15/21 | 2017-01-10 | 2017-06-13 | $2,245 | $2,145 | $100 | $100 | |
| 2000. SPRINT CORP 7.250% 9/15/21 | 2017-01-10 | 2017-06-19 | $2,234 | $2,145 | $89 | $89 | |
| 2000. STANDARD PACIFIC COR 8.375% 5/15/18 | 2016-02-10 | 2018-05-15 | $2,000 | $2,203 | -$203 | -$203 | |
| 177. STATOIL ASA ADR | 2016-11-04 | 2018-04-17 | $4,483 | $2,865 | $1,618 | $1,618 | |
| 396. STORE CAPITAL CORP | 2016-09-27 | 2017-10-23 | $9,931 | $9,354 | $577 | $577 | |
| 68. STORE CAPITAL CORP | 2017-05-12 | 2017-10-23 | $1,705 | $1,492 | $213 | $213 | |
| 112. STRYKER CORP | 2014-11-24 | 2017-09-05 | $15,877 | $10,237 | $5,640 | $5,640 | |
| 103. SUN CMNTYS INC COM | 2016-01-13 | 2017-10-23 | $9,128 | $5,129 | $3,999 | $3,999 | |
| 5000. SUNOCO LP/FINANCE CO 5.500% 8/01/20 | 2016-11-10 | 2018-01-23 | $5,138 | $5,100 | $38 | $38 | |
| 483. SUNSTONE HOTEL INVS INC NEW | 2016-02-01 | 2017-10-23 | $7,824 | $5,665 | $2,159 | $2,159 | |
| 492. SWEDBANK AB ADR | 2014-07-29 | 2017-07-13 | $12,564 | $12,910 | -$346 | -$346 | |
| 85. SYMRISE AG ADR | 2014-06-02 | 2018-05-23 | $1,725 | $1,144 | $581 | $581 | |
| 44. SYSMEX CORP-UNSPON ADR | 2012-05-23 | 2018-03-27 | $1,924 | $414 | $1,510 | $1,510 | |
| 38. SYSMEX CORP-UNSPON ADR | 2012-05-23 | 2018-05-23 | $1,740 | $357 | $1,383 | $1,383 | |
| 70. TJX COMPANIES INC | 2016-05-25 | 2017-09-05 | $5,059 | $4,684 | $375 | $375 | |
| 178. TJX COMPANIES INC | 2017-08-29 | 2017-09-05 | $12,864 | $12,667 | $197 | $197 | |
| 5000. T-MOBILE USA INC 6.125% 1/15/22 | 2014-02-27 | 2018-01-15 | $5,000 | $5,226 | -$226 | -$226 | |
| 342. TAIWAN SEMICONDUCTOR MANUFACTU - ADR | 2017-08-29 | 2017-09-05 | $12,723 | $12,636 | $87 | $87 | |
| 109. TAIWAN SEMICONDUCTOR MANUFACTU - ADR | 2012-07-31 | 2018-05-23 | $4,302 | $1,520 | $2,782 | $2,782 | |
| 42. TANGER FACTORY OUTLET CTR | 2016-02-08 | 2017-10-23 | $1,056 | $1,307 | -$251 | -$251 | |
| 49. TANGER FACTORY OUTLET CTR | 2017-09-06 | 2017-10-23 | $1,232 | $1,330 | -$98 | -$98 | |
| 742. TEGNA INC | 2017-02-16 | 2017-08-18 | $9,260 | $11,648 | -$2,388 | -$2,388 | |
| 11295.681 TEMPLETON EMER MKT S/C-ADV #626 | 2016-09-09 | 2018-05-03 | $170,000 | $143,681 | $26,319 | $26,319 | |
| 2000. TENET HEALTHCARE COR 4.750% 6/01/20 | 2013-10-22 | 2017-08-21 | $2,065 | $2,005 | $60 | $60 | |
| 3000. TENET HEALTHCARE COR 4.750% 6/01/20 | 2013-10-16 | 2017-09-06 | $3,090 | $2,981 | $109 | $109 | |
| 63. TERRENO REALTY CORP | 2016-06-08 | 2017-10-23 | $2,284 | $1,524 | $760 | $760 | |
| 2000. TESORO LOGISTICS LP/ 6.125% 10/15/21 | 2015-11-03 | 2017-12-01 | $2,061 | $2,090 | -$29 | -$29 | |
| 120. THERMO FISHER SCIENTIFIC INC | 2016-05-25 | 2017-09-05 | $22,319 | $16,227 | $6,092 | $6,092 | |
| 72.00035 3M CO | 2017-08-29 | 2017-09-05 | $14,513 | $14,877 | -$364 | -$364 | |
| 25.99965 3M CO | 2017-06-23 | 2017-09-05 | $5,241 | $5,537 | -$296 | -$296 | |
| 57. 3M CO | 2017-11-17 | 2018-04-12 | $12,284 | $12,935 | -$651 | -$651 | |
| 303. TIME WARNER INC | 2014-11-24 | 2017-08-29 | $30,745 | $24,652 | $6,093 | $6,093 | |
| 130. TIME WARNER INC | 2014-11-24 | 2017-09-05 | $13,189 | $10,577 | $2,612 | $2,612 | |
| 79. TOKYO ELECTRON LTD-UNSP ADR | 2017-03-28 | 2018-04-19 | $3,677 | $2,130 | $1,547 | $1,547 | |
| 5698.006 TOUCHSTONE SMALLLCAP FUND INSTITUTIO | 2017-02-14 | 2017-08-18 | $93,105 | $100,000 | -$6,895 | -$6,895 | |
| 5000. TRANSDIGM INC 5.500% 10/15/20 | 2014-08-07 | 2017-09-20 | $5,069 | $4,988 | $81 | $81 | |
| 99. TRAVELERS COMPANIES, INC | 2016-08-31 | 2017-09-05 | $11,618 | $11,750 | -$132 | -$132 | |
| 40. TREX COMPANY INC | 2016-04-18 | 2017-10-10 | $3,384 | $1,988 | $1,396 | $1,396 | |
| 248. TUPPERWARE BRANDS CORPORATION | 2017-12-22 | 2018-05-22 | $11,264 | $15,478 | -$4,214 | -$4,214 | |
| 2977. TURKIYE GARANTI BANKSASI-ADR | 2011-10-07 | 2018-04-26 | $6,536 | $13,430 | -$6,894 | -$6,894 | |
| 400. US BANCORP | 2015-03-03 | 2017-09-05 | $20,420 | $17,864 | $2,556 | $2,556 | |
| 865. US BANCORP | 2016-05-25 | 2018-02-13 | $46,829 | $38,598 | $8,231 | $8,231 | |
| 141. UBIQUITI NETWORKS INC | 2016-12-21 | 2018-03-16 | $10,061 | $8,192 | $1,869 | $1,869 | |
| 107. UNILEVER PLC - ADR | 2014-07-29 | 2018-05-16 | $5,884 | $4,791 | $1,093 | $1,093 | |
| 35. UNILEVER PLC - ADR | 2015-06-23 | 2018-05-23 | $1,954 | $1,497 | $457 | $457 | |
| 565. UNITED PARCEL SERVICE-CL B | 2016-05-25 | 2017-06-23 | $62,305 | $57,808 | $4,497 | $4,497 | |
| 28. UNITED RENTAL INC COM | 2016-02-19 | 2017-06-09 | $3,058 | $1,341 | $1,717 | $1,717 | |
| 1000. US TREASURY BOND 3.375% 5/15/44 | 2015-09-24 | 2017-10-20 | $1,096 | $1,093 | $3 | $3 | |
| 1000. US TREASURY BOND 3.000% 5/15/45 | 2015-09-24 | 2017-10-20 | $1,024 | $1,019 | $5 | $5 | |
| 10498.9 TREAS INFL IND BD 1.000% 2/15/46 | 2016-04-18 | 2018-04-24 | $10,527 | $10,380 | $147 | $147 | |
| 9000. US TREASURY NOTE 2.125% 9/30/21 | 2015-09-24 | 2017-08-23 | $9,168 | $9,222 | -$54 | -$54 | |
| 1000. US TREASURY NOTE 2.125% 9/30/21 | 2015-09-24 | 2017-10-20 | $1,009 | $1,025 | -$16 | -$16 | |
| 19000. US TREASURY NOTE 2.125% 9/30/21 | 2015-09-24 | 2018-04-20 | $18,656 | $19,469 | -$813 | -$813 | |
| 1000. US TREASURY NOTE 1.625% 7/31/19 | 2015-09-24 | 2017-10-20 | $1,001 | $1,015 | -$14 | -$14 | |
| 20000. US TREASURY NOTE 1.625% 7/31/19 | 2015-09-24 | 2018-05-22 | $19,816 | $20,297 | -$481 | -$481 | |
| 133. UNITED THERAPEUTICS CORP DEL | 2016-06-06 | 2018-01-18 | $18,524 | $14,096 | $4,428 | $4,428 | |
| 89. UNITEDHEALTH GROUP INC | 2017-04-13 | 2017-09-05 | $17,813 | $14,717 | $3,096 | $3,096 | |
| 59. VALEO - ADR | 2016-11-18 | 2017-10-23 | $2,113 | $1,615 | $498 | $498 | |
| 146. VARIAN MED SYS INC | 2014-09-10 | 2017-12-22 | $16,206 | $10,617 | $5,589 | $5,589 | |
| 150. VENTAS INC COM | 2017-10-23 | 2018-02-28 | $7,303 | $9,365 | -$2,062 | -$2,062 | |
| 3000. VEREIT OPERATING PAR 4.875% 6/01/26 | 2016-11-03 | 2018-03-15 | $3,035 | $3,088 | -$53 | -$53 | |
| 2000. VEREIT OPERATING PAR 4.875% 6/01/26 | 2016-05-19 | 2018-03-19 | $2,015 | $2,023 | -$8 | -$8 | |
| 305. VERIZON COMMUNICATIONS | 2016-05-25 | 2017-09-05 | $14,481 | $14,983 | -$502 | -$502 | |
| 66. VISA INC-CLASS A SHRS | 2016-05-25 | 2017-09-05 | $6,799 | $5,214 | $1,585 | $1,585 | |
| 199. VISA INC-CLASS A SHRS | 2017-01-19 | 2017-09-05 | $20,501 | $16,271 | $4,230 | $4,230 | |
| 55. VISA INC-CLASS A SHRS | 2016-05-25 | 2018-05-31 | $7,180 | $4,134 | $3,046 | $3,046 | |
| 52. VORNADO REALTY TRUST | 2012-12-28 | 2017-10-23 | $3,865 | $3,019 | $846 | $846 | |
| 67. WPP PLC NEW ADR | 2010-12-23 | 2017-10-03 | $6,054 | $4,115 | $1,939 | $1,939 | |
| 20. WPP PLC NEW ADR | 2010-12-23 | 2018-05-23 | $1,733 | $1,225 | $508 | $508 | |
| 119. WALKER & DUNLOP INC | 2017-09-12 | 2017-10-24 | $6,459 | $5,563 | $896 | $896 | |
| 24. WEIBO CORP-SPON ADR | 2017-11-29 | 2018-05-23 | $2,484 | $2,657 | -$173 | -$173 | |
| 71. WELLTOWER INC | 2016-02-08 | 2017-08-10 | $5,022 | $4,426 | $596 | $596 | |
| 205. WELLTOWER INC | 2016-02-17 | 2017-10-23 | $13,815 | $11,163 | $2,652 | $2,652 | |
| 4000. WESTERN DIGITAL COR 10.500% 4/01/24 | 2017-02-10 | 2018-02-09 | $4,669 | $4,755 | -$86 | -$86 | |
| 123. WEYERHAEUSER CO | 2017-10-17 | 2017-10-23 | $4,288 | $4,303 | -$15 | -$15 | |
| 79. WILLIAMS SONOMA INC | 2017-02-23 | 2017-12-22 | $4,147 | $3,783 | $364 | $364 | |
| 290. WILLIAMS SONOMA INC | 2016-07-21 | 2017-12-22 | $15,222 | $15,670 | -$448 | -$448 | |
| 889. WORLDPAY GROUP PLC-UNSP ADR | 2016-10-07 | 2017-10-17 | $14,147 | $10,467 | $3,680 | $3,680 | |
| 184. ACCENTURE PLC | 2016-05-25 | 2017-09-05 | $23,879 | $16,313 | $7,566 | $7,566 | |
| 82. ACCENTURE PLC | 2014-11-24 | 2018-05-31 | $12,717 | $6,970 | $5,747 | $5,747 | |
| 237.12076 EATON CORP PLC | 2017-06-23 | 2017-09-05 | $16,943 | $18,045 | -$1,102 | -$1,102 | |
| 16.87924 EATON CORP PLC | 2017-06-23 | 2017-09-05 | $1,206 | $1,284 | -$78 | -$78 | |
| 181. MEDTRONIC PLC | 2015-01-28 | 2017-09-05 | $14,492 | $13,794 | $698 | $698 | |
| 467. TECHNIPFMC LTD | 2017-01-17 | 2017-09-05 | $12,409 | $16,593 | -$4,184 | -$4,184 | |
| 836.4652 GAI CORBIN MULTI STRATEGY FUND | 2014-12-29 | 2017-06-30 | $89,104 | $92,225 | -$3,121 | -$3,121 | |
| 4455.18 GAI CORBIN FUND 5% HOLDBACK | 2017-06-30 | 2017-06-30 | $4,455 | $4,455 | |||
| 20. CHECK POINT SOFTWARE TECH COM | 2017-01-19 | 2018-05-23 | $1,929 | $1,932 | -$3 | -$3 | |
| 150. INTERXION HOLDING NV | 2016-04-13 | 2017-10-23 | $7,990 | $4,831 | $3,159 | $3,159 | |
| 595. NXP SEMICONDUCTORS NV | 2016-05-25 | 2017-08-29 | $66,896 | $56,749 | $10,147 | $10,147 | |
| 208.41 SKYBRIDGE MULTI-ADVISER HF LLC (RF) | 2013-10-29 | 2018-03-30 | $249,909 | $260,412 | -$10,503 | -$10,503 | |
| 13008.26 SKYBRIDGE MULTI-ADVISER 5% HOLDBACK | 2018-03-30 | 2018-03-30 | $13,008 | $13,008 | |||
| CAPITAL GAIN DIVIDENDS | $155,240 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $566,124 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $795,100 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $15,497,045 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.051307 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $773,158 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $15,324,495 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.050452 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $774,385 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $16,609,931 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.046622 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $800,295 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $16,371,088 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.048885 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $730,267 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $15,871,080 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.046012 | DistributionYr5Rt |
| Total Distribution | 0.243278 | TotalDistributionRt |
| Average Distribution | 0.048656 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $16,626,486 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $808,978 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $8,224 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $817,202 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $761,684 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $16,448 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $16,448 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $16,448 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $15,168 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $1,672 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $16,840 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $392 | OverpaymentAmt |
| Applied To ES Tax | $392 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | GA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WELLS FARGO BANK NA | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8003523705 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 N MAIN ST FL6 D4001-065 | AddressLine1Txt |
| City | WINSTON SALEM | CityNm |
| State Abbreviation | NC | StateAbbreviationCd |
| ZIP | 271013818 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (true) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | Yes (true) | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| WELLS FARGO BANK NA | ||||||
| 1525 W WT HARRIS BLVD | CHARLOTTE | NC | 282881161 | TRUSTEE | 1 | $127,618 |
| M HEMINGWAY MERRIMAN II | ||||||
| 57 ACADEMY HILL | WATERTOWN | CT | 06795 | COMMITTEE MEMBER | 40 | $0 |
| ANNE FITZGERALD | ||||||
| 36 NORTH STREET | WATERTOWN | CT | 06795 | COMMITTEE MEMBER | 40 | $200 |
| LINDA MERRIMAN | ||||||
| 57 ACADEMY HILL | WATERTOWN | CT | 06795 | SECRETARY | 40 | $2,000 |
| CRAIG W CZARSTY M D | ||||||
| 21 STONE HENGE PLACE | WATERTOWN | CT | 06795 | COMMITTEE MEMBER | 40 | $100 |
| WELLS FARGO BANK | ||||||
| 1525 W WT HARRIS BLVD | CHARLOTTE | NC | 282881161 | TRUSTEE | 1 | $33,269 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1Txt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $16,224,129 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $655,552 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $16,879,681 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $16,879,681 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $253,195 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $16,626,486 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $831,324 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $831,324 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $16,448 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $16,448 | TotalTaxAmt |
| Distributable Before Adj | $814,876 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $814,876 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $814,876 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $761,684 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $761,684 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $761,684 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $814,876 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $696,086 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $0 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $0 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $0 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $0 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $761,684 | QualifyingDistributionsAmt |
| Applied To Year1 | $696,086 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $65,598 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $749,278 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $0 | ExcessFromYear4Amt |
| Excess From Year3 | $0 | ExcessFromYear3Amt |
| Excess From Year2 | $0 | ExcessFromYear2Amt |
| Excess From Year1 | $0 | ExcessFromYear1Amt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | Marian Ottley Watertown Trust | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO Box 817 | AddressLine1Txt |
| City | Watertown | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06795 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 8003523705 | RecipientPhoneNum |
| Form And Info And Materials | Letter Form | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | None | SubmissionDeadlinesTxt |
| Restrictions On Awards | Cover letter maximum 2 pages including basic and financial information and list of board members with copy of IRS determination letter | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (20 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Business Name Line2RecipientBusinessName/BusinessNameLine2Txt |
|---|---|---|---|---|---|---|---|---|
| MATTATUCK HISTORICAL SOCIETY | ||||||||
| 144 WEST MAIN STREET | WATERBURY | CT | 06702 | NONE | PC | MUSEUM RENOVATION AND | $50,000 | |
| CONN JUNIOR REPUBLIC | ||||||||
| 550 GOSHEN ROAD | LITCHFIELD | CT | 06759 | NONE | PC | SCHOLARSHIPS | $4,000 | |
| TAFT SCHOOL CORP | ||||||||
| 110 WOODBURY ROAD | WATERTOWN | CT | 06795 | NONE | PC | PURCHASE OF BALDWIN SCHOOL | $100,000 | |
| WATERTOWN LIBRARY ASSOC | ||||||||
| 470 MAIN STREET | WATERTOWN | CT | 06795 | NONE | PC | PROGRAMMING AND EVENT SPACE | $125,000 | |
| WESTOVER SCHOOL | ||||||||
| PO BOX 847 | MIDDLEBURY | CT | 06762 | NONE | PC | SENSE OF PLACE CAPITAL | $25,000 | |
| WATERBURY YOUNG MENS | ||||||||
| 136 WEST MAIN STREET | WATERTOWN | CT | 06702 | NONE | PC | SMITH POND REHABILITATION | $120,000 | CHRISTIAN ASSOCIATION |
| BOY SCOUTS OF AMERICA | ||||||||
| 670 DARLIN STREET | EAST HARTFORD | CT | 06108 | NONE | PC | SCOUTREACH | $10,000 | CONNECTICUT RIVERS COUNCIL BSA |
| WATERBURY HOSPITAL | ||||||||
| 64 ROBBINS STREET | WATERBURY | CT | 06708 | NONE | PC | FLOWERS FOR LOBBY | $700 | |
| HISTORICAL SOCIETY INC | ||||||||
| 22 DEFOREST ST | WATERBURY | CT | 06795 | NONE | PC | WILSON SEWING MACHINE | $12,000 | |
| CHILDRENS COMMUNITY | ||||||||
| 31 WOLCOTT STREET | WATERBURY | CT | 06721 | NONE | PC | SCIENCE CURRICULUM UPGRADE | $20,000 | SCHOOL INC |
| CONNECTICUT FOOD BANK | ||||||||
| 2 RESEARCH PARKWAY | WALLINGFORD | CT | 06492 | NONE | PC | MOBILE PANTRY PROGRAMS | $5,000 | |
| SEVEN ANGELS THEATRE | ||||||||
| PO BOX 3358 | WATERBURY | CT | 06705 | NONE | PC | THEATRE SEATING | $25,000 | |
| SHAKESPERIENCE PRODUCTIONS INC | ||||||||
| 117 BANK STREET | WATERBURY | CT | 06702 | NONE | PC | VEHICLE WRAP 2015 FORD | $2,000 | |
| FIDELCO GUIDE DOG FDN INC | ||||||||
| 103 VISION WAY | BLOOMFIELD | CT | 06002 | NONE | PC | 2017 LIFE-CHANGING PRTNSHP | $12,000 | |
| NATIONAL SOCIETY OF THE | ||||||||
| 71 CHERRY AVENUE | WATERTOWN | CT | 06795 | NONE | PC | RESTORATION OF OLD BURIAL | $11,000 | DAUGHTERS OF THE AM REV |
| FIRST CONGREGATIONAL CHURCH | ||||||||
| 40 DEFOREST SCHOOL | WATERTOWN | CT | 06795 | NONE | PC | 1979 HOLTCAMP TRACKER | $36,000 | OF WATERTOWN |
| VASSAR COLLEGE | ||||||||
| 124 RAYMOND AVENUE | POUGHKEEPSIE | NY | 12604 | NONE | PC | INTERNSHIP OPPORTUNITIES | $25,000 | |
| UNITED METHODIST CHURCH | ||||||||
| 305 MAIN STREET | WATERTOWN | CT | 06795 | NONE | PC | WATERTOWN UMC RESTORATION | $10,000 | OF WATERTOWN |
| BRASS CITY CHARTER SCHOOL | ||||||||
| 212 CHESTNUT AVENUE | WATERBURY | CT | 06710 | NONE | PC | MUSIC, ARTS AND CITIZENSHIP | $50,000 | |
| ST MARY MAGDALEN SCHOOL | ||||||||
| 149 BUCKINGHAM STREET | OAKVILLE | CT | 06779 | NONE | PC | RECONSTRUCTION OF PARKING | $50,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $692,700 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $377,313 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $566,124 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp (4 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|
| PTNRSHP RECEIPTS | 1 | $25,836 |
| PTNRSHP FEE REBATE | 1 | $2,647 |
| TAX REFUND | 1 | $8,438 |
| UNCLAIMED REFUND | 1 | $100 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $980,458 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $980,458 | TotalIncomeProducingActyAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exmpt Prps | RlnOfActyToAccomOfExmptPrpsGrp |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION FEE (NON-ALLOC | CategoryTxt |
| Amt | $1,400 | Amt |
| Disbursements Charitable Prps | $1,400 | DisbursementsCharitablePrpsAmt |
Compensation Explanation CompensationExplanation
Compensation Explanation CompensationExplanationGrp (5 entries)
| Short ExplanationShortExplanationTxt |
|---|
| WELLS FARGO BANK NA |
| TRUST ADMIN FEES SEE ATTACHED FOOTNOTE |
| ANNE FITZGERALD |
| ADVISORY FEE |
| LINDA MERRIMAN |
| ADVISORY FEE |
| CRAIG W CZARSTY M D |
| ADVISORY FEE |
| WELLS FARGO BANK |
| GRANT ADMIN FEES SEE ATTACHED FOOTNOTE |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (152 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 02005NAE0 ALLY FINANCIAL INC | $8,648 | $8,580 |
| 126304AK0 CSC HOLDINGS INC | $5,199 | $5,025 |
| 459745GF6 INTL LEASE FINANCE | $4,350 | $4,447 |
| 574599BH8 MASCO CORP | $3,985 | $4,306 |
| 044820504 ASHMORE EMERG MKTS C | $28,188 | $28,849 |
| 46284PAP9 IRON MOUNTAIN INC | $5,119 | $4,931 |
| 79546VAJ5 SALLY HOLDINGS/SALLY | ||
| 1248EPBE2 CCO HLDGS LLC/CAP CO | $2,843 | $3,008 |
| 25470XAJ4 DISH DBS CORP | $4,853 | $4,690 |
| 38869PAK0 GRAPHIC PACKAGING IN | $4,948 | $5,025 |
| 404119BM0 HCA INC | $5,069 | $5,025 |
| 451102AX5 ICAHN ENTERPRISES/FI | $5,330 | $5,094 |
| 513075BE0 LAMAR MEDIA CORP | $5,025 | $5,063 |
| 570506AQ8 MARKWEST ENERGY PART | ||
| 629377BU5 NRG ENERGY INC | ||
| 63860UAK6 NATIONSTAR MORT/CAP | $2,828 | $3,030 |
| 87264AAH8 T-MOBILE USA INC | ||
| 88033GBU3 TENET HEALTHCARE COR | ||
| 00130HBN4 AES CORPORATION | ||
| 03674PAL7 ANTERO RESOURCES FIN | $4,845 | $5,053 |
| 131347CF1 CALPINE CORP | ||
| 23918KAP3 DAVITA INC | $5,369 | $5,106 |
| 29444UAP1 EQUINIX INC | $5,220 | $5,088 |
| 315920702 FID ADV EMER MKTS IN | $312,354 | $315,054 |
| 45031UBU4 ISTAR FINANCIAL INC | $4,765 | $4,990 |
| 52729NBX7 LEVEL 3 COMMUNICATIO | $5,144 | $5,000 |
| 552953BY6 MGM RESORTS INTL | $5,473 | $5,275 |
| 780153AU6 ROYAL CARIBBEAN CRUI | $4,290 | $4,244 |
| 893647AR8 TRANSDIGM INC | ||
| 058498AU0 BALL CORP | $4,085 | $4,068 |
| 06051GFB0 BANK OF AMERICA CORP | $19,921 | $19,448 |
| 085790AY9 BERRY PLASTICS CORP | $4,675 | $4,950 |
| 103304BK6 BOYD GAMING CORP | $4,120 | $4,200 |
| 12623EAF8 CNH CAPITAL LLC | ||
| 172967GL9 CITIGROUP INC | ||
| 184496AJ6 CLEAN HARBORS INC | ||
| 18451QAM0 CLEAR CHANNEL WORLDW | $4,628 | $5,106 |
| 20030NBB6 COMCAST CORP | ||
| 20854PAL3 CONSOL ENERGY INC | $3,548 | $5,044 |
| 23918KAQ1 DAVITA HEALTHCARE PA | $5,040 | $4,875 |
| 25470XAB1 DISH DBS CORP | ||
| 29379VAV5 ENTERPRISE PRODUCTS | $9,072 | $10,242 |
| 36962G3P7 GENERAL ELEC CAP COR | $15,135 | $13,734 |
| 38141GVM3 GOLDMAN SACHS GROUP | $14,453 | $14,111 |
| 45031UBX8 ISTAR FINANCIAL INC | ||
| 45031UBY6 ISTAR INC | $3,938 | $4,060 |
| 46625HHS2 JPMORGAN CHASE & CO | $19,452 | $18,514 |
| 494580AF0 KINDRED HEALTHCARE | ||
| 52470G742 WESTERN ASSET SMASH | $142,907 | $141,927 |
| 52470G759 WESTERN ASSET SMASH | $229,317 | $226,179 |
| 526057BT0 LENNAR CORP | $4,110 | $4,020 |
| 526057BV5 LENNAR CORP | $4,910 | $4,850 |
| 527288BE3 LEUCADIA NATIONAL CO | $4,012 | $4,162 |
| 58013MEX8 MCDONALD'S CORP | $9,276 | $8,986 |
| 63860UAE0 NATIONSTAR MORT/CAP | $4,153 | $4,040 |
| 63860UAM2 NATIONSTAR MORT/CAP | $5,016 | $5,001 |
| 693656AA8 PVH CORP | ||
| 745867AW1 PULTEGROUP INC | $4,123 | $3,980 |
| 750236AT8 RADIAN GROUP INC | $3,090 | $3,218 |
| 767754CG7 RITE AID CORP | $4,250 | $4,080 |
| 78388JAT3 SBA COMMUNICATIONS | $5,036 | $4,934 |
| 78442FER5 SLM CORP | ||
| 785592AM8 SABINE PASS LIQUEFAC | $4,741 | $5,345 |
| 845467AK5 SOUTHWESTERN ENERGY | ||
| 852061AM2 SPRINT NEXTEL CORP | $4,650 | $4,710 |
| 85375CAX9 STANDARD PACIFIC COR | ||
| 858119AZ3 STEEL DYNAMICS INC | $3,910 | $4,065 |
| 88160QAD5 TESORO LOGISTICS LP/ | ||
| 91086QBD9 UNITED MEXICAN STATE | $19,428 | $18,943 |
| 92343EAF9 VERISIGN INC | $4,968 | $5,038 |
| 92343VBR4 VERIZON COMMUNICATIO | $19,932 | $19,356 |
| 989194AM7 ZAYO GROUP LLC/ZAYO | $4,130 | $4,055 |
| 00101JAK2 ADT CORP | $4,393 | $4,120 |
| 00766TAD2 AECOM | $5,453 | $5,088 |
| 013104AL8 NEW ALBERTSONS INC | ||
| 0258M0EB1 AMERICAN EXPRESS CRE | ||
| 030981AJ3 AMERIGAS PART/FIN CO | $5,288 | $4,863 |
| 03232PAD0 AMSURG CORP | $5,105 | $5,094 |
| 03674XAF3 ANTERO RESOURCES COR | $4,113 | $4,060 |
| 038522AK4 ARAMARK SERVICES INC | $2,060 | $2,031 |
| 05565QDM7 BP CAPITAL MARKETS | $19,125 | $18,874 |
| 095370AD4 BLUE CUBE SPINCO IN | $4,808 | $4,660 |
| 12505FAD3 CBS OUTDOOR AMERS CA | $4,180 | $4,020 |
| 12543DAU4 AI CHS/COMMUNITY HEA | ||
| 126307AF4 CSC HOLDINGS. LLC | $5,340 | $5,280 |
| 15135BAD3 CENTENE CORP | $4,130 | $4,040 |
| 163851AB4 CHEMOURS CO | $1,845 | $2,101 |
| 165167CF2 CHESAPEAKE ENERGY CO | ||
| 228189AB2 CROWN AMER/CAP CORP | $5,065 | $4,869 |
| 29358QAD1 ENSCO PLC | $4,635 | $4,275 |
| 382550BG5 GOODYEAR TIRE & RUBB | $5,000 | $4,631 |
| 404119BS7 HCA INC | ||
| 404121AG0 HCA INC | $4,290 | $4,160 |
| 489399AG0 KENNEDY-WILSON INC | $5,225 | $4,913 |
| 501889AB5 LKQ CORP | $4,093 | $3,975 |
| 527298BH5 LEVEL 3 FINANCING IN | $3,065 | $2,903 |
| 552848AF0 MGIC INVESTMENT CORP | $9,505 | $9,180 |
| 587118AE0 THE MEN'S WEARHOUSE | ||
| 626717AH5 MURPHY OIL CORP | $4,254 | $4,240 |
| 62943WAB5 NRG YIELD OPERATING | $5,123 | $4,975 |
| 74022DAJ9 PRECISION DRILLING | $4,735 | $4,700 |
| 75281AAS8 RANGE RESOURCES CORP | $4,708 | $4,700 |
| 762760AB2 RICE ENERGY INC | ||
| 779382AP5 ROWAN COMPANIES INC | $9,548 | $9,363 |
| 78412FAP9 SESI LLC | $4,120 | $4,075 |
| 78442FEL8 SLM CORP | ||
| 81180WAL5 SEAGATE HDD CAYMAN | ||
| 85172FAJ8 SPRINGLEAF FINANCE | $5,506 | $5,450 |
| 85207UAE5 SPRINT CORP | ||
| 86614RAG2 SUMMIT MATERIALS LLC | $5,120 | $5,050 |
| 86765LAC1 SUNOCO LP/FINANCE CO | ||
| 87264AAJ4 T-MOBILE USA INC | $4,310 | $4,180 |
| 87264AAT2 T-MOBILE USA INC | $4,298 | $3,925 |
| 893830AT6 TRANSOCEAN INC | $4,978 | $5,055 |
| 896047AH0 TRIBUNE MEDIA CO | $5,053 | $5,056 |
| 92340LAA7 VEREIT OPERATING PAR | ||
| 958102AL9 WESTERN DIGITAL COR | ||
| 962178AN9 TRI POINTE HOLDINGS | $4,160 | $3,979 |
| 00130HBW4 AES CORP/VA | $4,203 | $4,040 |
| 00164VAE3 AMC NETWORKS INC | $5,029 | $4,688 |
| 02406PAL4 AMERICAN AXLE & MFG | $3,109 | $3,090 |
| 1248EPAZ6 CCO HLDGS LLC/CAP CO | $5,058 | $4,988 |
| 1248EPBD4 CCO HLDGS LLC/CAP CO | $4,062 | $4,030 |
| 12513GBA6 CDW LLC/CDW FINANCE | $2,172 | $2,060 |
| 12527GAC7 CF INDUSTRIES INC | $3,975 | $3,778 |
| 156700BA3 CENTURYLINK INC | $4,438 | $4,113 |
| 165167CU9 CHESAPEAKE ENERGY CO | $4,021 | $3,975 |
| 165167CZ8 CHESAPEAKE ENERGY CO | $5,035 | $4,963 |
| 172967LP4 VR CITIGROUP INC | $15,129 | $14,340 |
| 19248X307 COHEN & STEERS PR SE | $300,000 | $283,625 |
| 20605PAG6 CONCHO RESOURCES INC | $4,220 | $4,047 |
| 25271CAP7 DIAMOND OFFSHORE DRI | $4,235 | $4,130 |
| 25278XAE9 DIAMONDBACK ENERGY | $3,015 | $2,895 |
| 25278XAH2 DIAMONDBACK ENERGY | $4,155 | $3,960 |
| 268648AN2 EMC CORP | $4,840 | $4,687 |
| 552953CC3 MGM RESORTS INTL | $4,253 | $4,140 |
| 55342UAG9 MPT OPER PARTNERSP/F | $4,158 | $3,880 |
| 594918CA0 MICROSOFT CORP | $17,877 | $16,885 |
| 61744YAK4 VR MORGAN STANLEY | $10,024 | $9,558 |
| 62886EAJ7 NCR CORP | $4,015 | $3,940 |
| 629377CA8 NRG ENERGY INC | $4,410 | $4,290 |
| 64110LAJ5 NETFLIX INC | $2,080 | $2,062 |
| 675232AA0 OCEANEERING INTL INC | $4,863 | $4,764 |
| 78388JAV8 SBA COMMUNICATIONS | $4,968 | $4,669 |
| 817565CB8 SERVICE CORP INTL | $4,220 | $4,035 |
| 845467AN9 SOUTHWESTERN ENERGY | $4,283 | $4,180 |
| 85571BAG0 STARWOOD PROPERTY TR | $4,185 | $4,060 |
| 87299ATP9 CB T-MOBILE USA INC | ||
| 87299AUC6 CB T-MOBILE USA INC | ||
| 879369AF3 TELEFLEX INC | $5,106 | $4,700 |
| 88947EAS9 TOLL BROS FINANCE CO | $4,180 | $3,800 |
| 911365BE3 UNITED RENTALS NORTH | $4,365 | $4,090 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (319 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 254687106 WALT DISNEY CO | $37,381 | $48,641 |
| 46625H100 JPMORGAN CHASE & CO | $47,823 | $92,457 |
| 478160104 JOHNSON & JOHNSON | ||
| 58933Y105 MERCK & CO INC NEW | ||
| 037833100 APPLE INC | $43,420 | $106,703 |
| 458140100 INTEL CORP | $21,544 | $35,052 |
| 74005P104 PRAXAIR INC COM | ||
| 641069406 NESTLE S.A. REGISTER | $18,557 | $26,030 |
| 771195104 ROCHE HOLDINGS LTD - | $14,057 | $20,671 |
| 780259206 ROYAL DUTCH SHELL PL | $22,402 | $26,023 |
| 09062X103 BIOGEN INC | $24,244 | $28,514 |
| 50540R409 LABORATORY CRP OF AM | $44,477 | $51,649 |
| 001317205 AIA GROUP LTD-SP ADR | $14,395 | $38,482 |
| 009126202 AIR LIQUIDE - ADR | $26,074 | $32,029 |
| 018805101 ALLIANZ SE ADR | $15,267 | $25,403 |
| 03073E105 AMERISOURCEBERGEN CO | $6,481 | $14,539 |
| 03524A108 ANHEUSER-BUSCH INBEV | $16,419 | $14,974 |
| 03748R101 APARTMENT INVT & MGM | ||
| 045387107 ASSA ABLOY AB-UNSP A | $11,687 | $22,115 |
| 049255706 ATLAS COPCO AB ADR | $7,056 | $11,788 |
| 053484101 AVALONBAY CMNTYS INC | ||
| 056752108 BAIDU INC ADR | $19,636 | $32,018 |
| 09247X101 BLACKROCK INC | $35,395 | $56,094 |
| 101121101 BOSTON PROPERTIES IN | ||
| 12504L109 CBRE GROUP INC | ||
| 136375102 CANADIAN NATL RR CO | $16,817 | $31,222 |
| 229663109 CUBESMART | ||
| 23304Y100 DBS GROUP HOLDINGS L | $22,794 | $39,215 |
| 23317H102 DDR CORP | ||
| 237545108 DASSAULT SYSTEMES S. | $7,377 | $28,471 |
| 29476L107 EQUITY RESIDENTIAL P | ||
| 297178105 ESSEX PPTY TR COM | ||
| 30225T102 EXTRA SPACE STORAGE | ||
| 307305102 FANUC CORPORATION AD | $16,500 | $24,105 |
| 315616102 F5 NETWORKS INC | ||
| 32054K103 FIRST INDL RLTY TR I | ||
| 358029106 FRESENIUS MEDICAL CA | $11,689 | $18,271 |
| 44107P104 HOST HOTELS & RESORT | ||
| 45104G104 ICICI BANK LTD. - AD | $6,980 | $8,155 |
| 465562106 ITAU UNIBANCO H-SPON | $9,361 | $12,451 |
| 466140100 JGC CORP-UNSPONSORED | $12,907 | $10,671 |
| 48667L106 KDDI CORP-UNSPONSORE | $7,869 | $10,426 |
| 494368103 KIMBERLY CLARK CORP | $32,683 | $29,146 |
| 500458401 KOMATSU LIMITED - AD | $8,793 | $12,068 |
| 502117203 L'OREAL - ADR | $9,320 | $20,357 |
| 502441306 LVMH MOET HENNESSY U | $6,972 | $14,745 |
| 592688105 METTLER-TOLEDO INTL | ||
| 66987V109 NOVARTIS AG - ADR | $63,678 | $61,479 |
| 731068102 POLARIS INDS INC COM | ||
| 74340W103 PROLOGIS INC | $28,867 | $30,116 |
| 74460D109 PUBLIC STORAGE INC C | ||
| 780259107 ROYAL DUTCH SHELL PL | $18,617 | $29,872 |
| 78440X101 SL GREEN REALTY CORP | ||
| 803054204 SAP SE ADR | $33,483 | $53,801 |
| 803866300 SASOL LIMITED - ADR | $9,232 | $8,695 |
| 804395101 SAUL CTRS INC COM | ||
| 806857108 SCHLUMBERGER LTD | $68,826 | $62,490 |
| 828806109 SIMON PROPERTY GROUP | ||
| 83569C102 SONOVA HOLDIN-UNSPON | $4,249 | $9,158 |
| 866674104 SUN CMNTYS INC COM | ||
| 87184P109 SYSMEX CORP-UNSPON A | $3,959 | $18,817 |
| 874039100 TAIWAN SEMICONDUCTOR | $41,940 | $64,552 |
| 875465106 TANGER FACTORY OUTLE | ||
| 900148701 TURKIYE GARANTI BANK | ||
| 904767704 UNILEVER PLC - ADR | $21,110 | $31,510 |
| 92343V104 VERIZON COMMUNICATIO | $34,851 | $33,846 |
| M22465104 CHECK POINT SOFTWARE | $16,762 | $19,861 |
| 003021714 ABERDEEN EMERG MARKE | $502,938 | $562,824 |
| 05946K101 BANCO BILBAO VIZCAYA | $19,740 | $18,679 |
| 126650100 CVS HEALTH CORPORATI | ||
| 17275R102 CISCO SYSTEMS INC | $36,341 | $55,010 |
| 264411505 DUKE REALTY CORPORAT | ||
| 26884U109 EPR PROPERTIES | ||
| 457187102 INGREDION INC | ||
| 501173207 KUBOTA LIMITED - ADR | $8,206 | $8,961 |
| 594918104 MICROSOFT CORP | $49,239 | $117,323 |
| 867892101 SUNSTONE HOTEL INVS | ||
| 88019R690 TEMPLETON EMER MKT S | $311,229 | $405,994 |
| 887317303 TIME WARNER INC | $26,366 | $30,790 |
| 91307C102 UNITED THERAPEUTICS | ||
| 929042109 VORNADO REALTY TRUST | ||
| 92937A102 WPP PLC NEW ADR | $5,137 | $7,876 |
| G0408V102 AON PLC | $13,378 | $19,162 |
| G1151C101 ACCENTURE PLC | $56,855 | $93,444 |
| 00770G847 JOHCM INTERNATIONAL | ||
| 008252108 AFFILIATED MANAGERS | ||
| 03027X100 AMERICAN TOWER CORP | ||
| 042735100 ARROW ELECTRS INC | $21,667 | $22,088 |
| 088606108 BHP BILLITON LIMITED | $22,434 | $24,442 |
| 22160K105 COSTCO WHOLESALE COR | $32,803 | $56,498 |
| 231021106 CUMMINS INC. | $29,653 | $31,326 |
| 35952Q106 FUCHS PETROLUB SE-PR | $8,253 | $9,214 |
| 375558103 GILEAD SCIENCES INC | $27,788 | $22,781 |
| 458334109 INTER PARFUMS INC | $15,871 | $24,198 |
| 49427F108 KILROY REALTY CORP C | ||
| 536797103 LITHIA MOTORS INC CL | ||
| 606783207 MITSUBISHI ESTATE CO | ||
| 61022V107 MONOTARO CO LTD-UNSP | $3,034 | $10,956 |
| 74925K581 BOSTON P LNG/SHRT RE | $320,694 | $355,553 |
| 872540109 TJX COMPANIES INC | $36,800 | $56,450 |
| 883556102 THERMO FISHER SCIENT | $32,239 | $54,150 |
| 89531P105 TREX COMPANY INC | $5,467 | $12,961 |
| 902973304 US BANCORP | ||
| 90347A100 UBIQUITI NETWORKS IN | $12,812 | $19,243 |
| 911312106 UNITED PARCEL SERVIC | ||
| 911363109 UNITED RENTAL INC CO | $7,998 | $26,648 |
| 92220P105 VARIAN MED SYS INC | ||
| 92826C839 VISA INC-CLASS A SHR | $37,006 | $95,948 |
| 015271109 ALEXANDRIA REAL ESTA | ||
| 045055100 ASHTEAD GROUP PLC-UN | $5,733 | $11,207 |
| 045519402 ASSOC BRITISH FOODS- | ||
| 072730302 BAYER AG - ADR | $32,311 | $34,551 |
| 110448107 BRITISH AMERICAN TOB | $24,729 | $20,890 |
| 12637N204 CSL LTE-SPONSORED AD | $3,093 | $11,866 |
| 142795202 CARLSBERG AS-B-SPON | $9,618 | $12,716 |
| 194162103 COLGATE PALMOLIVE CO | $34,290 | $31,734 |
| 204319107 COMPAGNIE FINANCIERE | $9,488 | $8,860 |
| 210771200 CONTINENTAL AG-SPONS | $6,719 | $8,139 |
| 234062206 DAIWA HOUSE IND LTD | $13,741 | $23,975 |
| 235851102 DANAHER CORP | $27,982 | $44,279 |
| 26875P101 EOG RESOURCES, INC | $37,031 | $46,771 |
| 28140H203 EDUCATION REALTY TRU | ||
| 303075105 FACTSET RESH SYS INC | $23,027 | $28,543 |
| 35804M105 FRESENIUS SE & CO-SP | $7,991 | $12,647 |
| 370334104 GENERAL MILLS INC | ||
| 379577208 GLOBUS MEDICAL INC - | $12,497 | $29,386 |
| 388689101 GRAPHIC PACKAGING HL | ||
| 40418F108 HFF INC | $24,329 | $26,909 |
| 437076102 HOME DEPOT INC | $38,439 | $72,941 |
| 45672B305 INFORMA PLC-SP ADR | $7,140 | $8,989 |
| 48241F104 KBC GROEP NV-UNSP AD | ||
| 535223200 LINDE AG ADR | ||
| 560877300 MAKITA CORPORATION - | $12,411 | $18,290 |
| 64128R608 NEUBERGER BERMAN LON | ||
| 67069D108 NUTRI SYS INC | $15,691 | $11,078 |
| 693475105 PNC FINANCIAL SERVIC | $39,888 | $65,108 |
| 74144Q203 T ROWE PRICE INST EM | $14,085 | $21,359 |
| 74253Q747 PRINCIPAL MIDCAP FD- | $724,000 | $912,665 |
| 74435K204 PRUDENTIAL PLC - ADR | $28,577 | $30,334 |
| 756568101 RED ELECTRICA COR-UN | $12,927 | $12,003 |
| 770323103 ROBERT HALF INTL INC | ||
| 780641205 KONINKLIJKE KPN N.V. | ||
| 78392U105 RYOHIN KEIKAKU CO-UN | $10,923 | $23,392 |
| 79588J102 SAMPO OYJ-A SHS-UNSP | $19,169 | $19,718 |
| 81783H105 SEVEN & I HOLDINGS C | ||
| 82481R106 SHIRE PLC ADR | $24,695 | $22,337 |
| 833034101 SNAP ON INC | $15,601 | $14,043 |
| 83404D109 SOFTBANK GROUP CORP- | ||
| 835699307 SONY CORPORATION - A | $4,719 | $8,570 |
| 85771P102 STATOIL ASA ADR | ||
| 862121100 STORE CAPITAL CORP | ||
| 863667101 STRYKER CORP | $25,226 | $48,030 |
| 86562M209 SUMITOMO TRUST AND B | $17,869 | $17,906 |
| 870195104 SWEDBANK AB ADR | ||
| 87155N109 SYMRISE AG ADR | $6,903 | $10,427 |
| 87944W105 TELENOR ASA - ADR | $13,628 | $12,972 |
| 891092108 TORO CO | $18,861 | $21,750 |
| 919134304 VALEO - ADR | $11,988 | $17,761 |
| 927320101 VINCI SA ADR | $13,023 | $20,839 |
| 977868306 WOLSELEY PLC ADR | ||
| 977874205 WOLTERS KLUWER NV - | $12,834 | $24,010 |
| G5960L103 MEDTRONIC PLC | $56,166 | $61,546 |
| N6596X109 NXP SEMICONDUCTORS N | ||
| 015393101 ALFA LAVAL AB-UNSPON | $6,293 | $10,404 |
| 02079K305 ALPHABET INC CL A | $50,338 | $101,200 |
| 024835100 AMERICAN CAMPUS CMNT | ||
| 05970D106 BANCA MEDIOLANUM SPA | ||
| 089302103 BIG LOTS INC | $11,431 | $12,723 |
| 172755100 CIRRUS LOGIC INC | ||
| 19765Y688 COLUMB SEL LGE CAP G | $440,490 | $501,955 |
| 20449X302 COMPASS GROUP PLC - | ||
| 22822V101 CROWN CASTLE INTL CO | ||
| 29444U700 EQUINIX INC | ||
| 29977A105 EVERCORE INC | $10,440 | $11,693 |
| 359694106 FULLER H B CO | $10,371 | $10,258 |
| 398438408 GRIFOLS SA-ADR | $6,952 | $8,667 |
| 40049J206 GRUPO TELEVISA, S.A. | ||
| 452308109 ILLINOIS TOOL WORKS | $26,641 | $41,817 |
| 526107107 LENNOX INTERNATIONAL | $7,410 | $13,418 |
| 562750109 MANHATTAN ASSOCIATES | $35,695 | $33,119 |
| 631512100 NASPERS LTD ADR | ||
| 651229106 NEWELL BRANDS, INC | $39,986 | $22,991 |
| 701491102 PARK24 CO LTD-SPN AD | $9,369 | $9,118 |
| 71943U104 PHYSICIANS REALTY TR | ||
| 758849103 REGENCY CENTERS CORP | ||
| 759530108 RELX PLC ADR | $8,062 | $10,508 |
| 783513203 RYANAIR HOLDINGS PLC | $9,247 | $14,721 |
| 81768T108 SERVISFIRST BANCSHAR | ||
| 84860W102 SPIRIT RLTY CAP INC | ||
| 88031M109 TENARIS S.A. - ADR | $5,071 | $7,036 |
| 929566107 WABASH NATL CORP | $16,729 | $15,948 |
| 95040Q104 WELLTOWER INC | ||
| 981560105 WORLDPAY GROUP PLC-U | ||
| N47279109 INTERXION HOLDING NV | ||
| 002567105 ABAXIS INC | $25,044 | $43,222 |
| 016255101 ALIGN TECHNOLOGY INC | $9,645 | $30,871 |
| 038336103 APTARGROUP INC COM | $11,888 | $13,940 |
| 04316A108 ARTISAN PARTNERS ASS | $17,304 | $20,155 |
| 04530Y106 ASPEN PHARMACARE HL- | $11,016 | $9,823 |
| 045327103 ASPEN TECHNOLOGY INC | $19,683 | $45,697 |
| 049164205 ATLAS AIR WORLDWIDE | $14,748 | $16,765 |
| 05278C107 AUTOHOME INC-ADR | $18,726 | $100,434 |
| 05530H100 BBA AVIATION PLC-UNS | $3,465 | $4,691 |
| 072743305 BAYERISCHE MOTOREN A | $9,071 | $9,788 |
| 12514G108 CDW CORP/DE | $27,450 | $54,594 |
| 19625X102 COLONY STARWOOD HOME | ||
| 217204106 COPART INC COM | $26,896 | $59,984 |
| 254709108 DISCOVER FINANCIAL S | $54,444 | $67,656 |
| 257651109 DONALDSON CO INC | $13,202 | $18,078 |
| 258278100 DORMAN PRODUCTS INC | ||
| 262037104 DRIL-QUIP INC COM | $32,932 | $29,887 |
| 277923728 EATON VANCE GLOBAL M | $92,487 | $90,443 |
| 29472R108 EQUITY LIFESTYLE PPT | ||
| 344849104 FOOT LOCKER INC | $24,020 | $22,937 |
| 34959J108 FORTIVE CORP | $25,232 | $42,451 |
| 35138V102 FOX FACTORY HOLDING | ||
| 36174X101 GGP INC | ||
| 384109104 GRACO INC | $18,930 | $32,960 |
| 40052P107 GRUPO FIN BANORTE-SP | $7,529 | $8,321 |
| 404280406 HSBC - ADR | $9,067 | $10,402 |
| 419879101 HAWAIIAN HOLDINGS IN | $19,075 | $14,134 |
| 42225P501 HEALTHCARE TRUST OF | ||
| 426281101 HENRY JACK & ASSOC I | $15,275 | $21,886 |
| 43283X105 HILTON GRAND VACATIO | ||
| 43300A203 HILTON WORLDWIDE HOL | ||
| 444097109 HUDSON PACIFIC PROPE | ||
| 44967H101 ILG INC | $11,963 | $27,118 |
| 44980X109 IPG PHOTONICS CORP | $10,556 | $24,851 |
| 45662N103 INFINEON TECHNOLOGIE | $12,054 | $14,218 |
| 46187W107 INVITATION HOMES INC | ||
| 482539103 KLX INC | ||
| 49803T300 KITE REALTY GROUP TR | ||
| 550021109 LULULEMON ATHLETICA | ||
| 57060D108 MARKETAXESS HLDGS IN | $19,951 | $29,697 |
| 577933104 MAXIMUS INC | ||
| 58463J304 MEDICAL PPTYS TR INC | ||
| 59410T106 MICHELIN (CGDE) ADR | $15,203 | $14,864 |
| 62944T105 NVR INC COM | $11,813 | $20,934 |
| 670837103 OGE ENERGY CORP COM | ||
| 67103H107 O'REILLY AUTOMOTIVE | $45,658 | $45,800 |
| 674599105 OCCIDENTAL PETE CORP | $36,719 | $46,563 |
| 679580100 OLD DOMINION FREIGHT | $24,504 | $54,430 |
| 700517105 PARK HOTELS & RESORT | ||
| 73179P106 POLYONE CORP | ||
| 73278L105 POOL CORPORATION | $24,920 | $33,443 |
| 741511109 PRICESMART INC | $19,937 | $17,861 |
| 74164M108 PRIMERICA INC | $29,802 | $51,339 |
| 749607107 RLI CORP COM | $11,844 | $11,428 |
| 75524B104 RBC BEARINGS INC | $14,993 | $25,896 |
| 779919109 T ROWE PRICE REAL ES | ||
| 81721M109 SENIOR HOUSING PROP | ||
| 867224107 SUNCOR ENERGY INC NE | $13,211 | $16,907 |
| 87901J105 TEGNA INC | ||
| 879360105 TELEDYNE TECHNOLOGIE | $25,654 | $52,178 |
| 88146M101 TERRENO REALTY CORP | ||
| 88579Y101 3M CO | $42,943 | $46,744 |
| 889110102 TOKYO ELECTRON LTD-U | $5,419 | $9,394 |
| 89155H256 TOUCHSTONE SMALLLCAP | ||
| 89417E109 TRAVELERS COMPANIES, | $28,604 | $30,973 |
| 91324P102 UNITEDHEALTH GROUP I | $47,016 | $64,242 |
| 92927K102 WABCO HOLDINGS INC | $40,024 | $42,809 |
| 93148P102 WALKER & DUNLOP INC | $12,101 | $16,163 |
| 969904101 WILLIAMS SONOMA INC | ||
| G87110105 TECHNIPFMC LTD | $38,657 | $33,891 |
| N22717107 CORE LABORATORIES N | $13,763 | $13,784 |
| 000375204 ABB LTD - ADR | $10,913 | $9,392 |
| 00373L102 ABN AMRO GROUP NV-UN | $9,670 | $8,287 |
| 00912X302 AIR LEASE CORP | $20,471 | $20,562 |
| 009158106 AIR PRODS & CHEMS IN | $37,170 | $41,482 |
| 025676206 AMERICAN EQUITY INVT | $18,508 | $23,780 |
| 132011107 CAMBREX CORP COM | $16,579 | $13,590 |
| 189054109 CLOROX CO | $44,703 | $40,841 |
| 192446102 COGNIZANT TECH SOLUT | $33,106 | $30,667 |
| 20449X401 COMPASS GROUP PLC AD | $16,167 | $19,522 |
| 23405X209 DAITO TRUST CONS-SPN | $7,947 | $6,576 |
| 25157Y202 DEUTSCHE POST AG ADR | $7,434 | $7,045 |
| 25470F104 DISCOVERY COMMUNICAT | $9,091 | $8,436 |
| 278265103 EATON VANCE CORP COM | $17,913 | $17,539 |
| 28849P100 ELLIE MAE INC | $19,947 | $22,533 |
| 29089Q105 EMERGENT BIOSOLUTION | $21,501 | $23,202 |
| 29446M102 EQUINOR ASA-SPON ADR | $5,423 | $8,794 |
| 298736109 EURONET WORLDWIDE IN | $27,443 | $24,053 |
| 302081104 EXLSERVICE HOLDINGS | $26,526 | $23,526 |
| 31502A105 FERGUSON PLC-ADR | $11,008 | $16,375 |
| 372303206 GENMAB A/S -SP ADR | $4,570 | $3,342 |
| 38143H381 GOLDMAN SACHS COMM S | $257,500 | $270,440 |
| 389375106 GRAY TELEVISION INC | $11,754 | $10,879 |
| 40415F101 HDFC BANK LTD. - ADR | $8,619 | $10,429 |
| 45778Q107 INSPERITY INC | $7,998 | $8,464 |
| 464287598 ISHARES RUSSELL 1000 | $888,936 | $922,401 |
| 46434V282 ISHARES EDGE MSCI MF | $305,363 | $305,657 |
| 485537401 KAO CORP | $8,243 | $10,243 |
| 493267108 KEYCORP NEW | $46,274 | $43,740 |
| 49338L103 KEYSIGHT TECHNOLOGIE | $13,266 | $16,388 |
| 52106N459 LAZARD GL LIST INFRA | $167,000 | $175,890 |
| 54338V101 LONZA GROUP AG ADR | $14,008 | $14,182 |
| 55273H353 MFS VALUE FUND-R6 #4 | $644,000 | $639,896 |
| 55306N104 MKS INSTRS INC | $22,336 | $22,552 |
| 60786M105 MOELIS & CO | $30,572 | $35,135 |
| 631512209 NASPERS LTD-N SHS SP | $10,677 | $21,084 |
| 64115T104 NETSCOUT SYSTEMS INC | $20,809 | $20,304 |
| 65557A206 NORDEA BANK AB-SPON | $9,334 | $6,698 |
| 670108109 NOVOZYMES A/S UNSPON | $9,227 | $9,081 |
| 686688102 ORMAT TECHNOLOGIES I | $13,387 | $11,193 |
| 70959W103 PENSKE AUTO GROUP IN | $20,805 | $21,042 |
| 737630103 POTLATCHDELTIC CORP | $20,783 | $19,847 |
| 749660106 RPC INC | $12,473 | $10,115 |
| 758750103 REGAL BELOIT CORPORA | $20,066 | $20,260 |
| 76657Y101 RIGHTMOVE PLC-UNSP A | $44,088 | $50,837 |
| 779919307 T ROWE PR REAL ESTAT | $547,797 | $523,744 |
| 786584102 SAFRAN SA-UNSPON ADR | $17,466 | $19,535 |
| 803431410 JAMES ALPHA GL REAL | $170,000 | $177,909 |
| 87974R208 TEMENOS AG-SP ADR | $12,228 | $12,582 |
| 880349105 TENNECO INC | $17,284 | $12,768 |
| 89609H704 TRIBUTARY SMALL CO-I | $202,500 | $204,864 |
| 90348R102 UBISOFT ENTERTAIN-UN | $8,385 | $10,735 |
| 948596101 WEIBO CORP-SPON ADR | $15,129 | $15,083 |
| 981811102 WORTHINGTON INDS INC | $21,757 | $22,201 |
| G29183103 EATON CORP PLC | $59,618 | $59,809 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $380,267 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $369,066 | USGovtObligationsEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (9 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| GRA994205 GRAHAM ALT INV FD II | AT COST | $380,000 | $402,007 |
| GTC997004 GAI CORBIN MULTI STR | |||
| GTY995004 GAI AGILITY INCOME F | AT COST | $518,981 | $513,875 |
| MRE991002 METRO REAL ESTATE PA | AT COST | $109,300 | $98,147 |
| SKY990RF9 SKYBRIDGE MULTI-ADVI | |||
| GTC999HB8 GAI CORBIN FUND 5% H | AT COST | $4,455 | $4,455 |
| 70299PGP6 PARTNERS GROUP PRIVA | AT COST | $436,997 | $946,028 |
| BIT990000 BLACKSTONE REAL ESTA | AT COST | $350,000 | $350,000 |
| SKY99HB51 SKYBRIDGE MULTI-ADVI | AT COST | $12,468 | $12,468 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (5 entries)
| DescDesc | AmtAmt |
|---|---|
| MUTUAL FUND POSTING DATE AFTER TYE | $3,358 |
| ROC BASIS ADJUSTMENTS | $1,817 |
| WASH SALES COST ADJUSTMENT | $28 |
| PURCHASE ACCRUED INT EFFECTIVE NEXT TY | $505 |
| SALES NET GAIN POSTING NEXT EFF CURR | $23,680 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ADR FEES | $1,584 | $1,584 | $0 |
| PO BOX RENTAL FEE | $110 | $0 | $110 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| METRO REAL ESTATE 27-3427109 | $25,836 | $6,395 |
| PARTNERSHIP FEE REBATES | $2,647 | $2,647 |
| EXCISE TAX REFUND | $8,438 | $0 |
| UNCLAIMED REFUND | $100 | $0 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (5 entries)
| DescDesc | AmtAmt |
|---|---|
| MUTUAL FUND TAX EFFECTIVE DATE BEFORE TYE | $5,059 |
| PURCHASE ACCRUED INT POSTING BEFORE TY | $819 |
| SALES NET GAIN POSTING CURR EFF PRIOR | $4,791 |
| MUTUAL FUND DEFERRED INCOME | $1,285 |
| ROUNDING | $3 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | SUB-ADVISER FEES | CategoryTxt |
| Amt | $19,371 | Amt |
| Net Investment Income | $19,371 | NetInvestmentIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $8,003 | $8,003 | $0 |
| FEDERAL ESTIMATES - PRINCIPAL | $10,000 | $0 | $0 |
| FOREIGN TAXES ON QUALIFIED FOR | $2,522 | $2,522 | $0 |
| FOREIGN TAXES ON NONQUALIFIED | $793 | $793 | $0 |