MIMI AND PETER HAAS FUND: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- MIMI AND PETER HAAS FUND (EIN 94-6064551)
- Tax period
- 2016-01-01 to 2016-12-31
- Filed
- 2017-11-13
- IRS object ID
- 201713179349102121
- Schema version
- 2016v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- All Oth Prog Rltd Investments Sch
- Depreciation Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Land Schedule2
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-11-13T15:34:02-06:00 | ReturnTs |
| Tax Period End | 2016-12-31 | TaxPeriodEndDt |
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 946064551 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MIMI AND PETER HAAS FUND | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % ARGONAUT SECURITIES COMPANY | InCareOfNm |
| Business Name Control | MIMI | BusinessNameControlTxt |
| Phone | 4152969249 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 201 FILBERT STREET FIFTH FLOOR | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 941333238 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | LYNN MERZ | PersonNm |
| Person Title | EXECUTIVE DIRECTOR | PersonTitleTxt |
| Phone | 4152969249 | PhoneNum |
| Signature | 2017-11-09 | SignatureDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 155.57.254.1 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Federal Original Submission Id | 94577820173175000000 | FederalOriginalSubmissionId |
| Federal Original Submission Id | 2017-11-13 | FederalOriginalSubmissionIdDt |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 02917CB4E8D35D604E773E5FE1D643813D168107 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | C4D305F0B7BC154D566E0186BFEB5B4DD4C154D2 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2018-03-14 21:41:22Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $192,576,052 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $200 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $200 | InterestOnSavNetInvstIncmAmt |
| Interest On Savings Adj Net Incm | $0 | InterestOnSavingsAdjNetIncmAmt |
| Dividends Rev And Expnss | $1,234,610 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,234,610 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $0 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $3,683,824 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $5,857,295 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $3,683,824 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $12,083,620 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $3,019,965 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $0 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $17,002,254 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $7,938,599 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $0 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $306,029 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $306,029 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $354,898 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $354,898 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $189,841 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $189,841 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $2,110 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $1,055 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $1,055 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $225,757 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $134,051 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $67,458 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $1,943,825 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $1,943,825 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $0 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $307,170 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $3,102 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $0 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $160 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $4,840 | DeprecAndDpltnRevAndExpnssAmt |
| Occupancy Rev And Expnss | $241,107 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $0 | OccupancyNetInvstIncmAmt |
| Occupancy Adj Net Incm | $0 | OccupancyAdjNetIncmAmt |
| Occupancy Dsbrs Chrtbl | $257,130 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $5,213 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $5,213 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $1,905 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Printing And Pub Dsbrs Chrtbl | $1,905 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $69,913 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $69,913 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $3,652,608 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $2,082,033 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $1,253,602 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $5,652,279 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $5,543,529 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $9,304,887 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $2,082,033 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $6,797,131 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $7,697,367 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $5,856,566 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $500 | CashBOYAmt |
| Cash EOY | $500 | CashEOYAmt |
| Cash EOYFMV | $500 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $1,524,263 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $798,120 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $798,120 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $231,234 | AcctRcvblAmt |
| Acct Rcvbl BOY | $1,685,043 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $231,234 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $231,234 | AcctRcvblEOYFMVAmt |
| Prepaid Expenses BOY | $101,000 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $226,398 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $226,398 | PrepaidExpensesEOYFMVAmt |
| US Government Obligations BOY | $32,156,342 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $30,862,572 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $30,862,572 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $42,456,912 | CorporateStockBOYAmt |
| Corporate Stock EOY | $44,989,372 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $44,989,372 | CorporateStockEOYFMVAmt |
| Invst Land Cost Or Other Basis | $5,550 | InvstLandCostOrOtherBasisAmt |
| Land Bldg Investments BOY | $5,550 | LandBldgInvestmentsBOYAmt |
| Land Bldg Investments EOY | $5,550 | LandBldgInvestmentsEOYAmt |
| Land Bldg Investments EOYFMV | $5,550 | LandBldgInvestmentsEOYFMVAmt |
| Other Investments BOY | $106,640,530 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $115,457,299 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $115,457,299 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $332,966 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $327,959 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $9,847 | LandBOYAmt |
| Land EOY | $5,007 | LandEOYAmt |
| Land EOYFMV | $5,007 | LandEOYFMVAmt |
| Total Assets BOY | $184,579,987 | TotalAssetsBOYAmt |
| Total Assets EOY | $192,576,052 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $192,576,052 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $171,472 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $196,539 | AccountsPayableEOYAmt |
| Grants Payable EOY | $108,750 | GrantsPayableEOYAmt |
| Other Liabilities BOY | $52,665 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $217,546 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $224,137 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $522,835 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $184,355,850 | UnrestrictedBOYAmt |
| Unrestricted EOY | $192,053,217 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $184,355,850 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $192,053,217 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $184,579,987 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $192,576,052 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $184,355,850 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $7,697,367 | ExcessRevenueOverExpensesAmt |
| Subtotal | $192,053,217 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $192,053,217 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (40 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gain Or LossGainOrLossAmt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| BAUPOST VALUE PARTNERS IV 26-2208448 | P | $1,542,242 | |||
| FARALLON CAPITAL INST 94-3106323 | P | -$45,146 | |||
| FR XI ONSHORE AIV 71-1015969 | P | -$248,607 | |||
| GEMINI ISRAEL IV 98-0428414 | P | $23,383 | |||
| GENERATION IM GLOBAL EQ. FUND (N/A) | P | $1,165,798 | |||
| JC FLOWERS II 98-0494093 | P | -$11,363 | |||
| HCP WPPE X INVESTORS 26-1278318 | P | $98,872 | |||
| JW CHILDS EQUITY III 03-0387301 | P | $218 | |||
| HCP PRIVATE EQUITY 52-2335224 | P | $43,170 | |||
| HCP VF IX INVESTORS 26-1958282 | P | $39,377 | |||
| NATURAL GAS PARTNERS IX 26-0632609 | P | $29,858 | |||
| WARBURG PINCUS PRIV EQUITY VIII 13-4161869 | P | -$18,181 | |||
| POUCHINE COOK CAPII 35-2249258 | P | -$249,392 | |||
| HARRIS ASSOCIATES GLOBAL 26-0221909 | P | -$12,763 | |||
| KHOSLA VENTURES III 26-4049910 | P | $23,748 | |||
| GS MOUNT KELLETT CAP PR (N/A) | P | $24,945 | |||
| KHOSLA VENTURES SEED 26-4754028 | P | -$8,901 | |||
| BASELINE CORE FUND 45-3010611 | P | -$25,476 | |||
| STG III A 20-8952445 | P | -$299,715 | |||
| VARDE FUND XI (B)(FEEDER) 46-2022036 | P | $24,988 | |||
| WATERSHED CAP INSTITUTIONAL 82-0547075 | P | $62 | |||
| CARMEL PARTNERS III 33-1177003 | P | $218,173 | |||
| HCP MEP H INVESTORS 27-4319591 | P | $218,233 | |||
| KHOSLA VENTURE SEED B 45-5043024 | P | -$3,731 | |||
| KHOSLA VENTURES IV 90-0720388 | P | -$16,671 | |||
| WGI EMERGING MARKETS FUND 20-3377269 | P | -$284,280 | |||
| 5AM VENTURES IV 46-3926873 | P | -$4,218 | |||
| GEMINI ISRAEL V 98-0548428 | P | $302,524 | |||
| GENERATION IM CLIMATE SOLUTION FUND(CAYMAN) | P | $65,160 | |||
| HCP CDH V INVESTORS 80-0884122 | P | $4,179 | |||
| ROSEWOOD CAPITAL IV 22-3707169 | P | $1,812 | |||
| ROSEWOOD CAPITAL V 14-1948848 | P | $13,487 | |||
| ROSEWOOD CAPITAL V COBALT AIV 26-2157568 | P | $7,278 | |||
| SRI NINE REIT 77-0677478 | P | $104,847 | |||
| TCV IV 77-0527868 | P | -$760 | |||
| TCV III(Q) LIQUIDATING TRUST 46-7356883 | P | -$217 | |||
| VARDE FUND XII (B)(FEEDER) 81-0992297 | P | $13,398 | |||
| NT-CAPITAL GUARDIAN 26-03958(STMT D-1) | P | $473,058 | $943,424 | $470,366 | $473,058 |
| SCHWAB/GURTIN 20905807(STMT D-2) | P | $3,571 | $4,409,850 | $4,406,279 | $3,571 |
| WELLS FARGO 2009-5273(STMT D-3) | P | $470,864 | $504,021 | $33,157 | $470,864 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $3,683,824 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $9,992,100 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $186,304,951 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.053633 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $8,931,077 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $198,674,181 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.044953 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $12,011,497 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $194,904,327 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.061628 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $7,913,522 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $184,041,838 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.042998 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $11,548,569 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $191,508,650 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.060303 | DistributionYr5Rt |
| Total Distribution | 0.263515 | TotalDistributionRt |
| Average Distribution | 0.052703 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $185,107,784 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $9,755,736 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $58,566 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $9,814,302 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $6,797,131 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $117,131 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $117,131 | SubtotalAmt |
| Tax Based On Investment Income | $117,131 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $125,408 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $125,408 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $595 | EsPenaltyAmt |
| Overpayment | $7,682 | OverpaymentAmt |
| Applied To ES Tax | $7,682 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ARGONAUT SECURITIES COMPANY | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 4155014885 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1155 BATTERY STREET | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94111 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | Address Line2USAddress/AddressLine2Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|---|
| MIRIAM L HAAS | |||||||||
| C/O ARGONAUT SECURITIES CO | 1155 BATTERY STREET LS7W | SAN FRANCISCO | CA | 94111 | TRUSTEE/PRESIDENT | 10.0 | $0 | $0 | $0 |
| ARI A LURIE | |||||||||
| C/O ARGONAUT SECURITIES CO | 1155 BATTERY STREET LS7W | SAN FRANCISCO | CA | 94111 | TRUSTEE | 1.0 | $0 | $0 | $0 |
| DANIEL L LURIE | |||||||||
| C/O ARGONAUT SECURITIES CO | 1155 BATTERY STREET LS7W | SAN FRANCISCO | CA | 94111 | TRUSTEE | 1.0 | $0 | $0 | $0 |
| LYNN MERZ | |||||||||
| C/O ARGONAUT SECURITIES CO | 1155 BATTERY STREET LS7W | SAN FRANCISCO | CA | 94111 | EXECUTIVE DIRECTOR/SECRETARY | 40.0 | $306,029 | $51,426 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee BenefitsEmployeeBenefitsAmt | Expense AccountExpenseAccountAmt |
|---|---|---|---|---|---|---|---|---|
| CATHERINE A JONES | ||||||||
| C/O ARGONAUT SECURITIES CO | SAN FRANCISCO | CA | 94111 | EXECUTIVE ASSISTANT | 40.0 | $76,891 | $23,059 | $0 |
| MARTIN D TILZER | ||||||||
| C/O ARGONAUT SECURITIES CO | SAN FRANCISCO | CA | 94111 | FINANCE MANAGER | 40.0 | $110,659 | $25,099 | $0 |
| SEPTEMBER JARRETT | ||||||||
| C/O ARGONAUT SECURITIES CO | SAN FRANCISCO | CA | 94111 | PROGRAM DIRECTOR | 40.0 | $79,027 | $11,518 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| ARGONAUT SECURITIES COMPANY | |||||
| 1155 BATTERY STTREET LS7FL | SAN FRANCISCO | CA | 94111 | ACCOUNTING SERVICES | $166,486 |
| FARALLON CAPITAL INST PARTNERS | |||||
| ONE MARITIME PLAZA SUITE 2100 | SAN FRANCISCO | CA | 94111 | INVESTMENT ADVISORY | $142,722 |
| HALL CAPITAL PARTNERS LLC | |||||
| ONE MARITIME PLAZA FIFTH FLOOR | SAN FRANCISCO | CA | 94111 | INVESTMENT ADVISORY | $645,306 |
| BAUPOST VALUE PARTNERS IV | |||||
| 10 ST JAMES AVE STE 1700 | BOSTON | MA | 02116 | INVESTMENT ADVISORY | $552,990 |
| HARRIS ASSOCIATES GLOBAL LP | |||||
| 111 SOUTH WACKER DRIVESUITE 4600 | CHICAGO | IL | 60606 | INVESTMENT ADVISORY | $107,341 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 3 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | HOSTING MEETINGS OF NONPROFIT LEADERS AND GRANTMAKERS; SERVICE OF FOUNDATION STAFF ON NONPROFIT BOARDS AND ADVISORY COUNCILS; TECHNICAL ASSISTANCE TO ENCOURAGE PHILANTHROPY. | Description1Txt |
| Expenses1 | $9,143 | Expenses1Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $75,370,668 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,507,101 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $111,048,915 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $187,926,684 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $187,926,684 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $2,818,900 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $185,107,784 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $9,255,389 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $9,255,389 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $117,131 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $13,114 | IncomeTaxAmt |
| Total Tax | $130,245 | TotalTaxAmt |
| Distributable Before Adj | $9,125,144 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $9,125,144 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $9,125,144 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $6,797,131 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $6,797,131 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $6,797,131 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $9,125,144 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2014 | PriorYear1Yr |
| Prior Year2 | 2013 | PriorYear2Yr |
| Prior Year3 | 2012 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $2,098,568 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $0 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $2,618,637 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $0 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $1,005,160 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $5,722,365 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $6,797,131 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $6,797,131 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $2,328,013 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $2,328,013 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $3,394,352 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $3,394,352 | ExcessDistriCyovToNextYrAmt |
| Excess From Year3 | $2,389,192 | ExcessFromYear3Amt |
| Excess From Year2 | $0 | ExcessFromYear2Amt |
| Excess From Year1 | $1,005,160 | ExcessFromYear1Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | EXECUTIVE DIRECTOR | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 201 FILBERT STREET 5TH FLOOR | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94133 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 4152969249 | RecipientPhoneNum |
| Form And Info And Materials | NO PRESCRIBED FORM | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | NONE | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GRANTS PAID DURING YEAR | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PDF GRANTS PAID DURING YEAR | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94133 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | PDF GRANTS PAID DURING YEAR | RecipientRelationshipTxt |
| Grant Or Contribution Purpose | PDF GRANTS PAID DURING YEAR | GrantOrContributionPurposeTxt |
| Amt | $5,543,529 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $5,543,529 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | TEACH FOR AMERICA | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 940 HOWARD STREET | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94103 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | NONE | RecipientRelationshipTxt |
| Recipient Foundation Status | PC | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | GENERAL OPERATING SUPPORT | GrantOrContributionPurposeTxt |
| Amt | $108,750 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $108,750 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $200 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,234,610 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | $109,457 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $3,019,965 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $3,683,824 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED APPRECIATION (DEPRECIATION) | Desc |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $8,954,198 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $109,457 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $16,892,797 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $17,002,254 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| ARGONAUT SECURITIES COMPANY | $190,734 | $116,540 | $0 | $49,946 |
| OUTSIDE ACCOUNTING SERVICE | $35,023 | $17,511 | $0 | $17,512 |
All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch
All Other Program Related Invst AllOtherProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | NONE | Desc |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (38 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | Cost Or Other BasisCostOrOtherBasisAmt | Prior Year DepreciationPriorYearDepreciationAmt | Computation MethodComputationMethodTxt | LifeLifeRt | Current Year ExpenseCurrentYearExpenseAmt |
|---|---|---|---|---|---|---|
| FURNITURE 92 | 1992-01-01 | $7,691 | $7,691 | SL | 10 | |
| OFFICE FURN 94 | 1994-01-01 | $98,864 | $98,864 | SL | 10 | |
| ARTWORK 94 | 1994-01-01 | $5,550 | L | |||
| SIDETABLE 95 | 1995-09-15 | $1,606 | $1,606 | SL | 10 | |
| WORKSTATION 95 | 1995-08-24 | $552 | $552 | SL | 10 | |
| CONF TABLE 95 | 1995-11-15 | $924 | $924 | SL | 10 | |
| OFFICE CHAIR 98 | 1998-03-15 | $459 | $459 | SL | 7 | |
| 2 STORAGE CABN 98 | 1998-04-30 | $2,220 | $2,220 | SL | 7 | |
| 4 MERIDIAN FILE 98 | 1998-04-30 | $2,681 | $2,681 | SL | 7 | |
| 2 TABLE DESK 98 | 1998-08-28 | $4,200 | $4,200 | SL | 7 | |
| BOOKCASE 98 | 1998-08-28 | $930 | $930 | SL | 7 | |
| FILE TOP 98 | 1998-08-18 | $350 | $350 | SL | 7 | |
| DISHWASHER 01 | 2001-01-17 | $427 | $427 | SL | 7 | |
| OFFICE CHAIRS 03 | 2003-09-02 | $1,548 | $1,548 | SL | 7 | |
| POWER PNT PROJ 04 | 2004-10-19 | $927 | $927 | SL | 5 | |
| OFFICE FURN 93 | 1993-01-01 | $68,137 | $68,137 | SL | 10 | |
| PHONE SYS 03 | 2003-02-14 | $21,196 | $21,196 | SL | 5 | |
| DOOR PLAQUE 06 | 2006-04-26 | $799 | $799 | SL | 7 | |
| BIZHUB COPIER 08 | 2008-02-05 | $17,924 | $17,924 | SL | 5 | |
| FURNITURE 10 | 2010-07-19 | $1,093 | $858 | M7 | 7 | $156 |
| LM CHAIR 10 | 2010-10-15 | $601 | $473 | M7 | 7 | $86 |
| POWEREDGE SERVER11 | 2011-01-25 | $7,586 | $7,459 | SL | 5 | $127 |
| FIREWALL 11 | 2011-04-11 | $2,186 | $2,076 | SL | 5 | $110 |
| SERVER MIG.PROJ.11 | 2011-04-11 | $5,400 | $5,130 | SL | 5 | $270 |
| NEW COMPUTER 12 | 2012-05-23 | $1,145 | $821 | SL | 5 | $229 |
| 6 NEW COMPUTERS 12 | 2012-05-23 | $6,851 | $4,909 | SL | 5 | $1,370 |
| WINDOWS SERVER 12 | 2012-06-21 | $1,120 | $784 | SL | 5 | $224 |
| NEW COMPUTER 12 | 2012-06-21 | $2,648 | $1,855 | SL | 5 | $530 |
| SERVER MGMT 12 | 2012-07-10 | $503 | $353 | SL | 5 | $101 |
| COMPUTER INST. 12 | 2012-08-01 | $2,400 | $1,640 | SL | 5 | $480 |
| LENOVO THINKPAD 14 | 2014-01-13 | $1,347 | $538 | SL | 5 | $269 |
| CISCO AIRONET 14 | 2014-01-23 | $396 | $152 | SL | 5 | $79 |
| LOGITECH CAMERA 14 | 2014-07-02 | $1,134 | $340 | SL | 5 | $227 |
| LT VIDEO CONFER.14 | 2014-08-25 | $760 | $203 | SL | 5 | $152 |
| CAMERA SET UP 14 | 2014-08-26 | $786 | $209 | SL | 5 | $157 |
| OFFICE CHAIR 14 | 2014-09-11 | $597 | $113 | SL | 7 | $85 |
| FILING CABINEET 15 | 2015-03-23 | $772 | $83 | SL | 7 | $110 |
| BULLETIN BOARD 15 | 2015-08-17 | $544 | $26 | SL | 7 | $78 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (7 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| G | ||
| GENERAL ACCOUNT 26-74278 | $16,039,031 | $16,039,031 |
| (PDF NT GENERAL ) | ||
| CAPITAL GUARDIAN 26-03958 | $28,950,341 | $28,950,341 |
| (PDF NT CAP GUARDIAN) | ||
| GOLDMAN SACHS XXX-XX445-6 | ||
| (PDF GOLDMAN SACHS) |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $30,862,572 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $30,862,572 | USGovtObligationsEOYFMVAmt |
Investments Land Schedule2 InvestmentsLandSchedule2
Investment Land InvestmentLandGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | ARTWORK 94 | CategoryOrItemTxt |
| Cost Or Other Basis | $5,550 | CostOrOtherBasisAmt |
| Book Value | $5,550 | BookValueAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (64 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 5AM VENTURES IV 46-3926873 | FMV | $414,069 | $414,069 |
| BASELINE CORE FUND 45-3010611 | FMV | $326,826 | $326,826 |
| FARALLON CAPTL INST 94-3106323 | FMV | $14,872,256 | $14,872,256 |
| FR XI ONSHORE AIV 71-1015969 | FMV | $47,616 | $47,616 |
| GEMINI ISRAEL IV 98-0428414 | FMV | $348,861 | $348,861 |
| GEMINI ISRAEL V 98-0548428 | FMV | $1,891,761 | $1,891,761 |
| GENERATION IM GLOBAL EQ FUND | FMV | $13,879,563 | $13,879,563 |
| 27-0114160 | FMV | ||
| HCP WPPE X INVEST 26-1278318 | FMV | $1,031,074 | $1,031,074 |
| JC FLOWERS II 98-0494093 | FMV | $196,278 | $196,278 |
| HCP CDH V INVESTORS 80-0884122 | FMV | $631,044 | $631,044 |
| HSH CAYMAN 98-0521559 | FMV | $1,403 | $1,403 |
| VARDE FUNDXIB FEEDER46-2022036 | FMV | $1,256,455 | $1,256,455 |
| JCF II SPECIAL AIV K | FMV | $20,632 | $20,632 |
| JW CHILDS EQ III 03-0387301 | FMV | $178 | $178 |
| LBA REALTY FUND III 20-5498217 | FMV | $1,082,343 | $1,082,343 |
| OFFIT HALL PRVT EQ 52-2335224 | FMV | $335,607 | $335,607 |
| WGI EMER-G MARKET FD20-3377269 | FMV | $5,080,381 | $5,080,381 |
| NATURAL GAS PARTR IX26-0632609 | FMV | $238,484 | $238,484 |
| POUCHINE COOK CAPII 35-2249258 | FMV | $0 | $0 |
| KHOSLA VENTURE SEEDB45-5043024 | FMV | $346,974 | $346,974 |
| ROSEWOOD CAP V 14-1948848 | FMV | $120,674 | $120,674 |
| STG III A 20-8952445 | FMV | $2,115,068 | $2,115,068 |
| TCV IV 77-0527868 | FMV | $1,693 | $1,693 |
| WARBURG EQ VIII 13-4161869 | FMV | $341,428 | $341,428 |
| ASIA ENVIRONMENTAL PARTNER(NA) | FMV | $1,373,717 | $1,373,717 |
| CARMEL PARTNERS INV FUND III | FMV | $759,799 | $759,799 |
| 33-1177003 | FMV | ||
| HCP VF IX INVESTORS 26-1958282 | FMV | $320,751 | $320,751 |
| JUPITER JCF AIV II SPECIAL | FMV | $199,718 | $199,718 |
| 98-0569851 | FMV | ||
| GENERATION IM CLIMATE SOL(N/A) | FMV | $630,616 | $630,616 |
| GS MOUNT KELLETT CAP (N/A) | FMV | $426,780 | $426,780 |
| WATERSHED CAP INST PARTNERS | FMV | $596,264 | $596,264 |
| 82-0547075 | FMV | ||
| ROSEWOOD CAP V COBALT (N/A) | FMV | $13,588 | $13,588 |
| SRI NINE REIT 77-0677478 | FMV | $87,438 | $87,438 |
| FR HORIZON AIV (N/A) | FMV | $178,411 | $178,411 |
| BAUPOST VALUE PARTNERS IV | FMV | $42,503,806 | $42,503,806 |
| 26-2208448 | FMV | ||
| KHOSLA VENTURES III 26-4049910 | FMV | $744,483 | $744,483 |
| KHOSLA VENTURES SEED | FMV | $285,189 | $285,189 |
| 26-4754028 | FMV | ||
| ROSEWOOD CAPITAL IV 22-3707169 | FMV | $52,044 | $52,044 |
| HCP CHINA PE2009 FEEDER-CAYMAN | FMV | $946,163 | $946,163 |
| BASELINE INCREASED EXPOSURE FD | FMV | $1,406,506 | $1,406,506 |
| 45-3010715 | FMV | ||
| MOUNT KELLETT CAP PR(CAYMAN)II | FMV | $478,863 | $478,863 |
| 98-0677267 | |||
| HCP MEP H INVESTORS 27-4319591 | FMV | $1,611,979 | $1,611,979 |
| KHOSLA VENTURES IV 90-0720388 | FMV | $1,080,462 | $1,080,462 |
| HARRIS ASSOCIATES GLOBAL | FMV | $14,812,942 | $14,812,942 |
| 26-0221909 | FMV | ||
| QIMING VENTURE PARTNERS IV | FMV | $1,304,913 | $1,304,913 |
| 98-1164224 | FMV | ||
| TCV III(Q) LIQUIDATING TRUST | FMV | $85,433 | $85,433 |
| N/A | FMV | ||
| HCP BF 2014 INVESTORS | FMV | $235,398 | $235,398 |
| 30-0827317 | FMV | ||
| 5AM VENTURES V 81-2585295 | FMV | $44,931 | $44,931 |
| THE VARDE FUND XII(B)(FEEDER) | FMV | $469,491 | $469,491 |
| 81-0992297 | FMV | ||
| QIMING VENTURE PARTNERS V | FMV | $226,946 | $226,946 |
| 98-1282573 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (40 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt |
|---|---|---|---|
| FURNITURE 92 | $7,691 | $7,691 | |
| OFFICE FURN 94 | $98,864 | $98,864 | |
| LEASEHOLD IMPR 94 | $30,736 | $30,736 | |
| SIDETABLE 95 | $1,606 | $1,606 | |
| WORKSTATION 95 | $552 | $552 | |
| CONF TABLE 95 | $924 | $924 | |
| LEASEHOLD IMPR 95 | $31,396 | $31,396 | |
| OFFICE CHAIR 98 | $459 | $459 | |
| 2 STORAGE CABN 98 | $2,220 | $2,220 | |
| 4 MERIDIAN FILE 98 | $2,681 | $2,681 | |
| 2 TABLE DESK 98 | $4,200 | $4,200 | |
| BOOKCASE 98 | $930 | $930 | |
| FILE TOP 98 | $350 | $350 | |
| DISHWASHER 01 | $427 | $427 | |
| LEASEHOLD IMPR 03 | $1,530 | $1,530 | |
| OFFICE CHAIRS 03 | $1,548 | $1,548 | |
| POWER PNT PROJ 04 | $927 | $927 | |
| OFFICE FURN 93 | $68,137 | $68,137 | |
| PHONE SYS 03 | $21,196 | $21,196 | |
| DOOR PLAQUE 06 | $799 | $799 | |
| BIZHUB COPIER 08 | $17,924 | $17,924 | |
| FURNITURE 10 | $1,093 | $1,014 | $79 |
| LM CHAIR 10 | $601 | $559 | $42 |
| POWEREDGE SERVER11 | $7,586 | $7,586 | |
| FIREWALL 11 | $2,186 | $2,186 | |
| SERVER MIG.PROJ.11 | $5,400 | $5,400 | |
| NEW COMPUTER 12 | $1,145 | $1,050 | $95 |
| 6 NEW COMPUTERS 12 | $6,851 | $6,279 | $572 |
| WINDOWS SERVER 12 | $1,120 | $1,008 | $112 |
| NEW COMPUTER 12 | $2,648 | $2,385 | $263 |
| SERVER MGMT 12 | $503 | $454 | $49 |
| COMPUTER INST. 12 | $2,400 | $2,120 | $280 |
| LENOVO THINKPAD 14 | $1,347 | $807 | $540 |
| CISCO AIRONET 14 | $396 | $231 | $165 |
| LOGITECH CAMERA 14 | $1,134 | $567 | $567 |
| LT VIDEO CONFER.14 | $760 | $355 | $405 |
| CAMERA SET UP 14 | $786 | $366 | $420 |
| OFFICE CHAIR 14 | $597 | $198 | $399 |
| FILING CABINEET 15 | $772 | $193 | $579 |
| BULLETIN BOARD 15 | $544 | $104 | $440 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $2,110 | LegalFeesAmt |
| Net Investment Income | $1,055 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $1,055 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (13 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| ADMINISTRATIVE CONSULTANTS | $17,398 | $0 | $0 | $17,398 |
| GENERAL LIABILITY INSURANCE | $851 | $0 | $0 | $851 |
| TELEPHONE | $11,133 | $0 | $0 | $11,133 |
| SUPPLIES | $3,404 | $0 | $0 | $3,404 |
| POSTAGE & FREIGHT | $279 | $0 | $0 | $279 |
| MEMBERSHIP FEES | $2,150 | $0 | $0 | $2,150 |
| SERVICE CONTRACT & EQ REPAIR | $20,583 | $0 | $0 | $20,583 |
| EQUIPMENT RENTAL | $1,063 | $0 | $0 | $1,063 |
| MISC ADMIN-RELATED EXPENSES | $2,539 | $0 | $0 | $2,539 |
| MISC GRANT-RELATED EXPENSES | $1,927 | $0 | $0 | $1,927 |
| DIRECT CHARITABLE ACTIVITIES | $9,143 | $0 | $0 | $9,143 |
| SHARED EXPENSES | -$756 | $0 | $0 | -$756 |
| PROFESSIONAL DEVELOPMENT | $199 | $0 | $0 | $199 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (45 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| ORDINARY INCOME FROM PARTNERSHIPS- | |||
| FARALLON CAPITAL INST 94-3106323 | $265,653 | $265,653 | $0 |
| FIRST RESERVE XI ONSHORE AIV 71-1015969 | $6,272 | $6,272 | $0 |
| BASELINE INCREASED EXP. 45-3010715 | -$280 | -$280 | $0 |
| GEMINI ISRAEL IV 98-0428414 | -$369 | -$369 | $0 |
| GEMINI ISRAEL V 98-0548428 | -$513 | -$513 | $0 |
| JC FLOWERS II 94-6064551 | $110,725 | $110,725 | $0 |
| BASELINE CORE FUND 45-3010611 | -$815 | -$815 | $0 |
| HCP MEP H INVESTORS 27-4319591 | $163,768 | $163,768 | $0 |
| KHOSLA VENTURE IV 90-0720388 | $439 | $439 | $0 |
| GS MOUNT KELLETT CAP PART (N/A) | $46,586 | $46,586 | $0 |
| HCP WPPE X INVESTORS 26-1278318 | $9,187 | $9,187 | $0 |
| JW CHILDS EQUITY III 03-0387301 | -$68 | -$68 | $0 |
| KHOSLA VENTURES SEED B 45-5043024 | $217 | $217 | $0 |
| HCP PRIVATE EQUITY 52-2335224 | -$812 | -$812 | $0 |
| NATURAL GAS PARTNERS IX 26-0632609 | -$5,355 | -$5,355 | $0 |
| 5AM VENTURES IV 46-3926873 | $302 | $302 | $0 |
| POUCHINE COOK CAPITAL II 35-2249258 | -$1,235 | -$1,235 | $0 |
| HARRIS ASSOCIATES GLOBAL 26-0221909 | $348,342 | $348,342 | $0 |
| 5AM VENTURES V 81-2585295 | -$2,236 | -$2,236 | $0 |
| CARMEL PARTNERS INV FUND III 33-1177003 | $1,021 | $1,021 | $0 |
| ROSEWOOD CAPITAL V 14-1948848 | -$1,032 | -$1,032 | $0 |
| STG III A 20-8952445 | $385,988 | $385,988 | $0 |
| TCV III (Q) LIQUIDATING TR 46-7356883 | -$152 | -$152 | $0 |
| TCV IV 77-0527868 | -$49 | -$49 | $0 |
| WARBURG PINCUS PE VIII 13-4161869 | $2,400 | $2,400 | $0 |
| VARDE FUND XII(B)(FEEDER)81-0992297 | -$3,755 | -$3,755 | $0 |
| HCP CDH V INVESTORS 80-0884122 | -$20,833 | -$20,833 | $0 |
| QIMING VENTURE PARTNERS V 98-1282573 | -$1,362 | -$1,362 | $0 |
| VARDE FUND XI(B)(FEEDER)46-2022036 | $107,156 | $107,156 | $0 |
| WGI EM FUND 20-3377269 | $110,050 | $110,050 | $0 |
| GENERATION IM GLOBAL (N/A) | $169,334 | $169,334 | $0 |
| HCP BF 2014 INVESTORS | -$7,328 | -$7,328 | $0 |
| QIMING VENTURE PARTNERS IV | -$333 | -$333 | $0 |
| ROSEWOOD CAPITAL V COBALT AIV 26-2157568 | -$102 | -$102 | $0 |
| HCP VF IX INVESTORS 26-1958282 | $37,633 | $37,633 | $0 |
| WATERSHED CAPITAL INST 82-0547075 | $682,233 | $682,233 | $0 |
| BAUPOST VALUE PARTNERS IV 26-2208448 | $730,754 | $730,754 | $0 |
| KHOSLA VENTURES III 26-4049910 | -$1,151 | -$1,151 | $0 |
| KHOSLA VENTURES SEED 26-4754028 | -$152 | -$152 | $0 |
| ROSEWOOD CAPITAL IV 22-3707169 | -$706 | -$706 | $0 |
| OTHER INCOME- | |||
| SECURITIES LITIGATION SETTLEMENTS | $0 | $0 | $0 |
| CHANGES IN UNREALZED APPRECIATION | $8,954,198 | $0 | $0 |
| LESS: INVESTMENT PARTNERSHIP NET UBTI | $0 | -$109,457 | $0 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| DEFERRED TAX PAYABLE | -$2,822 | $173,440 |
| DEFERRED RENT | $55,487 | $44,106 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (34 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| INVESTMENT ADVISOR & CUSTODIAL | ||||
| FEES- | ||||
| CAPITAL GUARDIAN 26-03958 | $90,771 | $90,771 | $0 | $0 |
| GENERAL ACCOUNT 26-74278 | $6,361 | $6,361 | $0 | $0 |
| KHOSLA VENTURE IV 90-0720388 | $10,691 | $10,691 | $0 | $0 |
| SCHWAB/GURTIN 20905807 | $25,801 | $25,801 | $0 | $0 |
| CARMEL PARTNERS III33-1177003 | $8,235 | $8,235 | $0 | $0 |
| HALL CAPITAL PARTNERS LLC | $645,306 | $645,306 | $0 | $0 |
| FARALLON CAPITAL 94-3106323 | $142,722 | $142,722 | $0 | $0 |
| FR XI ONSHORE AIV 71-1015969 | $5,330 | $5,330 | $0 | $0 |
| JC FLOWERS II 94-6064551 | $2,354 | $2,354 | $0 | $0 |
| GEMINI ISRAEL IV 98-0428414 | $697 | $697 | $0 | $0 |
| GEMINI ISRAEL V 98-0548428 | $22,556 | $22,556 | $0 | $0 |
| 5AM VENTURE V 81-2585295 | $15,833 | $15,833 | $0 | $0 |
| GS MOUNT KELLETT CAP PAR.(N/A) | $14,839 | $14,839 | $0 | $0 |
| QIMING VENTURE PR V 98-1282573 | $15,168 | $15,168 | $0 | $0 |
| 5AM VENTURES IV 46-3926873 | $25,000 | $25,000 | $0 | $0 |
| NATURAL GAS IX 26-0632609 | $12,184 | $12,184 | $0 | $0 |
| THE VARDE FUND XII(B)XXX-XX-XXXX | $2,727 | $2,727 | $0 | $0 |
| POUCHINE COOK CAPITAL II | $12,535 | $12,535 | $0 | $0 |
| 35-2249258 | ||||
| GENERATION IM GLOBAL (N/A) | $101,321 | $101,321 | $0 | $0 |
| HARRIS ASSTS GL.26-0221909 | $107,341 | $107,341 | $0 | $0 |
| ROSEWOOD CAP V 14-1948848 | $3,316 | $3,316 | $0 | $0 |
| BAUPOST VALUE PRIV 26-2208448 | $552,990 | $552,990 | $0 | $0 |
| QIMING VENTURE PARTNERS IV | $8,092 | $8,092 | $0 | $0 |
| STG III A 20-8952445 | $25,374 | $25,374 | $0 | $0 |
| VARDEFUNDXIB(FEEDER)46-2022036 | $14,176 | $14,176 | $0 | $0 |
| WGI EM FUND 20-3377269 | $59,367 | $59,367 | $0 | $0 |
| KHOSLA VENTURES III26-4049910 | $7,778 | $7,778 | $0 | $0 |
| KHOSLA VENTURES SEED | $3,910 | $3,910 | $0 | $0 |
| 26-4754028 | ||||
| INVESTMENT-RELATED EXPENSES- | ||||
| BANK SERVICE CHARGES | $1,050 | $1,050 | $0 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (5 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| STATE TAX AND FILING FEES | $160 | $0 | $0 | $160 |
| FED TAXES (NET EXCISE,UBTI,DEF | $295,458 | $0 | $0 | $0 |
| CALIFORNIA UBTI TAXES | $8,406 | $0 | $0 | $0 |
| FOREIGN TAX WITHHOLDINGS | $3,102 | $3,102 | $0 | $0 |
| UBTI TR TAX FILING PENALITIES | $44 | $0 | $0 | $0 |