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AMERICAN LUNG ASSOCIATION: Form 990, tax year 2015

View the entire original 990 at ProPublica ↗

Organization
AMERICAN LUNG ASSOCIATION (EIN 13-1632524)
Tax period
2015-07-01 to 2016-06-30
Filed
2017-03-28
IRS object ID
201700879349300110
Schema version
2015v3.0
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2017-03-28T08:07:09-05:00ReturnTs
Tax Period End2016-06-30TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

FieldValueIRS element (for citing)
Preparer Firm EIN363168081PreparerFirmEIN

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1SIKICH LLPBusinessNameLine1Txt

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line13201 W WHITE OAKS DR STE 102AddressLine1Txt
CitySPRINGFIELDCityNm
State AbbreviationILStateAbbreviationCd
ZIP62704ZIPCd
FieldValueIRS element (for citing)
Return Type990ReturnTypeCd
Tax Period Begin2015-07-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN131632524EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1AMERICAN LUNG ASSOCIATIONBusinessNameLine1Txt
FieldValueIRS element (for citing)
Business Name ControlAMERBusinessNameControlTxt
Phone2177875864PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line155 W WACKER DRIVEAddressLine1Txt
CityCHICAGOCityNm
State AbbreviationILStateAbbreviationCd
ZIP60601ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonLAURA SCOTTPersonNm
Person TitleCFOPersonTitleTxt
Phone2177875864PhoneNum
Signature2017-03-02SignatureDt
Discuss With Paid PreparerYes (1)DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonRICHARD LYNCHPreparerPersonNm
PTINP01514704PTIN
Phone2177933363PhoneNum
Preparation2017-03-02PreparationDt
FieldValueIRS element (for citing)
Tax2015TaxYr
Build TS2021-01-29 14:40:06ZBuildTS

Form 990 IRS990

FieldValueIRS element (for citing)
Principal OfficerHAROLD WIMMERPrincipalOfficerNm

US Address USAddress

FieldValueIRS element (for citing)
Address Line155 W WACKER DRIVEAddressLine1Txt
CityCHICAGOCityNm
State AbbreviationILStateAbbreviationCd
ZIP60601ZIPCd
FieldValueIRS element (for citing)
Gross Receipts$46,905,286GrossReceiptsAmt
Group Return For Affiliates0GroupReturnForAffiliatesInd
Organization501c3Yes (X)Organization501c3Ind
Website AddressWWW.LUNG.ORGWebsiteAddressTxt
Type Of Organization CorpYes (X)TypeOfOrganizationCorpInd
Formation1918FormationYr
Legal Domicile StateMELegalDomicileStateCd
Activity Or MissionTHE MISSION OF THE ALA IS TO SAVE LIVES BY IMPROVING LUNG HEALTH AND PREVENTING LUNG DISEASE.ActivityOrMissionDesc
Voting Members Governing Body22VotingMembersGoverningBodyCnt
Voting Members Independent22VotingMembersIndependentCnt
Total Employee77TotalEmployeeCnt
Total Volunteers108998TotalVolunteersCnt
Total Gross UBI$0TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm$0NetUnrelatedBusTxblIncmAmt
PY Contributions Grants$9,782,765PYContributionsGrantsAmt
CY Contributions Grants$8,128,925CYContributionsGrantsAmt
PY Program Service Revenue$33,065,987PYProgramServiceRevenueAmt
CY Program Service Revenue$31,705,838CYProgramServiceRevenueAmt
PY Investment Income$523,511PYInvestmentIncomeAmt
CY Investment Income$194,559CYInvestmentIncomeAmt
PY Other Revenue$1,441,612PYOtherRevenueAmt
CY Other Revenue$2,811,516CYOtherRevenueAmt
PY Total Revenue$44,813,875PYTotalRevenueAmt
CY Total Revenue$42,840,838CYTotalRevenueAmt
PY Grants And Similar Paid$6,778,417PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid$8,370,838CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members$0PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members$0CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid$7,177,613PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid$7,577,482CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns$1,776,225PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns$15,305,468CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense$499,699CYTotalFundraisingExpenseAmt
PY Other Expenses$25,839,076PYOtherExpensesAmt
CY Other Expenses$8,253,492CYOtherExpensesAmt
PY Total Expenses$41,571,331PYTotalExpensesAmt
CY Total Expenses$39,507,280CYTotalExpensesAmt
PY Revenues Less Expenses$3,242,544PYRevenuesLessExpensesAmt
CY Revenues Less Expenses$3,333,558CYRevenuesLessExpensesAmt
Total Assets BOY$38,036,463TotalAssetsBOYAmt
Total Assets EOY$38,729,214TotalAssetsEOYAmt
Total Liabilities BOY$24,418,940TotalLiabilitiesBOYAmt
Total Liabilities EOY$23,536,810TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY$13,617,523NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY$15,192,404NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part IIIYes (X)InfoInScheduleOPartIIIInd
MissionSEE ATTACHMENT 1 - SCHEDULE O.MissionDesc
Significant New Program Srvc0SignificantNewProgramSrvcInd
Significant Change0SignificantChangeInd
Expense$16,676,502ExpenseAmt
Grant$751,996GrantAmt
Revenue$14,970,705RevenueAmt
DescLUNG CANCER, ASTHMA, LUNG DISEASE AND TOBACCO CONTROL:LUNG CANCER IS AN URGENT HEALTH CRISIS IN AMERICA, KILLING MORE PEOPLE THAN ANY OTHER CANCER. OUR LUNG FORCE INITIATIVE, TO MAKE LUNG CANCER A NATIONAL PRIORITY, CONTINUED TO RAISE AWARENESS, OFFER PATIENT SUPPORT AND RAISE FUNDS FOR RESEARCH. LUNG FORCE HAS ENABLED US TO INCREASE OUR FUNDING OF LUNG CANCER RESEARCH IN FY16 BY 26.5 PERCENT OVER LAST YEAR, AND WORK TO ACHIEVE INCREASED NATIONAL INSTITUTES OF HEALTH (NIH) FUNDING OF LUNG CANCER RESEARCH AND PROVIDE NEW RESOURCES TO LUNG CANCER PATIENTS NATIONWIDE. THROUGH LUNG FORCE 80,000 LUNG CANCER PATIENTS AND CAREGIVERS RECEIVING SUPPORT EACH MONTH.OUR FIRST LUNG FORCE ADVOCACY DAY IN WASHINGTON DC, ON MARCH 16, BROUGHT TOGETHER LUNG FORCE HEROES-ALL EITHER LIVING WITH LUNG CANCER OR REPRESENTING A FAMILY MEMBER WITH LUNG CANCER-FROM ALL 50 STATES. A TOTAL OF 117 LUNG FORCE HEROES VISITED 189 MEMBERS OF CONGRESS TO SHARE THEIR PERSONAL STORIES AND ASK FOR SUSTAINED AND INCREASED FUNDING FOR THE NIH. THROUGHOUT FY16 WE GRANTED 23 LUNG CANCER RESEARCH AWARDS, TOTALING $2M, INCLUDING OUR INAUGURAL LUNG CANCER IN WOMEN RESEARCH AWARD. WE COMMITTED TO CO-FUNDING LUNG CANCER RESEARCH AWARDS WITH BONNIE J. ADDARIO LUNG CANCER FOUNDATION AND LUNGEVITY FOUNDATION. WE ALSO HELPED SECURE AN INCREASE IN NIH LUNG CANCER RESEARCH FUNDING, REACHING AN ESTIMATED $362M INVESTMENT IN LUNG CANCER RESEARCH IN FY16.EVERY YEAR, THE LUNG ASSOCIATION HELPS PEOPLE MANAGE THEIR LUNG DISEASE, OVERCOME THEIR NICOTINE ADDICTION AND LIVE HEALTHIER LIVES. OUR GOLD STANDARD FREEDOM FROM SMOKING PROGRAM TOOK A MAJOR STEP FORWARD WHEN WE DEVELOPED FREEDOM FROM SMOKING PLUS, THE LATEST WAY TO ACCESS OUR PROVEN-EFFECTIVE CESSATION PROGRAM. WE ALSO PARTNERED WITH THE ANTHEM FOUNDATION TO BRING BETTER ACCESS TO PROVEN QUIT-SMOKING PROGRAMS SUCH AS FREEDOM FROM SMOKING TO POPULATIONS THAT NEED IT MOST. LAST YEAR WE CONTINUED TO EXPAND OUR SUITE OF EDUCATION AND SUPPORT TOOLS FOR PATIENTS WITH LUNG DISEASE AND THEIR CAREGIVERS. TO HELP EASE THE BURDEN OF LUNG CANCER, WE ADDED A NEW DIGITAL LUNG CANCER ACTION GUIDE THAT ALLOWS VISITORS TO SELECT WHERE THEY ARE IN THEIR LUNG CANCER JOURNEY AND BE CONNECTED WITH TARGETED LUNG ASSOCIATION RESOURCES. OUR NEW RESOURCES ON LUNG CANCER IMMUNOTHERAPY INCLUDE AN INTERACTIVE INFOGRAPHIC AND BROCHURE TO LEARN HOW LUNG CANCER IMMUNOTHERAPY WORKS, WHO IS ELIGIBLE, POSSIBLE SIDE EFFECTS AND QUESTIONS FOR YOUR DOCTOR.WITH SUPPORT FROM THE U.S. CENTERS FOR DISEASE CONTROL AND PREVENTION, WE DEVELOPED A NUMBER OF TOOLS TO ENSURE THAT THE 5.4M STUDENTS WITH ASTHMA HAVE ACCESS TO THEIR MEDICATION IN SCHOOL. THESE INCLUDE AN INTERACTIVE LEARNING MODULE, A MODEL POLICY FOR SCHOOL DISTRICTS ON STOCK BRONCHODILATORS, AND A STUDENT READINESS TOOL (TO DETERMINE IF THEY ARE READY TO CARRY THEIR OWN QUICK-RELIEF INHALER). IN ADDITION, OUR ASTHMA BASICS, NOW AVAILABLE IN SPANISH, IS A FREE ONLINE COURSE THAT OFFERS AN OVERVIEW OF ASTHMA MANAGEMENT THAT IS HELPFUL FOR TEACHERS, COACHES, SCHOOL NURSES AND EVEN PARENTS. FOR AMERICA'S 11M COPD PATIENTS, WE CREATED A SERIES OF INSTRUCTIONAL VIDEOS, AVAILABLE IN ENGLISH AND SPANISH, INCLUDING HOW TO PROPERLY USE A NEBULIZER, HOW TO PROPERLY CLEAN A NEBULIZER, PURSED LIP BREATHING AND BELLY BREATHING. WORKING IN PARTNERSHIP WITH PFIZER, WE LAUNCHED WHO PNEU?TM, A PUBLIC AWARENESS CAMPAIGN TO SHARE THE SERIOUSNESS OF PNEUMOCOCCAL PNEUMONIA AND THE IMPORTANCE OF ADULT VACCINATIONS FOR PREVENTABLE DISEASES.Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

FieldValueIRS element (for citing)
Expense$7,621,672ExpenseAmt
Grant$6,908,746GrantAmt
Revenue$6,842,070RevenueAmt
DescRESEARCH:FUNDING MEDICAL RESEARCH IS A CORNERSTONE OF OUR MISSION AND THE PROMISE OF BETTER TREATMENTS, AND ULTIMATELY CURES THAT CAN MAKE LUNG DISEASE A DISTANT MEMORY. AT THE AMERICAN LUNG ASSOCIATION, THIS PROMISE IS FULFILLED EVERY YEAR IN WAYS THAT HAVE A DIRECT, LIFE-CHANGING IMPACT ON PATIENTS' LIVES. OUR RESEARCH PROGRAM INCLUDES OUR AWARDS AND GRANTS PROGRAM AND OUR AIRWAYS CLINICAL RESEARCH CENTERS NETWORK (ACRC). OUR AWARDS AND GRANTS PROGRAM PROVIDES INVESTIGATORS WITH THE FUNDS THEY NEED TO INITIATE AND GROW THEIR LUNG DISEASE CAREERS. THIS YEAR, THE PROGRAM FUNDED 36 NEW AWARDEES AND 34 CONTINUING AWARDEES-70 AWARDS, TOTALING IN $6.49M IN FUNDING. OUR RESEARCH TEAM IS ENGAGED IN A WIDE RANGE OF STUDIES EXPLORING AN ARRAY OF LUNG HEALTH ISSUES, INCLUDING LUNG CANCER, ASTHMA, COPD, TUBERCULOSIS, INFLUENZA AND MANY MORE. OUR ACRC IS THE NATION'S LARGEST NOT-FOR-PROFIT NETWORK OF CLINICAL RESEARCH CENTERS DEDICATED TO ASTHMA AND CHRONIC OBSTRUCTIVE PULMONARY DISEASE (COPD) TREATMENT RESEARCH. IN THE PAST YEAR, THE ACRC NETWORK ENHANCED ITS ABILITY TO IMPROVE THE LIVES OF PEOPLE WITH ASTHMA AND COPD BY ADDING NEW CENTERS AND NEW EXPERTS. FIVE NEW CENTERS HAVE BEEN ADDED TO THE NETWORK, AND ALL RETURNING CENTERS UNDERWENT A COMPETITIVE PROCESS TO CONTINUE AS PART OF THE NETWORK-RESULTING IN A STRONGER MORE EFFECTIVE NETWORK ACROSS THE BOARD. THE ACRC NETWORK NOW CONSISTS OF 17 AIRWAYS CLINICAL RESEARCH CENTERS, WITH 24 TRIAL SITES, ONE DATA COORDINATING CENTER AND 100+ ASTHMA AND COPD SPECIALISTS.DATA FROM AN ACRC STUDY HAS HELPED US BETTER UNDERSTAND OVERUSE OF THE ASTHMA MEDICATION ALBUTEROL, AND WAS PUBLISHED IN THE PRESTIGIOUS JOURNAL OF ALLERGY AND CLINICAL IMMUNOLOGY. THIS NEW DATA COULD HELP REDUCE POOR OUTCOMES IN ASTHMA PATIENTS, INCLUDING THE RISK OF CLINICAL DEPRESSION. IN MAY, RESULTS OF THE ACRC LONG-ACTING BETA AGONIST STEP-DOWN STUDY (LASST) ON HOW TO REDUCE TREATMENT IN WELL-CONTROLLED ASTHMATIC PATIENTS WERE PRESENTED AT THE NATIONAL MEETING OF THE AMERICAN THORACIC SOCIETY. THE RESULTS OF THIS STUDY WILL HAVE A SIGNIFICANT IMPACT ON ASTHMA PATIENT CARE.THROUGH OUR LUNG FORCE INITIATIVE, WE ALSO LAUNCHED A NEW AWARD TARGETING LUNG CANCER, THE LUNG CANCER IN WOMEN RESEARCH AWARD ($400K OVER 3 YEARS).Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

FieldValueIRS element (for citing)
Expense$9,602,829ExpenseAmt
Revenue$8,620,580RevenueAmt
DescSUPPORT OF AMERICAN LUNG ASSOCIATION CHARTERED ASSOCIATIONS:THE AMERICAN LUNG ASSOCIATION NATIONAL OFFICE SUPPORTS ITS EIGHT CHARTERED ASSOCIATIONS THROUGH COACHING, TRAINING, MARKETING, CONSULTATION AND TECHNICAL ASSISTANCE. AMERICAN LUNG ASSOCIATION STAFF AND VOLUNTEERS THROUGHOUT THE COUNTRY ARE PROVIDED SKILL-BUILDING AND OTHER LEARNING OPPORTUNITIES TO HELP THEM SUCCESSFULLY DELIVER THE AMERICAN LUNG ASSOCIATION'S MISSION. THROUGH IMPLEMENTATION OF THESE STAFF LEARNING AND VOLUNTEER DEVELOPMENT OFFERINGS, CHARTERED ASSOCIATIONS ARE KEPT CURRENT ON BEST PRACTICES IN LUNG HEALTH PROGRAMS AND DELIVERY, ADVOCACY, FINANCIAL MANAGEMENT, FUNDRAISING, LEADERSHIP DEVELOPMENT, PROGRAM AND EVENT MARKETING AND VOLUNTEER MANAGEMENT. ONE-ON-ONE COACHING AND CONSULTATION BY NATIONAL OFFICE STAFF IS OFFERED AS NEEDED OR REQUESTED. INDIVIDUAL DISCIPLINE GROUPS (E.G., CHIEF EXECUTIVE OFFICERS, CHIEF FINANCIAL OFFICERS, CHIEF DEVELOPMENT OFFICERS, PROGRAM MANAGERS, ETC.) MEET REGULARLY WITH NATIONAL OFFICE PEERS TO SHARE IDEAS, PROBLEM-SOLVE, AND NETWORK.THE AMERICAN LUNG ASSOCIATION CONDUCTS A NATIONWIDE VOLUNTEER AND STAFF RECOGNITION PROGRAM. VOLUNTEERS AND STAFF ARE RECOGNIZED ON AN ONGOING BASIS FOR OUTSTANDING PERFORMANCE. AN ANNUAL RECOGNITION CEREMONY IS HELD AT A MEETING OF THE AMERICAN LUNG ASSOCIATION BOARD OF DIRECTORS AND CHAIRS ASSEMBLY WHERE AWARDS FOR HIGHEST ACHIEVEMENT ARE GIVEN IN SPECIFIC CATEGORIES.THE AMERICAN LUNG ASSOCIATION BOARD OF DIRECTORS PROVIDES STRATEGIC DIRECTION FOR THE NATIONAL OFFICE AND ITS CHARTERED ASSOCIATIONS. COORDINATION AND MONITORING OF NATIONAL AND CHARTERED ASSOCIATION STRATEGIC ALIGNMENT IS PROVIDED THROUGH A BOARD-APPROVED METRIC-BASED PERFORMANCE MANAGEMENT SYSTEM. THE AMERICAN LUNG ASSOCIATION BOARD OF DIRECTORS IS RESPONSIBLE FOR OVERSIGHT OF CHARTERED ASSOCIATION COMPLIANCE TO POLICIES AND PERFORMANCE STANDARDS. ASSISTANCE IS PROVIDED BY THE NATIONAL OFFICE TO THOSE CHARTERED ASSOCIATIONS THAT DO NOT MEET REQUIREMENTS AND/OR STANDARDS.A VARIETY OF NATIONAL OFFICE STAFF PROVIDE SPECIAL EVENTS SUPPORT TO THE LUNG ASSOCIATION CHARTERED ASSOCIATIONS. THIS SUPPORT IS DESIGNED TO ASSIST IN THE DEVELOPMENT, MARKETING AND IMPLEMENTATION OF EVENTS AND PROMOTIONS STRATEGIES. AMONG THE ASSISTANCE PROVIDED ARE PLANNING (GOAL SETTING, STRATEGIC REVIEW, DEVELOPMENT OF TEMPLATE MATERIAL, FEASIBILITY STUDIES); TRAINING (MONTHLY CONFERENCE CALLS, BEST PRACTICE STAFF TRAINING, LISTSERV BASED MATERIALS, STAFF TRAINING WEBINARS, ETC.); IMPLEMENTATION (SPONSORSHIP CALLS, RECRUITMENT, EVENT ATTENDANCE/PARTICIPATION); COACHING (STAFF, LEADERSHIP, VOLUNTEERS); COORDINATION OF BRANDED MARKETING COLLATERAL; SOLICITATION OF NATIONAL SPONSORS/TEAMS; BUILDING, FACILITATING AND INTEGRATING E-COMMERCE PLATFORMS; AND EVALUATION OF NEW EVENTS. THE PRIMARY FOCUS IS TO INCREASE THE CHARTERED ASSOCIATIONS NET REVENUE AND FULLY INTEGRATE BEST PRACTICE STRATEGIES INTO THE OVERALL WORK PLAN.THE DIRECT RESPONSE TEAM DEVELOPS AND IMPLEMENTS CAMPAIGN PLANS FOR ALL DIRECT MAIL APPEALS, TELEMARKETING CAMPAIGNS AND THE RESIDENTIAL PROGRAM IN CONJUNCTION WITH OUR DIRECT RESPONSE CONSULTING AGENCY. ALL FUNDS GENERATED ARE DEPOSITED DIRECTLY INTO LOCAL ASSOCIATION ACCOUNTS ON A REGULAR (WEEKLY OR BI-WEEKLY) BASIS WITH DETAILED REPORTS BY CAMPAIGN FOR THE CURRENT PERIOD AND YEAR-TO-DATE. LOCAL ASSOCIATIONS ARE BILLED MONTHLY FOR DIRECT RESPONSE EXPENSES AND QUARTERLY FOR A 30 PERCENT SHARE OF THE NET INCOME GENERATED BY THE PROGRAMS. ASSOCIATIONS ARE PROVIDED WITH A BUDGET FOR EACH PROGRAM ALONG WITH CASH FLOW AND BILLING SCHEDULES, AS WELL AS QUARTERLY UPDATES ON ACTUAL PERFORMANCE. BILLED EXPENSES ARE RECONCILED TO ACTUAL COSTS AT THE END OF THE FISCAL YEAR. IMAGES OF ALL ROLLOUT MAILING PACKAGES ARE AVAILABLE FOR REFERENCE BY CHARTERED ASSOCIATIONS. DIRECT RESPONSE CALLS OR MEETINGS ARE CONDUCTED TO WHICH ALL LOCAL CEOS ARE INVITED TO PARTICIPATE FOR UPDATES ON THE PROGRAM AND ANY ISSUES OR QUESTIONS THAT ARISE.Desc

Prog Srvc Accom Acty Other ProgSrvcAccomActyOtherGrp

FieldValueIRS element (for citing)
Expense$2,896,335ExpenseAmt
Grant$710,096GrantAmt
Revenue$2,600,076RevenueAmt
DescADVOCACY AND ENVIRONMENTAL:IN FY 2016 WE MADE SIGNIFICANT HEADWAY IN OUR EFFORTS TO ADVOCATE FOR HEALTHY LUNGS AND HEALTHY AIR. EVERY YEAR, WE SUPPORT LEGISLATION AND POLICIES THAT PROTECT OUR CHILDREN FROM DEADLY AIR POLLUTION AND TOBACCO PRODUCTS, SUPPORT FUNDING FOR CRITICAL LUNG DISEASE RESEARCH AND HEALTH PROGRAMS AT THE FEDERAL LEVEL, AND MUCH MORE.THIS PAST YEAR, OUR WORK HELPED LEAD TO THE U.S. ENVIRONMENTAL PROTECTION AGENCY (EPA) PASSING THE MOST PROTECTIVE OZONE STANDARD IN HISTORY. WE LED THE WORK THAT CREATED THE FIRST NATIONAL RADON ACTION PLAN TO FIGHT THE SECOND LEADING CAUSE OF LUNG CANCER-EXPOSURE TO RADON GAS. OUR ADVOCACY ALSO HELPED PUSH THE EPA TO CREATE THE FIRST-EVER LIMITS TO PREVENT EMISSIONS OF METHANE AND OTHER TOXIC POLLUTION FROM NEW AND MODIFIED OIL AND GAS FACILITIES. ON AUGUST 3, 2015, WE WERE HONORED TO JOIN PRESIDENT OBAMA AT THE WHITE HOUSE AS HE ANNOUNCED THE FINAL CLEAN POWER PLAN-A PLAN WE PUSHED FOR TO REDUCE CARBON POLLUTION FROM POWER PLANTS. IN NOVEMBER 2015, THE DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT ANNOUNCED A NEW PROPOSED RULE THAT WOULD MAKE ALL FEDERALLY OWNED PUBLIC HOUSING SMOKEFREE. WE ADVOCATED FOR MORE THAN SEVEN YEARS FOR THIS RULE, WHICH WILL PROTECT 2M AMERICANS FROM EXPOSURE TO SECONDHAND SMOKE IN THEIR HOMES. THIS PAST YEAR, WE ADVOCATED FOR AND HELPED SECURE A $362M INVESTMENT IN NATIONAL INSTITUTES OF HEALTH LUNG CANCER RESEARCH FUNDING IN 2016.OUR INNOVATIVE MEDICAID TOBACCO CESSATION INITIATIVE IS HELPING TO ENSURE THAT THIS VULNERABLE POPULATION GETS THE HELP THEY NEED TO QUIT SMOKING. OUR WORK ALSO HELPED SPUR HAWAII, CALIFORNIA AND CITIES ACROSS THE COUNTRY TO RAISE THEIR LEGAL TOBACCO SALES AGE TO 21-A PROVEN WAY TO REDUCE YOUTH SMOKING AND SAVE LIVES.OUR 14TH ANNUAL "STATE OF TOBACCO CONTROL" REPORT RELEASED IN JANUARY 2016, FOUND THAT STATES AND THE FEDERAL GOVERNMENT ARE NOT DOING ENOUGH TO ELIMINATE TOBACCO-CAUSED DEATH AND DISEASE AND THAT 1 IN 4 KIDS STILL USE TOBACCO PRODUCTS. OUR 17TH ANNUAL "STATE OF THE AIR" REPORT SHOWED THAT MORE THAN HALF OF AMERICANS LIVE WITH UNHEALTHY LEVELS OF AIR POLLUTION, PUTTING 166M AMERICANS AT RISK FROM UNHEALTHY AIR. IN MAY 2016, THE FOOD AND DRUG ADMINISTRATION ISSUED ITS LONG-AWAITED FINAL RULE GIVING THE AGENCY REGULATORY AUTHORITY OVER ALL TOBACCO PRODUCTS, INCLUDING E-CIGARETTES, CIGARS, HOOKAH AND OTHER TOBACCO PRODUCTS. THIS WAS A MAJOR PUBLIC HEALTH VICTORY THAT THE LUNG ASSOCIATION WORKED FOR SINCE PRESIDENT OBAMA SIGNED THE TOBACCO CONTROL ACT IN 2009. IN JUNE, OUR ASTHMA GUIDELINES-BASED CARE INITIATIVE POLICY PROJECT ASSESSED STATE MEDICAID COVERAGE FOR GUIDELINES-BASED ASTHMA CARE IN THE 23 STATES FUNDED BY THE CDC NATIONAL ASTHMA CONTROL PROGRAM. THE AMERICAN LUNG ASSOCIATION WORKS TO DEFEND THE CLEAN AIR ACT AND THE FAMILY SMOKING PREVENTION AND TOBACCO CONTROL ACT, SUPPORTS LEGISLATION THAT PROTECTS OUR CHILDREN FROM DEADLY AIR POLLUTION AND TOBACCO PRODUCTS, AND SUPPORTS FUNDING FOR CRITICAL LUNG DISEASE RESEARCH AND HEALTH PROGRAMS AT THE FEDERAL LEVEL-AND MUCH MORE. THIS PAST YEAR, WE ADVOCATED FOR THE EPA TO ADOPT A STRONG FINAL CLEAN POWER PLAN TO REDUCE CARBON POLLUTION FROM NEW AND EXISTING POWER PLANTS. TO HIGHLIGHT THE HEALTH IMPACTS OF CLIMATE CHANGE, WE HOSTED EPA ADMINISTRATOR GINA MCCARTHY AT A ROUNDTABLE IN CHICAGO THIS APRIL AND PARTICIPATED IN THE WHITE HOUSE SUMMIT ON CLIMATE CHANGE AND HEALTH IN JUNE IN WASHINGTON, DC. THANKS IN PART TO LUNG ASSOCIATION LEGAL ACTION, THE EPA PROPOSED TO STRENGTHEN THE NATIONAL STANDARD FOR OZONE POLLUTION. FOLLOWING THE PROPOSAL, THE LUNG ASSOCIATION HELPED ORGANIZE MORE THAN 30 HEALTH PROFESSIONALS AND VOLUNTEERS TO TESTIFY AT EPA PUBLIC HEARINGS IN TEXAS, CALIFORNIA, AND WASHINGTON, DC. WE ALSO, ALONG WITH 12 OTHER NATIONAL HEALTH ORGANIZATIONS, SUBMITTED COMMENTS TO EPA AND HELPED RECRUIT MORE THAN 1,000 HEALTH PROFESSIONALS TO JOIN THE FIGHT URGING EPA TO SET THE MOST HEALTH-PROTECTIVE STANDARDS.PRESIDENT OBAMA, U.S. SURGEON GENERAL VIVEK MURTHY, M.D., AND EPA ADMINISTRATOR GINA MCCARTHY JOINED A ROUNDTABLE AT HOWARD UNIVERSITY WHERE LUNG ASSOCIATION VOLUNTEER TYRA BRYANT-STEPHENS, M.D., SHARED HER CONCERNS ABOUT THE HEALTH IMPACTS OF CLIMATE CHANGE ON CHILDREN WITH ASTHMA, INCLUDING THOSE SHE SERVES THROUGH HER WORK AT THE CHILDREN'S HOSPITAL OF PHILADELPHIA. OUR 13TH ANNUAL "STATE OF TOBACCO CONTROL" REPORT RELEASED IN JANUARY 2015, FOUND THAT STATES AND THE FEDERAL GOVERNMENT ARE NOT DOING ENOUGH TO ELIMINATE TOBACCO-CAUSED DEATH AND DISEASE. THIS YEAR, WE ALSO URGED THE OBAMA ADMINISTRATION TO MOVE QUICKLY AND PROTECT PUBLIC HEALTH AND THE HEALTH OF THE NATION'S YOUTH BY GIVING THE FOOD AND DRUG ADMINISTRATION OVERSIGHT AUTHORITY OVER ALL TOBACCO PRODUCTS, INCLUDING E-CIGARETTES, CIGARS AND HOOKAH. NEW ORLEANS WENT SMOKEFREE IN ALL PUBLIC PLACES AND WORKPLACES, INCLUDING BARS AND CASINOS. THE LUNG ASSOCIATION PLAYED A PIVOTAL ROLE IN PASSAGE OF THE LAW AND DEFENDING IT AGAINST ATTACKS FROM OPPONENTS.Desc
FieldValueIRS element (for citing)
Total Other Prog Srvc Expense$2,896,335TotalOtherProgSrvcExpenseAmt
Total Other Prog Srvc Grant$710,096TotalOtherProgSrvcGrantAmt
Total Other Prog Srvc Revenue$2,600,076TotalOtherProgSrvcRevenueAmt
Total Program Service Expenses$36,797,338TotalProgramServiceExpensesAmt
Described In Section501c3Yes (1)DescribedInSection501c3Ind
Schedule B RequiredYes (1)ScheduleBRequiredInd
Political Campaign Acty0PoliticalCampaignActyInd
Lobbying ActivitiesYes (1)LobbyingActivitiesInd
Subject To Proxy Tax0SubjectToProxyTaxInd
Donor Advised Fund0DonorAdvisedFundInd
Conservation Easements0ConservationEasementsInd
Collections Of Art0CollectionsOfArtInd
Credit Counseling0CreditCounselingInd
Temp Or Permanent Endowments0TempOrPermanentEndowmentsInd
Report Land Building EquipmentYes (1)ReportLandBuildingEquipmentInd
Report Investments Other Sec0ReportInvestmentsOtherSecInd
Report Program Related Invst0ReportProgramRelatedInvstInd
Report Other AssetsYes (1)ReportOtherAssetsInd
Report Other LiabilitiesYes (1)ReportOtherLiabilitiesInd
Include FIN48 FootnoteYes (1)IncludeFIN48FootnoteInd
Independent Audit Fincl StmtYes (1)IndependentAuditFinclStmtInd
Consolidated Audit Fincl Stmt0ConsolidatedAuditFinclStmtInd
School Operating0SchoolOperatingInd
Foreign Office0ForeignOfficeInd
Foreign Activities0ForeignActivitiesInd
More Than5000 K To Org0MoreThan5000KToOrgInd
More Than5000 K To Individuals0MoreThan5000KToIndividualsInd
Professional FundraisingYes (1)ProfessionalFundraisingInd
Fundraising Activities0FundraisingActivitiesInd
Gaming Activities0GamingActivitiesInd
Operate Hospital0OperateHospitalInd
Grants To OrganizationsYes (1)GrantsToOrganizationsInd
Grants To Individuals0GrantsToIndividualsInd
Schedule J RequiredYes (1)ScheduleJRequiredInd
Tax Exempt Bonds0TaxExemptBondsInd
Engaged In Excess Benefit Trans0EngagedInExcessBenefitTransInd
PY Excess Benefit Trans0PYExcessBenefitTransInd
Loan Outstanding0LoanOutstandingInd
Grant To Related Person0GrantToRelatedPersonInd
Business Rln With Org Mem0BusinessRlnWithOrgMemInd
Business Rln With Fam Mem0BusinessRlnWithFamMemInd
Business Rln With Officer Ent0BusinessRlnWithOfficerEntInd
Deductible Non Cash Contri0DeductibleNonCashContriInd
Deductible Art Contribution0DeductibleArtContributionInd
Terminate Operations0TerminateOperationsInd
Partial Liquidation0PartialLiquidationInd
Disregarded Entity0DisregardedEntityInd
Related Entity0RelatedEntityInd
Related Organization Ctrl Ent0RelatedOrganizationCtrlEntInd
Trnsfr Exmpt Non Chrtbl Rltd Org0TrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted Prtshp0ActivitiesConductedPrtshpInd
Schedule O RequiredYes (1)ScheduleORequiredInd
IRP Document57IRPDocumentCnt
IRP Document W2 G0IRPDocumentW2GCnt
Employee77EmployeeCnt
Employment Tax Returns FiledYes (1)EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over Limit0UnrelatedBusIncmOverLimitInd
Foreign Financial Account0ForeignFinancialAccountInd
Prohibited Tax Shelter Trans0ProhibitedTaxShelterTransInd
Taxable Party Notification0TaxablePartyNotificationInd
Nondeductible Contributions0NondeductibleContributionsInd
Quid Pro Quo Contributions0QuidProQuoContributionsInd
Form8282 Property Disposed Of0Form8282PropertyDisposedOfInd
Rcv Fnds To Pay Prsnl Bnft Cntrct0RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct0PayPremiumsPrsnlBnftCntrctInd
Indoor Tanning Services0IndoorTanningServicesInd
Info In Schedule O Part VIYes (X)InfoInScheduleOPartVIInd
Governing Body Voting Members22GoverningBodyVotingMembersCnt
Independent Voting Member22IndependentVotingMemberCnt
Family Or Business Rln0FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties0DelegationOfMgmtDutiesInd
Change To Org Documents0ChangeToOrgDocumentsInd
Material Diversion Or Misuse0MaterialDiversionOrMisuseInd
Members Or Stockholders0MembersOrStockholdersInd
Election Of Board Members0ElectionOfBoardMembersInd
Decisions Subject To Approva0DecisionsSubjectToApprovaInd
Minutes Of Governing BodyYes (1)MinutesOfGoverningBodyInd
Minutes Of CommitteesYes (1)MinutesOfCommitteesInd
Officer Mailing Address0OfficerMailingAddressInd
Local ChaptersYes (1)LocalChaptersInd
Policies Reference ChaptersYes (1)PoliciesReferenceChaptersInd
Form990 Provided To Gvrn BodyYes (1)Form990ProvidedToGvrnBodyInd
Conflict Of Interest PolicyYes (1)ConflictOfInterestPolicyInd
Annual Disclosure Covered PrsnYes (1)AnnualDisclosureCoveredPrsnInd
Regular Monitoring EnfrcYes (1)RegularMonitoringEnfrcInd
Whistleblower PolicyYes (1)WhistleblowerPolicyInd
Document Retention PolicyYes (1)DocumentRetentionPolicyInd
Compensation Process CEOYes (1)CompensationProcessCEOInd
Compensation Process OtherYes (1)CompensationProcessOtherInd
Investment In Joint Venture0InvestmentInJointVentureInd
States Where Copy Of Return Is FldALStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldAKStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldAZStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldARStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldCAStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldCOStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldCTStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldDCStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldFLStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldGAStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldHIStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldILStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldKSStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldKYStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldMEStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldMDStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldMAStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldMIStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldMNStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldMSStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldNHStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldNJStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldNMStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldNYStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldNCStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldNDStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldOHStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldOKStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldORStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldPAStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldRIStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldSCStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldTNStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldVAStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldWAStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldWVStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldWIStatesWhereCopyOfReturnIsFldCd
Own WebsiteYes (X)OwnWebsiteInd
Upon RequestYes (X)UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1LAURA SCOTT CFOBusinessNameLine1Txt
FieldValueIRS element (for citing)
Phone2177875864PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line13000 KELLY LANEAddressLine1Txt
CitySPRINGFIELDCityNm
State AbbreviationILStateAbbreviationCd
ZIP62711ZIPCd

Form990 Part VII Section A Form990PartVIISectionAGrp (32 entries)

TitleTitleTxtAverage Hours Per WeekAverageHoursPerWeekRtIndividual Trustee Or DirectorIndividualTrusteeOrDirectorIndOfficerOfficerIndReportable Comp From OrgReportableCompFromOrgAmtReportable Comp From Rltd OrgReportableCompFromRltdOrgAmtOther CompensationOtherCompensationAmtKey EmployeeKeyEmployeeIndHighest Compensated EmployeeHighestCompensatedEmployeeInd
KATHRYN A FORBES CPA
BOARD CHAIR2.00Yes (X)Yes (X)$0$0$0
JOHN F EMANUEL JD
BOARD VICE-CHAIR2.00Yes (X)Yes (X)$0$0$0
PENNY J SIEWERT
SECRETARY/TREASURER2.00Yes (X)Yes (X)$0$0$0
ROSS P LANZAFAME ESQ
PAST CHAIR2.00Yes (X)$0$0$0
LINN P BILLINGSLEY BSN
DIRECTOR2.00Yes (X)$0$0$0
MICHAEL F BUSK MD MPH
DIRECTOR2.00Yes (X)$0$0$0
CHERYL A CALHOUN BA MBA
DIRECTOR2.00Yes (X)$0$0$0
CHRISTOPHER CARNEY
DIRECTOR2.00Yes (X)$0$0$0
MICHAEL V CARSTENS
DIRECTOR2.00Yes (X)$0$0$0
MARIO CASTRO MD MPH
DIRECTOR2.00Yes (X)$0$0$0
PAULINE GRANT MS MBA FACHE
DIRECTOR2.00Yes (X)$0$0$0
SUMITA B KHATRI MD MS
DIRECTOR2.00Yes (X)$0$0$0
ANGELA V MASTROFRANCESCO
DIRECTOR2.00Yes (X)$0$0$0
ROBERT K MERCHANT MD MS
DIRECTOR2.00Yes (X)$0$0$0
STEPHEN J NOLAN ESQ
DIRECTOR2.00Yes (X)$0$0$0
STEPHEN R O'KANE
DIRECTOR2.00Yes (X)$0$0$0
HARRY PERLSTADT PHD MPH
DIRECTOR2.00Yes (X)$0$0$0
JANE Z REARDON MSN APRN CS AE-C
DIRECTOR2.00Yes (X)$0$0$0
AL ROWE
DIRECTOR2.00Yes (X)$0$0$0
JEFFREY T STEIN CFP CRPS
DIRECTOR2.00Yes (X)$0$0$0
KARIN A TOLLEFSON PHARMD
DIRECTOR2.00Yes (X)$0$0$0
LETICIA W TOWNS
DIRECTOR2.00Yes (X)$0$0$0
HAROLD WIMMER
PRESIDENT & CEO40.00Yes (X)$401,788$0$64,820
LAURA SCOTT
CHIEF FINANCIAL OFFICER40.00Yes (X)$217,157$0$16,651
PAUL BILLINGS
VP NATIONAL POLICY & ADVOC40.00$193,259$0$21,124Yes (X)
SUSAN RAPPAPORT
VP RESEARCH & PROGRAM40.00$179,264$0$46,655Yes (X)
SUSAN SWAN
CHIEF DEVELOPMENT OFFICER40.00$192,038$0$20,325Yes (X)
ALANA BURNS
VP SIGNATURE CAUSE CAMPAIG40.00$194,040$0$14,664Yes (X)
RUSSELL BURWELL
VP GOVERNANCE40.00$155,375$0$25,714Yes (X)
CRAIG FINSTEAD
AVP DIREC RESPONSE OPERATION40.00$137,576$0$23,445Yes (X)
SALLY DRAPER
VP DEVELOPMENT40.00$168,058$0$21,175Yes (X)
LORRAINE CHAPIN
AVP CORP RELATIONS40.00$111,103$0$35,990Yes (X)
FieldValueIRS element (for citing)
Total Reportable Comp From Org$1,949,658TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org$0TotReportableCompRltdOrgAmt
Total Other Compensation$290,563TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K20IndivRcvdGreaterThan100KCnt
Former Ofcr Employees Listed0FormerOfcrEmployeesListedInd
Total Comp Greater Than150 KYes (1)TotalCompGreaterThan150KInd
Compensation From Other Srcs0CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1TxtCityContractorAddress/USAddress/CityNmState AbbreviationContractorAddress/USAddress/StateAbbreviationCdZIPContractorAddress/USAddress/ZIPCdServicesServicesDescCompensationCompensationAmt
RR DONNELLEY
1333 SCHEURING RDDE PEREWI54115SUPPLY CHAIN MANAGEMENT$4,380,725
DANIEL EDLEMAN INC
200 E RANDOLPH ST FLR 63CHICAGOIL60601PUBLIC RELATIONS$3,022,176
BRICKMILL MARKETING SERVICES
24 MILL BROOK RDWILTONNH03086MARKETING$2,921,018
RESOURCE ONE
2900 EAST APACHE STTULSAOK74110MARKETING$2,823,673
JOHNS HOPKINS
1101 E 33RD STBALTIMOREMD21218RESEARCH PROJECTS$1,294,444
FieldValueIRS element (for citing)
Cntrct Rcvd Greater Than100 K63CntrctRcvdGreaterThan100KCnt
Info In Schedule O Part VIIIYes (X)InfoInScheduleOPartVIIIInd
Government Grants$897,741GovernmentGrantsAmt
All Other Contributions$7,231,184AllOtherContributionsAmt
Total Contributions$8,128,925TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (5 entries)

DescDescBusinessBusinessCdTotal Revenue ColumnTotalRevenueColumnAmtRelated Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
PROGRAM REIMBURSEMENTS900099$20,092,083$20,092,083
CHART. ASSOC. ASSESSME900099$5,725,437$5,725,437
PROGRAM SERVICE CONTRA900099$3,516,712$3,516,712
DIRECT RESP. ACTIVITY900099$2,317,651$2,317,651
MEMBERSHIP DUES900099$53,955$53,955
FieldValueIRS element (for citing)
Total Program Service Revenue$31,705,838TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

FieldValueIRS element (for citing)
Total Revenue Column$460,532TotalRevenueColumnAmt
Exclusion$460,532ExclusionAmt

Royalties Revenue RoyaltiesRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$1,933,103TotalRevenueColumnAmt
Related Or Exempt Func Income$1,327,593RelatedOrExemptFuncIncomeAmt
Exclusion$605,510ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

FieldValueIRS element (for citing)
Securities$3,798,475SecuritiesAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

FieldValueIRS element (for citing)
Securities$4,064,448SecuritiesAmt

Gain Or Loss GainOrLossGrp

FieldValueIRS element (for citing)
Securities-$265,973SecuritiesAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

FieldValueIRS element (for citing)
Total Revenue Column-$265,973TotalRevenueColumnAmt
Exclusion-$265,973ExclusionAmt

Other Revenue Misc OtherRevenueMiscGrp (3 entries)

DescDescBusinessBusinessCdTotal Revenue ColumnTotalRevenueColumnAmtExclusionExclusionAmt
RESEARCH GRANT SERVICE900099$500,753$500,753
PROGRAM PARTICIPANT FE900099$228,734$228,734
TRUST INCOME900099$107,401$107,401

Miscellaneous Revenue MiscellaneousRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$41,525TotalRevenueColumnAmt
Exclusion$41,525ExclusionAmt
FieldValueIRS element (for citing)
Other Revenue Total$878,413OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$42,840,838TotalRevenueColumnAmt
Related Or Exempt Func Income$33,033,431RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue$0UnrelatedBusinessRevenueAmt
Exclusion$1,678,482ExclusionAmt
FieldValueIRS element (for citing)
Info In Schedule O Part IXYes (X)InfoInScheduleOPartIXInd

Grants To Domestic Orgs GrantsToDomesticOrgsGrp

FieldValueIRS element (for citing)
Total$8,370,838TotalAmt
Program Services$8,370,838ProgramServicesAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

FieldValueIRS element (for citing)
Total$1,353,081TotalAmt
Program Services$1,029,850ProgramServicesAmt
Management And General$264,072ManagementAndGeneralAmt
Fundraising$59,159FundraisingAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

FieldValueIRS element (for citing)
Total$4,630,880TotalAmt
Program Services$3,524,632ProgramServicesAmt
Management And General$903,777ManagementAndGeneralAmt
Fundraising$202,471FundraisingAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

FieldValueIRS element (for citing)
Total$1,182,535TotalAmt
Program Services$894,092ProgramServicesAmt
Management And General$235,651ManagementAndGeneralAmt
Fundraising$52,792FundraisingAmt

Payroll Taxes PayrollTaxesGrp

FieldValueIRS element (for citing)
Total$410,986TotalAmt
Program Services$310,738ProgramServicesAmt
Management And General$81,900ManagementAndGeneralAmt
Fundraising$18,348FundraisingAmt

Fees For Services Prof Fundraising FeesForServicesProfFundraising

FieldValueIRS element (for citing)
Total$15,305,468TotalAmt
Fundraising$15,305,468FundraisingAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

FieldValueIRS element (for citing)
Total$41,730TotalAmt
Management And General$41,730ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

FieldValueIRS element (for citing)
Total$5,240,786TotalAmt
Program Services$5,080,484ProgramServicesAmt
Management And General$114,896ManagementAndGeneralAmt
Fundraising$45,406FundraisingAmt

Advertising AdvertisingGrp

FieldValueIRS element (for citing)
Total$14,064,823TotalAmt
Program Services$14,064,823ProgramServicesAmt

Occupancy OccupancyGrp

FieldValueIRS element (for citing)
Total$692,389TotalAmt
Program Services$389,783ProgramServicesAmt
Management And General$247,222ManagementAndGeneralAmt
Fundraising$55,384FundraisingAmt

Travel TravelGrp

FieldValueIRS element (for citing)
Total$338,559TotalAmt
Program Services$280,417ProgramServicesAmt
Management And General$47,500ManagementAndGeneralAmt
Fundraising$10,642FundraisingAmt

Conferences Meetings ConferencesMeetingsGrp

FieldValueIRS element (for citing)
Total$273,090TotalAmt
Program Services$226,855ProgramServicesAmt
Management And General$37,773ManagementAndGeneralAmt
Fundraising$8,462FundraisingAmt

Depreciation Depletion DepreciationDepletionGrp

FieldValueIRS element (for citing)
Total$64,847TotalAmt
Program Services$36,502ProgramServicesAmt
Management And General$23,157ManagementAndGeneralAmt
Fundraising$5,188FundraisingAmt

Insurance InsuranceGrp

FieldValueIRS element (for citing)
Total$162,299TotalAmt
Program Services$91,358ProgramServicesAmt
Management And General$57,957ManagementAndGeneralAmt
Fundraising$12,984FundraisingAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDescTotalTotalAmtProgram ServicesProgramServicesAmtManagement And GeneralManagementAndGeneralAmtFundraisingFundraisingAmt
PROCESSING FEES$1,249,965$1,244,916$4,125$924
RESIDENTIAL CAMPAIGN$776,085$776,085
OFFICE SUPPLIES & EQUIP$384,556$275,566$89,042$19,948
TELECOMMUNICATION$99,432$68,197$25,518$5,717

All Other Expenses AllOtherExpensesGrp

FieldValueIRS element (for citing)
Total-$15,135,069TotalAmt
Program Services$132,202ProgramServicesAmt
Management And General$35,923ManagementAndGeneralAmt
Fundraising-$15,303,194FundraisingAmt

Total Functional Expenses TotalFunctionalExpensesGrp

FieldValueIRS element (for citing)
Total$39,507,280TotalAmt
Program Services$36,797,338ProgramServicesAmt
Management And General$2,210,243ManagementAndGeneralAmt
Fundraising$499,699FundraisingAmt

Cash Non Interest Bearing CashNonInterestBearingGrp

FieldValueIRS element (for citing)
BOY$550BOYAmt
EOY$550EOYAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

FieldValueIRS element (for citing)
BOY$13,137,880BOYAmt
EOY$16,004,595EOYAmt

Accounts Receivable AccountsReceivableGrp

FieldValueIRS element (for citing)
BOY$3,617,193BOYAmt
EOY$2,360,812EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

FieldValueIRS element (for citing)
BOY$1,030,940BOYAmt
EOY$640,164EOYAmt
FieldValueIRS element (for citing)
Land Bldg Equip Cost Or Other Bss$1,426,790LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec$1,259,695LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

FieldValueIRS element (for citing)
BOY$185,642BOYAmt
EOY$167,095EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

FieldValueIRS element (for citing)
BOY$14,669,182BOYAmt
EOY$14,408,164EOYAmt

Other Assets Total OtherAssetsTotalGrp

FieldValueIRS element (for citing)
BOY$5,395,076BOYAmt
EOY$5,147,834EOYAmt

Total Assets TotalAssetsGrp

FieldValueIRS element (for citing)
BOY$38,036,463BOYAmt
EOY$38,729,214EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

FieldValueIRS element (for citing)
BOY$2,033,125BOYAmt
EOY$1,041,581EOYAmt

Grants Payable GrantsPayableGrp

FieldValueIRS element (for citing)
BOY$3,790,814BOYAmt
EOY$4,598,273EOYAmt

Deferred Revenue DeferredRevenueGrp

FieldValueIRS element (for citing)
BOY$9,155,191BOYAmt
EOY$8,325,436EOYAmt

Other Liabilities OtherLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$9,439,810BOYAmt
EOY$9,571,520EOYAmt

Total Liabilities TotalLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$24,418,940BOYAmt
EOY$23,536,810EOYAmt
FieldValueIRS element (for citing)
Organization Follows SFAS117Yes (X)OrganizationFollowsSFAS117Ind

Unrestricted Net Assets UnrestrictedNetAssetsGrp

FieldValueIRS element (for citing)
BOY$8,515,889BOYAmt
EOY$10,333,066EOYAmt

Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp

FieldValueIRS element (for citing)
BOY$1,211,570BOYAmt
EOY$1,098,527EOYAmt

Permanently Rstr Net Assets PermanentlyRstrNetAssetsGrp

FieldValueIRS element (for citing)
BOY$3,890,064BOYAmt
EOY$3,760,811EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$13,617,523BOYAmt
EOY$15,192,404EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$38,036,463BOYAmt
EOY$38,729,214EOYAmt
FieldValueIRS element (for citing)
Info In Schedule O Part XIYes (X)InfoInScheduleOPartXIInd
Reconcilation Revenue Expnss$3,333,558ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst-$408,788NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets-$1,349,889OtherChangesInNetAssetsAmt
Method Of Accounting AccrualYes (X)MethodOfAccountingAccrualInd
Accountant Compile Or Review0AccountantCompileOrReviewInd
FS AuditedYes (1)FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

FieldValueIRS element (for citing)
Separate Basis Fincl StmtYes (X)SeparateBasisFinclStmtInd
FieldValueIRS element (for citing)
Audit CommitteeYes (1)AuditCommitteeInd
Federal Grant Audit RequiredYes (1)FederalGrantAuditRequiredInd
Federal Grant Audit PerformedYes (1)FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
Public Organization170Yes (X)PublicOrganization170Ind

Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$10,546,204CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$8,618,848CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$6,082,938CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$9,782,765CurrentTaxYearMinus1YearAmt
Current Tax Year$8,128,925CurrentTaxYearAmt
Total$43,159,680TotalAmt

Total Calendar Year170 TotalCalendarYear170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$10,546,204CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$8,618,848CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$6,082,938CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$9,782,765CurrentTaxYearMinus1YearAmt
Current Tax Year$8,128,925CurrentTaxYearAmt
Total$43,159,680TotalAmt
FieldValueIRS element (for citing)
Substantial Contributors Tot$5,890,850SubstantialContributorsTotAmt
Public Support Total170$37,268,830PublicSupportTotal170Amt

Gross Investment Income170 GrossInvestmentIncome170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$1,592,243CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$952,391CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$1,178,134CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$986,268CurrentTaxYearMinus1YearAmt
Current Tax Year$2,393,635CurrentTaxYearAmt
Total$7,102,671TotalAmt

Other Income170 OtherIncome170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$556,293CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$517,426CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$1,339,034CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$884,922CurrentTaxYearMinus1YearAmt
Current Tax Year$878,412CurrentTaxYearAmt
Total$4,176,087TotalAmt
FieldValueIRS element (for citing)
Total Support$54,438,438TotalSupportAmt
Gross Receipts Rltd Activities$172,213,843GrossReceiptsRltdActivitiesAmt
Public Support CY1700.68460PublicSupportCY170Pct
Public Support PY1700.81790PublicSupportPY170Pct
Thirty Thr Pct Suprt Tests CY170Yes (X)ThirtyThrPctSuprtTestsCY170Ind

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

FieldValueIRS element (for citing)
ContributorRESTRICTEDContributorNum

Contributor Business Name ContributorBusinessName

FieldValueIRS element (for citing)
Business Name Line1RESTRICTEDBusinessNameLine1

Contributor US Address ContributorUSAddress

FieldValueIRS element (for citing)
Address Line1RESTRICTEDAddressLine1
Address Line2RESTRICTEDAddressLine2
CityRESTRICTEDCity
StateRESTRICTEDState
ZIP CodeRESTRICTEDZIPCode
FieldValueIRS element (for citing)
Total ContributionsRESTRICTEDTotalContributionsAmt

Schedule C IRS990ScheduleC

FieldValueIRS element (for citing)
VolunteersYes (1)VolunteersInd
Paid Staff Or ManagementYes (1)PaidStaffOrManagementInd
Media AdvertisementsYes (1)MediaAdvertisementsInd
Mailings MembersYes (1)MailingsMembersInd
Mailings Members$24,752MailingsMembersAmt
Publications Or BroadcastYes (1)PublicationsOrBroadcastInd
Publications Or Broadcast$11,200PublicationsOrBroadcastAmt
Grants Other OrganizationsYes (1)GrantsOtherOrganizationsInd
Grants Other Organizations$136,000GrantsOtherOrganizationsAmt
Direct Contact LegislatorsYes (1)DirectContactLegislatorsInd
Direct Contact Legislators$213,278DirectContactLegislatorsAmt
Rallies DemonstrationsYes (1)RalliesDemonstrationsInd
Rallies Demonstrations$52,279RalliesDemonstrationsAmt
Other ActivitiesYes (1)OtherActivitiesInd
Total Lobbying Expenditures$437,509TotalLobbyingExpendituresAmt
Not Described Section501c30NotDescribedSection501c3Ind

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferencePART II-B, LINE 1:FormAndLineReferenceDesc
ExplanationTHE AMERICAN LUNG ASSOCIATION VOLUNTEERS AND STAFF ENGAGE IN A WIDE RANGE OF ADVOCACY ACTIVITIES TO FURTHER OUR MISSION TO SAVE LIVES BY IMPROVING LUNG HEALTH AND PREVENTING LUNG DISEASE. OUR WORK INCLUDES EFFORTS TO EDUCATE MEMBERS OF CONGRESS, THEIR STAFF AND THE PUBLIC ON LUNG HEALTH ISSUES AND ACCESS TO HEALTHCARE. WE ADVOCATE FOR CLEAN, HEALTHY AIR TO REDUCE THE HEALTH IMPACTS OF AIR POLLUTION. WE FOCUS ON SUPPORTING THE IMPLEMENTATION AND STRENGTHENING OF THE NATION'S CLEAN AIR LAWS. WE STRONGLY SUPPORT THE PUBLIC HEALTH INFRASTRUCTURE AND LUNG HEALTH RESEARCH FUNDING INCLUDING FUNDING FOR LUNG CANCER, CHRONIC OBSTRUCTIVE PULMONARY DESEASE (COPD), ASTHMA, TUBERCULOSIS AND OTHER LUNG DISEASES. FURTHERMORE, THE AMERICAN LUNG ASSOCIATION VOLUNTEERS AND STAFF ACTIVELY ADVOCATE IN WASHINGTON, D.C. AND IN THE STATES FOR TOBACCO CONTROL LAWS, INCLUDING EFFORTS TO REGULATE TOBACCO PRODUCTS, PROMOTE TOBACCO CESSATION AND ELIMINATE EXPOSURE TO SECOND HAND SMOKE.ExplanationTxt

Schedule D IRS990ScheduleD

CY Endwmt Fund CYEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$1,237,670BeginningYearBalanceAmt
Investment Earnings Or Losses-$26,949InvestmentEarningsOrLossesAmt
Grants Or Scholarships$92,182GrantsOrScholarshipsAmt
Administrative Expenses$4,523AdministrativeExpensesAmt
End Year Balance$1,114,016EndYearBalanceAmt

CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$1,405,053BeginningYearBalanceAmt
Investment Earnings Or Losses-$59,489InvestmentEarningsOrLossesAmt
Grants Or Scholarships$98,509GrantsOrScholarshipsAmt
Administrative Expenses$9,385AdministrativeExpensesAmt
End Year Balance$1,237,670EndYearBalanceAmt

CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$1,201,259BeginningYearBalanceAmt
Investment Earnings Or Losses$304,334InvestmentEarningsOrLossesAmt
Grants Or Scholarships$95,089GrantsOrScholarshipsAmt
Administrative Expenses$5,451AdministrativeExpensesAmt
End Year Balance$1,405,053EndYearBalanceAmt

CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$1,030,809BeginningYearBalanceAmt
Investment Earnings Or Losses$259,407InvestmentEarningsOrLossesAmt
Grants Or Scholarships$77,218GrantsOrScholarshipsAmt
Administrative Expenses$11,739AdministrativeExpensesAmt
End Year Balance$1,201,259EndYearBalanceAmt

CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$1,099,684BeginningYearBalanceAmt
Investment Earnings Or Losses-$23,972InvestmentEarningsOrLossesAmt
Grants Or Scholarships$34,318GrantsOrScholarshipsAmt
Administrative Expenses$10,585AdministrativeExpensesAmt
End Year Balance$1,030,809EndYearBalanceAmt
FieldValueIRS element (for citing)
Prmnnt Endowment Balance EOY0.44880PrmnntEndowmentBalanceEOYPct
Term Endowment Balance EOY0.55120TermEndowmentBalanceEOYPct
Endowments Held Unrelated Org0EndowmentsHeldUnrelatedOrgInd
Endowments Held Related Org0EndowmentsHeldRelatedOrgInd

Leasehold Improvements LeaseholdImprovementsGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$231,008OtherCostOrOtherBasisAmt
Depreciation$175,873DepreciationAmt
Book Value$55,135BookValueAmt

Equipment EquipmentGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$742,716OtherCostOrOtherBasisAmt
Depreciation$635,067DepreciationAmt
Book Value$107,649BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$453,066OtherCostOrOtherBasisAmt
Depreciation$448,755DepreciationAmt
Book Value$4,311BookValueAmt
FieldValueIRS element (for citing)
Total Book Value Land Buildings$167,095TotalBookValueLandBuildingsAmt

Other Assets Org OtherAssetsOrgGrp (2 entries)

DescDescBook ValueBookValueAmt
BENEFICIAL INTEREST IN PERPETUAL TRUSTS$3,597,239
AMOUNTS HELD ON BEHALF OF OTHERS$1,550,595
FieldValueIRS element (for citing)
Total Book Value Other Assets$5,147,834TotalBookValueOtherAssetsAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (5 entries)

DescDescAmtAmt
PENSION & LIFE INSURANCE BENEFITS$5,962,343
DUE TO CHARTERED ASSOC.$236,176
AMOUNTS HELD ON BEHALF OF OTHERS$1,550,595
ANNUITY FUND INVESTMENTS$63,049
OTHER LIABILITIES$1,759,357
FieldValueIRS element (for citing)
Total Liability$9,571,520TotalLiabilityAmt
Footnote TextYes (X)FootnoteTextInd
Total Rev Etc Audited Fincl Stmt$52,011,862TotalRevEtcAuditedFinclStmtAmt
Net Unrealized Gains Invst-$408,788NetUnrealizedGainsInvstAmt
Donated Services And Use Fclts$10,929,701DonatedServicesAndUseFcltsAmt
Other Revenue-$1,349,889OtherRevenueAmt
Revenue Not Reported$9,171,024RevenueNotReportedAmt
Revenue Subtotal$42,840,838RevenueSubtotalAmt
Revenue Not Reported Fincl Stmt$0RevenueNotReportedFinclStmtAmt
Total Revenue Per Form990$42,840,838TotalRevenuePerForm990Amt
Tot Expns Etc Audited Fincl Stmt$50,436,981TotExpnsEtcAuditedFinclStmtAmt
Donated Services Use Fclts$10,929,701DonatedServicesUseFcltsAmt
Expenses Not Reported$10,929,701ExpensesNotReportedAmt
Expenses Subtotal$39,507,280ExpensesSubtotalAmt
Expenses Not Rpt Fincl Stmt$0ExpensesNotRptFinclStmtAmt
Total Expenses Per Form990$39,507,280TotalExpensesPerForm990Amt

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
PART IV, LINE 2B:PERMANENTLY RESTRICTED NET ASSETS ARE PRIMARILY DEDICATED TO SUPPORTING RESEARCH SCHOLARS IN INTERSTITIAL RELATED LUNG DISEASES. DALSEMER ENDOWMENT: IN 1983, LEONARD DALSEMER, THE JOHN A. HARTFORD FOUNDATION, AND THE WHEELABRATOR FOUNDATION ENDOWED THE NATIONAL OFFICE WITH $500,000 (THE CORPUS) TO FUND RESEARCH TO FIND A CURE FOR INTERSTITIAL LUNG DISEASE. THE EARNINGS FROM THE CORPUS ARE TO FUND AN ANNUAL RESEARCH AWARD IN A MINIMAL AMOUNT OF $30,000. THE TERM OF EACH AWARD IS THREE YEARS. ANNUAL EXPENDITURES ARE LIMITED TO 6% OF THE FAIR MARKET VALUE OF THE ENDOWMENT. THE AMERICAN LUNG ASSOCIATION IS TO STRIVE TO GROW THE ENDOWMENT BY SOLICITING ADDITIONAL DONOR CONTRIBUTIONS. THE AWARD IS ONLY TO BE CONFERRED WHEN THE REVIEW COMMITTEE DEEMS THE PROPOSED RESEARCH MERITORIOUS. MARY FULLER RUSSELL RESEARCH FUND: IN A SETTLEMENT ENTERED BY AMERICAN LUNG ASSOCIATION OF NEW HAMPSHIRE (ALANH) AND NATIONAL OFFICE (ALA)ON JULY 9, 2003, ALANH AGREED TO SET ASIDE, AS A SEGREGATED FUND, WITHIN ITS ENDOWMENT FUND, THE SUM OF $1,297,643 REPRESENTING ALA'S 10% SHARE, AND TO MAINTAIN SUCH SEGREGATED FUND INTACT FOR THE PURPOSE OF PAYING TO AND ALLOWING ALA TO USE ALL THE INCOME AND THE ANNUAL NET APPRECIATION, IF ANY, IN THE FAIR VALUE OF THE SEGREGATED FUND FOR RESEARCH PURPOSES DETERMINED BY ALA. UNDER THE SETTLEMENT, SUCH SEGREGATED FUND IS TO BE HELD FOR ALA'S BENEFIT IN PERPETUITY. ALANH AND ALA AGREED THAT DISTRIBUTIONS FROM THE MARY FULLER RUSSELL RESEARCH FUND SHALL BE USED TO SUPPORT RESEARCH INTO LUNG HEALTH ISSUES, AND THAT RESEARCH GRANTS TO RECIPIENTS SHALL BE MADE UNDER THE NAME MARY FULLER RUSSELL RESEARCH FUND.
PART X, LINE 2:NATIONAL OFFICE IS DESIGNATED AS A NON-PROFIT ORGANIZATION AND IS EXEMPT FROM INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. IT HAS BEEN CLASSIFIED AS AN ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION. THEREFORE, CHARITABLE CONTRIBUTIONS ARE TAX DEDUCTIBLE.
PART XI, LINE 2D - OTHER ADJUSTMENTS:CHANGE IN FAIR VALUE OF BENEFICIAL INTEREST IN TRUSTS -118,641. CHANGE IN VALUE OF SPLIT INTEREST TRUSTS 7,098. PENSION AND POST RETIREMENT PLAN CHANGES -1,238,346.

Schedule G IRS990ScheduleG

FieldValueIRS element (for citing)
Mail SolicitationsYes (X)MailSolicitationsInd
Email SolicitationsYes (X)EmailSolicitationsInd
Phone SolicitationsYes (X)PhoneSolicitationsInd
Agrmt Prof Fundraising ActyYes (1)AgrmtProfFundraisingActyInd

Fundraiser Activity Info FundraiserActivityInfoGrp (3 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdActivityActivityTxtFundraiser Control Of FundsFundraiserControlOfFundsIndGross ReceiptsGrossReceiptsAmtRetained By ContractorRetainedByContractorAmtNet To OrganizationNetToOrganizationAmt
NNE MARKETING
1666 MASSACHUSETTS AVE SUITE 14LEXINGTONMA02420DIRECT MAIL0$21,638,568$14,347,508$7,291,060
INFOCISION MANAGEMENT CORP
325 SPRINGSIDE DRAKRONOH44333RESIDENTIAL0$952,523$736,246$216,278
INFOCISION MANAGEMENT CORP
325 SPRINGSIDE DRAKRONOH44333TELEMARKETING0$350,307$221,714$128,593
FieldValueIRS element (for citing)
Total Gross Receipts$22,941,398TotalGrossReceiptsAmt
Total Retained By Contractors$15,305,468TotalRetainedByContractorsAmt
Total Net To Organization$7,635,931TotalNetToOrganizationAmt
Licensed StatesALLicensedStatesCd
Licensed StatesAKLicensedStatesCd
Licensed StatesAZLicensedStatesCd
Licensed StatesARLicensedStatesCd
Licensed StatesCALicensedStatesCd
Licensed StatesCOLicensedStatesCd
Licensed StatesCTLicensedStatesCd
Licensed StatesDELicensedStatesCd
Licensed StatesFLLicensedStatesCd
Licensed StatesGALicensedStatesCd
Licensed StatesHILicensedStatesCd
Licensed StatesIDLicensedStatesCd
Licensed StatesILLicensedStatesCd
Licensed StatesINLicensedStatesCd
Licensed StatesIALicensedStatesCd
Licensed StatesKSLicensedStatesCd
Licensed StatesKYLicensedStatesCd
Licensed StatesLALicensedStatesCd
Licensed StatesMELicensedStatesCd
Licensed StatesMDLicensedStatesCd
Licensed StatesMALicensedStatesCd
Licensed StatesMILicensedStatesCd
Licensed StatesMNLicensedStatesCd
Licensed StatesMSLicensedStatesCd
Licensed StatesMOLicensedStatesCd
Licensed StatesMTLicensedStatesCd
Licensed StatesNELicensedStatesCd
Licensed StatesNVLicensedStatesCd
Licensed StatesNHLicensedStatesCd
Licensed StatesNJLicensedStatesCd
Licensed StatesNMLicensedStatesCd
Licensed StatesNYLicensedStatesCd
Licensed StatesNCLicensedStatesCd
Licensed StatesNDLicensedStatesCd
Licensed StatesOHLicensedStatesCd
Licensed StatesOKLicensedStatesCd
Licensed StatesORLicensedStatesCd
Licensed StatesPALicensedStatesCd
Licensed StatesRILicensedStatesCd
Licensed StatesSCLicensedStatesCd
Licensed StatesSDLicensedStatesCd
Licensed StatesTNLicensedStatesCd
Licensed StatesTXLicensedStatesCd
Licensed StatesUTLicensedStatesCd
Licensed StatesVTLicensedStatesCd
Licensed StatesVALicensedStatesCd
Licensed StatesWALicensedStatesCd
Licensed StatesWVLicensedStatesCd
Licensed StatesWILicensedStatesCd
Licensed StatesWYLicensedStatesCd
Licensed StatesDCLicensedStatesCd

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceSCHEDULE G, PART I, LINE 2B, COLUMN (V)FormAndLineReferenceDesc
ExplanationTHE AMERICAN LUNG ASSOCIATION'S NATIONAL OFFICE PROVIDES SUPPORT FOR CHARTERED AMERICAN LUNG ASSOCIATIONS' DIRECT MAIL, RESIDENTIAL CAMPAIGNS, AND TELEMARKETING. AS PART OF THIS SUPPORT, THE AMERICAN LUNG ASSOCIATION (NATIONAL) CONTRACTS WITH PROFESSIONAL FUNDRAISERS TO DEVELOP FUNDRAISING STRATEGIES ON THESE INITIATIVES. REVENUES FROM DIRECT RESPONSE, RESIDENTIAL CAMPAIGN AND TELEMARKETING CAMPAIGNS ARE DISTRIBUTED TO THE CHARTERED AMERICAN LUNG ASSOCIATIONS, AND EACH RESPECTIVE CHARTER REIMBURSES NATIONAL FOR THEIR ALLOCABLE PORTION OF EXPENSES RELATED TO EACH FUNDRAISING CAMPAIGN.ExplanationTxt

Schedule I IRS990ScheduleI

FieldValueIRS element (for citing)
Grant Records MaintainedYes (1)GrantRecordsMaintainedInd

Recipient Table RecipientTable (71 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdRecipient EINRecipientEINIRC SectionIRCSectionDescCash GrantCashGrantAmtPurpose Of GrantPurposeOfGrantTxtAddress Line2USAddress/AddressLine2Txt
ALA OF MID-ATLANTIC
3001 OLD GETTYSBURG RDCAMP HILLPA17011251825116501(C)(3)$288,367FED. & PROG. GRANTS
ALA OF MIDLAND STATES
1950 ARLINGATE LANECOLUMBUSOH43228314379531501(C)(3)$129,699FED. & PROG. GRANTS
ALA OF MOUNTAIN PACIFIC
7420 S BRIDGEPORT RD SUITE 200TIGARDOR97224930386887501(C)(3)$76,827FED. & PROG. GRANTS
ALA OF CALIFORNIA
333 HEGENBERGER RD SUITE 450OAKLANDCA94621940362650501(C)(3)$141,901FED. & PROG. GRANTS
ALA OF THE NORTHEAST
21 WEST 38TH STNEW YORKNY10018060646594501(C)(3)$126,310FED. & PROG. GRANTS
ALA OF THE SOUTHEAST
6852 BELFORT OAKS PLACEJACKSONVILLEFL32216590662271501(C)(3)$97,763FED. & PROG. GRANTS
ALA OF THE SOUTHWEST
5600 GREENWOOD PLAZA BLVD SUITE 100GREENWOOD VILLAGECO80111860111676501(C)(3)$227,956FED. & PROG. GRANTS100
ALA OF THE UPPER MIDWEST
3000 KELLY LANESPRINGFIELDIL62707204392201501(C)(3)$324,230FED. & PROG. GRANTS
ALBANY MEDICAL COLLEGE
47 NEW SCOTLAND AVEALBANYNY12208141338310501(C)(3)$40,000RESEARCH
BAYLOR COLLEGE OF MEDICINE
ONE BAYLOR PLAZAHOUSTONTX77030741613878501(C)(3)$215,100RESEARCH
CASE WESTERN RESERVE UNIVERSITY
10900 EUCLID AVECLEVELANDOH44106341018992501(C)(3)$40,000RESEARCH
COLD SPRING HARBOR LABORATORY
1 BUNGTOWN RDCOLD SPRING HARBORNY11724112011303501(C)(3)$100,000RESEARCH
COLUMBIA UNIVERSITY
615 W 131ST STNEW YORKNY10027155598093501(C)(3)$131,800RESEARCH
CORNELL UNIVERSITY
575 LEXINGTON AVENEW YORKNY10022131623978501(C)(3)$40,000RESEARCH
DUKE UNIVERSITY
BOX 104132DURHAMNC27708560532129501(C)(3)$98,700RESEARCH
GEORGIA REGENTS UNIVERSITY
1120 15TH STAUGUSTAGA30912586002053501(C)(3)$40,000RESEARCH
JOHNS HOPKINS UNIVERSITY
1101 E 33RD ST D200BALTIMOREMD21218520595110501(C)(3)$984,944RESEARCH
LOUISIANA STATE UNIVERSITY HEALTH SCIENCES CENTER
433 BOLIVAR STNEW ORLEANSLA70112726087770501(C)(3)$94,500RESEARCH
LOVELACE RESPIRATORY RESEARCH INSTITUTE
2425 RIDGECREST DRALBUQUERQUENM87108850110669501(C)(3)$40,000RESEARCH
MASSACHUSETTS GENERAL HOSPITAL
55 FRUIT STBOSTONMA02114041564655501(C)(3)$317,500RESEARCH
NATIONAL JEWISH MEDICAL AND RESEARCH CENTER
1400 JACKSON STDENVERCO80206742044647501(C)(3)$119,700RESEARCH
NEMOURS CHILDREN CLINC
10140 CENTURION PARKWAY NORTHJACKSONVILLEFL32256590634433501(C)(3)$78,750RESEARCH
NEW YORK MEDICAL COLLEGE WORMEN'S AND CHILDREN CENTER
40 SUNSHINE COTTAGE RDVALHALLANY10595131099420501(C)(3)$95,250RESEARCH
NORTH SHORE LONG ISLAND JEWISH
300 COMMUNITY DRMANHASSETNY11030111562701501(C)(3)$83,150RESEARCH
NORTHWESTERN UNIVERSITY
619 CLARK STEVANSTONIL60208362167817501(C)(3)$193,400RESEARCH
NYU SCHOOL OF MEDICINE
545 FIRST AVENEW YORKNY10016135562308501(C)(3)$49,500RESEARCH
OREGON HEALTH & SCIENCE UNIVERSITY
3181 W SAM JACKSON PARK RDPORTLANDOR97239931176109501(C)(3)$100,000RESEARCH
REGENTS OF THE UNIVERSITY OF CALIFORNIA DAVIS
1850 RESEARCH PARK DR SUITE 300DAVISCA95618946036494501(C)(3)$40,000RESEARCH
REGENTS OF THE UNIVERSITY OF CALIFORNIA SAN FRANCISCO
1855 FOLSOM STSAN FRANCISCOCA94143946036493501(C)(3)$100,000RESEARCH
REGENTS OF UNIVERSITY OF MICHIGAN
5082 WOLVERINE TOWER 3003 S STATEANN ARBORMI48109386006309501(C)(3)$40,000RESEARCHST
ROSALIND FRANKLIN UNIVERSITY
333 GREEN BAY RDNORTH CHICAGOIL60046362181973501(C)(3)$40,000RESEARCH
RUTGERS UNIVERSITY SCHOOL OF PUBLIC HEALTH
65 DAVIDSON RDPISCATAWAYNJ08854462354111501(C)(3)$133,350RESEARCH
SLOAN-KETTERING INSTITUTE FOR CANCER RESEARCH
1275 YORK AVE BOX 070NEW YORKNY10065131924236501(C)(3)$150,000RESEARCH
ST VINCENT OF INDIANA
1 HOSPITAL DRINDIANAPOLISIN46260350869066501(C)(3)$82,250RESEARCH
STANFORD UNIVERSITY
3145 PORTER DRPALO ALTOCA94304941156365501(C)(3)$200,000RESEARCH
THE OHIO STATE UNIVERSITY RESEARCH FOUNDATION
1960 KENNY RDCOLUMBUSOH43210316401599501(C)(3)$140,000RESEARCH
TRUSTEES OF DARTMOUTH COLLEGE
11 ROPE FERRY RDHANOVERNH03755020222111501(C)(3)$99,962RESEARCH
TUFTS UNIVERSITY
169 HOLLAND STMEDFORDMA02144042103634501(C)(3)$40,000RESEARCH
UNIVERSITY MEDICAL OF SOUTH FLORIDA - TAMPA
3802 SPECTRUM BLVDTAMPAFL33612592959590501(C)(3)$50,650RESEARCH
UNIVERSITY OF ARIZONA
PO BOX 3308TUCSONAZ85922742652689501(C)(3)$138,111RESEARCH
UNIVERSITY OF ILLINOIS
PO BOX 20787SPRINGFIELDIL62708376000511501(C)(3)$80,000RESEARCH
UNIVERSITY OF IOWA
85 JESSUP HALLIOWA CITYIA52242426004603501(C)(3)$75,000RESEARCH
UNIVERSITY OF MASSACHUSETTS
333 SOUTH STSHREWSBURYMA01545043167352501(C)(3)$40,000RESEARCH
UNIVERSITY OF MIAMI
PO BOX 025405MIAMIFL33102590624458501(C)(3)$50,000RESEARCH
UNIVERSITY OF MISSOURI - KANSAS CITY
5100 ROCKHILL RD AC 202KANSAS CITYMO64110436003859501(C)(3)$86,150RESEARCH
UNIVERSITY OF PITTSBURGH
OFFICE OF FINANCIAL INFORMATIONPITTSBURGHPA15260250965591501(C)(3)$80,000RESEARCH
UNIVERSITY OF SOUTH ALABAMA
307 UNIVERSITY BLVDMOBILEAL36688630477348501(C)(3)$40,000RESEARCH
UNIVERSITY OF TENNESSEE HEALTH SCIENCE CENTER
62 S DUNLAP SUITE 300MEMPHISTN38163626001636501(C)(3)$40,000RESEARCH
UNIVERSITY OF TEXAS - MEDICAL BRANCH AT GALVESTON
301 UNIVERSITY BLVDGALVESTONTX77555746000949501(C)(3)$40,000RESEARCH
UNIVERSITY OF TEXAS - HEALTH SCIENCE CENTER OF HOUSTON
7300 FANNIN STHOUSTONTX77030741761309501(C)(3)$40,000RESEARCH
UNIVERSITY OF VERMONT
85 SOUTH PROSPECT STBURLINGTONVT05405030179440501(C)(3)$99,350RESEARCH
UNIVERSITY OF VIRGINIA
PO BOX 400202CHARLOTTESVILLEVA22904546001796501(C)(3)$184,550RESEARCH
VETERANS MEDICAL RESEARCH FOUNDATION OF SAN DIEGO
3550 LA JOLLA VILLAGE DRSAN DIEGOCA92161330189397501(C)(3)$100,000RESEARCH
WASHINGTON UNIVERSITY SCHOOL OF MEDICINE
902 YALEM BOX 8052 660 S EUCLID AVEST LOUISMO63110430653611501(C)(3)$88,500RESEARCHAVE
YALE UNIVERSITY
2 WHITNEY AVE 6TH FLNEW HAVENCT06510060646973501(C)(3)$40,000RESEARCH
REGENTS OF THE UNIVERSITY OF CALIFORNIA SAN DIEGO
9500 GILMAN DRLA JOLLACA92093956006144501(C)(3)$100,000RESEARCH
ALBERT EINSTEIN COLLEGE OF MEDICINE
1300 MORRIS PARK AVEBRONXNY10461472209056501(C)(3)$75,000RESEARCH
AMERICAN THORACIC SOCIETY
25 BROADWAY 18TH FLOORNEW YORKNY10004202138855501(C)(3)$20,000RESEARCH
BRIGHAM AND WOMEN'S HOSPITAL
75 FRANCIS STBOSTONMA02115042312909501(C)(3)$115,000RESEARCH
BOSTON CHILDREN'S HOSPITAL
300 LONGWOOD AVEBOSTONMA02115042774441501(C)(3)$32,500RESEARCH
DREXEL UNIVERSITY
3201 ARCH ST SUITE 420PHILADELPHIAPA19104231352630501(C)(3)$40,000RESEARCH
HARVARD UNIVERSITY
1033 MASSACHUSETTS AVECAMBRIDGEMA02138042103580501(C)(3)$40,000RESEARCH
LA JOLLA INSTITUTE FOR ALLERGY AND IMMUNOLOGY
9420 ATHENA CIRCLELA JOLLACA92037330328688501(C)(3)$32,500RESEARCH
LUNG CANCER RESEARCH FOUNDATION
155 EASH 55TH ST SUITE 6HNEW YORKNY10022141935776501(C)(3)$65,417RESEARCH
MAYO CLINIC
200 FIRST ST SWROCHESTERMN55905416011702501(C)(3)$32,500RESEARCH
NORTHEASTERN UNIVERSITY
360 HUNTINGTON AVEBOSTONMA02115041679980501(C)(3)$100,000RESEARCH
PENNSYLVANIA STATE UNIVERSITY
408 OLD MAINEUNIVERSITY PARKPA16802246000376501(C)(3)$40,000RESEARCH
TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA
3451 WALNUT STPHILADELPHIAPA19104231352685501(C)(3)$100,000RESEARCH
UNIVERSITY OF COLORADO
AMC BLDG 500 13001 E 7TH PLAURORACO80045846000555501(C)(3)$32,500RESEARCH
UNIVERSITY OF TEXAS AT DALLAS
800 W CAMPBELL RDRICHARDSONTX75080751305566501(C)(3)$100,000RESEARCH
UNIVERSITY OF UTAH
201 S PRESIDENTS CIRCLESALT LAKE CITYUT84112876000525501(C)(3)$40,000RESEARCH
FieldValueIRS element (for citing)
Total501c3 Org71Total501c3OrgCnt

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferencePART I, LINE 2:FormAndLineReferenceDesc
ExplanationAWARD RECIPIENTS ARE REQUIRED TO SUBMIT A RENEWAL APPLICATION AFTER THEIR FIRST YEAR OF FUNDING. RENEWAL APPLICATIONS ARE THEN REVIEWED BY OUR RESEARCH COMMITTEE CHAIRS FOR APPROVAL OF SECOND YEAR FUNDING. AT THE TIME OF TERMINATION (AFTER THE SECOND YEAR OF FUNDING), AWARD RECIPIENTS ARE REQUIRED TO SUBMIT A SUMMARY OF THEIR ACTIVITIES, COPIES OF PRESENTATIONS AND/OR PUBLICATIONS, AND A CASH DISBURSEMENT REPORT FOR THE ENTIRE GRANT TIME.ExplanationTxt

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
Compensation CommitteeYes (X)CompensationCommitteeInd
Independent ConsultantYes (X)IndependentConsultantInd
Form990 Of Other OrganizationsYes (X)Form990OfOtherOrganizationsInd
Compensation SurveyYes (X)CompensationSurveyInd
Board Or Committee ApprovalYes (X)BoardOrCommitteeApprovalInd
Severance Payment0SeverancePaymentInd
Supplemental Nonqual Rtr Plan0SupplementalNonqualRtrPlanInd
Equity Based Comp Arrngm0EquityBasedCompArrngmInd
Comp Based On Revenue Of Flng Org0CompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related Orgs0CompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng Org0CompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd Orgs0CompBsdNetEarnsRltdOrgsInd
Any Non Fixed Payments0AnyNonFixedPaymentsInd
Initial Contract Exception0InitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (9 entries)

TitleTitleTxtBase Compensation Filing OrgBaseCompensationFilingOrgAmtCompensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmtBonus Filing OrganizationBonusFilingOrganizationAmountBonus Related OrganizationsBonusRelatedOrganizationsAmtOther Compensation Filing OrgOtherCompensationFilingOrgAmtOther Compensation Rltd OrgsOtherCompensationRltdOrgsAmtDeferred Compensation Flng OrgDeferredCompensationFlngOrgAmtDeferred Comp Rltd OrgsDeferredCompRltdOrgsAmtNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmtNontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmtTotal Compensation Filing OrgTotalCompensationFilingOrgAmtTotal Compensation Rltd OrgsTotalCompensationRltdOrgsAmtComp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmtComp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
HAROLD WIMMER
PRESIDENT & CEO$376,788$0$25,000$0$0$0$39,756$0$25,064$0$466,608$0$0$0
LAURA SCOTT
CHIEF FINANCIAL OFFICER$197,157$0$20,000$0$0$0$15,024$0$1,627$0$233,808$0$0$0
PAUL BILLINGS
VP NATIONAL POLICY & ADVOC$190,259$0$3,000$0$0$0$19,409$0$1,715$0$214,383$0$0$0
SUSAN RAPPAPORT
VP RESEARCH & PROGRAM$174,264$0$5,000$0$0$0$19,300$0$27,355$0$225,919$0$0$0
SUSAN SWAN
CHIEF DEVELOPMENT OFFICER$189,038$0$3,000$0$0$0$10,734$0$9,591$0$212,363$0$0$0
ALANA BURNS
VP SIGNATURE CAUSE CAMPAIG$174,040$0$20,000$0$0$0$13,411$0$1,253$0$208,704$0$0$0
RUSSELL BURWELL
VP GOVERNANCE$152,375$0$3,000$0$0$0$15,824$0$9,890$0$181,089$0$0$0
CRAIG FINSTEAD
AVP DIREC RESPONSE OPERATION$137,576$0$0$0$0$0$13,982$0$9,463$0$161,021$0$0$0
SALLY DRAPER
VP DEVELOPMENT$165,558$0$2,500$0$0$0$11,704$0$9,471$0$189,233$0$0$0

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (10 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
ATTACHMENT 1: FORM 990, PART III, LINE 1 - ORGANIZATION'S MISSIONTHE AMERICAN LUNG ASSOCIATION'S MISSION IS TO SAVE LIVES BY IMPROVING LUNG HEALTH AND PREVENTING LUNG DISEASE, WITH THE ULTIMATE VISION OF A WORLD FREE OF LUNG DISEASE. THE NATIONAL HEADQUARTERS OF THE AMERICAN LUNG ASSOCIATION FIGHTS LUNG DISEASE THROUGH ITS OWN ACTIVITIES AND BY SERVICING, SUPPORTING AND LEADING ITS LOCAL LUNG ASSOCIATIONS. AMONG ITS VARIED RESPONSIBILITIES, THE NATIONAL HEADQUARTERS: - FUNDS RESEARCH INTO THE CAUSES, PREVENTION AND CURES OF LUNG DISEASE. - ADVOCATES FOR POLICIES THAT PROTECT LUNG HEALTH, INCLUDING FIGHTING FOR HEALTHY AIR. - PROVIDES A BROAD ARRAY OF HEALTH EDUCATIONAL PROGRAMS AND SERVICES TO SUPPORT SMOKING CESSATION, HELP PREVENT LUNG DISEASE AND TO ASSIST PEOPLE WITH LUNG DISEASE IN BETTER MANAGING THEIR CONDITION. - SUPPORTS LOCAL LUNG ASSOCIATIONS' IMPLEMENTATION OF HEALTH EDUCATIONAL PROGRAMS AND DISSEMINATION OF EDUCATIONAL MATERIAL. - PROVIDES AN ARRAY OF LEARNING OPPORTUNITIES AND TOOLS TO DEVELOP NATIONWIDE VOLUNTEER AND STAFF LEADERS. - PROVIDES EPIDEMIOLOGICAL DATA, MEDICAL AND SCIENTIFIC ADVICE AND COUNSEL TO THE PUBLIC AND LUNG ASSOCIATIONS. - PROVIDES THE PUBLIC WITH THE LATEST INFORMATION ON LUNG DISEASE, AND NATIONAL AND LOCAL LUNG ASSOCIATION ACTIVITIES THROUGH THE AMERICAN LUNG ASSOCIATION WEBSITE, WWW.LUNG.ORG. - ENSURES THAT ALL PROGRAMS AND SERVICES ARE CULTURALLY SENSITIVE AND THAT THEY RESPOND TO THE LUNG HEALTH NEEDS OF ALL COMMUNITIES. THE PROGRAM SERVICES OF THE AMERICAN LUNG ASSOCIATION NATIONAL HEADQUARTERS CAN BE BROKEN DOWN INTO FOUR BROAD CATEGORIES: LUNG CANCER, ASTHMA, LUNG DISEASE AND TOBACCO CONTROL, RESEARCH, FIELD DEVELOPMENT AND SUPPORT, AND ADVOCACY AND ENVIRONMENTAL.
FORM 990, PART VI, SECTION A, LINE 1EXECUTIVE COMMITTEE: THE EXECUTIVE COMMITTEE SHALL ACT IN PLACE OF AND WITH THE FULL AUTHORITY OF THE BOARD OF DIRECTORS WHEN THE BOARD OF DIRECTORS IS NOT IN SESSION, SUBJECT TO THE BOARD'S POWER TO AMEND OR CHANGE THOSE ACTIONS WHICH HAVE NOT BEEN IMPLEMENTED PRIOR TO THE BOARD MEETING OR MEETINGS FOLLOWING THE EXECUTIVE MEETING AT WHICH SUCH ACTION WAS TAKEN. THE BOARD OF DIRECTORS HAS THE POWER TO AUTHORIZE AND DELEGATE TO THE EXECUTIVE COMMITTEE TO THE EXTENT PERMITTED BY THE ASSOCIATION'S BYLAWS AND APPLICABLE LAW. THE EXECUTIVE COMMITTEE SHALL NOT HAVE THE AUTHORITY TO APPOINT OFFICERS EXCEPT ON AN INTERIM BASIS TO FILL A VACANCY, ENTER INTO OR AMEND CONTRACTS WITH OFFICERS, AMEND THE POLICIES MANUAL, OR BORROW MONEY IN EXCESS OF THE AMOUNTS EXPRESSLY AUTHORIZED BY THE BOARD. THE EXECUTIVE COMMITTEE SHALL HAVE NO AUTHORITY TO AMEND THE ARTICLES OF INCORPORATION, ADOPT A PLAN OF MERGER OR CONSOLIDATION, AUTHORIZE THE SALE OR OTHER DISPOSITION OF ALL OR SUBSTANTAILLY ALL OF THE PROPERTY AND ASSETS OF THE ASSOCIATION, AUTHORIZE THE VOLUNTARY DISSOLUTION OF THE ASSOCIATION OR REVOCATION OF SUCH DISSOLUTION, OR AMEND THE BYLAWS OF THE ASSOCIATION. THE EXECUTIVE COMMITTEE MAY ESTABLISH A LEADERSHIP SUBCOMMITTEE CONSISTING OF THE CHAIR, VICE-CHAIR, AND PAST-CHAIR, WHICH SHALL SERVE AS THE EXECUTIVE COMMITTEE'S LIAISON TO THE PRESIDENT AND CEO.
FORM 990, PART VI, SECTION A, LINE 1THE GOVERNANCE COMMITTEE, TAKING INTO ACCOUNT GEOGRAPHY, EXPERTISE, RACE, ETHNICITY, GENDER, AGE AND OTHER DIVERSITY FACTORS, SHALL PRESENT ANNUALLY TO THE BOARD OF DIRECTORS ITS RECOMMENDED NOMINEES FOR MEMBERS OF THE BOARD OF DIRECTORS, MEMBERS OF THE GOVERNANCE COMMITTEE AND OFFICERS (OTHER THAN THE PRESIDENT AND CHIEF EXECUTIVE OFFICER) OF THE ASSOCIATION (INCLUDING A RECOMMENDATION WHERE APPROPRIATE, FOR THE DESIGNATION OF THE VICE-CHAIR AS CHAIR-ELECT). OTHER NOMINATIONS MAY NOT BE MADE AT THE MEETING OF THE BOARD OF DIRECTORS FROM THE FLOOR.
FORM 990, PART VI, SECTION B, LINE 11AMERICAN LUNG ASSOCIATION HAS ESTABLISHED THE FOLLOWING REVIEW PROCESS TO ENSURE THAT THE INFORMATION REPORTED IS COMPLETE AND ACCURATE. FORM 990 IS PREPARED BY AN OUTSIDE ACCOUNTING FIRM AND REVIEWED BY THE CFO. PRIOR TO ELECTRONIC SUBMISSION, IT IS REVIEWED BY THE ORGANIZATION'S DELEGATED RESPONSIBLE BODY, THE AUDIT AND RISK OVERSIGHT COMMITTEE, FOR APPROVAL. AFTER APPROVAL BY THE AROC COMMITTEE, THE MEMBERS OF THE GOVERNING BODY REVIEW THE FORM PRIOR TO SUBMISSION. ALL COMMENTS ARE DOCUMENTED, ADDRESSED AND FINALIZED BEFORE SUBMISSION.
FORM 990, PART VI, SECTION B, LINE 12CALA CURRENTLY HAS IN PLACE A CONFLICT OF INTEREST POLICY WHICH IT MONITORS AND ENFORCES ANNUALLY AND HAS A STANDING GOVERNANCE COMMITTEE THAT OVERSEES ITS EXECUTION. THE ORGANIZATION CURRENTLY MANDATES THAT ALL MEMBERS OF THE GOVERNING BODY, COMMITTEE MEMBERS AND ALL STAFF ANNUALLY SIGN A CONFLICT OF INTEREST POLICY AND DISCLOSE ANY POTENTIAL OR ACTUAL CONFLICTS THAT MAY EXIST. THE SIGNED CONFLICT OF INTEREST POLICY STATEMENTS ARE SUBMITTED TO THE GOVERNANCE COMMITTEE. THESE STATEMENTS ARE REVIEWED FOR POTENTIAL OR ACTUAL CONFLICTS.
FORM 990, PART VI, SECTION B, LINE 15THE AMERICAN LUNG ASSOCIATION HAS ESTABLISHED A COMPENSATION POLICY FOR ITS LEADERSHIP COMMITTEE TO FOLLOW IN ESTABLISHING THE COMPENSATION FOR ITS CEO, TOP MANAGEMENT OFFICAL, OTHER OFFICERS OR KEY EMPLOYEES. THE POLICY MANDATES THAT EXECUTIVE COMPENSATION BE PERIODICALLY REVIEWED BY THE COMMITTEE AND THAT THE COMMITTEE SHOULD BE FREE OF CONFLICTS OF INTEREST. IN ADDITION, THE APPROVING COMMITTEE NEEDS TO REVIEW APPROPRIATE AND ADEQUATE DATA TO DETERMINE THE REASONABLENESS OF THE COMPENSATION BEING CONSDERED. THE COMMITTEE MAY USE A VARIETY OF INFORMATION AND STUDIES THAT ARE AVAILABLE TO DETERMINE THAT THE APPROPRIATE LEVEL OF COMPENSATION IS BEING PAID TO ITS EXECUTIVES. THE COMMITTEE'S DECISION ON THE AMOUNT OF COMPENSATION PAID IS DOCUMENTED IN A CONTEMPORANEOUSLY WRITTEN FORMAT AND DOCUMENTS THE DATE OF THE DECISION, THE MEMBERS PRESENT DURING THE MEETING AND THOSE WHO VOTED ON IT, THE DETAILS OF THE TRANSACTION THAT WAS APPROVED AND THE COMPARABILITY DATA USED AND RELIED UPON TO MAKE THE DECISION. ALA DID A COMPENSATION REVIEW FOR THE CEO WHEN HE WAS HIRED IN JANUARY 2013. THE MOST RECENT COMPENSATION REVIEW PROCESS FOR ALL OTHER OFFICERS AND KEY EMPLOYEES WAS DONE IN DECEMBER 2010.
FORM 990, PART VI, SECTION C, LINE 19THE THREE MOST RECENT YEARS OF FORM 990 AND ANNUAL REPORTS ARE AVAILABLE ON AMERICAN LUNG ASSOCIATION'S WEBSITE, WWW.LUNG.ORG. GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE TO THE PUBLIC UPON REQUEST. OUR WEBSITE ALSO PROVIDES THE NAMES OF OUR BOARD OF DIRECTORS AND OUR ETHICS POLICY.
FORM 990, PART VIII, LINE 2REIMBURSEMENT FROM CHARTER ASSOCIATION: AT JUNE 30, 2015, THERE WERE EIGHT CHARTERED ORGANIZATIONS THAT HAVE JURISDICTION OVER SPECIFIC GEOGRAPHICAL AREAS. EACH CHARTERED ASSOCIATION IS REQUIRED TO REMIT A MONTHLY BUNDLED BILLING AMOUNT, WHICH INCLUDES A FEE FOR SOME SERVICES OR CONTRACTS HELD BY NATIONAL OFFICE. PART OF THESE FEES PERTAIN TO NATIONAL OFFICE DIRECT MARKETING AND THE ROI DATA PROGRAM WHICH PROVIDES INFORMATION ON DONORS AND FUNDRAISING EVENTS CONDUCTED BY AND FOR THE BENEFIT OF CHARTERED ASSOCIATIONS. DONATIONS RESULTING FROM THE DIRECT MAIL CAMPAIGN AND REVENUE RAISED BY THE DIRECT MARKETING PROGRAM ARE REMITTED TO THE CHARTERED ASSOCIATIONS BASED ON THE ZIP CODE OF THE DONOR. THE CHARTERED ASSOCIATIONS REIMBURSE NATIONAL OFFICE FOR COSTS REQUIRED TO OPERATE THIS PROGRAM. THESE REIMBURSEMENTS ARE SHOWN AS PROGRAM REIMBURSEMENT REVENUE FROM CHARTERED ASSOCIATIONS ON THE ACCOMPANYING STATEMENTS OF ACTIVITIES. THIS REVENUE IS RECOGNIZED AS EXPENSES ARE INCURRED. FOR THE YEARS ENDING JUNE 30, 2015 AND 2014, PROGRAM REIMBURSEMENTS APPROXIMATED $22,300,000 AND $21,100,000, RESPECTIVELY. EACH CHARTERED ASSOCIATION IS ALSO REQUIRED TO REMIT A MONTHLY ASSESSMENT, WHICH NATIONAL OFFICE USES IN A VARIETY OF WAYS INCLUDING, BUT NOT LIMITED TO, PROVIDING NATIONAL LEADERSHIP, ASSISTANCE AND GUIDANCE IN THE AREAS OF FIELD PROGRAM DEVELOPMENT, FIELD FUNDRAISING AND FIELD MANAGEMENT ADVISORY AND OTHER ACTIVITIES. THIS REVENUE IS RECOGNIZED OVER THE ASSESSMENT PERIOD. FOR THE YEARS ENDED JUNE 30, 2015 AND 2014, CHARTERED ASSOCIATIONS' ASSESSMENTS REVENUE APPROXIMATED $4,800,000 AND $4,700,000 RESPECTIVELY. ADDITIONALLY, PER NATIONAL OFFICE'S AGREEMENT WITH EACH CHARTERED ASSOCIATION, NATIONAL OFFICE RECEIVES 30% OF DIRECT RESPONSE REVENUES, LESS DIRECT RESPONSE EXPENSES AND 13% OF ALL UNRESTRICTED BEQUESTS IN THOSE INSTANCES WHEN THE DONOR DIED PRIOR TO JULY 1, 2009. THIS REVENUE IS RECOGNIZED IN THE PERIOD WHEN CONTRIBUTIONS ARE COLLECTED. FOR THE YEARS ENDED JUNE 30, 2015 AND 2014, THE ALLOCABLE SHARE OF DIRECT RESPONSE ACTIVITIES AND BEQUEST SHARE REVENUE FROM CHARTERED ASSOCIATIONS APPROXIMATED $2,200,000 AND $2,300,000 RESPECTIVELY.
FORM 990, PART IX, LINE 11GOTHER: PROGRAM SERVICE EXPENSES 669,176. MANAGEMENT AND GENERAL EXPENSES 41,752. FUNDRAISING EXPENSES 29,020. TOTAL EXPENSES 739,948. PROGRAM CONSULTING: PROGRAM SERVICE EXPENSES 4,411,308. MANAGEMENT AND GENERAL EXPENSES 73,144. FUNDRAISING EXPENSES 16,386. TOTAL EXPENSES 4,500,838.
FORM 990, PART XI, LINE 9:CHANGE IN FAIR VALUE OF BENEFICIAL INTEREST IN TRUSTS -118,641. CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS 7,098. BENEFIT RELATED CHANGES -1,238,346.