THEDA AND TAMBLIN CLARK SMITH FAMILY FOUNDATION INC: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- THEDA AND TAMBLIN CLARK SMITH FAMILY FOUNDATION INC (EIN 39-6125329)
- Tax period
- 2016-01-01 to 2016-12-31
- Filed
- 2017-11-15
- IRS object ID
- 201733199349101048
- Schema version
- 2016v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-11-15T14:33:55-06:00 | ReturnTs |
| Tax Period End | 2016-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | One Hollow Ln Ste 212 | AddressLine1Txt |
| City | Lake Success | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11042 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 396125329 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Theda and Tamblin Clark Smith Family | BusinessNameLine1Txt |
| Business Name Line2 | Foundation Inc | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % THEDA & TAMBLIN CLARK SMITH | InCareOfNm |
| Business Name Control | THED | BusinessNameControlTxt |
| Phone | 3034079501 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 24918 Genesee Trail Rd Ste 203 | AddressLine1Txt |
| City | Golden | CityNm |
| State Abbreviation | CO | StateAbbreviationCd |
| ZIP | 80401 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | DAVID RADFORD | PersonNm |
| Person Title | president | PersonTitleTxt |
| Phone | 3034079501 | PhoneNum |
| Signature | 2017-11-09 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Jeffrey D Haskell | PreparerPersonNm |
| PTIN | P01345770 | PTIN |
| Phone | 8008391754 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 108.14.9.153 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Federal Original Submission Id | 06391520173195000040 | FederalOriginalSubmissionId |
| Federal Original Submission Id | 2017-11-15 | FederalOriginalSubmissionIdDt |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | A03CA8425FE017993163D7917FD3F5FFAC126974 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 259C731B7C7CCB55DA46458F0098BC0D5A2501CB | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2017-02-10 21:41:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $47,123,501 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $1,958,000 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $13,647 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $13,647 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $844,870 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $844,870 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $83,192 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $22,792,454 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $244,689 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | -$4,901 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $3,444 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $2,894,808 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,106,650 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $72,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $72,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $115,000 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $115,000 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $22,506 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $22,506 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $663 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $663 | LegalFeesDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $361,490 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $304,360 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $57,130 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $12,838 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $2,838 | TaxesNetInvstIncmAmt |
| Occupancy Rev And Expnss | $15,600 | OccupancyRevAndExpnssAmt |
| Occupancy Dsbrs Chrtbl | $15,600 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $19,111 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $19,111 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $113,783 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $31,091 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $82,669 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $732,991 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $338,289 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $384,679 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,332,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,332,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $2,064,991 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $338,289 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,716,679 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $829,817 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $768,361 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $7,695,598 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $3,700,287 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $3,700,287 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $2,999 | AcctRcvblAmt |
| Acct Rcvbl BOY | $1,975 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $2,999 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $2,999 | AcctRcvblEOYFMVAmt |
| US Government Obligations BOY | $3,129,123 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $3,274,527 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $3,212,595 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $26,819,514 | CorporateStockBOYAmt |
| Corporate Stock EOY | $31,254,345 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $33,816,811 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $2,778,478 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $2,769,192 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $2,778,828 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $3,327,008 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $3,580,163 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $3,611,981 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $43,751,696 | TotalAssetsBOYAmt |
| Total Assets EOY | $44,581,513 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $47,123,501 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Retained Earning BOY | $43,751,696 | RetainedEarningBOYAmt |
| Retained Earning EOY | $44,581,513 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $43,751,696 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $44,581,513 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $43,751,696 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $44,581,513 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $43,751,696 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $829,817 | ExcessRevenueOverExpensesAmt |
| Subtotal | $44,581,513 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $44,581,513 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|
| Publicly-traded Securities | $22,792,454 | $22,556,732 | $235,722 | $235,722 |
| Passthrough K1 Capital Gain/(Loss) | $8,967 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $244,689 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $2,590,873 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $41,303,643 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.062727 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $2,091,785 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $38,349,745 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.054545 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,281,882 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $17,303,507 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.074082 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $291,243 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $2,623,662 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.111006 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $139,011 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $2,768,877 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.050205 | DistributionYr5Rt |
| Total Distribution | 0.352565 | TotalDistributionRt |
| Average Distribution | 0.070513 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $44,646,104 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $3,148,131 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $7,684 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $3,155,815 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,716,679 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $15,367 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $15,367 | SubtotalAmt |
| Tax Based On Investment Income | $15,367 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $11,963 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $4,180 | AppliedToEsTaxAmt |
| Total Payments And Credits | $16,143 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $776 | OverpaymentAmt |
| Applied To ES Tax | $776 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CO | OrgReportOrRegisterStateCd |
| Org Report Or Register State | WI | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THEDA & TAMBLIN CLARK SMITH FD | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 3034079501 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 24918 Genesee Trail Rd Ste 203 | AddressLine1Txt |
| City | Golden | CityNm |
| State Abbreviation | CO | StateAbbreviationCd |
| ZIP | 80401 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| David W Radford | ||||||||
| 24918 Genesee Trail Rd Ste 203 | Golden | CO | 80401 | Dir / Sec | 1.0 | $18,000 | $0 | $0 |
| Carlton Smith | ||||||||
| 24918 Genesee Trail Rd Ste 203 | Golden | CO | 80401 | VP / Dir / Treas | 1.0 | $18,000 | $0 | $0 |
| Pierce Smith | ||||||||
| 24918 Genesee Trail Rd Ste 203 | Golden | CO | 80401 | VP / Dir | 1.0 | $0 | $0 | $0 |
| Marc Vaccaro | ||||||||
| 24918 Genesee Trail Rd Ste 203 | Golden | CO | 80401 | Pres / Dir / Chairman/CEO | 1.0 | $18,000 | $0 | $0 |
| Sylvia Vaccaro | ||||||||
| 24918 Genesee Trail Rd Ste 203 | Golden | CO | 80401 | Dir | 1.0 | $18,000 | $0 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | PETER RADFORD | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 24918 GENESEE TRAIL RD STE 203 | AddressLine1Txt |
| City | GOLDEN | CityNm |
| State Abbreviation | CO | StateAbbreviationCd |
| ZIP | 80401 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | EXECUTIVE DIRECTOR | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 40.0 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $115,000 | CompensationAmt |
| Employee Benefits | $13,709 | EmployeeBenefitsAmt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| BNY Mellon Bank | |||||
| 225 Liberty street | NEW YORK | NY | 10286 | Investment MGMT | $289,805 |
| Foundation Source | |||||
| 55 Walls Drive 3rd fl | Fairfield | CT | 06824 | Administrative SVCS | $75,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $35,583,378 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $6,274,687 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $3,467,929 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $45,325,994 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $45,325,994 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $679,890 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $44,646,104 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $2,232,305 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $2,232,305 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $15,367 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $15,367 | TotalTaxAmt |
| Distributable Before Adj | $2,216,938 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $2,216,938 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $2,216,938 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,716,679 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $1,716,679 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $1,716,679 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $2,216,938 | DistributableAsAdjustedAmt |
| Prior Year1 | 2014 | PriorYear1Yr |
| Prior Year2 | 2013 | PriorYear2Yr |
| Prior Year3 | 2012 | PriorYear3Yr |
| Excess Distribution Cyov Yr5 | $1,591 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $167,428 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $478,319 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $288,632 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $544,637 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $1,480,607 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,716,679 | QualifyingDistributionsAmt |
| Applied To Current Year | $1,716,679 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $500,259 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $500,259 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $980,348 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $980,348 | ExcessDistriCyovToNextYrAmt |
| Excess From Year3 | $147,079 | ExcessFromYear3Amt |
| Excess From Year2 | $288,632 | ExcessFromYear2Amt |
| Excess From Year1 | $544,637 | ExcessFromYear1Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (93 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ACTS4 COMMUNITY OUTREACH SERVICES INC DBA LOVE INC | |||||||
| PO BOX 787 | LITTLETON | CO | 80160 | N/A | PC | General & Unrestricted | $4,500 |
| ACTS4 COMMUNITY OUTREACH SERVICES INC DBA LOVE INC | |||||||
| PO BOX 787 | LITTLETON | CO | 80160 | N/A | PC | Transformational Ministry Support for at Risk Youth Program | $10,000 |
| AFRICAID INC | |||||||
| 1031 33RD ST STE 174 | DENVER | CO | 80205 | N/A | PC | Kisa Project | $5,000 |
| BEST FRIENDS OF NEENAH MENASHA INC | |||||||
| 181 E N WATER ST STE 225 | NEENAH | WI | 54956 | N/A | PC | Mentoring Program | $10,000 |
| BOYS & GIRLS BRIGADE ASSOCIATION INC | |||||||
| 109 W COLUMBIAN AVE | NEENAH | WI | 54956 | N/A | PC | General & Unrestricted | $3,000 |
| BOYS & GIRLS CLUB FOX VALLEY INC | |||||||
| 160 S BADGER AVE | APPLETON | WI | 54914 | N/A | PC | the Boys & Girls Club of Menasha Program | $30,000 |
| BOYS & GIRLS CLUB OF OSHKOSH INC | |||||||
| PO BOX 411 | OSHKOSH | WI | 54903 | N/A | PC | Camp Radford Fund | $3,000 |
| BOYS & GIRLS CLUB OF OSHKOSH INC | |||||||
| PO BOX 411 | OSHKOSH | WI | 54903 | N/A | PC | Camp Radford Youth Program | $900 |
| BOYS & GIRLS CLUB OF OSHKOSH INC | |||||||
| PO BOX 411 | OSHKOSH | WI | 54903 | N/A | PC | Great Futures Start Here Mentoring Program | $25,000 |
| BOYS & GIRLS CLUBS OF ELKHART COUNTY INC | |||||||
| 102 W LINCOLN AVE STE 240 | GOSHEN | IN | 46526 | N/A | PC | Transportation Needs - New Club Vehicle Fund | $40,000 |
| BOYS AND GIRLS CLUB OF DANE COUNTY INC | |||||||
| 1818 W BELTLINE HWY | MADISON | WI | 53713 | N/A | PC | Introduction to AVID/College Club - Middle School College Club | $50,000 |
| BOYS AND GIRLS CLUB OF DANE COUNTY INC | |||||||
| 1818 W BELTLINE HWY | MADISON | WI | 53713 | N/A | PC | Thanksgiving family dinner Project | $6,000 |
| BOYS AND GIRLS CLUB OF LAGUNA BEACH | |||||||
| 1085 LAGUNA CANYON RD | LAGUNA BEACH | CA | 92651 | N/A | PC | Club Preschool Program | $25,000 |
| CAP SERVICES INC | |||||||
| 5499 HWY 10 E STE A | STEVENS POINT | WI | 54482 | N/A | PC | Skills Enchancement & Fresh Start Program | $30,000 |
| CASA OF THE FOX CITIES INC | |||||||
| 211 E FRANKLIN ST STE E | APPLETON | WI | 54911 | N/A | PC | General & Unrestricted | $8,000 |
| CHAPS ACADEMY INC | |||||||
| N5367 MAYFLOWER RD | SHIOCTON | WI | 54170 | N/A | PC | General & Unrestricted | $12,000 |
| CHRISTINE ANN DOMESTIC ABUSE SERVICES INC | |||||||
| PO BOX 99 | NEENAH | WI | 54957 | N/A | PC | F.I.L.T.E.R. (Factoring in Time, Energy & Love) Day Camps K-12 Program | $10,000 |
| COMMUNITY CLOTHES CLOSET INC | |||||||
| 1465-B OPPORTUNITY WAY | MENASHA | WI | 54952 | N/A | PC | General & Unrestricted | $20,000 |
| COMMUNITY FOUNDATION FOR THE FOX VALLEY REGION INC | |||||||
| 4455 W LAWRENCE ST | APPLETON | WI | 54914 | N/A | PC | CFFVR/NxG Fund | $6,750 |
| COMMUNITY FOUNDATION FOR THE FOX VALLEY REGION INC | |||||||
| 4455 W LAWRENCE ST | APPLETON | WI | 54914 | N/A | PC | Nx Generation Fund | $3,000 |
| COMMUNITY FOUNDATION FOR THE FOX VALLEY REGION INC | |||||||
| 4455 W LAWRENCE ST | APPLETON | WI | 54914 | N/A | PC | Basic Needs Giving Partnership (U.S. Venture Open 2016) Project | $50,000 |
| COMPASSION INTERNATIONAL INCORPORATED | |||||||
| 12290 VOYAGER PKWY | COLORADO SPRINGS | CO | 80997 | N/A | PC | General & Unrestricted | $300 |
| COTS INC | |||||||
| PO BOX 1645 | APPLETON | WI | 54912 | N/A | PC | Young Adult Program | $10,000 |
| DENVER RESCUE MISSION | |||||||
| 6100 SMITH RD | DENVER | CO | 80216 | N/A | PC | General & Unrestricted | $1,200 |
| EAGLE SCHOOL OF MADISON INC | |||||||
| 5454 GUNFLINT TRL | FITCHBURG | WI | 53711 | N/A | PC | General & Unrestricted | $1,500 |
| ENTREAMIGOS | |||||||
| PO BOX 3231 | LAKE ARROWHEAD | CA | 92352 | N/A | PC | General & Unrestricted | $4,500 |
| EVERGREEN CHRISTIAN OUTREACH | |||||||
| PO BOX 1515 | EVERGREEN | CO | 80437 | N/A | PC | General & Unrestricted | $3,000 |
| FIRST AID ARTS | |||||||
| PO BOX 31325 | SEATTLE | WA | 98103 | N/A | PC | General & Unrestricted | $41,500 |
| FORWARD LEARNING YOUTH AND YOUNG ADULTS INC | |||||||
| 2940 CHAPEL VALLEY RD | FITCHBURG | WI | 53711 | N/A | PC | General & Unrestricted | $10,000 |
| FOX VALLEY COMMUNITY TABLE INC | |||||||
| PO BOX 158 | MENASHA | WI | 54952 | N/A | PC | General & Unrestricted | $900 |
| FREEDOM FOUNDATION | |||||||
| 801 PARKMAN AVE | SELMA | AL | 36701 | N/A | PC | Transportation Support for Trained Youth Ambassadors Fund | $5,000 |
| FRIENDS OF WISCONSIN PUBLIC TELEVISION INC | |||||||
| 821 UNIVERSITY AVE NO 1076 | MADISON | WI | 53706 | N/A | PC | Wisconsin Hometown Stories: Neenah-Menasha Project | $10,000 |
| GARDEN CLUB OF DAYTON | |||||||
| 50 RUBICON RD | OAKWOOD | OH | 45409 | N/A | PC | GCD Visionary Fund | $3,000 |
| GROTON SCHOOL | |||||||
| 282 FARMERS ROW | GROTON | MA | 01450 | N/A | PC | General & Unrestricted | $6,000 |
| HIMALAYAN INTERNATIONAL INSTITUTE OF YOGA SCI & PH | |||||||
| 952 BETHANY TPKE | HONESDALE | PA | 18431 | N/A | PC | Cameroon Library and Health Expansion Project | $80,000 |
| HOMELESS PRENATAL PROGRAM INC | |||||||
| 2500 18TH ST | SAN FRANCISCO | CA | 94110 | N/A | PC | General & Unrestricted | $32,700 |
| INTERNATIONAL BIRD RESCUE | |||||||
| PO BOX 2171 | LONG BEACH | CA | 90801 | N/A | PC | General & Unrestricted | $1,500 |
| INTO YOUR HANDS INC | |||||||
| PO BOX 3981 | EVERGREEN | CO | 80437 | N/A | PC | Vocational Training for Underserved Youth in Uganda Program | $5,000 |
| J Romero | |||||||
| 82 Sandpiper Lane | Aliso Viejo | CA | 92656 | NONE | I | Hardship Assistance Grant | $5,000 |
| L Sanchez Moreno | |||||||
| 102 Park Circle | Sun Prarie | WI | 53590 | NONE | I | Hardship Assistance Grant | $5,000 |
| LAWRENCE UNIVERSITY OF WISCONSIN | |||||||
| 711 E BOLDT WAY SPC 18 | APPLETON | WI | 54911 | N/A | PC | The Full Speed to Full Need Scholarship Fund | $25,000 |
| LEAVEN INC | |||||||
| 1475 OPPORTUNITY WAY | MENASHA | WI | 54952 | N/A | PC | Needy Childrens Fund | $35,000 |
| LOVE LIGHT AND MELODY A NOT FOR PROFIT CORPORATION | |||||||
| 5500 E YALE AVE STE 200 | DENVER | CO | 80222 | N/A | PC | General Support for Sun Valley Community Center and Sun Valley Youth Center | $15,000 |
| LOVE LIGHT AND MELODY A NOT FOR PROFIT CORPORATION | |||||||
| 5500 E YALE AVE STE 200 | DENVER | CO | 80222 | N/A | PC | Sun Valley Youth Center iReady Computers & Sun Valley Community Center Cooking Program | $2,400 |
| M Diamond | |||||||
| 5225 La Jolla Blvd | La Jolla | CA | 92037 | NONE | I | Hardship Assistance Grant | $5,000 |
| MADISON AUDUBON SOCIETY INC | |||||||
| 1400 E WASHINGTON AVE STE 170 | MADISON | WI | 53703 | N/A | PC | Empowering Kids through Discovery Program | $20,000 |
| MOZAYIK | |||||||
| 1934 MELROSE ST | MADISON | WI | 53704 | N/A | PC | General & Unrestricted | $9,900 |
| MUSCULAR DYSTROPHY ASSOCIATION | |||||||
| 2670 S ASHLAND STE 101 | GREEN BAY | WI | 54304 | N/A | PC | Summer Camp Program | $15,000 |
| O Keaton | |||||||
| 3021 Darbo Dr 4 | Madison | WI | 53714 | NONE | I | Hardship Assistance Grant | $5,000 |
| PAINE ART CENTER & GARDENS INC | |||||||
| 1410 ALGOMA BLVD | OSHKOSH | WI | 54901 | N/A | PC | General & Unrestricted | $9,000 |
| PAPER INDUSTRY INTERNATIONAL HALL OF FAME INC | |||||||
| 425 W WATER ST | APPLETON | WI | 54911 | N/A | PC | General & Unrestricted | $3,600 |
| PARTNERS HEALTHCARE SYSTEM INC - MARTHAS VINEYARD | |||||||
| 399 REVOLUTION DR STE 645 | SOMERVILLE | MA | 02145 | N/A | PC | General & Unrestricted | $3,000 |
| PERUVIAN HEARTS | |||||||
| 24918 GENESEE TRAIL RD | GOLDEN | CO | 80401 | N/A | PC | General & Unrestricted | $300 |
| PERUVIAN HEARTS | |||||||
| 24918 GENESEE TRAIL RD | GOLDEN | CO | 80401 | N/A | PC | scholarship fund | $5,000 |
| PERUVIAN HEARTS | |||||||
| 24918 GENESEE TRAIL RD | GOLDEN | CO | 80401 | N/A | PC | scholarship fund | $8,000 |
| RAWHIDE INC | |||||||
| E7475 RAWHIDE RD | NEW LONDON | WI | 54961 | N/A | PC | Youth Education at Starr Academy Program | $30,000 |
| REACH COUNSELING SERVICES INC | |||||||
| 1509 S COMMERCIAL ST | NEENAH | WI | 54956 | N/A | PC | Child and Adolescent Therapist Position | $5,000 |
| REAL ESCAPE FROM THE SEX TRADE | |||||||
| 4215 RAINIER AVE S | SEATTLE | WA | 98118 | N/A | PC | General Support/ERC Program | $80,000 |
| RECOVERY FOUNDATION INC | |||||||
| 5005 UNIVERSITY AVE RM/STE 100 | MADISON | WI | 53704 | N/A | PC | General & Unrestricted | $450 |
| REGIS UNIVERSITY | |||||||
| 3333 REGIS BLVD C-24 | DENVER | CO | 80221 | N/A | PC | Media Center Program | $1,500 |
| ROOM TO GROW NATIONAL INC | |||||||
| 142 BERKELEY ST | BOSTON | MA | 02116 | N/A | PC | General & Unrestricted | $13,500 |
| ROOM TO GROW NATIONAL INC | |||||||
| 142 BERKELEY ST | BOSTON | MA | 02116 | N/A | PC | Basic Needs Program | $80,000 |
| S Hiegel | |||||||
| 4002 Hammersley Ave | Madison | WI | 53711 | NONE | I | Hardship Assistance Grant | $5,000 |
| SAFE COMMUNITY COALITION OF MADISON AND DANE COUNT | |||||||
| PO BOX 6652 | MADISON | WI | 53716 | N/A | PC | Drug Poisoning Prevention Project | $15,000 |
| SAN FRANCISCO FILM SOCIETY | |||||||
| 39 MESA ST STE 110 THE PRESIDIO | SAN FRANCISCO | CA | 94129 | N/A | PC | Film Project | $10,500 |
| SEATTLE CLASSICAL CHRISTIAN SCHOOL | |||||||
| 1013 8TH AVE | SEATTLE | WA | 98104 | N/A | PC | General & Unrestricted | $1,500 |
| SECOND HARVEST FOODBANK OF SOUTHERN WISCONSIN | |||||||
| 2802 DAIRY DR | MADISON | WI | 53718 | N/A | PC | General & Unrestricted | $3,000 |
| ST ALBANS EPISCOPAL CHURCH | |||||||
| 6716 GLEASON RD | EDINA | MN | 55439 | N/A | PC | General & Unrestricted | $5,028 |
| ST NORBERT COLLEGE INC | |||||||
| 100 GRANT ST | DE PERE | WI | 54115 | N/A | PC | Glad Girls Leadership Camp Program | $20,000 |
| ST MARY CENTRAL HIGH SCHOOL | |||||||
| 1050 ZEPHYR DR | NEENAH | WI | 54956 | N/A | PC | General & Unrestricted | $9,000 |
| TANDANA FOUNDATION INC | |||||||
| 2933 LOWER BELLBROOK RD | SPRING VALLEY | OH | 45370 | N/A | PC | General & Unrestricted | $3,000 |
| TERGAR INTERNATIONAL | |||||||
| 706 N 1ST ST STE 112 | MINNEAPOLIS | MN | 55401 | N/A | PC | Tergar Meditation Community of Madison, WI Division | $1,500 |
| THE HUMAN RACE INC | |||||||
| 126 N MAIN ST STE 300 | DAYTON | OH | 45402 | N/A | PC | General & Unrestricted | $6,000 |
| THE WORK GROUP | |||||||
| 3720 MARLTON PIKE | PENNSAUKEN | NJ | 08110 | N/A | PC | General & Unrestricted | $3,000 |
| TRI-COUNTY COMMUNITY DENTAL CLINIC INC | |||||||
| 9 TRI PARK WAY | APPLETON | WI | 54914 | N/A | PC | Focus on the Children Program | $15,000 |
| UNIVERSITY OF DENVER - OFFICE OF GIFT PROCESSING | |||||||
| 2190 E ASBURY AVE | DENVER | CO | 80208 | N/A | PC | University of Denver's Hockey Team Locker Room Remodel Project | $9,000 |
| UNIVERSITY OF WISCONSIN FOUNDATION | |||||||
| 1848 UNIVERSITY AVE | MADISON | WI | 53726 | N/A | PC | Center for Healthy Minds Sustainability Fund | $21,600 |
| UNIVERSITY OF WISCONSIN HOSPITALS AND CLINICS AUTH | |||||||
| 301 S WESTFIELD RD | MADISON | WI | 53717 | N/A | PC | Pediatric Palliative Care Program | $50,000 |
| VERA COURT NEIGHBORHOOD CENTER INC | |||||||
| 614 VERA CT | MADISON | WI | 53704 | N/A | PC | Vera Vison 2020 - Milestones Project | $50,000 |
| WAYLAND ACADEMY | |||||||
| 101 N UNIVERSITY AVE | BEAVER DAM | WI | 53916 | N/A | PC | Carla Smith Radford Scholarship Fund | $3,150 |
| WAYLAND ACADEMY | |||||||
| 101 N UNIVERSITY AVE | BEAVER DAM | WI | 53916 | N/A | PC | Carla Smith Radford Scholarship Fund | $1,272 |
| WEGERZYN GARDENS FOUNDATION | |||||||
| 1301 E SIEBENTHALER AVE | DAYTON | OH | 45414 | N/A | PC | Needy Childrens Program | $6,000 |
| WHEELCHAIRS FOR NIGERIA | |||||||
| 1542 PALM AVE SW | SEATTLE | WA | 98116 | N/A | PC | General & Unrestricted | $150 |
| WINGS OVER THE ROCKIES AIR & SPACE MUSEUM | |||||||
| 7711 E ACADEMY BLVD | DENVER | CO | 80230 | N/A | PC | SOAR Program for At Risk Youth | $5,000 |
| WINNEBAGO COUNTY LITERACY COUNCIL | |||||||
| 106 WASHINGTON AVE | OSHKOSH | WI | 54901 | N/A | PC | General & Unrestricted | $600 |
| WINNEBAGO COUNTY LITERACY COUNCIL | |||||||
| 106 WASHINGTON AVE | OSHKOSH | WI | 54901 | N/A | PC | English Language Learning classes for children and young families | $23,000 |
| WISCONSIN INDEPENDENT CHRISTIAN SCHOOLS INC DBA VA | |||||||
| 3450 VINLAND ST | OSHKOSH | WI | 54901 | N/A | PC | financially needy student scholarship fund | $3,150 |
| WISCONSIN INDEPENDENT CHRISTIAN SCHOOLS INC DBA VA | |||||||
| 3450 VINLAND ST | OSHKOSH | WI | 54901 | N/A | PC | Reach-out to the At Risk Project | $11,000 |
| WOMENS ENTERPRISES INTERNATIONAL | |||||||
| 302 N 78TH ST | SEATTLE | WA | 98103 | N/A | PC | General & Unrestricted | $150 |
| YOUNG MENS CHRISTIAN ASSOCIATION OF ORANGE COUNTY | |||||||
| 13821 NEWPORT AVE STE 200 | TUSTIN | CA | 92780 | N/A | PC | Huntington/Newport Beach & Costa Mesa Financial Assistance Scholarship Fund | $20,000 |
| YOUNG WOMENS CHRISTIAN ASSOCIATION OF MADISON INC | |||||||
| 101 E MIFFLIN ST | MADISON | WI | 53703 | N/A | PC | General & Unrestricted | $9,000 |
| YOUNG WOMENS CHRISTIAN ASSOCIATION OF MADISON INC | |||||||
| 101 E MIFFLIN ST | MADISON | WI | 53703 | N/A | PC | Circle of Women Challenge Gift and general operations | $50,000 |
| YOUTH GO INC | |||||||
| 213 NICOLET BLVD | NEENAH | WI | 54956 | N/A | PC | General & Unrestricted | $21,500 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,332,000 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $13,647 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $844,870 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $83,192 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | K-1 Inc/Loss | Desc |
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | -$8,345 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $3,444 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | -$8,345 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $945,153 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $936,808 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | Estate of Tamblin Clark Smith | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Paul Dicarlo 18111 Von Karman Ave | AddressLine1Txt |
| City | Irvine | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92612 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $1,957,500 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Depreciation Schedule DepreciationSchedule
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (70 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 21ST CENTY FOX AMER INC - 6.15 | $33,005 | $35,108 |
| ABB FIN USA - 2.875% - 05/08/2 | $54,229 | $55,563 |
| ABBVIE INC - 2.900% - 11/06/20 | $30,433 | $29,633 |
| ADOBE SYSTEMS INC - 3.250% - 0 | $29,712 | $30,015 |
| ALEXANDRIA REAL ESTATE E BOND | $26,954 | $25,694 |
| AMAZON COM INC SR NT - 2.500% | $36,640 | $39,584 |
| AMERICAN EXPRESS CO - 7.000% - | $51,470 | $53,135 |
| AMGEN INC BOND - 5.650% - 06/1 | $41,430 | $43,849 |
| ANHEUSER BUSCH COS INC - 4.900 | $34,918 | $37,830 |
| APACHE CORP SR NT - 3.250% - 0 | $24,506 | $25,393 |
| APPLE INC - 4.375% - 05/13/204 | $24,799 | $25,683 |
| ARROW ELECTRICS NT - 3.500% - | $34,827 | $34,651 |
| AT&T INC NOTE - 4.450% - 05/15 | $73,865 | $74,030 |
| BANK OF AMERICA - 2.600% - 01/ | $65,195 | $65,555 |
| BANK OF AMERICA - 3.950% - 04/ | $34,897 | $34,842 |
| BIOGEN INC - 2.900% - 09/15/20 | $29,938 | $30,383 |
| BLACKROCK INC - 6.250% - 09/15 | $34,013 | $31,055 |
| BOSTON PROPERTIES LPNOTE - 4.1 | $15,453 | $15,848 |
| BP CAP MKTS P L C GTD SRNT - 4 | $33,319 | $31,802 |
| BURLINGTN NORTH SANTA FE - 3.4 | $41,618 | $41,774 |
| CELGENE CORP - 2.875% - 08/17/ | $24,967 | $25,287 |
| CITIGROUP BOND - 4.450% - 09/2 | $79,119 | $76,188 |
| CITIZENS FINANCIAL GROUP, INC | $30,051 | $29,816 |
| COMCAST CORP BOND - 3.125% - 0 | $53,354 | $56,150 |
| CONSUMERS ENERGY CO - 3.250% - | $14,883 | $13,242 |
| CREDIT SUISSE GRP FDG GUERNSEY | $40,410 | $39,875 |
| CUBESMART - 0.048% - 07/15/202 | $33,148 | $32,300 |
| CVS HEALTH CORP - 4.875% - 07/ | $29,533 | $32,263 |
| DEUTSCHE BK AG LON SR NT CALL | $30,648 | $30,710 |
| EASTMAN CHEM CO - 3.600% - 08/ | $18,530 | $19,483 |
| EBAY INC NOTE - 2.600% - 07/15 | $47,775 | $48,464 |
| ENTERPRISE OPER LLC - 2.550% - | $20,258 | $20,204 |
| EXELON CORP - 0.034% - 04/15/2 | $25,033 | $24,530 |
| EXXON MOBIL - 1.708% - 03/01/2 | $25,000 | $25,054 |
| FIDELITY NATL INFORMATION SVCS | $46,940 | $45,912 |
| FORD MOTOR CREDIT COLLC NOTE - | $66,228 | $64,272 |
| GENERAL ELEC CAP CORP - 5.300% | $66,304 | $66,543 |
| GOLDMAN SACHS GROUP INC - 6.75 | $42,092 | $49,394 |
| HSBC FINANCE CORP - 6.676% - 0 | $74,508 | $73,062 |
| IBM CORP NOTES - 5.700% - 09/1 | $28,200 | $30,899 |
| INTEL CORP - 2.700% - 12/15/20 | $28,334 | $30,135 |
| INTEL CORP - 4.900% - 07/29/20 | $40,415 | $44,747 |
| JPMORGAN CHASE & CO - 3.375% - | $58,871 | $59,785 |
| KIMCO REALTY CORP - 3.400% - 1 | $26,454 | $25,370 |
| KROGER CO - 2.600% - 02/01/202 | $19,999 | $19,959 |
| METLIFE INC - 7.717% - 02/15/2 | $44,037 | $39,152 |
| MICROSOFT CORP - 3.750% - 02/1 | $44,645 | $42,199 |
| MORGAN STANLEY FR - 4.875% - 1 | $65,777 | $69,662 |
| NYSE EURONEXT - 2.000% - 10/05 | $65,350 | $65,452 |
| ONTARIO PROV CDA - 4.000% - 10 | $38,307 | $36,980 |
| ORACLE CORP SR GLBL NT - 2.500 | $24,912 | $24,827 |
| ORACLE CORP SR NT - 2.250% - 1 | $36,107 | $35,425 |
| PEPSICO INC NOTES - 4.500% - 0 | $38,693 | $37,662 |
| PETROLEOS MEXICANOS - 4.875% - | $52,274 | $50,150 |
| PRESIDENT&FELLOW HARVARD COLL | $14,975 | $13,421 |
| PUBLIC SVC ENTERPRISE GRP - 1. | $14,982 | $14,784 |
| RABOBANK NEDERLAND - 4.500% - | $64,677 | $64,478 |
| ROYAL BK OF CDA BD CDS - 1.250 | $54,979 | $55,015 |
| SCRIPPS NETWORK - 2.800% - 06/ | $29,519 | $30,066 |
| SPECTRA ENERGY PARTNER - 3.500 | $19,923 | $19,535 |
| TANGER PROPERTIES - 0.000% - 0 | $24,927 | $23,484 |
| TELEFONICA EMISIONES S A U - 5 | $51,676 | $53,573 |
| TEVA PHARMACEUTICAL NOTE - 3.1 | $39,894 | $36,877 |
| TIME WARNER INC - 4.000% - 01/ | $46,235 | $46,720 |
| TOTAL SYSTEMS SERVICES - 0.048 | $52,701 | $53,876 |
| TOYOTA MOTOR CREDIT - 1.550% - | $34,923 | $34,991 |
| UBS AG - 0.034% - 05/12/2045 | $68,385 | $66,914 |
| VERIZON COMMUNICATIONS GLB - 6 | $62,215 | $62,449 |
| WELLS FARGO & CO - 4.900% - 11 | $36,131 | $35,949 |
| WELLS FARGO & COMPANY - 2.600% | $20,673 | $20,116 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (339 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 3M CO | $106,300 | $133,035 |
| ABBOTT LABS | $137,254 | $125,601 |
| ACCENTURE PLC | $138,235 | $147,818 |
| ACTELION LIMITED | $10,171 | $13,068 |
| ADOBE SYSTEMS, INC | $118,292 | $171,103 |
| AFFIL MANAGERS GR PFD STOCK - | $49,534 | $47,218 |
| AFFILIATED MANAGERS GROUP | $45,125 | $37,342 |
| AGILENT TECHNOLOGIES INC | $124,427 | $138,958 |
| AIA GROUP LTD ADR | $39,245 | $37,750 |
| ALEXION PHARMACEUTICALS, INC | $117,274 | $107,913 |
| ALLERGAN PLC | $190,687 | $194,679 |
| ALLIED WORLD ASSURANCE CO HLDG | $49,471 | $73,046 |
| ALLY FINANCIAL INC | $181,814 | $163,382 |
| ALPHABET INC CL A | $391,072 | $440,601 |
| ALTRIA GROUP INC | $81,690 | $104,135 |
| AMAZON COM | $154,830 | $323,943 |
| AMER FIN GRP HLD | $5,735 | $8,812 |
| AMERICAN TOWER CORPORATION 5.2 | $67,330 | $65,408 |
| AMERICAN TOWER CORPORATION PFD | $60,244 | $63,223 |
| AMERICAN TOWER REIT INC | $169,809 | $180,396 |
| AMGEN INC | $34,798 | $29,242 |
| ANADARKO PETROLEUM CORP PFD | $92,113 | $92,211 |
| ANSYS INC | $5,304 | $6,474 |
| ANTHEM INC | $44,807 | $48,163 |
| APPLE INC | $269,873 | $304,142 |
| ARES CAP CORP | $50,141 | $49,408 |
| ARES CAPITAL CORPORATION - CLO | $110,660 | $104,052 |
| ARROW ELECTRONICS INC | $13,305 | $15,686 |
| ASPEN INSURANCE HLDG | $11,347 | $13,200 |
| ASSOCIATED BRITISH FOODS PLC | $30,894 | $27,056 |
| AT&T, INC | $252,127 | $299,623 |
| ATLANTIA SPA ADR | $15,905 | $14,317 |
| AUTOMATIC DATA PROCESSING INC | $50,576 | $57,557 |
| BAIDU.COM - ADR | $22,824 | $20,880 |
| BANK NEW YORK MELLON CORP COM | $142,217 | $203,402 |
| BANK OF AMERICA CORP | $183,506 | $245,973 |
| BANK OF NT BUTTERFIELD AND SON | $51,826 | $51,719 |
| BARCLAYS PLC ADR | $29,831 | $34,760 |
| BAYER A G SPONSORED ADR | $18,360 | $16,268 |
| BELDEN INC | $53,618 | $58,321 |
| BEMIS INC | $10,604 | $10,520 |
| BIG LOTS INC | $47,137 | $53,725 |
| BIOMARIN PHARMACEUTICAL INC | $74,599 | $61,219 |
| BLUE BUFFALO PET PRODUCTS, INC | $36,208 | $37,983 |
| BOOZ ALLEN HAMILTON HOLDING CO | $44,146 | $51,219 |
| BRIDGESTONE CORP UNSP ADR | $35,080 | $34,837 |
| BRINKER INTL INC | $26,006 | $24,270 |
| BRISTOL-MYERS SQUIBB CO | $181,632 | $186,482 |
| BRITISH AMERICAN TOBACCO PLC | $25,395 | $22,985 |
| BROADCOM LIMITED | $258,750 | $411,166 |
| BROADRIDGE FINANCIAL | $56,077 | $54,366 |
| BRUKER CORPORATION | $3,925 | $3,601 |
| BRUNSWICK CORP | $64,966 | $67,630 |
| BWX TECHNOLOGIES INC | $19,081 | $23,423 |
| CABOT CP | $53,192 | $56,099 |
| CABOT OIL & GAS CORP | $93,512 | $90,870 |
| CAMECO CORPORATION | $24,775 | $24,657 |
| CAPITAL ONE FINANCIAL CORP | $30,623 | $38,822 |
| CARLISLE COS INC | $7,657 | $8,272 |
| CATHAY GENERAL BANCORP | $40,583 | $57,045 |
| CBOE HOLDINGS INC | $22,258 | $28,817 |
| CELANESE CORPORATION | $158,561 | $203,937 |
| CELGENE CORP | $102,531 | $108,689 |
| CENTRICA | $31,203 | $24,559 |
| CENTURYLINK INC | $23,597 | $21,402 |
| CHARLES RIV LABORATORIES INTL | $35,986 | $50,285 |
| CHARLES SCHWAB CORP | $170,124 | $209,586 |
| CHEVRON CORP | $156,158 | $193,263 |
| CHINA BIOLOGIC PRODUCTS INC | $19,023 | $17,418 |
| CHS INC - PFD CLASS B | $54,521 | $47,902 |
| CHURCH & DWIGHT | $49,185 | $48,609 |
| CITIZENS FINANCIAL GROUP, INC | $124,502 | $203,447 |
| CITRIX SYSTEMS INC | $44,174 | $52,693 |
| CLARCOR INC | $29,975 | $39,586 |
| CME GROUP, INC | $80,591 | $94,010 |
| CNO FINANCIAL GROUP INC | $27,874 | $30,832 |
| COLONY FINANCIAL 8.5% PFD | $53,599 | $52,162 |
| COMCAST CORP | $153,753 | $180,221 |
| COMMERCIAL METALS | $38,931 | $54,668 |
| COMPASS MINERALS INTERNATIONAL | $47,671 | $49,752 |
| CONOCOPHILLIPS | $57,248 | $60,168 |
| CONSTELLATION BRANDS INC | $165,601 | $180,752 |
| CONVERGYS CP | $37,487 | $35,858 |
| CORELOGIC INC | $30,389 | $30,569 |
| CORNING INC | $50,843 | $59,462 |
| COSTCO WHOLESALE CORPORATION | $111,002 | $129,529 |
| CREDIT SUISSE GROUP ADR | $28,504 | $27,046 |
| CRH PLC - AMERICAN DEPOSITARY | $36,604 | $40,912 |
| CROWN HOLDINGS INC | $7,524 | $7,886 |
| CSX CORP | $111,936 | $138,510 |
| CURTISS WRIGHT CP | $30,640 | $33,442 |
| CUSTOMER BANCORP INC SER E 6.4 | $28,408 | $28,928 |
| DARDEN RESTAURANTS INC | $46,760 | $53,086 |
| DEAN FOODS CO | $49,922 | $61,855 |
| DELUXE CORPORATION | $17,445 | $25,780 |
| DFA COMMODITY STRATEGY PORTFOL | $365,100 | $298,573 |
| DFA EMERGING MARKETS CORE EQ P | $931,055 | $843,641 |
| DIAGEO PLC ADS | $35,774 | $33,781 |
| DNB NOR ASA SPONSOR ADR | $22,179 | $22,915 |
| DOMINION RESOURCES | $100,288 | $81,598 |
| DOMINION RESOURCES INC | $101,545 | $113,353 |
| DON QUIJOTE CO LTD | $42,269 | $47,221 |
| DOW CHEMICAL PV | $198,100 | $250,565 |
| DREYFUS FLOATING RATE INCOME Y | $139,000 | $132,847 |
| DREYFUS GLBL REAL RETURN FD CL | $890,435 | $822,652 |
| DREYFUS INTL STOCK FUND | $1,584,001 | $1,498,307 |
| DREYFUS PREMIER LTD TERM HIGH | $148,784 | $137,400 |
| DREYFUS SELECT MANAGERS SMALL | $613,936 | $674,256 |
| DRIL QUIP INC | $69,663 | $58,188 |
| DST SYS INC. COM | $45,829 | $46,825 |
| DUKE REALTY CORPORATION | $4,105 | $3,984 |
| DUPONT FABROS TECHNOLOGY INC C | $58,725 | $61,063 |
| EAST WEST BANCORP, INC | $27,809 | $42,189 |
| EATON CORP PLC | $270,743 | $276,343 |
| EATON VANCE CORP COM | $62,453 | $61,982 |
| EBAY INC | $48,102 | $45,723 |
| ELECTRONIC ARTS | $116,681 | $114,990 |
| ELI LILLY & CO | $241,239 | $218,444 |
| EXELON CORP PFD CONV 6/1/2017 | $90,301 | $83,749 |
| EXELON CORPORATION | $114,105 | $126,344 |
| EXPRESS SCRIPTS HOLDING CO | $33,159 | $29,580 |
| EXXON MOBIL CORP | $110,600 | $120,317 |
| FACEBOOK INC | $174,595 | $270,597 |
| FAIR ISSAC & CO INC | $24,298 | $23,606 |
| FANUC LIMITED UNSPONSORED | $27,841 | $27,189 |
| FINANCIAL SELECT SECTOR SPDR F | $123,263 | $120,668 |
| FIRST ENERGY CORP | $43,208 | $42,429 |
| FIRST HORIZON NATL | $14,958 | $20,010 |
| FIRST INDUSTRIAL REALTY TRUST | $48,165 | $51,332 |
| FIRST OF LONG ISLAND CORP | $27,963 | $37,486 |
| FMC TECHS INC COM | $6,924 | $8,883 |
| FOMENTO ECONOMICO MEXICANO | $20,186 | $16,766 |
| FOUR CORNERS PROPERTY TRUST IN | $29,499 | $29,549 |
| FUJI HEAVY INDUS LTD ADR | $49,301 | $47,705 |
| GALLAGHER ARTHUR J & CO | $92,572 | $104,959 |
| GALP ENERGIA | $14,332 | $15,996 |
| GATX CORP | $31,762 | $36,332 |
| GENERAL ELECTRIC CO | $226,924 | $262,911 |
| GENERAL GROWTH PPTYS INC | $3,867 | $3,747 |
| GILEAD SCIENCES INC | $49,917 | $45,472 |
| GLAXOSMITHKLINE PLC | $32,403 | $29,653 |
| GOLDMAN SACHS GROUP | $36,879 | $41,904 |
| GRAMERCY PROPERTY TRUST INC | $51,519 | $49,343 |
| GREAT PLAINS ENERGY | $54,960 | $47,863 |
| GRUPO FIN STANTANDER - ADR B | $23,013 | $17,831 |
| HALLIBURTON COMPANY | $171,484 | $190,938 |
| HALYARD HEALTH, INC | $27,745 | $28,844 |
| HANOVER INS GROUP | $26,351 | $40,955 |
| HARTFORD FINANCIALSERVICES GRO | $155,932 | $187,741 |
| HAYS PLC UNSPON ADR EA REPR 10 | $18,525 | $19,793 |
| HD SUPPLY HLDGS INC | $41,292 | $54,838 |
| HDFC BANK LTD ADR | $27,666 | $24,879 |
| HERCULES CAP 6.25% PFD | $50,339 | $49,149 |
| HESS CORPORATION | $83,375 | $88,392 |
| HOLOGIC, INC | $53,530 | $57,773 |
| HOME DEPOT INC | $106,860 | $184,896 |
| HONEYWELL INTL | $155,976 | $198,683 |
| HUNTINGTON INGALLS INDUSTRIES | $43,166 | $78,097 |
| IBERIABANK CORP - PFD CLBL | $50,497 | $49,889 |
| ICON PLC - AMERICAN DEPOSITARY | $34,537 | $33,840 |
| ILLINOIS TOOL WORKS | $155,375 | $217,611 |
| INCYTE CORPORATION | $75,934 | $79,113 |
| INDEPENDENCE REALTY TR | $36,042 | $36,126 |
| INDUSTRIA DE DISENO | $30,124 | $29,528 |
| INFINEON TECH ADS | $41,706 | $52,531 |
| INGERSOL-RAND PLC | $151,708 | $209,362 |
| INGREDION INC | $45,041 | $69,103 |
| INTEGRATED DEVICE TECHNOLOGY I | $5,359 | $5,654 |
| INTEL CORP | $249,045 | $265,133 |
| INTERCONTINENTAL EXCHANGE, INC | $120,684 | $178,851 |
| INTERDIGITAL COMMUNICATIONS CO | $38,328 | $64,859 |
| INVESCO DYNAMIC CREDIT OPPORTU | $59,780 | $62,976 |
| INVESCO PLC | $255,498 | $236,045 |
| ISHARES GLOBAL FIN | $149,696 | $166,695 |
| ISHARES IBOXX $ INVESTMENT GRA | $107,342 | $101,361 |
| ISHARES MSCI AUSTRALIA INDEX F | $51,936 | $49,968 |
| ISHARES MSCI JAPAN SMALL CAP | $99,871 | $95,126 |
| ISHARES MSCI-TAIWAN | $149,948 | $145,675 |
| ISHARES S&P U.S. PREFERRED STO | $49,934 | $46,326 |
| ISHARES TR LEHMAN INTER GOVT C | $295,611 | $287,257 |
| JAPAN AIRLINES | $33,589 | $31,649 |
| JAPAN TOB INC | $54,541 | $47,208 |
| JOHNSON & JOHNSON | $170,398 | $199,083 |
| JOHNSON CONTROLS INTERNATIONAL | $55,060 | $52,311 |
| JP MORGAN CHASE | $51,536 | $54,363 |
| KATE SPADE & CO | $4,858 | $5,041 |
| KB HOME | $31,039 | $30,513 |
| KEYCORP | $33,483 | $50,334 |
| KILROY REALTY CP | $53,985 | $73,220 |
| KLA TENCOR CORP | $43,645 | $49,568 |
| KOHLS CORP | $39,717 | $38,516 |
| L'AIR LIQUIDE ADR OTC | $15,834 | $16,613 |
| L'OREAL ADR | $33,421 | $33,497 |
| LAMAR ADVERTISING CO CL A REIT | $55,847 | $63,878 |
| LENNOX INTL INC | $52,131 | $65,863 |
| LOCKHEED MARTIN CORP | $79,943 | $126,470 |
| LOWES COMPANIES INC | $53,467 | $71,120 |
| MAINSOURCE FINL GROUP INC | $38,349 | $52,804 |
| MAN WAH HOLDINGS LTD | $26,239 | $27,758 |
| MANHATTAN ASSOCIATES INC | $54,109 | $46,666 |
| MARATHON PETROLEUM CORP | $194,430 | $227,582 |
| MATTELL INC | $54,999 | $50,968 |
| MCDONALD'S CORP | $99,084 | $111,617 |
| MCKESSON CORP | $62,855 | $47,753 |
| MDU RESOURCES GROUP | $52,958 | $63,582 |
| MENTOR GRAPHICS CORP | $37,897 | $67,509 |
| MERCK & CO INC | $217,740 | $238,541 |
| METTLER-TOLEDO INTL | $33,423 | $55,250 |
| MICHAELS STORES INC | $9,496 | $8,385 |
| MICRON TECHNOLOGY | $169,862 | $205,829 |
| MICROSOFT CORP | $141,263 | $163,739 |
| MID-AMERICA APT COMMUNITIES IN | $8,264 | $9,988 |
| MKT VCTR RUSSIA SBI | $96,195 | $105,994 |
| MONDELEZ INTERNATIONAL INC | $199,257 | $205,691 |
| MONSTER BEVERAGE CORP | $73,779 | $136,612 |
| MTU AERO ENGINES | $24,457 | $29,005 |
| N V R INC | $55,401 | $56,746 |
| NABORS INDUSTRIES LTD | $132,391 | $201,228 |
| NATIONAL GENERAL HOLDINGS CORP | $49,339 | $46,519 |
| NATL FUEL GAS CO | $22,632 | $23,222 |
| NAVIENT CORPORATION | $74,203 | $74,428 |
| NCR CP | $38,617 | $60,434 |
| NEUSTAR, INC. CL A | $47,928 | $33,400 |
| NEW RESIDENTIAL INVESTMENT COR | $94,054 | $110,512 |
| NEW YORK TIMES CO CL A | $35,874 | $33,117 |
| NEXT PLC | $31,755 | $22,081 |
| NIKE INC-CL B | $146,544 | $137,546 |
| NISOURCE INC | $15,946 | $16,162 |
| NOVARTIS AG ADR | $42,700 | $40,062 |
| NUANCE COMMUNICATIONS, INC | $48,983 | $40,230 |
| NUCOR CP | $149,333 | $171,418 |
| NUVEEN CREDIT STRATEGIES INCOM | $49,800 | $50,932 |
| NUVEEN MTG OPPORTUNITY TERM FD | $48,953 | $49,223 |
| NVIDIA CORP | $160,729 | $247,637 |
| OLD REP INTL CORP | $31,562 | $31,920 |
| OSHKOSH CORP | $30,481 | $29,721 |
| OWENS CORNING | $28,877 | $31,452 |
| OWENS ILLINOIS | $45,977 | $42,132 |
| PACWEST BANCORP | $54,227 | $67,506 |
| PALO ALTO NETWORKS INC | $89,889 | $75,780 |
| PANERA BREAD CO. CL. A | $124,921 | $118,542 |
| PAYPAL HOLDINGS, INC | $33,063 | $34,536 |
| PEPSICO INC | $247,900 | $309,285 |
| PFIZER INC | $194,105 | $198,225 |
| PHILIP MORRIS INTL | $263,258 | $281,514 |
| PIMCO 0-5 YEAR H/Y CORP BOND | $62,018 | $62,912 |
| PIONEER NAT RES CO | $95,836 | $111,103 |
| PLAINS GP HOLDINGS LP | $71,403 | $82,955 |
| POLARIS INDUSTRIES | $38,667 | $34,192 |
| POLYONE CORP | $45,395 | $38,448 |
| PPG INDUSTRIES INC | $73,958 | $73,913 |
| PRICELINE.COM INCORPORATED | $35,418 | $36,652 |
| PRIMERICA, INC | $39,429 | $60,852 |
| PROCTER GAMBLE CO | $280,738 | $294,195 |
| PROSHARES SHORT MSCI | $147,191 | $145,715 |
| PROSHARES SHORT S&P500 | $100,822 | $97,927 |
| PRUDENTIAL PLC SC | $29,473 | $29,445 |
| PRUDENTIAL SHORT DURATION HIGH | $50,628 | $48,298 |
| QUALCOMM INC | $305,130 | $308,395 |
| REDWOOD TR INC | $57,111 | $59,471 |
| REGIONS FINANCIAL CORP - 6.375 | $48,866 | $45,917 |
| REINSURANCE GROUP AMER INC | $25,810 | $40,266 |
| RELIANCE STL & ALMN | $48,431 | $66,018 |
| RELX PLC | $34,726 | $35,581 |
| RENTOKIL INITIAL PLC SPON ADR | $24,615 | $23,342 |
| REPUBLIC SVCS INC | $55,062 | $61,329 |
| RESMED INC | $41,730 | $37,851 |
| ROCHE HOLDING LTD ADR | $96,923 | $90,012 |
| ROYAL BANK SCOTLAND ADS | $41,352 | $44,959 |
| SALESFORCE.COM | $98,562 | $91,052 |
| SANDERSON FARMS INC | $54,047 | $53,717 |
| SAP AKTIENGESELL ADS | $39,077 | $40,622 |
| SCHLUMBERGER LTD | $125,138 | $120,720 |
| SCOTTS CO. CLASS A | $50,484 | $50,642 |
| SEI INVESTMENTS | $47,984 | $69,598 |
| SELECT COMFORT CORPORATION | $53,621 | $48,972 |
| SELECT SECTOR SPDR ENERGY FUND | $121,823 | $120,135 |
| SEMPRA ENERGY COM | $46,876 | $47,804 |
| SEVEN & I HOLDINGS C | $31,158 | $26,923 |
| SMITH A O CORP DEL COM | $29,297 | $31,251 |
| SOFTBANK CP UNSP ADR | $27,212 | $28,406 |
| SONOVA HOLDING AG AD | $32,283 | $27,606 |
| SOUTHERN CO PFD SER A - 6.250% | $52,696 | $48,024 |
| SOUTHWESTERN ENERGY CO - 6.250 | $39,557 | $34,130 |
| SPIRIT AEROSYSTEMS HOLDINGS CL | $45,229 | $50,181 |
| SPROUTS FARMERS MARKET INC | $55,009 | $43,327 |
| STANLEY BLACK & DECKER INC | $61,731 | $71,911 |
| STARWOOD PROPERTY TRUST INC | $123,001 | $113,921 |
| STERICYCLE INC | $53,307 | $49,306 |
| STRATEGIC FDS, INC. DREYFUS SE | $610,000 | $618,851 |
| SUNTORY BEVERAGE & FOOD LTD AD | $27,665 | $29,508 |
| SYNAPTICS INC | $50,716 | $48,490 |
| SYNCHRONY FINANCIAL | $130,977 | $169,744 |
| SYNOVUS FINL CP | $52,048 | $69,425 |
| TAIWAN SEMICONDUCTOR MFG CO LT | $194,052 | $211,888 |
| TANGER FACTORY OUTLT CENREIT | $52,299 | $53,312 |
| TELEFLEX INC | $43,161 | $64,138 |
| TEMPUR PEDIC INTERNATIONAL INC | $51,574 | $58,038 |
| TEVA PHARMACEUTICAL INDUSTRIES | $30,925 | $23,563 |
| TEXAS INSTRUMENTS INC | $50,728 | $63,484 |
| TIME WARNER INC | $324,927 | $415,078 |
| TOOTSIE ROLL INDS INC | $42,250 | $44,123 |
| TORO CO | $57,264 | $68,259 |
| TOTAL FINA ELF S.A | $31,010 | $31,601 |
| TOYOTA MTR CORP | $23,825 | $23,909 |
| UNILEVER N V N Y | $49,826 | $46,398 |
| UNILEVER PLC AMER | $30,592 | $26,659 |
| UNITED TECHNOLOGIES CORP | $144,031 | $145,904 |
| UNITED THERAPEUTICS CORP | $70,215 | $73,006 |
| UNITEDHEALTH GROUP INC | $237,780 | $282,150 |
| UNIVERSAL HLTH SVC B | $107,295 | $82,445 |
| VALERO ENERGY CORP | $192,124 | $235,294 |
| VECTOR GROUP LTD | $57,625 | $62,194 |
| VEOLIA ENVIRONN ADS | $16,507 | $12,207 |
| VERISIGN INC | $30,966 | $29,667 |
| VERIZON COMMUNICATIONS | $94,069 | $107,401 |
| VIRTUS EMERGING MARKETS OPPTS | $875,009 | $795,409 |
| VISA INC | $155,819 | $157,600 |
| VIVENDI SA | $39,840 | $35,816 |
| VODAFONE GROUP PLC | $67,815 | $45,073 |
| VOYA FINANCIAL INC | $148,517 | $169,430 |
| WAL-MART STORES INC | $54,604 | $51,149 |
| WALT DISNEY HOLDINGS CO | $205,726 | $247,210 |
| WEINGARTEN REALTY INVESTORS SB | $49,673 | $55,117 |
| WELLCARE HEALTH PLANS INC | $54,650 | $64,016 |
| WELLS FARGO & CO | $206,281 | $239,067 |
| WESTAR ENERGY INC | $42,173 | $60,295 |
| WESTERN DIGITAL CORP | $47,186 | $54,360 |
| WESTERN UNION CO | $39,561 | $39,856 |
| WILLIAMS COS | $98,535 | $100,582 |
| WILLIAMS SONOMA INC | $14,238 | $12,098 |
| WINTRUST FIN CORP - 6.500% - P | $55,354 | $48,506 |
| WOLSELEY PLC ADR S | $31,189 | $33,045 |
| WOLTERS KLUWER S/ADR | $59,231 | $58,080 |
| WOODWARD INC | $36,162 | $45,573 |
| WORLD FUEL SVCS CP | $60,202 | $52,797 |
| WORTHINGTON INDUSTRIES INC | $29,445 | $43,645 |
| YUM BRANDS INC | $97,872 | $115,894 |
| ZIMMER BIOMET HOLDINGS | $113,781 | $95,666 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $2,944,606 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $2,883,156 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $329,921 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $329,439 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (6 entries)
| Category Or ItemCategoryOrItemTxt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ARES MANAGEMENT PFD 7.00% SERI | $51,397 | $48,597 |
| ENTERPRISE PRODUCTS PARTNERS L | $44,342 | $48,942 |
| FUGIO PRIVATE EQUITY FUND VIII | $443,322 | $510,638 |
| MAGELLAN MIDSTREAM PARTNERS LP | $41,102 | $46,512 |
| OPTIMA DISCRETIONARY MACRO FUN | $2,000,000 | $2,005,278 |
| OPTIMA PARTNERS FOCUS FUND | $1,000,000 | $952,014 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | General Consultations | CategoryTxt |
| Legal Fees | $663 | LegalFeesAmt |
| Disbursements Charitable Prps | $663 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (8 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| Administrative Fees | $75,000 | $75,000 | |
| Bank Charges | $1,167 | $1,167 | |
| Indemnification Insurance | $4,962 | $4,962 | |
| K-1 Exp FUGIO PRIVATE EQUITY F | $29,945 | $29,924 | |
| K-1 Exp MAGELLAN MIDSTREAM PAR | $2 | ||
| Office Supplies | $1,559 | $1,559 | |
| Payroll Processing Fees | $1,088 | $1,088 | |
| Postage/Delivery Service | $60 | $60 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| K-1 Inc/Loss ARES MANAGEMENT PFD 7.00% SERIES A | $1,519 | $1,463 |
| K-1 Inc/Loss ENTERPRISE PRODUCTS PARTNERS LP | -$2,600 | -$16 |
| K-1 Inc/Loss FUGIO PRIVATE EQUITY FUND VIII, LP | -$2,709 | $1,996 |
| K-1 Inc/Loss MAGELLAN MIDSTREAM PARTNERS LP | -$1,111 | $1 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (6 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| Investment Management Services | $304,360 | $304,360 | |
| Philanthropic Consulting Srvcs | $39,101 | $39,101 | |
| GRAPHIC DESIGN SERVICES | $3,359 | $3,359 | |
| VIDEO PRODUCTION SERVICES | $9,569 | $9,569 | |
| EVENT PLANNING SERVICES | $2,601 | $2,601 | |
| ADMINISTRATIVE SERVICES | $2,500 | $2,500 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| 990-PF Estimated Tax for 2016 | $10,000 | |
| Foreign Tax Paid | $2,838 | $2,838 |