THE BOBOLINK FOUNDATION: Form 990PF, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- THE BOBOLINK FOUNDATION (EIN 94-2988627)
- Tax period
- 2017-01-01 to 2017-12-31
- Filed
- 2018-11-08
- IRS object ID
- 201843129349100819
- Schema version
- 2017v2.3
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Distribution From Corpus Election
- Expenditure Responsibility Stmt
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-11-08T13:47:17-06:00 | ReturnTs |
| Tax Period End | 2017-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 364268995 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ROBBINS & ASSOCIATES LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 180 N STETSON AVE STE 2550 | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60601 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 942988627 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BOBOLINK FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | BOBO | BusinessNameControlTxt |
| Phone | 3126091100 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 81294 RALLC TAX DEPT | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60681 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | HENRY M PAULSON JR | PersonNm |
| Person Title | CHAIRMAN | PersonTitleTxt |
| Phone | 3126091100 | PhoneNum |
| Signature | 2018-11-08 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | LINDA M STAWICKI | PreparerPersonNm |
| PTIN | P00749617 | PTIN |
| Phone | 3126091100 | PhoneNum |
| Preparation | 2018-11-08 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 172.87.50.90 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2018-11-08 | IPDt |
| IP Tm | 11:52:44 | IPTm |
| IP Timezone | CS | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 90E494C25A8C589EF910BB02D2B8E134A1097908 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 4E5E34CF6D838BFFC549D440D1AE446BDD02C08B | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2019-02-21 02:37:17Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $265,721,520 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $35,169 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $35,169 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $1,762,913 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,762,913 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,990,994 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $19,296,522 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,990,994 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $2,507,270 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $1,733,518 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $6,296,346 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $5,522,594 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $88,618 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $53,171 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $35,447 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $734,991 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $557,567 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $177,424 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $18,475 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $18,475 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $19,853 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $19,853 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $38 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Dsbrs Chrtbl | $38 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $709 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $709 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $862,684 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $629,213 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $233,471 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $14,366,500 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $12,366,500 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $15,229,184 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $629,213 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $12,599,971 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$8,932,838 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $4,893,381 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $69,475 | CashBOYAmt |
| Cash EOY | $68,975 | CashEOYAmt |
| Cash EOYFMV | $68,975 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $8,767,678 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $4,509,275 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $4,509,275 | SavAndTempCashInvstEOYFMVAmt |
| Other Nts And Loans Rcvbl | $305,000 | OtherNtsAndLoansRcvblAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Other Nts And Loans Rcvbl BOY | $305,000 | OtherNtsAndLoansRcvblBOYAmt |
| Other Nts And Loans Rcvbl EOY | $305,000 | OtherNtsAndLoansRcvblEOYAmt |
| Other Nts And Loans Rcvbl EOYFMV | $305,000 | OtherNtsAndLoansRcvblEOYFMVAmt |
| US Government Obligations BOY | $7,101,329 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $7,097,772 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $6,982,305 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $24,456,533 | CorporateStockBOYAmt |
| Corporate Stock EOY | $23,091,453 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $28,173,316 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $64,009,908 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $59,193,228 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $59,377,451 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $150,997,628 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $152,508,953 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $166,305,198 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $255,707,551 | TotalAssetsBOYAmt |
| Total Assets EOY | $246,774,656 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $265,721,520 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $2,666 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $2,609 | AccountsPayableEOYAmt |
| Total Liabilities BOY | $2,666 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $2,609 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $255,704,885 | CapitalStockBOYAmt |
| Capital Stock EOY | $246,772,047 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $0 | RetainedEarningBOYAmt |
| Retained Earning EOY | $0 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $255,704,885 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $246,772,047 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $255,707,551 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $246,774,656 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $255,704,885 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$8,932,838 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $246,772,047 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $246,772,047 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (5 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| PUBLIC SECURITIES | P | $17,711,275 | $17,305,528 | $405,747 | $405,747 |
| HEDGE FUNDS | P | $583,643 | $583,643 | $583,643 | |
| PASSTHROUGH INVESTMENTS (K-1) | P | $774,259 | $774,259 | $774,259 | |
| PASSTHROUGH INVESTMENTS (OTHER) | P | $107,138 | $107,138 | $107,138 | |
| CAPITAL GAINS DIVIDENDS | P | $120,207 | $120,207 | $120,207 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,990,994 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $13,745,395 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $279,292,629 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.049215 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $10,300,121 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $228,266,031 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.045123 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $29,445,496 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $229,203,107 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.128469 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $22,257,007 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $195,700,613 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.113730 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $19,012,684 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $79,512,963 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.239114 | DistributionYr5Rt |
| Total Distribution | 0.575651 | TotalDistributionRt |
| Average Distribution | 0.115130 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $262,210,706 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $30,188,319 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $48,934 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $30,237,253 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $12,599,971 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $97,868 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $97,868 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $97,868 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $309,604 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $309,604 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $211,736 | OverpaymentAmt |
| Applied To ES Tax | $211,736 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | IL | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | ROBBINS ASSOCIATES LLC | IndividualWithBooksNm |
| Phone | 3126091100 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 180 N STETSON AVE STE 2550 | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60601 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | 0 | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (1) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| HENRY M PAULSON JR | ||||||||
| C/O RALLC 180 N STETSON STE 2550 | CHICAGO | IL | 60601 | TRUSTEE/PART TIME | 0.00 | $0 | $0 | $0 |
| WENDY J PAULSON | ||||||||
| C/O RALLC 180 N STETSON STE 2550 | CHICAGO | IL | 60601 | TRUSTEE/PART TIME | 0.00 | $0 | $0 | $0 |
| HENRY MERRITT PAULSON III | ||||||||
| C/O RALLC 180 N STETSON STE 2550 | CHICAGO | IL | 60601 | TRUSTEE/PART TIME | 0.00 | $0 | $0 | $0 |
| AMANDA CLARK PAULSON | ||||||||
| C/O RALLC 180 N STETSON STE 2550 | CHICAGO | IL | 60601 | TRUSTEE/PART TIME | 0.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| GOLDMAN SACHS & CO | |||||
| 71 S WACKER DRIVE STE 500 | CHICAGO | IL | 60606 | INVESTMENT MANAGEMENT | $555,680 |
| ROBBINS & ASSOCIATES LLC | |||||
| 180 N STETSON AVE STE 2550 | CHICAGO | IL | 60601 | ACCOUNTING AND FINANCIAL SERVICES | $88,618 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $96,180,849 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $6,150,395 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $163,872,518 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $266,203,762 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $266,203,762 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $3,993,056 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $262,210,706 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $13,110,535 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $13,110,535 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $97,868 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $97,868 | TotalTaxAmt |
| Distributable Before Adj | $13,012,667 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $13,012,667 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $13,012,667 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $12,599,971 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $12,599,971 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $12,599,971 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $13,012,667 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $19,039,146 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $15,683,408 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $20,055,519 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $1,795,030 | ExcessDistributionCyovYr2Amt |
| Total Excess Distribution Cyov | $56,573,103 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $12,599,971 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $12,599,971 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $412,696 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $412,696 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $56,160,407 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $18,626,450 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $37,533,957 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $15,683,408 | ExcessFromYear4Amt |
| Excess From Year3 | $20,055,519 | ExcessFromYear3Amt |
| Excess From Year2 | $1,795,030 | ExcessFromYear2Amt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | HENRY M PAULSON JR | ContributingManagerNm |
| Contributing Manager | WENDY J PAULSON | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (63 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| AMERICAN BIRD CONSERVANCY | ||||||
| P O BOX 249 | THE PLAINS | VA | 201980249 | PC | UNRESTRICTED GRANT | $250,000 |
| AMERICAN FRIENDS OF BIRDLIFE INTL | ||||||
| 57 WEST 57TH STREET 4TH FLOOR | NEW YORK | NY | 10019 | PC | HKBWS / CHINA COASTAL WATERBIRD CENSUS | $7,000 |
| AMERICAN FRIENDS OF BIRDLIFE INTL | ||||||
| 57 WEST 57TH STREET 4TH FLOOR | NEW YORK | NY | 10019 | PC | UNRESTRICTED GRANT | $410,000 |
| ASPEN GLOBAL CHANGE INSTITUTE | ||||||
| 104 MIDLAND AVE SUITE 205 | BASALT | CO | 81621 | PC | THE ENERGY PROJECT | $25,000 |
| AUDUBON GREAT LAKES | ||||||
| 17 N STATE ST SUITE 1650 | CHICAGO | IL | 60602 | PC | UNRESTRICTED GRANT | $50,000 |
| BIODIVERSITY FUNDERS GROUP | ||||||
| PO BOX 29361 | SAN FRANCISCO | CA | 94129 | PC | FAB DUES | $5,000 |
| BIRD CONSERVANCY OF THE ROCKIES | ||||||
| 230 CHERRY ST SUITE 150 | FORT COLLINS | CO | 80521 | PC | UNRESTRICTED GRANT | $125,000 |
| BIRDNOTE | ||||||
| PO BOX 99456 | SEATTLE | WA | 98139 | PC | UNRESTRICTED GRANT | $50,000 |
| CAEE | ||||||
| 1536 WYNKOOP ST 314 | DENVER | CO | 80202 | PC | COLORADO ALLIANCE FOR ENVIRONMENTAL EDUCATION | $1,000 |
| CAL-WOOD EDUCATION CENTER | ||||||
| 2282 COUNTY ROAD 87 | JAMESTOWN | CO | 80455 | PC | UNRESTRICTED GRANT | $5,000 |
| CHEETAH CONSERVATION FUND | ||||||
| PO BOX 2496 | ALEXANDRIA | VA | 223010496 | PC | UNRESTRICTED GRANT | $25,000 |
| CHICAGO AUDUBON SOCIETY | ||||||
| 5801 N PULASKI RD C | CHICAGO | IL | 60646 | PC | BIRD THE PRESERVES | $5,000 |
| CITIZENS FOR CONSERVATION | ||||||
| 459 WEST HIGHWAY 22 | BARRINGTON | IL | 60010 | PC | UNRESTRICTED GRANT | $25,000 |
| COASTAL GEORGIA HISTORICAL SOCIETY | ||||||
| PO BOX 21136 | ST SIMONS ISLAND | GA | 31522 | PC | UNRESTRICTED GRANT | $5,000 |
| COMMUNITY FIRST FOUNDATION | ||||||
| 5855 WADSWORTH BYPASS UNIT A | ARVADA | CO | 80003 | PC | CAL-WOOD EDUCATION CENTER | $7,500 |
| CORNELL LAB OF ORNITHOLOGY | ||||||
| 159 SAPSUCKER WOODS ROAD | ITHACA | NY | 14850 | PC | UNRESTRICTED GRANT | $1,050,000 |
| EARTHJUSTICE | ||||||
| 50 CALIFORNIA STREET SUITE 500 | SAN FRANCISCO | CA | 94111 | PC | UNRESTRICTED GRANT | $30,000 |
| ENVIRONMENTAL DEFENSE FUND | ||||||
| 257 PARK AVENUE SOUTH | NEW YORK | NY | 10010 | PC | UNRESTRICTED GRANT | $30,000 |
| ENVIRONMENTAL LAW AND POLICY CENTER | ||||||
| 35 EAST WACKER DRIVE SUITE 1600 | CHICAGO | IL | 606012110 | PC | UNRESTRICTED GRANT | $10,000 |
| FRIENDS OF NACHUSA GRASSLANDS | ||||||
| 8772 S LOWDEN ROAD | FRANKLIN GROVE | IL | 61031 | PC | UNRESTRICTED GRANT | $5,000 |
| FRIENDS OF THE CHICAGO RIVER | ||||||
| 411 S WELLS ST 800 | CHICAGO | IL | 60607 | PC | UNRESTRICTED GRANT | $5,000 |
| FRIENDS OF THE FOREST PRESERVES | ||||||
| 411 S WELLS ST STE 300 | CHICAGO | IL | 60607 | PC | UNRESTRICTED GRANT | $450,000 |
| FRIENDS OF TRYON CREEK | ||||||
| 11321 SW TERWILLIGER BLVD | PORTLAND | OR | 97219 | PC | UNRESTRICTED GRANT | $5,000 |
| GLOBAL GREENGRANTS FUND | ||||||
| 2840 WILDERNESS PLACE SUITE A | BOULDER | CO | 80301 | PC | UNRESTRICTED GRANT | $10,000 |
| GROUNDWORK HUDSON VALLEY | ||||||
| 22 MAIN STREET | YONKERS | NY | 10701 | PC | UNRESTRICTED GRANT | $25,000 |
| INTERNATIONAL CRANE FOUNDATION | ||||||
| E-11376 SHADY LANE ROAD | BARABOO | WI | 53913 | PC | UNRESTRICTED GRANT | $200,000 |
| ISLAND CONSERVATION | ||||||
| 2100 DELAWARE AVE SUITE 1 | SANTA CRUZ | CA | 95060 | PC | UNRESTRICTED GRANT | $100,000 |
| ISLAND PRESS | ||||||
| 2000 M STREET NW 650 | WASHINGTON | DC | 20036 | PC | UNRESTRICTED GRANT | $30,000 |
| KEYSTONE SCIENCE SCHOOL | ||||||
| 1053 SODA RIDGE RD | KEYSTONE | CO | 80435 | PC | UNRESTRICTED GRANT | $15,000 |
| LAND TRUST ALLIANCE | ||||||
| 1250 H STREET NW SUITE 600 | WASHINGTON | DC | 20005 | PC | UNRESTRICTED GRANT | $100,000 |
| MANOMET CENTER FOR CONSERVATION | ||||||
| PO BOX 1770 | MANOMET | MA | 02345 | PC | SHOREBIRD RECOVERY & RED KNOT MONITORING | $175,000 |
| NATIONAL AUDUBON SOCIETY | ||||||
| 159 SAPSUCKER WOODS ROAD | ITHACA | NY | 14850 | PC | PROJECT PUFFIN | $5,000 |
| NATIONAL PARKS CONSERVATION ASSOCIATION | ||||||
| 777 6TH STREET NW SUITE 700 | WASHINGTON | DC | 20001 | PC | UNRESTRICTED GRANT | $30,000 |
| NATIONAL TRUST FOR HISTORIC PRESERVATION | ||||||
| 2600 VIRGINIA AVENUE NW SUITE 1000 | WASHINGTON | DC | 20037 | PC | UNRESTRICTED GRANT | $10,000 |
| NATURE AND CULTURE INTERNATIONAL | ||||||
| 1400 MAIDEN LANE | DEL MAR | CA | 92014 | PC | SANGAY-PODOCARPUS CORRIDOR PROJECT | $35,000 |
| NED SMITH CENTER FOR NATURE AND ART | ||||||
| PO BOX 33 | MILLERSBURG | PA | 17061 | PC | SNOWSTORM | $10,000 |
| ONE HUNDRED MILES | ||||||
| PO BOX 2056 | BRUNSWICK | GA | 31521 | PC | UNRESTRICTED GRANT | $280,000 |
| OPENLANDS | ||||||
| 25 E WASHINGTON STREET | CHICAGO | IL | 60602 | PC | UNRESTRICTED GRANT | $125,000 |
| OSA CONSERVATION | ||||||
| 1012 14TH ST NW 625 | WASHINGTON | DC | 20005 | PC | UNRESTRICTED GRANT | $206,000 |
| OWL RESEARCH INSTITUTE | ||||||
| PO BOX 39 | CHARLO | MT | 59824 | PC | UNRESTRICTED GRANT | $15,000 |
| PANTHERA | ||||||
| 8 WEST 40TH STREET 18TH FLOOR | NEW YORK | NY | 10018 | PC | UNRESTRICTED GRANT | $100,000 |
| RAILS TO TRAILS CONSERVANCY | ||||||
| THE DUKE ELLINGTON BUILDING | WASHINGTON | DC | 20037 | PC | UNRESTRICTED GRANT | $15,000 |
| RARE | ||||||
| 1310 N COURTHOUSE ROAD | ARLINGTON | VA | 22201 | PC | FY2017 | $1,000,000 |
| RESOLVE | ||||||
| 1255 23RD ST NW SUITE 275 | WASHINGTON | DC | 20037 | PC | UNRESTRICTED GRANT | $25,000 |
| ROCKEFELLER PHILANTHROPY ADVISORS | ||||||
| 6 WEST 48TH STREET 10TH FLOOR | NEW YORK | NY | 10036 | PC | RISKY BUSINESS PROJECT | $20,000 |
| SOUTHERN ENVIRONMENTAL LAW CENTER | ||||||
| 201 WEST MAIN STREET SUITE 14 | CHARLOTTESVILLE | VA | 22902 | PC | UNRESTRICTED GRANT | $10,000 |
| ST SIMON'S LAND TRUST | ||||||
| PO BOX 24615 | ST SIMONS ISLAND | GA | 315229981 | PC | LIVE OAK BENEFACTOR | $10,000 |
| STUDENT CONSERVATION ASSOCIATION | ||||||
| NATIONAL CONSERVATION CENTER | CHARLESTOWN | NH | 03603 | PC | UNRESTRICTED GRANT | $50,000 |
| THE FIELD MUSEUM | ||||||
| 75 REMITTANCE DRIVE SUITE 1093 | CHICAGO | IL | 606751093 | PC | CONSERVATION PROGRAMS | $500,000 |
| THE FRESHWATER TRUST | ||||||
| 700 SW TAYLOR STREET | PORTLAND | OR | 97205 | PC | UNRESTRICTED GRANT | $10,000 |
| THE NATURE CONSERVANCY - GEORGIA | ||||||
| 100 PEACHTREE ST NW | ATLANTA | GA | 30303 | PC | GAMBRELL PROJECT | $3,500,000 |
| THE NATURE CONSERVANCY | ||||||
| 4245 N FAIRFAX DRIVE | ARLINGTON | VA | 22203 | PC | UNRESTRICTED GRANT | $1,750,000 |
| THE NATURE CONSERVANCY-OREGON | ||||||
| 821 SE 14TH AVENUE | PORTLAND | OR | 97214 | PC | UNRESTRICTED GRANT | $50,000 |
| THE ORIANNE SOCIETY | ||||||
| 11 OLD FRUITSTAND LANE | TIGER | GA | 30576 | PC | UNRESTRICTED GRANT | $100,000 |
| THE PAULSON INSTITUTE | ||||||
| 5711 S WOODLAWN AVENUE | CHICAGO | IL | 60637 | POF | PER GRANT AGREEMENT | $2,000,000 |
| THE WILDERNESS SOCIETY | ||||||
| 1615 M STREET NW | WASHINGTON | DC | 20036 | PC | UNRESTRICTED GRANT | $50,000 |
| THORNE NATURE EXPERIENCE | ||||||
| PO BOX 19107 | BOULDER | CO | 80308 | PC | UNRESTRICTED GRANT | $40,000 |
| VERMONT CENTER FOR ECOSTUDIES | ||||||
| PO BOX 420 | NORWICH | VT | 05055 | PC | UNRESTRICTED GRANT | $50,000 |
| WELLESLEY COLLEGE | ||||||
| 106 CENTRAL STREET | WELLESLEY | MA | 02481 | PC | ECOLOGY OF PLACE INITIATIVE | $1,000,000 |
| WILD SALMON CENTER | ||||||
| 721 NW NINTH AVE SUITE 300 | PORTLAND | OR | 97209 | PC | UNRESTRICTED GRANT | $10,000 |
| WILDLIFE CONSERVATION FUND | ||||||
| GEORGIA WILDLIFE RESOURCES DIVISION | SOCIAL CIRCLE | GA | 30025 | PC | WEEKEND FOR WILDLIFE - NO GOODS AND SERVICES | $10,000 |
| WILDLIFE CONSERVATION SOCIETY | ||||||
| 2300 SOUTHERN BOULEVARD | BRONX | NY | 10460 | PC | UNRESTRICTED GRANT | $65,000 |
| WORLD WILDLIFE FUND | ||||||
| 1250 24TH STREET NW | WASHINGTON | DC | 200371193 | PC | UNRESTRICTED GRANT | $50,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $14,366,500 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $35,169 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,762,913 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 01 | ExclusionCd |
| Exclusion | $2,507,270 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,990,994 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $6,296,346 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $6,296,346 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FINANCIAL MGMT, PLANNING AND ACCOUNTING | CategoryTxt |
| Amt | $88,618 | Amt |
| Net Investment Income | $53,171 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $35,447 | DisbursementsCharitablePrpsAmt |
Distribution From Corpus Election DistributionFromCorpusElection
| Field | Value | IRS element (for citing) |
|---|---|---|
| Election | PURSUANT TO IRC SEC. 4942(H)(2) AND REG. 53.4942(A)-3(D)(2) , THE ABOVE REFERENCED FOUNDATION HEREBY ELECTS TO TREAT CURRENT YEAR QUALIFYING DISTRIBUTIONS IN EXCESS OF THE IMMEDIATELY PRECEDING TAX YEAR'S UNDISTRIBUTED INCOME AS BEING MADE OUT OF CORPUS.SIGNED:______________________________ DATE: _______________ HENRY M. PAULSON, JR., TRUSTEE | ElectionDesc |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | GrantGrantDt | GrantGrantAmt | Purpose Of GrantPurposeOfGrantTxt | Any Diversion By GranteeAnyDiversionByGranteeTxt | Dates Of Reports By GranteeDatesOfReportsByGranteeTxt | Results Of VerificationResultsOfVerificationTxt |
|---|---|---|---|---|---|---|---|---|---|
| THE PAULSON INSTITUTE | |||||||||
| 401 N MICHIGAN SUITE 1940 | CHICAGO | IL | 60611 | 2015-12-22 | $2,000,000 | THE GRANT IS TO BE USED EXCLUSIVELY FOR THE PURPOSE OF OPERATING AND PROGRAMMIC EXPENDITURES, AS DESCRIBED IN THE PROPOSAL ATTACHED AS EXHIBIT A TO THE EXPENDITURE RESPONSIBILITY AGREEMENT DATED DECEMBER 29, 2014. | NONE | 3/20/16; 5/31/17; 3/29/18 | TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED ON THE REPORT(S) FURNISHED BY THE GRANTEE, IF ANY, NO PART OF THE GRANT HAS BEEN USED FOR ANYTHING OTHER THAN ITS INTENDED PURPOSE. |
| THE PAULSON INSTITUTE | |||||||||
| 401 N MICHIGAN SUITE 1940 | CHICAGO | IL | 60611 | 2016-12-27 | $2,000,000 | THE GRANT IS TO BE USED EXCLUSIVELY FOR THE PURPOSE OF OPERATING AND PROGRAMMIC EXPENDITURES, AS DESCRIBED IN THE PROPOSAL ATTACHED AS EXHIBIT A TO THE EXPENDITURE RESPONSIBILITY AGREEMENT DATED DECEMBER 29, 2014. | NONE | 5/31/2017; 3/29/18 | TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED ON THE REPORT(S) FURNISHED BY THE GRANTEE, IF ANY, NO PART OF THE GRANT HAS BEEN USED FOR ANYTHING OTHER THAN ITS INTENDED PURPOSE. |
| THE PAULSON INSTITUTE | |||||||||
| 401 N MICHIGAN SUITE 1940 | CHICAGO | IL | 60611 | 2017-12-29 | $2,000,000 | THE GRANT IS TO BE USED EXCLUSIVELY FOR THE PURPOSE OF OPERATING AND PROGRAMMIC EXPENDITURES, AS DESCRIBED IN THE PROPOSAL ATTACHED AS EXHIBIT A TO THE EXPENDITURE RESPONSIBILITY AGREEMENT DATED DECEMBER 27, 2017. | NONE | 3/29/18 | TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED ON THE REPORT(S) FURNISHED BY THE GRANTEE, IF ANY, NO PART OF THE GRANT HAS BEEN USED FOR ANYTHING OTHER THAN ITS INTENDED PURPOSE. |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (55 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 200000 KINDER MORGAN ENRGY PART LP 9.0% 02/01/2019 SR LIEN 3JS8Y1 | $206,140 | $221,020 |
| 275000 MERRILL LYNCH & CO., INC. MTN 6.875% 04/25/2018 SER C SR LIEN 3JMR64 | $279,016 | $282,668 |
| 400000 MORGAN STANLEY MTN 6.625% 04/01/2018 SER F SR LIEN 3JM1K1 | $404,328 | $411,009 |
| 450000 FORD MOTOR CREDIT COMPANY LLC 2.551% 10/05/2018 SR LIEN 90UAS3 | $450,000 | $454,052 |
| 500000 AT&T INC 2.8% 02/17/2021 USD SR LIEN 4OYLF6 | $509,232 | $507,426 |
| 500000 MEAD JOHNSON NUTRITION COMPANY 3.0% 11/15/2020 USD SR LIEN 2RNF43 | $499,510 | $509,407 |
| 600000 SANTANDER UK PLC 3.05% 08/23/2018 SER SR LIEN 2WMEO6 | $604,233 | $610,611 |
| 625000 SUMITOMO MITSUI BANKING CORPOR MTN 2.25% 07/11/2019 USD SR LIEN 4XJA9 | $623,569 | $631,422 |
| 650000 PUBLIC SERVICE ENTERPRIS 1.6% 11/15/2019 USD SR LIEN 4J3FS9 | $649,240 | $640,623 |
| 600000 THE CHARLES SCHWAB CORPORATION 4.45% 07/22/2020 USD SR LIEN 3JH2F2 | $631,684 | $644,031 |
| 675000 NORTHROP GRUMMAN CORPORATION 2.55% 10/15/2022 USD SR LIEN AB0UC6 | $674,906 | $673,923 |
| 700000 FIFTH THIRD BANK 1.625% 09/27/2019 USD SER BKNT SR LIEN 4J92Z4 | $698,838 | $694,892 |
| 700000 MEDCO HEALTH SOLUTIONS, INC. 4.125% 09/15/2020 USD SR LIEN 3JHV11 | $720,172 | $734,899 |
| 750000 ABBVIE INC 2.3% 05/14/2021 USD SR LIEN 2WHCR2 | $746,830 | $746,770 |
| 750000 NOVARTIS CAPITAL CORP 2.4% 05/17/2022 USD SR LIEN AB0G2G | $759,064 | $750,295 |
| 750000 PRUDENTIAL FINANCIAL, INC. FRN MTN 08/15/2018 SER FRN USLIB 3MO +78.0 | $750,000 | $754,969 |
| 750000 LOCKHEED MARTIN CORPORATION 2.5% 11/23/2020 USD SR LIEN 22QXM3 | $762,665 | $756,772 |
| 750000 FORD MOTOR CREDIT COMPANY LLC 3.157% 08/04/2020 USD SR LIEN 90NXQ8 | $751,820 | $768,826 |
| 775000 SUMITOMO MITSUI BANKING CORP 2.45% 01/16/2020 USD SR LIEN 9018E1 | $776,814 | $783,951 |
| 800000 THE TORONTO-DOMINION BANK MTN 1.45% 08/13/2019 USD SR LIEN 2WXER5 | $799,928 | $795,135 |
| 875000 U.S. BANCORP FRN MTN 11/15/2018 SER . USLIB 3MO +49.00BP SR LIEN CPN | $875,000 | $879,573 |
| 875000 DIAMOND 1 FINANCE CORPORATION 3.48% 06/01/2019 USD PVT REGS SR LIEN D | $888,503 | $888,501 |
| 900000 ORACLE CORPORATION 1.9% 09/15/2021 USD SR LIEN 2WWWP1 | $898,434 | $890,833 |
| 1000000 STARBUCKS CORPORATION 2.1% 02/04/2021 USD SR LIEN 2D6S09 | $1,015,893 | $1,002,155 |
| 1000000 FISERV, INC. 2.7% 06/01/2020 USD SR LIEN 90GG90 | $1,013,089 | $1,008,500 |
| 1000000 THE HOME DEPOT, INC. 2.25% 09/10/2018 SR LIEN 2DT0L3 | $998,590 | $1,009,798 |
| 1000000 THE TJX COMPANIES, INC. 2.75% 06/15/2021 USD SR LIEN 4XE6Q3 | $1,034,287 | $1,015,262 |
| 1000000 BURLINGTON NORTHERN SANTA FE 3.05% 03/15/2022 USD SR LIEN 01AQG4 | $1,033,473 | $1,029,891 |
| 1050000 BB&T CORPORATION MTN 2.25% 02/01/2019 SER C SR LIEN 4R5911 | $1,050,981 | $1,061,650 |
| 1075000 CVS CAREMARK CORP 2.25% 08/12/2019 USD SR LIEN 4XYFY2 | $1,065,185 | $1,081,093 |
| 1000000 AT&T INC. 5.0% 03/01/2021 USD SER WI SR LIEN 2DTRT7 | $1,078,556 | $1,087,557 |
| 1100000 AMAZON.COM INC 2.6% 12/05/2019 USD SR LIEN 9WMTT4 | $1,097,646 | $1,113,286 |
| 1155000 LEGG MASON, INC. 2.7% 07/15/2019 USD SR LIEN 4XLNZ8 | $1,157,132 | $1,172,695 |
| 1100000 HSBC BANK USA, N.A. 4.875% 08/24/2020 USD SER BKNT SRSUB LIEN 3JHLJ3 | $1,153,226 | $1,182,212 |
| 1225000 MONDELEZ INTERNATIONAL HOLDING 2.0% 10/28/2021 USD PVT REGS SR LIEN | $1,189,940 | $1,195,985 |
| 1200000 KEYBANK NATIONAL ASSOCIATION 1.65% 02/01/2018 SER BKNT SR LIEN 3V97Y | $1,194,720 | $1,207,938 |
| 1225000 FORD MOTOR CREDIT COMPANY LLC 5.0% 05/15/2018 SR LIEN 5MW633 | $1,237,043 | $1,245,297 |
| 1225000 COMCAST CORPORATION 5.875% 02/15/2018 SR LIEN 2TISC0 | $1,230,921 | $1,258,509 |
| 1375000 APPLE INC. 2.1% 05/06/2019 USD SR LIEN 4RVQO5 | $1,380,138 | $1,382,574 |
| 1375000 MEDTRONIC, INC. 2.5% 03/15/2020 USD SER B SR LIEN 902676 | $1,378,905 | $1,393,262 |
| 1450000 IFC MTN 1.625% 07/16/2020 SR LIEN 327TV8 | $1,444,461 | $1,444,922 |
| 1500000 PFIZER INC. 1.95% 06/03/2021 USD SR LIEN 2WMBT8 | $1,497,795 | $1,483,705 |
| 1500000 CAPITAL ONE NA 1.85% 09/13/2019 USD SER BKNT SR LIEN 4J6WS3 | $1,499,955 | $1,493,865 |
| 1500000 MICROSOFT CORPORATION 2.0% 11/03/2020 USD SR LIEN 2RNL87 | $1,498,800 | $1,498,998 |
| 1500000 WAL-MART STORES INC 2.35% 12/15/2022 USD SR LIEN AB0UFV | $1,499,880 | $1,501,687 |
| 1500000 XILINX, INC. 2.125% 03/15/2019 SR LIEN 4RDQZ0 | $1,497,060 | $1,504,600 |
| 1500000 WESTPAC BANKING CORPORATION FRN 07/30/2018 USD USLIB 3MO +74.00BP SR | $1,502,955 | $1,510,601 |
| 1500000 CBS CORP 2.3% 08/15/2019 USD SR LIEN 6VAJI2 | $1,496,700 | $1,511,983 |
| 1500000 INTRCONTINENTALXCHNG GROUP INC 2.5% 10/15/2018 SR LIEN 2DYUT2 | $1,501,538 | $1,513,768 |
| 1500000 COMPASS BANK 2.75% 09/29/2019 USD SER BKNT SR LIEN 6VMOW9 | $1,486,185 | $1,514,697 |
| 1500000 ORACLE CORPORATION 5.75% 04/15/2018 SR LIEN 3JM691 | $1,517,149 | $1,535,398 |
| 1800000 FHLB 1.375% 02/18/2021 06LP50 | $1,791,072 | $1,768,878 |
| 2000000 FHLB 1.125% 07/14/2021 2PB9Q9 | $1,990,140 | $1,943,998 |
| 2200000 CISCO SYSTEMS, INC. 1.4% 09/20/2019 USD SR LIEN 4J80R6 | $2,197,558 | $2,185,695 |
| 2500000 FEDERAL HOME LOAN BANK SYSTEM 1.75% 06/12/2020 SER 5I-2020 SR LIEN 4 | $2,502,329 | $2,485,384 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (207 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| CORPORATE STOCKS | $17,197 | $0 |
| 874 FCB FINANCIAL HOLDINGS INC CMN FCB | $34,603 | $44,399 |
| 516 3M COMPANY CMN MMM | $71,012 | $121,451 |
| 931 ABM INDUSTRIES INC CMN ABM | $25,715 | $35,101 |
| 3074 ACCO BRANDS CORPORATION CMN ACCO | $39,982 | $37,264 |
| 733 ACUITY BRANDS, INC. CMN AYI | $134,624 | $129,008 |
| 1718 AEGION CORPORATION CMN AEGN | $35,445 | $43,689 |
| 704 AETNA INC. CMN AET | $76,027 | $126,995 |
| 1869 AIR LEASE CORPORATION CMN AL | $53,166 | $89,880 |
| 10496 AIRBUS S.E. ADR CMN EADSY | $245,966 | $261,529 |
| 84 ALPHABET INC. CMN CLASS A GOOGL | $46,673 | $88,486 |
| 332 ALPHABET INC. CMN CLASS C GOOG | $321,518 | $347,405 |
| 84 ALPHABET INC. CMN CLASS C GOOG | $46,524 | $87,898 |
| 234 AMAZON.COM INC CMN AMZN | $73,810 | $273,656 |
| 1130 AMC NETWORKS INC. CMN AMCX | $62,931 | $61,110 |
| 656 AMERICAN CAPITAL MORTGAGE INVESTMENT CORP. CMN | $11,989 | $12,136 |
| 4950 AMERISOURCEBERGEN CORPORATION CMN ABC | $389,304 | $454,509 |
| 1195 ANALOG DEVICES, INC. CMN ADI | $96,998 | $106,391 |
| 391 ANIXTER INTERNATIONAL INC CMN AXE | $33,604 | $29,716 |
| 964 ANSYS, INC. CMN ANSS | $82,469 | $142,277 |
| 1003 ANTHEM, INC. CMN ANTM | $157,751 | $225,685 |
| 3170 ANWORTH MORTGAGE ASSET CORP CMN ANH | $13,563 | $17,252 |
| 2721 ARES COMMERCIAL REAL ESTATE CO CMN ACRE | $35,871 | $35,339 |
| 380 ASPEN INSURANCE HOLDINGS LTD CMN AHL | $15,777 | $15,428 |
| 2183 ASSURED GUARANTY LTD. CMN AGO | $57,996 | $73,938 |
| 1271 ATHENAHEALTH, INC. CMN ATHN | $171,972 | $169,094 |
| 309 AUTOZONE, INC. CMN AZO | $183,552 | $219,813 |
| 1980 AXALTA COATING SYSTEMS LTD. CMN AXTA | $63,342 | $63,495 |
| 4011 AXIS CAPITAL HOLDINGS LIMITED CMN AXS | $216,946 | $201,593 |
| 1868 BANKUNITED INC CMN BKU | $66,743 | $76,065 |
| 1669 BEACON ROOFING SUPPLY, INC. CMN BECN | $66,418 | $106,415 |
| 1026 BELDEN INC CMN BDC | $74,117 | $79,176 |
| 1158 BLACKSTONE MORTGAGE TRUST INC CMN BXMT | $34,279 | $37,934 |
| 2167 BMC STOCK HOLDINGS INC CMN BMCH | $40,014 | $54,825 |
| 654 BOOZ ALLEN HAMILTON HOLDING CORPORATION CMN BAH | $13,620 | $24,937 |
| 2788 BROOKS AUTOMATION INC CMN BRKS | $35,166 | $66,494 |
| 258 CABOT CORP. CMN CBT | $12,991 | $15,890 |
| 792 CAMBREX CORPORATION CMN CBM | $39,489 | $38,016 |
| 4029 CARDINAL HEALTH, INC. CMN CAH | $282,016 | $246,857 |
| 3062 CBRE GROUP, INC. CMN CLASS A CBRE | $98,307 | $132,615 |
| 1313 CERNER CORPORATION CMN CERN | $73,873 | $88,483 |
| 758 CHATHAM LODGING TR CMN CLDT | $17,174 | $17,245 |
| 648 CHEMED CORP CMN CHE | $49,275 | $157,477 |
| 207 CHEMED CORP CMN CHE | $17,387 | $50,305 |
| 1883 CIENA CORPORATION CMN CIEN | $38,824 | $39,411 |
| 2791 CISCO SYSTEMS, INC. CMN CSCO | $61,681 | $106,895 |
| 173 COHERENT INC. CMN COHR | $12,632 | $48,824 |
| 963 COLUMBIA BKG SYS INC CMN COLB | $26,683 | $41,833 |
| 1018 CONVERGYS CORPORATION CMN | $24,510 | $23,923 |
| 480 COOPER TIRE & RUBBER CO. CMN CTB | $16,147 | $16,968 |
| 663 COSTAR GROUP, INC. CMN CSGP | $120,380 | $196,708 |
| 154 CURTISS-WRIGHT CORP CMN CW | $9,653 | $18,765 |
| 5871 CVS HEALTH CORP CMN CVS | $471,055 | $425,648 |
| 8322 CYS INVESTMENTS INC CMN | $61,636 | $66,826 |
| 909 DICKS SPORTING GOODS INC CMN DKS | $26,768 | $26,125 |
| 822 DRIL-QUIP, INC. CMN DRQ | $42,626 | $39,209 |
| 1466 ECOLAB INC. CMN ECL | $154,324 | $196,878 |
| 352 ENERGIZER HOLDINGS, INC. CMN ENR | $15,897 | $16,889 |
| 1214 ENERSYS CMN ENS | $83,292 | $84,531 |
| 825 ENGILITY HLDGS INC CMN EGL | $26,428 | $23,405 |
| 1769 ESSENT GROUP LTD. CMN ESNT | $33,736 | $76,810 |
| 945 EVEREST RE GROUP LTD CMN RE | $162,919 | $209,091 |
| 2595 EVOLENT HEALTH, INC. CMN CLASS A EVH | $63,841 | $31,919 |
| 2452 EXTRACTION OIL & GAS INC CMN XOG | $39,213 | $35,088 |
| 3742 FASTENAL COMPANY CMN FAST | $159,837 | $204,650 |
| 1433 FERRO CORPORATION CMN FOE | $22,378 | $33,804 |
| 4514 FERROGLOBE PLC CMN GSM | $53,262 | $73,127 |
| 143 FIRST CITIZENS BANKSHARES CL A CMN CLASS A FCNCA | $33,901 | $57,629 |
| 647 FIRST MERCHANTS CORPORATION CMN FRME | $25,748 | $27,213 |
| 643 FIRST MIDWEST BANCORP INC DEL CMN FMBI | $14,882 | $15,438 |
| 860 FIRSTCASH INC CMN FCFS | $37,262 | $58,007 |
| 1824 FISERV, INC. CMN FISV | $106,110 | $239,181 |
| 2270 FIVE BELOW INC CMN FIVE | $85,703 | $150,546 |
| 639 FOOT LOCKER, INC. CMN FL | $19,062 | $29,956 |
| 1104 FORUM ENERGY TECHNOLOGIES INC CMN FET | $15,612 | $17,167 |
| 562 FRESH DEL MONTE PRODUCE INC. ORDINARY SHARES FDP | $27,476 | $26,791 |
| 883 FTI CONSULTING, INC. CMN FCN | $35,299 | $37,804 |
| 1183 GARDNER DENVER HOLDINGS, INC. CMN GDI | $27,768 | $40,139 |
| 4941 GENTEX CORP CMN GNTX | $79,815 | $103,514 |
| 59526 GKN PLC SPONSORED ADR CMN | $231,460 | $257,212 |
| 841 GLOBAL INDEMNITY PUBLIC LIMITE CMN GBLI | $23,249 | $35,117 |
| 2341 GLOBANT S.A. CMN GLOB | $94,280 | $108,763 |
| 2709 GRAND CANYON EDUCATION, INC. CMN LOPE | $120,261 | $242,537 |
| 596 GRANITE CONSTRUCTION INC. CMN GVA | $22,138 | $37,503 |
| 824 GRANITE POINT MORTGAGE TRUST I CMN GPMT | $0 | $14,618 |
| 7714 GRAPHIC PACKAGING HLDGCO CMN GPK | $76,607 | $119,181 |
| 215 GROUP 1 AUTOMOTIVE, INC. CMN GPI | $15,949 | $15,259 |
| 1552 GULFPORT ENERGY CORP (NEW) CMN GPOR | $32,495 | $19,804 |
| 869 HANMI FINANCIAL CORPORATION CMN HAFC | $22,721 | $26,374 |
| 645 HANOVER INSURANCE GROUP INC CMN THG | $51,220 | $69,712 |
| 2737 HEALTHCARE SVCS GROUP INC CMN HCSG | $71,635 | $144,295 |
| 1727 HEICO CORPORATION (NEW) CMN HEI | $80,620 | $162,942 |
| 1082 HENRY SCHEIN INC COMMON STOCK HSIC | $97,775 | $75,610 |
| 412 HILLENBRAND, INC. CMN HI | $12,010 | $18,416 |
| 1731 HILTON WORLDWIDE HOLDINGS INC. CMN HLT | $73,509 | $138,238 |
| 754 HURON CONSULTING GROUP INC. CMN HURN | $27,562 | $30,499 |
| 401 ICON PUBLIC LIMITED COMPANY CMN ICLR | $29,581 | $44,972 |
| 3396 IHS MARKIT LTD CMN INFO | $111,660 | $153,329 |
| 207 INFINITY PROPERTY AND CASUALTY CMN | $15,142 | $21,942 |
| 4680 INOVALON HOLDINGS, INC. CMN CLASS A INOV | $84,101 | $70,200 |
| 1228 INSIGHT ENTERPRISES INC CMN NSIT | $29,433 | $47,020 |
| 503 INTEGRA LIFESCIENCES HOLDING CORPORATION IART | $14,347 | $24,074 |
| 1662 INTERCONTINENTAL HOTELS GROUP PLC CMN IHG | $66,421 | $105,554 |
| 722 INTL.FLAVORS & FRAGRANCE CMN IFF | $85,156 | $110,184 |
| 2641 JAGGED PEAK ENERGY INC. CMN JAG | $38,060 | $41,675 |
| 110 JONES LANG LASALLE INCORPORATE CMN JLL | $10,999 | $16,382 |
| 686 KAR AUCTION SERVICES, INC. CMN KAR | $20,416 | $34,650 |
| 3953 KOSMOS ENERGY LTD. CMN KOS | $25,104 | $27,078 |
| 1446 LA Z BOY CHAIR CO CMN LZB | $37,992 | $45,115 |
| 509 LCI INDUSTRIES INC. CMN LCII | $27,096 | $66,170 |
| 1104 LIFEPOINT HEALTH INC CMN LPNT | $64,459 | $54,979 |
| 749 LITHIA MOTORS INC CL-A CMN CLASS A LAD | $64,833 | $85,079 |
| 2512 LKQ CORPORATION CMN LKQ | $80,073 | $102,163 |
| 6402 MAIDEN HOLDINGS, LTD. CMN MHLD | $73,599 | $42,253 |
| 2260 MASTERCARD INCORPORATED CMN CLASS A MA | $199,631 | $342,074 |
| 813 MAXIMUS INC CMN MMS | $35,787 | $58,195 |
| 2232 MCKESSON CORPORATION CMN MCK | $351,491 | $348,080 |
| 1942 MEDNAX INC CMN MD | $103,095 | $103,780 |
| 7031 MFA FINANCIAL INC CMN MFA | $50,630 | $55,686 |
| 3221 MICROSOFT CORPORATION CMN MSFT | $117,007 | $275,524 |
| 638 MINERALS TECHNOLOGIES INC. CMN MTX | $33,147 | $43,926 |
| 839 MOODY'S CORPORATION CMN MCO | $89,604 | $123,845 |
| 1937 NATIONAL GENERAL HOLDINGS CORP CMN NGHC | $42,096 | $38,043 |
| 4077 NATIONAL INSTRUMENTS CORP CMN NATI | $117,207 | $169,726 |
| 14663 NATIONAL OILWELL VARCO INC COMMON STOCK CMN NOV | $534,989 | $528,161 |
| 4387 NAVIENT CORPORATION CMN NAVI | $45,402 | $58,435 |
| 1850 NAVIGANT CONSULTING INC CMN NCI | $32,339 | $35,909 |
| 414 NAVIGATORS GROUP INC CMN NAVG | $12,926 | $20,162 |
| 1233 NCR CORPORATION CMN NCR | $39,108 | $41,910 |
| 1861 NELNET, INC. CMN CLASS A NNI | $66,861 | $101,946 |
| 957 NEOGEN CORP CMN NEOG | $41,940 | $78,675 |
| 553 NETGEAR, INC. CMN NTGR | $19,754 | $32,489 |
| 1336 NORTHERN TRUST CORP CMN NTRS | $117,586 | $133,453 |
| 254025.926 OAKMARK INTERNATIONAL FUND INVESTOR CLASS MUTUAL FUND OAKIX | $6,479,983 | $7,257,521 |
| 782 OLIN CORPORATION CMN OLN | $15,678 | $27,824 |
| 1038 ON-ASSIGNMENT INC CMN | $46,532 | $66,712 |
| 14376 ORACLE CORPORATION CMN ORCL | $591,190 | $679,697 |
| 708 O'REILLY AUTOMOTIVE, INC. CMN ORLY | $145,154 | $170,302 |
| 1630 OWENS-ILLINOIS INC CMN OI | $39,187 | $36,137 |
| 690 PARKER-HANNIFIN CORP. CMN PH | $78,213 | $137,710 |
| 326 PEAPACK GLADSTONE FINANCIAL CO CMN PGC | $11,166 | $11,417 |
| 465 POLYONE CORP CMN POL | $15,297 | $20,228 |
| 341 PORTLAND GENERAL ELECTRIC CO CMN POR | $15,221 | $15,543 |
| 2389 PQ GROUP HOLDINGS INC. CMN PQG | $41,103 | $39,299 |
| 2870 PRA GROUP INC CMN PRAA | $112,431 | $95,284 |
| 494 PRA GROUP INC CMN PRAA | $12,343 | $16,401 |
| 621 PRAXAIR, INC. CMN PX | $80,382 | $96,056 |
| 74 PRICELINE GROUP INC/THE CMN | $128,568 | $128,593 |
| 2214 PROTO LABS INC CMN PRLB | $151,070 | $228,042 |
| 5039 QORVO, INC. CMN QRVO | $313,746 | $335,597 |
| 3503 RADIAN GROUP INC. CMN RDN | $50,477 | $72,197 |
| 4704 RECKITT BENCKISER GROUP PLC SPONSORED ADR CMN RBGLY | $84,142 | $88,059 |
| 6130 RITCHIE BROS. AUCTIONEERS INC CMN RBA | $155,147 | $183,471 |
| 3092 ROCHE HOLDING AG ADR B SHS(NOM CHF 100) VAL 224.184 RHHBY | $110,506 | $97,766 |
| 4147 ROLLINS INC. CMN ROL | $82,454 | $192,960 |
| 2575 RPX CORPORATION CMN | $42,702 | $34,608 |
| 1713 RSP PERMIAN, INC. CMN | $44,575 | $69,685 |
| 784 S&P GLOBAL INC. CMN SPGI | $91,532 | $132,810 |
| 4411 SABRE CORPORATION CMN SABR | $121,321 | $90,426 |
| 1785 SALESFORCE.COM, INC CMN CRM | $138,403 | $182,481 |
| 748 SCHOLASTIC CORPORATION CMN SCHL | $28,118 | $30,002 |
| 1301 SCHWEITZER-MAUDUIT INTERNATION CMN SWM | $52,114 | $59,013 |
| 1094 SELECT MEDICAL HOLDINGS CORP CMN SEM | $13,489 | $19,309 |
| 2009 SKECHERS USA INC CL-A CMN CLASS A SKX | $42,686 | $76,021 |
| 3166 SKYWORKS SOLUTIONS, INC. CMN SWKS | $295,387 | $300,541 |
| 13051 SLM CORPORATION CMN SLM | $86,372 | $147,476 |
| 781 SNAP-ON INC CMN SNA | $128,924 | $136,128 |
| 3154 SS&C TECHNOLOGIES HOLDINGS, IN CMN SSNC | $129,647 | $127,674 |
| 3166 STARBUCKS CORP. CMN SBUX | $120,520 | $181,823 |
| 2974 STARWOOD PROPERTY TRUST, INC. CMN STWD | $62,792 | $64,073 |
| 3079 STATE STREET CORPORATION (NEW) CMN STT | $183,004 | $300,612 |
| 1461 STEVEN MADDEN LTD CMN SHOO | $47,473 | $68,229 |
| 1577 STIFEL FINANCIAL CORP CMN SF | $58,146 | $93,926 |
| 378 STND MOTOR PROD INC CL-A CMN SMP | $15,959 | $16,976 |
| 3701 SUNCOKE ENERGY INC CMN SXC | $33,520 | $44,375 |
| 13995 SWISS RE LTD SPONSORED ADR CMN SSREY | $317,578 | $327,609 |
| 2119 SYKES ENTERPRISES, INCORPORATE CMN SYKE | $46,457 | $66,643 |
| 790 SYNEOS HEALTH, INC. CMN | $31,499 | $34,444 |
| 325 SYNNEX CORPORATION CMN SNX | $22,715 | $44,184 |
| 298 TEMPUR SEALY INTERNATIONAL INC CMN TPX | $16,094 | $18,682 |
| 1275 TETRA TECH INC (NEW) CMN TTEK | $32,373 | $61,391 |
| 4070 THE BANK OF NY MELLON CORP CMN BK | $145,598 | $219,210 |
| 382 TRINSEO S.A. CMN TSE | $26,728 | $27,733 |
| 1685 TTEC HOLDINGS, INC. CMN | $42,643 | $67,821 |
| 982 TUTOR PERINI CORPORATION CMN TPC | $24,601 | $24,894 |
| 4350 TWO HARBORS INVESTMENT CORP. CMN TWO | $66,283 | $70,731 |
| 576 TYLER TECHNOLOGIES INC CMN TYL | $98,893 | $101,981 |
| 774 ULTIMATE SOFTWARE GROUP INC CMN ULTI | $116,929 | $168,910 |
| 1842 UNITED NATURAL FOODS INC CMN UNFI | $103,349 | $90,755 |
| 718 UNITED TECHNOLOGIES CORPORATIO CMN UTX | $80,039 | $91,595 |
| 782 UNITEDHEALTH GROUP INCORPORATE CMN UNH | $78,350 | $172,400 |
| 628 UNIVERSAL CORPORATION CMN UVV | $33,716 | $32,970 |
| 1042 VALIDUS HOLDINGS, LTD. CMN | $54,033 | $48,891 |
| 2335 VALVOLINE INC. CMN VVV | $51,866 | $58,515 |
| 1605 VEEVA SYSTEMS INC CMN VEEV | $59,539 | $88,724 |
| 1817 VERISK ANALYTICS, INC. CMN VRSK | $123,167 | $174,432 |
| 3064 VISA INC. CMN CLASS A V | $204,088 | $349,357 |
| 1009 VISA INC. CMN CLASS A V | $100,890 | $115,046 |
| 2030 WALGREENS BOOTS ALLIANCE, INC. CMN WBA | $156,796 | $147,419 |
| 1642 WALKER & DUNLOP, INC. CMN WD | $39,597 | $77,995 |
| 1754 WASHINGTON FEDERAL INC CMN WAFD | $40,684 | $60,075 |
| 1520 WESCO INTERNATIONAL INC. CMN WCC | $87,477 | $103,588 |
| 1166 WEST PHARMACEUTICAL SERVICES INC WST | $107,153 | $115,049 |
| 43 WHITE MTNS INS GROUP LTD CMN WTM | $37,791 | $36,605 |
| 2212 WILDHORSE RESOURCE DEVELOPMENT CORPORATION WRD | $31,850 | $40,723 |
| 3191 WORLD FUEL SERVICES CORP CMN INT | $135,624 | $89,795 |
| 1383 WPP PLC ADR CMN WPP | $124,260 | $125,244 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $7,097,772 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $6,982,305 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (27 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ARTISAN: ALPHA PLUS ADV 2 | FMV | $8,073,217 | $10,528,122 |
| BDT CAPITAL ANNEX FUND I (TE) | FMV | $10,799,359 | $12,740,242 |
| BDT CAPITAL FUND II (TE) LP | FMV | $2,853,746 | $3,501,515 |
| BRIDGEWATER OPTIMAL PORTFOLIO | FMV | $100,000,000 | $105,851,647 |
| BROAD STREET RE CREDIT PTRS III | FMV | $167,620 | $166,751 |
| CORPORATE CREDIT INVESTMENT STRAT | FMV | $5,000,000 | $5,170,840 |
| DISTRESSED MANAGERS III OFFSHORE HOLDINGS | AT COST | $584,756 | $584,756 |
| DISTRESSED OPPORTUNITIES II EMPL FUND LP | FMV | $186,645 | $55,334 |
| ENERGY INVESTMENT OPPORTUNITIES | FMV | $984,921 | $1,556,151 |
| ENERGY PRIVATE EQUITY MANAGERS (CONC) OFFSHORE LP | AT COST | $889,672 | $889,672 |
| GLOBAL ATLANTIC | FMV | $2,331,375 | $1,598,945 |
| GLOBAL LONG SHORT PARTNERS (FKA GSIP) | FMV | $2,955,494 | $3,638,234 |
| GS CAP PART 2000 EMPLOYEE FUND | FMV | $0 | $18,733 |
| GS CAP PARTNERS VI, LP | FMV | $701,058 | $839,341 |
| GS GLOBAL EQUITY LONG/SHORT CL B | FMV | $2,928,538 | $4,245,008 |
| GS GLOBAL OPPORTUNITIES FUND OFFSHORE CL A2 | FMV | $2,797,298 | $4,470,573 |
| GS MEZZANINE PARTNERS V OFFSHORE | AT COST | $78,611 | $78,611 |
| H.E. TUCSON JV, LLC | AT COST | $1,353,754 | $1,353,754 |
| LSV: NON-US EQUITY LLC | FMV | $6,049,101 | $6,646,068 |
| LIBERTY HARBOR/LIBERTY HARBOR II | FMV | $0 | $59,493 |
| STONE ST. PEP TECH FUND 2000 | FMV | $5,458 | $37,580 |
| VINTAGE FUND V OFFSHORE HOLDINGS, LP | AT COST | $366,227 | $366,227 |
| VINTAGE II EMPLOYEE FUND LP | FMV | $54,098 | $40,421 |
| VINTAGE VII | AT COST | $698,521 | $698,521 |
| WHITEALL PARALLEL GLOBAL REAL ESTATE LP 2007 | FMV | $635,227 | $333,696 |
| UNSETTLED TRADES | AT COST | $384,761 | $384,761 |
| MOUNT KELLETT CAPITAL PARTNERS (CAYMAN) CORPORATE ACCESS LP | FMV | $1,629,496 | $450,202 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FILING FEES | $500 | $0 | $500 |
| IL ANNUAL FEE | $15 | $0 | $15 |
| BANK FEES | $95 | $0 | $95 |
| TECHNOLOGY | $99 | $0 | $99 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| PASSTHROUGH INVESTMENTS (K-1) | $1,399,564 | $1,399,564 | $1,399,564 |
| PASSTHROUGH INVESTMENTS (OTHER) | $326,671 | $326,671 | $326,671 |
| NONDIVIDEND DISTRIBUTIONS | $23,752 | $0 | $23,752 |
| OTHER INVESTMENT INCOME | $7,283 | $7,283 | $7,283 |
| REFUND OF EXCISE TAX | $750,000 | $0 | $750,000 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT MANAGEMENT FEES | $557,567 | $557,567 | $0 |
| CONSULTING FEES | $177,424 | $0 | $177,424 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FOREIGN TAX PAID | CategoryTxt |
| Amt | $18,475 | Amt |
| Net Investment Income | $18,475 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |