HENRY T NICHOLAS III FOUNDATION: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- HENRY T NICHOLAS III FOUNDATION (EIN 20-7201390)
- Tax period
- 2016-01-01 to 2016-12-31
- Filed
- 2017-11-15
- IRS object ID
- 201733199349104598
- Schema version
- 2016v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Expenditure Responsibility Stmt
- General Explanation Attachment
- Investments Other Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-11-15T18:09:02-06:00 | ReturnTs |
| Tax Period End | 2016-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 331197384 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ANDERSEN TAX LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 400 SOUTH HOPE STREET SUITE 1000 | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90071 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 207201390 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HENRY T NICHOLAS III FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | NICH | BusinessNameControlTxt |
| Phone | 9494484300 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 15 ENTERPRISE NO 550 | AddressLine1Txt |
| City | ALISO VIEJO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92656 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | HENRY T NICHOLAS III | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 9494484300 | PhoneNum |
| Signature | 2017-11-14 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ALEXANDER ARONSOHN | PreparerPersonNm |
| PTIN | P02017240 | PTIN |
| Phone | 2135932300 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 38.104.76.234 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2017-11-14 | IPDt |
| IP Tm | 15:01:34 | IPTm |
| IP Timezone | PS | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 86E3F453F2019865CD1058799E75D8FE40AEDCF8 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | B5157FF7F88F8E6E1D5274667EAA4048FE0D0701 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2017-02-10 21:41:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $24,518,356 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $9,423,626 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $1,325 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $1,325 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $138,130 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $138,130 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $99,807 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $618,989 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $530,752 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $9,662,888 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $670,207 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $15,200 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $7,600 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $7,600 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $3,070 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $3,070 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $130,950 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $3,291 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $23,795 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $23,794 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $1 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $173,015 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $37,755 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $7,601 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $3,105,540 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $3,105,540 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $3,278,555 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $37,755 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $3,113,141 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $6,384,333 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $632,452 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $6,137,052 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $3,852,796 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $3,852,796 | SavAndTempCashInvstEOYFMVAmt |
| Other Investments BOY | $10,406,334 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $20,659,800 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $20,659,800 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $4,770 | OtherAssetsBOYAmt |
| Other Assets EOY | $5,760 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $5,760 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $16,548,156 | TotalAssetsBOYAmt |
| Total Assets EOY | $24,518,356 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $24,518,356 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $82,840 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $217,199 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $82,840 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $217,199 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $15,882,010 | CapitalStockBOYAmt |
| Capital Stock EOY | $15,882,010 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $583,306 | RetainedEarningBOYAmt |
| Retained Earning EOY | $8,419,147 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $16,465,316 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $24,301,157 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $16,548,156 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $24,518,356 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $16,465,316 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $6,384,333 | ExcessRevenueOverExpensesAmt |
| Other Increases | $1,451,508 | OtherIncreasesAmt |
| Subtotal | $24,301,157 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $24,301,157 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (7 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|---|---|---|
| NORTHERN TRUST #26-90549 | P | 2016-01-01 | 2016-12-31 | $5 | $5 | $5 | |
| NVIDIA - NONDIVIDEND DISTRIBUTION | D | 2016-01-01 | 2016-12-31 | $2,299 | $2,299 | $2,299 | |
| MARATHON INDIA REAL ESTATE | P | 2016-01-01 | 2016-12-31 | -$31,781 | -$31,781 | $31,781 | |
| RCP III | P | 2016-01-01 | 2016-12-31 | $6,518 | $6,518 | $6,518 | |
| RCP IV | P | 2016-01-01 | 2016-12-31 | -$233 | -$233 | $233 | |
| RCP IV | P | 2016-01-01 | 2016-12-31 | $51,581 | $51,581 | $51,581 | |
| PUBLICLY TRADED SECURITIES | D | 2016-01-01 | 2016-12-31 | $558,586 | $502,363 | $502,363 | $56,223 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $530,752 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $2,432,529 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $13,086,808 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.185876 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $2,678,609 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $9,781,698 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.273839 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $2,458,340 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $3,983,953 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.617060 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,536,427 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $5,212,833 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.294739 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,383,736 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $8,073,463 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.171393 | DistributionYr5Rt |
| Total Distribution | 1.542907 | TotalDistributionRt |
| Average Distribution | 0.308581 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $15,950,515 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $4,922,026 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $6,325 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $4,928,351 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $3,113,141 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $12,649 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $12,649 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $12,649 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $9,902 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $10,000 | AppliedToEsTaxAmt |
| Total Payments And Credits | $19,902 | TotalPaymentsAndCreditsAmt |
| Overpayment | $7,253 | OverpaymentAmt |
| Applied To ES Tax | $7,253 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | GOSHA ZANDT | IndividualWithBooksNm |
| Phone | 9494484300 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 15 ENTERPRISE SUITE 550 | AddressLine1Txt |
| City | ALISO VIEJO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92656 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | 0 | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (1) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | HENRY T NICHOLAS III | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 15 ENTERPRISE SUITE 550 | AddressLine1Txt |
| City | ALISO VIEJO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92656 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | TRUSTEE - HRS DEVOTED AS NEEDED | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 0.00 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $0 | CompensationAmt |
| Employee Benefit Program | $0 | EmployeeBenefitProgramAmt |
| Expense Account Other Allwnc | $0 | ExpenseAccountOtherAllwncAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $10,789,315 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $5,150,806 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $253,295 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $16,193,416 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $16,193,416 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $242,901 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $15,950,515 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $797,526 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $797,526 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $12,649 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $12,649 | TotalTaxAmt |
| Distributable Before Adj | $784,877 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $784,877 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $784,877 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $3,113,141 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $3,113,141 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $3,113,141 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $784,877 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $1,046,550 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $1,277,483 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $2,259,142 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $2,378,232 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $1,783,859 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $8,745,266 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $3,113,141 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $784,877 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $2,328,264 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $11,073,530 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $1,046,550 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $10,026,980 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $1,277,483 | ExcessFromYear4Amt |
| Excess From Year3 | $2,259,142 | ExcessFromYear3Amt |
| Excess From Year2 | $2,378,232 | ExcessFromYear2Amt |
| Excess From Year1 | $1,783,859 | ExcessFromYear1Amt |
| Excess From Current Year | $2,328,264 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | HENRY T NICHOLAS III | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HENRY T NICHOLAS EDUCATIONAL FOUNDATION | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 412 W 4TH STREET 1ST FLOOR | AddressLine1Txt |
| City | SANTA ANA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92701 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | NONE | RecipientRelationshipTxt |
| Recipient Foundation Status | POF | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | YOUTH EDUCATION PROGRAMS ADVANCING STUDENT ACADEMICS | GrantOrContributionPurposeTxt |
| Amt | $3,105,540 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $3,105,540 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,325 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $138,130 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $99,807 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $239,262 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $239,262 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HENRY T NICHOLAS III | BusinessNameLine1Txt |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 15 ENTERPRISE STE 550 | AddressLine1Txt |
| City | ALISO VIEJO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92656 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $9,422,893 | TotalContributionsAmt |
| Noncash Contribution | Yes (X) | NoncashContributionInd |
Non Cash Property Contribution NonCashPropertyContributionGrp (14 entries)
| ContributorContributorNum | Noncash PropertyNoncashPropertyDesc | Fair Market ValueFairMarketValueAmt | ReceivedReceivedDt |
|---|---|---|---|
| 1 | 271 SHS ADIENT PLC (ADNT) | $15,677 | 2016-12-28 |
| 1 | 3,849 SHS AMGEN INC (AMGN) | $570,634 | 2016-12-28 |
| 1 | 6,080 SHS BP PLC SPONS ADR (BP) | $226,936 | 2016-12-28 |
| 1 | 292 SHS BLACKHAWK NETWORK HLDNGS (HAWK) | $10,972 | 2016-12-28 |
| 1 | 1,985 SHS CAMPBELL SOUP COMPANY (CPB) | $120,231 | 2016-12-28 |
| 1 | 3,000 SHS CAPITAL ONE FINL CORP (COF) | $266,745 | 2016-12-28 |
| 1 | 1,098 SHS DELL TECHNOLOGIES IN CLV (DVMT) | $61,093 | 2016-12-28 |
| 1 | 15,799 SHS GENERAL ELECTRIC COMPANY (GE) | $502,724 | 2016-12-28 |
| 1 | 613 SHS GOLDMAN SACHS GROUP INC (GS) | $148,634 | 2016-12-28 |
| 1 | 687,779 SHS INFINERA CORPORATION (INFN) | $5,866,755 | 2016-12-28 |
| 1 | 11,548 SHS INPHI CORP (IPHI) | $539,523 | 2016-12-28 |
| 1 | 19,831 SHS ORACLE CORP (ORCL) | $768,947 | 2016-12-28 |
| 1 | 2,685 SHS SOCIETE GENERALE ORD (SCGLF) | $130,894 | 2016-12-28 |
| 1 | 17,352 SHS VIPSHOP HOLDINGS LTD ADR (VIPS) | $193,128 | 2016-12-28 |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| TAX COMPLIANCE FEES | $4,500 | $2,250 | $2,250 |
| AUDIT FEES | $10,700 | $5,350 | $5,350 |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | GrantGrantDt | GrantGrantAmt | Purpose Of GrantPurposeOfGrantTxt | Expended By GranteeExpendedByGranteeAmt | Any Diversion By GranteeAnyDiversionByGranteeTxt | Dates Of Reports By GranteeDatesOfReportsByGranteeTxt |
|---|---|---|---|---|---|---|---|---|---|
| HENRY T NICHOLAS EDUCATION FOUNDATION INC | |||||||||
| 412 W 4TH STREET | SANTA ANA | CA | 92701 | 2015-12-31 | $2,320,752 | (A) WORK STUDY AWARDS FOR STUDENTS(B) TO ASSIST STUDENTS TO DEVELOP THE NECESSARY ACADEMIC SKILLS THAT INCREASE THE QUALITY OF THEIR ACADEMIC PERFORMANCE WITH THE NICHOLAS ACADEMIC CENTER I AND NICHOLAS ACADEMIC CENTER II | $2,320,752 | NONE | 11/9/2017 |
| HENRY T NICHOLAS EDUCATION FOUNDATION INC | |||||||||
| 412 W 4TH STREET | SANTA ANA | CA | 92701 | 2016-12-31 | $3,105,540 | (A) WORK STUDY AWARDS FOR STUDENTS(B) TO ASSIST STUDENTS TO DEVELOP THE NECESSARY ACADEMIC SKILLS THAT INCREASE THE QUALITY OF THEIR ACADEMIC PERFORMANCE WITH THE NICHOLAS ACADEMIC CENTER I AND NICHOLAS ACADEMIC CENTER II | $2,411,633 | NONE | 11/9/2017 |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | FORM 990-PF PART VII-B; QUESTIONS 1A(3) | FormAndLineReferenceDesc |
| Medium Explanation | PURSUANT TO I.R.C. SECTION 4941(D)(2)(C) THE FURNISHING OF GOODS, SERVICES, OR FACILITIES BY A DISQUALIFIED PERSON TO A PRIVATE FOUNDATION IS NOT AN ACT OF SELF-DEALING SINCE THE FURNISHING IS WITHOUT CHARGE AND THE GOODS, SERVICES, OR FACILITIES SO FURNISHED ARE USED BY THE FOUNDATION EXCLUSIVELY FOR PURPOSES SPECIFIED IN SECTION 501(C)(3). | MediumExplanationTxt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (6 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| GS MEZZANINE PARTNERS 2006 | FMV | $9,058 | $9,058 |
| RCP FUND III, L.P. | FMV | $24,692 | $24,692 |
| RCP FUND IV, L.P. | FMV | $205,463 | $205,463 |
| MARATHON INDIA REAL ESTATE, L.P. | FMV | $14,082 | $14,082 |
| CREDIT SUISSE #3165 | FMV | $20,406,303 | $20,406,303 |
| HTN III FNDN - 2690549 | FMV | $202 | $202 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | INTEREST RECEIVABLE | Desc |
| BOY Book Value | $4,770 | BOYBookValueAmt |
| EOY Book Value | $5,760 | EOYBookValueAmt |
| EOYFMV | $5,760 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT CUSTODY FEES | $2,250 | $2,250 | $0 |
| CHARITABLE CONTRIBUTIONS - FROM K-1 | $1 | $0 | $1 |
| OTHER EXPENSES - FROM K-1 | $229 | $229 | $0 |
| BANK CHARGES | $30 | $30 | $0 |
| LOSS FROM ALTERNATIVE INVESTMENTS | $21,285 | $21,285 | $0 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| UNREALIZED GAINS | $1,436,276 |
| BOOK TO TAX DIFFERENCE | $15,232 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DEFERRED EXCISE TAX PAYABLE | Desc |
| BOY Book Value | $82,840 | BOYBookValueAmt |
| EOY Book Value | $217,199 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| MISC PROF FEES FROM K-1 (RCP FUND III, LP) | $301 | $301 | $0 |
| MISC PROF FEES FROM K-1 (RCP FUND IV, LP) | $1,737 | $1,737 | $0 |
| MISC PROF FEES FROM K-1 (MARATHON INDIA REAL ESTATE FUND, LP) | $1,032 | $1,032 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| PROVISION FOR FEDERAL EXCISE TAX | $13,638 | $0 | $0 |
| PROVISION FOR STATE INCOME TAX | $236 | $236 | $0 |
| FOREIGN TAXES | $3,055 | $3,055 | $0 |
| DEFERRED FEDERAL EXCISE TAX | $114,021 | $0 | $0 |