LYNNE & ANDREW REDLEAF FOUNDATION: Form 990PF, tax year 2024
View the entire original 990 at ProPublica ↗
- Organization
- LYNNE & ANDREW REDLEAF FOUNDATION (EIN 81-1290745)
- Tax period
- 2024-01-01 to 2024-12-31
- Filed
- 2025-11-14
- IRS object ID
- 202543189349105484
- Schema version
- 2024v5.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2025-11-14T20:47:36-06:00 | ReturnTs |
| Tax Period End | 2024-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 410746749 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CLIFTONLARSONALLEN LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 8215 GREENWAY BOULEVARD SUITE 600 | AddressLine1Txt |
| City | MIDDLETON | CityNm |
| State Abbreviation | WI | StateAbbreviationCd |
| ZIP | 53562 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2024-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 811290745 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | LYNNE & ANDREW REDLEAF FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | LYNN | BusinessNameControlTxt |
| Phone | 6123265926 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3033 EXCELSIOR BLVD 343 | AddressLine1Txt |
| City | MINNEAPOLIS | CityNm |
| State Abbreviation | MN | StateAbbreviationCd |
| ZIP | 55416 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | LYNNE SINGER REDLEAF | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 6123265926 | PhoneNum |
| Signature | 2025-11-14 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | 0 | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | KIMBERLY ANDERSON | PreparerPersonNm |
| PTIN | P00188889 | PTIN |
| Phone | 6086628600 | PhoneNum |
| Preparation | 2025-11-14 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2024 | TaxYr |
| Build TS | 2025-03-06 01:10:19Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $112,168,847 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $1,869,304 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $2,227,901 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,026,737 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,230,090 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $8,684,106 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $0 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | -$436,378 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $2,896,041 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $10,475,629 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $39,300 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $33,825 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $42,216 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $27,051 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $13,369 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $647,549 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $647,549 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $284,711 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $403 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $14,706 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $320,422 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $15,144 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,028,482 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $995,425 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $62,338 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $10,281,500 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $8,798,500 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $11,309,982 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $995,425 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $8,860,838 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$8,413,941 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $9,480,204 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $589,725 | CashBOYAmt |
| Cash EOY | $248,655 | CashEOYAmt |
| Cash EOYFMV | $248,655 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $3,807,876 | SavAndTempCashInvstBOYAmt |
| Acct Rcvbl | $13,334 | AcctRcvblAmt |
| Acct Rcvbl EOY | $13,334 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $13,334 | AcctRcvblEOYFMVAmt |
| Other Nts And Loans Rcvbl BOY | $900,000 | OtherNtsAndLoansRcvblBOYAmt |
| Other Nts And Loans Rcvbl EOY | $0 | OtherNtsAndLoansRcvblEOYAmt |
| Other Nts And Loans Rcvbl EOYFMV | $0 | OtherNtsAndLoansRcvblEOYFMVAmt |
| Prepaid Expenses BOY | $4,247 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $4,371 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $4,371 | PrepaidExpensesEOYFMVAmt |
| Corporate Stock BOY | $6,749,404 | CorporateStockBOYAmt |
| Corporate Stock EOY | $6,911,564 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $6,911,564 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $12,050,501 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $12,104,062 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $12,104,062 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $91,904,578 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $92,886,861 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $92,886,861 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $116,006,331 | TotalAssetsBOYAmt |
| Total Assets EOY | $112,168,847 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $112,168,847 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $88,404 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $441,376 | AccountsPayableEOYAmt |
| Grants Payable BOY | $11,045,000 | GrantsPayableBOYAmt |
| Grants Payable EOY | $12,528,000 | GrantsPayableEOYAmt |
| Total Liabilities BOY | $11,133,404 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $12,969,376 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $104,872,927 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $99,199,471 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $104,872,927 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $99,199,471 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $116,006,331 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $112,168,847 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $104,872,927 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$8,413,941 | ExcessRevenueOverExpensesAmt |
| Other Increases | $2,740,485 | OtherIncreasesAmt |
| Subtotal | $99,199,471 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $99,199,471 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (6 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | $862,527 | $862,527 | $862,527 | |
| EMPOWERU INC | $174,378 | $174,378 | $174,378 | |
| BOOTHBAY ABSOLUTE RETURN STRATEGIES OFFSHORE LTD | $193,185 | -$10,168 | -$10,168 | $203,353 |
| CAPITAL GAIN - PARTNERSHIP | $187,959 | $187,959 | $187,959 | |
| WHITE BOX CREDIT FUND - DISTRIB IN EXCESS OF BASIS | $7,466,797 | $7,466,797 | $7,466,797 | |
| SABA (3) 2023 TR CLASS F - DISTRIB IN EXCESS OF BASIS | $2,613 | $2,613 | $2,613 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $8,684,106 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $131,775 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $131,775 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $131,775 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $113,536 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $113,536 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $336 | EsPenaltyAmt |
| Tax Due | $18,575 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | MN | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | CLIFTONLARSONALLEN LLP | IndividualWithBooksNm |
| Phone | 6123764500 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 220 S SIXTH ST STE 300 | AddressLine1Txt |
| City | MINNEAPOLIS | CityNm |
| State Abbreviation | MN | StateAbbreviationCd |
| ZIP | 55402 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | Yes (1) | BusinessHoldingsInd |
| Excess Business Holdings | 0 | ExcessBusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ANDREW REDLEAF | ||||||||
| 3033 EXCELSIOR BLVD SUITE 343 | MINNEAPOLIS | MN | 55416 | CHAIRMAN | 1.00 | $0 | $0 | $0 |
| LYNNE SINGER REDLEAF | ||||||||
| 3033 EXCELSIOR BLVD SUITE 343 | MINNEAPOLIS | MN | 55416 | PRESIDENT | 15.00 | $0 | $0 | $0 |
| AMY ROSENBLATT-LUI | ||||||||
| 3033 EXCELSIOR BLVD SUITE 343 | MINNEAPOLIS | MN | 55416 | EXECUTIVE DIRECTOR | 5.00 | $39,300 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| TRONDHEIM CAPITAL LLC | |||||
| PO BOX 5090 | SCOTTSDALE | AZ | 85261 | INVESTMENT ADVISORY SERVICES | $133,891 |
| GOLDMAN SACHS & CO LLC | |||||
| 71 S WACKER DRIVE SUITE 1200 | CHICAGO | IL | 60606 | INVESTMENT MANAGEMENT FEES | $126,848 |
| CLIFTONLARSONALLEN LLP | |||||
| 220 S 6TH STREET STE 300 | MINNEAPOLIS | MN | 55402 | ACCOUNTING SERVICES | $50,589 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $114,647,884 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $347,004 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $114,994,888 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $114,994,888 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,724,923 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $113,269,965 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $5,663,498 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $5,663,498 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $131,775 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $131,775 | TotalTaxAmt |
| Distributable Before Adj | $5,531,723 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $5,531,723 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $5,531,723 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $8,860,838 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $8,860,838 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $5,531,723 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $487,284 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $2,172,757 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $4,343,021 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $3,505,785 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $3,742,658 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $14,251,505 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $8,860,838 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $5,531,723 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $3,329,115 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $17,580,620 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $487,284 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $17,093,336 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $2,172,757 | ExcessFromYear4Amt |
| Excess From Year3 | $4,343,021 | ExcessFromYear3Amt |
| Excess From Year2 | $3,505,785 | ExcessFromYear2Amt |
| Excess From Year1 | $3,742,658 | ExcessFromYear1Amt |
| Excess From Current Year | $3,329,115 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | ANDREW REDLEAF | ContributingManagerNm |
| Contributing Manager | LYNNE SINGER REDLEAF | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (19 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| ALLINA HEALTH FOUNDATION | ||||||
| 3915 GOLDEN VALLEY RD | MINNEAPOLIS | MN | 55422 | PC | MENTAL HEALTH AND ADDICTION SERVICES | $1,000,000 |
| AMERICAN FRIENDS OF THE HEBREW UNIVERSITY | ||||||
| 199 WATER STREET 11TH FLOOR | NEW YORK | NY | 10038 | PC | GENERAL OPERATIONS | $400,000 |
| AMOS & CELIA HEILICHER MINNEAPOLIS JEWISH DAY SCHOOL | ||||||
| 4330 CEDAR LAKE ROAD | MINNEAPOLIS | MN | 55416 | PC | GENERAL OPERATIONS, SUPPORT SERVICES | $820,000 |
| EDUCATION FOR EMPLOYMENT | ||||||
| 1660 L STREET NW STE 460 | WASHINGTON | DC | 20036 | PC | GENERAL OPERATIONS | $100,000 |
| HENNEPIN HEALTHCARE FOUNDATION | ||||||
| 701 PARK AVENUE LSB-3 | MINNEAPOLIS | MN | 55415 | PC | TO CREATE THE REDLEAF CENTER FOR HEALING | $2,000,000 |
| HOLD YOUR HORSES | ||||||
| 5265 WOODLAND TRAIL | GREENFIELD | MN | 55357 | PC | GENERAL OPERATIONS | $30,000 |
| JEWISH FAMILY AND CHILDREN'S SERVICE OF MINNEAPOLIS | ||||||
| 5905 GOLDEN VALLEY ROAD | GOLDEN VALLEY | MN | 55422 | PC | GENERAL OPERATIONS, GALA SPONSORSHIP | $320,000 |
| MEMORIAL SLOAN KETTERING CANCER CENTER | ||||||
| 1275 YORK AVE | NEW YORK | NY | 10065 | PC | GENERAL OPERATIONS | $100,000 |
| MINNPOST | ||||||
| PO BOX 18438 | MINNEAPOLIS | MN | 55414 | PC | MENTAL HEALTH AND ADDICTION SERVICES | $15,000 |
| MISSION ANIMAL HOSPITAL | ||||||
| 10100 VIKING DRIVE STE 150 | EDEN PRAIRIE | MN | 55344 | PC | GENERAL OPERATIONS | $51,000 |
| MYHEALTH FOR TEENS AND YOUNG ADULTS | ||||||
| 15 8TH AVENUE SOUTH | HOPKINS | MN | 55343 | PC | GENERAL OPERATIONS | $10,000 |
| PROOF ALLIANCE | ||||||
| 1876 MINNEHAHA AVE W | ST PAUL | MN | 55104 | PC | GENERAL OPERATIONS, OUR CHILDREN ARE SACRED | $10,000 |
| SOUTHSIDE FAMILY NURTURING CENTER | ||||||
| 2448 18TH AVE SOUTH | MINNEAPOLIS | MN | 55404 | PC | GENERAL OPERATIONS | $50,000 |
| ST PAUL ACADEMY AND SUMMIT SCHOOL | ||||||
| 1712 RANDOLPH AVENUE | SAINT PAUL | MN | 55105 | PC | GENERAL OPERATIONS | $50,000 |
| START READING NOW | ||||||
| 250 MARQUETTE AVE STE 225 | MINNEAPOLIS | MN | 55401 | PC | GENERAL OPERATIONS | $25,000 |
| THE CONSTELLATION FUND | ||||||
| 729 N WASHINGTON AVE STE 600 | MINNEAPOLIS | MN | 55401 | PC | GENERAL OPERATIONS/SUPPORT, GRANTMAKING | $701,000 |
| UNIVERSITY OF MINNESOTA FOUNDATION | ||||||
| 200 SE OAK STREET STE 500 | MINNEAPOLIS | MN | 55455 | PC | BUILDING FUNDS, ENDOWED DIRECTORSHIP FUNDS, MENTAL HEALTH AND ADDICTION SERVICES | $3,006,500 |
| YALE UNIVERSITY - CHILD STUDY CENTER AND SCHOOL OF MANAGEMENT | ||||||
| PO BOX 7611 | NEW HAVEN | CT | 06519 | PC | YALE CHILD STUDY CENTER FOR GENERAL SUPPORT | $100,000 |
| GREATER MINNEAPOLIS CRISIS NURSERY | ||||||
| 4544 FOURTH AVENUE SOUTH | MINNEAPOLIS | MN | 55419 | PC | GENERAL OPERATIONS | $10,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $8,798,500 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (5 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| AMERICAN FRIENDS OF THE HEBREW UNIVERSITY | ||||||
| 199 WATER STREET 11TH FLOOR | NEW YORK | NY | 10038 | PC | GENERAL OPERATIONS | $400,000 |
| ST PAUL ACADEMY AND SUMMIT SCHOOL | ||||||
| 1712 RANDOLPH AVENUE | SAINT PAUL | MN | 55105 | PC | GENERAL OPERATIONS | $50,000 |
| HENNEPIN HEALTHCARE FOUNDATION | ||||||
| 701 PARK AVENUE LSB-3 | MINNEAPOLIS | MN | 55415 | PC | TO CREATE THE REDLEAF CENTER FOR HEALING | $5,500,000 |
| JEWISH FAMILY AND CHILDREN'S SERVICE OF MINNEAPOLIS | ||||||
| 5905 GOLDEN VALLEY ROAD | GOLDEN VALLEY | MN | 55422 | PC | GENERAL OPERATIONS, GALA SPONSORSHIP | $1,200,000 |
| MINNESOTA JEWISH COMMUNITY CENTER | ||||||
| 1375 ST PAUL AVE | SAINT PAUL | MN | 55116 | PC | GENERAL OPERATIONS, INCLUSION PLEDGE | $18,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $7,168,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,869,304 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,026,737 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $2,896,041 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $2,896,041 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING SERVICE FEES | CategoryTxt |
| Amt | $42,216 | Amt |
| Net Investment Income | $27,051 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $13,369 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (292 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| NATIONAL RURAL UTILITIES COOPE HYBRID 04/20/2046 USD | $14,915 | $14,915 |
| CMS ENERGY CORPORATION HYBRID 06/01/2050 USD JRSUB | $61,842 | $61,842 |
| PARTNERRE FINANCE B LLC HYBRID 10/01/2050 USD JRSUB | $32,758 | $32,758 |
| CMS ENERGY CORPORATION HYBRID 12/01/2050 USD JRSUB | $17,479 | $17,479 |
| SOUTHERN COMPANY (THE) HYBRID 01/15/2051 USD SER B | $44,927 | $44,927 |
| PRUDENTIAL FINANCIAL, INC. HYBRID 03/01/2052 USD JRSUB | $15,486 | $15,486 |
| DOMINION ENERGY, INC. HYBRID 06/01/2054 SER B JRSUB | $39,287 | $39,287 |
| DUKE ENERGY CORPORATION HYBRID 09/01/2054 JRSUB LIEN | $18,691 | $18,691 |
| SEMPRA HYBRID 10/01/2054 USD JRSUB LIEN CPN 03/14/24 | $17,482 | $17,482 |
| NISOURCE INC. HYBRID 11/30/2054 USD JRSUB LIEN CPN | $14,335 | $14,335 |
| ENTERGY CORPORATION HYBRID 12/01/2054 USD JRSUB LIEN | $27,614 | $27,614 |
| NEXTERA ENERGY CAPITAL HOLDING HYBRID 05/01/2079 USD | $34,444 | $34,444 |
| JPMORGAN CHASE & CO. HYBRID PERPETUAL USD SER KK | $59,328 | $59,328 |
| AMERICAN EXPRESS COMPANY HYBRID PERPETUAL USD | $56,816 | $56,816 |
| BANK OF AMERICA CORPORATION HYBRID PERPETUAL USD | $35,508 | $35,508 |
| BANK OF AMERICA CORPORATION HYBRID PERPETUAL USD | $51,250 | $51,250 |
| BANK OF AMERICA CORPORATION HYBRID PERPETUAL USD | $82,503 | $82,503 |
| BANK OF AMERICA CORPORATION HYBRID PERPETUAL USD | $39,754 | $39,754 |
| BANK OF NEW YORK MELLON CORPOR HYBRID PERPETUAL | $35,129 | $35,129 |
| BANK OF NEW YORK MELLON CORPOR HYBRID PERPETUAL | $58,241 | $58,241 |
| BANK OF NOVA SCOTIA (THE) HYBRID PERPETUAL USD SUB | $64,563 | $64,563 |
| BP CAPITAL MARKETS P.L.C. HYBRID PERPETUAL USD SUB | $43,032 | $43,032 |
| CHARLES SCHWAB CORPORATION (TH HYBRID PERPETUAL | $49,911 | $49,911 |
| CHARLES SCHWAB CORPORATION (TH HYBRID PERPETUAL | $21,666 | $21,666 |
| CHARLES SCHWAB CORPORATION (TH HYBRID PERPETUAL | $92,297 | $92,297 |
| CHARLES SCHWAB CORPORATION (TH HYBRID PERPETUAL | $43,872 | $43,872 |
| EQUITABLE HOLDINGS, INC. HYBRID PERPETUAL USD SER B | $34,875 | $34,875 |
| JPMORGAN CHASE & CO. HYBRID PERPETUAL USD SER HH | $57,838 | $57,838 |
| JPMORGAN CHASE & CO. HYBRID PERPETUAL USD SER NN | $34,916 | $34,916 |
| METLIFE, INC. HYBRID PERPETUAL USD SER D JRSUB LIEN | $61,003 | $61,003 |
| METLIFE, INC. HYBRID PERPETUAL USD SER G JRSUB LIEN | $64,552 | $64,552 |
| MORGAN STANLEY HYBRID PERPETUAL USD SER M JRSUB | $48,376 | $48,376 |
| PNC FINANCIAL SERVICES GROUP, HYBRID PERPETUAL USD | $47,947 | $47,947 |
| PNC FINANCIAL SERVICES GROUP, HYBRID PERPETUAL USD | $15,107 | $15,107 |
| PNC FINANCIAL SERVICES GROUP, HYBRID PERPETUAL USD | $33,420 | $33,420 |
| STATE STREET CORPORATION HYBRID PERPETUAL USD SER I | $41,968 | $41,968 |
| STATE STREET CORPORATION HYBRID PERPETUAL USD SER J | $14,349 | $14,349 |
| THE PNC FINANCIAL SERVICES GRO HYBRID PERPETUAL USD | $9,923 | $9,923 |
| TRUIST FINANCIAL CORPORATION HYBRID PERPETUAL USD | $18,303 | $18,303 |
| TRUIST FINANCIAL CORPORATION HYBRID PERPETUAL USD | $59,745 | $59,745 |
| TRUIST FINANCIAL CORPORATION HYBRID PERPETUAL USD | $63,895 | $63,895 |
| U.S. BANCORP HYBRID PERPETUAL USD JRSUB LIEN CPN | $49,585 | $49,585 |
| ENERGY TRANSFER LP HYBRID 05/15/2054 USD JRSUB LIEN | $7,407 | $7,407 |
| PG&E CORP HYBRID 03/15/2055 JRSUB LIEN CPN 09/11/24 | $10,488 | $10,488 |
| ENERGY TRANSFER OPERATING LP FRN 11/01/2066 USD SER B | $12,045 | $12,045 |
| EMERA INCORPORATED HYBRID 06/15/2076 USD SUB LIEN | $48,393 | $48,393 |
| TRANSCANADA TRUST HYBRID 08/15/2076 USD SER 16-A | $75,665 | $75,665 |
| VODAFONE GROUP PUBLIC LIMITED HYBRID 04/04/2079 USD | $36,428 | $36,428 |
| ENBRIDGE INC. HYBRID 07/15/2080 USD SER 20-A SUB LIEN | $49,670 | $49,670 |
| TRANSCANADA TRUST HYBRID 03/07/2082 USD JRSUB LIEN | $25,116 | $25,116 |
| ENBRIDGE INC. HYBRID 01/15/2083 USD JRSUB LIEN CPN | $23,978 | $23,978 |
| ENBRIDGE INC HYBRID 01/15/2084 USD SUB LIEN CPN | $17,249 | $17,249 |
| ALLY FINANCIAL INC. HYBRID PERPETUAL USD SER B JRSUB | $110,824 | $110,824 |
| AIR LEASE CORPORATION HYBRID PERPETUAL USD SER B | $16,479 | $16,479 |
| AIR LEASE CORPORATION HYBRID PERPETUAL USD SER D SR | $9,699 | $9,699 |
| ALLY FINANCIAL INC. HYBRID PERPETUAL USD SER C JRSUB | $56,316 | $56,316 |
| CAPITAL ONE FINANCIAL CORPORAT HYBRID PERPETUAL USD | $33,405 | $33,405 |
| CITIGROUP INC. HYBRID PERPETUAL SER EE JRSUB LIEN CPN | $14,977 | $14,977 |
| CITIGROUP INC. HYBRID PERPETUAL SER T SUB LIEN CPN | $35,817 | $35,817 |
| CITIGROUP INC. HYBRID PERPETUAL USD SER AA JRSUB LIEN | $26,289 | $26,289 |
| CITIGROUP INC. HYBRID PERPETUAL USD SER DD JRSUB LIEN | $26,588 | $26,588 |
| CITIGROUP INC. HYBRID PERPETUAL USD SER P SUB LIEN CPN | $75,451 | $75,451 |
| CITIGROUP INC. HYBRID PERPETUAL USD SER W JRSUB LIEN | $38,042 | $38,042 |
| CITIGROUP INC. HYBRID PERPETUAL USD SER Y JRSUB LIEN | $4,781 | $4,781 |
| CITIGROUP INC. HYBRID PERPETUAL USD SER Z JRSUB LIEN | $74,044 | $74,044 |
| CITIZENS FINANCIAL GROUP, INC. HYBRID PERPETUAL USD | $40,235 | $40,235 |
| CITIZENS FINANCIAL GROUP, INC. HYBRID PERPETUAL USD | $33,557 | $33,557 |
| COMERICA INCORPORATED HYBRID PERPETUAL USD JRSUB | $35,284 | $35,284 |
| DISCOVER FINANCIAL SERVICES HYBRID PERPETUAL USD SER | $16,704 | $16,704 |
| DISCOVER FINANCIAL SERVICES HYBRID PERPETUAL USD SER | $50,559 | $50,559 |
| DOMINION ENERGY, INC. HYBRID PERPETUAL USD SER C | $21,553 | $21,553 |
| FIFTH THIRD BANCORP HYBRID PERPETUAL USD SER L JRSUB | $59,174 | $59,174 |
| FIRST CITIZENS BANCSHARES INC HYBRID PERPETUAL USD | $41,160 | $41,160 |
| HUNTINGTON BANCSHARES INCORPOR HYBRID PERPETUAL | $38,547 | $38,547 |
| HUNTINGTON BANCSHARES INCORPOR HYBRID PERPETUAL | $33,758 | $33,758 |
| KEYCORP HYBRID PERPETUAL USD SER D JRSUB LIEN CPN | $19,362 | $19,362 |
| LINCOLN NATIONAL CORPORATION HYBRID PERPETUAL USD | $33,705 | $33,705 |
| M&T BANK CORPORATION HYBRID PERPETUAL USD JRSUB | $30,687 | $30,687 |
| M&T BANK CORPORATION HYBRID PERPETUAL USD SER F | $19,867 | $19,867 |
| MARKEL CORPORATION HYBRID PERPETUAL USD JRSUB LIEN | $45,141 | $45,141 |
| REGIONS FINANCIAL CORPORATION HYBRID PERPETUAL USD | $24,855 | $24,855 |
| SEMPRA ENERGY HYBRID PERPETUAL USD JRSUB LIEN CPN | $34,905 | $34,905 |
| VOYA FINANCIAL, INC. HYBRID PERPETUAL USD SER A SR LIEN | $48,402 | $48,402 |
| WELLS FARGO & COMPANY HYBRID PERPETUAL USD JRSUB | $32,091 | $32,091 |
| WELLS FARGO & COMPANY HYBRID PERPETUAL USD JRSUB | $35,129 | $35,129 |
| WELLS FARGO & COMPANY HYBRID PERPETUAL USD SER BB | $34,053 | $34,053 |
| WELLS FARGO & COMPANY HYBRID PERPETUAL USD SER U | $50,040 | $50,040 |
| MORGAN STANLEY PFD USD1.8208(7.28%) SERIES E HYBRID | $18,493 | $18,493 |
| APOLLO GLOBAL MANAGEMENT, INC. PFD USD1.9062(7.62%) | $33,775 | $33,775 |
| ALLSTATE CORPORATION (THE) PFD USD1.8438(7.38%) SERIES | $31,685 | $31,685 |
| AT&T INC. PFD USD1.2500(5.00%) SERIES A S&P | $24,512 | $24,512 |
| CITIZENS FINANCIAL GROUP, INC. PFD USD1.2500(5.00%) | $15,977 | $15,977 |
| MORGAN STANLEY PFD USD1.6250(6.50%) SERIES P NEXT CALL | $31,221 | $31,221 |
| MORGAN STANLEY PFD USD1.7569(7.03%) SERIES F | $44,595 | $44,595 |
| REGIONS FINANCIAL CORPORATION PFD USD1.4250(5.70%) | $10,205 | $10,205 |
| SYNCHRONY FINANCIAL PFD USD1.4063(5.63%) SERIES A | $10,012 | $10,012 |
| SYNCHRONY FINANCIAL PFD USD2.0625(8.25%) SERIES B | $18,805 | $18,805 |
| HCA INC. 5.375% 02/01/2025 SR LIEN S&P BBB- /MOODY'S | $61,355 | $61,355 |
| NETFLIX, INC. 5.875% 02/15/2025 SR LIEN S&P A /MOODY'S | $35,469 | $35,469 |
| MATTEL INC 3.375% 04/01/2026 USD PVT REGS SR LIEN NEXT | $49,394 | $49,394 |
| T-MOBILE USA, INC. 2.625% 04/15/2026 USD SR LIEN NEXT | $49,983 | $49,983 |
| HCA INC 5.375% 09/01/2026 USD SR LIEN NEXT CALL DT. 03 01 | $34,710 | $34,710 |
| HOWMET AEROSPACE INC. 5.9% 02/01/2027 SR LIEN S&P BBB | $8,364 | $8,364 |
| MERITAGE HOMES CORPORATION 5.125% 06/06/2027 USD | $43,245 | $43,245 |
| ALCOA ALUMINUM DEBS 6.750000 01/15/2028 CALL @ MW | $46,294 | $46,294 |
| HOWMET AEROSPACE INC. 3.0% 01/15/2029 USD SR LIEN | $26,373 | $26,373 |
| EXPAND ENERGY CORPORATION STEP 01/23/2025 SR LIEN | $8,199 | $8,199 |
| PTC INC 3.625% 02/15/2025 PVT REGS SR LIEN S&P BB | $35,385 | $35,385 |
| STARWOOD PROPERTY TRUST, INC. 4.75% 03/15/2025 SER WI | $21,283 | $21,283 |
| HILTON DOMESTIC OPERATIN 5.375% 05/01/2025 PVT REGS | $70,281 | $70,281 |
| XEROX HOLDINGS CORP 5.0% 08/15/2025 USD PVT REGS SR | $13,185 | $13,185 |
| PENSKE AUTOMOTIVE GROUP 3.5% 09/01/2025 USD SRSUB | $25,014 | $25,014 |
| NUSTAR LOGISTICS LP 5.75% 10/01/2025 USD SR LIEN NEXT | $25,355 | $25,355 |
| WESTERN DIGITAL CORP 4.75% 02/15/2026 USD SR LIEN NEXT | $45,374 | $45,374 |
| SPRINGLEAF FINANCE CORPORATION 7.125% 03/15/2026 USD | $8,312 | $8,312 |
| TEGNA INC 4.75% 03/15/2026 USD PVT REGS SR LIEN NEXT | $25,005 | $25,005 |
| BLOCK INC 2.75% 06/01/2026 USD SR LIEN NEXT CALL DT. 05 01 | $86,719 | $86,719 |
| CALPINE CORP 5.25% 06/01/2026 PVT REGS SR LIEN S&P BB+ | $1,003 | $1,003 |
| NUSTAR LOGISTICS LP 6.0% 06/01/2026 USD SR LIEN NEXT | $35,222 | $35,222 |
| WALGREENS BOOTS ALLIANCE, INC. 3.45% 06/01/2026 USD | $90,282 | $90,282 |
| NAVIENT CORPORATION 6.75% 06/15/2026 USD SR LIEN S&P | $25,313 | $25,313 |
| HILLENBRAND INC STEP 09/15/2026 USD SR LIEN 5.0% | $40,204 | $40,204 |
| ENPRO INDUSTRIES, INC. 5.75% 10/15/2026 USD SR LIEN S&P | $36,257 | $36,257 |
| BUCKEYE PARTNERS, L.P. 3.95% 12/01/2026 USD SR LIEN NEXT | $37,667 | $37,667 |
| CROWN CORK & SEAL CO INC 7.375 12/15/2026 CALL @ | $39,111 | $39,111 |
| GFL ENVIRONMENTAL INC 5.125% 12/15/2026 USD PVT REGS | $34,891 | $34,891 |
| ONEMAIN FINANCE CORPORATION 3.5% 01/15/2027 USD SR | $1,940 | $1,940 |
| TENET HEALTHCARE CORPORATION 6.25% 02/01/2027 USD | $41,010 | $41,010 |
| AECOM 5.125% 03/15/2027 USD SER WI SR LIEN NEXT CALL DT. | $89,486 | $89,486 |
| GOODYEAR TIRE & RUBBER COMPANY 4.875% 03/15/2027 | $46,081 | $46,081 |
| NORDSTROM INC 4.0% 03/15/2027 USD SR LIEN NEXT CALL DT. | $31,888 | $31,888 |
| SERVICE CORPORATION INTL 7.5% 04/01/2027 USD SER B SR | $28,220 | $28,220 |
| WYNDHAM DESTINATIONS, INC. STEP 04/01/2027 USD SR | $38,576 | $38,576 |
| MGM RESORTS INTERNATIONAL 5.5% 04/15/2027 USD SR | $36,196 | $36,196 |
| NUSTAR LOGISTICS L.P. 5.625% 04/28/2027 USD SR LIEN NEXT | $23,059 | $23,059 |
| CCO HOLDINGS, LLC 5.125% 05/01/2027 USD PVT REGS SR | $91,187 | $91,187 |
| AMERIGAS PART/FIN CORP 5.75% 05/20/2027 USD SR LIEN | $39,268 | $39,268 |
| CLEVELAND-CLIFFS INC. 5.875% 06/01/2027 USD SER WI SR | $57,955 | $57,955 |
| SEAGATE HDD CAYMAN 4.875% 06/01/2027 USD PVT SR LIEN | $37,590 | $37,590 |
| TRI POINTE GROUP INC 5.25% 06/01/2027 USD SR LIEN NEXT | $33,540 | $33,540 |
| NOKIA OYJ 4.375% 06/12/2027 USD SR LIEN S&P BBB- | $7,803 | $7,803 |
| KB HOME 6.875% 06/15/2027 USD SR LIEN NEXT CALL DT. 12 15 | $27,654 | $27,654 |
| VISTRA OPERATIONS COMPANY LLC 5.0% 07/31/2027 USD | $81,164 | $81,164 |
| SIRIUS XM RADIO INC 5.0% 08/01/2027 USD SER PVT REGS | $44,699 | $44,699 |
| NEWELL BRANDS INC. 6.375% 09/15/2027 USD SR LIEN NEXT | $14,309 | $14,309 |
| PERFORMANCE FOOD GROUP I 5.5% 10/15/2027 USD PVT | $43,136 | $43,136 |
| RYMAN HOSPITALITY PROPERTIES, 4.75% 10/15/2027 USD | $48,865 | $48,865 |
| DANA INC 5.375% 11/15/2027 USD SR LIEN S&P BB- /MOODY'S | $41,686 | $41,686 |
| BOYD GAMING CORPORATION 4.75% 12/01/2027 USD SER WI | $20,386 | $20,386 |
| CARNIVAL CORP 6.650000 01/15/2028 SR LIEN S&P BB | $35,123 | $35,123 |
| MARRIOTT OWNERSHIP RESORTS, IN 4.75% 01/15/2028 USD | $48,741 | $48,741 |
| NRG ENERGY, INC. 5.75% 01/15/2028 USD SER WI SR LIEN | $52,172 | $52,172 |
| SPRINGLEAF FINANCE CORP 6.625% 01/15/2028 USD SR LIEN | $45,889 | $45,889 |
| CENTRAL GARDEN & PET CO 5.125% 02/01/2028 USD SR LIEN | $41,699 | $41,699 |
| ENCOMPASS HEALTH CORP 4.5% 02/01/2028 USD SR LIEN | $63,939 | $63,939 |
| SILGAN HOLDINGS INC 4.125% 02/01/2028 USD SER WI SR | $91,649 | $91,649 |
| LAMAR MEDIA CORP 3.75% 02/15/2028 USD SER WI SR LIEN | $34,383 | $34,383 |
| ASBURY AUTOMOTIVE GROUP, INC. 4.5% 03/01/2028 USD SER | $48,675 | $48,675 |
| BALL CORPORATION 6.875% 03/15/2028 USD SR LIEN NEXT | $22,200 | $22,200 |
| NAVIENT CORP 4.875% 03/15/2028 USD SR LIEN NEXT CALL DT. | $17,429 | $17,429 |
| NORDSTROM INC BONDS 6.950000 03/15/2028 SR LIEN S&P | $8,364 | $8,364 |
| SUNOCO LP 5.875% 03/15/2028 USD SR LIEN M-W+50.00BP | $79,031 | $79,031 |
| TEGNA INC. 4.625% 03/15/2028 USD SR LIEN NEXT CALL DT. 03 | $23,965 | $23,965 |
| TRI POINTE GROUP INC 5.7% 06/15/2028 USD SR LIEN NEXT | $10,956 | $10,956 |
| AMERICAN AXLE & MFG INC 6.875% 07/01/2028 USD SR LIEN | $45,170 | $45,170 |
| CENTENE CORPORATION 2.45% 07/15/2028 USD SR LIEN NEXT | $73,022 | $73,022 |
| ELANCO ANIMAL HEALTH INCORPORA STEP 08/28/2028 USD | $84,979 | $84,979 |
| H.B. FULLER COMPANY 4.25% 10/15/2028 USD SR LIEN NEXT | $42,742 | $42,742 |
| MGM RESORTS INTERNATIONAL 4.75% 10/15/2028 USD SR | $25,157 | $25,157 |
| H&E EQUIPMENT SERVICES 3.875% 12/15/2028 USD PVT | $88,819 | $88,819 |
| RANGE RESOURCES CORPORATION 8.25% 01/15/2029 USD SR | $84,344 | $84,344 |
| TRANSDIGM INC. 4.625% 01/15/2029 USD SER WI SRSUB | $27,766 | $27,766 |
| SBA COMMUNICATIONS CORPORATION 3.125% 02/01/2029 | $76,000 | $76,000 |
| CROWDSTRIKE HOLDINGS INC 3.0% 02/15/2029 USD SR LIEN | $91,227 | $91,227 |
| KENNEDY-WILSON, INC. 4.75% 03/01/2029 USD SR LIEN NEXT | $40,492 | $40,492 |
| TRANSDIGM INC. 6.375% 03/01/2029 USD PVT REGS SR LIEN | $51,174 | $51,174 |
| NAVIENT CORPORATION 5.5% 03/15/2029 USD SR LIEN NEXT | $12,472 | $12,472 |
| TRONOX INC 4.625% 03/15/2029 USD PVT REGS SR LIEN NEXT | $42,827 | $42,827 |
| TWILIO INC. 3.625% 03/15/2029 USD SR LIEN NEXT CALL DT. 03 | $89,315 | $89,315 |
| ACADIA HEALTHCARE CO INC 5.0% 04/15/2029 USD PVT REGS | $43,512 | $43,512 |
| ENLINK MIDSTREAM, LLC 5.375% 06/01/2029 USD SR LIEN | $54,242 | $54,242 |
| HILTON GRAND VACATIONS BORROWE 5.0% 06/01/2029 USD | $44,483 | $44,483 |
| BALL CORPORATION 6.0% 06/15/2029 USD SR LIEN NEXT CALL | $58,086 | $58,086 |
| PENSKE AUTOMOTIVE GROUP 3.75% 06/15/2029 USD SRSUB | $15,478 | $15,478 |
| PERFORMANCE FOOD GROUP I 4.25% 08/01/2029 USD PVT | $48,222 | $48,222 |
| MGM RESORTS INTERNATIONAL 6.125% 09/15/2029 SR LIEN | $28,460 | $28,460 |
| MURPHY OIL USA, INC. 4.75% 09/15/2029 USD SR LIEN NEXT | $84,733 | $84,733 |
| NEWELL BRANDS INC. 6.625% 09/15/2029 USD SR LIEN NEXT | $21,765 | $21,765 |
| KB HOME 4.8% 11/15/2029 USD SR LIEN NEXT CALL DT. 05 15 29 | $15,181 | $15,181 |
| HILTON DOMESTIC OPERATING CO I 4.875% 01/15/2030 USD | $9,817 | $9,817 |
| UNITED RENTALS NORTH AM 5.25% 01/15/2030 USD SR LIEN | $66,720 | $66,720 |
| ENCOMPASS HEALTH CORP 4.75% 02/01/2030 USD SR LIEN | $22,260 | $22,260 |
| EXPAND ENERGY CORPORATION 5.375% 03/15/2030 USD SR | $24,933 | $24,933 |
| CROWN AMERICAS LLC 5.25% 04/01/2030 USD SER WI SR | $46,357 | $46,357 |
| NEWELL BRANDS INC. 6.375% 05/15/2030 SR LIEN NEXT CALL | $9,091 | $9,091 |
| US FOODS, INC. 4.625% 06/01/2030 USD PVT REGS SR LIEN | $10,390 | $10,390 |
| IRON MOUNTAIN INC 5.25% 07/15/2030 USD PVT REGS SR | $16,639 | $16,639 |
| UNITED RENTALS NORTH AM 4.0% 07/15/2030 USD SR LIEN | $18,573 | $18,573 |
| BALL CORPORATION 2.875% 08/15/2030 USD SR LIEN NEXT | $8,666 | $8,666 |
| SERVICE CORP INTL 3.375% 08/15/2030 USD SR LIEN NEXT CALL | $59,479 | $59,479 |
| SEAGATE HDD CAYMAN 4.125% 01/15/2031 USD SR LIEN | $51,478 | $51,478 |
| ALLISON TRANSMISSION INC 3.75% 01/30/2031 USD PVT | $45,019 | $45,019 |
| COMMERCIAL METALS CO 3.875% 02/15/2031 USD SR LIEN | $44,007 | $44,007 |
| IRON MOUNTAIN INCORPORATED 4.5% 02/15/2031 USD PVT | $29,799 | $29,799 |
| CALPINE CORP 3.75% 03/01/2031 USD PVT REGS SR LIEN NEXT | $70,691 | $70,691 |
| HILLENBRAND INC 3.75% 03/01/2031 USD SR LIEN NEXT CALL | $49,649 | $49,649 |
| YUM! BRANDS, INC 3.625% 03/15/2031 USD SR LIEN NEXT | $27,737 | $27,737 |
| ROYAL CARIBBEAN GROUP 3.7% 03/15/2028 USD SR LIEN | $41,237 | $41,237 |
| GS HIGH YIELD FUND | $323,498 | $323,498 |
| CHENIERE ENERGY, INC. 4.625% 10/15/2028 USD SER WI SR | $32,636 | $32,636 |
| NETFLIX, INC. 5.875% 11/15/2028 USD SR LIEN S&P A | $32,361 | $32,361 |
| HOWMET AEROSPACE INC. 3.0% 01/15/2029 USD SR LIEN | $70,642 | $70,642 |
| MATTEL INC 3.75% 04/01/2029 USD PVT REGS SR LIEN NEXT | $60,855 | $60,855 |
| CHENIERE ENERGY PARTNERS, L.P. 4.5% 10/01/2029 USD SER | $65,622 | $65,622 |
| SPRINT CAPITAL CORPORATION 8.75% 03/15/2032 USD SR | $45,231 | $45,231 |
| OCCIDENTAL PETROLEUM COR 5.875% 09/01/2025 USD SR | $28,634 | $28,634 |
| WYNDHAM WORLDWIDE CORPORATION STEP 10/01/2025 | $59,102 | $59,102 |
| CROWN AMERICAS LLC 4.75% 02/01/2026 SER WI SR LIEN | $64,488 | $64,488 |
| WESTERN DIGITAL CORP 4.75% 02/15/2026 USD SR LIEN NEXT | $35,291 | $35,291 |
| NEWELL BRANDS INC. STEP 04/01/2026 USD SR LIEN 5.7% | $31,428 | $31,428 |
| WALGREENS BOOTS ALLIANCE, INC. 3.45% 06/01/2026 USD | $46,597 | $46,597 |
| NAVIENT CORPORATION 6.75% 06/15/2026 USD SR LIEN S&P | $41,513 | $41,513 |
| HILLENBRAND INC STEP 09/15/2026 USD SR LIEN 5.0% | $66,336 | $66,336 |
| ENPRO INDUSTRIES, INC. 5.75% 10/15/2026 USD SR LIEN S&P | $31,221 | $31,221 |
| AECOM 5.125% 03/15/2027 USD SER WI SR LIEN NEXT CALL DT. | $62,339 | $62,339 |
| GOODYEAR TIRE & RUBBER COMPANY 4.875% 03/15/2027 | $32,355 | $32,355 |
| MGM RESORTS INTERNATIONAL 5.5% 04/15/2027 USD SR | $17,093 | $17,093 |
| NUSTAR LOGISTICS L.P. 5.625% 04/28/2027 USD SR LIEN NEXT | $34,087 | $34,087 |
| MURPHY OIL USA INC 5.625% 05/01/2027 USD SR LIEN NEXT | $32,055 | $32,055 |
| AMERIGAS PART/FIN CORP 5.75% 05/20/2027 USD SR LIEN | $30,853 | $30,853 |
| CLEVELAND-CLIFFS INC. 5.875% 06/01/2027 USD SER WI SR | $49,961 | $49,961 |
| TRI POINTE GROUP INC 5.25% 06/01/2027 USD SR LIEN NEXT | $33,540 | $33,540 |
| KB HOME 6.875% 06/15/2027 USD SR LIEN NEXT CALL DT. 12 15 | $31,751 | $31,751 |
| PRIME SECSRVC BRW/FINANC 3.375% 08/31/2027 USD PVT | $33,722 | $33,722 |
| RYMAN HOSPITALITY PROPERTIES, 4.75% 10/15/2027 USD | $32,251 | $32,251 |
| TRANSDIGM INC. 5.5% 11/15/2027 USD SER WI SRSUB LIEN | $33,648 | $33,648 |
| BOYD GAMING CORPORATION 4.75% 12/01/2027 USD SER WI | $32,035 | $32,035 |
| BUCKEYE PARTNERS, L.P. 4.125% 12/01/2027 USD SR LIEN | $29,674 | $29,674 |
| MARRIOTT OWNERSHIP RESORTS, IN 4.75% 01/15/2028 USD | $34,119 | $34,119 |
| NRG ENERGY, INC. 5.75% 01/15/2028 USD SER WI SR LIEN | $68,539 | $68,539 |
| SPRINGLEAF FINANCE CORP 6.625% 01/15/2028 USD SR LIEN | $44,846 | $44,846 |
| SILGAN HOLDINGS INC 4.125% 02/01/2028 USD SER WI SR | $61,742 | $61,742 |
| LAMAR MEDIA CORP 3.75% 02/15/2028 USD SER WI SR LIEN | $61,125 | $61,125 |
| DANA INC 5.625% 06/15/2028 USD SR LIEN NEXT CALL DT. 06 | $64,281 | $64,281 |
| AMERICAN AXLE & MFG INC 6.875% 07/01/2028 USD SR LIEN | $64,675 | $64,675 |
| ELANCO ANIMAL HEALTH INCORPORA STEP 08/28/2028 USD | $69,434 | $69,434 |
| H.B. FULLER COMPANY 4.25% 10/15/2028 USD SR LIEN NEXT | $35,144 | $35,144 |
| MGM RESORTS INTERNATIONAL 4.75% 10/15/2028 USD SR | $51,282 | $51,282 |
| RANGE RESOURCES CORPORATION 8.25% 01/15/2029 USD SR | $66,194 | $66,194 |
| EXPAND ENERGY CORPORATION 5.375% 02/01/2029 USD SER | $32,238 | $32,238 |
| SBA COMMUNICATIONS CORPORATION 3.125% 02/01/2029 | $49,446 | $49,446 |
| CROWDSTRIKE HOLDINGS INC 3.0% 02/15/2029 USD SR LIEN | $63,582 | $63,582 |
| TRONOX INC 4.625% 03/15/2029 USD PVT REGS SR LIEN NEXT | $36,449 | $36,449 |
| TWILIO INC. 3.625% 03/15/2029 USD SR LIEN NEXT CALL DT. 03 | $33,493 | $33,493 |
| SUNOCO LP 4.5% 05/15/2029 USD SER WI SR LIEN NEXT CALL | $69,004 | $69,004 |
| PENSKE AUTOMOTIVE GROUP 3.75% 06/15/2029 USD SRSUB | $61,912 | $61,912 |
| WALGREENS BOOTS ALLIANCE, INC. 8.125% 08/15/2029 SR | $26,553 | $26,553 |
| MURPHY OIL USA, INC. 4.75% 09/15/2029 USD SR LIEN NEXT | $35,626 | $35,626 |
| NEWELL BRANDS INC. 6.625% 09/15/2029 USD SR LIEN NEXT | $17,619 | $17,619 |
| TEGNA INC. 5.0% 09/15/2029 USD SR LIEN NEXT CALL DT. 09 15 | $30,398 | $30,398 |
| CENTENE CORPORATION 4.625% 12/15/2029 USD SER WI SR | $62,554 | $62,554 |
| HILTON DOMESTIC OPERATING CO I 4.875% 01/15/2030 USD | $39,268 | $39,268 |
| UNITED RENTALS NORTH AM 5.25% 01/15/2030 USD SR LIEN | $6,971 | $6,971 |
| KENNEDY-WILSON, INC. 4.75% 02/01/2030 USD SR LIEN NEXT | $63,929 | $63,929 |
| ASBURY AUTOMOTIVE GROUP, INC. 4.75% 03/01/2030 USD | $63,720 | $63,720 |
| CROWN AMERICAS LLC 5.25% 04/01/2030 USD SER WI SR | $7,891 | $7,891 |
| NORDSTROM INC 4.375% 04/01/2030 USD SR LIEN NEXT CALL | $35,836 | $35,836 |
| DARLING INGREDIENTS INC. 6.0% 06/15/2030 USD PVT REGS | $68,252 | $68,252 |
| BALL CORPORATION 2.875% 08/15/2030 USD SR LIEN NEXT | $64,997 | $64,997 |
| COVANTA HOLDING CORPORATION 5.0% 09/01/2030 USD SR | $33,798 | $33,798 |
| NUSTAR LOGISTICS LP 6.375% 10/01/2030 USD SR LIEN NEXT | $33,615 | $33,615 |
| CENTRAL GARDEN & PET CO 4.125% 10/15/2030 USD SR LIEN | $33,565 | $33,565 |
| SEAGATE HDD CAYMAN 4.125% 01/15/2031 USD SR LIEN | $34,931 | $34,931 |
| COMMERCIAL METALS CO 3.875% 02/15/2031 USD SR LIEN | $33,230 | $33,230 |
| WMG ACQUISITION CORP 3.0% 02/15/2031 USD PVT REGS SR | $7,057 | $7,057 |
| TWILIO INC 3.875% 03/15/2031 USD SR LIEN NEXT CALL DT. 03 | $35,422 | $35,422 |
| ENCOMPASS HEALTH CORP 4.625% 04/01/2031 USD SR LIEN | $66,391 | $66,391 |
| SERVICE CORPORATION INTERNATIO 4.0% 05/15/2031 USD SR | $69,009 | $69,009 |
| BLOCK INC 3.5% 06/01/2031 USD SR LIEN NEXT CALL DT. 03 01 | $66,090 | $66,090 |
| VALVOLINE INC 3.625% 06/15/2031 USD PVT REGS SR LIEN | $35,668 | $35,668 |
| HILTON GRAND VACATIONS BORROWE 4.875% 07/01/2031 | $36,781 | $36,781 |
| SIRIUS XM RADIO INC. 3.875% 09/01/2031 USD PVT REGS SR | $34,838 | $34,838 |
| BALL CORPORATION 3.125% 09/15/2031 USD SR LIEN NEXT | $7,722 | $7,722 |
| TENET HEALTHCARE CORPORATION 6.875% 11/15/2031 SER B | $53,227 | $53,227 |
| UNITED RENTALS (NORTH AMERICA) 3.75% 01/15/2032 USD | $65,198 | $65,198 |
| YUM! BRANDS, INC 4.625% 01/31/2032 USD SR LIEN NEXT | $8,420 | $8,420 |
| EXPAND ENERGY CORPORATION 4.75% 02/01/2032 USD SR | $29,469 | $29,469 |
| CAESARS ENTERTAINMENT, INC. 6.5% 02/15/2032 USD PVT | $36,017 | $36,017 |
| YUM! BRANDS, INC 5.375% 04/01/2032 USD SR LIEN NEXT | $62,841 | $62,841 |
| CCO HOLDINGS, LLC 4.5% 05/01/2032 USD SER WI SR LIEN | $74,619 | $74,619 |
| PERRIGO FINANCE UNLIMITED COMP 6.125% 09/30/2032 SER | $72,673 | $72,673 |
| SEAGATE HDD CAYMAN 9.625% 12/01/2032 USD SR LIEN | $34,040 | $34,040 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (36 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABBOTT LABORATORIES CMN (ABT) | $90,488 | $90,488 |
| ALPHABET INC. CMN CLASS A (GOOGL) | $189,300 | $189,300 |
| AMGEN INC. CMN (AMGN) | $85,750 | $85,750 |
| APPLE INC. CMN (AAPL) | $278,467 | $278,467 |
| AT&T INC. CMN (T) | $107,019 | $107,019 |
| BLACKSTONE GROUP INC/THE CMN (BX) | $122,245 | $122,245 |
| CATERPILLAR INC (DELAWARE) CMN (CAT) | $110,641 | $110,641 |
| CISCO SYSTEMS, INC. CMN (CSCO) | $124,320 | $124,320 |
| CMS ENERGY CORPORATION CMN (CMS) | $39,990 | $39,990 |
| COCA-COLA COMPANY (THE) CMN (KO) | $105,842 | $105,842 |
| CONOCOPHILLIPS CMN (COP) | $89,253 | $89,253 |
| DANAHER CORPORATION CMN (DHR) | $72,623 | $72,623 |
| FREEPORT-MCMORAN INC CMN (FCX) | $87,774 | $87,774 |
| HILTON WORLDWIDE HOLDINGS INC. CMN (HLT) | $98,864 | $98,864 |
| HONEYWELL INTL INC CMN (HON) | $135,534 | $135,534 |
| JPMORGAN CHASE & CO CMN (JPM) | $170,433 | $170,433 |
| LOWES COMPANIES INC CMN (LOW) | $124,634 | $124,634 |
| MARVELL TECHNOLOGY, INC. CMN (MRVL) | $212,506 | $212,506 |
| MERCK & CO., INC. CMN (MRK) | $100,290 | $100,290 |
| MICROSOFT CORPORATION CMN (MSFT) | $210,750 | $210,750 |
| ORACLE CORPORATION CMN (ORCL) | $116,648 | $116,648 |
| SALESFORCE INC CMN (CRM) | $175,061 | $175,061 |
| TEXAS INSTRUMENTS INC. CMN (TXN) | $150,008 | $150,008 |
| THE PROGRESSIVE CORPORATION CMN (PGR) | $53,433 | $53,433 |
| VISA INC. CMN CLASS A (V) | $97,278 | $97,278 |
| WALMART INC CMN (WMT) | $181,115 | $181,115 |
| XCEL ENERGY INC. CMN (XEL) | $67,520 | $67,520 |
| AMERICAN TOWER CORPORATION CMN (AMT) | $41,817 | $41,817 |
| DIGITAL REALTY TRUST, INC. CMN (DLR) | $71,420 | $71,420 |
| ACCENTURE PLC CMN CLASS A (ACN) | $105,537 | $105,537 |
| ASTRAZENECA PLC SPONS ADR SPONSORED ADR CMN (AZN) | $58,968 | $58,968 |
| EATON CORP PLC CMN (ETN) | $132,748 | $132,748 |
| AT&T INC. CMN (T) | $193,545 | $193,545 |
| HCI GROUP, INC. CMN (HCI) | $174,795 | $174,795 |
| AIR T FUNDING ALPHA | $2,410,180 | $2,410,180 |
| MIND MEDICINE MINDMED | $324,768 | $324,768 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (23 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| X3 FUND | FMV | $35,807,270 | $35,807,270 |
| 70TH STREET INVESTMENT | FMV | $12,300,000 | $12,300,000 |
| ALLERUM | FMV | $1,500,000 | $1,500,000 |
| KWIKBIT | AT COST | $8,500,000 | $8,500,000 |
| TOPWATER PARTNERS LLC | FMV | $2,785,400 | $2,785,400 |
| SWEET LEAF | FMV | $2,136,702 | $2,136,702 |
| STONEX PRIME BROKERAGE | FMV | $10,053,648 | $10,053,648 |
| DAFNA FUND, LP | FMV | $3,926,806 | $3,926,806 |
| FARNUM | AT COST | $1,890,914 | $1,890,914 |
| NORTHERN LAKES | FMV | $3,000,000 | $3,000,000 |
| LUXOR LAND 2 | FMV | $3,276,061 | $3,276,061 |
| LUXOR LAND 3 | FMV | $699,571 | $699,571 |
| ALERAN | FMV | $250,000 | $250,000 |
| ALTOWAVE | FMV | $999,900 | $999,900 |
| PATHFINDER SOLUTION | FMV | $1,000,000 | $1,000,000 |
| BLACKSTONE MORTGAGE TRUST INC CMN (BXMT) | AT COST | $44,700 | $44,700 |
| KKR REAL ESTATE FINANCE TRUST CMN (KREF) | AT COST | $51,750 | $51,750 |
| WEST STREET CAPITAL PARTNERS VIII OFFSHORE LP | AT COST | $770,833 | $770,833 |
| NORTHVOLT INVESTMENTS SLP | AT COST | $15,400 | $15,400 |
| VINTAGE REAL ESTATE PARTNERS III (INTERNATIONAL) OFFSHORE | AT COST | $38,096 | $38,096 |
| WEST STREET STRATEGIC SOLUTION | AT COST | $722,546 | $722,546 |
| GLOBAL EQUITY ATLANTIC IVY ACCESS OFF | AT COST | $1,835,305 | $1,835,305 |
| GOLDMAN SACHS PRIVATE CREDIT CORP CLASS I SERIES 1 | AT COST | $1,281,959 | $1,281,959 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| OFFICE SUPPLIES | $6,509 | $0 | $6,823 |
| INSURANCE | $8,197 | $0 | $8,321 |
| PARTNERSHIP EXPENSES | $0 | $320,422 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PARTNERSHIP INCOME | Desc |
| Net Investment Income | -$436,378 | NetInvestmentIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| UNREALIZED GAINS ON INVESTMENTS | $2,442,906 |
| PRIOR PERIOD ADJUSTMENT | $297,579 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT CONSULTING FEES | CategoryTxt |
| Amt | $647,549 | Amt |
| Net Investment Income | $647,549 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| EXCISE TAX | $284,711 | $0 | $0 |
| FOREIGN TAXES PAID | $0 | $403 | $0 |