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THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY: Form 990, tax year 2015

View the entire original 990 at ProPublica ↗

Organization
THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY (EIN 94-1156365)
Tax period
2015-09-01 to 2016-08-31
Filed
2017-07-14
IRS object ID
201731959349300448
Schema version
2015v3.0
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2017-07-14T16:22:44-05:00ReturnTs
Tax Period End2016-08-31TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1PricewaterhouseCoopers LLPBusinessNameLine1Txt

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line12001 MARKET STREET SUITE 1800AddressLine1Txt
CityPHILADELPHIACityNm
State AbbreviationPAStateAbbreviationCd
ZIP19103ZIPCd
FieldValueIRS element (for citing)
Return Type990ReturnTypeCd
Tax Period Begin2015-09-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN941156365EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1THE BOARD OF TRUSTEES OF THE LELAND STANFORDBusinessNameLine1Txt
Business Name Line2JUNIOR UNIVERSITYBusinessNameLine2Txt
FieldValueIRS element (for citing)
In Care Of% CHRISTOPHER CANELLOSInCareOfNm
Business Name ControlBOARBusinessNameControlTxt
Phone6507251732PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line13145 PORTER DRIVEAddressLine1Txt
CityPALO ALTOCityNm
State AbbreviationCAStateAbbreviationCd
ZIP94304ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonM SUZANNE CALANDRAPersonNm
Person TitleSAVP FOR FINANCEPersonTitleTxt
Phone6507251732PhoneNum
Signature2017-07-12SignatureDt
Discuss With Paid PreparerYes (true)DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonROBERT W FRIZPreparerPersonNm
PTINP00438748PTIN
Phone2673303000PhoneNum
FieldValueIRS element (for citing)
Tax2015TaxYr
Build TS2021-01-29 14:40:06ZBuildTS

Form 990 IRS990

Doing Business As Name DoingBusinessAsName

FieldValueIRS element (for citing)
Business Name Line1STANFORD UNIVERSITYBusinessNameLine1Txt
FieldValueIRS element (for citing)
Principal OfficerMARC TESSIER-LAVIGNEPrincipalOfficerNm

US Address USAddress

FieldValueIRS element (for citing)
Address Line1Building 10AddressLine1Txt
CityStanfordCityNm
State AbbreviationCAStateAbbreviationCd
ZIP94305ZIPCd
FieldValueIRS element (for citing)
Gross Receipts$20,339,747,706GrossReceiptsAmt
Group Return For AffiliatesfalseGroupReturnForAffiliatesInd
Organization501c3Yes (X)Organization501c3Ind
Website AddressWWW.STANFORD.EDUWebsiteAddressTxt
Type Of Organization CorpYes (X)TypeOfOrganizationCorpInd
Formation1885FormationYr
Legal Domicile StateCALegalDomicileStateCd
Activity Or MissionSTANFORD UNIVERSITY IS ONE OF A SELECT GROUP OF AMERICAN UNIVERSITIES THAT HAVE ACHIEVED EMINENCE IN BOTH UNDERGRADUATE AND GRADUATE EDUCATION AND RESEARCH - CONT'D SCH O.ActivityOrMissionDesc
Voting Members Governing Body37VotingMembersGoverningBodyCnt
Voting Members Independent33VotingMembersIndependentCnt
Total Employee37025TotalEmployeeCnt
Total Volunteers11000TotalVolunteersCnt
Total Gross UBI$25,872,697TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm-$36,288,411NetUnrelatedBusTxblIncmAmt
PY Contributions Grants$1,969,404,372PYContributionsGrantsAmt
CY Contributions Grants$2,586,183,439CYContributionsGrantsAmt
PY Program Service Revenue$2,332,294,470PYProgramServiceRevenueAmt
CY Program Service Revenue$2,467,896,699CYProgramServiceRevenueAmt
PY Investment Income$1,612,622,067PYInvestmentIncomeAmt
CY Investment Income$1,783,116,021CYInvestmentIncomeAmt
PY Other Revenue$121,084,211PYOtherRevenueAmt
CY Other Revenue$128,760,418CYOtherRevenueAmt
PY Total Revenue$6,035,405,120PYTotalRevenueAmt
CY Total Revenue$6,965,956,577CYTotalRevenueAmt
PY Grants And Similar Paid$430,681,530PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid$437,702,989CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members$0PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members$0CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid$2,848,707,999PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid$3,090,199,894CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns$731,997PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns$831,080CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense$101,837,474CYTotalFundraisingExpenseAmt
PY Other Expenses$1,770,805,789PYOtherExpensesAmt
CY Other Expenses$1,751,935,294CYOtherExpensesAmt
PY Total Expenses$5,050,927,315PYTotalExpensesAmt
CY Total Expenses$5,280,669,257CYTotalExpensesAmt
PY Revenues Less Expenses$984,477,805PYRevenuesLessExpensesAmt
CY Revenues Less Expenses$1,685,287,320CYRevenuesLessExpensesAmt
Total Assets BOY$36,213,882,456TotalAssetsBOYAmt
Total Assets EOY$37,767,407,673TotalAssetsEOYAmt
Total Liabilities BOY$5,780,402,229TotalLiabilitiesBOYAmt
Total Liabilities EOY$6,048,228,823TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY$30,433,480,227NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY$31,719,178,850NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part IIIYes (X)InfoInScheduleOPartIIIInd
MissionSTANFORD UNIVERSITY IS ONE OF A SELECT GROUP OF AMERICAN UNIVERSITIES THAT HAVE ACHIEVED EMINENCE IN BOTH UNDERGRADUATE AND GRADUATE EDUCATION AND RESEARCH - CONT'D SCH O.MissionDesc
Significant New Program SrvcfalseSignificantNewProgramSrvcInd
Significant ChangefalseSignificantChangeInd
Expense$1,733,099,873ExpenseAmt
Grant$37,122,641GrantAmt
Revenue$796,379,375RevenueAmt
DescINSTRUCTION AND DEPARTMENTAL RESEARCH - SEE SCH O.Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

FieldValueIRS element (for citing)
Expense$1,092,696,187ExpenseAmt
Grant$22,929,138GrantAmt
Revenue$188,531,727RevenueAmt
DescORGANIZED RESEARCH - REVENUE AMOUNT REPORTED ON LINE 4B DOES NOT INCLUDE $1,138,757,496 IN GOVERNMENT RESEARCH SUPPORT - SEE SCH O.Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

FieldValueIRS element (for citing)
Expense$1,019,270,072ExpenseAmt
Grant$657,934GrantAmt
Revenue$1,080,597,464RevenueAmt
DescUNIVERSITY AUXILIARY ACTIVITIES - SEE SCH O.Desc
FieldValueIRS element (for citing)
Total Other Prog Srvc Expense$827,159,821TotalOtherProgSrvcExpenseAmt
Total Other Prog Srvc Grant$376,993,276TotalOtherProgSrvcGrantAmt
Total Other Prog Srvc Revenue$402,388,133TotalOtherProgSrvcRevenueAmt
Total Program Service Expenses$4,672,225,953TotalProgramServiceExpensesAmt
Described In Section501c3Yes (true)DescribedInSection501c3Ind
Schedule B RequiredYes (true)ScheduleBRequiredInd
Political Campaign ActyfalsePoliticalCampaignActyInd
Lobbying ActivitiesYes (true)LobbyingActivitiesInd
Subject To Proxy TaxfalseSubjectToProxyTaxInd
Donor Advised FundYes (true)DonorAdvisedFundInd
Conservation EasementsfalseConservationEasementsInd
Collections Of ArtYes (true)CollectionsOfArtInd
Credit CounselingfalseCreditCounselingInd
Temp Or Permanent EndowmentsYes (true)TempOrPermanentEndowmentsInd
Report Land Building EquipmentYes (true)ReportLandBuildingEquipmentInd
Report Investments Other SecYes (true)ReportInvestmentsOtherSecInd
Report Program Related InvstfalseReportProgramRelatedInvstInd
Report Other AssetsfalseReportOtherAssetsInd
Report Other LiabilitiesYes (true)ReportOtherLiabilitiesInd
Include FIN48 FootnoteYes (true)IncludeFIN48FootnoteInd
Independent Audit Fincl StmtfalseIndependentAuditFinclStmtInd
Consolidated Audit Fincl StmtYes (true)ConsolidatedAuditFinclStmtInd
School OperatingYes (true)SchoolOperatingInd
Foreign OfficeYes (true)ForeignOfficeInd
Foreign ActivitiesYes (true)ForeignActivitiesInd
More Than5000 K To OrgYes (true)MoreThan5000KToOrgInd
More Than5000 K To IndividualsYes (true)MoreThan5000KToIndividualsInd
Professional FundraisingYes (true)ProfessionalFundraisingInd
Fundraising ActivitiesYes (true)FundraisingActivitiesInd
Gaming ActivitiesfalseGamingActivitiesInd
Operate HospitalfalseOperateHospitalInd
Grants To OrganizationsYes (true)GrantsToOrganizationsInd
Grants To IndividualsYes (true)GrantsToIndividualsInd
Schedule J RequiredYes (true)ScheduleJRequiredInd
Tax Exempt BondsYes (true)TaxExemptBondsInd
Invest Tax Exempt BondsfalseInvestTaxExemptBondsInd
Escrow AccountfalseEscrowAccountInd
On Behalf Of IssuerfalseOnBehalfOfIssuerInd
Engaged In Excess Benefit TransfalseEngagedInExcessBenefitTransInd
PY Excess Benefit TransfalsePYExcessBenefitTransInd
Loan OutstandingYes (true)LoanOutstandingInd
Grant To Related PersonYes (true)GrantToRelatedPersonInd
Business Rln With Org MemfalseBusinessRlnWithOrgMemInd
Business Rln With Fam MemYes (true)BusinessRlnWithFamMemInd
Business Rln With Officer EntfalseBusinessRlnWithOfficerEntInd
Deductible Non Cash ContriYes (true)DeductibleNonCashContriInd
Deductible Art ContributionYes (true)DeductibleArtContributionInd
Terminate OperationsfalseTerminateOperationsInd
Partial LiquidationfalsePartialLiquidationInd
Disregarded EntityYes (true)DisregardedEntityInd
Related EntityYes (true)RelatedEntityInd
Related Organization Ctrl EntYes (true)RelatedOrganizationCtrlEntInd
Transaction With Control EntYes (true)TransactionWithControlEntInd
Trnsfr Exmpt Non Chrtbl Rltd OrgYes (true)TrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted PrtshpfalseActivitiesConductedPrtshpInd
Schedule O RequiredYes (true)ScheduleORequiredInd
Info In Schedule O Part VYes (X)InfoInScheduleOPartVInd
IRP Document27931IRPDocumentCnt
IRP Document W2 G0IRPDocumentW2GCnt
Backup Wthld ComplianceYes (true)BackupWthldComplianceInd
Employee37025EmployeeCnt
Employment Tax Returns FiledYes (true)EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over LimitYes (true)UnrelatedBusIncmOverLimitInd
Form990 T FiledYes (true)Form990TFiledInd
Foreign Financial AccountYes (true)ForeignFinancialAccountInd
Prohibited Tax Shelter TransfalseProhibitedTaxShelterTransInd
Taxable Party NotificationfalseTaxablePartyNotificationInd
Nondeductible ContributionsfalseNondeductibleContributionsInd
Quid Pro Quo ContributionsYes (true)QuidProQuoContributionsInd
Quid Pro Quo Contri DisclYes (true)QuidProQuoContriDisclInd
Form8282 Property Disposed OfYes (true)Form8282PropertyDisposedOfInd
Form8282 Filed14Form8282FiledCnt
Rcv Fnds To Pay Prsnl Bnft CntrctfalseRcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft CntrctfalsePayPremiumsPrsnlBnftCntrctInd
DAF Excess Business HoldingsfalseDAFExcessBusinessHoldingsInd
Taxable DistributionsfalseTaxableDistributionsInd
Distribution To DonorfalseDistributionToDonorInd
Indoor Tanning ServicesfalseIndoorTanningServicesInd
Info In Schedule O Part VIYes (X)InfoInScheduleOPartVIInd
Governing Body Voting Members37GoverningBodyVotingMembersCnt
Independent Voting Member33IndependentVotingMemberCnt
Family Or Business RlnYes (true)FamilyOrBusinessRlnInd
Delegation Of Mgmt DutiesfalseDelegationOfMgmtDutiesInd
Change To Org DocumentsfalseChangeToOrgDocumentsInd
Material Diversion Or MisusefalseMaterialDiversionOrMisuseInd
Members Or StockholdersfalseMembersOrStockholdersInd
Election Of Board MembersfalseElectionOfBoardMembersInd
Decisions Subject To ApprovafalseDecisionsSubjectToApprovaInd
Minutes Of Governing BodyYes (true)MinutesOfGoverningBodyInd
Minutes Of CommitteesYes (true)MinutesOfCommitteesInd
Officer Mailing AddressfalseOfficerMailingAddressInd
Local ChaptersfalseLocalChaptersInd
Form990 Provided To Gvrn BodyYes (true)Form990ProvidedToGvrnBodyInd
Conflict Of Interest PolicyYes (true)ConflictOfInterestPolicyInd
Annual Disclosure Covered PrsnYes (true)AnnualDisclosureCoveredPrsnInd
Regular Monitoring EnfrcYes (true)RegularMonitoringEnfrcInd
Whistleblower PolicyYes (true)WhistleblowerPolicyInd
Document Retention PolicyYes (true)DocumentRetentionPolicyInd
Compensation Process CEOYes (true)CompensationProcessCEOInd
Compensation Process OtherYes (true)CompensationProcessOtherInd
Investment In Joint VenturefalseInvestmentInJointVentureInd
States Where Copy Of Return Is FldCAStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldNYStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldOKStatesWhereCopyOfReturnIsFldCd
Own WebsiteYes (X)OwnWebsiteInd
Upon RequestYes (X)UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

FieldValueIRS element (for citing)
PersonCHRISTOPHER CANELLOSPersonNm
Phone6507251732PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line13145 PORTER DRIVEAddressLine1Txt
CityPalo AltoCityNm
State AbbreviationCAStateAbbreviationCd
ZIP94304ZIPCd
FieldValueIRS element (for citing)
Info In Schedule O Part VIIYes (X)InfoInScheduleOPartVIIInd

Form990 Part VII Section A Form990PartVIISectionAGrp (59 entries)

TitleTitleTxtAverage Hours Per WeekAverageHoursPerWeekRtAverage Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRtIndividual Trustee Or DirectorIndividualTrusteeOrDirectorIndOfficerOfficerIndReportable Comp From OrgReportableCompFromOrgAmtReportable Comp From Rltd OrgReportableCompFromRltdOrgAmtOther CompensationOtherCompensationAmtKey EmployeeKeyEmployeeIndHighest Compensated EmployeeHighestCompensatedEmployeeIndFormer Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd
JOHN HENNESSY
PRESIDENT/TRUSTEE50.00.0Yes (X)Yes (X)$983,094$0$492,739
FRED W ALVAREZ
TRUSTEE2.00.0Yes (X)$0$0$0
MARY T BARRA
TRUSTEE, APPOINTED 9/1/152.00.0Yes (X)$0$0$0
ROBERT M BASS
TRUSTEE2.00.0Yes (X)$0$0$0
BROOK H BYERS
TRUSTEE2.00.0Yes (X)$0$0$0
JAMES E CANALES
TRUSTEE, THROUGH 1/31/162.00.0Yes (X)$0$0$0
BRET E COMOLLI
TRUSTEE2.02.0Yes (X)$0$0$0
ROANN COSTIN
TRUSTEE2.00.0Yes (X)$0$0$0
JAMES G COULTER
Trustee2.00.0Yes (X)$0$0$0
DIPANJAN DJ DEB
TRUSTEE, APPOINTED 9/1/152.00.0Yes (X)$0$0$0
STEVEN A DENNING
TRUSTEE2.00.0Yes (X)$0$0$0
BRUCE W DUNLEVIE
TRUSTEE2.00.0Yes (X)$0$0$0
ANGELA S FILO
TRUSTEE2.00.0Yes (X)$0$0$0
SAKURAKO D FISHER
TRUSTEE, APPOINTED 10/1/152.00.0Yes (X)$0$0$0
BRADLEY A GEIER
TRUSTEE, APPOINTED 9/1/152.00.0Yes (X)$0$0$0
JOHN A GUNN
TRUSTEE2.02.0Yes (X)$0$0$0
GAIL B HARRIS
TRUSTEE2.00.0Yes (X)$0$0$0
CHRISTINE U HAZY
TRUSTEE2.00.0Yes (X)$0$0$0
RONALD B JOHNSON
TRUSTEE2.02.0Yes (X)$0$0$0
LATONIA G KARR
TRUSTEE2.00.0Yes (X)$0$0$0
BERNARD LIAUTAUD
TRUSTEE2.00.0Yes (X)$0$0$0
CHRISTY O MACLEAR
TRUSTEE, APPOINTED 9/1/152.00.0Yes (X)$0$0$0
SUSAN R MCCAW
TRUSTEE2.00.0Yes (X)$0$0$0
LLOYD M METZ
TRUSTEE2.00.0Yes (X)$0$0$0
HAMID R MOGHADAM
TRUSTEE2.00.0Yes (X)$0$0$0
KENNETH E OLIVIER
TRUSTEE2.00.0Yes (X)$0$0$0
RUTH M PORAT
TRUSTEE2.00.0Yes (X)$0$0$0
LAURENE POWELL JOBS
TRUSTEE2.00.0Yes (X)$0$0$0
JEFFREY S RAIKES
TRUSTEE2.00.0Yes (X)$0$0$0
MINDY B ROGERS
TRUSTEE2.03.0Yes (X)$0$0$0
VICTORIA B ROGERS
TRUSTEE2.00.0Yes (X)$0$0$0
KAVITARK RAM SHRIRAM
TRUSTEE2.00.0Yes (X)$0$0$0
RONALD P SPOGLI
TRUSTEE2.00.0Yes (X)$0$0$0
SRINIJA SRINIVASAN
TRUSTEE2.00.0Yes (X)$0$0$0
ISAAC STEIN
TRUSTEE2.00.5Yes (X)$0$0$0
THOMAS F STEYER
TRUSTEE2.00.0Yes (X)$0$0$0
GENE SYKES
TRUSTEE2.00.0Yes (X)$0$0$0
VAUGHN C WILLIAMS
TRUSTEE2.03.0Yes (X)$0$0$0
JERRY YANG
TRUSTEE, THROUGH 9/30/152.00.0Yes (X)$0$0$0
JOHN ETCHEMENDY
PROVOST50.00.0Yes (X)$676,084$0$188,865
RANDALL LIVINGSTON
VP BUS AFFAIRS/CFO50.00.0Yes (X)$594,233$0$198,775
MARTIN SHELL
VP DEVELOPMENT50.00.0Yes (X)$1,143,914$0$96,446
DEBRA ZUMWALT
VP GENERAL COUNSEL50.00.0Yes (X)$627,374$0$265,306
ROBERT C REIDY
VP LAND, BUILDINGS & REAL EST50.00.0Yes (X)$729,999$0$277,353
DAVID DEMAREST
VP PUBLIC AFFAIRS50.00.0Yes (X)$439,875$0$65,265
HOWARD WOLF
PRES. OF STANFORD ALUM. ASSOC.50.00.0Yes (X)$414,319$0$60,534
WILLIAM MADIA
VP SLAC NAL38.00.0Yes (X)$510,113$0$27,772
ELIZABETH ZACHARIAS
VP FOR HR, APPOINTED 10/19/1550.00.0Yes (X)$162,373$0$5,101
ROBERT F WALLACE
CEO, SMC, APPOINTED 7/1/1550.00.0$480,046$0$38,851Yes (X)
LLOYD B MINOR
DEAN, SCHOOL OF MEDICINE50.07.0$1,716,675$0$38,851Yes (X)
JOHN POWERS
PRESIDENT, SMC, THROUGH 5/1/1550.00.0$3,639,039$0$52,779Yes (X)
GARY STEINBERG
CHAIR, NEUROSURGERY50.00.0$1,417,919$0$46,202Yes (X)
YIPING WOO
PROF. & CHAIR, CARDIO SURGERY50.00.0$1,868,251$0$54,834Yes (X)
DAVID SHAW
DIRECTOR OF FOOTBALL50.00.0$5,112,814$0$567,627Yes (X)
FRANK HANLEY
CHIEF, PED CARDIOTHORACIC50.00.0$1,887,989$0$53,419Yes (X)
TARA VANDERVEER
HEAD COACH WOMEN'S BASKETBALL50.00.0$1,997,993$0$281,615Yes (X)
DAVID JONES
VP HR, THROUGH 7/10/150.00.0$194,518$0$33,477Yes (X)
PHILIP A PIZZO
PROF & FORMER DEAN, SCH OF MED50.02.0$615,816$0$33,145Yes (X)
RICHARD SALLER
DEAN, SCHOOL OF HUM & SCIENCES50.00.0$590,300$0$39,101Yes (X)
FieldValueIRS element (for citing)
Total Reportable Comp From Org$25,802,738TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org$0TotReportableCompRltdOrgAmt
Total Other Compensation$2,918,057TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K6450IndivRcvdGreaterThan100KCnt
Former Ofcr Employees ListedYes (true)FormerOfcrEmployeesListedInd
Total Comp Greater Than150 KYes (true)TotalCompGreaterThan150KInd
Compensation From Other SrcsfalseCompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1TxtCityContractorAddress/USAddress/CityNmState AbbreviationContractorAddress/USAddress/StateAbbreviationCdZIPContractorAddress/USAddress/ZIPCdServicesServicesDescCompensationCompensationAmtAddress Line1ContractorAddress/ForeignAddress/AddressLine1TxtCityContractorAddress/ForeignAddress/CityNmProvince Or StateContractorAddress/ForeignAddress/ProvinceOrStateNmCountryContractorAddress/ForeignAddress/CountryCd
VANCE BROWN INC
3197 PARK BOULEVARDPALO ALTOCA94306CONSTRUCTION$90,419,024
THE WHITING-TURNER CONTRACTING CO
PO BOX 17596BALTIMOREMD212971596CONSTRUCTION$76,431,275
DEVCON CONSTRUCTION INC
690 GIBRALTAR DRMILPITASCA95035CONSTRUCTION$48,437,545
CEPHEI CAPITAL MANAGEMENT COMPANY L
INVESTMENT MGMT.$33,152,255POBOX 309UGLAND HOUSE, SOUTH CHURCH STREETGEORGE TOWN, GRANCJ
MCCARTHY BUILDING COMPANIES INC
2665 N 1st St 102SAN JOSECA95134CONSTRUCTION$18,306,040
FieldValueIRS element (for citing)
Cntrct Rcvd Greater Than100 K737CntrctRcvdGreaterThan100KCnt
Info In Schedule O Part VIIIYes (X)InfoInScheduleOPartVIIIInd
Fundraising$1,688,107FundraisingAmt
Government Grants$1,138,757,496GovernmentGrantsAmt
All Other Contributions$1,445,737,836AllOtherContributionsAmt
Noncash Contributions$168,093,035NoncashContributionsAmt
Total Contributions$2,586,183,439TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (5 entries)

DescDescBusinessBusinessCdTotal Revenue ColumnTotalRevenueColumnAmtRelated Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmtUnrelated Business RevenueUnrelatedBusinessRevenueAmt
STUDENT INCOME900099$856,957,663$856,957,663
GOVT.& NON GOVT.CONTRACT900099$188,531,727$188,531,727
PATIENT CARE900099$906,486,380$906,486,380
SPECIAL PROGRAMS900099$515,076,892$515,076,892
DRIVING RANGE713910$444,960$444,960

Total Oth Program Service Rev TotalOthProgramServiceRevGrp

FieldValueIRS element (for citing)
Total Revenue Column$399,077TotalRevenueColumnAmt
Unrelated Business Revenue$399,077UnrelatedBusinessRevenueAmt
FieldValueIRS element (for citing)
Total Program Service Revenue$2,467,896,699TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

FieldValueIRS element (for citing)
Total Revenue Column$215,886,676TotalRevenueColumnAmt
Unrelated Business Revenue$5,725,187UnrelatedBusinessRevenueAmt
Exclusion$210,161,489ExclusionAmt

Incm From Invest Bond Proceeds IncmFromInvestBondProceedsGrp

FieldValueIRS element (for citing)
Total Revenue Column$321,627TotalRevenueColumnAmt
Exclusion$321,627ExclusionAmt

Royalties Revenue RoyaltiesRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$4,031,541TotalRevenueColumnAmt
Exclusion$4,031,541ExclusionAmt

Gross Rents GrossRentsGrp

FieldValueIRS element (for citing)
Real$162,576,618RealAmt

Less Rental Expenses LessRentalExpensesGrp

FieldValueIRS element (for citing)
Real$39,719,088RealAmt

Rental Income Or Loss RentalIncomeOrLossGrp

FieldValueIRS element (for citing)
Real$122,857,530RealAmt
Personal$0PersonalAmt

Net Rental Income Or Loss NetRentalIncomeOrLossGrp

FieldValueIRS element (for citing)
Total Revenue Column$122,857,530TotalRevenueColumnAmt
Exclusion$122,857,530ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

FieldValueIRS element (for citing)
Securities$14,892,230,100SecuritiesAmt
Other$6,321,043OtherAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

FieldValueIRS element (for citing)
Securities$13,325,121,717SecuritiesAmt
Other$6,521,708OtherAmt

Gain Or Loss GainOrLossGrp

FieldValueIRS element (for citing)
Securities$1,567,108,383SecuritiesAmt
Other-$200,665OtherAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

FieldValueIRS element (for citing)
Total Revenue Column$1,566,907,718TotalRevenueColumnAmt
Unrelated Business Revenue$19,303,473UnrelatedBusinessRevenueAmt
Exclusion$1,547,604,245ExclusionAmt
FieldValueIRS element (for citing)
Fundraising Gross Income$78,496FundraisingGrossIncomeAmt
Contri Rpt Fundraising Event$1,688,107ContriRptFundraisingEventAmt
Fundraising Direct Expenses$690,644FundraisingDirectExpensesAmt

Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp

FieldValueIRS element (for citing)
Total Revenue Column-$612,148TotalRevenueColumnAmt
Exclusion-$612,148ExclusionAmt

Net Income From Gaming NetIncomeFromGamingGrp

FieldValueIRS element (for citing)
Total Revenue Column$0TotalRevenueColumnAmt
FieldValueIRS element (for citing)
Gross Sales Of Inventory$4,221,467GrossSalesOfInventoryAmt
Cost Of Goods Sold$1,737,972CostOfGoodsSoldAmt

Net Income Or Loss NetIncomeOrLossGrp

FieldValueIRS element (for citing)
Total Revenue Column$2,483,495TotalRevenueColumnAmt
Exclusion$2,483,495ExclusionAmt
FieldValueIRS element (for citing)
Other Revenue Total$0OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$6,965,956,577TotalRevenueColumnAmt
Related Or Exempt Func Income$2,467,052,662RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue$25,872,697UnrelatedBusinessRevenueAmt
Exclusion$1,886,847,779ExclusionAmt

Grants To Domestic Orgs GrantsToDomesticOrgsGrp

FieldValueIRS element (for citing)
Total$18,141,807TotalAmt
Program Services$18,141,807ProgramServicesAmt

Grants To Domestic Individuals GrantsToDomesticIndividualsGrp

FieldValueIRS element (for citing)
Total$413,507,316TotalAmt
Program Services$413,507,316ProgramServicesAmt

Foreign Grants ForeignGrantsGrp

FieldValueIRS element (for citing)
Total$6,053,866TotalAmt
Program Services$6,053,866ProgramServicesAmt

Benefits To Members BenefitsToMembersGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

FieldValueIRS element (for citing)
Total$9,095,907TotalAmt
Program Services$3,183,567ProgramServicesAmt
Management And General$5,184,667ManagementAndGeneralAmt
Fundraising$727,673FundraisingAmt

Comp Disqual Persons CompDisqualPersonsGrp

FieldValueIRS element (for citing)
Total$549,226TotalAmt
Program Services$351,505ProgramServicesAmt
Fundraising$197,721FundraisingAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

FieldValueIRS element (for citing)
Total$2,453,741,130TotalAmt
Program Services$2,247,238,302ProgramServicesAmt
Management And General$151,707,224ManagementAndGeneralAmt
Fundraising$54,795,604FundraisingAmt

Pension Plan Contributions PensionPlanContributionsGrp

FieldValueIRS element (for citing)
Total$152,252,089TotalAmt
Program Services$128,296,631ProgramServicesAmt
Management And General$19,750,829ManagementAndGeneralAmt
Fundraising$4,204,629FundraisingAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

FieldValueIRS element (for citing)
Total$340,023,442TotalAmt
Program Services$295,447,184ProgramServicesAmt
Management And General$35,704,864ManagementAndGeneralAmt
Fundraising$8,871,394FundraisingAmt

Payroll Taxes PayrollTaxesGrp

FieldValueIRS element (for citing)
Total$134,538,100TotalAmt
Program Services$113,231,698ProgramServicesAmt
Management And General$17,576,285ManagementAndGeneralAmt
Fundraising$3,730,117FundraisingAmt

Fees For Services Management FeesForServicesManagementGrp

FieldValueIRS element (for citing)
Total$2,748,139TotalAmt
Program Services$2,583,269ProgramServicesAmt
Management And General$164,557ManagementAndGeneralAmt
Fundraising$313FundraisingAmt

Fees For Services Legal FeesForServicesLegalGrp

FieldValueIRS element (for citing)
Total$13,075,774TotalAmt
Program Services$1,833,133ProgramServicesAmt
Management And General$11,242,641ManagementAndGeneralAmt

Fees For Services Accounting FeesForServicesAccountingGrp

FieldValueIRS element (for citing)
Total$3,078,300TotalAmt
Program Services$235,076ProgramServicesAmt
Management And General$2,842,669ManagementAndGeneralAmt
Fundraising$555FundraisingAmt

Fees For Services Lobbying FeesForServicesLobbyingGrp

FieldValueIRS element (for citing)
Total$65,250TotalAmt
Program Services$6,525ProgramServicesAmt
Management And General$58,725ManagementAndGeneralAmt

Fees For Services Prof Fundraising FeesForServicesProfFundraising

FieldValueIRS element (for citing)
Total$831,080TotalAmt
Fundraising$831,080FundraisingAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

FieldValueIRS element (for citing)
Total$31,089,566TotalAmt
Management And General$31,089,566ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

FieldValueIRS element (for citing)
Total$247,872,196TotalAmt
Program Services$198,857,642ProgramServicesAmt
Management And General$42,700,214ManagementAndGeneralAmt
Fundraising$6,314,340FundraisingAmt

Advertising AdvertisingGrp

FieldValueIRS element (for citing)
Total$4,855,588TotalAmt
Program Services$4,646,541ProgramServicesAmt
Management And General$100,709ManagementAndGeneralAmt
Fundraising$108,338FundraisingAmt

Office Expenses OfficeExpensesGrp

FieldValueIRS element (for citing)
Total$255,666,526TotalAmt
Program Services$234,182,541ProgramServicesAmt
Management And General$14,117,691ManagementAndGeneralAmt
Fundraising$7,366,294FundraisingAmt

Information Technology InformationTechnologyGrp

FieldValueIRS element (for citing)
Total$30,809,719TotalAmt
Program Services$17,428,597ProgramServicesAmt
Management And General$12,598,316ManagementAndGeneralAmt
Fundraising$782,806FundraisingAmt

Royalties RoyaltiesGrp

FieldValueIRS element (for citing)
Total$7,345,665TotalAmt
Program Services$4,076,818ProgramServicesAmt
Management And General$3,252,006ManagementAndGeneralAmt
Fundraising$16,841FundraisingAmt

Occupancy OccupancyGrp

FieldValueIRS element (for citing)
Total$188,473,287TotalAmt
Program Services$164,400,494ProgramServicesAmt
Management And General$21,370,830ManagementAndGeneralAmt
Fundraising$2,701,963FundraisingAmt

Travel TravelGrp

FieldValueIRS element (for citing)
Total$76,339,032TotalAmt
Program Services$71,125,252ProgramServicesAmt
Management And General$2,953,970ManagementAndGeneralAmt
Fundraising$2,259,810FundraisingAmt

Pymt Travel Entrtnmnt Pub Ofcl PymtTravelEntrtnmntPubOfclGrp

FieldValueIRS element (for citing)
Total$3,589TotalAmt
Management And General$3,589ManagementAndGeneralAmt

Conferences Meetings ConferencesMeetingsGrp

FieldValueIRS element (for citing)
Total$17,038,763TotalAmt
Program Services$15,270,320ProgramServicesAmt
Management And General$1,628,192ManagementAndGeneralAmt
Fundraising$140,251FundraisingAmt

Interest InterestGrp

FieldValueIRS element (for citing)
Total$96,680,304TotalAmt
Program Services$88,797,605ProgramServicesAmt
Management And General$7,230,188ManagementAndGeneralAmt
Fundraising$652,511FundraisingAmt

Payments To Affiliates PaymentsToAffiliatesGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Depreciation Depletion DepreciationDepletionGrp

FieldValueIRS element (for citing)
Total$345,976,626TotalAmt
Program Services$295,495,844ProgramServicesAmt
Management And General$47,525,639ManagementAndGeneralAmt
Fundraising$2,955,143FundraisingAmt

Insurance InsuranceGrp

FieldValueIRS element (for citing)
Total$13,353,790TotalAmt
Program Services$2,628,558ProgramServicesAmt
Management And General$10,706,865ManagementAndGeneralAmt
Fundraising$18,367FundraisingAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDescTotalTotalAmtProgram ServicesProgramServicesAmtManagement And GeneralManagementAndGeneralAmtFundraisingFundraisingAmt
EQUIPMENT RENT & MAINTENANCE$25,221,735$22,239,748$2,757,508$224,479
PRINTING & PUBLICATION$11,776,358$8,840,801$1,440,348$1,495,209
SLAC NON-SALARY EXPENSE$213,046,939$212,937,382$105,941$3,616
RESEARCH SUBAWARDS$77,590,464$77,590,464

All Other Expenses AllOtherExpensesGrp

FieldValueIRS element (for citing)
Total$89,827,684TotalAmt
Program Services$23,597,467ProgramServicesAmt
Management And General$62,791,797ManagementAndGeneralAmt
Fundraising$3,438,420FundraisingAmt

Total Functional Expenses TotalFunctionalExpensesGrp

FieldValueIRS element (for citing)
Total$5,280,669,257TotalAmt
Program Services$4,672,225,953ProgramServicesAmt
Management And General$506,605,830ManagementAndGeneralAmt
Fundraising$101,837,474FundraisingAmt

Cash Non Interest Bearing CashNonInterestBearingGrp

FieldValueIRS element (for citing)
BOY$193,026BOYAmt
EOY$220,633EOYAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

FieldValueIRS element (for citing)
BOY$708,010,967BOYAmt
EOY$640,003,658EOYAmt

Pledges And Grants Receivable PledgesAndGrantsReceivableGrp

FieldValueIRS element (for citing)
BOY$760,519,089BOYAmt
EOY$1,357,508,164EOYAmt

Accounts Receivable AccountsReceivableGrp

FieldValueIRS element (for citing)
BOY$314,485,517BOYAmt
EOY$407,660,972EOYAmt

Receivables From Officers Etc ReceivablesFromOfficersEtcGrp

FieldValueIRS element (for citing)
BOY$8,802,013BOYAmt
EOY$12,582,281EOYAmt

Rcvbl From Disqualified Prsn RcvblFromDisqualifiedPrsnGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp

FieldValueIRS element (for citing)
BOY$622,413,936BOYAmt
EOY$675,993,220EOYAmt

Inventories For Sale Or Use InventoriesForSaleOrUseGrp

FieldValueIRS element (for citing)
BOY$5,179,742BOYAmt
EOY$5,829,672EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

FieldValueIRS element (for citing)
BOY$72,122,935BOYAmt
EOY$97,212,900EOYAmt
FieldValueIRS element (for citing)
Land Bldg Equip Cost Or Other Bss$9,349,024,349LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec$4,180,304,484LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

FieldValueIRS element (for citing)
BOY$4,795,563,938BOYAmt
EOY$5,168,719,865EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

FieldValueIRS element (for citing)
BOY$6,971,378,896BOYAmt
EOY$7,069,872,772EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

FieldValueIRS element (for citing)
BOY$21,955,212,397BOYAmt
EOY$22,331,803,536EOYAmt

Investments Program Related InvestmentsProgramRelatedGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Intangible Assets IntangibleAssetsGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Other Assets Total OtherAssetsTotalGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Total Assets TotalAssetsGrp

FieldValueIRS element (for citing)
BOY$36,213,882,456BOYAmt
EOY$37,767,407,673EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

FieldValueIRS element (for citing)
BOY$1,420,242,413BOYAmt
EOY$1,355,325,053EOYAmt

Grants Payable GrantsPayableGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Deferred Revenue DeferredRevenueGrp

FieldValueIRS element (for citing)
BOY$652,849,598BOYAmt
EOY$657,377,717EOYAmt

Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$1,427,153,000BOYAmt
EOY$1,587,663,000EOYAmt

Escrow Account Liability EscrowAccountLiabilityGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Loans From Officers Directors LoansFromOfficersDirectorsGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp

FieldValueIRS element (for citing)
BOY$1,658,225,062BOYAmt
EOY$1,682,953,754EOYAmt

Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Other Liabilities OtherLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$621,932,156BOYAmt
EOY$764,909,299EOYAmt

Total Liabilities TotalLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$5,780,402,229BOYAmt
EOY$6,048,228,823EOYAmt
FieldValueIRS element (for citing)
Organization Follows SFAS117Yes (X)OrganizationFollowsSFAS117Ind

Unrestricted Net Assets UnrestrictedNetAssetsGrp

FieldValueIRS element (for citing)
BOY$16,507,628,886BOYAmt
EOY$17,255,820,069EOYAmt

Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp

FieldValueIRS element (for citing)
BOY$7,744,050,783BOYAmt
EOY$7,394,744,692EOYAmt

Permanently Rstr Net Assets PermanentlyRstrNetAssetsGrp

FieldValueIRS element (for citing)
BOY$6,181,800,558BOYAmt
EOY$7,068,614,089EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$30,433,480,227BOYAmt
EOY$31,719,178,850EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$36,213,882,456BOYAmt
EOY$37,767,407,673EOYAmt
FieldValueIRS element (for citing)
Info In Schedule O Part XIYes (X)InfoInScheduleOPartXIInd
Reconcilation Revenue Expnss$1,685,287,320ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst-$627,723,097NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets$228,134,400OtherChangesInNetAssetsAmt
Method Of Accounting AccrualYes (X)MethodOfAccountingAccrualInd
Accountant Compile Or ReviewfalseAccountantCompileOrReviewInd
FS AuditedYes (true)FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

FieldValueIRS element (for citing)
Consolidated Basis Fincl StmtYes (X)ConsolidatedBasisFinclStmtInd
FieldValueIRS element (for citing)
Audit CommitteeYes (true)AuditCommitteeInd
Federal Grant Audit RequiredYes (true)FederalGrantAuditRequiredInd
Federal Grant Audit PerformedYes (true)FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
SchoolYes (X)SchoolInd

Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$1,964,094,849CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$1,719,795,101CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$1,821,722,630CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$1,969,404,372CurrentTaxYearMinus1YearAmt
Current Tax Year$2,586,183,439CurrentTaxYearAmt
Total$10,061,200,391TotalAmt

Tax Rev Levied Orgnztnl Bnft170 TaxRevLeviedOrgnztnlBnft170Grp

FieldValueIRS element (for citing)
Total$0TotalAmt

Govt Furn Srvc Fclts Vl170 GovtFurnSrvcFcltsVl170Grp

FieldValueIRS element (for citing)
Total$0TotalAmt

Total Calendar Year170 TotalCalendarYear170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$1,964,094,849CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$1,719,795,101CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$1,821,722,630CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$1,969,404,372CurrentTaxYearMinus1YearAmt
Current Tax Year$2,586,183,439CurrentTaxYearAmt
Total$10,061,200,391TotalAmt
FieldValueIRS element (for citing)
Substantial Contributors Tot$124,182,806SubstantialContributorsTotAmt
Public Support Total170$9,937,017,585PublicSupportTotal170Amt

Gross Investment Income170 GrossInvestmentIncome170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$423,308,665CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$428,521,264CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$450,602,864CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$402,534,773CurrentTaxYearMinus1YearAmt
Current Tax Year$382,816,462CurrentTaxYearAmt
Total$2,087,784,028TotalAmt

Unrelated Business Net Incm170 UnrelatedBusinessNetIncm170Grp

FieldValueIRS element (for citing)
Total$0TotalAmt

Other Income170 OtherIncome170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$5,217,464CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$6,341,565CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$5,041,646CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$4,316,942CurrentTaxYearMinus1YearAmt
Current Tax Year$4,299,963CurrentTaxYearAmt
Total$25,217,580TotalAmt
FieldValueIRS element (for citing)
Total Support$12,174,201,999TotalSupportAmt
Gross Receipts Rltd Activities$10,931,112,889GrossReceiptsRltdActivitiesAmt
Public Support CY1700.81624PublicSupportCY170Pct
Public Support PY1700.81450PublicSupportPY170Pct
Thirty Thr Pct Suprt Tests CY170Yes (X)ThirtyThrPctSuprtTestsCY170Ind

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

FieldValueIRS element (for citing)
ContributorRESTRICTEDContributorNum

Contributor Business Name ContributorBusinessName

FieldValueIRS element (for citing)
Business Name Line1RESTRICTEDBusinessNameLine1

Contributor US Address ContributorUSAddress

FieldValueIRS element (for citing)
Address Line1RESTRICTEDAddressLine1
Address Line2RESTRICTEDAddressLine2
CityRESTRICTEDCity
StateRESTRICTEDState
ZIP CodeRESTRICTEDZIPCode
FieldValueIRS element (for citing)
Total ContributionsRESTRICTEDTotalContributionsAmt

Schedule C IRS990ScheduleC

FieldValueIRS element (for citing)
Total Grassroots LobbyingTotalGrassrootsLobbyingGrp
Total Direct LobbyingTotalDirectLobbyingGrp
Total Lobbying ExpendTotalLobbyingExpendGrp
Other Exempt Purpose ExpendOtherExemptPurposeExpendGrp
Total Exempt Purpose ExpendTotalExemptPurposeExpendGrp
Lobbying Nontaxable AmountLobbyingNontaxableAmountGrp
Grassroots NontaxableGrassrootsNontaxableGrp
Tot Lbbyng Grassroot Mns Non TxTotLbbyngGrassrootMnsNonTxGrp
Tot Lbby Expend Mns Lbbyng Non TxTotLbbyExpendMnsLbbyngNonTxGrp
VolunteersYes (true)VolunteersInd
Paid Staff Or ManagementYes (true)PaidStaffOrManagementInd
Media AdvertisementsYes (true)MediaAdvertisementsInd
Media Advertisements$537MediaAdvertisementsAmt
Mailings MembersYes (true)MailingsMembersInd
Mailings Members$85,108MailingsMembersAmt
Publications Or BroadcastYes (true)PublicationsOrBroadcastInd
Publications Or Broadcast$26,865PublicationsOrBroadcastAmt
Grants Other OrganizationsfalseGrantsOtherOrganizationsInd
Direct Contact LegislatorsYes (true)DirectContactLegislatorsInd
Direct Contact Legislators$336,538DirectContactLegislatorsAmt
Rallies DemonstrationsYes (true)RalliesDemonstrationsInd
Rallies Demonstrations$92,096RalliesDemonstrationsAmt
Other ActivitiesYes (true)OtherActivitiesInd
Other Activities$11,944OtherActivitiesAmt
Total Lobbying Expenditures$553,088TotalLobbyingExpendituresAmt
Not Described Section501c3falseNotDescribedSection501c3Ind

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferencePART II-B - LOBBYING ACTIVITY EXPLANATIONFormAndLineReferenceDesc
ExplanationAN INSUBSTANTIAL PORTION OF STANFORD UNIVERSITY'S TOTAL ACTIVITIES INVOLVED LEGISLATIVE AND REGULATORY MATTERS OF DIRECT CONCERN TO HIGHER EDUCATION OR OF COMPELLING IMPORTANCE TO STANFORD IN PARTICULAR. INSTITUTIONAL EFFORTS TO INFLUENCE LEGISLATION AND REGULATION ARE DIRECTED BY THE OFFICE OF GOVERNMENT AND COMMUNITY RELATIONS. DURING FISCAL YEAR 2016, THE OFFICE OF GOVERNMENT AND COMMUNITY RELATIONS CONSISTED OF FIVE PROFESSIONAL STAFF MEMBERS AND TWO SUPPORT PERSONS. THE UNIVERSITY DOES NOT HAVE A LOBBYING OFFICE IN EITHER WASHINGTON, DC OR SACRAMENTO, CA. DURING THIS PERIOD, THE UNIVERSITY HIRED AN OUTSIDE REGISTERED LOBBYIST IN SACRAMENTO FOR PART-TIME WORK ON STATE ISSUES. ACTIVITIES OF GOVERNMENT AND COMMUNITY RELATIONS STAFF INCLUDE CONTACTS BY LETTERS, PHONE CALLS AND MEETINGS WITH LEGISLATORS, MEMBERS OF THEIR STAFFS, OR OTHER GOVERNMENT OFFICIALS, AND MEETINGS WITH LOCAL CITIZENS REGARDING STANFORD ISSUES WITH LOCAL GOVERNMENT. IN FISCAL YEAR 2016, LEGISLATIVE, EXECUTIVE AND LOCAL REGULATORY ISSUES HANDLED BY THE UNIVERSITY INCLUDED THE FOLLOWING: LOCAL ISSUES: ZONING AND LAND USES RELATED TO PROPERTY OWNED BY THE UNIVERSITY AND CONTIGUOUS TO THE UNIVERSITY'S ACADEMIC CAMPUS. STATE ISSUES: ANIMAL RESEARCH, STUDENT SAFETY, STUDENT ATHLETE BILL OF RIGHTS, PEACE OFFICERS AT PRIVATE UNIVERSITIES, STREAMLINING CONTRACTS FOR THE CALIFORNIA COUNCIL ON SCIENCE AND TECHNOLOGY, LOCAL LAW ENFORCEMENT CONTRACTS AND CLEAN ENERGY. FEDERAL ISSUES: STUDENT AID AND EDUCATION AND RESEARCH POLICY ISSUES; TAXATION; REIMBURSEMENT OF FEDERAL RESEARCH COSTS; FUNDING LEVELS OF RESEARCH (E.G. NIH, DOE, NASA, DOD, NSF, NEH); FUNDING FOR STANFORD LINEAR ACCELERATOR CENTER; MEDICARE FUNDING FOR TEACHING HOSPITALS; RESEARCH POLICY; INTELLECTUAL PROPERTY; AND IMMIGRATION POLICY. THE TOTAL BUDGET EXPENDED BY THE OFFICE OF GOVERNMENT AND COMMUNITY RELATIONS WAS $1,308,239. THE ESTIMATED TOTAL EXPENSES FOR LOBBYING, INCLUDING DIRECT PREPARATION TIME BY GOVERNMENT AND COMMUNITY RELATIONS EMPLOYEES, AS DEFINED IN SECTION 501(C) OF THE INTERNAL REVENUE CODE AND REGULATIONS THEREUNDER, AND PAYMENTS OF TRAVEL OR ENTERTAINMENT EXPENSES FOR FEDERAL OR LOCAL OFFICIALS, ARE ESTIMATED AS FOLLOWS: SALARIES AND BENEFITS $330,520 GENERAL OFFICE OVERHEAD $134,282 PAID CONSULTANT, COALITION DUES $65,250 DUES TO MEMBER ORGANIZATIONS $9,044 TRAVEL $13,992 TOTAL $553,088 AMOUNTS APPEARING ON PART II-B ARE REASONABLE ALLOCATIONS OF THE ABOVE EXPENSES. AN INVESTMENT PARTNERSHIP IN WHICH THE UNIVERSITY HOLDS A NONCONTROLLING LIMITED PARTNERSHIP INTEREST MAY, FROM TIME TO TIME, INCUR A LOBBYING EXPENDITURE. THE UNIVERSITY'S SHARE OF SUCH PARTNERSHIP EXPENDITURES DURING THE TAX YEAR WAS $32,697. NEITHER STANFORD, NOR ANY TRUSTEE OR OFFICER OF STANFORD, ENGAGED IN THE ACTIVITY CONDUCTED BY THE INVESTMENT PARTNERSHIPS.ExplanationTxt

Schedule D IRS990ScheduleD

FieldValueIRS element (for citing)
Donor Advised Funds Held50DonorAdvisedFundsHeldCnt
Funds And Other Accounts Held37FundsAndOtherAccountsHeldCnt
Donor Advised Funds Contri$58,470,303DonorAdvisedFundsContriAmt
Funds And Other Accounts Contri$10,769,603FundsAndOtherAccountsContriAmt
Donor Advised Funds Grants$5,776,636DonorAdvisedFundsGrantsAmt
Funds And Other Accounts Grants$16,617,094FundsAndOtherAccountsGrantsAmt
Donor Advised Funds Vl EOY$438,667,102DonorAdvisedFundsVlEOYAmt
Funds And Other Accounts Vl EOY$79,172,156FundsAndOtherAccountsVlEOYAmt
Disclosed Org Leg CtrlYes (true)DisclosedOrgLegCtrlInd
Disclosed For Charitable PrpsYes (true)DisclosedForCharitablePrpsInd
Art Public Exhibition AmountsArtPublicExhibitionAmountsGrp
Held Works ArtHeldWorksArtGrp
Collection Used Pub ExhibitionYes (X)CollectionUsedPubExhibitionInd
Coll Used Scholarly RsrchYes (X)CollUsedScholarlyRsrchInd
Collection Used PreservationYes (X)CollectionUsedPreservationInd
Coll Used Loan Or Exch ProgYes (X)CollUsedLoanOrExchProgInd
Solicited Assets SalefalseSolicitedAssetsSaleInd

CY Endwmt Fund CYEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$22,222,957,000BeginningYearBalanceAmt
Contributions$376,827,000ContributionsAmt
Investment Earnings Or Losses$930,451,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$257,975,598GrantsOrScholarshipsAmt
Other Expenditures$874,129,402OtherExpendituresAmt
End Year Balance$22,398,130,000EndYearBalanceAmt

CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$21,446,006,000BeginningYearBalanceAmt
Contributions$283,602,000ContributionsAmt
Investment Earnings Or Losses$1,551,374,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$237,370,999GrantsOrScholarshipsAmt
Other Expenditures$820,654,001OtherExpendituresAmt
End Year Balance$22,222,957,000EndYearBalanceAmt

CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$18,688,868,000BeginningYearBalanceAmt
Contributions$659,618,000ContributionsAmt
Investment Earnings Or Losses$3,082,735,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$222,843,748GrantsOrScholarshipsAmt
Other Expenditures$762,371,252OtherExpendituresAmt
End Year Balance$21,446,006,000EndYearBalanceAmt

CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$17,035,804,000BeginningYearBalanceAmt
Contributions$588,438,000ContributionsAmt
Investment Earnings Or Losses$1,985,298,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$208,922,228GrantsOrScholarshipsAmt
Other Expenditures$711,749,772OtherExpendituresAmt
End Year Balance$18,688,868,000EndYearBalanceAmt

CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$16,502,606,000BeginningYearBalanceAmt
Contributions$403,858,000ContributionsAmt
Investment Earnings Or Losses$1,000,446,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$196,918,322GrantsOrScholarshipsAmt
Other Expenditures$674,187,678OtherExpendituresAmt
End Year Balance$17,035,804,000EndYearBalanceAmt
FieldValueIRS element (for citing)
Board Designated Balance EOY0.45590BoardDesignatedBalanceEOYPct
Prmnnt Endowment Balance EOY0.27090PrmnntEndowmentBalanceEOYPct
Term Endowment Balance EOY0.27320TermEndowmentBalanceEOYPct
Endowments Held Unrelated OrgfalseEndowmentsHeldUnrelatedOrgInd
Endowments Held Related OrgYes (true)EndowmentsHeldRelatedOrgInd
Related Org List Sch RYes (true)RelatedOrgListSchRInd

Land LandGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$111,022,324OtherCostOrOtherBasisAmt
Book Value$111,022,324BookValueAmt

Buildings BuildingsGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$6,223,545,209OtherCostOrOtherBasisAmt
Depreciation$2,524,988,030DepreciationAmt
Book Value$3,698,557,179BookValueAmt
FieldValueIRS element (for citing)
Leasehold ImprovementsLeaseholdImprovementsGrp

Equipment EquipmentGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$1,706,663,104OtherCostOrOtherBasisAmt
Depreciation$1,391,210,293DepreciationAmt
Book Value$315,452,811BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$1,307,793,712OtherCostOrOtherBasisAmt
Depreciation$264,106,161DepreciationAmt
Book Value$1,043,687,551BookValueAmt
FieldValueIRS element (for citing)
Total Book Value Land Buildings$5,168,719,865TotalBookValueLandBuildingsAmt
Financial DerivativesFinancialDerivativesGrp
Closely Held Equity InterestsCloselyHeldEquityInterestsGrp

Other Securities OtherSecuritiesGrp (12 entries)

DescDescBook ValueBookValueAmtMethod ValuationMethodValuationCd
CASH & CASH EQUIVALENTS$984,794,782F
COLLATERAL FOR SECURITIES LOAN$213,628,997F
DERIVATIVES$43,400F
FIXED INCOME$1,655,648,849F
REAL ESTATE$6,741,245,484F
NATURAL RESOURCES$2,300,632,886F
PRIVATE EQUITIES$6,363,480,982F
ABSOLUTE RETURNS$5,155,970,133F
ASSETS HELD BY OTHER TRUSTEES$176,309,600F
OTHER INVESTMENTS$342,571,024F
ASSETS LIMITED TO USE-TRUSTEES$315,889,399F
HOSPITAL FUNDS IN MERGED POOL-$1,918,412,000F
FieldValueIRS element (for citing)
Total Book Value Securities$22,331,803,536TotalBookValueSecuritiesAmt
Federal Income Tax Liability$0FederalIncomeTaxLiabilityAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (4 entries)

DescDescAmtAmt
SECURITY AGREEMENTS$230,891,956
US GOVERNMENT REFUNDABLE LOAN$54,035,006
INC.BENEFICIARY SHARE-SPLIT IN$414,432,337
DEBT FROM INVESTMENT ENTITY$65,550,000
FieldValueIRS element (for citing)
Total Liability$764,909,299TotalLiabilityAmt
Footnote TextYes (X)FootnoteTextInd

Supplemental Information Detail SupplementalInformationDetail (4 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
SCHEDULE D, PART I, COLUMN (B)COLUMN (B) REPRESENTS FUNDS CREATED TO MAKE GRANTS ONLY WITHIN THE UNIVERSITY. SCHEDULE D, PART I, LINE 2 INCLUDED IN AGGREGATE CONTRIBUTIONS TO FUNDS ARE NEW GIFTS AS WELL AS TRANSFERS FROM OTHER ACCOUNTS WITHIN THE UNIVERSITY. SCHEDULE D, PART III, LINE 1A WORKS OF ART, HISTORICAL TREASURES, LITERARY WORKS AND ARTIFACTS, WHICH ARE PRESERVED AND PROTECTED FOR EDUCATIONAL, RESEARCH AND PUBLIC EXHIBITION PURPOSES, ARE NOT CAPITALIZED. DONATIONS OF SUCH COLLECTIONS ARE NOT RECORDED FOR FINANCIAL STATEMENT PURPOSES. PURCHASES OF COLLECTION ITEMS ARE RECORDED AS OPERATING EXPENSES IN THE PERIOD IN WHICH THEY ARE ACQUIRED. PROCEEDS FROM SALES OF SUCH ITEMS ARE USED TO ACQUIRE OTHER ITEMS FOR THE COLLECTIONS.
SCHEDULE D, PART III, LINE 4THE CANTOR ARTS CENTER AT STANFORD UNIVERSITY IS A MUSEUM COMMITTED TO INTELLECTUAL EXPLORATION AND THE PURSUIT OF KNOWLEDGE, FOSTERING A SENSE OF DISCOVERY THROUGH DIRECT EXPERIENCES WITH WORKS OF ART. THE CENTER COLLECTS, PRESERVES, AND STUDIES ART FROM ALL CULTURES AND PERIODS, SERVING THE UNIVERSITY AND THE PUBLIC THROUGH EXHIBITIONS AND PROGRAMS THAT INSPIRE THE UNDERSTANDING AND ENJOYMENT OF ART. THE ANDERSON COLLECTION IS AN OUTSTANDING ASSEMBLAGE OF MODERN AND CONTEMPORARY AMERICAN ART. THE COLLECTION IS ANCHORED IN THE WORK OF THE NEW YORK SCHOOL AND KEY MODERN AND CONTEMPORARY ARTISTS COLLECTED IN DEPTH, ACROSS MEDIA. MAJOR MOVEMENTS REPRESENTED INCLUDE ABSTRACT EXPRESSIONISM, COLOR FIELD PAINTING, POST-MINIMALISM, CALIFORNIA FUNK ART, BAY AREA FIGURATIVE ART, LIGHT AND SPACE, AND CONTEMPORARY PAINTING AND SCULPTURE. THE 121-WORK COLLECTION FEATURES 86 ARTISTS, INCLUDING JACKSON POLLACK, HELEN FRANKENTHALER AND RICHARD DIEBENKORN. ADMISSION TO THE MUSEUM IS FREE. THE COLLECTION, BUILT OVER 50 YEARS, WAS DONATED TO STANFORD BY HARRY W. AND MARY MARGARET ANDERSON AND MARY PATRICIA ANDERSON PENCE. SCHEDULE D, PART V, LINES 1B & 1E "CONTRIBUTIONS" (LINE 1B) INCLUDE CERTAIN INVESTMENT INCOME, CURRENT YEAR GIFTS TO ENDOWMENT, MATURED LIVING TRUSTS DIRECTED TO ENDOWMENT, AND CERTAIN OTHER FUNDS TRANSFERRED INTO THE ENDOWMENT. INCLUDED IN "OTHER EXPENDITURES FOR FACILITIES AND PROGRAMS" (LINE 1E) ARE FUNDS DISTRIBUTED ANNUALLY FROM ENDOWMENT PRINCIPAL TO SUPPORT SUCH FACILITIES AND PROGRAMS. PLEASE SEE FURTHER DISCUSSION BELOW IN "INTENDED USES OF THE ENDOWMENT FUNDS". SCHEDULE D, PART V, LINE 2 BOARD DESIGNATED OR QUASI ENDOWMENT FUNDS ARE UNIVERSITY RESOURCES DESIGNATED BY THE BOARD AS ENDOWMENT AND ARE INVESTED FOR LONG-TERM APPRECIATION AND CURRENT INCOME. THESE ASSETS, HOWEVER, REMAIN AVAILABLE AND MAY BE SPENT AT THE BOARD'S DISCRETION. THE UNIVERSITY CLASSIFIES AS PERMANENT ENDOWMENT A) THE ORIGINAL VALUE OF GIFTS DONATED TO THE PERMANENT ENDOWMENT AND B) ACCUMULATIONS TO THE PERMANENT ENDOWMENT MADE IN ACCORDANCE WITH THE DIRECTION OF THE APPLICABLE DONOR GIFT INSTRUMENT AT THE TIME THE ACCUMULATION IS ADDED TO THE FUND. THE REMAINING PORTION OF THE DONOR-RESTRICTED ENDOWMENT FUND THAT IS NOT CLASSIFIED IN PERMANENT ENDOWMENT IS CLASSIFIED AS TEMPORARILY RESTRICTED ENDOWMENT UNTIL THOSE AMOUNTS ARE AUTHORIZED FOR EXPENDITURE. IN THE ABSENCE OF DONOR STIPULATIONS OR LAW TO THE CONTRARY, NET UNREALIZED LOSSES ON PERMANENTLY RESTRICTED ENDOWMENT FUNDS FIRST REDUCE RELATED APPRECIATION ON TEMPORARILY RESTRICTED NET ASSETS AND THEN ON UNRESTRICTED NET ASSETS, AS NEEDED, UNTIL SUCH TIME AS THE FAIR VALUE OF THE FUND EQUALS OR EXCEEDS HISTORIC VALUE. SCHEDULE D, PART V, LINE 3A(II) AND LINE 3B INCLUDED IN THE ENDOWMENT BALANCE ON LINE 1G ARE THE ASSETS OF SHR HOLDINGS, INC., A RELATED ORGANIZATION.
SCHEDULE D, PART V, LINE 4INTENDED USES OF THE ENDOWMENT FUNDS IN 1885, LELAND AND JANE LATHROP STANFORD SAID OF THEIR FOUNDING GRANT "IT SHALL CONSTITUTE THE FOUNDATION AND ENDOWMENT FOR THE UNIVERSITY HEREIN PROVIDED, AND UPON THE TRUST THAT THE PRINCIPAL THEREOF SHALL FOREVER REMAIN INTACT, AND THAT THE RENTS, ISSUES, AND PROFITS THEREOF SHALL BE DEVOTED TO THE FOUNDATION AND MAINTENANCE OF THE UNIVERSITY HEREBY FOUNDED AND ENDOWED, AND THE USES AND PURPOSES HEREIN MENTIONED." TODAY, STANFORD'S ENDOWMENT CONSISTS OF THOUSANDS OF INDIVIDUAL FUNDS, MANY OF WHICH ARE RESTRICTED TO PARTICULAR USES (E.G., SCHOLARSHIP FUNDS FOR UNDERGRADUATES, FELLOWSHIP FUNDS TO SUPPORT GRADUATE STUDENTS, RESEARCH FUNDS DIRECTED TO MANY DIFFERENT AREAS, PROGRAM SUPPORT FUNDS, FUNDS TO SUPPORT PROFESSORS, FUNDS TO SUPPORT LECTURES, FUNDS TO PROVIDE BUILDING AND GROUND MAINTENANCE, FUNDS TO SUPPORT THE UNIVERSITY'S MUSEUM, FUNDS TO SUPPORT THE ACQUISITION OF LIBRARY MATERIALS). THE FUNDS ARE INVESTED IN PERPETUITY FOR LONG TERM GROWTH AND THE PAYOUT FROM AN ENDOWMENT FUND IS USED FOR THE PURPOSE SET FORTH IN THE GIFT DOCUMENT. SOME ENDOWMENT FUNDS DO NOT HAVE PURPOSE RESTRICTIONS AND THE PAYOUT FROM THESE FUNDS IS USED TO SUPPORT THE GENERAL OPERATIONS AND INFRASTRUCTURE OF THE UNIVERSITY AS WELL AS MANY OTHER PARTS OF THE UNIVERSITY. ENDOWMENT PAYOUT IS A RELIABLE SOURCE OF CONTINUING SUPPORT AND IS CRUCIAL TO THE FUNDING OF THE MANY LONG TERM COMMITMENTS THAT THE UNIVERSITY MUST MAKE. THE ENDOWMENT MAKES STANFORD LESS DEPENDENT ON OTHER MORE VARIABLE SOURCES OF INCOME. THE ENDOWMENT PAYOUT COVERS APPROXIMATELY 23% OF STANFORD'S TOTAL EXPENSES. STANFORD IS CURRENTLY DIRECTING CONSIDERABLE RESEARCH AND EDUCATION EFFORTS TOWARD ADDRESSING THE CHALLENGES CRUCIAL TO THE WORLD. IN PARTICULAR, IT IS SEEKING SOLUTIONS TO SOME OF THE MOST CHALLENGING PROBLEMS IN HUMAN HEALTH, INTERNATIONAL PEACE AND SECURITY, AND THE ENVIRONMENT AND SUSTAINABILITY. ONE OF THE UNIVERSITYS HIGHEST PRIORITIES IS TO REMAIN AFFORDABLE AND ACCESSIBLE TO THE MOST TALENTED STUDENTS, REGARDLESS OF THEIR FINANCIAL CIRCUMSTANCES. THE UNIVERSITYS ADMISSION PROCESS FOR UNDERGRADUATE STUDENTS FROM THE UNITED STATES IS NEED-BLIND, WHICH MEANS THAT STUDENTS ARE ADMITTED IRRESPECTIVE OF THEIR ABILITY TO PAY; THE UNIVERSITY PROVIDES THE FINANCIAL AID NECESSARY TO MAKE STANFORD AFFORDABLE TO EVERY ADMITTED STUDENT. FOR INTERNATIONAL STUDENTS, THE UNIVERSITY IS NEED-AWARE: STANFORD ANALYZES THE NEED FOR AID AND AIMS TO MEET THE DETERMINED NEED. SINCE 2000, THE UNIVERSITY HAS CONTINUED TO ENHANCE ITS FINANCIAL AID PROGRAMS FOR BOTH ITS UNDERGRADUATE AND GRADUATE STUDENTS. CURRENTLY, FAMILIES WITH TYPICAL ASSETS FROM THE U.S. WITH INCOMES BELOW $125,000 PAY NO TUITION, AND THOSE WITH INCOMES BELOW $65,000 PAY NO TUITION, ROOM OR BOARD. IN FY16, APPROXIMATELY HALF OF UNDERGRADUATES WERE AWARDED NEED-BASED FINANCIAL AID FROM STANFORD. GRADUATE STUDENT FINANCIAL AID AND OTHER SUPPORT IS AWARDED BASED ON ACADEMIC MERIT AND THE AVAILABILITY OF AID. IN THE FACE OF DIMINISHING FEDERAL SUPPORT, STANFORD HAS ASSUMED MORE OF THE FINANCIAL WEIGHT OF SUPPORTING ITS GRADUATE STUDENTS. IN FY16, APPROXIMATELY 82% OF GRADUATE STUDENTS RECEIVED FINANCIAL SUPPORT. THE KNIGHT-HENNESSY SCHOLARS PROGRAM WILL BE AN ADDITIONAL SOURCE OF GRADUATE STUDENT SUPPORT WHEN ITS FIRST COHORT BEGINS THEIR STUDIES IN FALL 2018. THE PROGRAM PROVIDES FULL FUNDING FOR THREE YEARS TO ENABLE GRADUATE STUDENTS TO PURSUE ADVANCED DEGREES AND DEVELOP THE CAPACITY TO LEAD AND BRING ABOUT POSITIVE CHANGES IN THE WORLD. THE UNIVERSITY IS ALSO MINDFUL OF STUDENT DEBT, AND IT DOES NOT EXPECT STUDENTS TO BORROW TO MEET THEIR NEED. OVER 75 PERCENT OF STANFORD UNDERGRADUATES GRADUATE WITH NO DEBT. FOR THOSE WHO BORROW, MEDIAN DEBT IN 2015 WAS $16,417. FOR THE YEAR ENDED AUGUST 31, 2016, ENDOWMENT PAYOUT SUPPORT INCLUDED THE FOLLOWING BROAD FUNCTIONS OF THE UNIVERSITY: INSTRUCTION AND RESEARCH $316,069,993 STUDENT FINANCIAL AID $257,975,598 LIBRARIES $20,416,450
SCHEDULE D, PART X, LINE 2ASC 740 LIABILITY - IN ACCORDANCE WITH THE GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, MANAGEMENT REGULARLY EVALUATES ITS TAX POSITIONS AND DOES NOT BELIEVE THE UNIVERSITY HAS ANY UNCERTAIN TAX POSITIONS THAT REQUIRE DISCLOSURE OR ADJUSTMENT TO THE FINANCIAL STATEMENTS.

Schedule E IRS990ScheduleE

FieldValueIRS element (for citing)
Nondiscriminatory Policy StmtYes (true)NondiscriminatoryPolicyStmtInd
Policy Stmt In Brochures EtcYes (true)PolicyStmtInBrochuresEtcInd
Plcy Pblczd Via Broadcast MediafalsePlcyPblczdViaBroadcastMediaInd
Maintain Racial Comp RecsYes (true)MaintainRacialCompRecsInd
Maintain Scholarships RecsYes (true)MaintainScholarshipsRecsInd
Maintain Cpy Of Brochures EtcYes (true)MaintainCpyOfBrochuresEtcInd
Maintain Cpy Of All SolYes (true)MaintainCpyOfAllSolInd
Discriminate Race Stdnts RghtsfalseDiscriminateRaceStdntsRghtsInd
Discriminate Race Admiss PlcyfalseDiscriminateRaceAdmissPlcyInd
Discriminate Race Emplm FcultyfalseDiscriminateRaceEmplmFcultyInd
Discriminate Race SchsfalseDiscriminateRaceSchsInd
Discriminate Race Educ PlcyfalseDiscriminateRaceEducPlcyInd
Discriminate Race Use Of FcltsfalseDiscriminateRaceUseOfFcltsInd
Discriminate Race Athlt ProgfalseDiscriminateRaceAthltProgInd
Discriminate Race Other ActyfalseDiscriminateRaceOtherActyInd
Government Financial Aid RcvdYes (true)GovernmentFinancialAidRcvdInd
Government Financial Aid RvkdfalseGovernmentFinancialAidRvkdInd
Compliance With Rev Proc7550Yes (true)ComplianceWithRevProc7550Ind

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
SCHEDULE E, LINE 3STANFORD MEETS THE CRITERIA OF SECTION 4.03.2(B) OF REV. PROC. 75-50 THROUGH ADMISSION AND FINANCIAL AID OFFICES OUTREACH PROGRAMS WHICH PUBLICIZE STANFORD UNIVERSITY'S ACADEMIC OPPORTUNITIES AT SECONDARY AND POST-SECONDARY SCHOOLS THROUGHOUT THE UNITED STATES.
SCHEDULE E, LINE 6ASTANFORD UNIVERSITY RECEIVED RESEARCH AND INSTRUCTIONAL GRANTS AND CONTRACTS, FELLOWSHIP AND STUDENT AID AWARDS, LIBRARY GRANTS, AND CONSTRUCTION GRANTS, AND CONTRACTS FROM VARIOUS FEDERAL AGENCIES.

Schedule F IRS990ScheduleF

FieldValueIRS element (for citing)
Grant Records MaintainedYes (true)GrantRecordsMaintainedInd

Account Activities Outside US AccountActivitiesOutsideUSGrp (97 entries)

RegionRegionTxtType Of Activities ConductedTypeOfActivitiesConductedTxtSpecific Services ProvidedSpecificServicesProvidedTxtRegion Total ExpendituresRegionTotalExpendituresAmtEmployeeEmployeeCntOfficesOfficesCnt
Central America and the CaribbeanPROGRAM SERVICESTRAVEL STUDY$2,869
EAST ASIA AND THE PACIFICPROGRAM SERVICESTRAVEL STUDY$124,820
EUROPEPROGRAM SERVICESTRAVEL STUDY$143,648
MIDDLE EAST AND NORTH AFRICAPROGRAM SERVICESTRAVEL STUDY$3421
NORTH AMERICAPROGRAM SERVICESTRAVEL STUDY$1,105
SOUTH AMERICAPROGRAM SERVICESTRAVEL STUDY$177,066
SOUTH ASIAPROGRAM SERVICESTRAVEL STUDY$8,996
SUB-SAHARAN AFRICAPROGRAM SERVICESTRAVEL STUDY$58,471
CENTRAL AMERICA AND THE CARIBBEANPROGRAM SERVICESSTUDY TOURS$1,224,029
EAST ASIA AND THE PACIFICPROGRAM SERVICESSTUDY TOURS$2,768,470
EUROPEPROGRAM SERVICESSTUDY TOURS$6,760,612
MIDDLE EAST AND NORTH AFRICAPROGRAM SERVICESSTUDY TOURS$734,285
NORTH AMERICAPROGRAM SERVICESSTUDY TOURS$250,279
RUSSIA AND NEIGHBORING STATESPROGRAM SERVICESSTUDY TOURS$579,613
SOUTH AMERICAPROGRAM SERVICESSTUDY TOURS$926,763
SOUTH ASIAPROGRAM SERVICESSTUDY TOURS$775,469
SUB-SAHARAN AFRICAPROGRAM SERVICESSTUDY TOURS$181,697
CENTRAL AMERICA AND THE CARIBBEANPROGRAM SERVICESSTUDY ABROAD$18,430
EAST ASIA AND THE PACIFICPROGRAM SERVICESSTUDY ABROAD$2,220,619261
EUROPEPROGRAM SERVICESSTUDY ABROAD$8,642,9211715
MIDDLE EAST AND NORTH AFRICAPROGRAM SERVICESSTUDY ABROAD$92,724
NORTH AMERICAPROGRAM SERVICESSTUDY ABROAD$145,750
RUSSIA AND NEIGHBORING STATESPROGRAM SERVICESSTUDY ABROAD$18,346
SOUTH AMERICAPROGRAM SERVICESSTUDY ABROAD$1,217,283161
SOUTH ASIAPROGRAM SERVICESSTUDY ABROAD$19,373
SUB-SAHARAN AFRICAPROGRAM SERVICESSTUDY ABROAD$1,404,602241
CENTRAL AMERICA AND THE CARIBBEANPROGRAM SERVICESSLAC$21,741
EAST ASIA AND THE PACIFICPROGRAM SERVICESSLAC$379,188
EUROPEPROGRAM SERVICESSLAC$2,218,6088
NORTH AMERICAPROGRAM SERVICESSLAC$85,001
SOUTH AMERICAPROGRAM SERVICESSLAC$12,361
SOUTH ASIAPROGRAM SERVICESSLAC$4,259
ANTARCTICAPROGRAM SERVICESRESEARCH$2,541
CENTRAL AMERICA AND THE CARIBBEANPROGRAM SERVICESRESEARCH$368,0671
EAST ASIA AND THE PACIFICPROGRAM SERVICESRESEARCH$3,356,94924
EUROPEPROGRAM SERVICESRESEARCH$6,656,640701
MIDDLE EAST AND NORTH AFRICAPROGRAM SERVICESRESEARCH$186,557
NORTH AMERICAPROGRAM SERVICESRESEARCH$922,03910
RUSSIA AND NEIGHBORING STATESPROGRAM SERVICESRESEARCH$114,9624
SOUTH AMERICAPROGRAM SERVICESRESEARCH$524,98018
SOUTH ASIAPROGRAM SERVICESRESEARCH$815,6144
SUB-SAHARAN AFRICAPROGRAM SERVICESRESEARCH$533,5223
CENTRAL AMERICA AND THE CARIBBEANPROGRAM SERVICESFOREIGN TRAVEL$111,8221
EAST ASIA AND THE PACIFICPROGRAM SERVICESFOREIGN TRAVEL$1,993,58212
EUROPEPROGRAM SERVICESFOREIGN TRAVEL$4,717,78723
MIDDLE EAST AND NORTH AFRICAPROGRAM SERVICESFOREIGN TRAVEL$268,1632
NORTH AMERICAPROGRAM SERVICESFOREIGN TRAVEL$736,1808
RUSSIA AND NEIGHBORING STATESPROGRAM SERVICESFOREIGN TRAVEL$38,5511
SOUTH AMERICAPROGRAM SERVICESFOREIGN TRAVEL$437,1924
SOUTH ASIAPROGRAM SERVICESFOREIGN TRAVEL$315,1611
SUB-SAHARAN AFRICAPROGRAM SERVICESFOREIGN TRAVEL$221,0202
EAST ASIA AND THE PACIFICPROGRAM SERVICESFOREIGN CENTER$3,351,97161
CENTRAL AMERICA AND THE CARIBBEANPROGRAM SERVICESEDUCATION$201,407
EAST ASIA AND THE PACIFICPROGRAM SERVICESEDUCATION$2,460,3966
EUROPEPROGRAM SERVICESEDUCATION$2,573,6092
MIDDLE EAST AND NORTH AFRICAPROGRAM SERVICESEDUCATION$1,146,993
NORTH AMERICAPROGRAM SERVICESEDUCATION$656,539
RUSSIA AND NEIGHBORING STATESPROGRAM SERVICESEDUCATION$83,922
SOUTH AMERICAPROGRAM SERVICESEDUCATION$1,107,469
SOUTH ASIAPROGRAM SERVICESEDUCATION$776,669
SUB-SAHARAN AFRICAPROGRAM SERVICESEDUCATION$5,525,208142
CENTRAL AMERICA AND THE CARIBBEANPROGRAM SERVICESCONFERENCES AND SEMINA$18,996
EAST ASIA AND THE PACIFICPROGRAM SERVICESCONFERENCES AND SEMINA$622,0581
EUROPEPROGRAM SERVICESCONFERENCES AND SEMINA$1,286,5275
MIDDLE EAST AND NORTH AFRICAPROGRAM SERVICESCONFERENCES AND SEMINA$78,5703
NORTH AMERICAPROGRAM SERVICESCONFERENCES AND SEMINA$276,8111
RUSSIA AND NEIGHBORING STATESPROGRAM SERVICESCONFERENCES AND SEMINA$8,395
SOUTH AMERICAPROGRAM SERVICESCONFERENCES AND SEMINA$148,6231
SOUTH ASIAPROGRAM SERVICESCONFERENCES AND SEMINA$100,050
SUB-SAHARAN AFRICAPROGRAM SERVICESCONFERENCES AND SEMINA$25,984
CENTRAL AMERICA AND THE CARIBBEANINVESTMENTS$9,653,379,283
EAST ASIA AND THE PACIFICINVESTMENTS$590,942,569
EUROPEINVESTMENTS$708,684,707
MIDDLE EAST AND NORTH AFRICAINVESTMENTS$15,881,924
NORTH AMERICAINVESTMENTS$414,445,481
SOUTH AMERICAINVESTMENTS$214,881,652
SOUTH ASIAINVESTMENTS$196,507
SUB-SAHARAN AFRICAINVESTMENTS$393,490,726
CENTRAL AMERICA AND THE CARIBBEANINVESTMENT FEES$7,439,438
NORTH AMERICAINVESTMENT FEES$578,325
SUB-SAHARAN AFRICAINVESTMENT FEES$2,313,161
EAST ASIA AND THE PACIFICGRANTMAKING$156,885
EAST ASIA AND THE PACIFICGRANTMAKING$834,860
EUROPEGRANTMAKING$2,240,730
MIDDLE EAST AND NORTH AFRICAGRANTMAKING$171,740
NORTH AMERICAGRANTMAKING$1,178,498
SOUTH AMERICAGRANTMAKING$30,649
SOUTH ASIAGRANTMAKING$835,189
SUB-SAHARAN AFRICAGRANTMAKING$529,201
EUROPEGRANTMAKING$76,115
EAST ASIA AND THE PACIFICFUNDRAISING$129,262
EUROPEFUNDRAISING$285,7341
MIDDLE EAST AND NORTH AFRICAFUNDRAISING$30
NORTH AMERICAFUNDRAISING$94
SOUTH AMERICAFUNDRAISING$1,331
SOUTH ASIAFUNDRAISING$5,736
SUB-SAHARAN AFRICAFUNDRAISING$6,207
FieldValueIRS element (for citing)
Subtotal Employees1SubtotalEmployeesCnt
Continutation Total Office12ContinutationTotalOfficeCnt
Continutation Total Employee473ContinutationTotalEmployeeCnt
Total Office12TotalOfficeCnt
Total Employee474TotalEmployeeCnt
Subtotal Spent$14,718,534SubtotalSpentAmt
Continuation Spent$12,067,988,766ContinuationSpentAmt
Total Spent$12,082,707,300TotalSpentAmt

Grants To Org Outside US GrantsToOrgOutsideUSGrp (46 entries)

RegionRegionTxtPurpose Of GrantPurposeOfGrantTxtCash GrantCashGrantAmtManner Of Cash DisbursementMannerOfCashDisbursementTxt
SOUTH ASIARESEARCH SUB - AWARDS$527,142CHECK/WIRE
MIDDLE EAST AND NORTH AFRICARESEARCH SUB - AWARDS$28,782CHECK/WIRE
EUROPERESEARCH SUB - AWARDS$106,242CHECK/WIRE
EUROPERESEARCH SUB - AWARDS$54,657CHECK/WIRE
SOUTH ASIARESEARCH SUB - AWARDS$6,807CHECK/WIRE
NORTH AMERICARESEARCH SUB - AWARDS$19,720CHECK/WIRE
SUB-SAHARAN AFRICARESEARCH SUB - AWARDS$6,751CHECK/WIRE
SUB-SAHARAN AFRICARESEARCH SUB - AWARDS$15,300CHECK/WIRE
EUROPERESEARCH SUB - AWARDS$148,153CHECK/WIRE
SUB-SAHARAN AFRICARESEARCH SUB - AWARDS$266,721CHECK/WIRE
SOUTH ASIARESEARCH SUB - AWARDS$260,297CHECK/WIRE
SOUTH ASIARESEARCH SUB - AWARDS$34,428CHECK/WIRE
EUROPERESEARCH SUB - AWARDS$223,451CHECK/WIRE
EAST ASIA AND THE PACIFICRESEARCH SUB - AWARDS$27,500CHECK/WIRE
EUROPERESEARCH SUB - AWARDS$162,060CHECK/WIRE
SOUTH ASIARESEARCH SUB - AWARDS$6,516CHECK/WIRE
NORTH AMERICARESEARCH SUB - AWARDS$201,012CHECK/WIRE
EUROPERESEARCH SUB - AWARDS$56,789CHECK/WIRE
EUROPERESEARCH SUB - AWARDS$149,804CHECK/WIRE
SUB-SAHARAN AFRICARESEARCH SUB - AWARDS$117,763CHECK/WIRE
EAST ASIA AND THE PACIFICRESEARCH SUB - AWARDS$102,000CHECK/WIRE
NORTH AMERICARESEARCH SUB - AWARDS$66,863CHECK/WIRE
NORTH AMERICARESEARCH SUB - AWARDS$148,998CHECK/WIRE
EUROPERESEARCH SUB - AWARDS$95,833CHECK/WIRE
EAST ASIA AND THE PACIFICRESEARCH SUB - AWARDS$67,056CHECK/WIRE
NORTH AMERICARESEARCH SUB - AWARDS$253,323CHECK/WIRE
SUB-SAHARAN AFRICARESEARCH SUB - AWARDS$84,866CHECK/WIRE
EUROPERESEARCH SUB - AWARDS$27,925CHECK/WIRE
EUROPERESEARCH SUB - AWARDS$64,792CHECK/WIRE
MIDDLE EAST AND NORTH AFRICARESEARCH SUB - AWARDS$74,910CHECK/WIRE
NORTH AMERICARESEARCH SUB - AWARDS$100,000CHECK/WIRE
MIDDLE EAST AND NORTH AFRICARESEARCH SUB - AWARDS$68,048CHECK/WIRE
SOUTH AMERICARESEARCH SUB - AWARDS$30,649CHECK/WIRE
EUROPERESEARCH SUB - AWARDS$249,838CHECK/WIRE
EUROPERESEARCH SUB - AWARDS$6,700CHECK/WIRE
NORTH AMERICARESEARCH SUB - AWARDS$153,656CHECK/WIRE
EUROPERESEARCH SUB - AWARDS$64,992CHECK/WIRE
NORTH AMERICARESEARCH SUB - AWARDS$24,905CHECK/WIRE
EUROPERESEARCH SUB - AWARDS$44,000CHECK/WIRE
EAST ASIA AND THE PACIFICRESEARCH SUB - AWARDS$14,653CHECK/WIRE
EAST ASIA AND THE PACIFICRESEARCH SUB - AWARDS$597,574CHECK/WIRE
EUROPERESEARCH SUB - AWARDS$783,023CHECK/WIRE
NORTH AMERICARESEARCH SUB - AWARDS$42,380CHECK/WIRE
NORTH AMERICARESEARCH SUB - AWARDS$165,187CHECK/WIRE
SUB-SAHARAN AFRICARESEARCH SUB - AWARDS$37,800CHECK/WIRE
EAST ASIA AND THE PACIFICRESEARCH SUB - AWARDS$20,000CHECK/WIRE
FieldValueIRS element (for citing)
Total501c3 Org48Total501c3OrgCnt

Foreign Individuals Grants ForeignIndividualsGrantsGrp (2 entries)

Type Of AssistanceTypeOfAssistanceTxtRegionRegionTxtRecipientRecipientCntCash GrantCashGrantAmtManner Of Cash DisbursementMannerOfCashDisbursementTxt
STIPENDSEUROPE28$76,115CHECK/EFT
SCHOLARSHIPEast Asia and the Pacific14$156,885CHECK/EFT
FieldValueIRS element (for citing)
Transfer To Foreign CorpYes (true)TransferToForeignCorpInd
Interest In Foreign TrustYes (true)InterestInForeignTrustInd
Foreign Corp OwnershipYes (true)ForeignCorpOwnershipInd
Passive Foreign Investmest CoYes (true)PassiveForeignInvestmestCoInd
Foreign PartnershipYes (true)ForeignPartnershipInd
Boycott CountriesYes (true)BoycottCountriesInd

Supplemental Information Detail SupplementalInformationDetail (4 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
PART I: LINE 2:PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS OUTSIDE THE UNITED STATES: PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS OUTSIDE OF THE UNITED STATES (US) ARE PRINCIPALLY GOVERNED BY THE PURPOSE FOR WHICH THE FUNDS WERE GRANTED. FOR THE VAST MAJORITY OF ENROLLED STUDENTS, FINANCIAL AID AMOUNTS, SUCH AS GRANTS, STIPENDS, FELLOWSHIPS AND SCHOLARSHIPS TO US PERSONS FOR STUDY ABROAD ARE PAID BY DIRECT DEPOSIT TO STUDENT US BANK ACCOUNTS IN THE AT THE TIME OF CONSTRUCTIVE RECEIPT OF THESE FUNDS IN THE US, IT IS POSSIBLE THAT STUDENTS (PARTICULARLY DOCTORAL STUDENTS) MIGHT BE TRAVELING, OR "LIVING", OUTSIDE OF THE US DURING THE COURSE OF THEIR ACADEMIC WORK, OR EVEN FOR PERSONAL PURPOSES. STANFORD REQUIRES THAT STUDENTS WHO ARE RECEIVING FINANCIAL AID MAINTAIN THEIR REGISTRATION STATUS, AND BE ENROLLED FOR ACADEMIC CREDIT IN UNIVERSITY-APPROVED PROGRAMS. THE UNIVERSITY DOES NOT BROADLY CONSIDER FINANCIAL AID DISBURSEMENTS IN THE US TO ENROLLED STUDENTS AS "GRANTS TO FOREIGN INDIVIDUALSTHEREFORE, DOES NOT TRACK PAYMENTS IN THAT MANNER. ACCORDINGLY, THOSE GRANTS PAID OUTSIDE OF THE US, OR SUBAWARD GRANTS FOR USE OUTSIDE THE US FOR PROGRAMS WHICH HAVE A READILY IDENTIFIABLE FOREIGN COMPONENT THAT IS SEPARATELY TRACKED ARE REPORTED ON SCHEDULE F. PROCEDURES FOR MONITORING SUB-AWARDS (DISCUSSED FURTHER BELOW UNDER GRANTMAKING) INCLUDES AN INITIAL RISK ASSESSMENT OF THE RECIPIENT TOGETHER WITH AN AUDIT/FINANCIALS REVIEW. THIS ASSESSMENT DETERMINES THE SCOPE OF AGREEMENT TERMS TO ENSURE SAFE-HANDLING OF THE AWARD. IN ACCORDANCE WITH FEDERAL OMB UNIFORM GUIDANCE, THE SUB-RECIPIENT IS REQUIRED TO ANNUALLY COMPLETE A QUESTIONNAIRE DESIGNED TO ASSESS CERTAIN ASPECTS OF THE ENTITY'S INTERNAL CONTROLS AND FINANCIAL STATUS. THIS INFORMATION IS COLLECTED AND REVIEWED BY SPONSORED RESEARCH SPECIALISTS. INVOICES SUBMITTED TO THE UNIVERSITY BY THE SUB-RECIPIENT ARE REVIEWED TO ENSURE THAT CHARGED EXPENSES MEET BOTH INTERNAL ACCOUNTING POLICIES, AS WELL AS FEDERAL STANDARDS. AWARDS ARE MONITORED ON AN ONGOING BASIS BY MEETING, REPORT OR COMMUNICATION, BY BOTH THE AWARD PRINCIPAL INVESTIGATOR AND THE UNIVERSITY'S SUB-RECIPIENT MONITORING OFFICER TO ENSURE THAT PROGRESS IS BEING MADE AS AGREED.
PART I: LINE 3:DETAILS FOR EACH TYPE OF ACTIVITY CONDUCTED IN EACH REGION AND THE METHOD USED TO ACCOUNT FOR EXPENDITURES ON PART I, COLUMN (F): AS A LEADING RESEARCH INSTITUTION, STANFORD UNIVERSITY CONDUCTS ACTIVITIES WORLDWIDE IN PURSUIT OF ITS ACADEMIC MISSION OF EDUCATION, RESEARCH AND PATIENT CARE. ITS STUDENTS, FACULTY AND ALUMNI COMMUNITIES ARE SIMILARLY INTERNATIONAL IN CHARACTER, AND SEEK TO COLLABORATE IN AN INTERDEPENDENT WORLD TO UNDERSTAND AND SOLVE GLOBAL CHALLENGES. THE UNIVERSITY HAS REPORTED ON SCHEDULE F EXPENDITURES RELATING TO FOREIGN ACTIVITIES THAT ARE TRACKED IN THE ACCOUNTING SYSTEM, IN ACCORDANCE WITH U.S. GENERALLY ACCEPTED ACCOUNTING PRINCIPLES. 1.PROGRAM SERVICES: PROGRAM SERVICES INCLUDE ACTIVITIES RELATING TO THE CORE INSTITUTIONAL MISSION OF TEACHING, RESEARCH AND PATIENT CARE. FOR FINANCIAL STATEMENT PURPOSES, EXPENDITURES ARE REPORTED IN ACCORDANCE WITH U.S. GENERALLY ACCEPTED ACCOUNTING PRINCIPLES. -TRAVEL STUDY: TRAVEL STUDY INCLUDES EXPENSES INCURRED IN REGION FOR STUDENTS TO EXAMINE GLOBAL ISSUES IN A FACULTY LED GROUP-LEARNING ENVIRONMENT. -STUDY TOURS: STUDY TOURS INCLUDE EXPENSES INCURRED IN THE REGION FOR ALUMNI ASSOCIATION SPONSORED STUDY TRIPS. -STUDY ABROAD: STUDY ABROAD INCLUDES OPERATING EXPENSES INCURRED IN THE REGION FOR STANFORD-RUN UNDERGRADUATE FOREIGN STUDY PROGRAMS. CONSISTENT WITH FINANCIAL STATEMENT TREATMENT; WHERE SALARIES ARE INCURRED, A COST ALLOCATION FOR FRINGE BENEFITS IS ALSO REPORTED. -STANFORD LINEAR ACCELERATOR (SLAC): SLAC INCLUDES SALARIES FOR PERSONNEL PLACED INTERNATIONALLY, AND FOREIGN TRAVEL EXPENSES. -RESEARCH: RESEARCH INCLUDES CONTRACT PAYMENTS TO FOREIGN SUB-RECIPIENTS AND DIRECT COSTS INCURRED REGIONALLY FOR ACADEMIC RESEARCH PROJECTS, INCLUDING PAYMENTS FOR PROFESSIONAL SERVICES ENGAGED TO FURTHER THE RESEARCH PURPOSE. -FOREIGN TRAVEL: FOREIGN TRAVEL IS CATEGORIZED SEPARATELY IN THE ACCOUNTING SYSTEM TO MEET COST PRINCIPLES OF OMB REQUIREMENTS. -FOREIGN CENTER: FOREIGN CENTER REPRESENTS EXPENSES INCURRED FOR THE OPERATION, SUPPORT, MAINTENANCE, AND MANAGEMENT OF FACILITIES IN THE EAST ASIA/PACIFIC REGION TO HOUSE STANFORD FACULTY, STAFF, AND STUDENTS ENGAGED IN ACADEMIC ACTIVITIES. -EDUCATION: THIS INCLUDES PROGRAM FUNDING FOR US FACULTY AND STUDENTS FOR ACADEMIC ACTIVITIES CONDUCTED INTERNATIONALLY. STANFORD ALSO OFFERS EDUCATIONAL PROGRAMS TO NON-MATRICULATED STUDENTS. -CONFERENCES AND SEMINARS: CONFERENCES AND SEMINARS INCLUDE EXPENSES INCURRED FOR LODGING, TRANSPORTATION AND MEALS FOR FACULTY AND STUDENTS TO ATTEND AND PRESENT RESEARCH FINDINGS. 2.INVESTMENTS: IN THE INTERESTS OF PRUDENT STEWARDSHIP OF ITS ENDOWMENT FUNDS, THE UNIVERSITY SEEKS TO MAINTAIN A DIVERSIFIED INVESTMENT PORTFOLIO OF ACTIVELY MANAGED FINANCIAL AND REAL ESTATE ASSETS LOCATED THROUGHOUT THE WORLD. DIVERSIFICATION AIMS TO ENSURE THAT THE ENDOWMENT GENERATES RETURNS THAT BOTH MEETS CURRENT OPERATING INCOME NEEDS AND PROVIDES FOR SUPPORT OF FUTURE STUDENTS AND PROGRAMS. THE PORTFOLIO IS CONSTRUCTED ON A FOUNDATION OF MODERN PORTFOLIO THEORY AND STRATEGIC ALLOCATION, SEEKING TO OPTIMIZE LONG-TERM RETURNS, CREATE CONSISTENT ANNUAL PAYOUTS TO THE UNIVERSITY'S OPERATING BUDGET AND PRESERVE PURCHASING POWER FOR FUTURE GENERATIONS OF STANFORD FACULTY AND STUDENTS. THE STANFORD MANAGEMENT COMPANY, A DIVISION OF THE UNIVERSITY, ACTIVELY MANAGES THE ENDOWMENT, ACCESSING MANY OF THE BEST THIRD-PARTY MANAGERS WORLDWIDE TO DEPLOY ITS CAPITAL. THE GEOGRAPHIC ALLOCATION OF THE UNIVERSITY'S INVESTMENTS, AS SHOWN IN SCHEDULE F, IS A RESULT OF THESE FACTORS. THE UNIVERSITY REPORTS IN PART I ITS REGIONAL NET BOOK VALUE OF INVESTMENT AMOUNTS, CONSISTENT WITH THE IRS 2016 INSTRUCTIONS FOR SCHEDULE F. ALSO REPORTED IN PART I ARE DIRECT COMPENSATION TO THIRD-PARTY MANAGERS. 3.GRANTMAKING: STANFORD UNIVERSITY IS NOT A "GRANT MAKER" PER SE IN THAT ITS FUNDAMENTAL MISSION, AND PURPOSE FOR TAX-EXEMPTION, RELATES TO TEACHING, RESEARCH AND PATIENT CARE ACTIVITIES. HOWEVER, IN THE COURSE OF THESE MISSION-BASED ACTIVITIES, THE UNIVERSITY DOES MAKE PAYMENTS THAT MEET THE CRITERIA FOR 'GRANTMAKING' AS DEFINED BY THE INSTRUCTIONS TO IRS 990 SCHEDULE F. ACCORDINGLY, THESE GRANTS ARE REPORTED ON SCHEDULE F, PART I, AND ALSO REPORTED ON PARTS II AND III AS REQUIRED BY THE INSTRUCTIONS. FOR MOST US INSTITUTIONS OF HIGHER EDUCATION, PROVISION OF FINANCIAL AID TO STUDENTS IS AN IMPORTANT ACTIVITY ENABLING QUALIFIED STUDENTS TO OBTAIN A COLLEGE EDUCATION AT THE UNDERGRADUATE, GRADUATE OR POSTDOCTORAL LEVEL. STANFORD IS COMMITTED TO A "NEED-BLIND" ADMISSION POLICY FOR US CITIZENS AND PERMANENT RESIDENTS; IT ADMITS QUALIFIED STUDENTS WITHOUT REGARD TO THEIR ABILITY TO PAY, AND PROVIDES A COMPREHENSIVE FINANCIAL AID PROGRAM FOR ALL ADMITTED STUDENTS WHO HAVE UNIVERSITY-COMPUTED NEED, AND WHO MEET STATED FINANCIAL AID ELIGIBILITY REQUIREMENTS. FOR THE FISCAL YEAR ENDED AUGUST 31, 2016 (FY 2016), 85% OF UNDERGRADUATE AND ABOUT 82% OF GRADUATE STUDENTS RECEIVED SOME FORM OF FINANCIAL AID, WITH A TOTAL OF $413,740,512 OF FINANCIAL AID DISBURSED TO ALL STANFORD STUDENTS. APPROXIMATELY 65% OF THIS AID TOOK THE FORM OF TRANSFERS FROM INTERNAL UNIVERSITY FUNDS TO OFFSET TUITION AND OTHER UNIVERSITY CHARGES THAT WOULD OTHERWISE HAVE BEEN RECEIVED BY THE UNIVERSITY. THE BALANCE OF $144,127,218 REPRESENTS DISBURSEMENTS, PRIMARILY TO GRADUATE STUDENTS, FOR STIPENDS, FELLOWSHIPS AND OTHER STUDENT AID IN SUPPORT OF ACADEMIC EFFORT. GRANTS TO ORGANIZATIONS ARE PRIMARILY IN THE FORM OF RESEARCH SUB-AWARDS. SUB-AWARDS ARE PAYMENTS TO THIRD PARTY RECIPIENTS FOR PERFORMING A PORTION OF A STANFORD RESEARCH PROGRAM, MOST OFTEN A SPONSORED-RESEARCH PROJECT. MANY SUB-AWARDS ARE AGREEMENTS FOR CONTRACTUALLY DEFINED DELIVERABLES, USUALLY REQUIRING HIGHLY SPECIFIC EXPERTISE. AS SUCH THEY COULD BE DESCRIBED AS RESEARCH CONTRACTS. HOWEVER, CERTAIN SUB-AWARDS MIGHT ALSO BE CATEGORIZED AS GRANTS, DEPENDING ON THE NATURE OF THE ORIGINATING PRIME FUNDING SOURCE, SINCE THE TERMS AND CONDITIONS OF THE ORIGINATING FUNDING SOURCE GENERALLY FLOW THROUGH TO THE SUB-AWARD. ACCORDINGLY, GRANT-FUNDED SUB-AWARDS ARE REPORTED IN PART II. CONTRACT-FUNDED SUB-AWARDS TO FOREIGN RECIPIENTS ARE REPORTED IN PART I, LINE 3 AS PROGRAM SERVICES - RESEARCH. GRANTS REPORTED ON SCHEDULE F ARE SOURCED FROM THE ACCOUNTING SYSTEM. IT IS CURRENTLY NOT POSSIBLE TO REPORT EXHAUSTIVELY ALL GRANTS TO FOREIGN INDIVIDUALS OR ORGANIZATIONS OR TO DOMESTIC INDIVIDUALS OR ORGANIZATIONS WITH DESIGNTED FOREIGN BENEFICIARIES. SEE BELOW FOR FURTHER EXPLANATION OF THE METHOD USED TO ACCOUNT FOR GRANTS ON PART II AND III. 4.FUNDRAISING: FUNDRAISING INCLUDES EXPENSES DIRECTLY INCURRED IN THE REGION FOR FUNDRAISING ACTIVITIES.
PART II: METHOD USED TO ACCOUNT FOR GRANTS TO ORGANIZATIONSSUB-AWARDS ARE SEPARATELY TRACKED IN THE ACCOUNTING SYSTEM WITH THE IDENTIFICATION OF THE FUNDING SOURCE OF THE SUB AWARD (I.E. GRANT VS. CONTRACT) SEPARATELY TRACKED IN THE UNIVERSITY'S SPONSORED RESEARCH SYSTEM. INCLUDED IN PART II ARE DIRECT GRANTS AND OTHER ASSISTANCE TO ORGANIZATIONS OUTSIDE THE US. THE UNIVERSITY DOES NOT TRACK WHETHER GRANTS TO ORGANIZATIONS WITHIN THE US ARE MADE FOR THE PURPOSE OF PROVIDING GRANTS TO FOREIGN ORGANIZATIONS. SUB-AWARDS ARE SUBJECT TO THE MONITORING PROCEDURES DISCUSSED IN PART V WITH RESPECT TO PART I, LINE 2 REGARDLESS OF WHETHER THE RECIPIENT WILL FURTHER SUB-AWARD FUNDS IN ORDER TO ACCOMPLISH THE PURPOSES OF THE AWARD.
PART III: METHOD USED TO ACCOUNT FOR GRANTS TO INDIVIDUALSPAYMENTS TO INDIVIDUALS OUTSIDE OF THE UNITED STATES ARE TRACKED IN THE PAYABLES SUB-LEDGER OF THE ACCOUNTING SYSTEM. GRANT DISBURSEMENTS TO STUDENTS AND FACULTY ARE TRACKED AT A SUMMARY LEVEL IN THE ACCOUNTING SYSTEM. THE AWARDING AND MONITORING OF INDIVIDUAL GRANT FUNDS IS A DECENTRALIZED ACADEMIC PROGRAM LEVEL RESPONSIBILITY. THE NUMBER OF RECIPIENTS REPORTED IN PART III REFLECT ACTUAL RECIPIENTS OF THOSE PROGRAMS, OR OTHER IDENTIFIED STUDENT RECIPIENTS.

Schedule G IRS990ScheduleG

FieldValueIRS element (for citing)
Mail SolicitationsYes (X)MailSolicitationsInd
Email SolicitationsYes (X)EmailSolicitationsInd
Phone SolicitationsYes (X)PhoneSolicitationsInd
In Person SolicitationsYes (X)InPersonSolicitationsInd
Solicitation Of Non Govt GrantsYes (X)SolicitationOfNonGovtGrantsInd
Solicitation Of Govt GrantsYes (X)SolicitationOfGovtGrantsInd
Special Fundraising EventsYes (X)SpecialFundraisingEventsInd
Agrmt Prof Fundraising ActyYes (true)AgrmtProfFundraisingActyInd

Fundraiser Activity Info FundraiserActivityInfoGrp (5 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdActivityActivityTxtFundraiser Control Of FundsFundraiserControlOfFundsIndGross ReceiptsGrossReceiptsAmtRetained By ContractorRetainedByContractorAmtNet To OrganizationNetToOrganizationAmt
RUFFALO NOEL LEVITZ
P O BOX 3018CEDAR RAPIDSIA524061117STDNT PHONE APPEALfalse$1,066,926$530,690$536,237
THE STELTER COMPANY
10435 NEW YORK AVENUEDES MOINESIA50322false$38,395
MRS JAYNE SHERRY MORDELL
301 OAKDALE AVENUEMILL VALLEYCA94941EVENT MANAGEMENTfalse$1,264,336$36,600$1,227,736
GRIZZARD
3500 LENOX ROAD SUITE 1900ATLANTAGA30303SOLICITATN& DEVELOPMENTfalse$50,536$8,125$42,411
THE PURSUANT GROUP
5151 BELT LINE ROAD SUITE 900DALLASTX75254FUNDRAISING CONSULTANCYfalse$217,270
FieldValueIRS element (for citing)
Total Gross Receipts$2,381,798TotalGrossReceiptsAmt
Total Retained By Contractors$831,080TotalRetainedByContractorsAmt
Total Net To Organization$1,806,384TotalNetToOrganizationAmt
Licensed StatesCALicensedStatesCd
Licensed StatesNYLicensedStatesCd

Fundraising Event Information FundraisingEventInformationGrp

FieldValueIRS element (for citing)
Event1UNDER ONE LUNCHEvent1Nm
Gross Receipts Event1$1,283,736GrossReceiptsEvent1Amt
Charitable Contri Event1$1,264,335CharitableContriEvent1Amt
Gross Revenue Event1$19,401GrossRevenueEvent1Amt
Rent Facility Costs Event1$26,119RentFacilityCostsEvent1Amt
Food And Beverage Event1$37,962FoodAndBeverageEvent1Amt
Entertainment Event1$33,390EntertainmentEvent1Amt
Other Direct Expenses Event1$183,907OtherDirectExpensesEvent1Amt
Event2RODIN MOONLIGHTEvent2Nm
Gross Receipts Event2$226,103GrossReceiptsEvent2Amt
Charitable Contri Event2$219,203CharitableContriEvent2Amt
Gross Revenue Event2$6,900GrossRevenueEvent2Amt
Food And Beverage Event2$290,303FoodAndBeverageEvent2Amt
Other Direct Expenses Event2$552OtherDirectExpensesEvent2Amt
Other Events Total2OtherEventsTotalCnt
Gross Receipts Other Events$256,764GrossReceiptsOtherEventsAmt
Charitable Contri Other Events$204,569CharitableContriOtherEventsAmt
Gross Revenue Other Events$52,195GrossRevenueOtherEventsAmt
Non Cash Prizes Other Events$2,026NonCashPrizesOtherEventsAmt
Rent Fclty Costs Other Events$8,102RentFcltyCostsOtherEventsAmt
Food And Beverage Other Events$34,553FoodAndBeverageOtherEventsAmt
Entertainment Other Events$26,559EntertainmentOtherEventsAmt
Oth Direct Expnss Other Events$47,171OthDirectExpnssOtherEventsAmt
Gross Receipts Total$1,766,603GrossReceiptsTotalAmt
Charitable Contributions Tot$1,688,107CharitableContributionsTotAmt
Gross Revenue Total Events$78,496GrossRevenueTotalEventsAmt
Non Cash Prizes Total Events$2,026NonCashPrizesTotalEventsAmt
Rent Fclty Costs Total Events$34,221RentFcltyCostsTotalEventsAmt
Food And Beverage Total Events$362,818FoodAndBeverageTotalEventsAmt
Entertainment Total Events$59,949EntertainmentTotalEventsAmt
Oth Direct Expnss Total Events$231,630OthDirectExpnssTotalEventsAmt
Direct Expense Summary Events$690,644DirectExpenseSummaryEventsAmt
Net Income Summary-$612,148NetIncomeSummaryAmt

Schedule I IRS990ScheduleI

FieldValueIRS element (for citing)
Grant Records MaintainedYes (true)GrantRecordsMaintainedInd

Recipient Table RecipientTable (59 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdRecipient EINRecipientEINIRC SectionIRCSectionDescCash GrantCashGrantAmtPurpose Of GrantPurposeOfGrantTxt
ALAMEDA ELEMENTARY SCHOOL
501 N DIXONPORTLANDOR97227936000830STATE OF CA$37,749PROGRAM DEVELOP.
AMERICAN FEDERATION FOR CHILDREN GROWTH FD
1660 L ST NW STE 1000WASHINGTONDC20036522111508501 (C) (3)$50,000GENERAL SUPPORT
AMERICAN RED CROSS
2731 N FIRST STREETSAN JOSECA95134530196605501 (C) (3)$7,000GENERAL SUPPORT
AMERICAN'S UNITED FOR SEPARATION OF CHURCH AND STA
1901 L ST NW ST400WASHINGTONDC20036530184647501 (C) (3)$15,000GENERAL SUPPORT
AOPA FOUNDATION
421 AVIATION WAYFREDERICKMD21701208817225501 (C) (3)$10,000GENERAL SUPPORT
BOSTON COLLEGE
140 COMMONWEALTH AVECHESTNUT HILLMA02467042103545501 (C) (3)$50,000GENERAL SUPPORT
BROWN UNIVERSITY
110 ELM STPROVIDENCERI02903050258809501 (C) (3)$200,000GENERAL SUPPORT
CAL POLY
1 GRAD AVE BD192SAN LUIS OBISPOCA93407204927897STATE OF CA$20,000GENERAL SUPPORT
CARNEGIE ENDOWMENT FOR INTL PEACE
1779 MA AVE NWWASHINGTONDC20036130552040501 (C) (3)$25,000FELLOWSHIPS
CARPINTERIA CHILDRENS PROJECT
1400 LINDEN AVECARPINTERIACA93013956101195STATE OF CA$50,000GENERAL SUPPORT
CHABAD JEWISH CENTER OF SANTA FE
1505 GALISTEAO STSANTA FENM87505850446049501 (C) (3)$10,000SUPPORT ANNUAL FUND
CHINESE CULTURE FDN OF SAN FRANCISCO
750 KEARNY 3RD FLSAN FRANCISCOCA94108941688190501 (C) (3)$20,000GENERAL SUPPORT
COLLEGE TRACK
111 BROADWAY STE 101OAKLANDCA94607943279613501 (C) (3)$40,000GENERAL SUPPORT
COMMUNITY FDN OF GREATER JOHNSTOWN
116 MARKET ST SUITE 4JOHNSTOWNPA15901251637373501 (C) (3)$198,225GENERAL SUPPORT
COMMUNITY INITIAVES
564A SANTA RITA AVEPALO ALTOCA94301943255070501 (C) (3)$25,000GENERAL SUPPORT
CORNELL UNIVERSITY
130 E SENECA STITHACANY14850150532082501 (C) (3)$420,000GENERAL SUPPORT
DUKE UNIVERSITY
PO BOX 90600DURHAMNC27708560532129501 (C) (3)$45,000GENERAL SUPPORT
FARHANG FOUNDATION
PO BOX 491571LOS ANGELESCA90049261574533501 (C) (3)$95,000GENERAL SUPPORT
FIELD INSTITUTE OF TAOS
PO BOX 486ARROYO SECONM87514850442587501 (C) (3)$100,000GENERAL SUPPORT
FOOD BANK OF CENTRAL & EASTERN N CAROLINA
3808 TARHEEL DRRALEIGHNC27609561283426501 (C) (3)$1,000,000GENERAL SUPPORT
HEAD ROYCE SCHOOL
4315 LINCOLN AVEOAKLANDCA94602941518656501 (C) (3)$12,000GENERAL SUPPORT
HILLEL AT STANFORD
PO BOX 20526STANFORDCA94309770492512501 (C) (3)$100,000SUPPORT ANNUAL FUND
HOWARD UNIVERSITY
2400 6THST NW590501WASHINGTONDC20059530204707501 (C) (3)$75,000GENERAL SUPPORT
KEYS SCHOOL
2890 MIDDLEFIELD RDPALO ALTOCA94306942240127501 (C) (3)$25,000SUPPORT ANNUAL FUND
LUCILE PACKARD CHILDREN'S HOSPITAL
725 WELCH ROADPALO ALTOCA94304770003859501 (C) (3)$11,010,000HOSPITAL EXPANSION
MAKING WAVES EDUCATION PROGRAM
3045 RESEARCH DRRICHMONDCA94806680204312501 (C) (3)$35,000SPONSORSHIP
MASSACHUSETTS INSTITUTE OF TECHNOLOGY
600 MEMORIAL DRCAMBRIDGEMA02110042103594501 (C) (3)$300,000PROGRAM DEVELOP.
NATIONAL EQUITY PROJECT
1720 BROADWAY 4TH FLOAKLANDCA94612943222960501 (C) (3)$125,000PROGRAM DEVELOP.
PALO ALTO UNIVERSITY
1791 ARASTRADERO RDPALO ALTOCA94304942340692501 (C) (3)$15,000FELLOWSHIPS
PHILANTHROPIC VENTURES FOUNDATION
1222 PRESERV PARKWAYOAKLANDCA94612943136771501 (C) (3)$130,000FELLOWSHIPS
REGENTS UCLA
10920 WILSHIRE BD107LOS ANGELESCA90024956006143501 (C) (3)$400,000GENERAL SUPPORT
RNRCCWJC
PO BOX 27635SAN FRANCISCOCA94127943388041501 (C) (3)$50,000GENERAL SUPPORT
SANTA BARBARA CITY COLLEGE
721 CLIFF DRSANTA BARBARACA93109953234551501 (C) (3)$11,500SUPPORT ANNUAL FUND
SANTA BARBARA COTTAGE HOSPITAL FDN
PO BOX 689SANTA BARBARACA93102953802238501 (C) (3)$25,000GENERAL SUPPORT
SANTA BARBARA FOUNDATION
1111 CHAPELA ST200SANTA BARBARACA93015951866094501 (C) (3)$200,000GENERAL SUPPORT
SANTA FE JAZZ
310 STAAB STSANTA FENM87501471314790501 (C) (3)$10,000GENERAL SUPPORT
SCHOOL OF PRACTICAL PHILOSOPHY
4167 GREENWICH DRSAN RAMONCA94582133107679501 (C) (3)$50,000GENERAL SUPPORT
SCHWAB CHARITABLE FUND
111 WALL STNEW YORKNY10005311640316501 (C) (3)$510,000GENERAL SUPPORT
SOUTHERN POVERTY LAW CENTER
400 WASHINGTON AVEMONTGOMERYAL36104630598743501 (C) (3)$10,000GENERAL SUPPORT
ST MARYS SCHOOL
838 KEARNEY STSAN FRANCISCOCA94108941589702501 (C) (3)$10,000PROGRAM DEVELOP.
STANFORD HEALTH CARE
300 PASTEUR DRIVESTANFORDCA94305946174066501 (C) (3)$1,042,000HOSPITAL EXPANSION
STONY BROOK UNIVERSITY
330 ADMIN UNIV ADVSTONY BROOKNY11794116077945501 (C) (3)$40,000FELLOWSHIPS
TAOS SPORTS ASSOCIATES INC
PO BOX 3011TAOSNM87571850241076501 (C) (3)$100,000GENERAL SUPPORT
THE CCSF FOUNDATION
PO BOX 40488SAN FRANCISCOCA94140941682567501 (C) (3)$120,000GENERAL SUPPORT
THE COMMIT FOUNDATION
1111 LIGHT ST STE 250BALTIMOREMD21230455219311501 (C) (3)$25,000PROGRAM DEVELOP.
THE FRIENDS OF THE ANANSI CHARTER SCHOOL
PO BOX 1709 EL PRADOEL PRADONV87529203888020501 (C) (3)$122,000GENERAL SUPPORT
THE MAYO CLINIC
13400 E SHEA BLVDSCOTTSDATEAZ85259416011702501 (C) (3)$50,000GENERAL SUPPORT
THORN DIGITAL DEFENDER OF CHILDREN
200 PARK AVE S 8TH FLOORNEW YORKNY10003270943677501 (C) (3)$33,333GENERAL SUPPORT
TIPPING POINT COMMUNITY
220MONTGOMERY ST850SAN FRANCA94104202121739501 (C) (3)$525,000GENERAL SUPPORT
TOWN SCHOOL FOR BOYS
2750 JACKSON STSAN FRANCISCOCA94115941170412501 (C) (3)$25,000GENERAL SUPPORT
TRINITY EPISCOPAL CHURCH
1500 STATE STREETSANTA BARBARACA93101951750018501 (C) (3)$50,000GENERAL SUPPORT
UNION COLLEGE
807 UNION STSCHENECTADYNY12308141338580501 (C) (3)$32,500GENERAL SUPPORT
UNIVERSITY OF CALIFORNIA BERKELEY
2080 ADDISON ST4200BERKELEYCA94720946090626STATE OF CA$25,000GENERAL SUPPORT
UNIVERSITY OF CALIFORNIA SANTA BARBARA
UC REGENTS UCSANTA BARBARACA93106956006145STATE OF CA$275,000PROGRAM DEVELOP.
US OLYMPIC AND PARALYMPIC FOUNDATION
1 OLYMPIC PLAZACOLORADO SPRINGSCO80909800939841501 (C) (3)$25,000GENERAL SUPPORT
USA FOR UNHCR
1775 K STREET NW 580WASHINGTONDC20006521662800501 (C) (3)$10,000GENERAL SUPPORT
VILLANOVA UNIVERSITY
800 E LANCASTER AVEVILLANOVAPA19085231352688501 (C) (3)$30,000GENERAL SUPPORT
WOMENONE LTD
57 GROVER LANEWEST CALDWELLNJ07006263679243501 (C) (3)$35,000GENERAL SUPPORT
YOSEMITE CONSERVANCY
101MONGOMERY ST1700SAN FRANCA94104943058041501 (C) (3)$10,000GENERAL SUPPORT
FieldValueIRS element (for citing)
Total501c3 Org59Total501c3OrgCnt
Total Other Org0TotalOtherOrgCnt

Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp

FieldValueIRS element (for citing)
Grant TypeFINANCIAL AID TO STUDENTSGrantTypeTxt
Recipient13780RecipientCnt
Cash Grant$408,440,825CashGrantAmt

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceGRANTS AND ASSISTANCEFormAndLineReferenceDesc
ExplanationPART I, LINE 2 ONE OF THE UNIVERSITYS HIGHEST PRIORITIES IS TO REMAIN AFFORDABLE AND ACCESSIBLE TO THE MOST TALENTED STUDENTS, REGARDLESS OF THEIR FINANCIAL CIRCUMSTANCES. THE UNIVERSITYS ADMISSION PROCESS FOR UNDERGRADUATE STUDENTS FROM THE UNITED STATES IS NEED-BLIND, WHICH MEANS THAT STUDENTS ARE ADMITTED IRRESPECTIVE OF THEIR ABILITY TO PAY; THE UNIVERSITY PROVIDES THE FINANCIAL AID NECESSARY TO MAKE STANFORD AFFORDABLE TO EVERY ADMITTED STUDENT. FOR INTERNATIONAL STUDENTS, THE UNIVERSITY IS NEED-AWARE: STANFORD ANALYZES THE NEED FOR AID AND AIMS TO MEET THE DETERMINED NEED. SINCE 2000, THE UNIVERSITY HAS CONTINUED TO ENHANCE ITS FINANCIAL AID PROGRAMS FOR BOTH ITS UNDERGRADUATE AND GRADUATE STUDENTS. CURRENTLY, FAMILIES WITH TYPICAL ASSETS FROM THE U.S. WITH INCOMES BELOW $125,000 PAY NO TUITION, AND THOSE WITH INCOMES BELOW $65,000 PAY NO TUITION, ROOM OR BOARD. IN FY16, APPROXIMATELY HALF OF UNDERGRADUATES WERE AWARDED NEED-BASED FINANCIAL AID FROM STANFORD. GRADUATE STUDENT FINANCIAL AID AND OTHER SUPPORT IS AWARDED BASED ON ACADEMIC MERIT AND THE AVAILABILITY OF AID. IN THE FACE OF DIMINISHING FEDERAL SUPPORT, STANFORD HAS ASSUMED MORE OF THE FINANCIAL WEIGHT OF SUPPORTING ITS GRADUATE STUDENTS. IN FY16, APPROXIMATELY 82% OF GRADUATE STUDENTS RECEIVED FINANCIAL SUPPORT. THE KNIGHT-HENNESSY SCHOLARS PROGRAM WILL BE AN ADDITIONAL SOURCE OF GRADUATE STUDENT SUPPORT WHEN ITS FIRST COHORT BEGINS THEIR STUDIES IN FALL 2018. THE PROGRAM PROVIDES FULL FUNDING FOR THREE YEARS TO ENABLE GRADUATE STUDENTS TO PURSUE ADVANCED DEGREES AND DEVELOP THE CAPACITY TO LEAD AND BRING ABOUT POSITIVE CHANGES IN THE WORLD. THE UNIVERSITY IS ALSO MINDFUL OF STUDENT DEBT, AND IT DOES NOT EXPECT STUDENTS TO BORROW TO MEET THEIR NEED. OVER 75 PERCENT OF STANFORD UNDERGRADUATES GRADUATE WITH NO DEBT. FOR THOSE WHO BORROW, MEDIAN DEBT IN 2015 WAS $16,417. THE TOTAL FINANCIAL AID INCLUDES $269,613,294 IN MERIT AND NEED-BASED SCHOLARSHIPS AND FELLOWSHIPS. AN ADDITIONAL $144,127,248 REFLECTS AMOUNTS PAID FOR ADDITIONAL FINANCIAL SUPPORT TO STUDENTS, INCLUDING PAYMENTS FOR HEALTH INSURANCE, LIVING EXPENSES, AND SUPPORT OF POSTDOCTORAL FELLOWS. THESE AMOUNTS INCLUDE $233,001 IN GRANTS TO INDIVIDUALS OUTSIDE THE UNITED STATES. GRANTS LISTED IN PART II ARE PRIMARILY GRANTS MADE FROM DONOR ADVISED FUNDS MANAGED BY STANFORD AND ARE BASED ON RECOMMENDATIONS BY DONORS OF THOSE FUNDS AND REVIEWED AND APPROVED BY SENIOR OFFICIALS IN THE OFFICE OF DEVELOPMENT. SUB-GRANTS STANFORD OCCASIONALLY RECEIVES GRANT SUPPORT THAT IS DISBURSED TO OTHER INDIVIDUALS OR ENTITIES PER THE TERMS OF THE AWARD. IN MOST CASES, PRIOR TO THE GRANT TO STANFORD, THE UNIVERSITY WILL PROVIDE THE GRANTING ENTITY WITH A LIST OF SUCH CONTEMPLATED RECIPIENTS. GENERALLY, AS WORK ON THE GRANT PROGRESSES, CHANGES TO THESE RECIPIENTS MUST BE APPROVED BY THE GRANTING AGENCY. DUE TO THESE REVIEW REQUIREMENTS OF THE GRANTING AGENCY, STANFORD DOES NOT REPORT SUCH PAYMENTS ON FORM 990, SCHEDULE I.ExplanationTxt

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
First Class Or Charter TravelYes (X)FirstClassOrCharterTravelInd
Travel For CompanionsYes (X)TravelForCompanionsInd
Housing Allowance Or ResidenceYes (X)HousingAllowanceOrResidenceInd
Personal ServicesYes (X)PersonalServicesInd
Written Policy Ref T And E ExpnssYes (true)WrittenPolicyRefTAndEExpnssInd
Substantiation RequiredYes (true)SubstantiationRequiredInd
Compensation CommitteeYes (X)CompensationCommitteeInd
Independent ConsultantYes (X)IndependentConsultantInd
Form990 Of Other OrganizationsYes (X)Form990OfOtherOrganizationsInd
Compensation SurveyYes (X)CompensationSurveyInd
Board Or Committee ApprovalYes (X)BoardOrCommitteeApprovalInd
Severance PaymentYes (true)SeverancePaymentInd
Supplemental Nonqual Rtr PlanYes (true)SupplementalNonqualRtrPlanInd
Equity Based Comp ArrngmfalseEquityBasedCompArrngmInd
Comp Based On Revenue Of Flng OrgfalseCompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related OrgsfalseCompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng OrgfalseCompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd OrgsfalseCompBsdNetEarnsRltdOrgsInd
Any Non Fixed PaymentsYes (true)AnyNonFixedPaymentsInd
Initial Contract ExceptionfalseInitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (21 entries)

TitleTitleTxtBase Compensation Filing OrgBaseCompensationFilingOrgAmtCompensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmtBonus Related OrganizationsBonusRelatedOrganizationsAmtOther Compensation Rltd OrgsOtherCompensationRltdOrgsAmtDeferred Compensation Flng OrgDeferredCompensationFlngOrgAmtDeferred Comp Rltd OrgsDeferredCompRltdOrgsAmtNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmtNontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmtTotal Compensation Filing OrgTotalCompensationFilingOrgAmtTotal Compensation Rltd OrgsTotalCompensationRltdOrgsAmtComp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmtOther Compensation Filing OrgOtherCompensationFilingOrgAmtBonus Filing OrganizationBonusFilingOrganizationAmountComp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt
JOHN HENNESSY
PRESIDENT/TRUSTEE$983,094$0$0$0$272,899$0$219,840$0$1,475,833$0$0
JOHN ETCHEMENDY
PROVOST$673,006$0$0$0$113,486$0$75,379$0$864,949$0$0$3,078
RANDALL LIVINGSTON
VP BUS AFFAIRS/CFO$593,753$0$0$0$128,000$0$70,775$0$793,008$0$0$480
MARTIN SHELL
VP DEVELOPMENT$596,997$0$0$0$26,500$0$69,946$0$1,240,360$0$0$531,417$15,500$372,500
DEBRA ZUMWALT
VP GENERAL COUNSEL$627,374$0$0$0$255,300$0$10,006$0$892,680$0$0
ROBERT C REIDY
VP LAND, BUILDINGS & REAL EST$429,999$0$0$0$209,833$0$67,520$0$1,007,352$0$0$300,000
DAVID DEMAREST
VP PUBLIC AFFAIRS$361,395$0$0$0$39,250$0$26,015$0$505,140$0$0$5,980$72,500
HOWARD WOLF
PRES. OF STANFORD ALUM. ASSOC.$358,808$0$0$0$26,500$0$34,034$0$474,853$0$0$511$55,000
WILLIAM MADIA
VP SLAC NAL$395,833$0$0$0$26,500$0$1,272$0$537,885$0$0$36,280$78,000
ELIZABETH ZACHARIAS
VP FOR HR, APPOINTED 10/19/15$52,672$0$0$0$0$0$5,101$0$167,474$0$0$9,701$100,000
ROBERT F WALLACE
CEO, SMC, APPOINTED 7/1/15$447,364$0$0$0$17,153$0$21,698$0$518,897$0$0$32,682
LLOYD B MINOR
DEAN, SCHOOL OF MEDICINE$1,385,420$0$0$0$308,873$0$37,682$0$2,063,230$0$0$131,255$200,000
JOHN POWERS
PRESIDENT, SMC, THROUGH 5/1/15$449,819$0$0$0$26,500$0$26,279$0$3,691,818$0$0$3,189,220$1,532,049
GARY STEINBERG
CHAIR, NEUROSURGERY$692,169$0$0$0$26,500$0$19,702$0$1,464,121$0$0$725,750
YIPING WOO
PROF. & CHAIR, CARDIO SURGERY$1,144,448$0$0$0$5,238$0$49,596$0$1,923,085$0$0$30,370$693,433
DAVID SHAW
DIRECTOR OF FOOTBALL$2,859,595$0$0$0$528,273$0$39,354$0$5,680,441$0$0$1,753,219$500,000$1,350,000
FRANK HANLEY
CHIEF, PED CARDIOTHORACIC$562,989$0$0$0$26,500$0$26,919$0$1,941,408$0$0$1,325,000
TARA VANDERVEER
HEAD COACH WOMEN'S BASKETBALL$579,211$0$0$0$269,383$0$12,232$0$2,279,608$0$0$1,332,594$86,188
PHILIP A PIZZO
PROF & FORMER DEAN, SCH OF MED$444,002$0$0$0$26,500$0$6,645$0$648,961$0$0$160,356$11,458
DAVID JONES
VP HR, THROUGH 7/10/15$191,009$0$0$0$19,728$0$13,749$0$227,995$0$0$3,509
RICHARD SALLER
DEAN, SCHOOL OF HUM & SCIENCES$554,049$0$0$0$25,854$0$13,247$0$629,401$0$0$36,251

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
PART I, LINE 1AFIRST-CLASS OR CHARTER TRAVEL STANFORD UNIVERSITY TRAVEL POLICY GENERALLY REQUIRES ALL EMPLOYEES, INCLUDING PERSONS LISTED ON FORM 990, PART VII, LINE 1A, TO USE THE MOST ECONOMICAL MODE OF TRANSPORTATION AVAILABLE CONSISTENT WITH THE AUTHORIZED BUSINESS PURPOSE OF THE TRAVEL. FIRST CLASS TRAVEL IS AUTHORIZED IN SOME INSTANCES, SUCH AS ON INTERNATIONAL FLIGHTS OVER A CERTAIN LENGTH, IF NO BUSINESS CLASS SERVICE IS AVAILABLE ON THE FLIGHT. FIRST CLASS TRAVEL IS ALSO AUTHORIZED IN CASE OF A MEDICAL NEED OR OTHER EXIGENCY APPROVED BY THE PROVOST. IN ADDITION, THE PRESIDENT HAS PERMISSION TO FLY FIRST CLASS ON CERTAIN DOMESTIC FLIGHTS DEPENDING ON LENGTH. OCCASIONALLY, THE UNIVERSITY MAY PURCHASE CHARTERED AIRCRAFT SERVICES WHEN DEEMED APPROPRIATE FOR THE CONDUCT OF UNIVERSITY BUSINESS AND PURSUANT TO UNIVERSITY POLICY RELATED TO CHARTER TRAVEL. IN COMPLIANCE WITH THE UNIVERSITY'S TRAVEL POLICY DESCRIBED ABOVE, EIGHT PERSONS LISTED ON PART VII USED FIRST CLASS TRAVEL SERVICES AND SEVEN PERSONS USED CHARTER TRAVEL DURING CALENDAR YEAR 2015. SUCH TRAVEL WAS FOR BUSINESS PURPOSES AND NOT INCLUDED IN TAXABLE INCOME TO THE INDIVIDUALS. IN GENERAL, COMPANION TRAVEL IS REIMBURSABLE ONLY IF THE ACCOMPANYING PERSON HAS A POSITION WITH THE UNIVERSITY AND IS TRAVELING TO MAKE A SIGNIFICANT CONTRIBUTION IN FURTHERANCE OF UNIVERSITY BUSINESS. EXCEPTIONS TO THIS POLICY ARE RARE AND MUST BE APPROVED IN ADVANCE OF TRAVEL BY THE PROVOST. TWO PERSONS LISTED ON PART VII RECEIVED COMPANION TRAVEL THAT WAS IN FURTHERANCE OF UNIVERSITYS BUSINESS AND CONSIDERED NON-TAXABLE. ONE PERSON RECEIVED COMPANION TRAVEL AS PART OF THEIR RELOCATION PACKAGE AND WAS INCLUDED IN TAXABLE INCOME TO THE INDIVIDUAL. PRESIDENT AND PROVOST HOUSING/PERSONAL SERVICES AS A CONDITION OF HIS EMPLOYMENT AS PRESIDENT OF THE UNIVERSITY AND FOR THE CONVENIENCE OF THE UNIVERSITY, PRESIDENT HENNESSY IS REQUIRED TO LIVE IN THE PRESIDENT'S HOME ON THE CAMPUS OF THE UNIVERSITY. THE RESIDENCE IS USED FREQUENTLY FOR UNIVERSITY BUSINESS INCLUDING OFFICIAL GATHERINGS OF FACULTY, STAFF, STUDENTS, ALUMNI, DONORS AND THEIR FAMILIES. AS PART OF A PROGRAM OF APPROPRIATE AND REGULAR MAINTENANCE OF THIS HOUSE, THE UNIVERSITY PROVIDED CLEANING SERVICE FOR THE PUBLIC AND PRIVATE AREAS. THE UNIVERSITY HAS INCLUDED AS NONTAXABLE COMPENSATION IN COLUMN D THE ESTIMATED RENTAL VALUE OF THE AREAS OF THIS RESIDENCE RESERVED FOR THE PERSONAL USE OF THE PRESIDENT, BASED UPON THE PREVAILING RENTAL RATES IN PALO ALTO AND ACTUAL COSTS OF RELATED SERVICES, INCLUDING MAINTENANCE, CLEANING AND UTILITIES. AS A CONDITION OF HIS EMPLOYMENT AS PROVOST OF THE UNIVERSITY AND FOR THE CONVENIENCE OF THE UNIVERSITY, PROVOST ETCHEMENDY IS REQUIRED TO LIVE ON THE CAMPUS OF THE UNIVERSITY. THE RESIDENCE IS USED FREQUENTLY FOR UNIVERSITY BUSINESS INCLUDING OFFICIAL GATHERINGS OF FACULTY, STAFF, STUDENTS, ALUMNI, DONORS AND THEIR FAMILIES. AS PART OF A PROGRAM OF APPROPRIATE AND REGULAR MAINTENANCE OF THIS HOUSE, THE UNIVERSITY PROVIDED CLEANING SERVICE FOR THE PUBLIC AND PRIVATE AREAS. THE UNIVERSITY HAS INCLUDED AS NONTAXABLE COMPENSATION IN COLUMN D THE ESTIMATED RENTAL VALUE OF THE AREAS OF THIS RESIDENCE RESERVED FOR THE PERSONAL USE OF THE PROVOST, BASED UPON THE PREVAILING RENTAL RATES IN PALO ALTO AND ACTUAL COSTS OF RELATED SERVICES, INCLUDING MAINTENANCE, CLEANING AND UTILITIES. THE FOLLOWING INDIVIDUALS RECEIVED TAXABLE HOUSING BENEFITS DURING CALENDAR YEAR 2015: JOHN ETCHEMENDY, LLOYD B. MINOR, WILLIAM MADIA, RICHARD SALLER, DAVID SHAW, MARTIN SHELL, ROBERT F. WALLACE, TARA VANDERVEER, AND YIPING WOO. THESE AMOUNTS ARE INCLUDED IN SCHEDULE J, PART II, COLUMN (B)(III). PART I, LINE 4A SEVERANCE PLAN DURING CALENDAR YEAR 2015, JOHN POWERS, A KEY EMPLOYEE, ENTERED INTO A SEPARATION AGREEMENT WITH THE UNIVERSITY AND WAS PAID $1,362,450. THIS AMOUNT IS INCLUDED ON SCHEDULE J COLUMN B(III) AS OTHER REPORTABLE COMPENSATION. NO OTHER SEVERANCE PAYMENT WAS MADE DURING CALENDAR YEAR 2015 TO AN INDIVIDUAL LISTED ON PART VII SECTION A LINE 1A, ALTHOUGH CERTAIN LISTED INDIVIDUALS ARE ELIGIBLE FOR THE UNIVERSITY-APPROVED SEVERANCE PLAN THAT PROVIDES FOR PAYMENT BASED ON THE INDIVIDUAL'S YEARS OF SERVICE. PART I, LINE 4B DEFERRED COMPENSATION PLAN PROVISIONS CERTAIN OFFICERS AND OTHERS LISTED IN PART VII, SECTION A, LINE 1A PARTICIPATE IN A DEFERRED COMPENSATION PLAN. AMOUNTS ARE CREDITED TO THE PLAN BASED ON PERFORMANCE AND CERTAIN OTHER FACTORS. PLAN BALANCES ARE SUBJECT TO FORFEITURE AND/OR PAYMENT ONLY IF CERTAIN CONDITIONS ARE MET. CERTAIN BONUS AMOUNTS MAY BE DEFERRED AND PAID IN A LATER YEAR SUBJECT TO IRC SECTION 457(F). IN GENERAL, PER THE INSTRUCTIONS FOR SCHEDULE J, PART II, COLUMN (C), DEFERRED COMPENSATION IS TREATED AS EARNED RATABLY OVER THE PERIOD OF SERVICE REQUIRED FOR VESTING. A MONTHLY CONVENTION HAS BEEN USED TO PRORATE AMOUNTS OVER THE APPLICABLE VESTING PERIOD. COLUMN (C) DOES NOT INCLUDE AMOUNTS DEFERRED IN A CALENDAR YEAR TO A DATE ON OR BEFORE MARCH 15TH OF THE FOLLOWING CALENDAR YEAR. THE NET EFFECT OF APPLYING THE FOREGOING RULES AND CONVENTIONS, AND DIFFERING VESTING SCHEDULES, IS THAT DEFERRED COMPENSATION REPORTED IN COLUMN (C) FOR AN INDIVIDUAL MAY VARY OVER TIME. IN CERTAIN INSTANCES INVOLVING OLDER DEFERRED COMPENSATION PLANS, IF AN INDIVIDUAL'S DEFERRED COMPENSATION HAS IN THE PAST BEEN REPORTED WHEN CREDITED TO A DEFERRED COMPENSATION ACCOUNT, RATHER THAN AS EARNED RATABLY OVER THE RELATED VESTING PERIOD, THE INDIVIDUAL'S DEFERRED COMPENSATION CONTINUES TO BE REPORTED WHEN CREDITED, IN THE INTERESTS OF ACCURACY AND CONSISTENCY. DEFERRED COMPENSATION IS REPORTED IN SCHEDULE J, PART II, COLUMN (C) IN THE YEAR OF DEFERRAL, AS DESCRIBED ABOVE, AND IS REPORTED IN SCHEDULE J, PART II, COLUMN (B)(III) AND COLUMN (F) IN THE YEAR OF PAYMENT, IF APPLICABLE. THE FOLLOWING INDIVIDUALS RECEIVED PAYMENT FROM THEIR DEFERRED COMPENSATION ACCOUNT DURING CALENDAR YEAR 2015: JOHN POWERS - $1,824,765; MARTIN SHELL - $477,009; DAVID SHAW - $1,691,529, AND TARA VANDERVEER - $1,301,128. SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (SERP) THE UNIVERSITY PROVIDED PRESIDENT JOHN HENNESSY WITH TWO SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS (SERPS) DURING HIS TERM OF SERVICE AS AN OFFICER TO SUPPLEMENT HIS SOCIAL SECURITY AND 403(B) RETIREMENT BENEFITS. BOTH SERPS WERE EARNED GRADUALLY OVER SPECIFIED PERIODS DURING HIS TERM OF SERVICE AS AN OFFICER. THE FIRST SERP WAS EARNED OVER THE 12 YEARS ENDING AUGUST 31, 2012. HAVING SERVED IN HIS POSITION THROUGH AUGUST 31, 2012, THE PRESIDENT BECAME ELIGIBLE TO RECEIVE A BENEFIT APPROXIMATELY EQUAL TO AN ANNUAL PAYMENT FOR LIFE OF 35.5% OF HIS HIGHEST THREE YEAR AVERAGE BASE PAY DURING THE 12 YEAR PERIOD, OFFSET BY THE ANNUITY EQUIVALENT OF HIS ANTICIPATED SOCIAL SECURITY BENEFIT AND AMOUNTS CONTRIBUTED BY THE UNIVERSITY DIRECTLY TO HIS 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN WHILE HE WAS AN OFFICER. THERE WERE NO SUBSEQUENT ACCRUALS TO THIS SERP THROUGH THE YEAR ENDED DECEMBER 31, 2015. THIS SERP BENEFIT REMAINS SUBJECT TO FORFEITURE IF CERTAIN CONDITIONS ARE NOT MET. THE SECOND SERP PROVIDED THAT THE PRESIDENT WAS ELIGIBLE TO RECEIVE A BENEFIT APPROXIMATELY EQUAL TO AN ANNUAL PAYMENT FOR LIFE OF 2% OF HIS HIGHEST THREE YEAR AVERAGE BASE PAY FOR EACH FISCAL YEAR FROM FY 2013 THROUGH FY 2018 DURING WHICH HE SERVED AS PRESIDENT. BY REMAINING IN HIS POSITION THROUGH AUGUST 31, 2016, THE PRESIDENT BECAME ELIGIBLE TO RECEIVE A BENEFIT APPROXIMATELY EQUAL TO AN ANNUAL PAYMENT FOR LIFE OF 8% OF HIS HIGHEST THREE YEAR AVERAGE BASE PAY (2.0 PERCENTAGE POINTS OF WHICH WAS EARNED IN FY 2016). THIS SERP BENEFIT REMAINS SUBJECT TO FORFEITURE IF CERTAIN CONDITIONS ARE NOT MET. FOR THE YEAR ENDED DECEMBER 31, 2015, THE VALUE OF THE ANNUAL ACCRUAL OF THE SECOND SERP WAS $246,399 AND THIS AMOUNT IS INCLUDED ON SCHEDULE J COLUMN (C) AS DEFERRED COMPENSATION. THE UNIVERSITY ALSO PROVIDED PROVOST JOHN ETCHEMENDY WITH A SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (SERP) TO SUPPLEMENT HIS SOCIAL SECURITY AND 403(B) RETIREMENT BENEFITS. THE SERP WAS EARNED GRADUALLY THROUGH HIS TERM OF SERVICE AS PROVOST. BY REMAINING IN HIS POSITION THROUGH AUGUST 31, 2015, THE PROVOST BECAME ELIGIBLE TO RECEIVE A BENEFIT APPROXIMATELY EQUAL TO AN ANNUAL PAYMENT FOR LIFE OF 42% OF HIS HIGHEST THREE YEAR AVERAGE BASE PAY, OFFSET BY THE ANNUITY EQUIVALENT OF HIS ANTICIPATED SOCIAL SECURITY BENEFIT AND AMOUNTS CONTRIBUTED BY THE UNIVERSITY DIRECTLY TO HIS 403(B) DEFINED CONTRIBUTION RETIREMENT PLAN WHILE HE WAS AN OFFICER. THIS SERP BENEFIT REMAINS SUBJECT TO FORFEITURE IF CERTAIN CONDITIONS ARE NOT MET. FOR THE YEAR ENDED DECEMBER 31, 2015, THE VALUE OF THE SERP INCREASED BY $86,986 AS A RESULT OF THE PROVOST RECEIVING AN INCREASE IN BASE PAY, AND THIS AMOUNT IS INCLUDED ON SCHEDULE J COLUMN (C) AS DEFERRED COMPENSATION.
PART I, LINE 7 AND PART II, COLUMN (B) (II)VARIABLE COMPENSATION OF SCHOOL OF MEDICINE FACULTY TOTAL COMPENSATION FOR FACULTY IN THE SCHOOL OF MEDICINE IS MADE UP OF THE FOLLOWING INTEGRAL COMPONENTS: SALARY AND BENEFITS, ADMINISTRATIVE SUPPLEMENTS, AND BONUSES AWARDED UNDER DEPARTMENTAL PLANS. BASE SALARY IS BASED ON ACADEMIC RANK (E.G., PROFESSOR, ASSISTANT PROFESSOR). A VARIABLE COMPONENT OF SALARY IS DETERMINED BY THE CONTRIBUTION OF THE INDIVIDUAL TO THE DEPARTMENT/DIVISION AND THE CLINICAL SPECIALTY OF THE FACULTY MEMBER. OTHER SALARY SUPPLEMENTS ARE OCCASIONALLY USED TO PROVIDE FOR COMPENSATION GIVEN UP BY A FACULTY MEMBER WHEN ASSUMING A POSITION AT STANFORD. ADMINISTRATIVE SUPPLEMENTS ARE PAID TO FACULTY WHO TAKE ON DUTIES WHICH ARE OUTSIDE THEIR USUAL FACULTY RESPONSIBILITIES AND OUTSIDE NORMAL COMMITTEE WORK. INCENTIVE BONUSES ARE CONSIDERED A FUNDAMENTAL COMPONENT OF TOTAL COMPENSATION. THEY ARE PAID OUT BY THE DEPARTMENTS BASED ON THE DEPARTMENTS' INCENTIVE BONUS PLAN MEASURING THE FACULTY'S EFFORTS IN ADMINISTRATIVE LEADERSHIP, CLINICAL, RESEARCH, AND/OR TEACHING AREAS AS DEFINED BY THE PLAN. IN ADDITION, THE DEAN HAS A BONUS PLAN FOR CLINICAL CHAIRS BASED ON ACHIEVEMENT OF LEADERSHIP GOALS. SOME DEPARTMENTS HAVE "ON-CALL"COVERAGE" BONUSES TO PROVIDE COMPENSATION FOR A FACULTY MEMBER'S PROVIDING OFF-HOURS COVERAGE. VARIABLE COMPENSATION OF INVESTMENT PROFESSIONALS A PORTION OF THE COMPENSATION PAID TO EACH LISTED INVESTMENT PROFESSIONAL IS BASED ON A COMBINATION OF THREE FACTORS: THREE YEAR ANNUALIZED PERFORMANCE VERSUS THE RELEVANT POLICY PORTFOLIO BENCHMARK RETURN FOR THAT PERIOD, THREE YEAR MERGED POOL ANNUALIZED PERFORMANCE VERSUS THE PERFORMANCE OF CERTAIN OTHER COLLEGE AND UNIVERSITY ENDOWMENT INVESTMENT POOLS IN THE UNITED STATES, AND INDIVIDUAL PERFORMANCE. VARIABLE COMPENSATION OF ATHLETICS PROFESSIONALS LISTED ATHLETICS PROFESSIONALS ARE ELIGIBLE TO RECEIVE BONUSES AND INCENTIVE COMPENSATION BASED ON THE ACADEMIC PERFORMANCE OF THE STUDENT-ATHLETES, ATHLETIC PERFORMANCE, ATTENDANCE AT ATHLETIC EVENTS, AND/OR LEADERSHIP, AS PROVIDED IN THE PROFESSIONALS' COMPENSATION AGREEMENTS. VARIABLE COMPENSATION OF OFFICERS AND OTHERS OFFICERS AND OTHERS ARE ELIGIBLE TO RECEIVE BONUSES AND INCENTIVE COMPENSATION BASED ON PERFORMANCE. CURRENT YEAR BONUS AMOUNTS ARE REPORTED IN SCHEDULE J, PART II, COLUMN B(II). CERTAIN BONUS AMOUNTS MAY BE DEFERRED AND PAID IN A LATER YEAR SUBJECT TO IRC SECTION 457(F). SUCH AMOUNTS ARE REPORTED IN SCHEDULE J, PART II, COLUMN (C) IN THE YEAR OF DEFERRAL AND REPORTED IN SCHEDULE J, PART II, COLUMN (B)(III) AND COLUMN (F) IN THE YEAR OF PAYMENT, IF APPLICABLE.
PART II, COLUMN (B) (iii)OTHER REPORTABLE COMPENSATION IN PART II, COLUMN (B)(III) INCLUDES HOUSING ASSISTANCE AND OTHER MISCELLANEOUS COMPENSATION. THIS DOES NOT INCLUDE VARIOUS ITEMS OF "LISTED PROPERTY" (E.G., COMPUTERS AND PERIPHERALS) THAT STANFORD HAS PROVIDED TO THE ABOVE LISTED EMPLOYEES PRINCIPALLY FOR THEIR BUSINESS USE AND NOT AS COMPENSATION. Part II, Columns (C) AND (D) LISTED PERSONS ACCRUE FUTURE BENEFITS THAT ARE AVAILABLE TO ALL STANFORD EMPLOYEES, SUCH AS POST-RETIREMENT MEDICAL INSURANCE AND TUITION BENEFITS, AND LISTED PERSONS WHO ARE ALSO FACULTY ACCRUE FUTURE FACULTY BENEFITS SUCH AS SABBATICAL AND TENURE BUYOUT PROVISIONS. THESE BENEFITS ARE SUBJECT TO CERTAIN ELIGIBILITY REQUIREMENTS SUCH AS AGE, YEARS OF SERVICE, AND EMPLOYEE CLASSIFICATION. FOR SOME BENEFIT PLANS, THE UNIVERSITY RESERVES THE RIGHT TO CHANGE ELIGIBILITY REQUIREMENTS AND/OR THE NATURE AND EXTENT OF THE BENEFIT BEING PROMISED. THE VALUE OF THESE BENEFITS IS REPORTED FOR EACH LISTED PERSON IN THE YEAR, IF ANY, SUCH BENEFITS ARE RECEIVED. PART II, COLUMN (F) AMOUNTS APPEARING IN COLUMN (F) ARE DEFERRED COMPENSATION PAYMENTS REPORTED IN COLUMN (C) IN PRIOR YEARS AND THAT ARE REPORTED (A SECOND TIME) IN COLUMN (B)(III) IN THE CURRENT YEAR.

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (4 entries)

Bond ReferenceBondReferenceCdBond Issuer EINBondIssuerEINCUSIPCUSIPNumBond IssuedBondIssuedDtIssue PriceIssuePriceAmtPurposePurposeDescDefeasedDefeasedIndOn Behalf Of IssuerOnBehalfOfIssuerIndPool FinancingPoolFinancingInd
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY CP
A52170559213018AXQ82014-10-22$300,000,000SEE SCHEDULE Ofalsefalsefalse
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY S
B521705592130175P892004-06-24$181,196,530SEE SCHEDULE Ofalsefalsefalse
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY T-1&3
C521705592130178JD92007-06-19$153,277,097SEE SCHEDULE Ofalsefalsefalse
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY T-5
D521705592130178TQ92009-08-04$59,147,724SEE SCHEDULE Ofalsefalsefalse

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (4 entries)

Bond ReferenceBondReferenceCdRetiredRetiredAmtBond DefeasedBondDefeasedAmtTotal ProceedsTotalProceedsAmtIn Reserve FundInReserveFundAmtCapitalized InterestCapitalizedInterestAmtRefunding EscrowRefundingEscrowAmtIssuance Costs From ProceedsIssuanceCostsFromProceedsAmtCredit EnhancementCreditEnhancementAmtWorking Capital ExpendituresWorkingCapitalExpendituresAmtCapital ExpendituresCapitalExpendituresAmtOther Spent ProceedsOtherSpentProceedsAmtUnspentUnspentAmtSubstantial CompletionSubstantialCompletionYrCurrent RefundingCurrentRefundingIndAdvance RefundingAdvanceRefundingIndFinal Allocation MadeFinalAllocationMadeIndAdequate Books And Rec MaintAdequateBooksAndRecMaintInd
A$0$0$300,218,313$0$2,369,441$0$0$0$0$48,624,969$218,313$02015Yes (true)falsefalseYes (true)
B$9,790,000$0$182,429,497$0$1,198,734$0$992,205$0$0$147,790,592$32,447,966$02006Yes (true)falseYes (true)Yes (true)
C$0$0$156,107,342$0$595,440$0$661,216$0$0$64,355,560$90,495,126$02009Yes (true)falseYes (true)Yes (true)
D$0$0$59,148,032$0$0$0$1,644$0$0$0$59,146,388$02003falseYes (true)Yes (true)Yes (true)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (4 entries)

Bond ReferenceBondReferenceCdOwning Bond Financed PropertyOwningBondFinancedPropertyIndAny Lease ArrangementsAnyLeaseArrangementsIndMgmt Contract Bond Fincd PropMgmtContractBondFincdPropIndAny Research AgreementsAnyResearchAgreementsIndEngage Bond Counsel ResearchEngageBondCounselResearchIndPrivate Bus Use By OthersPrivateBusUseByOthersPctBond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestIndChange In Use Bond Financed PropChangeInUseBondFinancedPropIndRemedial Action TakenRemedialActionTakenIndProcs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
AfalseYes (true)falseYes (true)Yes (true)0falsefalsefalseYes (true)
BfalseYes (true)falseYes (true)Yes (true)0falsefalsefalseYes (true)
CfalseYes (true)falseYes (true)Yes (true)0falsefalsefalseYes (true)
D0

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (4 entries)

Bond ReferenceBondReferenceCdForm8038 T FiledForm8038TFiledIndRebate Not Due YetRebateNotDueYetIndException To RebateExceptionToRebateIndNo Rebate DueNoRebateDueIndVariable Rate IssueVariableRateIssueIndHedge Identified In Bks And RecHedgeIdentifiedInBksAndRecIndGross Proceeds Invested In GICGrossProceedsInvestedInGICIndBusiness Name Line1GICProviderName/BusinessNameLine1TxtGross Proceeds InvestedGrossProceedsInvestedIndWritten Proc To Monitor ReqsWrittenProcToMonitorReqsInd
0
AfalseYes (true)Yes (true)falseYes (true)falsefalse0falseYes (true)
0
BfalsefalseYes (true)Yes (true)Yes (true)falsefalse0falseYes (true)
0
CfalsefalseYes (true)Yes (true)falsefalsefalse0falseYes (true)
0
DfalsefalseYes (true)falsefalsefalsefalse0falseYes (true)

Procedures Corrective Action ProceduresCorrectiveActionGrp (4 entries)

Bond ReferenceBondReferenceCdProcedures Corrective ActionProceduresCorrectiveActionInd
AYes (true)
BYes (true)
CYes (true)
DYes (true)

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
SCHEDULE KTAX-EXEMPT BONDS FOR MORE THAN 30 YEARS, STANFORD AND THE MANY COMMUNITIES AND CONSTITUENCIES IT SERVES HAVE BENEFITED FROM TAX-EXEMPT BORROWING THROUGH THE CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY. THE UNIVERSITY USES GENEROUS DONOR GIFTS, UNIVERSITY RESERVES AND TAXABLE DEBT, IN ADDITION TO PROCEEDS FROM TAX EXEMPT BORROWING, TO FUND THE CONSTRUCTION OF ACADEMIC BUILDINGS, RESEARCH SUPPORT FACILITIES, RESIDENCES AND OTHER CAMPUS HOUSING, ROADS AND INFRASTRUCTURE. THESE FACILITIES HAVE, IN TURN, ENABLED THE UNIVERSITY TO ATTRACT OUTSTANDING FACULTY AND STUDENTS AND TO MORE EFFECTIVELY PERFORM INTERDISCIPLINARY RESEARCH DESIGNED TO ADDRESS FUNDAMENTAL WORLD PROBLEMS. THE NEW FACILITIES PROVIDE THE STANFORD COMMUNITY WITH THE MOST ADVANCED TECHNOLOGY AND ENVIRONMENT FOR TEACHING, LEARNING AND RESEARCH. THE FUNDING ALSO HAS PLAYED A KEY ROLE IN ENABLING STANFORD TO MEET SEISMIC AND OTHER FEDERAL AND STATE BUILDING REQUIREMENTS. THE FOLLOWING ARE EXAMPLES OF BUILDINGS FUNDED IN PART THROUGH TAX-EXEMPT DEBT: I. THE YANG YAMAZAKI ENVIRONMENTAL AND ENERGY BUILDING (Y2E2) IS THE HUB OF STANFORD'S ENVIRONMENTAL SUSTAINABILITY TEACHING AND RESEARCH. IT IS A MODEL FOR SUSTAINABILITY BUILDING STANDARDS, USING 37 PERCENT LESS ENERGY AND 90 PERCENT LESS POTABLE WATER THAN A TRADITIONALLY CONSTRUCTED BUILDING OF ITS SIZE. Y2E2 WAS THE FIRST CAMPUS BUILDING TO ACHIEVE LEED-EBOM (EXISTING BUILDING: OPERATIONS AND MAINTENANCE) PLATINUM CERTIFICATION. II. THE LI KA SHING CENTER FOR LEARNING AND KNOWLEDGE BRINGS TOGETHER CUTTING-EDGE MEDICINE, MODERN EDUCATION AND ADVANCED TECHNOLOGY TO TRAIN THE PHYSICIANS OF TOMORROW. MEDICAL STUDENTS PRACTICE LIFE-SAVING SKILLS IN REALISTIC SIMULATIONS AND LEARN TO APPLY RESEARCH TO BEDSIDE TREATMENTS. THE CENTER IS A GATHERING PLACE FOR MEDICAL EXPERTS TO SHARE RESEARCH AND HEALTH CARE INSIGHTS AND TO BRING THEIR COMBINED EXPERTISE TO BEAR ON THE WORLD'S GREATEST HEALTH CHALLENGES. III. THE JAMES AND ANNA MARIE SPILKER ENGINEERING AND APPLIED SCIENCES BUILDING FOSTERS COLLABORATIVE DEVELOPMENT IN THE BURGEONING FIELD OF NANOTECHNOLOGY. RESEARCH ACTIVITIES SPAN A BROAD RANGE OF AREAS FROM PHOTONICS AND QUANTUM ENGINEERING TO SINGLE-MOLECULE BIOPHYSICS AND EXPLORATION OF NANOSCALE PROPERTIES AND DEVICES WITH POTENTIAL APPLICATIONS AS DIVERSE AS WATER PURIFICATION, ENERGY CONSERVATION, DRUG DELIVERY AND NATIONAL SECURITY. IV. THE HUANG ENGINEERING CENTER HOUSES THE SCHOOL OF ENGINEERING, WHOSE TIES TO THE HIGH-TECHNOLOGY INDUSTRY CONTINUE TO FUEL THE GROWTH AND ECONOMY OF SILICON VALLEY AND NORTHERN CALIFORNIA. THE SCHOOL OF ENGINEERING IS WORLD RENOWNED FOR PUSHING THE FRONTIERS OF MODERN SCIENCE AND ENGINEERING, ESPECIALLY IN THE FIELDS OF COMPUTER SCIENCE, BIOENGINEERING AND ENVIRONMENTAL SUSTAINABILITY. V. THE LORRY I. LOKEY STEM CELL RESEARCH BUILDING IS THE LARGEST DEDICATED STEM CELL RESEARCH BUILDING IN THE COUNTRY. THE BUILDING HOUSES THE STANFORD STEM CELL BIOLOGY AND REGENERATIVE MEDICINE INSTITUTE, WHICH INTEGRATES RESEARCHERS FROM CANCER, NEUROSCIENCE, CARDIOVASCULAR MEDICINE, TRANSPLANTATION, IMMUNOLOGY, BIOENGINEERING AND DEVELOPMENTAL BIOLOGY. ALL ARE FOCUSED ON MAKING DISCOVERIES IN STEM CELL RESEARCH AND QUICKLY TRANSLATING THEM INTO PRECLINICAL APPLICATIONS, INNOVATIVE THERAPIES AND TREATMENTS. VI. THE MUNGER GRADUATE RESIDENCE IS A FIVE-BUILDING, 358 UNIT RESIDENTIAL COMPLEX FOR APPROXIMATELY 600 STANFORD LAW AND OTHER GRADUATE STUDENTS. IT IS A SIGNIFICANT INVESTMENT BY STANFORD IN MITIGATING TRAFFIC AND OTHER ENVIRONMENTAL CONCERNS AS IT GREATLY REDUCES THE NUMBER OF PEOPLE DRIVING TO CAMPUS DAILY. VII. THE WILLIAM H. NEUKOM BUILDING, WHICH HOUSES THE CLINICS OF THE STANFORD LAW SCHOOL, OPENED IN 2011 AND WAS BUILT TO SATISFY THE EQUIVALENT OF A LEED GOLD CERTIFICATION FOR SUSTAINABILITY. THE BUILDING USES 30 PERCENT LESS ENERGY THAN REQUIRED BY CODE. THE BUILDING HOUSES THE MILLS LEGAL CLINIC, WHICH INCLUDES 11 CLINICS THAT TEACH THROUGH EXPERIENTIAL EDUCATION. LAW STUDENTS LEARN THE PRACTICE OF LAW BY REPRESENTING, FOR INSTANCE, LOW-INCOME OR INDIGENT PEOPLE IN CIVIL AND CRIMINAL LITIGATIONS, AND BY PROVIDING LEGAL COUNSEL ON ENVIRONMENTAL ISSUES, INTELLECTUAL PROPERTY, HUMAN RIGHTS, IMMIGRATION, NONPROFIT CORPORATE GOVERNANCE, EDUCATION, AND RELIGIOUS FREEDOM. VIII. STANFORD ENERGY SYSTEM INNOVATIONS (SESI) IS A STATE-OF-THE-ART ENERGY SYSTEM EMPLOYING HEAT RECOVERY, RENEWABLE ELECTRICITY, AND ADVANCED CONTROLS TO SERVE THE POWER, HEATING AND COOLING NEEDS OF THE UNIVERSITY. IT INCLUDES A CENTRAL ENERGY FACILITY AND ELECTRICAL SUBSTATION, ENERGY DISTRIBUTION INFRASTRUCTURE AND MARKET-BASED ENERGY PROCUREMENT PROGRAM. SESI REDUCES STANFORDS GREENHOUSE GAS EMISSIONS BY 68% AND WATER USE BY 15%. SESI HAS RECEIVED THE HIGHEST HONORS AT THE REGIONAL, STATE AND NATIONAL LEVELS FOR ENERGY ECONOMICS, EFFICIENCY AND SUSTAINABILITY, INCLUDING THE STATE OF CALIFORNIA GOVERNORS ENVIRONMENT AND ECONOMIC LEADERSHIP AWARD AND THE ENERGY EFFICIENCY GLOBAL FORUM, ALLIANCE TO SAVE ENERGY: ENERGY EFFICIENCY VISIONARY AWARD, AMONG OTHERS.
FORM 990, SCHEDULE K, PART I, COLUMN CCUSIP NUMBER CEFA TAX EXEMPT COMMERCIAL PAPER ("TECP") DATED 10/22/14 WAS ASSIGNED A UNIQUE BLOCK OF 900 CUSIP NUMBERS UPON ISSUANCE. A NEW CUSIP NUMBER IS ASSIGNED TO EACH TRANCHE OF TECP THAT IS ISSUED. THE CUSIP NUMBER LISTED IS THE FIRST CUSIP NUMBER IN THE SERIES AND WAS ASSIGNED AT THE ISSUANCE DATE, 10/22/14. FORM 990, SCHEDULE K, PART I, COLUMN F DESCRIPTION OF PURPOSE FOR TAX-EXEMPT BONDS A. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY CP - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES. REFUND PRIOR COMMERCIAL PAPER NOTES ISSUED IN 2013 THAT WERE PART OF THE SAME PROGRAM. COSTS OF ISSUANCE. B. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY S - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES. REFUND CEFA SERIES L-8 ISSUED 10/30/2000, REFUND CEFA SERIES L-9 ISSUED 10/31/2001, REFUND CEFA TAX EXEMPT COMMERCIAL PAPER REVENUE NOTES ISSUED 3/18/03. CONVERSION OF SERIES S BONDS ON MAY 15, 2013 FROM VARIABLE RATE TO FIXED RATE AND CANCELLATION OF $9,790,000 AGGREGATE PRINCIPAL AMOUNT OF THE BONDS. COSTS OF ISSUANCE. C. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY T-1 AND T-3 - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES, CAPITAL EQUIPMENT, LAND IMPROVEMENTS, UTILITIES AND SYSTEMS. REFUND CEFA TAX EXEMPT COMMERCIAL PAPER NOTES ISSUED ON VARIOUS DATES. COSTS OF ISSUANCE. D. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY T-5 - ADVANCE REFUND $59,180,000 OF CEFA SERIES P REVENUE BONDS - ISSUED MARCH 30, 1999. E. CALIFORNIA EDUCATIONAL FACILITES AUTHORITY U-1 - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES, CAPITAL EQUIPMENT, LAND IMPROVEMENTS, UTILITIES, AND SYSTEMS. REFUND CEFA TAX EXEMPT COMMERCIAL PAPER NOTES ISSUED ON VARIOUS DATES. COSTS OF ISSUANCE. F. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-2 - REFUND TAXABLE COMMERCIAL PAPER NOTES ISSUED ON VARIOUS DATES THAT WERE USED TO REFUND CEFA SERIES Q ISSUED ON 5/3/2001. COSTS OF ISSUANCE. G. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-3 - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES, CAPITAL EQUIPMENT, LAND IMPROVEMENTS, UTILITIES AND SYSTEMS. REFUND CEFA TAX EXEMPT COMMERCIAL PAPER NOTES ISSUED ON VARIOUS DATES. COSTS OF ISSUANCE. H. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-4 - ADVANCE REFUND CEFA SERIES P BONDS ISSUED ON 3/30/1999. COSTS OF ISSUANCE. I. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-5 - REFUND TAXABLE COMMERCIAL PAPER NOTES ISSUED ON VARIOUS DATES THAT WERE USED TO REFUND CEFA SERIES T-4 ISSUED ON MAY 15, 2008. J. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-6 - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES, CAPITAL EQUIPMENT, LAND IMPROVEMENTS, UTILITIES AND SYSTEMS. REFUND TAX EXEMPT COMMERCIAL PAPER NOTES. K. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-7 - CAPITAL EXPENDITURES FOR EDUCATIONAL FACILITIES, CAPITAL EQUIPMENT, LAND IMPROVEMENTS, UTILITIES AND SYSTEMS. FORM 990, SCHEDULE K, PART II COMMERCIAL PAPER DEBT FOR CEFA CP, PART II, LINE 3 IS THE MAXIMUM AMOUNT OF COMMERCIAL PAPER THAT IS AUTHORIZED UNDER THAT ISSUE. ADDITIONAL AMOUNTS SPENT REPRESENT INVESTMENT EARNINGS. FORM 990, SCHEDULE K, PART II, LINE 3 TOTAL PROCEEDS THE DIFFERENCE BETWEEN LINE 3 AND SCHEDULE K, PART I, COLUMN (E) AMOUNTS REPRESENTS INVESTMENT EARNINGS. FORM 990, SCHEDULE K, PART III REFINANCING CEFA SERIES T-5, U-2, U-4 & U-5 PROCEEDS WERE USED TO REFINANCE DEBT ISSUED PRIOR TO JANUARY 1, 2003. ACCORDINGLY, PART III IS NOT COMPLETED FOR THESE ISSUES.
FORM 990, SCHEDULE K, PART III, LINES 4-5PRIVATE BUSINESS USE STANFORD UNIVERSITY FINANCES ITS FACILITIES WITH A COMBINATION OF TAX-EXEMPT DEBT, TAXABLE DEBT, GIFTS AND OTHER UNIVERSITY FUNDS. OCCASIONALLY, SOME OF THESE FACILITIES WILL HOUSE ACTIVITIES THAT MAY CONSTITUTE "PRIVATE BUSINESS USE", AS DEFINED IN IRC SECTION 141. FOR INSTANCE, STANFORD MAY RENT A SMALL PORTION OF A FACILITY TO A FOR-PROFIT OPERATOR OF CAFETERIAS (PRIMARILY FOR THE CONVENIENCE OF FACULTY, STAFF, STUDENTS AND THEIR GUESTS). IN OTHER SITUATIONS, STANFORD MAY RECEIVE A GENEROUS CORPORATE GIFT TO FUND A PORTION OF A BUILDING AND MAY CHOOSE TO ACKNOWLEDGE SUCH GENEROSITY BY NAMING A CLASSROOM, LIBRARY OR AUDITORIUM IN HONOR OF THE CORPORATE DONOR. IN SUCH CASES, STANFORD ELECTS THE "UNDIVIDED PORTION ALLOCATION METHOD" DESCRIBED IN PROPOSED TREASURY REGULATION SECTION 1.141-D(6), AND THUS ALLOCATES SUCH "PRIVATE BUSINESS USE" FIRST TO THAT PORTION OF THE FACILITY FUNDED BY TAXABLE DEBT, GIFTS OR OTHER UNIVERSITY FUNDS. ACCORDINGLY, STANFORD REPORTS 0% AS THE PERCENTAGE OF FINANCED PROPERTY USED IN PRIVATE BUSINESS USE (PART III, QUESTION 4). IN ADDITION TO THE CONSTRUCTION COST OF BUILDINGS, TAX-EXEMPT DEBT ALSO FUNDED A SIGNIFICANT PORTION OF THE UNIVERSITY'S INFRASTRUCTURE, INCLUDING ROADS AND UNDERGROUND UTILITIES. THE PORTION OF THE FUNDING OF THESE IMPROVEMENTS BY SOURCES OTHER THAN TAX-EXEMPT DEBT AS A PERCENTAGE OF TOTAL FUNDING WAS WELL IN EXCESS OF THE MEASURED AMOUNT OF PRIVATE BUSINESS USE TO TOTAL USE. ACCORDINGLY, THE AMOUNTS REPORTED ON PART III, LINES 4 AND 5, FOR THE PERCENTAGE OF FINANCED PROPERTY USED IN PRIVATE BUSINESS USE BY OTHER ENTITIES AND AS A RESULT OF AN UNRELATED TRADE OR BUSINESS ACTIVITY, RESPECTIVELY, ARE ZERO.

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (4 entries)

Bond ReferenceBondReferenceCdBond Issuer EINBondIssuerEINCUSIPCUSIPNumBond IssuedBondIssuedDtIssue PriceIssuePriceAmtPurposePurposeDescDefeasedDefeasedIndOn Behalf Of IssuerOnBehalfOfIssuerIndPool FinancingPoolFinancingInd
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-1
A521705592130178VU72010-05-06$251,631,228SEE SCHEDULE Ofalsefalsefalse
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-2
B521705592130178M862012-04-17$99,193,766SEE SCHEDULE Ofalsefalsefalse
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-3
C521705592130178X762013-05-15$351,795,122SEE SCHEDULE Ofalsefalsefalse
CALIFORNIA EDUCATIONAL FACILITIES SERIES U-4
D521705592130178X842013-05-15$52,773,978SEE SCHEDULE Ofalsefalsefalse

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (4 entries)

Bond ReferenceBondReferenceCdRetiredRetiredAmtBond DefeasedBondDefeasedAmtTotal ProceedsTotalProceedsAmtIn Reserve FundInReserveFundAmtCapitalized InterestCapitalizedInterestAmtRefunding EscrowRefundingEscrowAmtIssuance Costs From ProceedsIssuanceCostsFromProceedsAmtCredit EnhancementCreditEnhancementAmtWorking Capital ExpendituresWorkingCapitalExpendituresAmtCapital ExpendituresCapitalExpendituresAmtOther Spent ProceedsOtherSpentProceedsAmtUnspentUnspentAmtSubstantial CompletionSubstantialCompletionYrCurrent RefundingCurrentRefundingIndAdvance RefundingAdvanceRefundingIndFinal Allocation MadeFinalAllocationMadeIndAdequate Books And Rec MaintAdequateBooksAndRecMaintInd
A$0$0$251,878,327$0$1,309,485$0$1,631,228$0$0$112,490,515$136,447,099$02012Yes (true)falseYes (true)Yes (true)
B$0$0$99,194,474$0$0$0$572,646$0$0$0$98,621,828$02003Yes (true)falseYes (true)Yes (true)
C$0$0$351,884,550$0$7,095,560$0$1,249,348$0$0$337,716,685$5,825,277$02013Yes (true)falseYes (true)Yes (true)
D$0$0$52,773,988$0$0$0$191,291$0$0$0$52,582,697$02003falseYes (true)Yes (true)Yes (true)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (4 entries)

Bond ReferenceBondReferenceCdOwning Bond Financed PropertyOwningBondFinancedPropertyIndAny Lease ArrangementsAnyLeaseArrangementsIndMgmt Contract Bond Fincd PropMgmtContractBondFincdPropIndAny Research AgreementsAnyResearchAgreementsIndEngage Bond Counsel ResearchEngageBondCounselResearchIndPrivate Bus Use By OthersPrivateBusUseByOthersPctBond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestIndChange In Use Bond Financed PropChangeInUseBondFinancedPropIndRemedial Action TakenRemedialActionTakenIndProcs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
AfalseYes (true)falseYes (true)Yes (true)0falsefalsefalseYes (true)
B0
CfalseYes (true)falseYes (true)Yes (true)0falsefalsefalseYes (true)
D0

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (4 entries)

Bond ReferenceBondReferenceCdForm8038 T FiledForm8038TFiledIndRebate Not Due YetRebateNotDueYetIndException To RebateExceptionToRebateIndNo Rebate DueNoRebateDueIndVariable Rate IssueVariableRateIssueIndHedge Identified In Bks And RecHedgeIdentifiedInBksAndRecIndGross Proceeds Invested In GICGrossProceedsInvestedInGICIndBusiness Name Line1GICProviderName/BusinessNameLine1TxtGross Proceeds InvestedGrossProceedsInvestedIndWritten Proc To Monitor ReqsWrittenProcToMonitorReqsInd
0
AfalsefalseYes (true)Yes (true)falsefalsefalse0falseYes (true)
0
BfalseYes (true)Yes (true)falsefalsefalsefalse0falseYes (true)
0
CfalseYes (true)Yes (true)falsefalsefalsefalse0falseYes (true)
0
DfalseYes (true)Yes (true)falsefalsefalsefalse0falseYes (true)

Procedures Corrective Action ProceduresCorrectiveActionGrp (4 entries)

Bond ReferenceBondReferenceCdProcedures Corrective ActionProceduresCorrectiveActionInd
AYes (true)
BYes (true)
CYes (true)
DYes (true)

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (3 entries)

Bond ReferenceBondReferenceCdBond Issuer EINBondIssuerEINCUSIPCUSIPNumBond IssuedBondIssuedDtIssue PriceIssuePriceAmtPurposePurposeDescDefeasedDefeasedIndOn Behalf Of IssuerOnBehalfOfIssuerIndPool FinancingPoolFinancingInd
CALIFORNIA EDUCATIONAL FACILITIES SERIES U-5
A5217055921301783X22014-05-14$150,450,962SEE SCHEDULE Ofalsefalsefalse
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-6
B5217055921301783W42014-05-14$350,002,728SEE SCHEDULE Ofalsefalsefalse
CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY U-7
C521705592130179GV02016-06-22$250,000,550SEE SCHEDULE Ofalsefalsefalse

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (3 entries)

Bond ReferenceBondReferenceCdRetiredRetiredAmtBond DefeasedBondDefeasedAmtTotal ProceedsTotalProceedsAmtIn Reserve FundInReserveFundAmtCapitalized InterestCapitalizedInterestAmtRefunding EscrowRefundingEscrowAmtIssuance Costs From ProceedsIssuanceCostsFromProceedsAmtCredit EnhancementCreditEnhancementAmtWorking Capital ExpendituresWorkingCapitalExpendituresAmtCapital ExpendituresCapitalExpendituresAmtOther Spent ProceedsOtherSpentProceedsAmtUnspentUnspentAmtSubstantial CompletionSubstantialCompletionYrCurrent RefundingCurrentRefundingIndAdvance RefundingAdvanceRefundingIndFinal Allocation MadeFinalAllocationMadeIndAdequate Books And Rec MaintAdequateBooksAndRecMaintInd
A$0$0$150,451,764$0$0$0$2,211$0$0$0$150,449,552$02002Yes (true)falseYes (true)Yes (true)
B$0$0$350,411,097$0$1,924,982$0$0$0$0$279,393,124$3,417,015$65,675,976Yes (true)falsefalseYes (true)
C$0$0$250,146,924$0$0$0$0$0$0$0$0$250,146,924falsefalsefalseYes (true)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (3 entries)

Bond ReferenceBondReferenceCdPrivate Bus Use By OthersPrivateBusUseByOthersPctOwning Bond Financed PropertyOwningBondFinancedPropertyIndAny Lease ArrangementsAnyLeaseArrangementsIndMgmt Contract Bond Fincd PropMgmtContractBondFincdPropIndAny Research AgreementsAnyResearchAgreementsIndEngage Bond Counsel ResearchEngageBondCounselResearchIndBond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestIndChange In Use Bond Financed PropChangeInUseBondFinancedPropIndRemedial Action TakenRemedialActionTakenIndProcs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
A0
B0falseYes (true)falseYes (true)Yes (true)falsefalsefalseYes (true)
C0falseYes (true)falseYes (true)Yes (true)falsefalsefalseYes (true)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (3 entries)

Bond ReferenceBondReferenceCdForm8038 T FiledForm8038TFiledIndRebate Not Due YetRebateNotDueYetIndException To RebateExceptionToRebateIndNo Rebate DueNoRebateDueIndVariable Rate IssueVariableRateIssueIndHedge Identified In Bks And RecHedgeIdentifiedInBksAndRecIndGross Proceeds Invested In GICGrossProceedsInvestedInGICIndBusiness Name Line1GICProviderName/BusinessNameLine1TxtGross Proceeds InvestedGrossProceedsInvestedIndWritten Proc To Monitor ReqsWrittenProcToMonitorReqsInd
0
AfalseYes (true)Yes (true)falsefalsefalsefalse0falseYes (true)
0
BfalseYes (true)falsefalsefalsefalsefalse0falseYes (true)
0
CfalseYes (true)falsefalsefalsefalsefalse0falseYes (true)

Procedures Corrective Action ProceduresCorrectiveActionGrp (3 entries)

Bond ReferenceBondReferenceCdProcedures Corrective ActionProceduresCorrectiveActionInd
AYes (true)
BYes (true)
CYes (true)

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceBOND ISSUANCE COSTS (BIC) AS A PERCENTAGE OF THE TOTAL PROCEEDS BYFormAndLineReferenceDesc
ExplanationBOND ISSUE ARE: ISSUE: BIC% CEFA CP 0.0000% CEFA SERIES S 0.5476% CEFA SERIES T-1 0.4314% CEFA SERIES T-5 0.0028% CEFA SERIES U-1 0.6483% CEFA SERIES U-2 0.5773% CEFA SERIES U-3 0.3551% CEFA SERIES U-4 0.3625% CEFA SERIES U-5 0.0015% CEFA SERIES U-6 0.0000% CEFA SERIES U-7 0.0000% FORM 990, SCHEDULE K, PART IV FORM 8038-T: DURING THE PERIODS SINCE THESE BONDS WERE ISSUED, THE INTEREST COST ON THE BONDS HAS EXCEEDED THE INVESTMENT RETURN ON ANY UNSPENT PROCEEDS. ACCORDINGLY, NO FORM 8038-T HAS BEEN ISSUED. FORM 990, SCHEDULE K, PART IV, LINE 2(C) REBATE CALCULATIONS B. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY SERIES S HAD A REBATE CALCULATION PERFORMED ON DECEMBER 3, 2007. C. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY SERIES T-1 AND T-3 HAD A REBATE CALCULATION PERFORMED ON FEBRUARY 24, 2016. E. CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY SERIES U-1 HAD A REBATE CALCULATION PERFORMED ON JUNE 21, 2013.ExplanationTxt

Schedule L IRS990ScheduleL

Loans Btwn Org Interested Prsn LoansBtwnOrgInterestedPrsnGrp (17 entries)

Relationship With OrgRelationshipWithOrgTxtLoan PurposeLoanPurposeTxtLoan From OrganizationLoanFromOrganizationIndOriginal PrincipalOriginalPrincipalAmtBalance DueBalanceDueAmtDefaultDefaultIndBoard Or Committee ApprovalBoardOrCommitteeApprovalIndWritten AgreementWrittenAgreementInd
JOHN ETCHEMENDY
OFFICERHOUSINGYes (X)$1,710,000$1,710,000falseYes (true)Yes (true)
LLOYD MINOR
KEY EMPLOYEEHOUSINGYes (X)$1,695,000$1,630,062falseYes (true)Yes (true)
LLOYD MINOR
KEY EMPLOYEEHOUSINGYes (X)$700,000$700,000falseYes (true)Yes (true)
LLOYD MINOR
KEY EMPLOYEEHOUSINGYes (X)$1,150,000$1,150,000falseYes (true)Yes (true)
LLOYD MINOR
KEY EMPLOYEEHOUSINGYes (X)$780,534$780,534falseYes (true)Yes (true)
LLOYD MINOR
KEY EMPLOYEEHOUSINGYes (X)$719,466$616,685falseYes (true)Yes (true)
RICHARD SALLER
FORMER KEYHOUSINGYes (X)$300,000$30,000falseYes (true)Yes (true)
RICHARD SALLER
FORMER KEYHOUSINGYes (X)$25,000$25,000falseYes (true)Yes (true)
MARTIN SHELL
OFFICERHOUSINGYes (X)$1,000,000$800,000falseYes (true)Yes (true)
ROBERT WALLACE
KEY EMPLOYEEHOUSINGYes (X)$700,000$700,000falseYes (true)Yes (true)
ROBERT WALLACE
KEY EMPLOYEEHOUSINGYes (X)$200,000$200,000falseYes (true)Yes (true)
ROBERT WALLACE
KEY EMPLOYEEHOUSINGYes (X)$100,000$90,000falseYes (true)Yes (true)
ROBERT WALLACE
KEY EMPLOYEEHOUSINGYes (X)$3,000,000$3,000,000falseYes (true)Yes (true)
ELIZABETH ZACHARIAS
OFFICERHOUSINGYes (X)$700,000$700,000falseYes (true)Yes (true)
ELIZABETH ZACHARIAS
OFFICERHOUSINGYes (X)$250,000$250,000falseYes (true)Yes (true)
ELIZABETH ZACHARIAS
OFFICERHOUSINGYes (X)$100,000$100,000falseYes (true)Yes (true)
ELIZABETH ZACHARIAS
OFFICERHOUSINGYes (X)$100,000$100,000falseYes (true)Yes (true)
FieldValueIRS element (for citing)
Total Balance Due$12,582,281TotalBalanceDueAmt

Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp (4 entries)

Relationship DescriptionRelationshipDescriptionTxtTransactionTransactionAmtTransactionTransactionDescSharing Of RevenuesSharingOfRevenuesInd
JEANNE MARIE DAVILA
SEE PART V$201,221COMPENSATIONfalse
THOMAS BYERS
SEE PART V$264,241COMPENSATIONfalse
BETH MCLELLAN
SEE PART V$83,764COMPENSATIONfalse
SUSAN LIAUTAUD
SEE PART V$15,923COMPENSATIONfalse

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
SCHEDULE L, PART IILOANS TO/FROM INTERESTED PERSONS: PURSUANT TO PROGRAMS INTENDED TO FACILITATE HOUSING FOR EMPLOYEES, THE UNIVERSITY HOLDS MORTGAGES AND LEASEHOLDS ON CERTAIN HOUSES ON OR NEAR CAMPUS OWNED OR OCCUPIED BY EMPLOYEES AND THEIR FAMILIES, WHICH, FROM TIME TO TIME, COULD INCLUDE OFFICERS AND KEY EMPLOYEES OF THE UNIVERSITY. EACH LOAN TO AN INTERESTED PERSON IS MADE FROM STANFORD TO THE INDIVIDUAL (COLUMN D). NONE OF THE LOANS IS IN DEFAULT (COLUMN G). ALL LOANS HAVE BEEN APPROVED BY THE BOARD OF TRUSTEES (COLUMN H) AND THE LOAN TERMS ARE CONSISTENT WITH THOSE MADE AVAILABLE TO ELIGIBLE EMPLOYEES. FOR EACH LOAN ISSUED, THERE EXISTS A WRITTEN AGREEMENT BETWEEN STANFORD AND THE BORROWER (COLUMN I). MORTGAGE TERMS GOVERN THE CALCULATION AND PAYMENT OF INTEREST WHICH APPROXIMATE MARKET RATES.
SCHEDULE L, PART IIIGRANTS TO INTERESTED PERSONS: THESE DISCLOSURES DO NOT INCLUDE TRANSACTIONS IN WHICH AN INTERESTED PERSON PAYS TUITION, ROOM AND/OR BOARD COSTS OR RECEIVES FINANCIAL AID, WORK/STUDY ASSISTANCE, AND/OR RESEARCH GRANTS FOR A STUDENT AT THE UNIVERSITY, AS SUCH AMOUNTS WOULD BE IN ACCORDANCE WITH FINANCIAL AID OR GRANT PRACTICES AND ARE PROTECTED UNDER FERPA.
SCHEDULE L, PART IVBUSINESS TRANSACTIONS WITH INTERESTED PERSONS: CERTAIN STANFORD EMPLOYEES HAVE A FAMILY RELATIONSHIP WITH A LISTED PERSON. IN THE CASES REPORTED BELOW, SUCH EMPLOYEES HAD BEEN EMPLOYED BY STANFORD PRIOR TO APPOINTMENT OF THE LISTED PERSON TO THE POSITION OF OFFICER OR TRUSTEE AND, IN NO CASE, WAS THE LISTED PERSON RESPONSIBLE FOR THE COMPENSATION, DIRECTION, EVALUATION OR CONTINUED EMPLOYMENT OF THE RELATED EMPLOYEE. (A) NAME OF THE INTERESTED PERSON: JEANNE MARIE DAVILA (B) RELATIONSHIP BETWEEN THE INTERESTED PERSON AND THE ORGANIZATION: SISTER OF PROVOST JOHN ETCHEMENDY (C) AMOUNT OF TRANSACTION: $163,600 IN CASH COMPENSATION AND $37,621 IN BENEFITS DURING FISCAL YEAR 2016 EARNED IN HER FULL TIME STAFF POSITION AT STANFORD. (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) SHARING OF ORGANIZATION'S REVENUES? NO (A) NAME OF THE INTERESTED PERSON: THOMAS BYERS (B) RELATIONSHIP BETWEEN THE INTERESTED PERSON AND THE ORGANIZATION: BROTHER OF TRUSTEE, BROOK BYERS (C) AMOUNT OF TRANSACTION: $226,550 IN CASH COMPENSATION AND $37,691 IN BENEFITS DURING FISCAL YEAR 2016 EARNED IN HIS FULL TIME FACULTY POSITION AT STANFORD. (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) SHARING OF ORGANIZATION'S REVENUES? NO (A) NAME OF THE INTERESTED PERSON: BETH MCLELLAN (B) RELATIONSHIP BETWEEN THE INTERESTED PERSON AND THE ORGANIZATION: SPOUSE OF TRUSTEE, FRED ALVAREZ (C) AMOUNT OF TRANSACTION: $75,870 IN CASH COMPENSATION AND $7,894 IN BENEFITS DURING FISCAL YEAR 2016 EARNED IN HER FULL TIME STAFF POSITION AT STANFORD. (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) SHARING OF ORGANIZATION'S REVENUES? NO (A) NAME OF THE INTERESTED PERSON: SUSAN LIAUTAUD (B) RELATIONSHIP BETWEEN THE INTERESTED PERSON AND THE ORGANIZATION: SPOUSE OF TRUSTEE, BERNARD LIAUTAUD (C) AMOUNT OF TRANSACTION: $15,923 IN CASH COMPENSATION DURING FISCAL YEAR 2016 EARNED IN HER POSITION AS LECTURER IN LAW AT STANFORD. (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) SHARING OF ORGANIZATION'S REVENUES? NO

Schedule M IRS990ScheduleM

Works Of Art WorksOfArtGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution79ContributionCnt
Noncash Contributions Rpt F990$0NoncashContributionsRptF990Amt
Method Of Determining RevenuesN/AMethodOfDeterminingRevenuesTxt
FieldValueIRS element (for citing)
Art Historical TreasuresArtHistoricalTreasuresGrp
Art Fractional InterestArtFractionalInterestGrp
Books And PublicationsBooksAndPublicationsGrp
Clothing And Household GoodsClothingAndHouseholdGoodsGrp
Cars And Other VehiclesCarsAndOtherVehiclesGrp
Boats And PlanesBoatsAndPlanesGrp
Intellectual PropertyIntellectualPropertyGrp

Securities Publicly Traded SecuritiesPubliclyTradedGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution3562ContributionCnt
Noncash Contributions Rpt F990$160,169,667NoncashContributionsRptF990Amt
Method Of Determining RevenuesFAIR MARKET VALUEMethodOfDeterminingRevenuesTxt

Securities Closely Held Stock SecuritiesCloselyHeldStockGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution18ContributionCnt
Noncash Contributions Rpt F990$1,560,092NoncashContributionsRptF990Amt
Method Of Determining RevenuesFAIR VALUEMethodOfDeterminingRevenuesTxt

Secur Prtnrshp Trust Intrsts SecurPrtnrshpTrustIntrstsGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution8ContributionCnt
Noncash Contributions Rpt F990$1,025,827NoncashContributionsRptF990Amt
Method Of Determining RevenuesFAIR VALUEMethodOfDeterminingRevenuesTxt
FieldValueIRS element (for citing)
Securities MiscellaneousSecuritiesMiscellaneousGrp
Qualified Contrib Hist StructQualifiedContribHistStructGrp
Qualified Contrib OtherQualifiedContribOtherGrp

Real Estate Residential RealEstateResidentialGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution3ContributionCnt
Noncash Contributions Rpt F990$4,046,000NoncashContributionsRptF990Amt
Method Of Determining RevenuesAPPRAISALMethodOfDeterminingRevenuesTxt
FieldValueIRS element (for citing)
Real Estate CommercialRealEstateCommercialGrp
Real Estate OtherRealEstateOtherGrp
CollectiblesCollectiblesGrp
Food InventoryFoodInventoryGrp
Drugs And Medical SuppliesDrugsAndMedicalSuppliesGrp
TaxidermyTaxidermyGrp
Historical ArtifactsHistoricalArtifactsGrp
Scientific SpecimensScientificSpecimensGrp
Archaeological ArtifactsArchaeologicalArtifactsGrp

Other Non Cash Contri Table OtherNonCashContriTableGrp (5 entries)

Non Cash CheckboxNonCashCheckboxIndDescDescContributionContributionCntNoncash Contributions Rpt F990NoncashContributionsRptF990AmtMethod Of Determining RevenuesMethodOfDeterminingRevenuesTxt
Yes (X)HORSES7$0N/A
Yes (X)MUSICAL ITEMS & INSTRUMENTS7$100,004FAIR MARKET VALUE
Yes (X)COMPUTERS AND ACCESSORIES9$875,149FAIR MARKET VALUE
Yes (X)OTHER EQUIPMENT5$191,596FAIR MARKET VALUE
Yes (X)SPORTS MEDICINE EQUIPMENT1$124,700FAIR MARKET VALUE
FieldValueIRS element (for citing)
Form8283 Received41Form8283ReceivedCnt
Any Property That Must Be HeldfalseAnyPropertyThatMustBeHeldInd
Review Process Unusual NC GiftsYes (true)ReviewProcessUnusualNCGiftsInd
Third Parties UsedYes (true)ThirdPartiesUsedInd

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceSCHEDULE M, PART IFormAndLineReferenceDesc
ExplanationIN COLUMN B, STANFORD IS REPORTING THE NUMBER OF CONTRIBUTIONS. LINE 32A, USE OF THIRD-PARTY - STANFORD MAY, FROM TIME TO TIME, ENGAGE THIRD PARTIES (E.G., REAL ESTATE BROKERS) TO SELL CERTAIN NON-CASH CONTRIBUTIONS. LINE 33, NON-CASH CONTRIBUTIONS - WORKS OF ART, HISTORICAL TREASURES, LITERARY WORKS, ARTIFACTS, AND THE LIKE, WHICH ARE PRESERVED AND PROTECTED FOR EDUCATIONAL, RESEARCH AND PUBLIC EXHIBITION PURPOSES, ARE NOT CAPITALIZED. DONATIONS OF SUCH COLLECTIONS ARE NOT RECORDED FOR FINANCIAL STATEMENT PURPOSES.ExplanationTxt

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (15 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
FORM 990, PAGE 1, LINE KFORM OF ORGANIZATION THE LELAND STANFORD JUNIOR UNIVERSITY WAS FOUNDED BY SENATOR AND MRS. LELAND STANFORD ON NOVEMBER 11, 1885, IN MEMORY OF THEIR ONLY CHILD, LELAND, JR. THE FOUNDING WAS ACCOMPLISHED BY A GRANT OF ENDOWMENT, KNOWN AS THE FOUNDING GRANT, WHICH CONVEYED IN TRUST TO A BOARD OF TRUSTEES CERTAIN PROPERTIES, DIRECTED THAT A UNIVERSITY BE ESTABLISHED AND OUTLINED THE OBJECTIVES AND GOVERNMENT OF THE UNIVERSITY. SUBSEQUENT LEGISLATION IN THE STATE OF CALIFORNIA GRANTED THE UNIVERSITY CORPORATE POWERS EFFECTIVE 1901. ACCORDINGLY, STANFORD HAS ELECTED TO BE TREATED AS A CORPORATION FOR THE PURPOSES OF THE ADMINISTRATION OF FEDERAL AND STATE INCOME TAX LAW. FORM 990, PART I, LINE 6 VOLUNTEERS THERE ARE THOUSANDS OF ALUMNI AND FRIENDS OF STANFORD UNIVERSITY WHO VOLUNTEERED THEIR SERVICES TO STANFORD OVER THE COURSE OF THE YEAR. EXAMPLES OF THE WIDE SPECTRUM OF VOLUNTEER SERVICES INCLUDE SERVING AS A MEMBER OF THE BOARD OF TRUSTEES OF THE UNIVERSITY, SERVING ON A FUNDRAISING COMMITTEE, AND SERVING ON AN ADVISORY BOARD OF AN INSTITUTE. WHILE STANFORD DOES NOT FORMALLY TRACK THE TOTAL NUMBER OF VOLUNTEERS, IT ESTIMATES THAT APPROXIMATELY 11,000 ALUMNI VOLUNTEERED DURING THE TAX YEAR. FORM 990, PARTS I AND III, LINE 1 ORGANIZATION'S MISSION - CONTINUED FROM PART I, LINE 1 & PART III, LINE 1 STANFORD IS INTERNATIONALLY RECOGNIZED FOR THE QUALITY OF ITS TEACHING AND RESEARCH, ITS DISTINGUISHED FACULTY, AND ITS OUTSTANDING STUDENT BODY. IN THE YEARS SINCE ITS FOUNDING IN 1885, STANFORD HAS GROWN TO 2,180 FACULTY MEMBERS AND AN ENROLLMENT OF APPROXIMATELY 7,032 UNDERGRADUATE AND 9,304 GRADUATE STUDENTS. THE OBJECTIVE AND PURPOSES OF STANFORD UNIVERSITY, JANE AND LELAND STANFORD WROTE IN THEIR FOUNDING GRANT IN 1885, ARE "TO QUALIFY ITS STUDENTS FOR PERSONAL SUCCESS, AND DIRECT USEFULNESS IN LIFE; ... TO PROMOTE THE PUBLIC WELFARE BY EXERCISING AN INFLUENCE IN BEHALF OF HUMANITY AND CIVILIZATION, TEACHING THE BLESSINGS OF LIBERTY REGULATED BY LAW, AND INCULCATING LOVE AND REVERENCE FOR THE GREAT PRINCIPLES OF GOVERNMENT AS DERIVED FROM THE INALIENABLE RIGHTS OF MAN TO LIFE, LIBERTY, AND THE PURSUIT OF HAPPINESS."
FORM 990, PART III, LINE 4ASTATEMENT OF PROGRAM SERVICE ACCOMPLISHMENTS (EXPENSES $1,733,099,873 INCLUDING GRANTS OF $37,122,641; REVENUE $796,379,375) INSTRUCTION AND DEPARTMENTAL RESEARCH: INCLUDES THE SALARIES, FRINGE BENEFITS AND SUPPLIES NECESSARY TO TEACH 16,336 STUDENTS, INCLUDING 7,032 UNDERGRADUATE AND 9,304 GRADUATE AND PROFESSIONAL SCHOOL STUDENTS. STANFORD'S 2,180 -PERSON FACULTY INCLUDES 20 NOBEL PRIZE WINNERS AND FOUR PULITZER PRIZE WINNERS. STANFORD HAS SEVEN SCHOOLS: BUSINESS, EARTH, ENERGY & ENVIRONMENTAL SCIENCES, EDUCATION, ENGINEERING, HUMANITIES AND SCIENCES, LAW, AND MEDICINE. UNDERGRADUATES CHOOSE AMONG 60 MAJORS AND ARE ENCOURAGED TO LEARN CRITICAL THINKING SKILLS THROUGH RESEARCH. STANFORD STRIVES FOR CLOSE INTERACTION WITH FACULTY TO PREPARE STUDENTS TO BE THE NEXT GENERATION OF LEADERS, INCREASE THE WORLDS KNOWLEDGE AND SAVE LIVES.
FORM 990, PART III, LINE 4BSTATEMENT OF PROGRAM SERVICE ACCOMPLISHMENTS (EXPENSES $1,092,696,187 INCLUDING GRANTS OF $22,929,138; $188,531,727 REPORTED REVENUE EXCLUDES FEDERAL RESEARCH SUPPORT) ORGANIZED RESEARCH: RESEARCH IS INTEGRAL TO THE EDUCATIONAL MISSION OF STANFORD AND INVOLVES FACULTY, GRADUATE STUDENTS, AND UNDERGRADUATES WHO SEEK NEW KNOWLEDGE IN SERVICE TO HUMANITY. STANFORD FACULTY MEMBERS HAVE CONTRIBUTED TO ADVANCEMENTS IN HIGH TECHNOLOGY, INCLUDING THE CREATION OF DIGITAL SUBSCRIBER LINES, IDENTITY-BASED ENCRYPTION, GLOBAL POSITIONING SYSTEMS AND THE REDUCED INSTRUCTION SET COMPUTER, AMONG OTHER DISCOVERIES; DISEASE IDENTIFICATION AND MANAGEMENT, INCLUDING PROGRAMS USED BY MORE THAN 500 ORGANIZATIONS WORLDWIDE CONCERNED WITH CHRONIC HEALTH PROBLEMS SUCH AS ARTHRITIS AND HIV/AIDS; AND GENOME SEQUENCING, INCLUDING DISCOVERIES THAT CREATED THE FIELD OF GENETIC ENGINEERING. TODAY'S STANFORD FACULTY MEMBERS ARE LEADERS IN NEUROSCIENCE, ENERGY, STEM CELL RESEARCH, NANOTECHNOLOGY, BIOENGINEERING, COMPUTING TECHNOLOGY, REFORM OF OUR NATION'S SCHOOLS AND ENVIRONMENTAL SUSTAINABILITY. THROUGH BOTH BASIC AND APPLIED RESEARCH, STANFORD IS COMMITTED TO PROVIDING NEW KNOWLEDGE THAT FUELS OUR NATIONAL ECONOMY AND TO TRAINING GRADUATE STUDENTS WHO WILL BECOME TOMORROW'S TEACHERS AND RESEARCHERS. ENTREPRENEURIAL STANFORD FACULTY MEMBERS ARE KNOWN FOR THEIR ABILITY TO CROSS INTERDISCIPLINARY BOUNDARIES TO CREATE TEAMS OF RESEARCHERS ABLE TO PROVIDE NEW INSIGHTS TO COMPLEX, WORLDWIDE PROBLEMS.
FORM 990, PART III, LINE 4CSTATEMENT OF PROGRAM SERVICES ACCOMPLISHMENTS (EXPENSES $1,019,270,072 INCLUDING GRANTS OF $657,934; REVENUE $1,080,597,464.) UNIVERSITY AUXILIARY ACTIVITIES: INCLUDES AMONG OTHERS PATIENT CARE, RESIDENTIAL & DINING ENTERPRISES, AND INTER-COLLEGIATE ATHLETIC PROGRAMS. STANFORD SCHOOL OF MEDICINE FACULTY MEMBERS ARE HEALTH-CARE PRACTITIONERS AS WELL AS TEACHERS, COMBINING EXPERTISE HONED BY RESEARCH WITH THE MOST ADVANCED TECHNOLOGY TO TREAT PATIENTS AT STANFORD HEALTH CARE AND THE LUCILE PACKARD CHILDREN'S HOSPITAL. STANFORD FACULTY PROVIDE APPROXIMATELY 84 PERCENT OF THE PATIENT CARE AT STANFORD HEALTH CARE AND 96 PERCENT OF THE PEDIATRIC CARE AT LUCILE PACKARD CHILDREN'S HOSPITAL. RESIDENTIAL & DINING ENTERPRISES (R&DE) IS THE STEWARD OF 5 MILLION SQ FT OF PHYSICAL PLANT (APPROXIMATELY 1/3 OF CAMPUS) AND GENERATES REVENUE PRIMARILY THROUGH STUDENT ROOM AND BOARD. R&DE HOUSES 6,470 UNDERGRADUATE STUDENTS AND 5,650 GRADUATE STUDENTS. R&DE COMPLEMENTS STANFORD'S ACADEMIC PROGRAMS WITH A ROBUST RESIDENTIAL LIVING AND LEARNING ENVIRONMENT. THE UNIVERSITY HAS BEEN INVESTING IN THE RESIDENTIAL EDUCATION PROGRAM TO FOSTER AN ENVIRONMENT OF INTELLECTUAL, EDUCATIONAL, AND COMMUNITY-BUILDING ACTIVITIES IN STUDENT RESIDENCES.
FORM 990, PART III, LINE 4DOTHER PROGRAM SERVICES (EXPENSES $827,159,821 INCLUDING GRANTS OF $376,993,276; REVENUE $402,388,133) ACADEMIC SUPPORT AND PUBLIC SERVICE $395,413,293 STUDENT FINANCIAL AID $269,613,294 SLAC CONSTRUCTION AND OTHER $162,133,234 TOTAL OTHER PROGRAM SERVICE EXPENSES $827,159,821 ACADEMIC SUPPORT AND PUBLIC SERVICE: STANFORD SUPPORTS 20 LIBRARIES. THE COLLECTIONS OF BOOKS, JOURNALS, SCORES AND PRINTED REFERENCE WORKS COMPRISE MORE THAN 9.3 MILLION PHYSICAL VOLUMES, 1.5 MILLION E-BOOKS, 2.5 MILLION AUDIOVISUAL MATERIALS, MORE THAN 77,000 SERIALS, THOUSANDS OF OTHER DIGITAL RESOURCES AND NEARLY 6 MILLION MICROFORM HOLDINGS. SPECIAL COLLECTIONS INCLUDE ABOUT 300,000 RARE BOOKS AND MORE THAN 59 MILLION PAGES OF MATERIALS. THE STANFORD UNIVERSITY INFORMATION TECHNOLOGY NETWORK AND INFRASTRUCTURE INCLUDES MORE THAN 250,000 ACTIVE DEVICES WITH ASSIGNED INTERNET PROTOCOL ADDRESSES. STANFORD UNIVERSITY NETWORK TRANSPORTS 40 TERABYTES OF INCOMING DATA AND 30 TERABYTES OF DATA OUTGOING BETWEEN STANFORD AND THE INTERNET EACH DAY. STUDENT SERVICES INCLUDE, AMONG OTHERS, THE DEAN OF STUDENT LIFE OFFICE, THE REGISTRAR, THE ADMISSIONS OFFICE, THE FINANCIAL AID OFFICE, AND THE OFFICE FOR RELIGIOUS LIFE. STUDENT FINANCIAL AID: INCLUDES MERIT AND NEED-BASED SCHOLARSHIPS AND FELLOWSHIPS. SLAC CONSTRUCTION AND OTHER: THE UNIVERSITY MANAGES AND OPERATES THE SLAC NATIONAL ACCELERATOR LABORATORY FOR THE U.S. DEPARTMENT OF ENERGY ("DOE") UNDER A MANAGEMENT AND OPERATING CONTRACT. REVENUES AND EXPENDITURES ARE INCLUDED IN STANFORD'S FINANCIAL STATEMENTS; ASSETS AND LIABILITIES ARE OWNED BY DOE AND THEREFORE CARRIED ON DOE'S BOOKS. ACCORDINGLY, CONSTRUCTION EXPENDITURES ARE RECORDED AS EXPENDITURES HEREIN.
FORM 990 PART IV, LINES 12A AND 12BAUDIT OF FINANCIAL STATEMENTS STANFORD'S CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEARS ENDED AUGUST 31, 2016 AND AUGUST 31, 2015 WERE AUDITED BY THE ACCOUNTING FIRM OF PRICEWATERHOUSECOOPERS ("PWC"). AS REQUIRED BY GENERALLY ACCEPTED ACCOUNTING PRINCIPLES, THE UNIVERSITY'S FINANCIAL STATEMENTS ARE PREPARED ON A CONSOLIDATED BASIS AND REFLECT THE COMBINED FINANCIAL POSITION AND RESULTS OF THE UNIVERSITY, STANFORD HEALTH CARE AND LUCILE SALTER PACKARD CHILDRENS HOSPITAL AT STANFORD, INCLUDING THEIR RESPECTIVE CONTROLLED AFFILIATES ("THE HOSPITALS"). IN ADDITION, THE FINANCIAL STATEMENTS PRESENT CONSOLIDATING STATEMENTS THAT DISCLOSE SEPARATELY THE ACCOUNTS OF THE UNIVERSITY FROM THOSE OF THE HOSPITALS. UNDER SEPARATE COVER, THE HOSPITALS PROVIDE AUDITED FINANCIAL STATEMENTS OF THEIR OWN ACCOUNTS. PWC UTILIZES SEPARATE AUDIT TEAMS TO CONDUCT THE AUDIT ENGAGEMENTS OF STANFORD AND THE HOSPITALS. EACH AUDIT IS CONDUCTED BY QUALIFIED PROFESSIONAL ACCOUNTANTS WITH AUDIT PLANS DESIGNED FROM THE SEPARATE ACCOUNTS FOR THE RESPECTIVE ENTITIES, IN ACCORDANCE WITH GENERALLY ACCEPTED AUDITING STANDARDS.
FORM 990, PART V, LINE 4BSTANFORD HAS AN INTEREST IN OR SIGNATURE AUTHORITY OVER BANK OR INVESTMENT ACCOUNTS IN THE FOLLOWING COUNTRIES: CAYMAN ISLANDS; CHILE; CHINA; FRANCE; GERMANY; GHANA; HONG KONG; ITALY; KENYA; SOUTH AFRICA; SPAIN; TURKEY; UNITED KINGDOM.
FORM 990, PART VI, SECTION A, LINE 2BUSINESS RELATIONSHIPS THE FOLLOWING INDIVIDUALS LISTED ON PART VII HAVE A BUSINESS RELATIONSHIP WITH EACH OTHER: - JOHN HENNESSY AND KAVITARK RAM SHRIRAM ARE BOTH DIRECTORS OF ALPHABET INC. AND GOOGLE INC., WHERE RUTH PORAT SERVES AS CHIEF FINANCIAL OFFICER. - BROOK H. BYERS AND RANDALL LIVINGSTON ARE BOTH DIRECTORS OF PACIFIC BIOSCIENCES, INC. - BROOK H. BYERS IS A DIRECTOR OF ENJOY, WHERE RONALD B. JOHNSON SERVES AS CHIEF EXECUTIVE OFFICER.
FORM 990, PART VI, SECTION B, LINES 11A & BREVIEW OF THE FORM 990 THE FORM 990 IS PREPARED BY THE UNIVERSITY'S TAX DEPARTMENT IN CONSULTATION WITH THE OFFICE OF GENERAL COUNSEL, PAYROLL AND OTHER UNIVERSITY DEPARTMENTS. THE RETURN IS REVIEWED BY EXTERNAL ACCOUNTANTS, OUTSIDE COUNSEL, AND SENIOR MANAGEMENT INCLUDING THE SENIOR ASSOCIATE VICE PRESIDENT FOR FINANCE. THE RETURN IS THEN DISTRIBUTED TO THE BOARD COMMITTEE ON AUDIT, COMPLIANCE AND RISK FOR THEIR REVIEW IN ADVANCE OF THE COMMITTEE MEETING. THE COMMITTEE IS OFFERED AN OPPORTUNITY TO ASK QUESTIONS BOTH AT THE MEETING AND ANYTIME THEREAFTER. SUBSEQUENT TO THE MEETING, A COMPLETE COPY OF THE FORM 990 IS DISTRIBUTED TO THE FULL BOARD OF TRUSTEES PRIOR TO FILING WITH THE IRS.
FORM 990, PART VI, SECTION B, LINE 12CCONFLICT OF INTEREST MEMBERS OF THE UNIVERSITY'S BOARD OF TRUSTEES ("TRUSTEES"), OFFICERS AND FACULTY MAY, FROM TIME TO TIME, BE ASSOCIATED, EITHER DIRECTLY OR INDIRECTLY, WITH ENTITIES DOING BUSINESS WITH THE UNIVERSITY. THE UNIVERSITY HAS CONFLICT OF INTEREST POLICIES THAT ARE STRICTLY ENFORCED TO ENSURE THAT ALL TRANSACTIONS WITH THESE PARTIES ARE ARM'S LENGTH, AND THERE IS NO FAVORABLE TREATMENT AS A RESULT OF THESE RELATIONSHIPS. CONFLICTS OF INTEREST ARE REGULARLY MONITORED, AND APPLICABLE POLICY IS CONSISTENTLY ENFORCED. UNIVERSITY-WIDE COMPLIANCE INITIATIVES INCLUDE TRAINING AND DOCUMENTATION, REQUIRED ANNUAL DISCLOSURE AND FOLLOW-UP; MANAGEMENT CONTROLS; ENTERPRISE RISK MANAGEMENT; REGULAR INTERNAL AND EXTERNAL AUDITS; WHISTLE-BLOWER PROVISIONS; SUPERVISION; AND REVIEW. PERCEIVED VIOLATIONS WOULD BE INVESTIGATED AND ADDRESSED AS APPROPRIATE THROUGH VARIOUS SANCTIONS, INCLUDING FINANCIAL PENALTIES AND TERMINATION, DEPENDING UPON THE NATURE AND DEGREE OF THE CONFLICT. FOR OFFICERS, THE UNIVERSITY REQUIRES ANNUAL DISCLOSURE OF SIGNIFICANT FINANCIAL INTERESTS IN EMPLOYMENT OR CONSULTING RELATIONSHIPS WITH ENTITIES DOING BUSINESS WITH THE UNIVERSITY. THESE ANNUAL DISCLOSURES COVER BOTH OFFICERS AND THEIR IMMEDIATE FAMILY. WHEN SUCH ASSOCIATIONS EXIST, MEASURES ARE TAKEN TO APPROPRIATELY MANAGE, IN THE BEST INTERESTS OF THE UNIVERSITY, ANY ACTUAL OR PERCEIVED CONFLICT. FACULTY MUST COMPLY WITH THE FACULTY CONFLICT OF INTEREST POLICY, WHICH REQUIRES ANNUAL CERTIFICATION OF COMPLIANCE WITH THE POLICY AND DISCLOSURE OF INTERESTS IN OUTSIDE ENTITIES THAT ARE SPONSORS OF THEIR TEACHING OR RESEARCH OR OTHER TRANSACTIONS WITH THE UNIVERSITY IN WHICH THEY ARE INVOLVED. ALL PERSONAL FINANCIAL INTERESTS RELATED TO STANFORD ACTIVITIES MUST BE REPORTED, REGARDLESS OF DOLLAR AMOUNT. FOR TRUSTEES, THE UNIVERSITY HAS A WRITTEN CONFLICT OF INTEREST POLICY THAT REQUIRES, AMONG OTHER THINGS, THAT NO MEMBER OF THE BOARD OF TRUSTEES IS PERMITTED TO PARTICIPATE IN ANY DECISION RELATING TO AN ENTITY IN WHICH HE OR SHE (OR AN IMMEDIATE FAMILY MEMBER) HAS A MATERIAL FINANCIAL INTEREST. THE CONFLICT OF INTEREST POLICY ALSO PRECLUDES THE UNIVERSITY FROM ENTERING INTO CERTAIN TRANSACTIONS WITH AN ENTITY IN WHICH A TRUSTEE HAS A MATERIAL FINANCIAL INTEREST UNLESS MEASURES ARE TAKEN TO MITIGATE ANY ACTUAL OR PERCEIVED CONFLICT. NAMELY, THE POLICY REQUIRES THAT SUCH TRANSACTIONS ARE CONDUCTED AT ARM'S LENGTH, FOR GOOD AND SUFFICIENT CONSIDERATION, BASED ON TERMS THAT ARE FAIR AND REASONABLE TO AND FOR THE BENEFIT OF THE UNIVERSITY, AND OTHERWISE IN ACCORDANCE WITH SOUND CONFLICT MANAGEMENT PRACTICES. THE CONFLICT OF INTEREST POLICY REQUIRES EACH TRUSTEE TO CERTIFY COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY ON AN ANNUAL BASIS.
FORM 990, PART VI, SECTION B, LINE 15COMPENSATION DETERMINATION THE ANNUAL PROCESS FOR DETERMINING COMPENSATION OF BOTH THE TOP MANAGEMENT OFFICIAL (PRESIDENT OF THE UNIVERSITY) AND OF OTHER OFFICERS/KEY EMPLOYEES INCLUDES REVIEW AND APPROVAL BY INDEPENDENT PERSONS, USE OF COMPARABILITY DATA AND CONTEMPORANEOUS DOCUMENTATION OF THE DELIBERATION AND DECISION. IN THE CASE OF THE UNIVERSITY'S PRESIDENT, THE VICE PRESIDENT FOR HUMAN RESOURCES, AT A PRELIMINARY MEETING WITH A SUBCOMMITTEE OF THE COMMITTEE ON COMPENSATION, PRESENTS AN ANALYSIS OF CURRENT RELEVANT MARKET DATA OBTAINED FROM AN INDEPENDENT HUMAN RESOURCE CONSULTING FIRM. THE SAME MATERIALS ARE SENT TO THE FULL COMMITTEE. AT THE MEETING OF THE FULL COMMITTEE AND IN THE ABSENCE OF THE PRESIDENT, DISCUSSION OCCURS PRIOR TO A VOTE. MINUTES OF BOTH MEETINGS ARE ON FILE IN THE OFFICE OF THE VICE PRESIDENT FOR HUMAN RESOURCES. IN THE CASE OF OTHER OFFICERS/KEY EMPLOYEES, PER GUIDELINES IN THE COMMITTEE'S EXECUTIVE COMPENSATION POLICY AND PROCEDURES DOCUMENT, EACH YEAR THE VICE PRESIDENT FOR HUMAN RESOURCES PROVIDES CURRENT RELEVANT MARKET DATA AND THE HISTORICAL PAY INFORMATION RELATING TO THESE PERSONS TO THE PRESIDENT OR TO THE PROVOST BASED ON THE REPORTING STRUCTURE. THE PRESIDENT AND PROVOST PROPOSE CHANGES IN COMPENSATION BASED ON EACH INDIVIDUAL'S PERFORMANCE AND ON THE MARKET DATA. THE COMMITTEE ON COMPENSATION REVIEWS THE RECOMMENDATIONS AND, FOLLOWING DISCUSSION, APPROVES THE RECOMMENDATIONS AS SUBMITTED OR WITH MODIFICATIONS. MINUTES OF THE MEETING ARE ON FILE IN THE OFFICE OF THE VICE PRESIDENT FOR HUMAN RESOURCES.
FORM 990, PART VI, SECTION C, LINE 19STANFORD UNIVERSITY MAKES ITS FOUNDING GRANT, FACULTY AND STAFF CONFLICT OF INTEREST POLICIES, AND FINANCIAL STATEMENTS AVAILABLE TO THE GENERAL PUBLIC ON STANFORD'S WEBSITE, AND UPON REQUEST TO THE OFFICE OF UNIVERSITY COMMUNICATIONS.
FORM 990, PART VII, SECTION A, COLUMN BHOURS FOR RELATED ORGANIZATIONS IN CONNECTION WITH THEIR POSITIONS AT STANFORD, CERTAIN LISTED INDIVIDUALS MAY, FROM TIME TO TIME, PARTICIPATE IN ACTIVITIES OF A RELATED ORGANIZATION. WHERE THE LISTED INDIVIDUALS ARE TRUSTEES, DIRECTORS, OFFICERS, OR EMPLOYEES OF THE RELATED ORGANIZATION, THE TIME DEVOTED TO THE RELATED ORGANIZATION BY SUCH INDIVIDUALS IS GENERALLY REPORTED AS RELATED ORGANIZATION HOURS IN PART VII, SECTION A, LINE 1A, COLUMN (B), BELOW THE DOTTED LINE. IN ALL OTHER CASES, THE HOURS IN CONNECTION WITH SUCH PARTICIPATION ARE INCLUDED IN THE HOURS REPORTED FOR THE INDIVIDUALS' POSITIONS AT STANFORD UNIVERSITY IN PART VII, SECTION A, LINE 1A, COLUMN (B), ABOVE THE DOTTED LINE.
FORM 990, PART VII, SECTION BINDEPENDENT CONTRACTORS IN THE PRESENTATION OF THE DATA APPEARING IN FORM 990, PART VII, SECTION B, STANFORD REPORTS DIRECT CASH COMPENSATION PAID TO PROFESSIONAL INDEPENDENT CONTRACTORS. COMMISSIONS, DISCOUNTS, AND MANAGEMENT FEES EMBEDDED IN AND/OR DEDUCTED FROM INVESTMENT RETURNS AND AMOUNTS PROVIDED TO VENTURE CAPITAL, PRIVATE EQUITY, AND HEDGE FUND GENERAL PARTNERS DUE TO THEIR "CARRIED INTEREST" IN PARTNERSHIPS IN WHICH STANFORD PARTICIPATES ARE NOT CONSIDERED IN THIS REPORTING.
FORM 990, PART XI, LINE 9OTHER CHANGES IN NET ASSETS OR FUND BALANCES CHANGE IN POST RETIREMENT BENEFIT OBLIGATION $ 180,708,003 PAYMENTS TO LIVING TRUST BENEFICIARIES (40,878,929) NET HOSPITAL TRANSFERS 104,943,875 CHANGE IN VALUE OF SWAP AGREEMENTS (16,638,549) ------------- $ 228,134,400

Schedule R IRS990ScheduleR

Id Disregarded Entities IdDisregardedEntitiesGrp (48 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile StateLegalDomicileStateCdTotal IncomeTotalIncomeAmtEnd Of Year AssetsEndOfYearAssetsAmtBusiness Name Line1DirectControllingEntityName/BusinessNameLine1Txt
STANFORD UNIVERSITY OTL LLC
3145 PORTER DRIVEPALO ALTOCA94304941156365TECHNOLOGYCA$2,250$64,655STANFORD
SU ACQUISITION LLC
3145 PORTER DRIVEPALO ALTOCA94304941156365REAL ESTATEDE$503,749$2,000,043STANFORD
SAA SIERRA PROGRAMS LLC
3145 PORTER DRIVEPALO ALTOCA94304800313657ALUM RELATIONCA$6,594,235$11,323,611STANFORD
ANTS AT WORK LLC
3145 PORTER DRIVEPALO ALTOCA94304941156365RESEARCHNM$0$55,000STANFORD
SHR HOTEL LLC
3145 PORTER DRIVEPALO ALTOCA94304412277925REAL ESTATECA$54,361,912$16,050,233STANFORD
SPECIALTY EVENTS LLC
3145 PORTER DRIVEPALO ALTOCA94304273665473GEN. BUS. OPSCA$0$0STANFORD
ROCKY HILL PROPERTY LLC
3145 PORTER DRIVEPALO ALTOCA94304454672921REAL ESTATECA$0$0STANFORD
STANFORD UNIVERSITY GLOBAL LLC
3145 PORTER DRIVEPALO ALTOCA94304941156365EDUCATIONCA$0$0STANFORD
CARDINAL NEWBURY GP LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94305941156365INVESTMENTSDE$0$0STANFORD
CARDINAL NEWBURY LP LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94305941156365INVESTMENTSDE$0$1STANFORD
SAND HILL INVESTMENTS GP LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94305412262027INVESTMENTSDE$0$0STANFORD
SMC DE LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94305941156365INVESTMENTSDE$12,427$0STANFORD
ALTIRA TECHNOLOGY FUND IV DIRECT INVEST
C/O SMC 635 KNIGHT WAYSTANFORDCA94305941156365INVESTMENTSDE$0$5,139STANFORD
SNOWCREEK VII LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94305954890334REAL ESTATECA$0$5,215,728STANFORD
GRE PROPERTIES LLC
3145 PORTER DRIVEPALO ALTOCA94304941156365REAL ESTATEDE$0$23,581STANFORD
GRE PROPERTIES II LLC
3160 PORTER DRIVEPALO ALTOCA94304941156365REAL ESTATEDE$0$20,817STANFORD
JPS NO 1 LLC
3160 PORTER DRIVEPALO ALTOCA94304941156365REAL ESTATEDE$0$4,010,123STANFORD
JPS NO 2 LLC
3160 PORTER DRIVEPALO ALTOCA94304941156365REAL ESTATEDE$0$1STANFORD
GREGORY STREET ACQUISITION LLC
3160 PORTER DRIVEPALO ALTOCA94304941156365REAL ESTATECO$0$3,847STANFORD
HP OUTLAWS LLC
3160 PORTER DRIVE SUITE 200PALO ALTOCA94304941156365REAL ESTATEDE$0$0STANFORD
200 GREGORY STREET LLC
3160 PORTER DRIVE SUITE 200PALO ALTOCA94304941156365REAL ESTATECO$0$0STANFORD
CYPRESS MARINA HEIGHTS LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94305954887979INVESTMENTSCA$6,376,476$44,809,718CYPRESS MARI
CYPRESS MARINA PARTNERS LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94305INVESTMENTSCA$0$42,674,560STANFORD
RED 238 LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94305INVESTMENTSCA$0$25,587,100STANFORD
RED ALPINE LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94305INVESTMENTSDE$0$29,414,586STANFORD
RED ALVARADO LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94305INVESTMENTSDE$0$27,250,875STANFORD
RED ARBORETUM LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94305INVESTMENTSDE$0$21,355,322STANFORD
RED ARDENWOOD LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94305INVESTMENTSDE$0$17,422,462STANFORD
RED BART LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94305INVESTMENTSDE$0$7,367,861STANFORD
RED BROADWAY LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94305INVESTMENTSDE$0$15,172,191STANFORD
RED CAMINO LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94305INVESTMENTSDE$0$41,343,092STANFORD
RED DECOTO LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94305INVESTMENTSDE$0$17,140,338STANFORD
RED DISH LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94305INVESTMENTSDE$0$5,664,450STANFORD
RED LOMITA LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94305INVESTMENTSDE$0$26,442,151STANFORD
RED MARINA LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94305INVESTMENTSDE$0$7,677,000STANFORD
RED MARINER LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94305INVESTMENTSDE$0$87,598,792STANFORD
RED POPLAR LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94305INVESTMENTSDE$0$54,428,845STANFORD
RED QUARRY LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94305INVESTMENTSDE$0$2,286,000STANFORD
RED SANDHILL LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94305INVESTMENTSDE$0$8,001,173STANFORD
RED SKYLINE LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94305INVESTMENTSDE$0$45,805,197STANFORD
RED VELD LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94305INVESTMENTSDE$0$6,535,574STANFORD
SAND HILL INVESTMENTS LP
C/O SMC 635 KNIGHT WAYSTANFORDCA94305371557441INVESTMENTSDE$4,158,147$19,766,381SAND HILL GP
RED ALTA LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94305INVESTMENTSDE$0STANFORD
CARDINAL REGENT LP LLC
C/O SMC 635 KNIGHT WAYSTANFORDDE94305INVESTMENTSDE$0STANFORD
CYPRESS MARINA HEIGHTS AHU LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94305INVESTMENTSCA$0STANFORD
STANFORD UNIVERSITY POWER LLC
3145 PORTER DRIVEPALO ALTOCA94304941156365ENERGY RESOURDE$0STANFORD
FAIRFIELD NORHT SEA ENERGY LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94305941156365INVESTMENTSDE$0STANFORD
RED RECIPE LLC
C/O SMC 635 KNIGHT WAYSTANFORDCA94305INVESTMENTSDE$0STANFORD

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (21 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile StateLegalDomicileStateCdExempt Code SectionExemptCodeSectionTxtPublic Charity StatusPublicCharityStatusTxtBusiness Name Line1DirectControllingEntityName/BusinessNameLine1TxtControlled OrganizationControlledOrganizationIndAddress Line1ForeignAddress/AddressLine1TxtCityForeignAddress/CityNmProvince Or StateForeignAddress/ProvinceOrStateNmCountryForeignAddress/CountryCdLegal Domicile Foreign CountryLegalDomicileForeignCountryCdForeign PostalForeignAddress/ForeignPostalCd
STANFORD HEALTH CARE
300 PASTEUR DRIVE MC 5555STANFORDCA94305946174066HEALTHCARECA501(C)(3)3STANFORDYes (true)
LUCILE SALTER PACKARD CHILDRENS HOSPITAL
725 WELCH ROAD MC 5553PALO ALTOCA94304770003859HEALTHCARECA501(C)(3)3STANFORDYes (true)
HOSPITAL COMMITTEE FOR THE L-P AREAS
1111 E STANLEY BLVDLIVERMORECA94550941429628HOSPITALCA501(C)(3)3SHCYes (true)
VALLEYCARE MEDICAL FOUNDATION INC
5655 W LAS POSITAS BLVD 220PLEASANTONCA94588262593526SUPPRT SHC-VCCA501(C)(3)9HOSP CMTE LPYes (true)
VALLEYCARE SENIOR HOUSING
1111 E STANLEY BLVDLIVERMORECA94550943382224SR. FACILITYCA501(C)(3)11C, III-FIHOSP CMTE LPYes (true)
THE FREIDENRICH SUPPORT FOUNDATION
3145 PORTER DRIVEPALO ALTOCA94304300519583SUPPORTCA501(C)(3)11A, ISTANFORDYes (true)
SHR HOLDINGS INC
3145 PORTER DRIVEPALO ALTOCA94304943187167REAL ESTATECA501(C)(25)N/ASTANFORDYes (true)
SU EMP BEN TRUST POST RETEMPYNT BEN
3145 PORTER DRIVEPALO ALTOCA94304943246199BENEFITSCA501(C)(9)N/ASTANFORDYes (true)
UNIVERSITY HEALTHCARE ALLIANCE
7999 GATEWAY BLVD STE 300NEWARKCA94560943192446HEALTHCARECA501(C)(3)3SHCYes (true)
THE DUDLEY E CHAMBERS FOUNDATION
JP MORGAN CHASE PO BOX 3038MILWAUKEEWI53201386841793SUPPORTNY501(C)(3)11D, III-OSTANFORDYes (true)
STANFORD UNIVERSITY BOOKSTORE
BLDG 60 MAIN QUAD NO 105STANFORDCA94305940894150SUPPORTCA501(C)(3)11A, ISTANFORDYes (true)
PACKARD CHILDREN'S HEALTH ALLIANCE
725 WELCH ROAD MC5551PALO ALTOCA94304320359189HEALTHCARECA501(C)(3)3LPCHYes (true)
STANFORD HABITAT CONSERVATION BOARD
3160 PORTER DR STE 200PALO ALTOCA94304461882243CONSERVATIONCA501(C)(3)7STANFORDYes (true)
STANFORD FACULTY CLUB
PO BOX 7229STANFORDCA94309941187089FAC INTERACT.CA501(C)(7)N/ASTANFORDYes (true)
THE HONG KONGSU CHARITABLE TRUST
986078093SUPPORT501(C)(3)STANFORDYes (true)1401 CAROLINE CENTER28 PING ROADCAUSEWAYHKHK
THE STANFORD TRUST
SUPPORT501(C)(3)STANFORDYes (true)65 HIGH STREETOXFORDUKUKOX1 46L
STANFORD PROGRAMME (CAPE TOWN) NPC
EDUCATION501(C)(3)STANFORDYes (true)WAVERLY BUSINESS PARK BUILDING 11CAPE TOWNSFSF
STANFORD FEDERAL CREDIT UNION
1860 EMBARCADERO RDPALO ALTOCA94303941492212CREDIT UNIONCA501(C)(1)N/ASTANFORDYes (true)
STANFORD HEALTH CARE ADVANTAGE
1221 BROADWAY 3RD FLOOROAKLANDCA94612464071746HEALTHCARECA501(c)(3)11A, ISHCYes (true)
STANFORD SCHOOLS CORPORATION
475 POPE STREETMENLO PARKCA94025202699147EDUCATIONALCA501(C)(3)2STANFORDYes (true)
PACIFIC 12 CONFERENCE
1350 TREAT BOULEVARDWALNUT CREEKCA94597941459048EDUCATIONALCA501(C)(3)11A, INAfalse

Id Related Org Txbl Partnership IdRelatedOrgTxblPartnershipGrp (30 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile StateLegalDomicileStateCdBusiness Name Line1DirectControllingEntityName/BusinessNameLine1TxtShare Of Total IncomeShareOfTotalIncomeAmtShare Of EOY AssetsShareOfEOYAssetsAmtDisproportionate AllocationsDisproportionateAllocationsIndUBI Code VUBICodeVAmtGeneral Or Managing PartnerGeneralOrManagingPartnerIndOwnershipOwnershipPctPredominant Income TypePredominantIncomeTypeTxtEINEINAddress Line1ForeignAddress/AddressLine1TxtCityForeignAddress/CityNmProvince Or StateForeignAddress/ProvinceOrStateNmCountryForeignAddress/CountryCdForeign PostalForeignAddress/ForeignPostalCdLegal Domicile Foreign CountryLegalDomicileForeignCountryCd
ADOM PARTNERS LP
500 MADISON AVENUENEW YORKNY10022INVESTMENTSDESTANFORD$0$158,704,935false$0false1.00000
ALBUS SELECT FUND LP
750 MENLO AVENUEMENLO PARKCA94025INVESTMENTSDESTANFORD$0$114,568,589false$0false1.00000EXCLUDED
ARCOLA RESIDENTIAL VENTURE LLC
635 KNIGHT WAYSTANFORDCA943057297REAL ESTATEDEARCOLA RESIDENT$277,588$0false$0false1.00000900818278
ARCOLA VENTURE LLC
635 KNIGHT WAYSTANFORDCA943057297RE DEVELOPMENTDESTANFORD$0-$36,873,403false$0false0.90650UNRELATED371689632
ATWATER 12 LP
2100 ROSS AVE STE 1600DALLASTX75201INVESTMENTSDESTANFORD$0$0false$0false0.00000EXCLUDED752944481
AVALANCHE ROYALTY PARTNERS LLC
410 17TH ST STE 1150DENVERCO80202INVESTMENTSDESTANFORD$108,775$183,884false-$3,351false0.51025UNRELATED841539807
CEE EQUITY HOLDINGS LP
INVESTMENTSSTANFORD-$1,678,488$260,553false$0false1.00000EXCLUDEDELIZABETH HOUSE 9 CASTLE STST. HELIER,JERSEYJEJE4 2QPJE
CLAIRVUE CAPITAL PARTNERS II-TE 1 LP
150 CALIFORNIA STREET STE 850SAN FRANCISCOCA94111INVESTMENTSDESTANFORD$943,646$7,992,456false$0false0.98620EXCLUDED800909516
CLAIRVUE CAPITAL PARTNERS II-TE 2 LP
150 CALIFORNIA STREET STE 850SAN FRANCISCOCA94111INVESTMENTSDESTANFORD$191,349$1,607,456false$0false0.66660EXCLUDED800909556
CANARY SC FUND LP
399 PARK AVENUENEW YORKNY10022INVESTMENTSDESTANFORD$0$6,940,612false$0false1.00000EXCLUDED
ENERGY CAPITAL PARTNERS III (SENDERO CO-
51 JOHN F KENNEDY PARKWAY SUITE 2SHORT HILLSNJ07078INVESTMENTSDESTANFORD-$17,392$173,291false-$20,174false0.63690UNRELATED471702425
FORTRESS IW COINVESTMENT (FUND B) LP
1345 AVE OF THE AMERICAS 45TH FLNEW YORKNY10105INVESTMENTSSTANFORD$0$0false$0false0.71640EXCLUDED980509639CJ
KEB INVESTORS II LP
INVESTMENTSSTANFORD$943,913-$638,107false$0false0.63820EXCLUDEDWASHINGTON MALL STE 304 7 REID STHAMILTON,HM 11BDBD
LSF V DHB HOLDINGS LP
2711 N HASKELL AVE STE 1700DALLASTX75204INVESTMENTSDESTANFORD$0$0false$0false0.00000EXCLUDED272858604
OUTLAWS CASINO LTD
3160 PORTER DRPALO ALTOCA94304HOLDING COMPANYCOHP OUTLAWS LLC$0$0$0Yes (true)0.00000841457498
PALO ALTO LP
INVESTMENTSSTANFORD-$191,927$8,188,421false$0false0.98880EXCLUDED98112662213 CASTLE STREETST. HELIER, JERSEYJEJE
PROJECT EDISON PARTNERS FUND LP
55 E 52ND STNEW YORKNY10055INVESTMENTSDESTANFORD$0$9,954,492false$0false0.66620EXCLUDED473184706
RESERVOIR RESOURCE PTRS TE LP
767 FIFTH AVE 16TH FLOORNEW YORKNY10153INVESTMENTSDESTANFORD-$1,280,167$2,495,622false-$1,496,248false0.51510462286221
RMS FOREST GROWTH II LP
30 INVERNESS CENTER PARKWAY STE 36BIRMINGHAMAL35242INVESTMENTSCASTANFORD$0$72,726,074false$0false0.64370EXCLUDED200841908
SANDPIPER FUND LP
2000 MCKINNEY AVE STE 2125DALLASTX75201INVESTMENTTXSTANFORD$168,145$153,855,092false$0false0.99430EXCLUDED260341626
SAROFIM MULTIFAMILY PARTNERS LP
8115 PRESTON RD ST400DALLASTX75225RE DEVELOPMENTTXSTANFORD-$222,153$226,370false$0false0.63750EXCLUDED201929002
SCP REAL ASSETS FUND (A) LP
2498 SAND HILL RDMENLO PARKCA94025INVESTMENTSDESTANFORD$1,876,886$11,077,918false$249,746false0.62610UNRELATED203949682
SEQUOIA MFM OPERATING COMPANY LLC
770 WELCH ROAD LPCH- ADMIN MC5551PALO ALTOCA94304MFM PROGRAMCALPCH$0$0false$0false0.00000475060529
SIC SNOWCREEK VIII LLC
635 KNIGHT WAYSTANFORDCA94305RE DEVELOPMENTCASTANFORD-$399,541$14,731,688false-$399,541false0.99870UNRELATED275431605
SP SMC PARTNERS LLC
2711 CENTERVILLE RD STE 400WILMINGTONDE19808INVESTMENTSDESTANFORD-$395,131$34,002,276false-$220,504false0.99900EXCLUDED473103791
STANFORD EMANUEL RAD ONCOLOGY CENTER
825 DELBON AVTURLOCKCA95382RADIOLOGYCASHC$0$0false$0false0.00000208885091
STANFORD PET-CT LLC
300 PASTEUR DR MC 5555STANFORDCA94305MED. DIAGNOSTCASHC$5,938,751$6,189,243false$0Yes (true)0.50000EXCLUDED611423414
STANFORD-STARTX FUND LLC
3145 PORTER DRPALO ALTOCA94304INVESTMENTSDESTANFORD$0$0false$0Yes (true)0.00000EXCLUDED464297719
SUMIT HOLDING INTERNATIONAL LLC
1400 PAGE MILL ROAD MC5713PALO ALTOCA94304HOLDING COMPANYDESHC$0$0false$0false0.00000263934706
VEDA INVESTORS FUND LP
ONE FAWCETT PLGREENWICHCT06830INVESTMETNSDESTANFORD$0$423,712,163false$0false1.00000EXCLUDED

Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (28 entries)

Address Line1ForeignAddress/AddressLine1TxtCityForeignAddress/CityNmCountryForeignAddress/CountryCdEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile Foreign CountryLegalDomicileForeignCountryCdBusiness Name Line1DirectControllingEntityName/BusinessNameLine1TxtEntity TypeEntityTypeTxtShare Of Total IncomeShareOfTotalIncomeAmtShare Of EOY AssetsShareOfEOYAssetsAmtOwnershipOwnershipPctControlled OrganizationControlledOrganizationIndProvince Or StateForeignAddress/ProvinceOrStateNmAddress Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdLegal Domicile StateLegalDomicileStateCdForeign PostalForeignAddress/ForeignPostalCd
STANFORD SGGS EUROPE INC
UGLAND HOUSE S CHURCH STPO BOX 309GT, GEORGE TOWNCJ131684331INVESTMENTSCJSTANFORDC CORP$669,298$1,588,2081.00000Yes (true)
EAST SAIL
C/O INTL FS INC IFS COURTTWENTYEIGHT, CYBERCITY, EBENEMPINVESTMENTSMPSTANFORDC CORP-$2,163,917$103,318,5461.00000Yes (true)
GAVEA INVESTMENT FUND II-C LP
PO BOX 896GT HARBOUR CENTREGEORGE TOWNCJ980537952INVESTMENTSCJSTANFORDC CORP$0$7,866,6740.53000Yes (true)CAYMAN ISLANDS
LS ALBERTA III LP
980493425INVESTMENTSCASTANFORDC CORP$0$2,124,7261.00000Yes (true)C/O JE ROBERT COS 1650 TYSON BLVDMCLEANVA22102
CLAT (16)
CHARITABLE TRSTANFORDTRUST$0$00.00000CA
CRT (555)
CHARITABLE TRSTANFORDTRUST$0$00.00000CA
OTHER (7)
CHARITABLE TRSTANFORDTRUST$0$00.00000CA
PIF (2)
CHARITABLE TRSTANFORDTRUST$0$00.00000CA
ALPINE CHALET INC
941556099SKI LODGESAA SIERRA PROGC CORP$210,400$739,9961.00000Yes (true)PO BOX 9988SOUTH LAKE TAHOECA96158CA
STANFORD (BEIJING) CNSLTNG CO LTD (WFOE)
5275TH FLBLDG CACADEMY SOUTH RDHAIDAN DISTRICTCHEDUCATIONCHSU GLOBAL LLCC CORP$1,411,486$786,1120.00000Yes (true)BEIJING
STANFORD UNIV MED NETWORK RISK AUTHORITY
461132002RISK MGMT CONSUMIT HLDG INTC CORP$0$00.00000Yes (true)1400 PAGE MILL RD MSC 5713PALO ALTOCA94304CA
PROFESSIONAL EXCHANGE ASSURANCE COMPANY
900897686INSURANCEUHAC CORP$0$00.00000Yes (true)201 MERCHANT STREET SUITE 2400HONOLULUHI96813HI
ARCOLA RES DEVELOPMENT CORP
800804754INVESTMENTSSTANFORDC CORP$331,479$01.00000Yes (true)C/O SMC 635 KNIGHT WAYSTANFORDCA943057297DE
BREP VII ALBERTA FEEDER(OFFSHORE)TE7 LP
981066351INVESTMENTSCASTANFORDC CORP$218,227$32,633,3310.51720Yes (true)C/O THE BLACKSTONE GROUP 345 PARKNEW YORKNY10154
BREP VII ALBERTA FEEDER(OFFSHORE)TE7NQLP
981066355INVESTMENTSCASTANFORDC CORP$191,530$11,441,8010.51720Yes (true)C/O THE BLACKSTONE GROUP 345 PARKNEW YORKNY10154
WEST FACE ALTERNATIVE CREDIT CAYMAN LP
PO BOX 10008 WILLOW HOUSEGRAND CAYMANCJ981140761INVESTMENTSCJSTANFORDC CORP$882,487$16,283,8550.98770Yes (true)CAYMAN ISLANDSKY1-1001
MIDPOINT TECHNOLOGY PARK OWNERS ASSOC
943287254REAL ESTATESTANFORDC CORP$0$00.98800Yes (true)3145 PORTER DRIVEPALO ALTOCA94304CA
BIENVILLE ARGENTINA OPPS OFFSHORE FUND
INVESTMENTSCJSTANFORDC CORP$0$98,430,6800.62800Yes (true)405 LEXINGTON AVE 34TH FLOORNEW YORKNY10174
KAIZEN FUND
1 NORTH BRIDGE RD 6-8SINGAPORESNINVESTMENTSCJSTANFORDC CORP$6,985,570$735,533,8160.85400Yes (true)SINGAPORE179094
AFFINITY MEDICAL SOLUTIONS INC
203134011HEALTHCARESTANFORDC CORP$0$00.00000Yes (true)1221 BROADWAY 3RD FLOOROAKLANDCA94612DE
BISHOP ROCK OPPORTUNITY OFFSHORE FUND
INVESTMENTSCJSTANFORDC CORP$0$48,341,5670.52100Yes (true)C/O SMC 635 KNIGHT WAYSTANFORDCA94305
SBFF LTD
PO BOX 1344GEORGE TOWNCJINVESTMENTSCJSTANFORDC CORP$0$1,027,893,1771.00000Yes (true)
CANARY SC FUND LTD
INVESTMENTSCJSTANFORDC CORP$483,491$204,219,1401.00000Yes (true)399 PARK AVENEW YORKNY10022
THE RUBRUM FUND
PO BOX 309 UGLAND HOUSEGRAND CAYMANCJINVESTMENTSCJSTANFORDC CORP$0$137,804,8671.00000Yes (true)CAYMAN ISLANDS
SEA SMOKE FUND LLC
190 ELGIN AVENUEGEORGE TOWNCJINVESTMENTSCJSTANFORDC CORP$0$159,736,2681.00000Yes (true)GRAND CAYMANKY 9005
STANFORD MEDICINE INTL (HONG KONG) CO LT
833 CHEUNG SHA WAN ROADKOWLOONHKPATIENT SRVCHKSHCC CORP$0$0Yes (true)HONG KONG
STANFORD INTL MEDICAL SERVICES RAK FZE
PO BOX 56500AEPATIENT SRVCAESHCC CORP$0$0Yes (true)
STANFORD IN JAPAN GODO KAISHA
DOSHISHA UNIVERSITY MEITOKUKAN-NAIKAMIGYO-KUJAEDUCATIONJASTANFORDC CORP$810,811$433,1841.00000Yes (true)KYOTO-SHI
FieldValueIRS element (for citing)
Receipt Of Int Annts Rnts RyltsYes (true)ReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth OrgYes (true)GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth OrgYes (true)GiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other OrgfalseLoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth OrgfalseLoansOrGuaranteesFromOthOrgInd
Div Related OrganizationfalseDivRelatedOrganizationInd
Asset Sale To Other OrgfalseAssetSaleToOtherOrgInd
Asset Purchase From Other OrgfalseAssetPurchaseFromOtherOrgInd
Asset ExchangefalseAssetExchangeInd
Rental Of Facilities To Oth OrgYes (true)RentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth OrgYes (true)RentalOfFcltsFromOthOrgInd
Perform Of Services For Oth OrgYes (true)PerformOfServicesForOthOrgInd
Perform Of Services By Other OrgYes (true)PerformOfServicesByOtherOrgInd
Sharing Of FacilitiesYes (true)SharingOfFacilitiesInd
Paid Employees SharingfalsePaidEmployeesSharingInd
Reimbursement Paid To Other OrgfalseReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other OrgYes (true)ReimbursementPaidByOtherOrgInd
Transfer To Other OrgYes (true)TransferToOtherOrgInd
Transfer From Other OrgYes (true)TransferFromOtherOrgInd

Transactions Related Org TransactionsRelatedOrgGrp (76 entries)

Transaction TypeTransactionTypeTxtInvolvedInvolvedAmtMethod Of Amount DeterminationMethodOfAmountDeterminationTxt
ADOM PARTNERS LP
B$150,000,000BANK RECORDS
ALBUS SELECT FUND LP
B$135,000,000BANK RECORDS
ATWATER 12 LP
S$1,925BANK RECORDS
AVALANCHE ROYALTY PARTNERS LLC
S$89,246BANK RECORDS
BREP VII ALBERTA FEEDER(OFFSHORE) TE 7 NQ LP
B$378,665BANK RECORDS
BREP VII ALBERTA FEEDER(OFFSHORE) TE 7 NQ LP
S$2,234,269BANK RECORDS
BREP VII ALBERTA FEEDEROFFSHORE TE 7 L P
B$1,254,931BANK RECORDS
BREP VII ALBERTA FEEDEROFFSHORE TE 7 L P
S$1,248,380BANK RECORDS
CLAIRVUE CAPITAL PARTNERSII-TE 1 LP
B$884,438BANK RECORDS
CLAIRVUE CAPITAL PARTNERSII-TE 1 LP
S$2,440,164BANK RECORDS
CLAIRVUE CAPITAL PARTNERSII-TE 2 LP
B$184,447BANK RECORDS
CLAIRVUE CAPITAL PARTNERSII-TE 2 LP
S$494,775BANK RECORDS
EAST SAIL
B$140,520BANK RECORDS
ENERGY CAPITAL PARTNERS III (SENDERO CO-INVES
B$51,387BANK RECORDS
KAIZEN FUND
B$275,000,000BANK RECORDS
LS ALBERTA III LP
S$4,086,363BANK RECORDS
LSF V DHB HOLDINGS LP
S$27,082,026BANK RECORDS
PALO ALTO LP
S$1,920,000BANK RECORDS
PROJECT EDISON PARTNERS FUND LP
B$224,805BANK RECORDS
RESERVOIR RESOURCE PARTNERS TE LP
B$9,682,752BANK RECORDS
RMS FOREST GROWTH II LP
S$312,975BANK RECORDS
SANDPIPER FUND LP
B$100,000,000BANK RECORDS
SANDPIPER FUND LP
S$20,000,000BANK RECORDS
SAROFIM MULTIFAMILY PARTNERS LP
S$765,000BANK RECORDS
SBFF LTD
B$1,012,315,139BANK RECORDS
SCP REAL ASSETS FUND (A) LP
B$156,303BANK RECORDS
SCP REAL ASSETS FUND (A) LP
S$2,376,067BANK RECORDS
SEA SMOKE FUND LTD
B$147,500,000BANK RECORDS
SIC SNOWCREEK VIII LLC
B$2,190,000BANK RECORDS
SP SMC PARTNERS LLC
B$19,228,964BANK RECORDS
SP SMC PARTNERS LLC
S$4,585,854BANK RECORDS
STANFORD SGGS EUROPE INC
S$669,298BANK RECORDS
THE RUBRUM FUND
B$120,945,496BANK RECORDS
VEDA INVESTORS FUND LP
B$412,877,062BANK RECORDS
WEST FACE ALTERNATIVE CREDIT CAYMAN LP
B$12,212,825BANK RECORDS
WEST FACE ALTERNATIVE CREDIT CAYMAN LP
S$20,550,364BANK RECORDS
LUCILE SALTER PACKARD CHILDRENS HOSPITAL
J$1,746,798BOOK
LUCILE SALTER PACKARD CHILDRENS HOSPITAL
K$953,571BOOK
LUCILE SALTER PACKARD CHILDRENS HOSPITAL
L$229,555,575BOOK
LUCILE SALTER PACKARD CHILDRENS HOSPITAL
M$2,582,953BOOK
LUCILE SALTER PACKARD CHILDRENS HOSPITAL
N$1,090,871BOOK
LUCILE SALTER PACKARD CHILDRENS HOSPITAL
R$281,058BOOK
LUCILE SALTER PACKARD CHILDRENS HOSPITAL
S$16,001,765BOOK
STANFORD HEALTH CARE
J$5,584,283BOOK
STANFORD HEALTH CARE
K$7,706,364BOOK
STANFORD HEALTH CARE
L$681,669,032BOOK
STANFORD HEALTH CARE
M$38,095,013BOOK
STANFORD HEALTH CARE
N$3,045,193BOOK
STANFORD HEALTH CARE
R$2,647,108BOOK
STANFORD HEALTH CARE
S$57,820,615BOOK
ALPINE CHALET INC
A$8,180BOOK
PACKARD CHILDREN'S HEALTH ALLIANCE
Q$166,501BOOK
STANFORD PET-CT LLC
L$2,072,256BOOK
STANFORD PET-CT LLC
S$5,938,751BOOK
STANFORD UNIVERSITY BOOK STORE
A$176,200BOOK
THE DUDLEY E CHAMBERS FOUNDATION
C$2,208,937BOOK
THE HONG KONGSTANFORD UNIVERSITY CHARITABLE
C$3,789,821BOOK
THE STANFORD TRUST
C$1,225,768BANK RECORDS
UNIVERSITY HEALTHCARE ALLIANCE
L$277,802BOOK
STANFORD FACULTY CLUB
B$387,305BOOK
STANFORD FACULTY CLUB
Q$198,792BOOK
STANFORD SCHOOLS CORPORATION
B$873,181BOOK
THE FREIDENRICH SUPPORT FOUNDATION
C$4,030,000BOOK
STANFORD (BEIJING) CONSULTING CO LTD (WFOE)
M$857,427BOOK
SHR HOLDINGS INC
C$16,381,182BOOK
SHR HOLDINGS INC
Q$1,925,371BOOK
SHR HOLDINGS INC
R$17,270BOOK
STANFORD FEDERAL CREDIT UNION
A$213,327BOOK
STANFORD UNIVERSITY EMPLOYEE BENEFITS TRUST
R$17,795,168BOOK
STANFORD FEDERAL CREDIT UNION
L$120,172BOOK
STANFORD PROGRAMME(CAPE TOWN) NPC
R$1,064,850BOOK
ARCOLA RESIDENTIAL DEVELOPMENT CORPORATION
A$250,767BOOK
STANFORD EMANUEL RAD ONCOLOGY CENTER
L$705,914BOOK
STANFORD FEDERAL CREDIT UNION
A$400,000BOOK
STANFORD IN JAPAN GODO KAISHA
B$810,724BOOK
MIDPOINT TECHNOLOGY PARK OWNERS ASSOCIATION
M$339,373BOOK

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceSCHEDULE R, PART IV, LINE (5)FormAndLineReferenceDesc
ExplanationCHARITABLE LEAD ANNUITY TRUSTS ARE PRINCIPALLY DOMICILED IN CALIFORNIA. SCHEDULE R, PART IV, LINE (6) CHARITABLE REMAINDER TRUSTS ARE PRINCIPALLY DOMICILED IN CALIFORNIA. SCHEDULE R, PART IV, LINE (7) OTHER TRUSTS ARE PRINCIPALLY DOMICILED IN CALIFORNIA. SCHEDULE R, PART IV, LINE (1) POOLED INCOME FUNDS ARE PRINCIPALLY DOMICILED IN CALIFORNIA. SCHEDULE R, PART V, LINE 2 AMOUNTS REPORTED FOR STANFORD UNIVERSITY BOOK STORE WERE DETERMINED USING STANFORD UNIVERSITY BOOK STORE'S BOOKS, WHICH WERE PREPARED ON A FISCAL YEAR ENDING JUNE 2016.ExplanationTxt