JAMES B PENDLETON IRRV CHARIT TR 091692: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- JAMES B PENDLETON IRRV CHARIT TR 091692 (EIN 95-6944277)
- Tax period
- 2016-01-01 to 2016-12-31
- Filed
- 2017-05-04
- IRS object ID
- 201701249349101125
- Schema version
- 2016v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-05-04T16:20:43-05:00 | ReturnTs |
| Tax Period End | 2016-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 911741928 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | VON HARTEN & COMPANY INC PS | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2101 FOURTH AVE SUITE 2050 | AddressLine1Txt |
| City | SEATTLE | CityNm |
| State Abbreviation | WA | StateAbbreviationCd |
| ZIP | 98121 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 956944277 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JAMES B PENDLETON CHARITABLE TRUST | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | JAME | BusinessNameControlTxt |
| Phone | 4259437185 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 11820 NORTHUP WAY NO E200 | AddressLine1Txt |
| City | BELLEVUE | CityNm |
| State Abbreviation | WA | StateAbbreviationCd |
| ZIP | 98005 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | DAYLE E IVERSON | PersonNm |
| Person Title | TRUSTEE & CEO | PersonTitleTxt |
| Phone | 4259437185 | PhoneNum |
| Signature | 2017-05-04 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ELIZABETH C HEDLUND CPA | PreparerPersonNm |
| PTIN | P00173862 | PTIN |
| Phone | 2064439017 | PhoneNum |
| Preparation | 2017-05-04 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 209.63.179.210 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2017-05-04 | IPDt |
| IP Tm | 07:42:58 | IPTm |
| IP Timezone | PD | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 2385706DEF493EB99E60237419D0E3E65790AFD5 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | E3FD8AAFF9326A4D8E8464C1DB22A23EFF4AC8C6 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2021-01-29 14:40:06Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | Yes (X) | AddressChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $27,949,559 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $5,785 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $5,785 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $526,398 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $526,398 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,204,296 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $3,443,915 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,204,296 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $1,736,479 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,736,479 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $155,080 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $38,770 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $116,310 | CompOfcrDirTrstDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $7,389 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $1,847 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $5,542 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $1,588 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $1,429 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $159 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $81,087 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $72,978 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $8,109 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $269,753 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $269,753 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $49,188 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $10,715 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $9,473 | TaxesDsbrsChrtblAmt |
| Occupancy Rev And Expnss | $18,930 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $9,465 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $9,465 | OccupancyDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $13,904 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $6,800 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $7,104 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $596,919 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $411,757 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $156,162 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,220,142 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,220,142 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,817,061 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $411,757 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,376,304 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$80,582 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,324,722 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $4,530,922 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $4,866,089 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $4,865,852 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $10,866,723 | CorporateStockBOYAmt |
| Corporate Stock EOY | $10,310,606 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $20,895,403 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $296,704 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $200,000 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $205,044 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $1,265,876 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $1,499,413 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $1,978,300 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $1,425 | OtherAssetsBOYAmt |
| Other Assets EOY | $4,960 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $4,960 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $16,961,650 | TotalAssetsBOYAmt |
| Total Assets EOY | $16,881,068 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $27,949,559 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $16,961,650 | RetainedEarningBOYAmt |
| Retained Earning EOY | $16,881,068 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $16,961,650 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $16,881,068 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $16,961,650 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $16,881,068 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $16,961,650 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$80,582 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $16,881,068 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $16,881,068 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (52 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | AcquiredAcquiredDt |
|---|---|---|---|---|---|---|---|
| 3,000 AT&T INC | P | 2016-02-26 | $111,779 | $62,869 | $48,910 | $48,910 | |
| 2,000 AT&T INC | P | 2016-03-10 | $76,239 | $30,198 | $46,041 | $46,041 | |
| 3,000 AT&T INC | P | 2016-06-29 | $127,224 | $37,219 | $90,005 | $90,005 | |
| 1,000 AT&T INC | P | 2016-09-29 | $40,799 | $7,358 | $33,441 | $33,441 | 2006-11-25 |
| 1,000 BAXALTA INC | P | 2016-03-10 | $39,645 | $19,569 | $20,076 | $20,076 | 2010-06-17 |
| 6,000 CABLEVISION SYS CORP CL A | P | 2016-06-21 | $209,400 | $26,770 | $182,630 | $182,630 | |
| 0.10 COMMERCEHUB INC SERIES A | P | 2016-08-09 | $1 | $1 | $0 | $0 | 2002-02-22 |
| 0.20 COMMERCEHUB INC SERIES C | P | 2016-08-09 | $3 | $1 | $2 | $2 | 2002-09-22 |
| 920 DR PEPPER SNAPPLE GROUP | P | 2016-02-26 | $84,708 | $19,688 | $65,020 | $65,020 | 2009-06-09 |
| 80 DR PEPPER SNAPPLE GROUP | P | 2016-09-29 | $7,317 | $1,635 | $5,682 | $5,682 | 2009-05-06 |
| 1,000 FEI CO | P | 2016-09-21 | $107,500 | $106,473 | $1,027 | $1,027 | 2016-06-29 |
| 1,000 KINNEVIK INVESTMENT | P | 2016-11-22 | $23,652 | $40,580 | -$16,928 | -$16,928 | 2014-06-12 |
| 1,000 KINNEVIK AB-RED | P | 2016-06-21 | $1,512 | $1,512 | $1,512 | 2014-06-12 | |
| 2,000 KINNEVIK AB-RED | P | 2016-06-21 | $3,025 | $3,025 | $3,025 | 2016-02-26 | |
| 0.60 LIBERTY BRAVES GROUP A | P | 2016-04-28 | $9 | $2 | $7 | $7 | 2009-11-20 |
| 0.20 LIBERTYBRAVES GROUP C | P | 2016-04-28 | $3 | $3 | $3 | 2009-11-20 | |
| 0.40 LIBERTY EPEDIA HOLD-A | P | 2016-11-29 | $16 | $7 | $9 | $9 | 2016-11-07 |
| 0.5037 LIBERTY GLOBAL PLC LILAC A | P | 2016-07-19 | $17 | $5 | $12 | $12 | 2002-02-22 |
| 0.511 LIBERTY GLOBAL PLC LILAC C | P | 2016-07-21 | $18 | $5 | $13 | $13 | 2002-02-22 |
| 1,352 LIBERTY SIRIUS GROUP-C | P | 2016-09-29 | $44,632 | $2,887 | $41,745 | $41,745 | |
| 676 LIBERTY SIRIUS XM GROUP | P | 2016-09-29 | $22,761 | $1,439 | $21,322 | $21,322 | |
| 0.60 LIBERTY VENTURES SER A | P | 2016-11-29 | $24 | $10 | $14 | $14 | 2016-11-07 |
| 2,400 MILLICOM INTL CELLULAR | P | 2016-11-18 | $98,710 | $178,061 | -$79,351 | -$79,351 | |
| 1,200 PRECISION CASTPARTS CORP | P | 2016-02-01 | $282,000 | $103,208 | $178,792 | $178,792 | |
| 3,500 TELEPHONE & DATA SYSTS | P | 2016-11-18 | $91,007 | $136,097 | -$45,090 | -$45,090 | |
| 5,166 VIVENDI UNIVERSAL | P | 2016-02-26 | $106,852 | $58,396 | $48,456 | $48,456 | |
| 10,000 WAUSAU PAPER CORP | P | 2016-01-22 | $102,500 | $102,300 | $200 | $200 | 2015-10-14 |
| 5,000 WEATHERFORD INTL LTD | P | 2016-02-26 | $31,299 | $59,459 | -$28,160 | -$28,160 | 2012-08-31 |
| 500 LINKEDIN CORP A | P | 2016-12-08 | $98,000 | $94,846 | $3,154 | $3,154 | 2016-06-29 |
| DISTRIBUTED $774.9 DIVIDEND TAX RECLAIM EURO 2013 | P | 2016-02-01 | $995 | -$995 | -$995 | ||
| 3,616.20 UNITS OF EURO | P | 2016-02-04 | $4,037 | $3,949 | $88 | $88 | |
| DISTRIBUTED $774.9 DIVIDEND TAX RECLAIM EURO 2016 | P | 2016-03-20 | $861 | $861 | $861 | ||
| 16,275 UNITS SWEDISH KRONA | P | 2016-06-02 | $1,952 | $1,953 | -$1 | -$1 | |
| 37,800 UNITS SWEDISH KRONA | P | 2016-06-21 | $4,566 | $4,537 | $29 | $29 | |
| DIVIDEND TAX RECLAIM SWEDEN | P | 2016-06-29 | $419 | $419 | $419 | ||
| DIVIDEND TAX RECLAIM SWEDEN | P | 2016-07-01 | $947 | $947 | $947 | ||
| CLASS ACTION PROCEEDS: SPRINT NEXTEL | P | 2016-07-12 | $124 | $124 | $124 | ||
| CLASS ACTION PROCEEDS: PFIZER | P | 2016-07-18 | $441 | $441 | $441 | ||
| CLASS ACTION PROCEEDS: SPRINT NEXTEL | P | 2016-07-29 | $128 | $128 | $128 | ||
| DIVIDEND TAX RECLAIM SWEDEN | P | 2016-08-02 | $190 | $190 | $190 | ||
| CLASS ACTION PROCEEDS: PRIVATE EQUITY LITIGATION | P | 2016-08-11 | $6 | $6 | $6 | ||
| 4,000 DUPONT EI DE NEMOUR & CO | P | 2016-02-25 | $238,964 | $123,635 | $115,329 | $115,329 | |
| 3,100 GLAXOSMITHKLINE PLC ADR | P | 2016-03-01 | $122,380 | $163,234 | -$40,854 | -$40,854 | 2014-04-17 |
| 81 RMR GROUP INC CL A | P | 2016-01-05 | $1,286 | $959 | $327 | $327 | 2015-12-15 |
| 5,500 ST JUDE MEDICAL INC | P | 2016-04-29 | $420,536 | $208,201 | $212,335 | $212,335 | 2012-08-28 |
| 2,000 WALMART STORES INC | P | 2016-06-09 | $142,023 | $98,059 | $43,964 | $43,964 | |
| 2,700 DIGITAL REALTY TRUST INC REIT | P | 2016-03-04 | $220,204 | $145,154 | $75,050 | $75,050 | 2011-01-27 |
| 9,400 DUKE REALTY CORP REIT | P | 2016-07-11 | $254,533 | $149,967 | $104,566 | $104,566 | |
| 6,200 HCP INC REIT | P | 2016-12-08 | $186,840 | $148,691 | $38,149 | $38,149 | |
| 1,240 QUALITY CARE PROPERTIES INC | P | 2016-11-15 | $17,512 | $7,202 | $10,310 | $10,310 | 2016-11-01 |
| 94,000 WELLS FARGO BANK | P | 2016-03-15 | $94,000 | $94,000 | $0 | $0 | 2009-09-22 |
| CAPITAL GAINS DIVIDENDS | P | $21,314 | $21,314 | $21,314 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,204,296 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,353,002 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $27,161,136 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.049814 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,283,422 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $27,532,020 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.046616 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,140,603 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $25,917,668 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.044009 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,110,427 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $23,054,331 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.048166 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,072,091 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $22,837,128 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.046945 | DistributionYr5Rt |
| Total Distribution | 0.235550 | TotalDistributionRt |
| Average Distribution | 0.047110 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $26,181,317 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,233,402 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $13,247 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,246,649 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,376,304 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $13,247 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $13,247 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $13,247 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $34,823 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $34,823 | TotalPaymentsAndCreditsAmt |
| Overpayment | $21,576 | OverpaymentAmt |
| Applied To ES Tax | $21,576 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | VON HARTEN COMPANY INC PS | IndividualWithBooksNm |
| Phone | 2064439017 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2101 FOURTH AVENUE STE 2050 | AddressLine1Txt |
| City | SEATTLE | CityNm |
| State Abbreviation | WA | StateAbbreviationCd |
| ZIP | 98121 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| DAYLE E IVERSON | ||||||||
| 11820 NORTHUP WAY STE E200 | BELLEVUE | WA | 98005 | TRUSTEE & CEO | 40.00 | $125,080 | $7,389 | $0 |
| JUSTIN M O'CONNELL | ||||||||
| 11820 NORTHUP WAY STE E200 | BELLEVUE | WA | 98005 | PROGRAM OFFICER | 8.33 | $30,000 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| GAMCO INVESTORS INC | |||||
| C/O BNY MELLON 1201 THIRD AVE 5010 | SEATTLE | WA | 98101 | INVESTMENT MANAGEMENT | $142,610 |
| VON HARTEN & COMPANY INC PS | |||||
| 2101 FOURTH AVE 2050 | SEATTLE | WA | 98121 | ACCOUNTING SERVICES | $72,787 |
| GARLAND CAPITAL MANAGEMENT INC | |||||
| 500 108TH AVE NE 955 | BELLEVUE | WA | 980045500 | INVESTMENT MANAGEMENT | $54,858 |
| RSM US WEALTH MANAGEMENT LLC | |||||
| 600 UNIVERSITY 1100 | SEATTLE | WA | 98101 | INVESTMENT MANAGEMENT | $50,030 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $21,781,663 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $4,798,354 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $26,580,017 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $26,580,017 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $398,700 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $26,181,317 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,309,066 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,309,066 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $13,247 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $13,247 | TotalTaxAmt |
| Distributable Before Adj | $1,295,819 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,295,819 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,295,819 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,376,304 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,376,304 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $13,247 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,363,057 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,295,819 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $1,158,328 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,376,304 | QualifyingDistributionsAmt |
| Applied To Year1 | $1,158,328 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $217,976 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $1,077,843 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | DAYLE E IVERSON | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 11820 NORTHUP WAY SUITE E200 | AddressLine1Txt |
| City | BELLEVUE | CityNm |
| State Abbreviation | WA | StateAbbreviationCd |
| ZIP | 98005 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 4259437185 | RecipientPhoneNum |
| Form And Info And Materials | LETTER DISCUSSING PROGRAMS QUALIFYING UNDER INTERNAL REVENUE CODE SECTION 501(C)(3) FOR AIDS RESEARCH, CONTROL OR TREATMENT. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | NONE | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (6 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| FRED HUTCHINSON CANCER RESEARCH CENTER | |||||||
| 1100 FAIRVIEW AVE N | SEATTLE | WA | 98109 | NONE | PUBLIC CHARITY | RESEARCH | $131,880 |
| GLADSTONE INSTITUTES | |||||||
| 1650 OWENS STREET | SAN FRANCISCO | CA | 94158 | NONE | PUBLIC CHARITY | RESEARCH | $165,098 |
| SANFORD BURNHAM PREBYS MEDICAL DISCOVERY INSTITUTE | |||||||
| 10901 N TORREY PINES RD | LA JOLLA | CA | 92037 | NONE | PUBLIC CHARITY | RESEARCH | $314,954 |
| UC DAVIS INSTITUTE FOR REGENERATIVE CURES | |||||||
| 4900 BROADWAY STE 1150 | SACRAMENTO | CA | 95820 | NONE | PUBLIC CHARITY | RESEARCH | $161,353 |
| UC SAN DIEGO AIDS RESEARCH INSTITUTE | |||||||
| 9500 GILMAN DRIVE 0005 | LA JOLLA | CA | 92093 | NONE | PUBLIC CHARITY | RESEARCH | $246,857 |
| UCLA AIDS INSTITUTE | |||||||
| 10940 WILSHIRE BLVD STE 960 | LOS ANGELES | CA | 90024 | NONE | PUBLIC CHARITY | RESEARCH | $200,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,220,142 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $5,785 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $526,398 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,204,296 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,736,479 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,736,479 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| VON HARTEN & COMPANY INC PS | $72,787 | $65,508 | $7,279 |
| LOVERIDGE HUNT & CO PLLC | $8,300 | $7,470 | $830 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (3 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| GENERAL ELECTRIC CAP CP, 5.0%, 8/15/17 | $100,000 | $101,913 |
| WELLS FARGO BANK, 5.6%, 3/15/16 | $0 | $0 |
| GENERAL ELECTRIC CAP CP, 4.55%, 3/15/18 | $100,000 | $103,131 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (147 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AMETEK INC NEW | $14,094 | $145,800 |
| CTS CORP | $23,777 | $89,600 |
| CORNING INC | $27,336 | $97,080 |
| ENERGIZER HLDGS INC | $5,528 | $44,610 |
| FLOWSERVE CORPORATION | $16,691 | $216,225 |
| HONEYWELL INTL INC | $116,505 | $463,400 |
| WATTS WATER TECHNOLOGIES INC | $47,271 | $195,600 |
| ARCHER DANIELS MIDLAND CO | $42,019 | $136,950 |
| CHURCH & DWIGHT INC | $40,977 | $353,520 |
| FLOWERS FOOD INC | $28,556 | $179,730 |
| CABLEVISION SYS CORP CL A | $0 | $0 |
| SCRIPPS NETWORKS INTERACTIVE | $51,741 | $107,055 |
| AMERICAN EXPRESS COMPANY | $125,837 | $333,360 |
| EL PASO ELEC CO | $71,926 | $232,500 |
| TELEPHONE & DATA SYSTEMS INC | $90,381 | $101,045 |
| WESTAR ENERGY INC | $51,251 | $225,400 |
| VIVENDI UNIVERSAL | $0 | $0 |
| SOUTHWEST GAS CORP | $113,690 | $383,100 |
| TIME WARNER INC | $120,369 | $482,650 |
| UNITED STATES CELLULAR CORP | $89,180 | $131,160 |
| CAVCO INDUSTRIES INC | $49,752 | $249,625 |
| CHEMED CORP NEW | $17,914 | $160,410 |
| DEERE & CO | $25,260 | $82,432 |
| GENERAL MILLS INC | $119,992 | $308,850 |
| LIBERTY GLOBAL PLC (LBTYA) | $3,897 | $16,060 |
| LIBERTY GLOBAL PLC (LBTYK) | $10,814 | $46,778 |
| VIACOM INC CL A | $173,028 | $192,500 |
| AT&T INC | $28,044 | $170,120 |
| INTERNATIONAL FLAVORS & FRAGRANCES | $47,588 | $117,830 |
| ITT CORPORATION | $0 | $0 |
| LIBERTY INTERACTIVE CORP (QVCA) | $35,235 | $49,950 |
| NAVISTAR INTL CORP NEW | $54,103 | $94,110 |
| PFIZER INC | $103,514 | $191,957 |
| TREDEGAR INDS INC | $44,279 | $72,000 |
| VERIZON COMMUNICATIONS INC | $175,242 | $320,280 |
| CAMPBELL SOUP CO | $118,257 | $241,880 |
| CRANE CO | $64,689 | $144,240 |
| GATX CORP | $138,358 | $246,320 |
| JOHNSON & JOHNSON | $130,956 | $230,420 |
| WASTE MANAGEMENT INC | $113,763 | $212,730 |
| 3M COMPANY | $139,291 | $374,997 |
| BANK OF NEW YORK MELLON CO | $92,946 | $142,140 |
| CHEVRON CORP | $108,766 | $176,550 |
| DU PONT E I DE NEMOUR & CO | $0 | $0 |
| EXXON MOBIL CORP | $86,464 | $108,312 |
| GENERAL ELECTRIC CO | $172,154 | $274,920 |
| IBM CORP | $114,389 | $182,589 |
| PFIZER INCORPORATED | $110,033 | $185,136 |
| PROCTER & GAMBLE | $119,612 | $176,568 |
| UNILEVER PLC | $110,361 | $162,800 |
| UNITED TECHOLOGIES CORP | $109,126 | $219,240 |
| WAL-MART STORES INC | $0 | $0 |
| ASCENT CAPITAL GROUP INC - A | $27,366 | $24,390 |
| COCA-COLA CO | $142,628 | $207,300 |
| DIEBOLD INC | $52,112 | $50,300 |
| DISCOVERY COMMUNICATIONS INC - A | $5,262 | $20,557 |
| DISCOVERY COMMUNICATIONS INC - C | $14,539 | $60,255 |
| DISH NETWORK CORP | $139,060 | $463,440 |
| DR PEPPER SNAPPLE GROUP, INC | $35,952 | $181,340 |
| ECHOSTAR CORP | $20,851 | $41,112 |
| NCR CORP NEW | $64,762 | $202,800 |
| PRECISION CASTPARTS CORP | $0 | $0 |
| AT&T INC COM | $133,507 | $208,397 |
| THE BANK OF NEW YORK MELLON CORP | $190,670 | $331,660 |
| BOSTON SCIENTIFIC CORPORATION | $38,891 | $129,780 |
| DANONE SPNS ADR | $64,212 | $75,480 |
| JP MORGAN CHASE & CO | $109,272 | $258,870 |
| KAMAN CORP | $29,480 | $97,860 |
| LEGG MASON INC | $126,264 | $149,550 |
| NATIONAL FUEL GAS CO | $176,427 | $226,560 |
| RPC INC | $16,483 | $89,145 |
| MICROSOFT CORP | $95,452 | $292,058 |
| NOVARTIS AG SPONS ADR | $136,974 | $229,446 |
| TOTAL SA ADR | $147,224 | $122,328 |
| WASTE MANAGEMENT INC | $137,138 | $326,186 |
| ILLINOIS TOOL WORKS | $178,370 | $502,086 |
| BAXTER INTERNATIONAL INC | $22,964 | $44,340 |
| BIGLARI HOLDINGS INC | $102,479 | $170,352 |
| CURTISS WRIGHT CORP | $58,447 | $196,720 |
| GRIFFON CORP | $46,289 | $104,800 |
| JANUS CAP GROUP INC | $140,162 | $199,050 |
| MILLICOM INTL CELLULAR SA | $80,210 | $67,760 |
| NORTHERN TR CORP | $160,099 | $356,200 |
| STATE STREET CORP | $186,024 | $310,880 |
| AMC NETWORKS INC-A | $10,813 | $78,510 |
| THE BOEING COMPANY | $69,912 | $155,680 |
| BRINKS CO | $132,254 | $206,250 |
| BROWN FORMAN CORP CL A | $20,366 | $41,625 |
| CINCINNATI BELL INC | $72,468 | $111,750 |
| FIRSTENERGY CORP | $15,468 | $61,940 |
| FORTUNE BRANDS HOME & SECURITY INC | $40,259 | $160,380 |
| INTERNAP NETWORK SERVICES CORP | $157,491 | $46,200 |
| XYLEM INC | $137,821 | $247,600 |
| JPMORGAN CHASE & CO | $146,169 | $383,991 |
| PEPSICO INCORPORATED | $151,744 | $245,881 |
| TRAVELERS COMPANIES | $144,614 | $306,050 |
| KINDER MORGAN INC DEL EXP 5/25/17 | $3,821 | $18 |
| MONDELEZ INTERNATIONAL | $93,681 | $221,650 |
| LIBERTY VENTURES (LVNTA) | $5,467 | $15,264 |
| PATTERSON COS INC | $170,964 | $205,150 |
| SNYDERS-LANCE INC | $4,608 | $7,668 |
| RYMAN HOSPITALITY INC | $68,168 | $178,255 |
| INGREDION INC | $12,216 | $99,968 |
| WELLS FARGO & COMPANY | $166,196 | $275,550 |
| WEATHERFORD INTERNATIONAL PL | $22,656 | $19,960 |
| ST JUDE MEDICAL INC | $0 | $0 |
| LIBERTY MEDIA GROUP-A (LMCA) | $268 | $5,298 |
| NEWS CORP | $17,181 | $28,650 |
| TWENTY-FIRST CENTURY FOX INC | $127,445 | $280,400 |
| CISCO SYSTEMS INC | $168,824 | $226,650 |
| PRUDENTIAL FINANCIAL | $155,685 | $280,962 |
| LIBERTY TRIPADVISOR HLDGS INC (LTRPA) | $3,685 | $5,057 |
| LIBERTY BROADBAND (LBRDA) | $638 | $12,246 |
| LIBERTY BROADBAND (LBRDK) | $5,454 | $32,813 |
| LIBERTY MEDIA GROUP (LMCK) | $537 | $10,590 |
| CHEMTURA CORP | $23,613 | $33,200 |
| INTERPUBLIC GROUP COS INC | $39,448 | $46,820 |
| KINNEVIK INVESTMENT A-B | $0 | $0 |
| GLAXOSMITHKLINE PLC ADR | $0 | $0 |
| BAXALTA INC | $0 | $0 |
| CST BRANDS INC | $67,951 | $96,300 |
| EDGEWELL PERSONAL CARE CO | $22,377 | $102,186 |
| THE MADISON SQUARE GARDEN COMPANY | $16,509 | $142,868 |
| MSG NETWORKS INC | $6,429 | $53,750 |
| WAUSAU PAPER CORP | $0 | $0 |
| BLACKROCK INC | $150,750 | $190,270 |
| MERCK & CO INC | $205,037 | $226,650 |
| RMR GROUP INC | $0 | $0 |
| UNION PACIFIC CORP | $154,476 | $186,624 |
| WHOLE FOODS MARKET | $153,806 | $147,648 |
| HARRIS CORPORATION | $41,045 | $51,235 |
| TEXTRON INC | $27,910 | $38,848 |
| HERC HOLDINGS | $98,592 | $120,480 |
| ITT INC | $18,512 | $38,570 |
| THE EW SCRIPPS COMPANY | $63,979 | $77,320 |
| WADDELL & REED FINANCIAL INC CLASS A | $106,352 | $97,550 |
| ADVANSIX INC | $624 | $3,542 |
| COMMERCEHUB, INC (CHUBA) | $3,950 | $4,503 |
| COMMERCEHUB, INC (CHUBK) | $3,207 | $4,509 |
| LIBERTY BRAVES GROUP-A | $128 | $1,373 |
| LIBERTY BRAVES GROUP-C | $1,441 | $4,756 |
| INVESTMENT AB KINNEVIK | $50,559 | $48,059 |
| LIBERTY GLOBAL PLC LILAC (LILA) | $530 | $1,427 |
| LIBERTY GLOBAL PLC LILAC (LILAK) | $1,508 | $4,149 |
| LIBERTY EXPEDIA HOLDINGS INC (LEXEA) | $3,645 | $10,949 |
| ABBVIE INC | $167,651 | $187,860 |
| MONSANTO CO | $179,178 | $210,420 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (12 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| HOSPITALITY PPTYS TRUST SH BEN INT | AT COST | $157,416 | $155,526 |
| LIBERTY PROPERTY TRUST REIT | AT COST | $182,803 | $221,200 |
| HCP INC REIT | AT COST | $0 | $0 |
| DUKE REALTY CORP REIT | AT COST | $0 | $0 |
| DIGITAL REALTY TRUST INC | AT COST | $0 | $0 |
| PROLOGIS INC NEW | AT COST | $187,785 | $353,693 |
| WELLTOWER INC | AT COST | $125,112 | $254,334 |
| HIGHWOODS PPTY | AT COST | $156,180 | $206,591 |
| ALEXANDRIA REAL EST REIT | AT COST | $171,559 | $244,486 |
| ESSEX PROPERTIES TR REIT | AT COST | $175,054 | $186,000 |
| PUBLIC STORAGE REIT | AT COST | $167,622 | $178,800 |
| SIMON PPTY GROUP REIT | AT COST | $175,882 | $177,670 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | GREENBERG GLUSKER | CategoryTxt |
| Legal Fees | $1,588 | LegalFeesAmt |
| Net Investment Income | $1,429 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $159 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| DIVIDENDS RECEIVABLE CONSTRUCTIVELY RECEIVED | $1,303 | $3,270 | $3,270 |
| LTCG DISTRIBUTION RECEIVABLE CONSTRUCTIVELY RECEIVED | $122 | $1,690 | $1,690 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (10 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| TELEPHONE EXPENSE | $2,366 | $1,183 | $1,183 |
| PAYROLL PROCESSING EXPENSE | $1,106 | $277 | $829 |
| MEMBERSHIP DUES | $4,113 | $2,056 | $2,057 |
| OFFICE SUPPLIES | $523 | $262 | $261 |
| BANK CHARGES | $183 | $91 | $92 |
| ADR FEES | $248 | $248 | $0 |
| POSTAGE | $143 | $72 | $71 |
| PARKING | $2,871 | $1,436 | $1,435 |
| D&O INSURANCE | $2,250 | $1,125 | $1,125 |
| MEETING EXPENSE | $101 | $50 | $51 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| GARLAND CAPITAL MANAGEMENT INC | $54,858 | $54,858 | $0 |
| GAMCO INVESTORS INC | $142,610 | $142,610 | $0 |
| BNY MELLON NA | $22,255 | $22,255 | $0 |
| RSM US WEALTH MANAGEMENT INC | $50,030 | $50,030 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (6 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| PAYROLL TAXES - TRUSTEE & CEO | $9,161 | $2,290 | $6,871 |
| CALIFORNIA FILING FEES | $160 | $0 | $160 |
| PAYROLL TAXES - L&I | $961 | $240 | $721 |
| FEDERAL EXCISE TAX | $29,000 | $0 | $0 |
| FOREIGN TAXES PAID | $7,611 | $7,611 | $0 |
| PAYROLL TAXES - PROGRAM OFFICER | $2,295 | $574 | $1,721 |