MORRIS & SYLVIA TRACHTEN FAMILY FOUNDATION: Form 990PF, tax year 2015
View the entire original 990 at ProPublica ↗
- Organization
- MORRIS & SYLVIA TRACHTEN FAMILY FOUNDATION (EIN 22-2518063)
- Tax period
- 2015-07-01 to 2016-06-30
- Filed
- 2017-05-15
- IRS object ID
- 201701359349103575
- Schema version
- 2015v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-05-15T14:09:31-05:00 | ReturnTs |
| Tax Period End | 2016-06-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | One Hollow Ln Ste 212 | AddressLine1Txt |
| City | Lake Success | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11042 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2015-07-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 222518063 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Morris & Sylvia Trachten Family | BusinessNameLine1Txt |
| Business Name Line2 | Foundation | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % VICKI TRACHTEN SCHWARTZ | InCareOfNm |
| Business Name Control | MORR | BusinessNameControlTxt |
| Phone | 3034882057 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4950 S Yosemite St F2 - 380 | AddressLine1Txt |
| City | Greenwood Village | CityNm |
| State Abbreviation | CO | StateAbbreviationCd |
| ZIP | 801111349 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | VICKI TRACHTEN-SCHWARTZ | PersonNm |
| Person Title | President | PersonTitleTxt |
| Phone | 3034882057 | PhoneNum |
| Signature | 2017-05-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Jeffrey D Haskell | PreparerPersonNm |
| PTIN | P01345770 | PTIN |
| Phone | 8008391754 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2015 | TaxYr |
| Build TS | 2021-01-29 14:40:06Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $5,796,649 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $83 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $83 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $156,446 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $156,446 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$322,889 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $3,406,453 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $1 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $1 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | -$166,359 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $156,530 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Accounting Fees Rev And Expnss | $17,291 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $17,291 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $58,678 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $58,678 | OtherProfFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $1,566 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $1,435 | TaxesNetInvstIncmAmt |
| Trav Conf Meeting Rev And Expnss | $8,857 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $8,857 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $15,560 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $1,794 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $13,766 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $101,952 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $61,907 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $39,914 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $136,846 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $136,846 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $238,798 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $61,907 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $176,760 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$405,157 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $94,623 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $34,016 | CashBOYAmt |
| Sav And Temp Cash Invst BOY | $373,783 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $127,667 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $127,667 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $93,345 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $166,735 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $170,128 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $3,500,113 | CorporateStockBOYAmt |
| Corporate Stock EOY | $5,328,333 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $5,359,837 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $75,542 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $134,761 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $139,017 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $2,128,846 | OtherInvestmentsBOYAmt |
| Total Assets BOY | $6,205,645 | TotalAssetsBOYAmt |
| Total Assets EOY | $5,757,496 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $5,796,649 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $10,036 | OtherLiabilitiesBOYAmt |
| Total Liabilities BOY | $10,036 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Retained Earning BOY | $6,195,609 | RetainedEarningBOYAmt |
| Retained Earning EOY | $5,757,496 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $6,195,609 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $5,757,496 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $6,205,645 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $5,757,496 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $6,195,609 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$405,157 | ExcessRevenueOverExpensesAmt |
| Subtotal | $5,790,452 | SubtotalAmt |
| Other Decreases | $32,956 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $5,757,496 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|
| Publicly-traded Securities | $3,406,453 | $3,728,714 | -$322,261 | -$322,261 |
| Passthrough K1 Capital Gain/(Loss) | -$628 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$322,889 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $295,455 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $6,452,921 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.045786 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $531,447 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $6,499,625 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.081766 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $316,974 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $3,332,437 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.095118 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $240,994 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $609,878 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.395151 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $223,980 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $360,540 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.621235 | DistributionYr5Rt |
| Total Distribution | 1.239056 | TotalDistributionRt |
| Average Distribution | 0.247811 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $5,735,294 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,421,269 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $946 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,422,215 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $176,760 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $1,892 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $1,892 | SubtotalAmt |
| Tax Based On Investment Income | $1,892 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $34,786 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $34,786 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $32,894 | OverpaymentAmt |
| Applied To ES Tax | $1,900 | AppliedToESTaxAmt |
| Refund | $30,994 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CT | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | VICKI TRACHTEN SCHWARTZ | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 3034882057 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4950 S YOSEMITE ST F2 - 380 | AddressLine1Txt |
| City | Greenwood Village | CityNm |
| State Abbreviation | CO | StateAbbreviationCd |
| ZIP | 801111349 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| David Trachten | ||||||||
| 4950 S Yosemite St F2 - 380 | Greenwood Village | CO | 801111349 | Chairman of the Board/Trustee | 1.0 | $0 | $0 | $0 |
| Gary Trachten | ||||||||
| 4950 S Yosemite St F2 - 380 | Greenwood Village | CO | 801111349 | Sec / Trustee | 1.0 | $0 | $0 | $0 |
| Vicki Trachten-Schwartz | ||||||||
| 4950 S Yosemite St F2 - 380 | Greenwood Village | CO | 801111349 | Pres / Treas / Trustee | 5.0 | $0 | $0 | $0 |
| Roberta Trachten-Zeve | ||||||||
| 4950 S Yosemite St F2 - 380 | Greenwood Village | CO | 801111349 | VP / Trustee | 1.0 | $0 | $0 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Morgan Stanley | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5251 DTC PARKWAY SUITE 1500 | AddressLine1Txt |
| City | GREENWOOD VLG | CityNm |
| State Abbreviation | CO | StateAbbreviationCd |
| ZIP | 80111 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | Investment MGMT | ServiceTypeTxt |
| Compensation | $58,678 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $5,639,637 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $182,996 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $5,822,633 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $5,822,633 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $87,339 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $5,735,294 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $286,765 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $286,765 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $1,892 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $1,892 | TotalTaxAmt |
| Distributable Before Adj | $284,873 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $284,873 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $284,873 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $176,760 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $176,760 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $176,760 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $284,873 | DistributableAsAdjustedAmt |
| Prior Year1 | 2013 | PriorYear1Yr |
| Prior Year2 | 2012 | PriorYear2Yr |
| Prior Year3 | 2011 | PriorYear3Yr |
| Excess Distribution Cyov Yr5 | $206,223 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $210,812 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $172,018 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $209,156 | ExcessDistributionCyovYr2Amt |
| Total Excess Distribution Cyov | $798,209 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $176,760 | QualifyingDistributionsAmt |
| Applied To Current Year | $176,760 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $108,113 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $108,113 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $690,096 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $98,110 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $591,986 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $210,812 | ExcessFromYear4Amt |
| Excess From Year3 | $172,018 | ExcessFromYear3Amt |
| Excess From Year2 | $209,156 | ExcessFromYear2Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | VICKI TRACHTEN SCHWARTZ | ContributingManagerNm |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | Vicki Trachten Schwartz | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4950 s yosemite st F2-380 | AddressLine1Txt |
| City | GREENWOOD VILLAGE | CityNm |
| State Abbreviation | CO | StateAbbreviationCd |
| ZIP | 80111 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 3034882057 | RecipientPhoneNum |
| Form And Info And Materials | LETTER INDICATING PURPOSE | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | THE FOUNDATION ACCEPTS UNSOLICITED REQUESTS ON AN EMERGENCY BASIS ONLY AND UP TO $20,000 PER YEAR. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (14 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| AMERICAN FRIENDS OF JORDAN RIVER VILLAGE FOUNDATIO | |||||||
| 111 CLEARVIEW LN | NEW CANAAN | CT | 06840 | N/A | PC | General & Unrestricted | $32,500 |
| THE JERUSALEM FUND INC | |||||||
| 915 CLIFTON AVE STE 7 | CLIFTON | NJ | 07013 | N/A | PC | General & Unrestricted | $12,000 |
| CHABAD JEWISH CENTER OF MISSION VIEJO | |||||||
| 24041 MARGUERITE PKWY | MISSION VIEJO | CA | 92692 | N/A | PC | General & Unrestricted | $500 |
| CHAI LIFELINE INC | |||||||
| 151 W 30TH ST | NEW YORK | NY | 10001 | N/A | PC | General & Unrestricted | $24,000 |
| HILLEL THE FOUNDATION FOR JEWISH CAMPUS LIFE | |||||||
| 54 N EAGLEVILLE RD | STORRS | CT | 06268 | N/A | PC | General & Unrestricted | $346 |
| HOLE IN THE WALL GANG FUND INC | |||||||
| 555 LONG WHARF DR | NEW HAVEN | CT | 06511 | N/A | PC | Serious Fun Program | $2,500 |
| JCC OF GREATER NEW HAVEN INC | |||||||
| 360 AMITY RD | WOODBRIDGE | CT | 06525 | N/A | PC | General & Unrestricted | $500 |
| JEWISH FAMILY SERVICE OF STAMFORD INC | |||||||
| 733 SUMMER ST | STAMFORD | CT | 06901 | N/A | PC | General & Unrestricted | $500 |
| JEWISH FEDERATION AND FAMILY SERVICES OF ORANGE CO | |||||||
| 1 FEDERATION WAY STE 210 | IRVINE | CA | 92603 | N/A | PC | General & Unrestricted | $5,000 |
| JEWISH FOUNDATION OF GREATER NEW HAVEN INC | |||||||
| 360 AMITY RD | WOODBRIDGE | CT | 06525 | N/A | SO I | General & Unrestricted | $2,500 |
| MAZON INC A JEWISH RESPONSE TO HUNGER | |||||||
| 10495 SANTA MONICA BLVD STE 100 | LOS ANGELES | CA | 90025 | N/A | PC | General & Unrestricted | $500 |
| THE JEWISH FEDERATION OF GREATER NEW HAVEN INC | |||||||
| 360 AMITY RD | WOODBRIDGE | CT | 06525 | N/A | PC | General & Unrestricted | $55,000 |
| THE JEWISH FEDERATION OF GREATER NEW HAVEN INC | |||||||
| 360 AMITY RD | WOODBRIDGE | CT | 06525 | N/A | PC | New Haven JCC Camp Scholarship Fund | $500 |
| WESTCHESTER JEWISH COMMUNITY SERVICES INC | |||||||
| 845 N BROADWAY | WHITE PLAINS | NY | 10603 | N/A | PC | General & Unrestricted | $500 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $136,846 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $83 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $156,446 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$322,889 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | K-1 Inc/Loss | Desc |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | -$166,359 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | -$166,359 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | GENERAL CONSULT/TAX RTN PREP | CategoryTxt |
| Amt | $17,291 | Amt |
| Disbursements Charitable Prps | $17,291 | DisbursementsCharitablePrpsAmt |
Depreciation Schedule DepreciationSchedule
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (7 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ACTAVIS FUNDING BOND - 3.000% | $24,381 | $24,752 |
| ANHEUSER-BUSCH - 3.700% - 02/0 | $10,439 | $10,771 |
| GOLDMAN SACHS GROUP INC - 4.00 | $21,602 | $22,450 |
| ORACLE CORP - 3.400% - 07/08/2 | $23,688 | $24,588 |
| STATE STREET - 2.550% - 08/18/ | $22,317 | $22,833 |
| U S BANCORP - 3.600% - 09/11/2 | $16,648 | $17,235 |
| WELLS FARGO - 3.000% - 02/19/2 | $15,686 | $16,388 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (509 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AAC TEC HOLDINGS ADR | $2,648 | $3,127 |
| ABBVIE INC | $6,896 | $7,058 |
| ABM INDS INC | $1,018 | $1,167 |
| ACI WORLDWIDE INC | $1,831 | $1,502 |
| ACTIVISION BLIZZARD INC | $10,861 | $11,096 |
| ACUITY BRANDS INC | $7,136 | $8,431 |
| ADOBE SYSTEMS, INC | $9,616 | $11,495 |
| ADVANCED ENERGY IND INC | $1,044 | $1,139 |
| AECOM TECHNOLOGY CORPORATION | $928 | $1,048 |
| AEGION CORPORATION | $459 | $488 |
| AES CORP | $5,715 | $6,677 |
| AFFILIATED MANAGERS GROUP | $1,475 | $1,267 |
| AGIOS PHARMACEUTICALS INC | $1,119 | $461 |
| AIA GROUP LTD ADR | $10,287 | $12,877 |
| AIR LEASE CORP | $2,135 | $2,035 |
| AKBANK TURK ANONIM SIRKETI ADR | $2,592 | $2,499 |
| AKORN INC | $2,591 | $2,308 |
| AKZO NOBEL NV-ADR | $11,691 | $11,888 |
| ALEXION PHARMACEUTICALS, INC | $13,726 | $9,925 |
| ALFA LAVAL AB | $3,509 | $3,452 |
| ALIBABA GROUP HOLDING LTD | $11,738 | $13,520 |
| ALIGN TECHNOLOGY, INC | $2,304 | $3,544 |
| ALLIANZ SE ADR | $9,916 | $9,576 |
| ALLSTATE CORP | $5,048 | $5,596 |
| ALLY FINANCIAL INC | $5,063 | $4,524 |
| ALPHABET INC CL A | $12,122 | $15,478 |
| AMAZON COM | $8,215 | $15,028 |
| AMBEV SA | $5,173 | $4,639 |
| AMDOCS LIMITED | $1,446 | $1,443 |
| AMERICA MOVIL SA | $3,286 | $2,599 |
| AMERICAN CAPITAL AGENCY CORP | $473 | $515 |
| AMERICAN EAGLES OUTFITTERS INC | $979 | $1,051 |
| AMERICAN ELECTRIC POWER INC | $5,514 | $7,079 |
| AMERICAN HOMES 4 RENT | $2,349 | $3,359 |
| AMERIPRISE FINANCIAL INC | $6,268 | $6,290 |
| AMSURG CORP | $927 | $1,008 |
| ANHEUSER BUSCH COS INC | $5,600 | $7,769 |
| ANTHEM INC | $2,383 | $2,233 |
| ANWORTH MORTGAGE ASSET CORP | $488 | $494 |
| AON PLC | $3,667 | $4,151 |
| APPLE INC | $47,277 | $39,674 |
| AQR MANAGED FUTURES FUND CL I | $158,902 | $158,355 |
| ARES CAPITAL CORPORATION - CLO | $461 | $511 |
| ARES COMMERCIAL REAL ESTATE CO | $865 | $1,118 |
| ARM HOLDINGS PLC | $9,752 | $10,513 |
| ARROW ELECTRONICS INC | $2,321 | $2,538 |
| ARYZTA AG - UNSPON ADR | $4,366 | $2,920 |
| ASCENA RETAIL GROUP, INC | $890 | $776 |
| ASSURANT INC | $422 | $518 |
| ASSURED GUARANTY LTD | $930 | $1,015 |
| AT&T, INC | $12,066 | $14,907 |
| ATLAS COPCO AB A SHS ADR | $4,451 | $5,102 |
| AUTOLIV INC | $2,166 | $2,579 |
| AVIVA PLC | $11,614 | $8,392 |
| AVNET INC | $1,938 | $1,904 |
| AXIS CAPITAL HOLDINGS LTD | $1,441 | $1,485 |
| BAIDU.COM - ADR | $28,756 | $26,094 |
| BALFOUR BEATTY PLC | $2,640 | $1,830 |
| BANCO BILBAO ARG SA | $5,251 | $2,899 |
| BANCO DO BRASIL S A SPONSORED | $5,494 | $3,174 |
| BANCO ITAU HOLDING FINANCIERA | $4,573 | $4,956 |
| BANCO MACRO BANSUD | $2,508 | $5,492 |
| BANK OF AMERICA CORP | $11,294 | $11,479 |
| BANK OF THE OZARKS | $1,539 | $1,313 |
| BARCLAYS PLC ADR | $14,350 | $7,828 |
| BARRICK GOLD CORP | $1,775 | $5,039 |
| BATS SERIES C PORTFOLIO | $118,869 | $122,298 |
| BATS SERIES M PORTFOLIO | $122,072 | $122,986 |
| BAYER A G SPONSORED ADR | $10,604 | $10,065 |
| BAYERISCHE MOTOREN WERKE | $7,530 | $5,350 |
| BB SEGURIDADE | $3,594 | $2,941 |
| BBA AVIATION PLC ADR | $1,543 | $1,588 |
| BE AEROSPACE, INC | $1,671 | $1,385 |
| BELDEN INC | $479 | $543 |
| BERKSHIRE HATHAWAY INC. | $54,947 | $58,640 |
| BERRY PLASTICS GROUP INC | $1,322 | $1,748 |
| BEST BUY INC | $2,019 | $1,928 |
| BIDVEST GROUP LTD | $2,287 | $2,655 |
| BIOGEN INC | $12,608 | $10,156 |
| BLACKROCK FUNDS LOW DURATION P | $163,432 | $162,253 |
| BLACKROCK GLOBAL LONG/SHORT CR | $183,938 | $173,443 |
| BMC STOCK HOLDINGS | $1,326 | $1,515 |
| BNP PARIBAS SPONS ADR | $7,869 | $6,887 |
| BOOZ ALLEN HAMILTON HOLDING CO | $486 | $534 |
| BRINKS CO | $471 | $456 |
| BRISTOL-MYERS SQUIBB CO | $11,407 | $16,181 |
| BRISTOW GROUP | $711 | $559 |
| BRITISH AMERICAN TOBACCO PLC | $11,507 | $13,466 |
| BROADRIDGE FINANCIAL | $2,353 | $2,804 |
| BROADSOFT INC | $1,844 | $1,969 |
| BROCADE COMMUNICATIONS SYST IN | $2,819 | $2,754 |
| BROOKS AUTOMATION, INC | $489 | $583 |
| BUNGE LTD | $7,777 | $6,388 |
| BURLINGTON STORES, INC | $3,232 | $3,669 |
| CA INC | $6,315 | $7,124 |
| CABOT CP | $481 | $502 |
| CAIXABANK | $6,267 | $3,315 |
| CALAMOS MARKET NEUTRAL FD CL I | $185,071 | $184,475 |
| CANADIAN NATL RAILWAY CO | $6,436 | $7,560 |
| CANADIAN NATURAL RESOURCES LTD | $3,908 | $5,858 |
| CAPITAL ONE FINANCIAL CORP | $11,732 | $10,289 |
| CARNIVAL CORP PLC | $5,516 | $6,226 |
| CARTER'S INC | $2,592 | $2,662 |
| CBRE GROUP INC | $2,998 | $3,019 |
| CBS CORP CL B | $7,545 | $8,057 |
| CDW CORP | $1,438 | $1,483 |
| CELANESE CORPORATION | $7,213 | $7,003 |
| CELGENE CORP | $10,923 | $11,047 |
| CENTENE CORP | $2,355 | $4,282 |
| CENTER COAST MLP FOCUS FD INST | $358,462 | $294,297 |
| CHARLES SCHWAB CORP | $12,749 | $12,275 |
| CHATHAM LODGING TRUST | $970 | $1,033 |
| CHEMED CORP | $1,928 | $2,045 |
| CHENIERE ENERGY INC | $1,541 | $1,540 |
| CHEVRON CORP | $6,634 | $7,548 |
| CHINA CONSTRUCT UNSPON ADR | $8,401 | $7,586 |
| CHINA LODGING GROUP LTD | $1,017 | $1,020 |
| CHINA MOBILE HGK LTD | $15,873 | $15,923 |
| CHINA SHENHUA ADR | $3,373 | $2,425 |
| CHUBB LIMITED | $6,773 | $8,758 |
| CIELO SA ADR | $4,572 | $4,737 |
| CIGNA | $5,790 | $5,376 |
| CISCO SYSTEMS INC | $6,597 | $7,173 |
| CITIGROUP INC | $18,773 | $16,532 |
| CLARIANT AG UNSP | $2,882 | $3,017 |
| CLICKS GROUP LIMITED | $3,096 | $4,134 |
| CLUBCORP HOLDINGS INC | $488 | $559 |
| CNOOC LTD ADS | $7,937 | $9,848 |
| COGNIZANT TECHNOLOGY SOLUTIONS | $31,423 | $31,196 |
| COHERENT INC CAL | $922 | $1,010 |
| COLONY FINANCIAL INC | $981 | $921 |
| COLOPLAST AS ADR | $3,375 | $3,333 |
| COLUMBIA BANKING SYSTEM, INC | $482 | $477 |
| COMCAST CORP | $4,704 | $5,476 |
| COMML INTL BK S/ADR | $2,692 | $2,487 |
| COMPAGNIE FINANCIERE RICHEMONT | $6,983 | $5,432 |
| COMPUTER SCIENCES CORP | $4,047 | $6,355 |
| CONVERGYS CP | $466 | $475 |
| CORE LABORATORIES | $14,664 | $15,734 |
| CRH PLC - AMERICAN DEPOSITARY | $3,618 | $3,668 |
| CROWN HOLDINGS INC | $2,989 | $3,142 |
| CSL LTD | $4,942 | $6,699 |
| CUBIC CP | $480 | $562 |
| CURTISS WRIGHT CP | $1,263 | $1,601 |
| CVS CAREMARK CORP | $13,081 | $12,255 |
| CYS INVESTMENTS INC | $1,953 | $2,101 |
| D R HORTON | $3,035 | $3,211 |
| DASSAULT SYS SA SPN ADR | $11,366 | $13,975 |
| DAVE AND BUSTERS ENTERTAINMENT | $1,522 | $1,825 |
| DB X TRACKERS MSCI EUROPE HEDG | $536,579 | $552,791 |
| DBS GROUP HLDGS SPON ADR | $6,891 | $6,348 |
| DELTA AIR LINES INC | $6,451 | $5,173 |
| DEXCOM, INC | $10,385 | $10,948 |
| DIAGEO PLC ADS | $7,219 | $7,450 |
| DIAMONDBACK ENERGY INC | $8,040 | $9,668 |
| DISCOVER FINL SVCS | $10,141 | $10,504 |
| DOLBY LABORATORIES | $1,777 | $2,393 |
| DOW CHEMICAL PV | $8,428 | $8,650 |
| DRIL QUIP INC | $468 | $526 |
| DUNKIN' BRANDS GROUP INC | $1,789 | $1,483 |
| EAST JAPAN RAILWAY C | $9,287 | $10,348 |
| EAST WEST BANCORP, INC | $858 | $923 |
| EATON CORP PLC | $7,195 | $6,630 |
| EATON VANCE INCOME FD OF BOSTO | $256,535 | $236,685 |
| EBAY INC | $6,025 | $5,267 |
| EDWARDS LIFESCIENCES | $6,262 | $7,280 |
| ENERSYS | $860 | $1,070 |
| ENGIE | $10,131 | $8,283 |
| ENTEGRIS INC MINNESOTA | $1,669 | $2,330 |
| ENTERGY CORP | $6,702 | $7,159 |
| EOG RESOURCES INC | $8,401 | $9,009 |
| EQT CORPORATION | $3,518 | $3,794 |
| ESSENT GROUP LTD | $986 | $1,112 |
| EXPRESS INC | $980 | $827 |
| EXPRESS SCRIPTS HOLDING CO | $24,689 | $22,361 |
| EXXON MOBIL CORP | $5,700 | $7,218 |
| F5 NETWORKS, INC | $3,395 | $3,643 |
| FACEBOOK INC | $10,149 | $13,942 |
| FANUC LIMITED UNSPONSORED | $13,860 | $14,165 |
| FEDERATED INVESTRS B | $483 | $547 |
| FERRO CORP | $507 | $468 |
| FERROGLOBE PLC | $475 | $560 |
| FIDELITY NATIONAL FINANCIAL IN | $1,471 | $1,688 |
| FIFTH THIRD BANCORP | $10,621 | $10,237 |
| FINISH LINE, INC. | $985 | $1,070 |
| FIRST AMERICAN CORP | $969 | $1,046 |
| FIRST CASH FINL SERVICES INC | $1,315 | $1,591 |
| FIRST CITIZENS BANCSHARES INC | $465 | $518 |
| FIRST REPUBLIC BANK | $2,989 | $4,619 |
| FLEXTRONICS INTERNATIONAL | $7,120 | $7,635 |
| FLUOR CORP | $6,906 | $6,604 |
| FNF GROUP | $488 | $562 |
| FOOT LOCKER INC N.Y. | $3,465 | $3,676 |
| FORD MOTOR COMPANY | $7,551 | $6,386 |
| FORTINET INC | $2,795 | $2,369 |
| FORUM ENERGY TECHNOLOGIES INC | $476 | $848 |
| FRESENIUS MED CAR AG | $5,003 | $6,579 |
| FTD GROUP INC | $483 | $499 |
| FTI CONSULTING INC | $471 | $570 |
| FUCHS PETROLUB SE | $4,184 | $3,802 |
| G&K SERVICES, INC | $464 | $536 |
| GARTNER INC | $1,757 | $2,338 |
| GAZPROM PJSC SPON ADR EA REP 2 | $4,954 | $2,918 |
| GEN DYNAMICS CP | $15,096 | $15,316 |
| GENERAL MOTORS | $7,245 | $6,113 |
| GENPACT LIMITED | $1,528 | $1,476 |
| GILEAD SCIENCES INC | $16,266 | $13,347 |
| GLAXOSMITHKLINE PLC | $5,365 | $5,894 |
| GLOBAL PAYMENTS INC | $2,578 | $2,498 |
| GRANITE CONSTRUC INC | $940 | $1,093 |
| GRAPHIC PACKAGING CORP COM STK | $2,803 | $2,959 |
| GRIFOLS SA REP 1/2 CL B | $3,423 | $3,217 |
| GROUP 1 AUTOMOTIVE INC | $478 | $444 |
| GRUPO TELEVISA | $3,648 | $3,515 |
| GUIDEWIRE SOFTWARE INC | $1,151 | $1,297 |
| HANOVER INS GROUP | $415 | $423 |
| HARDING, LOEVNER FUNDS, INC. E | $169,622 | $176,298 |
| HARRIS CORP DEL | $6,220 | $7,009 |
| HARTFORD FINANCIALSERVICES GRO | $6,378 | $6,746 |
| HATTERAS FINL CPRP | $1,470 | $1,820 |
| HAWAIIAN HOLDINGS INC | $2,295 | $1,860 |
| HD SUPPLY HLDGS INC | $3,105 | $3,830 |
| HEIDRICK&STRUGGLES INTL | $574 | $439 |
| HEWLETT PACKARD ENTERPRISE CO | $4,241 | $5,390 |
| HIBBETT SPORTS, INC | $484 | $487 |
| HILLENBRAND, INC | $482 | $541 |
| HITACHI LTD | $8,341 | $8,063 |
| HONEYWELL INTL | $4,765 | $5,234 |
| HORIZON PHARMA PLC | $1,707 | $1,054 |
| HUNTINGTON BANCSHARES INC | $973 | $1,010 |
| HUNTINGTON INGALLS INDUSTRIES | $1,870 | $2,352 |
| HUNTSMAN CORP | $1,102 | $1,587 |
| IAC/INTERACTIVE CORP | $3,146 | $3,153 |
| ICON PLC - AMERICAN DEPOSITARY | $3,441 | $4,131 |
| IDEXX CORP | $2,134 | $2,600 |
| ILLUMINA INC COM | $12,281 | $10,529 |
| IMAX CORPORATION | $1,631 | $1,415 |
| IMPERIAL HOLDINGS LTD | $4,386 | $2,369 |
| INFINERA CORPORATION | $3,058 | $1,794 |
| INFINITY PROPERTY AND CASUALTY | $489 | $484 |
| ING GROUP N V SPONSORED ADR | $2,915 | $2,583 |
| INGRAM MICRO INC - CL A | $1,414 | $1,913 |
| INSIGHT ENTERPRISES, INC | $490 | $494 |
| INTEGRA LIFESCIENCES HOLDINGS | $917 | $1,276 |
| INTEL CORP | $6,884 | $7,216 |
| INTERACTIVE BROKERS GROUP, INC | $708 | $1,027 |
| INTERCEPT PHARM INC | $15,672 | $10,416 |
| INTERCONTINENTAL EXCHANGE, INC | $8,355 | $8,959 |
| INTERNATIONAL BUSINESS MACHINE | $14,482 | $14,419 |
| INTERNATIONAL PAPER CO | $6,961 | $6,866 |
| INTERNATIONAL SPEEDWAY CORP | $481 | $468 |
| INVESTORS BANCORP, INC | $966 | $942 |
| IONIS PHARMACEUTICALS INC | $2,127 | $1,281 |
| ISHARES BARCLAYS TIPS BOND FUN | $125,139 | $130,553 |
| JACOBS ENGINEERNG GP | $3,536 | $3,885 |
| JAPAN AIRLINES | $6,504 | $5,751 |
| JAZZ PHARMACEUTICALS INC | $1,819 | $2,402 |
| JGC CORP ADR | $6,010 | $3,536 |
| JOHNSON & JOHNSON | $25,220 | $31,538 |
| JP MORGAN CHASE | $34,266 | $36,538 |
| KAPSTONE PAPER AND PACKAGING C | $1,922 | $1,405 |
| KAR AUCTION SERVICES INC | $1,450 | $1,753 |
| KASIKORNBANK PUB CO LTD ADR CM | $3,005 | $2,470 |
| KBC GROUP SA UNSP ADR | $2,716 | $2,292 |
| KDDI CP UNSP ADR | $8,791 | $13,399 |
| KIMBERLY CLARK | $4,528 | $3,559 |
| KINDRED HEALTHCARE, INC. | $654 | $745 |
| KOC HOLDINGS AS UNSP/ADR | $4,145 | $3,746 |
| KOMATSU LTD | $4,166 | $4,049 |
| KONE OYJ ADR B SHS | $3,210 | $3,328 |
| KOOKMIN BANK | $5,192 | $4,582 |
| KOSMOS ENERGY LTD | $481 | $589 |
| KRAFT HEINZ CO | $18,356 | $21,412 |
| KUBOTA CORPORATION | $3,717 | $3,332 |
| L'AIR LIQUIDE ADR OTC | $9,600 | $8,307 |
| L'OREAL ADR | $9,179 | $10,332 |
| LABORATORY CORP AMER HLDGS | $2,538 | $2,605 |
| LANDSTAR SYSTEM | $471 | $549 |
| LASALLE HOTEL PROP | $954 | $920 |
| LCI INDUSTRIES INC | $2,407 | $3,394 |
| LEAR CORP | $3,327 | $3,155 |
| LEUCADIA NATL CORP | $968 | $1,126 |
| LIBERTY GLOBAL LILAC - CLASS K | $2,566 | $2,339 |
| LIBERTY GLOBAL PLC - SERIES C | $6,428 | $4,240 |
| LIFE HEALTHCARE GR UNSPON ADR | $528 | $549 |
| LIFEPOINT HOSPITALS, INC | $961 | $981 |
| LINDE AG SPONSORED ADR | $13,906 | $11,906 |
| LIVE NATION INC COM | $1,170 | $1,128 |
| LKQ CORPORATION | $13,898 | $15,184 |
| LLOYDS BANKING GROUP PLC | $8,156 | $5,777 |
| LOCALIZA RENT A CAR SA | $5,498 | $5,476 |
| LOCKHEED MARTIN CORP | $4,934 | $5,956 |
| LVMH MOET HENN UNSP | $3,976 | $3,489 |
| LYONDELLBASELL INDUSTRIES NV | $4,601 | $4,168 |
| MADDEN STEVEN LTD | $1,437 | $1,436 |
| MAIDEN HOLDINGS LTD | $2,487 | $2,460 |
| MANHATTAN ASSOCIATES INC | $852 | $1,796 |
| MANPOWER GROUP INC | $602 | $450 |
| MARATHON PETROLEUM CORP | $4,154 | $4,024 |
| MARKETAXESS HOLDINGS, INC | $790 | $1,890 |
| MARKS & SPENCER GRP ADR | $4,138 | $3,025 |
| MATTELL INC | $6,403 | $7,572 |
| MATTHEWS JAPAN FUND | $327,548 | $353,878 |
| MAXIMUS INC | $473 | $554 |
| MCKESSON CORP | $11,209 | $11,199 |
| MEAD JOHNSON NUTRITI | $16,196 | $15,791 |
| MEDIDATA SOLUTIONS, INC | $2,050 | $2,015 |
| MEDIVATION, INC | $2,883 | $3,739 |
| MERCADOLIBRE, INC | $12,878 | $15,192 |
| MERCK & CO INC | $11,906 | $13,020 |
| METHANEX CORPORATION | $3,580 | $2,852 |
| METLIFE INC | $19,435 | $16,330 |
| MFA MTG INVTS INC | $1,464 | $1,592 |
| MICHAELS STORES INC | $1,010 | $1,024 |
| MICROSOFT CORP | $4,732 | $5,219 |
| MIDDLEBY CORPORATION | $3,152 | $3,342 |
| MINERAL TECH INC | $1,423 | $1,647 |
| MITSUBISHI ESTATE CO ADR | $5,057 | $3,380 |
| MOBILE TELSYS OJSC | $6,915 | $3,643 |
| MOBILEYE NV | $14,416 | $14,534 |
| MOMENTA PHARMACEUTICALS, INC | $1,583 | $1,102 |
| MONOTARO CO., LTD | $1,866 | $4,432 |
| MONSTER BEVERAGE CORP | $13,977 | $17,035 |
| MTGE INVESTMENT CORP REIT | $488 | $568 |
| MTN GROUP LTD SPON ADR | $2,889 | $3,078 |
| MULTI PACKAGING SOLUTIONS INTL | $1,047 | $921 |
| NASPERS LTD N SPONS ADR | $6,752 | $8,897 |
| NATIONSTAR MORTGAGE HOLDINGS I | $884 | $957 |
| NAVIENT CORPORATION | $4,307 | $4,565 |
| NAVIGANT CONSULTING INC | $1,463 | $1,583 |
| NEDBANK GROUP LTD S/ADR | $3,299 | $2,520 |
| NELNET INC | $1,570 | $1,633 |
| NESTLE S.A | $12,133 | $14,380 |
| NETEASE.COM INC COM STK | $4,674 | $10,434 |
| NEWFIELD EXPLORATION CO | $1,504 | $1,590 |
| NIKE INC-CL B | $12,493 | $13,579 |
| NIKON CORP ADR | $4,386 | $3,677 |
| NORDSON CP | $2,518 | $2,926 |
| NORWEGIAN CRUISE LINE HOLDINGS | $2,241 | $2,072 |
| NOVARTIS AG ADR | $10,257 | $11,386 |
| NOVO NORDISK A S | $8,379 | $11,186 |
| NU SKIN ENTERPRISES CL A | $837 | $1,201 |
| OCCIDENTAL PETROLEUM CORP | $10,778 | $11,787 |
| OFFICE DEPOT INC | $519 | $463 |
| OIL CO LUKOIL PJSC SPON ADR RE | $5,748 | $4,006 |
| OLD DOMINION FREIGHT LINES | $2,599 | $2,292 |
| OLIN CP | $959 | $1,615 |
| OMNICOM GROUP | $2,647 | $3,097 |
| ON SEMICONDUCTOR | $1,842 | $1,976 |
| OPHTHOTECH CORP | $2,198 | $1,684 |
| ORACLE CORP | $7,694 | $8,268 |
| OWENS AND MINOR INC | $540 | $523 |
| PACKAGING CORP AMER | $777 | $1,004 |
| PALO ALTO NETWORKS INC | $10,048 | $9,198 |
| PAREXEL INTERNATIONAL CORPORAT | $1,995 | $2,012 |
| PARK 24 CO LTD | $4,138 | $5,216 |
| PARSLEY ENERGY INCORPORATED CL | $1,984 | $3,274 |
| PAYPAL HOLDINGS, INC | $9,134 | $9,931 |
| PFIZER INC | $6,666 | $7,817 |
| PHILIPPINE LONG DISTANCE ADR | $5,067 | $3,744 |
| PHILLIPS 66 | $10,938 | $11,187 |
| PNC FINANCIAL GROUP INC | $5,828 | $6,267 |
| PNM RESOURCES INC | $457 | $496 |
| PORTFOLIO RECOVERY ASSOCIATES, | $499 | $483 |
| POSTNL N.V | $3,471 | $2,576 |
| POWER INTEGRATIONS, INC | $1,766 | $1,652 |
| PPC LIMITED | $2,477 | $652 |
| PPG INDUSTRIES INC | $4,246 | $4,687 |
| PRESTIGE BRAND HLGS | $1,541 | $1,496 |
| PRICELINE.COM INCORPORATED | $26,024 | $29,962 |
| PROCTER GAMBLE CO | $6,306 | $6,520 |
| PROTO LABS INC | $1,656 | $1,439 |
| PRUDENTIAL PLC SC | $5,693 | $5,782 |
| PT ASTRA INTL ADR | $5,838 | $5,632 |
| PT BK MANDIR PRS UNSP/ADR | $5,506 | $5,582 |
| PT TELEKOM. IND. TBK ADR | $4,616 | $6,023 |
| PTT EXPLORATION & PROD SPONSOR | $2,559 | $1,133 |
| PUBLIC SVC ENTERPRISE GROUP IN | $5,795 | $6,805 |
| PULTE GROUP INC | $5,451 | $6,237 |
| QEP RESOURCES INC | $2,074 | $2,997 |
| QUALCOMM INC | $17,984 | $14,196 |
| QUEST DIAGNOSTICS | $6,423 | $7,734 |
| RADIAN GROUP INC | $966 | $927 |
| RADIUS HEALTH INC | $1,426 | $1,213 |
| RAYMOND JAMES FINANCIAL INC | $955 | $1,085 |
| RAYTHEON CO | $9,221 | $10,604 |
| REALOGY HOLDINGS CORP | $466 | $435 |
| REINSURANCE GROUP AMER INC | $1,439 | $1,552 |
| RELX NV | $7,685 | $9,401 |
| RICE ENERGY INC | $517 | $1,234 |
| ROCHE HOLDING LTD ADR | $23,870 | $24,713 |
| ROSS STORES, INC | $6,422 | $6,689 |
| ROYAL DUTCH SHEL PLC SPONS ADR | $19,117 | $22,960 |
| ROYAL DUTCH SHELL CL A | $12,658 | $15,572 |
| RPX CORP | $975 | $908 |
| RSP PERMIAN INC | $483 | $837 |
| RYDER SYSTEM | $8,532 | $6,787 |
| SABRE CORPORATION | $3,679 | $3,429 |
| SALESFORCE.COM | $7,025 | $9,370 |
| SANLAM LTD SPONSORED ADR | $2,758 | $2,285 |
| SANOFI-AVENTIS SPONSORED ADR | $13,764 | $12,764 |
| SAP AKTIENGESELL ADS | $16,165 | $16,129 |
| SASOL LTD | $13,494 | $9,709 |
| SBERBANK SPONSORED ADR | $3,864 | $6,635 |
| SCHLUMBERGER LTD | $32,044 | $29,497 |
| SCHNEIDER ELEC UNSP/ADR | $9,729 | $9,684 |
| SCHOLASTIC CORPORATION | $490 | $515 |
| SCHWEITZER MAUDIT | $960 | $1,058 |
| SCRIPPS NETWORKS INT | $965 | $996 |
| SEALED AIR CORP | $3,181 | $2,942 |
| SELECT MEDICAL | $484 | $620 |
| SEMEN INDONESIA USNP ADR EACH | $5,160 | $3,262 |
| SENSIENT TECHNOLOGIES | $448 | $568 |
| SERVICE CP INTL | $486 | $568 |
| SERVICE NOW | $13,503 | $12,616 |
| SHERWIN-WILLIAMS CO | $8,285 | $8,810 |
| SHINHAN FINL GROUP CO LTD | $4,853 | $4,551 |
| SHOPRITE HOLDINGS LTD | $3,011 | $2,209 |
| SIGNET GROUP PLC SPONS ADR NAS | $2,126 | $1,648 |
| SILGAN HOLDINGS, INC | $2,328 | $2,522 |
| SILVER BAY REALTY TRUST CORP | $479 | $647 |
| SIX FLAGS ENTERTAINMENT CORPOR | $1,674 | $2,086 |
| SK TELECOM ADS ADS | $9,604 | $8,577 |
| SKECHERS U S A INC CL A | $2,359 | $2,229 |
| SLM CORP | $491 | $501 |
| SONOVA HOLDING AG AD | $3,241 | $3,840 |
| SPLUNK INC | $15,435 | $14,900 |
| SSE PLC SPON ADR | $6,891 | $5,994 |
| ST. JUDE MED INC | $2,538 | $3,510 |
| STANDARD BANK GROUP SPON ADR | $2,480 | $2,929 |
| STARWOOD PROPERTY TRUST INC | $1,019 | $1,036 |
| STARZ | $989 | $1,287 |
| STEEL DYNAMICS INC | $3,825 | $4,263 |
| STERICYCLE INC | $20,676 | $17,076 |
| STIFEL FINANCIAL CP | $1,033 | $944 |
| SUMITOMO MITSUI FINCL GRP | $7,221 | $7,379 |
| SUPERNUS PHARMACEUTICALS INC | $1,151 | $1,487 |
| SVB FINANCIAL GROUP | $924 | $1,047 |
| SYKES ENTERPRISES, INCORPORATE | $960 | $927 |
| SYMRISE AG UNSPONSORED | $3,804 | $4,722 |
| SYNNEX CORP | $1,882 | $1,896 |
| SYSMEX CORP UNSP ASDR | $4,445 | $7,641 |
| TABLEAU SOFTWARE INC | $3,489 | $2,348 |
| TAILORED BRANDS INC | $1,524 | $1,291 |
| TAIWAN SEMICONDUCTOR MFG CO LT | $19,479 | $24,525 |
| TARGET CORPORATION | $2,957 | $2,723 |
| TE CONNECTIVITY LTD | $5,689 | $5,425 |
| TEGNA | $983 | $927 |
| TELETECH HOLDINGS, INC | $1,919 | $1,872 |
| TENARIS SA-ADR | $3,633 | $3,893 |
| TERADYNE INC | $970 | $1,024 |
| TETRA TECH INC | $963 | $1,076 |
| TEXAS INSTRUMENTS INC | $5,648 | $6,202 |
| TEXTRON INC | $3,428 | $3,144 |
| THE HAIN CELESTIAL GROUP, INC | $2,306 | $2,040 |
| THOR INDS INC | $1,341 | $1,619 |
| TIME WARNER INC | $6,351 | $6,619 |
| TIMKEN CO COM | $957 | $981 |
| TJX COMPANIES INC | $6,854 | $6,873 |
| TORCHMARK CORP | $932 | $1,113 |
| TOTAL FINA ELF S.A | $17,032 | $18,519 |
| TOTAL SYSTEMS SERVICES INC | $1,872 | $3,346 |
| TRAVELERS COMPANIES INC | $14,032 | $16,666 |
| TURKCELL ILETISIM HIZMETLERI A | $2,497 | $2,434 |
| TURKIYE GARANTI BANK | $3,266 | $3,529 |
| TUTOR PERINI CORPORATION | $462 | $871 |
| TWO HARBORS INVESTMENT CORP | $1,466 | $1,635 |
| TYSON FOODS INC CL A | $3,149 | $4,609 |
| UBS AG | $3,445 | $2,229 |
| UNILEVER PLC AMER | $5,512 | $6,516 |
| UNITED CONTINENTAL HOLDINGS IN | $3,030 | $2,175 |
| UNITED PARCEL SERVICE | $3,507 | $3,555 |
| UNITED TECHNOLOGIES CORP | $13,020 | $14,152 |
| UNITED THERAPEUTICS CORP | $1,153 | $1,271 |
| UNITED TRACTORS UNSPON ADR | $2,689 | $1,962 |
| UNITEDHEALTH GROUP INC | $5,948 | $6,495 |
| UNIVERSAL HLTH SVC B | $2,265 | $3,084 |
| UNIVL CORP | $991 | $1,039 |
| VALERO ENERGY CORP | $2,190 | $1,938 |
| VALIDUS HLDS LTD | $2,415 | $2,624 |
| VEEVA SYSTEMS INC | $997 | $1,228 |
| VERISK ANALYTICS, INC | $12,743 | $14,027 |
| VERIZON COMMUNICATIONS | $16,403 | $19,544 |
| VERTEX PHARMCTLS INC | $13,229 | $12,559 |
| VISA INC | $22,034 | $26,998 |
| VODACOM GROUP LIMITE | $2,577 | $2,531 |
| VODAFONE GROUP PLC | $6,015 | $5,993 |
| VOLKSWAGEN AG SPONS ADR | $10,807 | $10,550 |
| WABTEC | $3,250 | $2,318 |
| WAL-MART STORES INC | $13,192 | $14,093 |
| WALGREENS BOOTS ALLIANCE | $4,106 | $4,080 |
| WALKER & DUNLOP INC | $1,583 | $1,595 |
| WEICHAI POWER CO LTD | $4,383 | $3,184 |
| WELLS FARGO & CO | $14,181 | $13,489 |
| WESCO INTL INC | $2,416 | $2,832 |
| WESTERN REFINING INC | $1,059 | $866 |
| WESTROCK COMPANY | $2,732 | $3,071 |
| WHITEWAVE FOODS COMPANY | $1,511 | $1,784 |
| WILLIAMS SONOMA INC | $3,216 | $2,763 |
| WOOLWORTHS HOLDINGS LTD | $3,754 | $3,045 |
| WORLD FUEL SVCS CP | $2,464 | $2,517 |
| WPP PLC NEW/ADR | $12,666 | $11,706 |
| WYNDHAM WORLDWIDE | $2,401 | $2,493 |
| WYNN MACAU | $3,585 | $1,839 |
| XYLEM INC | $1,547 | $1,652 |
| YPF SOCIEDAD ANONIMA | $3,779 | $3,725 |
| YY INC | $2,392 | $1,219 |
| ZIMMER BIOMET HOLDINGS | $2,472 | $3,010 |
| ZURICH INS GROU ADR | $10,321 | $9,397 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $166,735 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $170,128 | USGovtObligationsEOYFMVAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| TO ADJ BOOK VALUE OF SECURITIES TO | $32,956 |
| CORRECT VALUES | $0 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (7 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| Administrative Fees | $9,473 | $9,473 | |
| Administrative Set-Up Fee | $3,500 | $3,500 | |
| Bank Charges | $1,750 | $1,750 | |
| K-1 EXP PROSHARES ULTRASHORT | $3 | $3 | |
| K-1 Exp POWERSHARES DB G10 CUR | $41 | $41 | |
| Postage/Delivery Service | $693 | $693 | |
| State or Local Filing Fees | $100 | $100 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | K-1 Inc/Loss POWERSHARES DB G10 CURRENCY HARVEST F | Desc |
| Revenue And Expenses Per Books | $1 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $1 | NetInvestmentIncomeAmt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | AMERICAN EXPRESS | Desc |
| BOY Book Value | $10,036 | BOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | CategoryTxt |
| Amt | $58,678 | Amt |
| Net Investment Income | $58,678 | NetInvestmentIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| Foreign Tax Paid | $1,435 | $1,435 |
| IRS MISCELLANEOUS FEE | $131 |