A TO Z IMPACT FOUNDATION: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- A TO Z IMPACT FOUNDATION (EIN 47-1982106)
- Tax period
- 2016-01-01 to 2016-12-31
- Filed
- 2017-11-14
- IRS object ID
- 201733189349102613
- Schema version
- 2016v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Depreciation Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-11-14T15:53:46-06:00 | ReturnTs |
| Tax Period End | 2016-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | One Hollow Ln Ste 212 | AddressLine1Txt |
| City | Lake Success | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11042 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 471982106 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | A to Z Impact Foundation | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % Foundation Source | InCareOfNm |
| Business Name Control | ATOZ | BusinessNameControlTxt |
| Phone | 8008391754 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | STEPHEN H MCKNIGHT | PersonNm |
| Person Title | president | PersonTitleTxt |
| Phone | 8008391754 | PhoneNum |
| Signature | 2017-04-24 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Jeffrey D Haskell | PreparerPersonNm |
| PTIN | P01345770 | PTIN |
| Phone | 8008391754 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 24.187.244.114 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Federal Original Submission Id | 06391520173185000027 | FederalOriginalSubmissionId |
| Federal Original Submission Id | 2017-11-14 | FederalOriginalSubmissionIdDt |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 0B775BB9C0E0C9DA339247063A24C50179569C8E | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 259C731B7C7CCB55DA46458F0098BC0D5A2501CB | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2017-02-10 21:41:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $4,556,704 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $2,100,000 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $376 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $376 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $5,292 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $5,292 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $113,463 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $576,600 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $113,463 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $37,448 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $37,472 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $2,256,579 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $156,603 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $79,547 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $79,547 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $13,330 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $13,330 | PensionEmplBnftDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $25,467 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $13,367 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $12,100 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $8,170 | TaxesRevAndExpnssAmt |
| Occupancy Rev And Expnss | $10,786 | OccupancyRevAndExpnssAmt |
| Occupancy Dsbrs Chrtbl | $10,786 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $13,398 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $13,398 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $55 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Dsbrs Chrtbl | $55 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $40,750 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $20,553 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $20,197 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $191,503 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $33,920 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $149,413 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $121,450 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $121,450 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $312,953 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $33,920 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $270,863 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $1,943,626 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $122,683 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $70,310 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,924,521 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,924,521 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $157,496 | CorporateStockBOYAmt |
| Corporate Stock EOY | $162,589 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $169,727 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $2,122,649 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $2,336,971 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $2,462,456 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $130,000 | OtherAssetsBOYAmt |
| Total Assets BOY | $2,480,455 | TotalAssetsBOYAmt |
| Total Assets EOY | $4,424,081 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $4,556,704 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Retained Earning BOY | $2,480,455 | RetainedEarningBOYAmt |
| Retained Earning EOY | $4,424,081 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $2,480,455 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $4,424,081 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $2,480,455 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $4,424,081 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $2,480,455 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $1,943,626 | ExcessRevenueOverExpensesAmt |
| Subtotal | $4,424,081 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $4,424,081 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (4 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt |
|---|---|---|---|---|---|---|---|
| Publicly-traded Securities | $183,100 | $177,787 | $5,313 | $5,313 | |||
| Passthrough K1 Capital Gain/(Loss) | $30,488 | ||||||
| DEERFIELD INTERNATIONAL LIMITED | $143,500 | $113,176 | $30,324 | $30,324 | P | 2015-01-01 | 2016-09-30 |
| DEERFIELD INTERNATIONAL LIMITED | $250,000 | $202,662 | $47,338 | $47,338 | P | 2015-01-01 | 2016-12-30 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $113,463 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $333,783 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $2,582,112 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.129267 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,000 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $315,077 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.003174 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $0 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $0 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.0 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $0 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $0 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.0 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $0 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $0 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.0 | DistributionYr5Rt |
| Total Distribution | 0.132441 | TotalDistributionRt |
| Average Distribution | 0.066221 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $3,168,842 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $209,844 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $1,227 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $211,071 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $270,863 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $1,227 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $1,227 | SubtotalAmt |
| Tax Based On Investment Income | $1,227 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $4,400 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $4,400 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $3,173 | OverpaymentAmt |
| Applied To ES Tax | $3,173 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8008391754 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| Andrea Kaplan | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | VP / Dir | 1.0 | $0 | $0 | $0 |
| Jeffrey Kaplan | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Pres / Dir / Sec / Treas | 1.0 | $0 | $0 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MICHAEL KAPLAN | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 8 WALNUT ROAD | AddressLine1Txt |
| City | EAST ROACKAWAY | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11518 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | EXECUTIVE DIRECTOR | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 40.0 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $79,547 | CompensationAmt |
| Employee Benefits | $6,302 | EmployeeBenefitsAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $158,693 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $240,203 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $2,818,202 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $3,217,098 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $3,217,098 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $48,256 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $3,168,842 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $158,442 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $158,442 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $1,227 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $1,227 | TotalTaxAmt |
| Distributable Before Adj | $157,215 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $130,000 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $287,215 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $287,215 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $270,863 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $270,863 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $1,227 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $269,636 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $287,215 | DistributableAsAdjustedAmt |
| Prior Year1 | 2014 | PriorYear1Yr |
| Prior Year2 | 2013 | PriorYear2Yr |
| Prior Year3 | 2012 | PriorYear3Yr |
| Excess Distribution Cyov Yr1 | $204,193 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $204,193 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $270,863 | QualifyingDistributionsAmt |
| Applied To Current Year | $270,863 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $16,352 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $16,352 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $187,841 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $187,841 | ExcessDistriCyovToNextYrAmt |
| Excess From Year1 | $187,841 | ExcessFromYear1Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Jeffrey Kaplan | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (20 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ATAXIA TELANGIECTASIA CHILDRENS PROJECT INC | |||||||
| 5300 W HILLSBORO BLVD STE 105 | COCONUT CREEK | FL | 33073 | N/A | PC | Charitable Event | $500 |
| COMPREHENSIVE DEVELOPMENT INC | |||||||
| 240 2ND AVE | NEW YORK | NY | 10003 | N/A | PC | A to Z Impact Foundation College Scholarship Fund | $5,000 |
| COVENANT HOUSE CONNECTICUT INC | |||||||
| 5 PENN PLZ 3RD FL | NEW YORK | NY | 10001 | N/A | PC | Charitable Event | $400 |
| CROHNS & COLITIS FOUNDATION INC | |||||||
| 733 3RD AVE STE 5 | NEW YORK | NY | 10017 | N/A | PC | Charitable Event | $500 |
| EAST HARLEM TUTORIAL PROGRAM INC | |||||||
| 2050 2ND AVE | NEW YORK | NY | 10029 | N/A | PC | United Airlines NYC Half 2016 MICHELLE MCCARTHY'S FUNDRAISER: TEAM EHTP 2016 NYC HALF | $1,000 |
| GLOBAL CHILDREN | |||||||
| 37 W 28TH ST FL 3 | NEW YORK | NY | 10001 | N/A | PC | Charitable Event | $250 |
| KURE IT INC | |||||||
| 2201 DUPONT DR STE 700 | IRVINE | CA | 92612 | N/A | PC | General & Unrestricted | $1,000 |
| LEUKEMIA & LYMPHOMA SOCIETY INC | |||||||
| 3 INTERNATIONAL DR STE 200 | RYE BROOK | NY | 10573 | N/A | PC | Charitable Event | $500 |
| LWALA COMMUNITY ALLIANCE INC | |||||||
| PO BOX 60688 | NASHVILLE | TN | 37206 | N/A | PC | Systems Change Strategy - Phase 1 | $25,000 |
| MEMORIAL SLOAN KETTERING CANCER CENTER | |||||||
| 1275 YORK AVE | NEW YORK | NY | 10065 | N/A | PC | Charitable Event | $250 |
| MEMORIAL SLOAN KETTERING CANCER CENTER | |||||||
| 1275 YORK AVE | NEW YORK | NY | 10065 | N/A | PC | Cycle for Survival - Memorial Sloan Kettering Cancer Center | $500 |
| MOVEMBER FOUNDATION | |||||||
| PO BOX 1595 | CULVER CITY | CA | 90232 | N/A | PC | Movember Program | $250 |
| NYAYA HEALTH A NONPROFIT CORPORATION - POSSIBLE | |||||||
| 30 BROAD ST 9TH FL | NEW YORK | NY | 10004 | N/A | PC | General & Unrestricted | $25,500 |
| ORGANIZATION FOR AUTISM RESEARCH INC | |||||||
| 2000 14TH ST N STE 240 | ARLINGTON | VA | 22201 | N/A | PC | Charitable Event | $500 |
| PAD FOUNDATION | |||||||
| 111 BROADWAY RM 1703 | NEW YORK | NY | 10006 | N/A | PC | Miguel Hennessy's Challenge Fund | $1,000 |
| THE LAND CONSERVANCY OF NEW JERSEY | |||||||
| 19 BOONTON AVE | BOONTON | NJ | 07005 | N/A | PC | General & Unrestricted | $300 |
| THE PRASAD PROJECT INC | |||||||
| 465 BRICKMAN RD | HURLEYVILLE | NY | 12747 | N/A | PC | #givingtuesday | $1,000 |
| THE WATER TRUST INC | |||||||
| 81 PROSPECT ST | BROOKLYN | NY | 11201 | N/A | PC | General & Unrestricted | $55,000 |
| NYU WINTHROP HOSPITAL | |||||||
| 259 1ST ST | MINEOLA | NY | 11501 | N/A | PC | Cancer Center for Kid's 5K Run - Team Trotta | $500 |
| ZANMI BENI FOUNDATION INC | |||||||
| 6201 RIVIERA DR | CORAL GABLES | FL | 33146 | N/A | PC | General & Unrestricted | $2,500 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $121,450 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $376 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $5,292 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,083 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $113,463 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | K-1 Inc/Loss | Desc |
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | -$24 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $36,389 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | -$24 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $156,603 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $156,579 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | Kaplan Jeffrey | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 195 Meadowview Avenue | AddressLine1Txt |
| City | Hewlett | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11557 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $2,100,000 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Depreciation Schedule DepreciationSchedule
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (80 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ALASKA AIR GROUP INC | $1,524 | $2,235 |
| ALLIANT CORP | $1,522 | $1,490 |
| ALTRIA GROUP INC | $1,537 | $1,555 |
| AMER INTERNATIONAL GROUP INC | $1,365 | $1,660 |
| AMERICAN ELECTRIC POWER INC | $1,507 | $1,511 |
| AT&T, INC | $1,649 | $2,113 |
| BROADCOM LIMITED | $1,618 | $2,333 |
| CENTERPOINT ENERGY | $1,646 | $1,963 |
| CENTURYLINK INC | $1,712 | $1,199 |
| CF INDUSTRIES HOLDINGS, INC | $1,817 | $1,000 |
| CHEVRON CORP | $1,651 | $1,909 |
| CHUBB LIMITED | $1,509 | $1,585 |
| CINCINNATI FINANCIAL CORP | $1,494 | $1,688 |
| CITIGROUP INC | $1,561 | $1,616 |
| CME GROUP, INC | $1,456 | $1,760 |
| COMCAST CORP | $1,505 | $1,519 |
| CONSTELLATION BRANDS INC | $1,640 | $1,541 |
| CROWN CASTLE INTL | $1,574 | $1,417 |
| D R HORTON | $1,509 | $1,421 |
| DELTA AIR LINES INC | $1,562 | $1,662 |
| DIGITAL RLTY TR INC | $1,547 | $1,572 |
| DOLLAR GENERAL CORP | $1,573 | $1,264 |
| DOMINION RESOURCES INC | $1,518 | $1,532 |
| DUKE ENERGY CO | $1,521 | $1,413 |
| ENTERGY CORP | $1,644 | $1,596 |
| EQUINIX, INC | $1,288 | $1,451 |
| EQUITY RESIDENTIAL PPTYS TR | $1,581 | $1,507 |
| EXELON CORPORATION | $1,523 | $1,505 |
| EXPEDIA INC | $1,337 | $1,369 |
| EXTRA SPACE STORAGE | $3,075 | $2,832 |
| FIRST ENERGY CORP | $1,623 | $1,438 |
| FORD MOTOR COMPANY | $3,152 | $2,619 |
| FRONTIER COMMUNICATIONS CORP | $1,669 | $808 |
| GARMIN LTD | $1,611 | $1,636 |
| GENERAL MOTORS | $1,599 | $1,608 |
| GLOBAL PAYMENTS INC | $1,487 | $1,389 |
| H&R BLOCK INC | $1,528 | $1,439 |
| HORMEL FOODS CP | $1,376 | $1,088 |
| HOST HOTELS & RESORTS INC | $1,592 | $1,458 |
| INTERNATIONAL PAPER CO | $1,504 | $1,698 |
| IRON MOUNTAIN | $1,647 | $1,443 |
| ISHARES TR DJ SEL DIVIDEND INX | $33,583 | $35,957 |
| KIMCO RLTY CORP | $1,506 | $1,484 |
| KRAFT HEINZ CO | $1,532 | $1,572 |
| KROGER CO | $1,484 | $1,363 |
| LYONDELLBASELL INDUSTRIES NV | $1,536 | $1,663 |
| MACERICH CO | $2,830 | $2,713 |
| MARATHON PETROLEUM CORP | $1,573 | $1,718 |
| MARRIOTT INTERNATIONAL INC. CL | $1,523 | $1,488 |
| MATTELL INC | $1,655 | $1,815 |
| NASDAQ OMX GROUP | $1,568 | $1,846 |
| NAVIENT CORPORATION | $30 | $32 |
| NEWELL RUBBERMAID INC | $1,547 | $1,479 |
| NIKE INC-CL B | $1,513 | $1,326 |
| OCCIDENTAL PETROLEUM CORP | $1,621 | $1,576 |
| ONEOK INC | $1,695 | $2,201 |
| PHILIP MORRIS INTL | $1,686 | $1,955 |
| PITNEY BOWES INC | $1,539 | $1,289 |
| POWERSHARES QQQ NASDAQ 100 | $1,521 | $1,668 |
| PPG INDUSTRIES INC | $1,613 | $1,539 |
| PPL CORPORATION | $1,525 | $1,710 |
| PUBLIC STORAGE INC | $1,522 | $1,565 |
| RAYTHEON CO | $1,600 | $1,562 |
| REALTY INCOME CORP | $1,545 | $1,615 |
| REYNOLDS AMERICAN INC | $1,545 | $1,898 |
| ROSS STORES, INC | $1,532 | $2,052 |
| SEAGATE TECHNOLOGY | $1,618 | $1,125 |
| SELECT SECTOR SPDR UTILITIES | $1,556 | $1,520 |
| SKYWORKS SOLUTIONS, INC | $1,595 | $1,364 |
| SOUTHERN CO | $1,654 | $1,816 |
| SPECTRA ENERGY CORP-W/I | $1,625 | $1,968 |
| STAPLES INC | $1,564 | $1,487 |
| TYSON FOODS INC CL A | $1,572 | $2,512 |
| VALERO ENERGY CORP | $3,140 | $3,445 |
| VERIZON COMMUNICATIONS | $1,630 | $1,771 |
| VULCAN MATERIALS CO | $1,545 | $2,276 |
| WEC ENERGY GROUP, INC | $1,548 | $1,642 |
| WESTROCK COMPANY | $1,411 | $1,475 |
| WEYERHAEUSER CO | $3,042 | $3,451 |
| ZIONS BANCORP | $1,512 | $2,947 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (3 entries)
| Category Or ItemCategoryOrItemTxt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| DEERFIELD INTERNATIONAL LIMITE | $1,184,162 | $1,460,761 |
| DEERFIELD SPECIAL SITUATIONS F | $1,151,809 | $1,000,695 |
| OFFICE SECURITY DEPOSIT | $1,000 | $1,000 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (11 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| Administrative Fees | $18,135 | $18,135 | |
| Bank Charges | $360 | $360 | |
| Cell Phone Plan | $1,100 | $1,100 | |
| Computers/Electronic Devices | $108 | $108 | |
| Equipment Maintenance | $33 | $33 | |
| Insurance Premiums | $33 | $33 | |
| K-1 Exp DEERFIELD SPECIAL SITU | $20,193 | $20,193 | |
| DIGITAL SUBSCRIPTION FEES | $70 | $70 | |
| Office Supplies | $56 | $56 | |
| Payroll Processing Fees | $637 | $637 | |
| State or Local Filing Fees | $25 | $25 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| K-1 Inc/Loss DEERFIELD SPECIAL SITUATIONS FUND L.P | $36,365 | $36,389 |
| Interest Income from Notes | $1,083 | $1,083 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| Investment Management Services | $1,982 | $1,982 | |
| Philanthropic Consulting Srvcs | $14,835 | $9,385 | $5,450 |
| AGENCY FEE FOR MRI | $2,000 | $2,000 | |
| Website Development | $6,650 | $6,650 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt |
|---|---|
| 990-PF Estimated Tax for 2016 | $3,100 |
| 990-PF Extension for 2015 | $5,070 |