THOMAS L KEMPNER JR FOUNDATION INC: Form 990PF, tax year 2024
View the entire original 990 at ProPublica ↗
- Organization
- THOMAS L KEMPNER JR FOUNDATION INC (EIN 13-3407819)
- Tax period
- 2024-01-01 to 2024-12-31
- Filed
- 2025-11-04
- IRS object ID
- 202543089349101329
- Schema version
- 2024v5.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Gain Loss Sale Other Assets Sch
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2025-11-04T15:04:40-06:00 | ReturnTs |
| Tax Period End | 2024-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 872525370 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CITRIN COOPERMAN ADVISORS LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 180 PARK AVENUE SUITE 200 | AddressLine1Txt |
| City | FLORHAM PARK | CityNm |
| State Abbreviation | NJ | StateAbbreviationCd |
| ZIP | 07932 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2024-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 133407819 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THOMAS L KEMPNER JR FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | THOM | BusinessNameControlTxt |
| Phone | 6315173856 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 26 HILL STREET 340 | AddressLine1Txt |
| City | SOUTHAMPTON | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11968 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | THOMAS L KEMPNER | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 6315173856 | PhoneNum |
| Signature | 2025-11-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | Yes (1) | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ANGEL M RODRIGUEZ | PreparerPersonNm |
| PTIN | P00872964 | PTIN |
| Phone | 9732180500 | PhoneNum |
| Preparation | 2025-11-03 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2024 | TaxYr |
| Build TS | 2025-03-06 01:10:19Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $326,388,820 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $936,076 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $936,076 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $3,132,536 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $23,436,001 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $8,111,427 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $8,274,559 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $7,831,917 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $0 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $12,343,171 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $16,879,420 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $0 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $110,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $110,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $8,727 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $8,727 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $11,074 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $11,074 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $138,445 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $69,223 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $69,222 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $396,237 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $343,156 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $0 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $53,080 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $14,651 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $14,651 | InterestNetInvstIncmAmt |
| Interest Adj Net Incm | $0 | InterestAdjNetIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $39,742 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $6,745 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $0 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $6,977 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $6,977 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $296,651 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $251,956 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $44,695 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,022,504 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $696,805 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $292,701 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $11,575,752 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $11,575,752 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $12,598,256 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $696,805 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $11,868,453 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$255,085 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $16,182,615 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $345,003 | CashBOYAmt |
| Cash EOY | $543,732 | CashEOYAmt |
| Cash EOYFMV | $543,732 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $1,718,184 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $2,010,372 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $2,010,372 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $10,589,344 | CorporateStockBOYAmt |
| Corporate Stock EOY | $17,317,441 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $17,317,441 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $294,016,954 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $306,346,375 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $306,346,375 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $6,190 | OtherAssetsBOYAmt |
| Other Assets EOY | $170,900 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $170,900 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $306,675,675 | TotalAssetsBOYAmt |
| Total Assets EOY | $326,388,820 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $326,388,820 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $871,290 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $0 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $871,290 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $305,804,385 | RetainedEarningBOYAmt |
| Retained Earning EOY | $326,388,820 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $305,804,385 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $326,388,820 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $306,675,675 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $326,388,820 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $305,804,385 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$255,085 | ExcessRevenueOverExpensesAmt |
| Other Increases | $20,839,520 | OtherIncreasesAmt |
| Subtotal | $326,388,820 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $326,388,820 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | $17,911,468 | $15,051,753 | $2,859,715 | $2,859,715 | |
| PASSTHROUGH ENTITIES | $5,251,712 | $5,251,712 | $5,251,712 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $8,111,427 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $224,938 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $224,938 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $224,938 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $154,793 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $200,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $354,793 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $129,855 | OverpaymentAmt |
| Applied To ES Tax | $129,855 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | Yes (1) | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | THOMAS KEMPNER JR | IndividualWithBooksNm |
| Phone | 6315173856 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 26 HILL STREET 340 | AddressLine1Txt |
| City | SOUTHAMPTON | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11968 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| THOMAS KEMPNER JR | ||||||||
| 26 HILL STREET 340 | SOUTHAMPTON | NY | 11968 | PRESIDENT/TREASURER | 2.00 | $0 | $0 | $0 |
| KATHERYN C PATTERSON | ||||||||
| 26 HILL STREET 340 | SOUTHAMPTON | NY | 11968 | VICE PRES/SECRETARY | 0.50 | $0 | $0 | $0 |
| TREVOR KEMPNER | ||||||||
| 26 HILL STREET 340 | SOUTHAMPTON | NY | 11968 | DIRECTOR | 0.50 | $0 | $0 | $0 |
| THOMAS N KEMPNER | ||||||||
| 26 HILL STREET 340 | SOUTHAMPTON | NY | 11968 | DIRECTOR | 0.50 | $0 | $0 | $0 |
| JESSICA S KEMPNER | ||||||||
| 26 HILL STREET 340 | SOUTHAMPTON | NY | 11968 | DIRECTOR | 0.50 | $0 | $0 | $0 |
| HOLLY R RAUB | ||||||||
| 26 HILL STREET 340 | SOUTHAMPTON | NY | 11968 | CHIEF ADMINISTRATIVE OFFICER | 24.00 | $110,000 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| LANDSEER ADVISORS LLC | |||||
| 489 5TH AVE FL 31 | NEW YORK | NY | 10017 | ADVISORY | $317,500 |
| BRAVE WARRIOR ADVISORS LLC | |||||
| 12 E 49TH STREET | NEW YORK | NY | 10017 | INVESTMENT MANAGEMENT | $127,874 |
| CITRIN COOPERMAN ADVISORS LLC | |||||
| 180 PARK AVENUE SUITE 200 | FLORHAM PARK | NJ | 07932 | ACCOUNTING | $74,500 |
| COHNREZNICK LLP | |||||
| 1301 6TH AVENUE | NEW YORK | NY | 10019 | ACCOUNTING | $63,945 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $16,600,464 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $614,311 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $300,201,041 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $317,415,816 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $321,664 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $317,094,152 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $4,756,412 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $312,337,740 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $15,616,887 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $15,616,887 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $224,938 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $84,431 | IncomeTaxAmt |
| Total Tax | $309,369 | TotalTaxAmt |
| Distributable Before Adj | $15,307,518 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $15,307,518 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $15,307,518 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $11,868,453 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $11,868,453 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $15,307,518 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr1 | $2,404,937 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $2,404,937 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $11,868,453 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $11,868,453 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $2,404,937 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $2,404,937 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $1,034,128 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | THOMAS KEMPNER JR | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (22 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line1RecipientForeignAddress/AddressLine1Txt | CityRecipientForeignAddress/CityNm | CountryRecipientForeignAddress/CountryCd | Foreign PostalRecipientForeignAddress/ForeignPostalCd |
|---|---|---|---|---|---|---|---|---|---|---|
| ACHIEVEMENT FIRST CHARTER SCHOOL | ||||||||||
| 370 JAMES STREET SUITE 404 | NEW HAVEN | CT | 06513 | PC | CT GENERAL OPERATIONS | $250,000 | ||||
| AMERICAN MUSEUM OF NATURAL HISTORY | ||||||||||
| 200 CENTRAL PARK WEST | NEW YORK | NY | 10024 | PC | FUTTER FUND FOR SCIENCE AND SOCIETY | $250,000 | ||||
| BLETCHLEY PARK | ||||||||||
| PC | BLOCK B LEARNING CENTRE | $175,425 | SHERWOOD DR | BLETCHLEY | UK | MK3 6EB | ||||
| BUSINESSES UNITED IN INVESTING LENDING AND DEVELOPMENT | ||||||||||
| PO BOX 3316 | REDWOOD CITY | CA | 94064 | PC | SUPPORT AND LICENSED PARTNERSHIPS | $350,000 | ||||
| CENTRAL PARK CONSERVANCY | ||||||||||
| 14 EAST 60TH STREET | NEW YORK | NY | 10022 | PC | ESSENTIAL CENTRAL PARK FUND | $166,667 | ||||
| HARLEM VILLAGE ACADEMIES | ||||||||||
| 35 WEST 124TH STREET | NEW YORK | NY | 10027 | PC | ACCELERATED MATHEMATICS PHASE II | $944,000 | ||||
| HARVARD BUSINESS SCHOOL | ||||||||||
| SOLDIERS FIELD | BOSTON | MA | 02163 | PC | DEAN'S INNOVATION FUND | $250,000 | ||||
| HARVARD BUSINESS SCHOOL | ||||||||||
| SOLDIERS FIELD | BOSTON | MA | 02163 | PC | ANNUAL FUND | $5,000 | ||||
| JEWISH COMMUNAL FUND | ||||||||||
| 575 MADISON AVENUE 703 | NEW YORK | NY | 10022 | PC | DAF REPLENISHMENT -THOMAS L. KEMPNER JR. FOUNDATION INC. FUND | $3,235,000 | ||||
| MOUNT SINAI HOSPITAL | ||||||||||
| 1468 MADISON AVE 3RD FLOOR | NEW YORK | NY | 10029 | PC | PRESIDENT'S STRATEGIC INITIATIVE FUND | $2,000,000 | ||||
| OPEN SPACE INSTITUTE INC | ||||||||||
| 1350 BROADWAY 201 | NEW YORK | NY | 10018 | PC | GREENWAY TRAILS ACQUISITION PROGRAM | $519,660 | ||||
| PARKS & TRAILS | ||||||||||
| 1 STEUBEN PLACE | ALBANY | NY | 12207 | PC | GREENWAYS ACROSS NEW YORK STATE VIA THE EST 2.0 PROPOSAL | $90,000 | ||||
| PLANNED PARENTHOOD FEDERATION OF AMERICA INC | ||||||||||
| 26 BLEECKER STREET | NEW YORK | NY | 10012 | PC | PROVIDER RECRUITMENT, PATIENT NAVIGATION & EPIC | $1,250,000 | ||||
| RARE INC | ||||||||||
| 1310 N COURTHOUSE ROAD SUITE 110 | ARLINGTON | VA | 22201 | PC | RARE BRAZIL'S FISH FOREVER PROGRAM - COMMUNITY-LED MANAGEMENT OF THE AMAZON COAST | $200,000 | ||||
| STANFORD UNIVERSITY BOARD OF TRUSTEES | ||||||||||
| 450 SERRA MALL | STANFORD | CA | 94305 | PC | CRIMINAL JUSTICE CENTER/THREE STRIKES PROJECT | $75,000 | ||||
| STANFORD UNIVERSITY BOARD OF TRUSTEES | ||||||||||
| 450 SERRA MALL | STANFORD | CA | 94305 | PC | SALLYANNE PAYTON FELLOWSHIP FUND, CENTER FOR RACIAL JUSTICE AND BLSA FUND | $45,000 | ||||
| TIDES CENTER | ||||||||||
| 1012 TORNEY AVENUE | SAN FRANCISCO | CA | 94129 | PC | DA OFFICE PROJECT | $150,000 | ||||
| TRANSPORTATION ALTERNATIVES INC | ||||||||||
| 111 JOHN ST 260 | NEW YORK | NY | 10038 | PC | GENERAL OPERATING | $400,000 | ||||
| WILDLIFE CONSERVATION SOCIETY | ||||||||||
| 2300 SOUTHERN BOULEVARD | BRONX | NY | 10460 | PC | MARINE STRONGHOLDS AND BLUE CARBON | $1,000,000 | ||||
| YALE UNIVERSITY | ||||||||||
| PO BOX 208239 | NEW HAVEN | CT | 06520 | PC | FUND FOR CIVIC ENGAGEMENT AND DISCOURSE | $100,000 | ||||
| YALE UNIVERSITY | ||||||||||
| PO BOX 208239 | NEW HAVEN | CT | 06520 | PC | ANNUAL FUND | $20,000 | ||||
| YALE UNIVERSITY | ||||||||||
| PO BOX 208239 | NEW HAVEN | CT | 06520 | PC | FUND FOR YALE SCHOOL OF ENGINEERING & APPLIED SCIENCE | $100,000 | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $11,575,752 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (5 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| KABUKI SYNDROME FOUNDATION | ||||||
| P O BOX 214 | NORTHBROOK | IL | 60065 | PC | GENERAL OPERATING | $150,000 |
| RARE | ||||||
| 1310 N COURTHOUSE ROAD SUITE 110 | ARLINGTON | VA | 22201 | PC | RARE BRAZIL'S FISH FOREVER PROGRAM - COMMUNITY-LED MANAGEMENT OF THE AMAZON COAST | $300,000 |
| STANFORD UNIVERSITY BOARD OF TRUSTEES | ||||||
| 450 SERRA MALL | STANFORD | CA | 94305 | PC | CRIMINAL JUSTICE CENTER/THREE STRIKES PROJECT | $500,000 |
| TIDES CENTER | ||||||
| 1012 TORNEY AVENUE | SAN FRANCISCO | CA | 94129 | PC | DA OFFICE PROJECT | $300,000 |
| YALE UNIVERSITY | ||||||
| YALE UNIVERSITY | NEW HAVEN | CT | 06520 | PC | YALE | $440,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $1,690,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $936,076 | ExclusionAmt |
Other Investment Income OtherInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $174,901 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $8,274,559 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 901101 | BusinessCd |
| Unrelated Business Taxbl Incm | $272,821 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $2,859,715 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $447,722 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $12,070,350 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $12,518,072 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | RETURN PREPARATION AND TAX COMPLIANCE | CategoryTxt |
| Amt | $138,445 | Amt |
| Net Investment Income | $69,223 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $69,222 | DisbursementsCharitablePrpsAmt |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Asset | PASSTHROUGH ENTITIES | AssetDesc |
| How Acquired | PURCHASED | HowAcquiredTxt |
| Gross Sales Price | $272,821 | GrossSalesPriceAmt |
| Basis Method | COST | BasisMethodTxt |
| Sales Expense | $0 | SalesExpenseAmt |
| Total Net | $272,821 | TotalNetAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (22 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AUTONATION INC COM (BRAVE WARRIOR) | $309,958 | $309,958 |
| B&M EUROPEAN VALUE RETAIL SA REG (BRAVE WARRIOR) | $251,274 | $251,274 |
| D R HORTON INC COM (BRAVE WARRIOR) | $130,872 | $130,872 |
| DISCOVER FINL SVCS COM (BRAVE WARRIOR) | $514,840 | $514,840 |
| ELEVANCE HEALTH INC COM (BRAVE WARRIOR) | $723,044 | $723,044 |
| ENERGY SELECT SECTOR SPDR FUND (JPM) | $394,036 | $394,036 |
| EVOLV TECHNOLOGIES HOLDINGS INC CLASS A (JPM) | $815,675 | $815,675 |
| F&G ANNUITIES & LIFE INC COM (BRAVE WARRIOR) | $267,910 | $267,910 |
| FIDELITY NATL FINL INC NEW FNF GROUP COM (BRAVE WARRIOR) | $392,643 | $392,643 |
| JSC HALYK BK SPONSORED GDR REG S (ROBOTTI SECURITIES LLC) | $3,553,844 | $3,553,844 |
| LENNAR CORP CL A (BRAVE WARRIOR) | $283,240 | $283,240 |
| LITHIA MTRS INC COM (BRAVE WARRIOR) | $258,064 | $258,064 |
| ONEMAIN HLDGS INC COM (BRAVE WARRIOR) | $481,368 | $481,368 |
| PRIMERICA INC COM (BRAVE WARRIOR) | $274,406 | $274,406 |
| PROMOTION & DEVELOPMENT MUR (JPM) | $38,818 | $38,818 |
| RTW VENTURE FUND LIMITED - (JPM) | $1,228,995 | $1,228,995 |
| RYANAIR HLDGS PLC (BRAVE WARRIOR) | $346,017 | $346,017 |
| SI BONE INC (JPM) | $5,313 | $5,313 |
| TD SYNNEX CORP (BRAVE WARRIOR) | $565,641 | $565,641 |
| VANGUARD FTSE DEVELOPED (JPM) | $472,796 | $472,796 |
| VANGUARD S&P 500 ETF (JPM) | $4,659,629 | $4,659,629 |
| VISTRA CORP (JPM) | $1,349,058 | $1,349,058 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (100 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 325 CAPITAL ONSHORE FUND LP | FMV | $2,950,452 | $2,950,452 |
| ABRAMS CAPITAL PARTNERS II | FMV | $266,599 | $266,599 |
| ACACIA PROPERTY CORPORATION 2020 | FMV | $1,781,892 | $1,781,892 |
| ACACIA PROPERTY CORPORATION 2022 | FMV | $1,775,909 | $1,775,909 |
| ALLEGIANCE PARTNERS B | FMV | $2,472,370 | $2,472,370 |
| AMBERBROOK IX LP | FMV | $2,240,729 | $2,240,729 |
| AMERICAN SECURITIES PARTNERS VI | FMV | $618,700 | $618,700 |
| AMERICAN SECURITIES PARTNERS VII LP | FMV | $1,116,612 | $1,116,612 |
| AMERICAN SECURITIES PARTNERS VIII LP | FMV | $3,509,269 | $3,509,269 |
| AMPLIFY PARTNERS | FMV | $137 | $137 |
| AMPLIFY PARTNERS II | FMV | $1,366,502 | $1,366,502 |
| AMPLIFY PARTNERS III | FMV | $11,234,213 | $11,234,213 |
| AMPLIFY PARTNERS IV LP | FMV | $3,493,431 | $3,493,431 |
| AMPLIFY PARTNERS SELECT FUND V | FMV | $1,085,276 | $1,085,276 |
| AMPLIFY PARTNERS V | FMV | $1,157,371 | $1,157,371 |
| AMPLIFY SELECT FUND IV | FMV | $1,753,254 | $1,753,254 |
| AQUILINE FINANCIAL SERVICES FUND | FMV | $280,288 | $280,288 |
| ARCHITECT JUUL SPV I, LLC | FMV | $2,087,403 | $2,087,403 |
| ASP FLEETPRIDE CO-INVEST LP | FMV | $989,279 | $989,279 |
| ASPEX GLOBAL FUND | FMV | $12,190,533 | $12,190,533 |
| AXIAL READE CAPITAL FUND II LP | FMV | $2,409,595 | $2,409,595 |
| BLUE WATER AGGREGATES FUND LP | FMV | $202,975 | $202,975 |
| BLUE WATER DEALERSHIP FUND LP | FMV | $1,419,806 | $1,419,806 |
| BRAIDWELL COMPANION CMV (US) LP | FMV | $120,334 | $120,334 |
| BRAIDWELL LP - CMV - 2024 | FMV | $87,271 | $87,271 |
| BRAIDWELL PARTNERS (US) LP | FMV | $3,051,363 | $3,051,363 |
| CHARLESBANK EXECUTIVES FUND X LP | FMV | $2,358,895 | $2,358,895 |
| CHARTER OAK CARBON FUND I LP | FMV | $3,593,057 | $3,593,057 |
| CREADOR III LP | FMV | $3,460,989 | $3,460,989 |
| CREADOR IV LP | FMV | $4,325,385 | $4,325,385 |
| CREADOR V LP | FMV | $3,289,239 | $3,289,239 |
| CROSSHARBOR INSTITUTIONAL PARTNERS 2014 LP | FMV | $52,989 | $52,989 |
| DAVIDSON KEMPNER LIQUID GP TOPCO LLC | FMV | $29,923 | $29,923 |
| DRAWBRIDGE SPECIAL OPPORTUNITIES FUND LP | FMV | $11,228 | $11,228 |
| ETON PARK OVERSEAS | FMV | $124 | $124 |
| FARO ENERGY HOLDINGS LLC | FMV | $2,540,026 | $2,540,026 |
| HARBOUR FUND II OFFSHORE LP | FMV | $116,263 | $116,263 |
| HARBOUR FUND III OFFSHORE LP | FMV | $1,200,762 | $1,200,762 |
| HARVEST MLP INCOME FUND III LLC | FMV | $14,962,713 | $14,962,713 |
| HB V CO-INVEST LP | FMV | $1,280,465 | $1,280,465 |
| HIGHBROOK DCLF TEF LP | FMV | $2,964,455 | $2,964,455 |
| HIGHBROOK INCOME PROPERTY FUND II | FMV | $48,351 | $48,351 |
| HIGHBROOK INCOME PROPERTY FUND III, LP | FMV | $1,240,913 | $1,240,913 |
| HIGHBROOK PROPERTY FUND IV (MAIN) LP | FMV | $2,697,546 | $2,697,546 |
| HOLT DISTRESSED PROPERTY FUND 2010 | FMV | $472 | $472 |
| HOLT OPPORTUNITY FUND 2013 LP | FMV | $32,702 | $32,702 |
| HOLT OPPORTUNITY IDF, LP | FMV | $59,866 | $59,866 |
| HUNTER POINT CAPITAL INVESTORS (ONSHORE) LP | FMV | $942,336 | $942,336 |
| HYPERPLANE III LP | FMV | $1,092,058 | $1,092,058 |
| HYPERPLANE OPPORTUNITIES I, LP | FMV | $2,330,608 | $2,330,608 |
| IVECO | FMV | $1,000,000 | $1,000,000 |
| IVECO CONVERTIBLE PROMISSORY NOTE | FMV | $290,504 | $290,504 |
| JC FLOWERS III LP | FMV | $58,997 | $58,997 |
| JUNIPER INSURANCE OPPO FUND | FMV | $4,013,353 | $4,013,353 |
| LEGALIST DIP FUND I LP | FMV | $3,127,658 | $3,127,658 |
| LEGALIST DIP OFFSHORE FUND II | FMV | $2,550,906 | $2,550,906 |
| LEGALIST FUND II LP | FMV | $1,741,626 | $1,741,626 |
| LEGALIST FUND III, LP | FMV | $1,767,774 | $1,767,774 |
| M H DAVIDSON & CO. 520 LP | FMV | $132,740,519 | $132,740,519 |
| MADISON RIVER CAPITAL I-A, LP | FMV | $3,168,196 | $3,168,196 |
| MAVERICK LIEN FUND IV | FMV | $459,383 | $459,383 |
| MAVERICK LIEN FUND V | FMV | $548,089 | $548,089 |
| MAVERICK LIEN FUND VI | FMV | $3,183,248 | $3,183,248 |
| MAVERICK LIEN FUND VII | FMV | $341,230 | $341,230 |
| NCH AGRIBUSINESS PARTNERS | FMV | $218,498 | $218,498 |
| NEW CENTURY HOLDINGS XI | FMV | $13,390 | $13,390 |
| NOVUM CAPITAL SPECIAL OPPORTUNITIES FUND II | FMV | $624,838 | $624,838 |
| OEP VIII PROJECT X-WING CO-INVESTMENT PARTNERS, L.P. | FMV | $850,778 | $850,778 |
| ONE EQUITY PARTNERS VI LP | FMV | $1,012,583 | $1,012,583 |
| ONE EQUITY PARTNERS VII LP | FMV | $2,723,733 | $2,723,733 |
| ONE EQUITY PARTNERS VIII LP | FMV | $4,318,944 | $4,318,944 |
| OXY CAPITAL II | FMV | $1,928,363 | $1,928,363 |
| OXY CAPITAL III | FMV | $2,652,619 | $2,652,619 |
| OXY CAPITAL IV LP | FMV | $844,892 | $844,892 |
| PENNYBACKER IV FALCON | FMV | $469,114 | $469,114 |
| PERRY CREEK CAPITAL FUND I | FMV | $81,672 | $81,672 |
| PERRY CREEK CAPITAL FUND II | FMV | $1,438,338 | $1,438,338 |
| PERRY CREEK CAPITAL STRATEGIC PARTNERS LP | FMV | $2,372,220 | $2,372,220 |
| REYNOLDS CHANNEL PARTNRS LP | FMV | $2,096,808 | $2,096,808 |
| RUNBOOKS INC. SAFE NOTE 2024 | FMV | $100,000 | $100,000 |
| SKYE GLOBAL FUND | FMV | $3,924,694 | $3,924,694 |
| SNOW LAKE CHINA OFFSHORE FUND - CLASS C UNRESTRICTED | FMV | $241,877 | $241,877 |
| SUNRIDGE AGRIBUSINESS OPPORTUNITIES III | FMV | $522,214 | $522,214 |
| SUNRIDGE AGRIBUSINESS OPPS I LP | FMV | $1,664,312 | $1,664,312 |
| SUNRIDGE AGRIBUSINESS OPPS II LP | FMV | $2,759,185 | $2,759,185 |
| TENFORE HOLDINGS FUND III LP | FMV | $1,459,285 | $1,459,285 |
| VALINOR PRIVATE CAPITAL PARTNERS LP | FMV | $1,090,111 | $1,090,111 |
| VORTUS FORELAND II CO - INVESTMENT LP | FMV | $89,888 | $89,888 |
| VORTUS FORELAND PE, LLC | FMV | $109,892 | $109,892 |
| VORTUS INVESTMENTS (CAYMAN) LP | FMV | $84,047 | $84,047 |
| VORTUS INVESTMENTS LP | FMV | $229,760 | $229,760 |
| WATERLINE VENTURES II LP | FMV | $831,667 | $831,667 |
| WATERLINE VENTURES III LP | FMV | $1,686,345 | $1,686,345 |
| WATERLINE VENTURES IV, L.P. | FMV | $382,241 | $382,241 |
| WDE THUNDER CV LP | FMV | $369,677 | $369,677 |
| WHITE DEER ENERGY LP II | FMV | $327,199 | $327,199 |
| WHITE DEER ENERGY LP III | FMV | $2,596,422 | $2,596,422 |
| WORK-BENCH KELETHIN LLC | FMV | $288,722 | $288,722 |
| WORK-BENCH VENTURES III LP | FMV | $601,230 | $601,230 |
| WYKEHAM CAPITAL ASIA VALUE FUND LTD - INITIAL | FMV | $2,056,406 | $2,056,406 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | GENERAL GOVERNANCE AND COUNSEL | CategoryTxt |
| Legal Fees | $11,074 | LegalFeesAmt |
| Net Investment Income | $11,074 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | REDEMPTION PROCEEDS RECEIVABLE | Desc |
| BOY Book Value | $6,190 | BOYBookValueAmt |
| EOY Book Value | $170,900 | EOYBookValueAmt |
| EOYFMV | $170,900 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (8 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| ADMIN FEE EXPENSES | $96,136 | $96,136 | $0 | $0 |
| BANK FEES | $63 | $0 | $0 | $63 |
| CHARITABLE EXPENSES | $620 | $0 | $0 | $620 |
| FILING FEES | $3,000 | $0 | $0 | $3,000 |
| INSURANCE | $9,451 | $0 | $0 | $9,451 |
| INVESTMENT EXPENSES | $155,820 | $155,820 | $0 | $0 |
| OFFICE EXPENSES | $9,802 | $0 | $0 | $9,802 |
| COMPUTER EXPENSES | $21,759 | $0 | $0 | $21,759 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| CURRENCY GAIN/LOSS | $5,661 | $5,661 |
| PASS THROUGH INCOME | $8,268,898 | $7,826,256 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN/LOSS - INVESTMENTS | Desc |
| Amt | $20,839,520 | Amt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | JPM MARGIN LOAN | Desc |
| BOY Book Value | $871,290 | BOYBookValueAmt |
| EOY Book Value | $0 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| INVESTMENT AND OTHER CONSULTING | $393,651 | $343,156 | $0 | $50,494 |
| PAYROLL PROCESSING | $2,586 | $0 | $0 | $2,586 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| EXCISE TAX (PF) | $25,000 | $0 | $0 | $0 |
| FOREIGN TAXES | $6,745 | $6,745 | $0 | $0 |
| STATE TAXES | $7,997 | $0 | $0 | $0 |