THE OWENS FOUNDATION: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- THE OWENS FOUNDATION (EIN 36-3429160)
- Tax period
- 2016-01-01 to 2016-12-31
- Filed
- 2017-06-06
- IRS object ID
- 201731579349100103
- Schema version
- 2016v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Gain Loss Sale Other Assets Sch
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Assets Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-06-06T10:46:15-07:00 | ReturnTs |
| Tax Period End | 2016-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THOMAS J DWYER & ASSOCIATES LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 401 S La Salle St Ste 606 | AddressLine1Txt |
| City | Chicago | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60605 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 363429160 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THOMAS M AND MARY M OWENS FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | THOM | BusinessNameControlTxt |
| Phone | 7083618845 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7804 COLLEGE DRIVE | AddressLine1Txt |
| City | PALOS HEIGHTS | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60463 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MARY M OWENS | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 7083618845 | PhoneNum |
| Signature | 2017-05-01 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | THOMAS J DWYER ATTY | PreparerPersonNm |
| Phone | 3127865959 | PhoneNum |
| Preparation | 2017-06-06 | PreparationDt |
| Self Employed | Yes (X) | SelfEmployedInd |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 216.3.57.67 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2017-06-06 | IPDt |
| IP Tm | 10:46:04 | IPTm |
| IP Timezone | PD | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 71C6B5E46506AFA139C3D53FBE24AB075DF18666 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 9C516E5AF42201D7DDEF39CB72E9EAA9A68C939E | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2021-01-29 14:40:06Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $19,868,810 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $383,808 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $383,808 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $229,996 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $229,996 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $568,419 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $4,345,199 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $568,419 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $535,323 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | -$64,134 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | -$71,353 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,118,089 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,110,870 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $535,323 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $210,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $126,000 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $84,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $40,238 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $24,143 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $16,095 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $3,500 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $2,100 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $1,400 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $1,550 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $930 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $620 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $66,058 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $66,058 | OtherProfFeesNetInvstIncmAmt |
| Interest Rev And Expnss | $46,703 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $46,703 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $42,842 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $12,438 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $6,404 | TaxesDsbrsChrtblAmt |
| Occupancy Rev And Expnss | $20,401 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $12,241 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $8,160 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $6,844 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $4,106 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $2,738 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $51 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Net Invst Incm | $51 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Dsbrs Chrtbl | $51 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $26,927 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $20,396 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $6,531 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $465,114 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $315,166 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $125,999 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,103,756 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,103,756 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,568,870 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $315,166 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,229,755 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$450,781 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $795,704 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $535,323 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $1,443,594 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $668,583 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $668,583 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $7,699,973 | CorporateStockBOYAmt |
| Corporate Stock EOY | $8,037,691 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $10,417,998 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $1,502,316 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $959,563 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $937,521 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $6,419,519 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $7,787,625 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $7,844,708 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $243 | OtherAssetsBOYAmt |
| Other Assets EOY | $0 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $0 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $17,065,645 | TotalAssetsBOYAmt |
| Total Assets EOY | $17,453,462 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $19,868,810 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $17,065,645 | CapitalStockBOYAmt |
| Capital Stock EOY | $17,453,462 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $17,065,645 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $17,453,462 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $17,065,645 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $17,453,462 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $17,065,645 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$450,781 | ExcessRevenueOverExpensesAmt |
| Other Increases | $958,377 | OtherIncreasesAmt |
| Subtotal | $17,573,241 | SubtotalAmt |
| Other Decreases | $119,779 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $17,453,462 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (5 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | DepreciationDepreciationAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | FMV As Of123169FMVAsOf123169Amt | Adjusted Basis As Of123169AdjustedBasisAsOf123169Amt | Excess FMV Over Adjusted BssExcessFMVOverAdjustedBssAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BNY MELLON (X4110) - SHORT | P | 2016-01-01 | 2016-12-31 | $325,447 | $0 | $246,392 | $79,055 | $0 | $0 | $0 | $79,055 |
| BNY MELLON (X4110) - LONG | P | 2015-01-01 | 2016-12-31 | $3,031,110 | $0 | $2,455,797 | $575,313 | $0 | $0 | $0 | $575,313 |
| BNY MELLON (X4120) - LONG | P | 2015-01-01 | 2016-12-31 | $532,374 | $0 | $545,800 | -$13,426 | $0 | $0 | $0 | -$13,426 |
| K-1: TWIN LAKE - SHORT | P | 2016-01-01 | 2016-12-31 | $456,268 | $0 | $0 | $456,268 | $0 | $0 | $0 | $456,268 |
| K-1: TWIN LAKE - LONG | P | 2015-01-01 | 2016-12-31 | $0 | $0 | $528,791 | -$528,791 | $0 | $0 | $0 | -$528,791 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $568,419 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $535,323 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,357,850 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $20,169,471 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.067322 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,332,565 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $21,266,156 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.062661 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $2,277,953 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $20,176,639 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.112901 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,176,233 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $27,003,308 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.043559 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,304,307 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $21,570,095 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.060468 | DistributionYr5Rt |
| Total Distribution | 0.346911 | TotalDistributionRt |
| Average Distribution | 0.069382 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $18,799,584 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,304,353 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $7,957 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,312,310 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,229,755 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $15,914 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $15,914 | SubtotalAmt |
| Tax Based On Investment Income | $15,914 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $24,000 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $24,000 | TotalPaymentsAndCreditsAmt |
| Original Return Overpayment | -$24,000 | OriginalReturnOverpaymentAmt |
| Overpayment | $8,086 | OverpaymentAmt |
| Applied To ES Tax | $0 | AppliedToESTaxAmt |
| Refund | $8,086 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | false | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | IL | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | MARY M OWENS PRESIDENT | IndividualWithBooksNm |
| Phone | 7083618845 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7804 COLLEGE DRIVE | AddressLine1Txt |
| City | PALOS HEIGHTS | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60463 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (7 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| MARY M OWENS | ||||||||
| 7804 COLLEGE DRIVE | PALOS HEIGHTS | IL | 60463 | PRES SEC DIR | 5.00 | $0 | $0 | $0 |
| THOMAS M OWENS | ||||||||
| 7804 COLLEGE DRIVE | PALOS HEIGHTS | IL | 60463 | VP TREAS DIR | 30.00 | $0 | $0 | $0 |
| THOMAS M OWENS JR | ||||||||
| 7804 COLLEGE DRIVE | PALOS HEIGHTS | IL | 60463 | DIRECTOR | 5.00 | $0 | $0 | $0 |
| MICHAEL OWENS | ||||||||
| 7804 COLLEGE DRIVE | PALOS HEIGHTS | IL | 60463 | DIRECTOR | 25.00 | $60,000 | $0 | $0 |
| JULIE OWENS MINEMAN | ||||||||
| 7804 COLLEGE DRIVE | EVERGREEN PARK | IL | 60463 | DIRECTOR | 35.00 | $120,000 | $20,119 | $0 |
| SHARON OWENS | ||||||||
| 7804 COLLEGE DRIVE | PALOS HEIGHTS | IL | 60463 | DIRECTOR | 10.00 | $30,000 | $20,119 | $0 |
| KATIE M MULCAHY | ||||||||
| 7804 COLLEGE DRIVE | PALOS HEIGHTS | IL | 60463 | DIRECTOR | 5.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BNY MELLON WEALTH MANAGEMENT | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE NORTH FRANKLIN STREET SUITE 900 | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60606 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT ADVISORS | ServiceTypeTxt |
| Compensation | $66,058 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
| Expenses1 | $0 | Expenses1Amt |
| Expenses2 | $0 | Expenses2Amt |
| Expenses3 | $0 | Expenses3Amt |
| Expenses4 | $0 | Expenses4Amt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $11,176,589 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $739,594 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $7,169,689 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $19,085,872 | TotalFMVOfUnusedAssetsAmt |
| Adjusted Total FMV Of Unused Ast | $19,085,872 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $286,288 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $18,799,584 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $939,979 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $939,979 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $15,914 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $15,914 | TotalTaxAmt |
| Distributable Before Adj | $924,065 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $924,065 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $924,065 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,229,755 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $1,229,755 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $1,229,755 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $924,065 | DistributableAsAdjustedAmt |
| Excess Distribution Cyov Yr5 | $229,414 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr3 | $1,287,647 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $292,092 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $370,466 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $2,179,619 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,229,755 | QualifyingDistributionsAmt |
| Remaining Distri From Corpus | $1,229,755 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $924,065 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $924,065 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $2,485,309 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $2,485,309 | ExcessDistriCyovToNextYrAmt |
| Excess From Year3 | $592,996 | ExcessFromYear3Amt |
| Excess From Year2 | $292,092 | ExcessFromYear2Amt |
| Excess From Year1 | $370,466 | ExcessFromYear1Amt |
| Excess From Current Year | $1,229,755 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | THOMAS M OWENS | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (2 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| SEE ATTACHED STATEMENT | ||||||
| SEE ATTACHED STATEMENT | PALOS HEIGHTS | IL | 60463 | 501(c)(3) | GENERAL | $1,102,014 |
| BW CO-INVESTMENT PARTNERS LLC (FEIN 26-1400867) | ||||||
| 900 N MICHIGAN AVENUE | CHICAGO | IL | 60611 | 501(c)(3) | GENERAL | $1,742 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,103,756 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $383,808 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $229,996 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $568,419 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (7 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|
| PAYROLL TAX REFUND | 14 | $243 |
| 2015 F. 990-PF, TAX REFUND | 14 | $2,910 |
| BNY x4110 - NON-DIVIDEND DISTRIBUTIONS | 14 | $4,066 |
| TWIN LAKE TOT. RET. QP | 14 | -$84,964 |
| BW CO-INVESTMENT PARTNERS, LLC | 14 | $23,576 |
| BW CAPITAL PARTNERS, LP | 14 | -$14,196 |
| WATERTON RESIDENTIAL LP | 14 | $4,231 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $1,118,089 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,118,089 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | MCGREAL & COMPANY, PC. ACCOUNTING/PAYROLL | CategoryTxt |
| Amt | $1,550 | Amt |
| Net Investment Income | $930 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $620 | DisbursementsCharitablePrpsAmt |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp (5 entries)
| AssetAssetDesc | AcquiredAcquiredDt | How AcquiredHowAcquiredTxt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | BasisBasisAmt | Basis MethodBasisMethodTxt | Total NetTotalNetAmt |
|---|---|---|---|---|---|---|---|
| VARIOUS | |||||||
| BNY MELLON (X4110) - SHORT | 2016-01 | Purchased | 2016-12 | $325,447 | $246,392 | FMV | $79,055 |
| VARIOUS | |||||||
| BNY MELLON (X4110) - LONG | 2015-01 | Purchased | 2016-12 | $3,031,110 | $2,455,797 | FMV | $575,313 |
| VARIOUS | |||||||
| BNY MELLON (X4120) - LONG | 2015-01 | Purchased | 2016-12 | $532,374 | $545,800 | -$13,426 | |
| VARIOUS | |||||||
| K-1: TWIN LAKE TOTAL RETURN OF PARTNERS, LP (FEIN: 30-159993) - SHORT | 2016-01 | Purchased | 2016-12 | $456,268 | FMV | $456,268 | |
| VARIOUS | |||||||
| K-1: TWIN LAKE TOTAL RETURN OF PARTNERS, LP (FEIN: 30-159993) - LONG | 2015-01 | Purchased | 2016-12 | $528,791 | FMV | -$528,791 | |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | BNY MELLON WEALTH MANAGEMENT (10189004120) | BondNm |
| EOY Book Value | $959,563 | EOYBookValueAmt |
| EOYFMV | $937,521 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | BNY MELLON WEALTH MANAGEMENT (10189004110) | StockNm |
| EOY Book Value | $8,037,691 | EOYBookValueAmt |
| EOYFMV | $10,417,998 | EOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (4 entries)
| Category Or ItemCategoryOrItemTxt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| TWIN LAKE TOTAL RETURN QP PARTNERS, LP (FEIN: 30-0159993) | $6,030,369 | $5,982,798 |
| BW CO-INVESTMENT PARTNERS, LLC (FEIN: 26-1400867) | $308,748 | $304,381 |
| BW CAPITAL PARTNERS, LP (FEIN: 20-5849656) | $582,997 | $692,018 |
| WATERTON RESIDENTIAL PROPERTY VENTURE XII, LP (FEIN: 46-3385708) | $865,511 | $865,511 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | THOMAS J. DWYER & ASSOC., INC. LEGAL/TAX PREPARATION | CategoryTxt |
| Legal Fees | $3,500 | LegalFeesAmt |
| Net Investment Income | $2,100 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $1,400 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PAYROLL TAXES RECEIVABLE | Desc |
| BOY Book Value | $243 | BOYBookValueAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PAYROLL TAXES RECEIVABLE | Desc |
| BOY Book Value | $243 | BOYBookValueAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PAYROLL TAXES RECEIVABLE | Desc |
| BOY Book Value | $243 | BOYBookValueAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (3 entries)
| DescDesc | AmtAmt |
|---|---|
| BW CO-INVESTMENT PARTNERS, LLC (FEIN: 26-1400867) | $16,247 |
| BW CAPITAL PARTNERS, LP (FEIN: 20-5849656) | $93,873 |
| UNREALIZED LOSS ON INVESTMENT | $9,659 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (7 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| REGISTRATION FEES | $2,724 | $2,724 | |
| COMPUTER & SOFTWARE | $2,658 | $1,063 | $1,595 |
| OFFICE SUPPLIES | $403 | $161 | $242 |
| POSTAGE & MAILING | $898 | $359 | $539 |
| TELECOMMUNICATIONS | $4,844 | $1,938 | $2,906 |
| INSURANCE | $715 | $286 | $429 |
| INVESTMENT EXPENSE | $14,685 | $14,685 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (7 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| PAYROLL TAX REFUND | $243 | |
| 2015 F. 990-PF, TAX REFUND | $2,910 | |
| BNY x4110 - NON-DIVIDEND DISTRIBUTIONS | $4,066 | |
| TWIN LAKE TOT. RET. QP | -$84,964 | -$84,964 |
| BW CO-INVESTMENT PARTNERS, LLC | $23,576 | $23,576 |
| BW CAPITAL PARTNERS, LP | -$14,196 | -$14,196 |
| WATERTON RESIDENTIAL LP | $4,231 | $4,231 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| TWIN LAKE TOTAL RETURN QP PARTNERS, LP (FEIN: 30-0159993) | $866,551 |
| WATERTON RESIDENTIAL (FEIN: 46-3385708) | $91,826 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| BNY MELLON WEALTH MANAGEMENT (-4120) INVESTMENT | $6,973 | $6,973 |
| BNY MELLON WEALTH MANAGEMENT (-4110) INVESTMENT | $59,085 | $59,085 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| PAYROLL TAXES | $15,972 | $9,583 | $6,389 |
| 2015 AG990-IL | $15 | $15 | |
| 2016 F. 990-PF, 1Q PYMT. | $24,000 | ||
| FOREIGN TAXES PAID | $2,855 | $2,855 |