ROBERT SCHALKENBACH FOUNDATION INC: Form 990PF, tax year 2015

View the entire original 990 at ProPublica ↗

Organization: ROBERT SCHALKENBACH FOUNDATION INC (EIN 13-1656331)
Tax period: 2015-07-01 to 2016-06-30
Filed: 2017-05-15
IRS object ID: 201731359349101848
Schema version: 2015v3.0
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Schedule B
Accounting Fees Schedule
Depreciation Schedule
Investments Other Schedule2
Land Etc Schedule2
Legal Fees Schedule
Other Assets Schedule
Other Decreases Schedule
Other Expenses Schedule
Other Income Schedule2
Other Liabilities Schedule
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2017-05-15T10:46:25-05:00	ReturnTs
Tax Period End	2016-06-30	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	131655065	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	LUTZ AND CARR CPAS LLP	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	300 EAST 42ND STREET	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10017	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnTypeCd
Tax Period Begin	2015-07-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	131656331	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	ROBERT SCHALKENBACH FOUNDATION INC	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Business Name Control	ROBE	BusinessNameControlTxt
Phone	2126836424	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	211 EAST 43RD STREET NO 400	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10017	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	MARK A SULLIVAN	PersonNm
Person Title	ADMIN DIRECTOR	PersonTitleTxt
Phone	2126836424	PhoneNum
Signature	2017-05-10	SignatureDt
Discuss With Paid Preparer	Yes (1)	DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	LAUREN CRESCI	PreparerPersonNm
PTIN	P01268493	PTIN
Phone	2126972299	PhoneNum

Field	Value	IRS element (for citing)
Tax	2015	TaxYr
Build TS	2021-01-29 14:40:06Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
FMV Assets EOY	$16,209,238	FMVAssetsEOYAmt
Method Of Accounting Accrual	Yes (X)	MethodOfAccountingAccrualInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Contri Rcvd Rev And Expnss	$229,782	ContriRcvdRevAndExpnssAmt
Dividends Rev And Expnss	$243,125	DividendsRevAndExpnssAmt
Dividends Net Invst Incm	$243,125	DividendsNetInvstIncmAmt
Dividends Adj Net Incm	$243,125	DividendsAdjNetIncmAmt
Net Gain Sale Ast Rev And Expnss	$292,442	NetGainSaleAstRevAndExpnssAmt
Gross Sales Price	$2,080,912	GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm	$292,442	CapGainNetIncmNetInvstIncmAmt
Net ST Capital Gain Adj Net Incm	$121,848	NetSTCapitalGainAdjNetIncmAmt
Gross Sales Less Ret And Allwnc	$20,866	GrossSalesLessRetAndAllwncAmt
Cost Of Goods Sold	$28,124	CostOfGoodsSoldAmt
Gross Profit Rev And Expnss	-$7,258	GrossProfitRevAndExpnssAmt
Gross Profit Adj Net Incm	-$7,258	GrossProfitAdjNetIncmAmt
Other Income Rev And Expnss	$2,607	OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm	$0	OtherIncomeNetInvstIncmAmt
Other Income Adj Net Incm	$2,607	OtherIncomeAdjNetIncmAmt
Total Rev And Expnss	$760,698	TotalRevAndExpnssAmt
Total Net Invst Incm	$535,567	TotalNetInvstIncmAmt
Total Adj Net Incm	$360,322	TotalAdjNetIncmAmt
Comp Ofcr Dir Trst Rev And Expnss	$84,000	CompOfcrDirTrstRevAndExpnssAmt
Comp Ofcr Dir Trst Net Invst Incm	$1,680	CompOfcrDirTrstNetInvstIncmAmt
Comp Ofcr Dir Trst Adj Net Incm	$1,680	CompOfcrDirTrstAdjNetIncmAmt
Comp Ofcr Dir Trst Dsbrs Chrtbl	$82,320	CompOfcrDirTrstDsbrsChrtblAmt
Oth Empl Slrs Wgs Rev And Expnss	$148,134	OthEmplSlrsWgsRevAndExpnssAmt
Oth Empl Slrs Wgs Net Invst Incm	$3,935	OthEmplSlrsWgsNetInvstIncmAmt
Oth Empl Slrs Wgs Adj Net Incm	$3,935	OthEmplSlrsWgsAdjNetIncmAmt
Oth Empl Slrs Wgs Dsbrs Chrtbl	$142,853	OthEmplSlrsWgsDsbrsChrtblAmt
Pension Empl Bnft Rev And Expnss	$65,369	PensionEmplBnftRevAndExpnssAmt
Pension Empl Bnft Net Invst Incm	$653	PensionEmplBnftNetInvstIncmAmt
Pension Empl Bnft Adj Net Incm	$653	PensionEmplBnftAdjNetIncmAmt
Pension Empl Bnft Dsbrs Chrtbl	$91,360	PensionEmplBnftDsbrsChrtblAmt
Legal Fees Rev And Expnss	$2,720	LegalFeesRevAndExpnssAmt
Legal Fees Net Invst Incm	$0	LegalFeesNetInvstIncmAmt
Legal Fees Adj Net Incm	$0	LegalFeesAdjNetIncmAmt
Legal Fees Dsbrs Chrtbl	$2,720	LegalFeesDsbrsChrtblAmt
Accounting Fees Rev And Expnss	$16,735	AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm	$2,653	AccountingFeesNetInvstIncmAmt
Accounting Fees Adj Net Incm	$2,653	AccountingFeesAdjNetIncmAmt
Accounting Fees Chrtbl Prps	$14,302	AccountingFeesChrtblPrpsAmt
Other Prof Fees Rev And Expnss	$20,344	OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm	$18,394	OtherProfFeesNetInvstIncmAmt
Other Prof Fees Adj Net Incm	$18,394	OtherProfFeesAdjNetIncmAmt
Other Prof Fees Dsbrs Chrtbl	$1,950	OtherProfFeesDsbrsChrtblAmt
Taxes Rev And Expnss	$10,328	TaxesRevAndExpnssAmt
Taxes Net Invst Incm	$0	TaxesNetInvstIncmAmt
Taxes Adj Net Incm	$0	TaxesAdjNetIncmAmt
Taxes Dsbrs Chrtbl	$17,132	TaxesDsbrsChrtblAmt
Deprec And Dpltn Rev And Expnss	$1,446	DeprecAndDpltnRevAndExpnssAmt
Deprec And Dpltn Net Invst Incm	$25	DeprecAndDpltnNetInvstIncmAmt
Deprec And Dpltn Adj Net Incm	$25	DeprecAndDpltnAdjNetIncmAmt
Occupancy Rev And Expnss	$88,805	OccupancyRevAndExpnssAmt
Occupancy Net Invst Incm	$1,565	OccupancyNetInvstIncmAmt
Occupancy Adj Net Incm	$1,565	OccupancyAdjNetIncmAmt
Occupancy Dsbrs Chrtbl	$82,149	OccupancyDsbrsChrtblAmt
Trav Conf Meeting Rev And Expnss	$29,586	TravConfMeetingRevAndExpnssAmt
Trav Conf Meeting Net Invst Incm	$521	TravConfMeetingNetInvstIncmAmt
Trav Conf Meeting Adj Net Incm	$521	TravConfMeetingAdjNetIncmAmt
Trav Conf Meeting Dsbrs Chrtbl	$28,150	TravConfMeetingDsbrsChrtblAmt
Other Expenses Rev And Expnss	$167,889	OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm	$623	OtherExpensesNetInvstIncmAmt
Other Expenses Adj Net Incm	$623	OtherExpensesAdjNetIncmAmt
Other Expenses Dsbrs Chrtbl	$180,560	OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss	$635,356	TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm	$30,049	TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Adj Net Incm	$30,049	TotOprExpensesAdjNetIncmAmt
Tot Opr Expenses Dsbrs Chrtbl	$643,496	TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss	$6,000	ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl	$6,000	ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss	$641,356	TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm	$30,049	TotalExpensesNetInvstIncmAmt
Total Expenses Adj Net Incm	$30,049	TotalExpensesAdjNetIncmAmt
Total Expenses Dsbrs Chrtbl	$649,496	TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses	$119,342	ExcessRevenueOverExpensesAmt
Net Investment Income	$505,518	NetInvestmentIncomeAmt
Adjusted Net Income	$330,273	AdjustedNetIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Field	Value	IRS element (for citing)
Cash BOY	$93,972	CashBOYAmt
Cash EOY	$147,526	CashEOYAmt
Cash EOYFMV	$147,526	CashEOYFMVAmt
Sav And Temp Cash Invst BOY	$95,045	SavAndTempCashInvstBOYAmt
Acct Rcvbl	$10,630	AcctRcvblAmt
Acct Rcvbl BOY	$14,289	AcctRcvblBOYAmt
Acct Rcvbl EOY	$10,630	AcctRcvblEOYAmt
Acct Rcvbl EOYFMV	$10,630	AcctRcvblEOYFMVAmt
Pledges Rcvbl BOY	$7,772	PledgesRcvblBOYAmt
Inventories BOY	$60,964	InventoriesBOYAmt
Inventories EOY	$70,249	InventoriesEOYAmt
Inventories EOYFMV	$70,249	InventoriesEOYFMVAmt
Prepaid Expenses BOY	$5,548	PrepaidExpensesBOYAmt
Prepaid Expenses EOY	$8,563	PrepaidExpensesEOYAmt
Prepaid Expenses EOYFMV	$8,563	PrepaidExpensesEOYFMVAmt
Other Investments BOY	$11,075,978	OtherInvestmentsBOYAmt
Other Investments EOY	$10,695,900	OtherInvestmentsEOYAmt
Other Investments EOYFMV	$10,695,900	OtherInvestmentsEOYFMVAmt
Land Bldg Equip Cost Or Other Bss	$37,850	LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec	$33,587	LandBldgEquipAccumDeprecAmt
Land BOY	$2,973	LandBOYAmt
Land EOY	$4,263	LandEOYAmt
Land EOYFMV	$4,263	LandEOYFMVAmt
Other Assets BOY	$5,730,349	OtherAssetsBOYAmt
Other Assets EOY	$5,272,107	OtherAssetsEOYAmt
Other Assets EOYFMV	$5,272,107	OtherAssetsEOYFMVAmt
Total Assets BOY	$17,086,890	TotalAssetsBOYAmt
Total Assets EOY	$16,209,238	TotalAssetsEOYAmt
Total Assets EOYFMV	$16,209,238	TotalAssetsEOYFMVAmt
Accounts Payable BOY	$43,956	AccountsPayableBOYAmt
Accounts Payable EOY	$34,205	AccountsPayableEOYAmt
Deferred Revenue EOY	$18,135	DeferredRevenueEOYAmt
Other Liabilities BOY	$185,888	OtherLiabilitiesBOYAmt
Other Liabilities EOY	$253,819	OtherLiabilitiesEOYAmt
Total Liabilities BOY	$229,844	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$306,159	TotalLiabilitiesEOYAmt
Organization Follows SFAS117	Yes (X)	OrganizationFollowsSFAS117Ind
Unrestricted BOY	$11,178,858	UnrestrictedBOYAmt
Unrestricted EOY	$10,648,034	UnrestrictedEOYAmt
Temporarily Restricted BOY	$5,678,188	TemporarilyRestrictedBOYAmt
Temporarily Restricted EOY	$5,255,045	TemporarilyRestrictedEOYAmt
Tot Net Ast Or Fund Balances BOY	$16,857,046	TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY	$15,903,079	TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY	$17,086,890	TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY	$16,209,238	TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Field	Value	IRS element (for citing)
Tot Net Ast Or Fund Balances BOY	$16,857,046	TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses	$119,342	ExcessRevenueOverExpensesAmt
Other Increases	$0	OtherIncreasesAmt
Subtotal	$16,976,388	SubtotalAmt
Other Decreases	$1,073,309	OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY	$15,903,079	TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (4 entries)

PropertyPropertyDesc	Gross Sales PriceGrossSalesPriceAmt	Cost Or Other BasisCostOrOtherBasisAmt	Gain Or LossGainOrLossAmt	Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt	How AcquiredHowAcquiredCd
PUBLICLY TRADED MUTUAL FUND	$1,761,225	$1,644,737	$116,488	$116,488
CAPITAL GAIN DIVIDENDS	$145,170		$145,170	$145,170	P
PUBLICLY TRADED MUTUAL FUND	$169,157	$143,733	$25,424	$25,424
CAPITAL GAIN DIVIDENDS	$5,360		$5,360	$5,360	P

Field	Value	IRS element (for citing)
Capital Gain Net Income	$292,442	CapitalGainNetIncomeAmt
Net Short Term Capital Gain Loss	$121,848	NetShortTermCapitalGainLossAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

Field	Value	IRS element (for citing)
Liable Section4942 Tax	0	LiableSection4942TaxInd
Adjusted Qlfy Distri Yr1	$665,535	AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1	$11,305,336	NetVlNoncharitableAssetsYr1Amt
Distribution Yr1	0.058869	DistributionYr1Rt
Adjusted Qlfy Distri Yr2	$635,500	AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2	$10,088,121	NetVlNoncharitableAssetsYr2Amt
Distribution Yr2	0.062995	DistributionYr2Rt
Adjusted Qlfy Distri Yr3	$645,949	AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3	$9,880,937	NetVlNoncharitableAssetsYr3Amt
Distribution Yr3	0.065373	DistributionYr3Rt
Adjusted Qlfy Distri Yr4	$683,865	AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4	$10,488,330	NetVlNoncharitableAssetsYr4Amt
Distribution Yr4	0.065202	DistributionYr4Rt
Adjusted Qlfy Distri Yr5	$674,492	AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5	$11,022,772	NetVlNoncharitableAssetsYr5Amt
Distribution Yr5	0.061191	DistributionYr5Rt
Total Distribution	0.313630	TotalDistributionRt
Average Distribution	0.062726	AverageDistributionRt
Net Vl Noncharitable Assets	$10,754,838	NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets	$674,608	AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct	$5,055	NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct	$679,663	AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions	$652,232	QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Field	Value	IRS element (for citing)
Investment Income Excise Tax	$10,110	InvestmentIncomeExciseTaxAmt
Tax Under Section511	$0	TaxUnderSection511Amt
Subtotal	$10,110	SubtotalAmt
Subtitle A Tax	$0	SubtitleATaxAmt
Tax Based On Investment Income	$10,110	TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx	$12,104	EstimatedPlusOvpmtIncmTxAmt
Applied To Es Tax	$1,500	AppliedToEsTaxAmt
Total Payments And Credits	$13,604	TotalPaymentsAndCreditsAmt
Es Penalty	$88	EsPenaltyAmt
Overpayment	$3,406	OverpaymentAmt
Applied To ES Tax	$3,406	AppliedToESTaxAmt
Refund	$0	RefundAmt

Statements Regarding Acty StatementsRegardingActyGrp

Field	Value	IRS element (for citing)
Legislative Political Acty	0	LegislativePoliticalActyInd
More Than100 Spent	0	MoreThan100SpentInd
Form1120 POL Filed	0	Form1120POLFiledInd
Section4955 Organization Tax	$0	Section4955OrganizationTaxAmt
Section4955 Managers Tax	$0	Section4955ManagersTaxAmt
Tax Reimbursed	$0	TaxReimbursedAmt
Activities Not Previously Rpt	0	ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit	0	UnrelatedBusIncmOverLimitInd
Organization Dissolved Etc	0	OrganizationDissolvedEtcInd
Section508e Rqr Satisfied	Yes (1)	Section508eRqrSatisfiedInd
At Least5000 In Assets	Yes (1)	AtLeast5000InAssetsInd
Org Report Or Register State	NY	OrgReportOrRegisterStateCd
Form990 PF Filed With Atty Gen	Yes (1)	Form990PFFiledWithAttyGenInd
Private Operating Foundation	Yes (1)	PrivateOperatingFoundationInd
New Substantial Contributors	0	NewSubstantialContributorsInd
Own Controlled Entity	0	OwnControlledEntityInd
Donor Advised Fund	0	DonorAdvisedFundInd
Comply With Public Insp Rqr	Yes (1)	ComplyWithPublicInspRqrInd
Website Address	WWW.SCHALKENBACH.ORG	WebsiteAddressTxt
Individual With Books	MARK A SULLIVAN	IndividualWithBooksNm
Phone	2126836424	PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

Field	Value	IRS element (for citing)
Address Line1	211 EAST 43RD STREET SUITE 400	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10017	ZIPCd

Field	Value	IRS element (for citing)
Foreign Accounts Question	0	ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Field	Value	IRS element (for citing)
Sale Or Exch Disqualified Prsn	0	SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn	0	BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn	0	FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn	Yes (1)	PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn	0	TransferAstDisqualifiedPrsnInd
Payment To Government Official	0	PaymentToGovernmentOfficialInd
Acts Fail To Qlfy As Exceptions	0	ActsFailToQlfyAsExceptionsInd
Uncorrected Prior Acts	0	UncorrectedPriorActsInd
Undistributed Income PY	0	UndistributedIncomePYInd
Business Holdings	0	BusinessHoldingsInd
Jeopardy Investments	0	JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst	0	UncorrectedPYJeopardyInvstInd
Influence Legislation	0	InfluenceLegislationInd
Influence Election	0	InfluenceElectionInd
Grants To Individuals	0	GrantsToIndividualsInd
Grants To Organizations	0	GrantsToOrganizationsInd
Noncharitable Purpose	0	NoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (22 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	TitleTitleTxt	Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt	CompensationCompensationAmt	Employee Benefit ProgramEmployeeBenefitProgramAmt	Expense Account Other AllwncExpenseAccountOtherAllwncAmt
TED GWARTNEY
211 EAST 43RD STREET	NEW YORK	NY	10017	PRESIDENT	1.00	$0	$0	$0
ERICH JACOBY-HAWKINS
211 EAST 43RD STREET	NEW YORK	NY	10017	VICE PRESIDENT	1.00	$0	$0	$0
GREGG ERICKSON
211 EAST 43RD STREET	NEW YORK	NY	10017	TREASURER	1.00	$0	$0	$0
WYN ACHENBAUM
211 EAST 43RD STREET	NEW YORK	NY	10017	DIRECTOR	1.00	$0	$0	$0
BRETT BARKER
211 EAST 43RD STREET	NEW YORK	NY	10017	DIRECTOR	1.00	$0	$0	$0
H WILLIAM BATT
211 EAST 43RD STREET	NEW YORK	NY	10017	DIRECTOR	1.00	$0	$0	$0
JOHN BECK
211 EAST 43RD STREET	NEW YORK	NY	10017	DIRECTOR	1.00	$0	$0	$0
RICHARD BIDDLE
211 EAST 43RD STREET	NEW YORK	NY	10017	DIRECTOR	1.00	$0	$0	$0
DAN CASSINO
211 EAST 43RD STREET	NEW YORK	NY	10017	DIRECTOR	1.00	$0	$0	$0
KRIS FEDER
211 EAST 43RD STREET	NEW YORK	NY	10017	DIRECTOR	1.00	$0	$0	$0
FRED FOLDVARY
211 EAST 43RD STREET	NEW YORK	NY	10017	DIRECTOR	1.00	$0	$0	$0
DAVID GIESEN
211 EAST 43RD STREET	NEW YORK	NY	10017	DIRECTOR	1.00	$0	$0	$0
QUISIA D GONZALEZ
211 EAST 43RD STREET	NEW YORK	NY	10017	DIRECTOR	1.00	$0	$0	$0
LEE HACHADOORIAN
211 EAST 43RD STREET	NEW YORK	NY	10017	DIRECTOR	1.00	$0	$0	$0
GIB HALVERSON
211 EAST 43RD STREET	NEW YORK	NY	10017	DIRECTOR	1.00	$0	$0	$0
BRENDAN HENNIGAN
211 EAST 43RD STREET	NEW YORK	NY	10017	DIRECTOR	1.00	$0	$0	$0
PAUL JUSTUS
211 EAST 43RD STREET	NEW YORK	NY	10017	DIRECTOR	1.00	$0	$0	$0
AL KATZENBERGER
211 EAST 43RD STREET	NEW YORK	NY	10017	DIRECTOR	1.00	$0	$0	$0
RICHARD NYMOEN
211 EAST 43RD STREET	NEW YORK	NY	10017	DIRECTOR	1.00	$0	$0	$0
JORDON PETSAS
211 EAST 43RD STREET	NEW YORK	NY	10017	DIRECTOR	1.00	$0	$0	$0
NICHOLAS ROSEN
211 EAST 43RD STREET	NEW YORK	NY	10017	DIRECTOR	1.00	$0	$0	$0
MARK A SULLIVAN
211 EAST 43RD STREET	NEW YORK	NY	10017	SECRETARY & ADMIN. DIR.	40.00	$84,000	$9,185	$0

Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (2 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	TitleTitleTxt	Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt	CompensationCompensationAmt	Employee BenefitsEmployeeBenefitsAmt	Expense AccountExpenseAccountAmt
PETER MINTER
211 EAST 43RD STREET	NEW YORK	NY	10017	IT MANAGER/WEBMASTER	40.00	$64,976	$9,185	$0
JACOB SCHWARTZ-LUCAS
211 EAST 43RD STREET	NEW YORK	NY	10017	OUTREACH COORDINATOR	40.00	$53,354	$9,185	$0

Field	Value	IRS element (for citing)
Other Employee Paid Over50k	0	OtherEmployeePaidOver50kCnt
Comp Of Hghst Pd Cntrct Or NONE	NONE	CompOfHghstPdCntrctOrNONETxt
Contractor Paid Over50k	0	ContractorPaidOver50kCnt

Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp

Field	Value	IRS element (for citing)
Description1	THE FOUNDATION PROMOTES THE SOCIAL AND ECONOMIC PHILOSOPHY OF HENRY GEORGE AND OTHER RELATED ECONOMISTS BY CONTRACTING THE SERVICES OF AND MAKING GRANTS TO SCHOLARS, WRITERS AND OTHERS FOR PUBLISHING, RESEARCH AND OUTREACH PROJECTS.	Description1Txt
Expenses1	$56,226	Expenses1Amt
Description2	THE FOUNDATION CONDUCTS EDUCATION AND OUTREACH ACTIVITIES TO PROMOTE THE SOCIAL AND ECONOMIC THEORY OF HENRY GEORGE AND OTHER RELATED ECONOMISTS.	Description2Txt
Expenses2	$261,356	Expenses2Amt
Description3	THE FOUNDATION SELLS AND DISTRIBUTES BOOKS AND PUBLICATIONS TO PROMOTE THE SOCIAL AND ECONOMIC THEORY OF HENRY GEORGE AND OTHER RELATED ECONOMISTS.	Description3Txt
Expenses3	$117,242	Expenses3Amt
Description4	THE FOUNDATION SUPPORTS THE JOURNAL OF ECONOMICS AND SOCIOLOGY, INC., WHICH PUBLISHES A QUARTERLY JOURNAL IN THE INTEREST OF CONSTRUCTIVE SYNTHESIS IN THE SOCIAL SCIENCES.	Description4Txt
Expenses4	$13,599	Expenses4Amt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Minimum Investment Return MinimumInvestmentReturnGrp

Field	Value	IRS element (for citing)
Average Monthly FMV Of Sec	$10,751,273	AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances	$131,089	AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast	$36,255	FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets	$10,918,617	TotalFMVOfUnusedAssetsAmt
Reduction Claimed	$0	ReductionClaimedAmt
Acquisition Indebtedness	$0	AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast	$10,918,617	AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable	$163,779	CashDeemedCharitableAmt
Net Vl Noncharitable Assets	$10,754,838	NetVlNoncharitableAssetsAmt
Minimum Investment Return	$537,742	MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

Field	Value	IRS element (for citing)
Sect4942j3j5 Fndtn And Frgn Org	Yes (X)	Sect4942j3j5FndtnAndFrgnOrgInd

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Field	Value	IRS element (for citing)
Expenses And Contributions	$649,496	ExpensesAndContributionsAmt
Program Related Invst Total	$0	ProgramRelatedInvstTotalAmt
Charitable Assets Acquis Paid	$2,736	CharitableAssetsAcquisPaidAmt
Qualifying Distributions	$652,232	QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm	$0	PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri	$652,232	AdjustedQualifyingDistriAmt

Private Operating Foundations PrivateOperatingFoundationsGrp

Field	Value	IRS element (for citing)
Section4942j3	Yes (X)	Section4942j3Ind

Lessor Adj Net Incm Min Invst Ret LessorAdjNetIncmMinInvstRetGrp

Field	Value	IRS element (for citing)
Current Year	$330,273	CurrentYearAmt
Year1	$290,860	Year1Amt
Year2	$220,848	Year2Amt
Year3	$267,014	Year3Amt
Total	$1,108,995	TotalAmt

Pct85 Lessor Adj Incm Or Min Ret Pct85LessorAdjIncmOrMinRetGrp

Field	Value	IRS element (for citing)
Current Year	$280,732	CurrentYearAmt
Year1	$247,231	Year1Amt
Year2	$187,721	Year2Amt
Year3	$226,962	Year3Amt
Total	$942,646	TotalAmt

Qualifying Distributions QualifyingDistributionsGrp

Field	Value	IRS element (for citing)
Current Year	$652,232	CurrentYearAmt
Year1	$665,535	Year1Amt
Year2	$635,500	Year2Amt
Year3	$650,033	Year3Amt
Total	$2,603,300	TotalAmt

Qualifying Distri Not Used Drt QualifyingDistriNotUsedDrtGrp

Field	Value	IRS element (for citing)
Current Year	$6,000	CurrentYearAmt
Year1	$7,000	Year1Amt
Year2	$12,200	Year2Amt
Year3	$0	Year3Amt
Total	$25,200	TotalAmt

Qualifying Distri Made Drt QualifyingDistriMadeDrtGrp

Field	Value	IRS element (for citing)
Current Year	$646,232	CurrentYearAmt
Year1	$658,535	Year1Amt
Year2	$623,300	Year2Amt
Year3	$650,033	Year3Amt
Total	$2,578,100	TotalAmt

Total Assets TotalAssetsGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Total Assets Sect4942j3 Bi TotalAssetsSect4942j3BiGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Two Thirds Minimum Invst Ret TwoThirdsMinimumInvstRetGrp

Field	Value	IRS element (for citing)
Current Year	$358,495	CurrentYearAmt
Year1	$376,845	Year1Amt
Year2	$336,271	Year2Amt
Year3	$329,365	Year3Amt
Total	$1,400,976	TotalAmt

Total Support TotalSupportGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Public Support Type PublicSupportType

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Largest Support From EO LargestSupportFromEOGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Gross Investment Income GrossInvestmentIncomeGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Supplementary Information SupplementaryInformationGrp

Field	Value	IRS element (for citing)
Only Contri To Preselected	Yes (X)	OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (2 entries)

Address Line1RecipientUSAddress/AddressLine1Txt	CityRecipientUSAddress/CityNm	State AbbreviationRecipientUSAddress/StateAbbreviationCd	ZIPRecipientUSAddress/ZIPCd	Recipient RelationshipRecipientRelationshipTxt	Recipient Foundation StatusRecipientFoundationStatusTxt	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt
HENRY GEORGE INTERNATIONAL EDUCATION CENTER
10 DORIS CIRCLE	NEWTON	MA	02458	N/A	PC	GENERAL PROGRAM SUPPORT	$1,000
AMERICAN JOURNAL OF ECONOMICS AND SOCIOLOGY INC
211 EAST 43RD STREET	NEW YORK	NY	10017	N/A	PC	GENERAL PROGRAM SUPPORT	$5,000

Field	Value	IRS element (for citing)
Total Grant Or Contri Pd Dur Yr	$6,000	TotalGrantOrContriPdDurYrAmt
Total Grant Or Contri Apprv Fut	$0	TotalGrantOrContriApprvFutAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$243,125	ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Field	Value	IRS element (for citing)
Exclusion	18	ExclusionCd
Exclusion	$292,442	ExclusionAmt

Gross Profit Loss Sls Of Invntry GrossProfitLossSlsOfInvntryGrp

Field	Value	IRS element (for citing)
Related Or Exempt Function Incm	-$7,258	RelatedOrExemptFunctionIncmAmt

Other Revenue Described OtherRevenueDescribedGrp

Field	Value	IRS element (for citing)
Desc	MISCELLANEOUS REVENUE	Desc
Exclusion	01	ExclusionCd
Exclusion	$2,607	ExclusionAmt

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Field	Value	IRS element (for citing)
Unrelated Business Taxbl Incm	$0	UnrelatedBusinessTaxblIncmAmt
Exclusion	$538,174	ExclusionAmt
Related Or Exempt Function Incm	-$7,258	RelatedOrExemptFunctionIncmAmt

Field	Value	IRS element (for citing)
Total Income Producing Acty	$530,916	TotalIncomeProducingActyAmt

Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp

Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp (2 entries)

Line NumberLineNumberTxt	Relationship StatementRelationshipStatementTxt
10	NET LOSS FROM DISTRIBUTION AND SALE OF BOOKS AND PUBLICATIONS
10	RELATED TO THE FOUNDATION'S EXEMPT PURPOSE

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO	0	TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO	0	TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO	0	PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets	0	RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements	0	ReimbursementArrangementsInd
Loans Or Loan Guarantees	0	LoansOrLoanGuaranteesInd
Performance Of Services Etc	0	PerformanceOfServicesEtcInd
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO	0	RelationshipsNonchrtblEOInd

Schedule B IRS990ScheduleB

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
General Rule	Yes (X)	GeneralRuleInd

Contributor Information ContributorInformationGrp (2 entries)

ContributorContributorNum	Address Line1ContributorUSAddress/AddressLine1Txt	CityContributorUSAddress/CityNm	State AbbreviationContributorUSAddress/StateAbbreviationCd	ZIPContributorUSAddress/ZIPCd	Total ContributionsTotalContributionsAmt	Person ContributionPersonContributionInd
NEILSON TRUST FUND A
1	C/O BANK ONE TRUST 1 BANK ONE PLAZA	CHICAGO	IL	60670	$109,141	Yes (X)
NEILSON TRUST FUND B
2	C/O JP MORGAN TRUST 21 SOUTH CLARK	CHICAGO	IL	60670	$113,821	Yes (X)

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Field	Value	IRS element (for citing)
Category	ACCOUNTING FEES	CategoryTxt
Amt	$16,735	Amt
Net Investment Income	$2,653	NetInvestmentIncomeAmt
Adjusted Net Income	$2,653	AdjustedNetIncomeAmt
Disbursements Charitable Prps	$14,302	DisbursementsCharitablePrpsAmt

Depreciation Schedule DepreciationSchedule

Depreciation Property DepreciationPropertyGrp

Field	Value	IRS element (for citing)
Property	OFFICE FURNITURE, COMPUTERS AND EQUIPMENT	PropertyDesc
Cost Or Other Basis	$37,850	CostOrOtherBasisAmt
Prior Year Depreciation	$32,141	PriorYearDepreciationAmt
Computation Method	SL	ComputationMethodTxt
Life	5.000000000000	LifeRt
Current Year Expense	$1,446	CurrentYearExpenseAmt
Net Investment Income	$0	NetInvestmentIncomeAmt
Adjusted Net Income	$1,446	AdjustedNetIncomeAmt

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (10 entries)

Category Or ItemCategoryOrItemTxt	Listed At Cost Or FMVListedAtCostOrFMVCd	Book ValueBookValueAmt	EOYFMVEOYFMVAmt
VANGAURD MUTUAL FUND - INTER-TERM INVEST-GR ADM	FMV	$895,230	$895,230
VANGAURD MUTUAL FUND - SHORT-TERM INVEST-GR ADM	FMV	$594,209	$594,209
VANGAURD MUTUAL FUND - STRATEGIC EQUITY FUND	FMV	$283,714	$283,714
VANGAURD MUTUAL FUND - EXPLORER FUND ADMIRAL	FMV	$282,816	$282,816
VANGAURD MUTUAL FUND - TOTAL INT'L STOCK INDEX	FMV	$2,691,936	$2,691,936
VANGAURD MUTUAL FUND - TOTAL STOCK MKT IDX ADM	FMV	$1,876,886	$1,876,886
VANGAURD MUTUAL FUND - U.S. GROWTH FUND ADMIRAL	FMV	$645,826	$645,826
VANGAURD MUTUAL FUND - WINDSOR II FUND ADM	FMV	$655,455	$655,455
VANGAURD MUTUAL FUND - TOTAL BOND MKT INDEX ADM	FMV	$1,491,784	$1,491,784
VANGAURD MUTUAL FUND - TOTAL INT'L BOND INDEX	FMV	$1,278,044	$1,278,044

Land Etc Schedule2 LandEtcSchedule2

Land Etc LandEtcGrp

Field	Value	IRS element (for citing)
Category Or Item	OFFICE FURNITURE, COMPUTERS AND EQUIPMENT	CategoryOrItemTxt
Cost Or Other Basis	$37,850	CostOrOtherBasisAmt
Accumulated Depreciation	$33,587	AccumulatedDepreciationAmt
Book Value	$4,263	BookValueAmt

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFeesGrp

Field	Value	IRS element (for citing)
Category	PROFESSIONAL LEGAL FEES	CategoryTxt
Legal Fees	$2,720	LegalFeesAmt
Net Investment Income	$0	NetInvestmentIncomeAmt
Adjusted Net Income	$0	AdjustedNetIncomeAmt
Disbursements Charitable Prps	$2,720	DisbursementsCharitablePrpsAmt

Other Assets Schedule OtherAssetsSchedule

Other Assets Schedule OtherAssetsScheduleGrp (2 entries)

DescDesc	BOY Book ValueBOYBookValueAmt	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
REMAINDER INTEREST IN TRUST	$5,678,188	$5,255,045	$5,255,045
SECURITY DEPOSITS	$52,161	$17,062	$17,062

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases Detail OtherDecreasesDetail (3 entries)

DescDesc	AmtAmt
UNREALIZED LOSS ON INVESTMENTS	$555,858
CHANGE IN VALUE OF INTEREST IN CHARITABLE REMAINDER TRUST	$423,143
PERIODIC PENSION RELATED CHANGES OTHER THAN PERIODIC PENSION COSTS	$94,308

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (8 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt	Adjusted Net IncomeAdjustedNetIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
TELEPHONE	$5,785	$102	$102	$5,683
SUPPLIES	$14,523	$256	$256	$14,267
OUTREACH	$129,626	$0	$0	$142,245
OFFICE EXPENSES	$3,992	$32	$32	$3,763
INSURANCE	$6,362	$112	$112	$6,800
POSTAGE & DELIVERY	$1,074	$19	$19	$1,055
FUNDRAISING EXPENSES	$727	$0	$0	$727
MISCELLANEOUS EXPENSES	$5,800	$102	$102	$6,020

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail

Field	Value	IRS element (for citing)
Desc	MISCELLANEOUS REVENUE	Desc
Revenue And Expenses Per Books	$2,607	RevenueAndExpensesPerBooksAmt
Adjusted Net Income	$2,607	AdjustedNetIncomeAmt

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities Detail OtherLiabilitiesDetail

Field	Value	IRS element (for citing)
Desc	ACCRUED PENSION LIABILITY	Desc
BOY Book Value	$185,888	BOYBookValueAmt
EOY Book Value	$253,819	EOYBookValueAmt

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)

CategoryCategoryTxt	AmtAmt	Net Investment IncomeNetInvestmentIncomeAmt	Adjusted Net IncomeAdjustedNetIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
INVESTMENT MANAGEMENT	$18,394	$18,394	$18,394	$0
PENSION CONSULTANT	$1,950	$0	$0	$1,950

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail

Field	Value	IRS element (for citing)
Category	EXCISE TAXES	CategoryTxt
Amt	$10,328	Amt
Net Investment Income	$0	NetInvestmentIncomeAmt
Adjusted Net Income	$0	AdjustedNetIncomeAmt
Disbursements Charitable Prps	$17,132	DisbursementsCharitablePrpsAmt