MIMI AND PETER HAAS FUND: Form 990PF, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- MIMI AND PETER HAAS FUND (EIN 94-6064551)
- Tax period
- 2017-01-01 to 2017-12-31
- Filed
- 2018-10-31
- IRS object ID
- 201843049349100709
- Schema version
- 2017v2.3
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- All Oth Prog Rltd Investments Sch
- Depreciation Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Land Schedule2
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-10-31T12:42:24-05:00 | ReturnTs |
| Tax Period End | 2017-12-31 | TaxPeriodEndDt |
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 946064551 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MIMI AND PETER HAAS FUND | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % ARGONAUT SECURITIES COMPANY | InCareOfNm |
| Business Name Control | MIMI | BusinessNameControlTxt |
| Phone | 4152969249 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 201 FILBERT STREET Suite 5TH FLR | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 941333238 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | LYNN MERZ | PersonNm |
| Person Title | EXECUTIVE DIRECTOR | PersonTitleTxt |
| Phone | 4152969249 | PhoneNum |
| Signature | 2018-10-29 | SignatureDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 155.57.254.1 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Federal Original Submission Id | 94577820183045000000 | FederalOriginalSubmissionId |
| Federal Original Submission Id | 2018-10-31 | FederalOriginalSubmissionIdDt |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 02917CB4E8D35D604E773E5FE1D643813D168107 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | C4D305F0B7BC154D566E0186BFEB5B4DD4C154D2 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2018-06-14 16:35:46Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $206,940,616 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $4,577 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $4,577 | InterestOnSavNetInvstIncmAmt |
| Interest On Savings Adj Net Incm | $0 | InterestOnSavingsAdjNetIncmAmt |
| Dividends Rev And Expnss | $1,282,222 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,282,222 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $0 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $14,589,475 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $8,298,681 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $14,589,475 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $9,094,962 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $748,988 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $0 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $24,971,236 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $16,625,262 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $0 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $298,464 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $298,464 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $406,776 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $406,776 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $209,548 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $209,548 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $4,285 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $2,142 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $2,143 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $231,640 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $158,861 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $70,110 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $2,067,594 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $2,067,594 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $0 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $672,615 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $9,551 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $0 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $255 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $2,952 | DeprecAndDpltnRevAndExpnssAmt |
| Occupancy Rev And Expnss | $250,971 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $0 | OccupancyNetInvstIncmAmt |
| Occupancy Adj Net Incm | $0 | OccupancyAdjNetIncmAmt |
| Occupancy Dsbrs Chrtbl | $269,467 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $6,339 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $6,339 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $1,285 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Printing And Pub Dsbrs Chrtbl | $1,285 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $76,538 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $76,538 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $4,229,007 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $2,238,148 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $1,340,925 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $6,472,467 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $6,529,959 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $10,701,474 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $2,238,148 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $7,870,884 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $14,269,762 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $14,387,114 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $500 | CashBOYAmt |
| Cash EOY | $500 | CashEOYAmt |
| Cash EOYFMV | $500 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $798,120 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $4,003,685 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $4,003,685 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $219,211 | AcctRcvblAmt |
| Acct Rcvbl BOY | $231,234 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $219,211 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $219,211 | AcctRcvblEOYFMVAmt |
| Prepaid Expenses BOY | $226,398 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $0 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $0 | PrepaidExpensesEOYFMVAmt |
| US Government Obligations BOY | $30,862,572 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $26,257,527 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $26,257,527 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $44,989,372 | CorporateStockBOYAmt |
| Corporate Stock EOY | $50,667,107 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $50,667,107 | CorporateStockEOYFMVAmt |
| Invst Land Cost Or Other Basis | $5,550 | InvstLandCostOrOtherBasisAmt |
| Land Bldg Investments BOY | $5,550 | LandBldgInvestmentsBOYAmt |
| Land Bldg Investments EOY | $5,550 | LandBldgInvestmentsEOYAmt |
| Land Bldg Investments EOYFMV | $5,550 | LandBldgInvestmentsEOYFMVAmt |
| Other Investments BOY | $115,457,299 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $125,775,876 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $125,775,876 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $320,938 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $309,778 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $5,007 | LandBOYAmt |
| Land EOY | $11,160 | LandEOYAmt |
| Land EOYFMV | $11,160 | LandEOYFMVAmt |
| Total Assets BOY | $192,576,052 | TotalAssetsBOYAmt |
| Total Assets EOY | $206,940,616 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $206,940,616 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $196,539 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $208,953 | AccountsPayableEOYAmt |
| Grants Payable BOY | $108,750 | GrantsPayableBOYAmt |
| Grants Payable EOY | $51,258 | GrantsPayableEOYAmt |
| Other Liabilities BOY | $217,546 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $357,426 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $522,835 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $617,637 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $192,053,217 | UnrestrictedBOYAmt |
| Unrestricted EOY | $206,322,979 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $192,053,217 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $206,322,979 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $192,576,052 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $206,940,616 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $192,053,217 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $14,269,762 | ExcessRevenueOverExpensesAmt |
| Subtotal | $206,322,979 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $206,322,979 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (45 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gain Or LossGainOrLossAmt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| BAUPOST VALUE PARTNERS IV 26-2208448 | P | $3,705,706 | |||
| FARALLON CAPITAL INST 94-3106323 | P | $1,240,350 | |||
| FR XI ONSHORE AIV 71-1015969 | P | -$184,152 | |||
| GEMINI ISRAEL IV 98-0428414 | $45,396 | ||||
| GENERATION IM GLOBAL EQ. FUND (N/A) | P | $2,054,047 | |||
| JC FLOWERS II 98-0494093 | P | $63 | |||
| HCP WPPE X INVESTORS 26-1278318 | P | $108,765 | |||
| HCP PRIVATE EQUITY 52-2335224 | P | $52,738 | |||
| HCP VF IX INVESTORS 26-1958282 | P | $162,485 | |||
| NATURAL GAS PARTNERS IX 26-0632609 | P | -$126,057 | |||
| WARBURG PINCUS PRIV EQUITY VIII 13-4161869 | P | $115,159 | |||
| HARRIS ASSOCIATES GLOBAL 26-0221909 | P | $1,863,247 | |||
| KHOSLA VENTURES III 26-4049910 | P | $552,041 | |||
| GS MOUNT KELLETT CAP PR (N/A) | P | $13,597 | |||
| KHOSLA VENTURES SEED 26-4754028 | P | -$2,973 | |||
| BASELINE CORE FUND 45-3010611 | D | $10,776 | |||
| STG III A 20-8952445 | P | $2,504,737 | |||
| VARDE FUND XI (B)(FEEDER) 46-2022036 | P | -$47,951 | |||
| WATERSHED CAP INSTITUTIONAL 82-0547075 | D | -$93,236 | |||
| CARMEL PARTNERS III 33-1177003 | P | $454,786 | |||
| HCP MEP H INVESTORS 27-4319591 | P | -$129,156 | |||
| KHOSLA VENTURE SEED B 45-5043024 | P | $40,102 | |||
| KHOSLA VENTURES IV 90-0720388 | P | $96,993 | |||
| WGI EMERGING MARKETS FUND 20-3377269 | P | $225,125 | |||
| 5AM VENTURES IV 46-3926873 | P | -$10 | |||
| GEMINI ISRAEL V 98-0548428 | P | $228,622 | |||
| GENERATION IM CLIMATE SOLUTION FUND(CAYMAN) | P | $197,375 | |||
| HCP CDH V INVESTORS 80-0884122 | P | $70,456 | |||
| ROSEWOOD CAPITAL IV 22-3707169 | P | -$521 | |||
| ROSEWOOD CAPITAL V 14-1948848 | P | -$7,862 | |||
| ROSEWOOD CAPITAL V COBALT AIV 26-2157568 | P | $4,562 | |||
| SRI NINE REIT 77-0677478 | P | $4,264 | |||
| TCV III(Q) LIQUIDATING TRUST 46-7356883 | P | -$195,277 | |||
| VARDE FUND XII (B)(FEEDER) 81-0992297 | P | -$47,224 | |||
| FIRST RESERVE XI-B OFFSHORE AIV | P | $48,140 | |||
| FIRST RESERVE XI ALTERNATIVE C-1 | P | $17,955 | |||
| FIRST RESERVE XI ALTERNATIVE E | P | $118,742 | |||
| JCF II SPECIAL A-1 K 75-3262842 | P | $7,315 | |||
| LBA REALTY FUND III 20-5498217 | P | $355,751 | |||
| QIMING VENTURE PARTNERS IV 98-164224 | P | $29,612 | |||
| QIMING VENTURE PARTNERS V 98-1282573 | P | $41,414 | |||
| NT-CAPITAL GUARDIAN 26-03958(STMT D-1) | P | $171,220 | $331,630 | $160,410 | $171,220 |
| NT- GENERAL ACCOUNT 26-74278(STMT D-2) | P | $191,261 | $191,261 | $0 | $191,261 |
| SCHWAB/GURTIN 20905807(STMT D-3) | P | $15,009 | $7,087,777 | $7,072,768 | $15,009 |
| WELLS FARGO 2009-5273(STMT D-4) | P | $676,083 | $688,013 | $11,930 | $676,083 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $14,589,475 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $6,797,131 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $185,107,784 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.03672 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $9,992,100 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $186,304,951 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.053633 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $8,931,077 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $198,674,181 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.044953 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $12,011,497 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $194,904,327 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.061628 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $7,913,522 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $184,041,838 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.042998 | DistributionYr5Rt |
| Total Distribution | 0.239932 | TotalDistributionRt |
| Average Distribution | 0.047986 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $196,048,605 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $9,407,588 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $143,871 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $9,551,459 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $7,870,884 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $287,742 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $287,742 | SubtotalAmt |
| Tax Based On Investment Income | $287,742 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $276,682 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $76,000 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $352,682 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $2,584 | EsPenaltyAmt |
| Overpayment | $62,356 | OverpaymentAmt |
| Applied To ES Tax | $62,356 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ARGONAUT SECURITIES COMPANY | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 4155014885 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1155 BATTERY STREET | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94111 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Relying Current Ntc Dsstr Asst1 | Yes (X) | RelyingCurrentNtcDsstrAsst1Ind |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | Address Line2USAddress/AddressLine2Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|---|
| MIRIAM L HAAS | |||||||||
| C/O ARGONAUT SECURITIES CO | 1155 BATTERY STREET LS7W | SAN FRANCISCO | CA | 94111 | TRUSTEE/PRESIDENT | 10.0 | $0 | $0 | $0 |
| ARI A LURIE | |||||||||
| C/O ARGONAUT SECURITIES CO | 1155 BATTERY STREET LS7W | SAN FRANCISCO | CA | 94111 | TRUSTEE | 1.0 | $0 | $0 | $0 |
| DANIEL L LURIE | |||||||||
| C/O ARGONAUT SECURITIES CO | 1155 BATTERY STREET LS7W | SAN FRANCISCO | CA | 94111 | TRUSTEE | 1.0 | $0 | $0 | $0 |
| LYNN MERZ | |||||||||
| C/O ARGONAUT SECURITIES CO | 1155 BATTERY STREET LS7W | SAN FRANCISCO | CA | 94111 | EXECUTIVE DIRECTOR/SECRETARY | 40.0 | $298,464 | $51,087 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee BenefitsEmployeeBenefitsAmt | Expense AccountExpenseAccountAmt |
|---|---|---|---|---|---|---|---|---|
| CATHERINE A JONES | ||||||||
| C/O ARGONAUT SECURITIES CO | SAN FRANCISCO | CA | 94111 | EXECUTIVE ASSISTANT | 40.0 | $67,248 | $25,447 | $0 |
| MARTIN D TILZER | ||||||||
| C/O ARGONAUT SECURITIES CO | SAN FRANCISCO | CA | 94111 | FINANCE MANAGER | 40.0 | $89,980 | $25,162 | $0 |
| JENNIFER CURRAN | ||||||||
| C/O ARGONAUT SECURITIES CO | SAN FRANCISCO | CA | 94111 | PROGRAM DIRECTOR | 40.0 | $132,600 | $25,797 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| ARGONAUT SECURITIES COMPANY | |||||
| 1155 BATTERY STTREET LS7FL | SAN FRANCISCO | CA | 94111 | ACCOUNTING SERVICES | $192,938 |
| FARALLON CAPITAL INST PARTNERS | |||||
| ONE MARITIME PLAZA SUITE 2100 | SAN FRANCISCO | CA | 94111 | INVESTMENT ADVISORY | $152,992 |
| HALL CAPITAL PARTNERS LLC | |||||
| ONE MARITIME PLAZA FIFTH FLOOR | SAN FRANCISCO | CA | 94111 | INVESTMENT ADVISORY | $671,348 |
| BAUPOST VALUE PARTNERS IV | |||||
| 10 ST JAMES AVE STE 1700 | BOSTON | MA | 02116 | INVESTMENT ADVISORY | $605,094 |
| HARRIS ASSOCIATES GLOBAL LP | |||||
| 111 SOUTH WACKER DRIVESUITE 4600 | CHICAGO | IL | 60606 | INVESTMENT ADVISORY | $138,057 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 3 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | HOSTING MEETINGS OF NONPROFIT LEADERS AND GRANTMAKERS; SERVICE OF FOUNDATION STAFF ON NONPROFIT BOARDS AND ADVISORY COUNCILS; TECHNICAL ASSISTANCE TO ENCOURAGE PHILANTHROPY. | Description1Txt |
| Expenses1 | $6,430 | Expenses1Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $76,922,390 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,495,139 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $120,616,588 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $199,034,117 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $199,034,117 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $2,985,512 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $196,048,605 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $9,802,430 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $9,802,430 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $287,742 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $144,893 | IncomeTaxAmt |
| Total Tax | $432,635 | TotalTaxAmt |
| Distributable Before Adj | $9,369,795 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $9,369,795 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $9,369,795 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $7,870,884 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $7,870,884 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $7,870,884 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $9,369,795 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2015 | PriorYear1Yr |
| Prior Year2 | 2014 | PriorYear2Yr |
| Prior Year3 | 2013 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr4 | $2,389,192 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $0 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $1,005,160 | ExcessDistributionCyovYr2Amt |
| Total Excess Distribution Cyov | $3,394,352 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $7,870,884 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $7,870,884 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $1,498,911 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $1,498,911 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $1,895,441 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $1,895,441 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $890,281 | ExcessFromYear4Amt |
| Excess From Year3 | $0 | ExcessFromYear3Amt |
| Excess From Year2 | $1,005,160 | ExcessFromYear2Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | EXECUTIVE DIRECTOR | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 201 FILBERT STREET 5TH FLOOR | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94133 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 4152969249 | RecipientPhoneNum |
| Form And Info And Materials | NO PRESCRIBED FORM | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | NONE | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GRANTS PAID DURING YEAR | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PDF GRANTS PAID DURING YEAR | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94133 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | PDF GRANTS PAID DURING YEAR | RecipientRelationshipTxt |
| Grant Or Contribution Purpose | PDF GRANTS PAID DURING YEAR | GrantOrContributionPurposeTxt |
| Amt | $6,529,959 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $6,529,959 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CHILDREN'S COUNCIL OF SAN FRANCISCO | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 445 CHURCH STREET | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94114 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | NONE | RecipientRelationshipTxt |
| Recipient Foundation Status | PC | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | SHARED SERVICES WEBSITE MANAGEMENT | GrantOrContributionPurposeTxt |
| Amt | $51,258 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $51,258 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $4,577 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,282,222 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | $427,156 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $748,988 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $14,589,475 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED APPRECIATION (DEPRECIATION) | Desc |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $7,918,818 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $427,156 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $24,544,080 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $24,971,236 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| ARGONAUT SECURITIES COMPANY | $195,607 | $140,845 | $0 | $52,093 |
| OUTSIDE ACCOUNTING SERVICE | $36,033 | $18,016 | $0 | $18,017 |
All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch
All Other Program Related Invst AllOtherProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | NONE | Desc |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (39 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | Cost Or Other BasisCostOrOtherBasisAmt | Prior Year DepreciationPriorYearDepreciationAmt | Computation MethodComputationMethodTxt | LifeLifeRt | Current Year ExpenseCurrentYearExpenseAmt |
|---|---|---|---|---|---|---|
| FURNITURE 92 | 1992-01-01 | $7,691 | $7,691 | SL | 10 | |
| OFFICE FURN 94 | 1994-01-01 | $98,864 | $98,864 | SL | 10 | |
| ARTWORK 94 | 1994-01-01 | $5,550 | L | |||
| SIDETABLE 95 | 1995-09-15 | $1,606 | $1,606 | SL | 10 | |
| WORKSTATION 95 | 1995-08-24 | $552 | $552 | SL | 10 | |
| CONF TABLE 95 | 1995-11-15 | $924 | $924 | SL | 10 | |
| OFFICE CHAIR 98 | 1998-03-15 | $459 | $459 | SL | 7 | |
| 2 STORAGE CABN 98 | 1998-04-30 | $2,220 | $2,220 | SL | 7 | |
| 4 MERIDIAN FILE 98 | 1998-04-30 | $2,681 | $2,681 | SL | 7 | |
| 2 TABLE DESK 98 | 1998-08-28 | $4,200 | $4,200 | SL | 7 | |
| BOOKCASE 98 | 1998-08-28 | $930 | $930 | SL | 7 | |
| FILE TOP 98 | 1998-08-18 | $350 | $350 | SL | 7 | |
| DISHWASHER 01 | 2001-01-17 | $427 | $427 | SL | 7 | |
| OFFICE CHAIRS 03 | 2003-09-02 | $1,548 | $1,548 | SL | 7 | |
| POWER PNT PROJ 04 | 2004-10-19 | $927 | $927 | SL | 5 | |
| OFFICE FURN 93 | 1993-01-01 | $68,137 | $68,137 | SL | 10 | |
| PHONE SYS 03 | 2003-02-14 | $21,196 | $21,196 | SL | 5 | |
| DOOR PLAQUE 06 | 2006-04-26 | $799 | $799 | SL | 7 | |
| BIZHUB COPIER 08 | 2008-02-05 | $17,924 | $17,924 | SL | 5 | |
| FURNITURE 10 | 2010-07-19 | $1,093 | $1,014 | M7 | 7 | $78 |
| LM CHAIR 10 | 2010-10-15 | $601 | $559 | M7 | 7 | $42 |
| POWEREDGE SERVER11 | 2011-01-25 | $7,586 | $7,586 | SL | 5 | |
| FIREWALL 11 | 2011-04-11 | $2,186 | $2,186 | SL | 5 | |
| SERVER MIG.PROJ.11 | 2011-04-11 | $5,400 | $5,400 | SL | 5 | |
| NEW COMPUTER 12 | 2012-05-23 | $1,145 | $1,050 | SL | 5 | $95 |
| 6 NEW COMPUTERS 12 | 2012-05-23 | $6,851 | $6,279 | SL | 5 | $572 |
| WINDOWS SERVER 12 | 2012-06-21 | $1,120 | $1,008 | SL | 5 | $112 |
| NEW COMPUTER 12 | 2012-06-21 | $2,648 | $2,385 | SL | 5 | $263 |
| SERVER MGMT 12 | 2012-07-10 | $503 | $454 | SL | 5 | $49 |
| COMPUTER INST. 12 | 2012-08-01 | $2,400 | $2,120 | SL | 5 | $280 |
| LENOVO THINKPAD 14 | 2014-01-13 | $1,347 | $807 | SL | 5 | $269 |
| CISCO AIRONET 14 | 2014-01-23 | $396 | $231 | SL | 5 | $79 |
| LOGITECH CAMERA 14 | 2014-07-02 | $1,134 | $567 | SL | 5 | $227 |
| LT VIDEO CONFER.14 | 2014-08-25 | $760 | $355 | SL | 5 | $152 |
| CAMERA SET UP 14 | 2014-08-26 | $786 | $366 | SL | 5 | $157 |
| OFFICE CHAIR 14 | 2014-09-11 | $597 | $198 | SL | 7 | $85 |
| FILING CABINEET 15 | 2015-03-23 | $772 | $193 | SL | 7 | $110 |
| BULLETIN BOARD 15 | 2015-08-17 | $544 | $104 | SL | 7 | $78 |
| 6 NEW COMPUTERS 17 | 2017-10-20 | $9,105 | SL | 5 | $304 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (7 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| G | ||
| GENERAL ACCOUNT 26-74278 | $20,417,041 | $20,417,041 |
| (PDF NT GENERAL ) | ||
| CAPITAL GUARDIAN 26-03958 | $30,250,066 | $30,250,066 |
| (PDF NT CAP GUARDIAN) | ||
| GOLDMAN SACHS XXX-XX445-6 | ||
| (PDF GOLDMAN SACHS) |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $26,257,527 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $26,257,527 | USGovtObligationsEOYFMVAmt |
Investments Land Schedule2 InvestmentsLandSchedule2
Investment Land InvestmentLandGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | ARTWORK 94 | CategoryOrItemTxt |
| Cost Or Other Basis | $5,550 | CostOrOtherBasisAmt |
| Book Value | $5,550 | BookValueAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (64 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 5AM VENTURES IV 46-3926873 | FMV | $1,011,319 | $1,011,319 |
| BASELINE CORE FUND 45-3010611 | FMV | $514,119 | $514,119 |
| FARALLON CAPTL INST 94-3106323 | FMV | $16,126,315 | $16,126,315 |
| FR XI ONSHORE AIV 71-1015969 | FMV | $0 | $0 |
| GEMINI ISRAEL IV 98-0428414 | FMV | $204,080 | $204,080 |
| GEMINI ISRAEL V 98-0548428 | FMV | $2,098,128 | $2,098,128 |
| GENERATION IM GLOBAL EQ FUND | FMV | $18,634,084 | $18,634,084 |
| 27-0114160 | FMV | ||
| HCP WPPE X INVEST 26-1278318 | FMV | $950,754 | $950,754 |
| JC FLOWERS II 98-0494093 | FMV | $245,901 | $245,901 |
| HCP CDH V INVESTORS 80-0884122 | FMV | $985,685 | $985,685 |
| HSH CAYMAN 98-0521559 | FMV | $1,312 | $1,312 |
| VARDE FUNDXIB FEEDER46-2022036 | FMV | $1,101,474 | $1,101,474 |
| JCF II SPECIAL AIV K | FMV | $849 | $849 |
| JW CHILDS EQ III 03-0387301 | FMV | $114 | $114 |
| LBA REALTY FUND III 20-5498217 | FMV | $954,803 | $954,803 |
| OFFIT HALL PRVT EQ 52-2335224 | FMV | $250,019 | $250,019 |
| WGI EMER-G MARKET FD20-3377269 | FMV | $6,540,245 | $6,540,245 |
| NATURAL GAS PARTR IX26-0632609 | FMV | $128,603 | $128,603 |
| POUCHINE COOK CAPII 35-2249258 | FMV | $0 | $0 |
| KHOSLA VENTURE SEEDB45-5043024 | FMV | $413,737 | $413,737 |
| ROSEWOOD CAP V 14-1948848 | FMV | $8,668 | $8,668 |
| STG III A 20-8952445 | FMV | $1,018,744 | $1,018,744 |
| TCV IV 77-0527868 | FMV | $2,056 | $2,056 |
| WARBURG EQ VIII 13-4161869 | FMV | $228,244 | $228,244 |
| ASIA ENVIRONMENTAL PARTNER(NA) | FMV | $1,295,139 | $1,295,139 |
| CARMEL PARTNERS INV FUND III | FMV | $551,975 | $551,975 |
| 33-1177003 | FMV | ||
| HCP VF IX INVESTORS 26-1958282 | FMV | $62,297 | $62,297 |
| JUPITER JCF AIV II SPECIAL | FMV | $197,539 | $197,539 |
| 98-0569851 | FMV | ||
| GENERATION IM CLIMATE SOL(N/A) | FMV | $294,716 | $294,716 |
| GS MOUNT KELLETT CAP (N/A) | FMV | $300,401 | $300,401 |
| WATERSHED CAP INST PARTNERS | FMV | $0 | $0 |
| 82-0547075 | FMV | ||
| ROSEWOOD CAP V COBALT (N/A) | FMV | $0 | $0 |
| SRI NINE REIT 77-0677478 | FMV | $70,932 | $70,932 |
| FR HORIZON AIV (N/A) | FMV | $115,467 | $115,467 |
| BAUPOST VALUE PARTNERS IV | FMV | $42,218,541 | $42,218,541 |
| 26-2208448 | FMV | ||
| KHOSLA VENTURES III 26-4049910 | FMV | $443,935 | $443,935 |
| KHOSLA VENTURES SEED | FMV | $247,105 | $247,105 |
| 26-4754028 | FMV | ||
| ROSEWOOD CAPITAL IV 22-3707169 | FMV | $50,861 | $50,861 |
| HCP CHINA PE2009 FEEDER-CAYMAN | FMV | $819,096 | $819,096 |
| BASELINE INCREASED EXPOSURE FD | FMV | $1,571,987 | $1,571,987 |
| 45-3010715 | FMV | ||
| MOUNT KELLETT CAP PR(CAYMAN)II | FMV | $435,655 | $435,655 |
| 98-0677267 | |||
| HCP MEP H INVESTORS 27-4319591 | FMV | $1,612,038 | $1,612,038 |
| KHOSLA VENTURES IV 90-0720388 | FMV | $1,302,503 | $1,302,503 |
| HARRIS ASSOCIATES GLOBAL | FMV | $18,776,411 | $18,776,411 |
| 26-0221909 | FMV | ||
| QIMING VENTURE PARTNERS IV | FMV | $1,844,585 | $1,844,585 |
| 98-1164224 | FMV | ||
| TCV III(Q) LIQUIDATING TRUST | FMV | $0 | $0 |
| N/A | FMV | ||
| HCP BF 2014 INVESTORS | FMV | $420,309 | $420,309 |
| 30-0827317 | FMV | ||
| 5AM VENTURES V 81-2585295 | FMV | $139,204 | $139,204 |
| THE VARDE FUND XII(B)(FEEDER) | FMV | $942,195 | $942,195 |
| 81-0992297 | FMV | ||
| QIMING VENTURE PARTNERS V | FMV | $643,732 | $643,732 |
| 98-1282573 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (41 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt |
|---|---|---|---|
| FURNITURE 92 | $7,691 | $7,691 | |
| OFFICE FURN 94 | $98,864 | $98,864 | |
| LEASEHOLD IMPR 94 | $30,736 | $30,736 | |
| SIDETABLE 95 | $1,606 | $1,606 | |
| WORKSTATION 95 | $552 | $552 | |
| CONF TABLE 95 | $924 | $924 | |
| LEASEHOLD IMPR 95 | $31,396 | $31,396 | |
| OFFICE CHAIR 98 | $459 | $459 | |
| 2 STORAGE CABN 98 | $2,220 | $2,220 | |
| 4 MERIDIAN FILE 98 | $2,681 | $2,681 | |
| 2 TABLE DESK 98 | $4,200 | $4,200 | |
| BOOKCASE 98 | $930 | $930 | |
| FILE TOP 98 | $350 | $350 | |
| DISHWASHER 01 | $427 | $427 | |
| LEASEHOLD IMPR 03 | $1,530 | $1,530 | |
| OFFICE CHAIRS 03 | $1,548 | $1,548 | |
| POWER PNT PROJ 04 | $927 | $927 | |
| OFFICE FURN 93 | $68,137 | $68,137 | |
| PHONE SYS 03 | $21,196 | $21,196 | |
| DOOR PLAQUE 06 | $799 | $799 | |
| BIZHUB COPIER 08 | $17,924 | $17,924 | |
| FURNITURE 10 | $1,093 | $1,092 | $1 |
| LM CHAIR 10 | $601 | $601 | |
| POWEREDGE SERVER11 | $7,586 | $7,586 | |
| FIREWALL 11 | |||
| SERVER MIG.PROJ.11 | |||
| NEW COMPUTER 12 | |||
| 6 NEW COMPUTERS 12 | |||
| WINDOWS SERVER 12 | $1,120 | $1,120 | |
| NEW COMPUTER 12 | |||
| SERVER MGMT 12 | |||
| COMPUTER INST. 12 | |||
| LENOVO THINKPAD 14 | $1,347 | $1,076 | $271 |
| CISCO AIRONET 14 | $396 | $310 | $86 |
| LOGITECH CAMERA 14 | $1,134 | $794 | $340 |
| LT VIDEO CONFER.14 | $760 | $507 | $253 |
| CAMERA SET UP 14 | $786 | $523 | $263 |
| OFFICE CHAIR 14 | $597 | $283 | $314 |
| FILING CABINEET 15 | $772 | $303 | $469 |
| BULLETIN BOARD 15 | $544 | $182 | $362 |
| 6 NEW COMPUTERS 17 | $9,105 | $304 | $8,801 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $4,285 | LegalFeesAmt |
| Net Investment Income | $2,142 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $2,143 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (13 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| ADMINISTRATIVE CONSULTANTS | $18,384 | $0 | $0 | $18,384 |
| GENERAL LIABILITY INSURANCE | $930 | $0 | $0 | $930 |
| TELEPHONE | $13,654 | $0 | $0 | $13,654 |
| SUPPLIES | $3,053 | $0 | $0 | $3,053 |
| POSTAGE & FREIGHT | $375 | $0 | $0 | $375 |
| MEMBERSHIP FEES | $1,262 | $0 | $0 | $1,262 |
| SERVICE CONTRACT & EQ REPAIR | $26,815 | $0 | $0 | $26,815 |
| EQUIPMENT RENTAL | $1,029 | $0 | $0 | $1,029 |
| MISC ADMIN-RELATED EXPENSES | $2,205 | $0 | $0 | $2,205 |
| MISC GRANT-RELATED EXPENSES | $2,401 | $0 | $0 | $2,401 |
| DIRECT CHARITABLE ACTIVITIES | $6,430 | $0 | $0 | $6,430 |
| SHARED EXPENSES | ||||
| PROFESSIONAL DEVELOPMENT |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (45 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| ORDINARY INCOME FROM PARTNERSHIPS- | |||
| FARALLON CAPITAL INST 94-3106323 | -$9,257 | -$9,257 | $0 |
| FIRST RESERVE XI ONSHORE AIV 71-1015969 | $9,984 | $9,984 | $0 |
| BASELINE INCREASED EXP. 45-3010715 | -$298 | -$298 | $0 |
| GEMINI ISRAEL IV 98-0428414 | -$394 | -$394 | $0 |
| GEMINI ISRAEL V 98-0548428 | -$606 | -$606 | $0 |
| JC FLOWERS II 94-6064551 | $2,599 | $2,599 | $0 |
| BASELINE CORE FUND 45-3010611 | -$933 | -$933 | $0 |
| HCP MEP H INVESTORS 27-4319591 | $112,644 | $112,644 | $0 |
| KHOSLA VENTURE IV 90-0720388 | -$345 | -$345 | $0 |
| GS MOUNT KELLETT CAP PART (N/A) | -$29,030 | -$29,030 | $0 |
| HCP WPPE X INVESTORS 26-1278318 | $3,207 | $3,207 | $0 |
| JW CHILDS EQUITY III 03-0387301 | -$64 | -$64 | $0 |
| KHOSLA VENTURES SEED B 45-5043024 | $19 | $19 | $0 |
| HCP PRIVATE EQUITY 52-2335224 | -$1,500 | -$1,500 | $0 |
| NATURAL GAS PARTNERS IX 26-0632609 | -$3,676 | -$3,676 | $0 |
| 5AM VENTURES IV 46-3926873 | $26 | $26 | $0 |
| POUCHINE COOK CAPITAL II 35-2249258 | |||
| HARRIS ASSOCIATES GLOBAL 26-0221909 | $354,607 | $354,607 | $0 |
| 5AM VENTURES V 81-2585295 | -$919 | -$919 | $0 |
| CARMEL PARTNERS INV FUND III 33-1177003 | -$210,693 | -$210,693 | $0 |
| ROSEWOOD CAPITAL V 14-1948848 | -$1,235 | -$1,235 | $0 |
| STG III A 20-8952445 | $151,473 | $151,473 | $0 |
| TCV III (Q) LIQUIDATING TR 46-7356883 | -$669 | -$669 | $0 |
| TCV IV 77-0527868 | -$186 | -$186 | $0 |
| WARBURG PINCUS PE VIII 13-4161869 | $323 | $323 | $0 |
| VARDE FUND XII(B)(FEEDER)81-0992297 | $71,868 | $71,868 | $0 |
| HCP CDH V INVESTORS 80-0884122 | -$16,303 | -$16,303 | $0 |
| QIMING VENTURE PARTNERS V 98-1282573 | -$3,705 | -$3,705 | $0 |
| VARDE FUND XI(B)(FEEDER)46-2022036 | $109,778 | $109,778 | $0 |
| WGI EM FUND 20-3377269 | $212,348 | $212,348 | $0 |
| GENERATION IM GLOBAL (N/A) | $141,340 | $141,340 | $0 |
| HCP BF 2014 INVESTORS | -$8,411 | -$8,411 | $0 |
| QIMING VENTURE PARTNERS IV | -$5,348 | -$5,348 | $0 |
| ROSEWOOD CAPITAL V COBALT AIV 26-2157568 | -$97 | -$97 | $0 |
| HCP VF IX INVESTORS 26-1958282 | $60,617 | $60,617 | $0 |
| WATERSHED CAPITAL INST 82-0547075 | -$24,986 | -$24,986 | $0 |
| BAUPOST VALUE PARTNERS IV 26-2208448 | $261,690 | $261,690 | $0 |
| KHOSLA VENTURES III 26-4049910 | -$8,430 | -$8,430 | $0 |
| KHOSLA VENTURES SEED 26-4754028 | $11,368 | $11,368 | $0 |
| ROSEWOOD CAPITAL IV 22-3707169 | -$662 | -$662 | $0 |
| OTHER INCOME- | |||
| SECURITIES LITIGATION SETTLEMENTS | |||
| CHANGES IN UNREALZED APPRECIATION | $7,918,818 | $0 | $0 |
| LESS: INVESTMENT PARTNERSHIP NET UBTI | $0 | -$427,156 | $0 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| DEFERRED TAX PAYABLE | $173,440 | $331,816 |
| DEFERRED RENT | $44,106 | $25,610 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (34 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| INVESTMENT ADVISOR & CUSTODIAL | ||||
| FEES- | ||||
| CAPITAL GUARDIAN 26-03958 | $92,155 | $92,155 | $0 | $0 |
| GENERAL ACCOUNT 26-74278 | $6,361 | $6,361 | $0 | $0 |
| KHOSLA VENTURE IV 90-0720388 | $11,341 | $11,341 | $0 | $0 |
| SCHWAB/GURTIN 20905807 | $25,801 | $25,801 | $0 | $0 |
| CARMEL PARTNERS III33-1177003 | $4,841 | $4,841 | $0 | $0 |
| HALL CAPITAL PARTNERS LLC | $671,348 | $671,348 | $0 | $0 |
| FARALLON CAPITAL 94-3106323 | $152,992 | $152,992 | $0 | $0 |
| FR XI ONSHORE AIV 71-1015969 | $86 | $86 | $0 | $0 |
| JC FLOWERS II 94-6064551 | ||||
| GEMINI ISRAEL IV 98-0428414 | ||||
| GEMINI ISRAEL V 98-0548428 | $21,648 | $21,648 | $0 | $0 |
| 5AM VENTURE V 81-2585295 | $24,824 | $24,824 | $0 | $0 |
| GS MOUNT KELLETT CAP PAR.(N/A) | $9,552 | $9,552 | $0 | $0 |
| QIMING VENTURE PR V 98-1282573 | $12,704 | $12,704 | $0 | $0 |
| 5AM VENTURES IV 46-3926873 | $24,980 | $24,980 | $0 | $0 |
| NATURAL GAS IX 26-0632609 | $7,226 | $7,226 | $0 | $0 |
| THE VARDE FUND XII(B)XXX-XX-XXXX | $4,237 | $4,237 | $0 | $0 |
| WATERSHED CAP INSTITUTIONAL | $0 | $0 | $0 | $0 |
| 82-0547075 | ||||
| GENERATION IM GLOBAL (N/A) | $126,742 | $126,742 | $0 | $0 |
| HARRIS ASSTS GL.26-0221909 | $138,057 | $138,057 | $0 | $0 |
| ROSEWOOD CAP V 14-1948848 | $3,283 | $3,283 | $0 | $0 |
| BAUPOST VALUE PRIV 26-2208448 | $605,094 | $605,094 | $0 | $0 |
| QIMING VENTURE PARTNERS IV | $8,431 | $8,431 | $0 | $0 |
| STG III A 20-8952445 | $19,993 | $19,993 | $0 | $0 |
| VARDEFUNDXIB(FEEDER)46-2022036 | $14,925 | $14,925 | $0 | $0 |
| WGI EM FUND 20-3377269 | $68,910 | $68,910 | $0 | $0 |
| KHOSLA VENTURES III26-4049910 | $7,778 | $7,778 | $0 | $0 |
| KHOSLA VENTURES SEED | $3,355 | $3,355 | $0 | $0 |
| 26-4754028 | ||||
| INVESTMENT-RELATED EXPENSES- | ||||
| BANK SERVICE CHARGES | $930 | $930 | $0 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (5 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| STATE TAX AND FILING FEES | $255 | $0 | $0 | $255 |
| FED TAXES (NET EXCISE,UBTI,DEF | $613,180 | $0 | $0 | $0 |
| CALIFORNIA UBTI TAXES | $49,594 | $0 | $0 | $0 |
| FOREIGN TAX WITHHOLDINGS | $9,551 | $9,551 | $0 | $0 |
| UBTI TR TAX FILING PENALITIES | $35 | $0 | $0 | $0 |