MHG FOUNDATION INC: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- MHG FOUNDATION INC (EIN 20-1993159)
- Tax period
- 2016-01-01 to 2016-12-31
- Filed
- 2017-08-07
- IRS object ID
- 201732199349100308
- Schema version
- 2016v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-08-07T10:36:18-05:00 | ReturnTs |
| Tax Period End | 2016-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 232628118 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DRUCKER & SCACCETTI PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1600 MARKET STREET SUITE 3300 | AddressLine1Txt |
| City | PHILADELPHIA | CityNm |
| State Abbreviation | PA | StateAbbreviationCd |
| ZIP | 19103 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 201993159 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE MHG FOUNDATION INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | MHGF | BusinessNameControlTxt |
| Phone | 2032199478 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 913 PONUS RIDGE ROAD | AddressLine1Txt |
| City | NEW CANAAN | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06840 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MICHAEL S GOLDBERG | PersonNm |
| Person Title | CO-PRESIDENT | PersonTitleTxt |
| Phone | 2032199478 | PhoneNum |
| Signature | 2017-07-26 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JANE SCACCETTI CPA | PreparerPersonNm |
| PTIN | P00179346 | PTIN |
| Phone | 2156653960 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 38.98.221.245 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2017-07-26 | IPDt |
| IP Tm | 09:03:29 | IPTm |
| IP Timezone | ED | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | AD6256C8B6FC012700C90EB9B324E4204DF546DA | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 10CB4B802B85B8CBBECF479148262CD1EC798F99 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2021-01-29 14:40:06Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $3,103,624 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $323,367 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $177 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $177 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $80,815 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $80,815 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $269,962 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $968,365 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $269,962 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $4,556 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $0 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $0 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $678,877 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $350,954 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $0 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $7,500 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $3,750 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $3,750 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $9,069 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $9,069 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $0 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $740 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $584 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $0 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $156 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $791 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $566 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $225 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $18,100 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $13,969 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $4,131 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $120,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $120,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $138,100 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $13,969 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $124,131 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $540,777 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $336,985 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $95,760 | CashBOYAmt |
| Cash EOY | $239,125 | CashEOYAmt |
| Cash EOYFMV | $239,125 | CashEOYFMVAmt |
| Rcvbl From Officers EOY | $17,147 | RcvblFromOfficersEOYAmt |
| Rcvbl From Officers EOYFMV | $17,147 | RcvblFromOfficersEOYFMVAmt |
| Corporate Stock BOY | $2,323,135 | CorporateStockBOYAmt |
| Corporate Stock EOY | $2,577,392 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $2,847,352 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $70,213 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $0 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $0 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $2,489,108 | TotalAssetsBOYAmt |
| Total Assets EOY | $2,833,664 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $3,103,624 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $2,489,108 | RetainedEarningBOYAmt |
| Retained Earning EOY | $2,833,664 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $2,489,108 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $2,833,664 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $2,489,108 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $2,833,664 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $2,489,108 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $540,777 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $3,029,885 | SubtotalAmt |
| Other Decreases | $196,221 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $2,833,664 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (314 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| 4 SHS ALTRIA GROUP INC | P | 2011-07-21 | 2016-07-21 | $274 | $106 | $168 | $168 |
| 27 SHS ALTRIA GROUP INC | P | 2011-10-13 | 2016-07-21 | $1,848 | $742 | $1,106 | $1,106 |
| 16 SHS ALTRIA GROUP INC | P | 2011-11-10 | 2016-07-21 | $1,096 | $443 | $653 | $653 |
| 37 SHS ALTRIA GROUP INC | P | 2011-07-21 | 2016-04-13 | $2,299 | $981 | $1,318 | $1,318 |
| 9 SHS AMER INTL GP INC NEW | P | 2016-10-05 | 2016-10-27 | $551 | $541 | $10 | $10 |
| 17 SHS AMER INTL GP INC NEW | P | 2014-12-24 | 2016-10-27 | $1,053 | $963 | $90 | $90 |
| 3 SHS AMER INTL GP INC NEW | P | 2014-12-24 | 2016-10-27 | $184 | $170 | $14 | $14 |
| 6 SHS AMER INTL GP INC NEW | P | 2014-11-17 | 2016-10-20 | $361 | $324 | $37 | $37 |
| 6 SHS AMER INTL GP INC NEW | P | 2014-12-24 | 2016-10-20 | $361 | $340 | $21 | $21 |
| 19 SHS AMER INTL GP INC NEW | P | 2014-11-17 | 2016-09-28 | $1,118 | $1,027 | $91 | $91 |
| 20 SHS AMER INTL GP INC NEW | P | 2014-11-17 | 2016-08-03 | $1,156 | $1,081 | $75 | $75 |
| 45 SHS AMER INTL GP INC NEW | P | 2014-11-17 | 2016-01-29 | $2,512 | $2,433 | $79 | $79 |
| 893.655 SHS AQR DIVERSIFIED ARBITRAGE N | P | 2010-11-19 | 2016-01-20 | $8,078 | $10,000 | -$1,922 | -$1,922 |
| 10.661 SHS AQR DIVERSIFIED ARBITRAGE N | P | 2010-12-20 | 2016-01-20 | $97 | $118 | -$21 | -$21 |
| 1.206 SHS AQR DIVERSIFIED ARBITRAGE N | P | 2010-12-20 | 2016-01-20 | $11 | $13 | -$2 | -$2 |
| 1336.898 SHS AQR DIVERSIFIED ARBITRAGE N | P | 2011-05-09 | 2016-01-20 | $12,084 | $15,000 | -$2,916 | -$2,916 |
| 895.255 SHS AQR DIVERSIFIED ARBITRAGE N | P | 2011-11-30 | 2016-01-20 | $8,092 | $10,000 | -$1,908 | -$1,908 |
| 80.398 SHS AQR DIVERSIFIED ARBITRAGE N | P | 2011-12-19 | 2016-01-20 | $726 | $872 | -$146 | -$146 |
| 19.601 SHS AQR DIVERSIFIED ARBITRAGE N | P | 2011-12-19 | 2016-01-20 | $177 | $213 | -$36 | -$36 |
| 27.647 SHS AQR DIVERSIFIED ARBITRAGE N | P | 2012-12-17 | 2016-01-20 | $250 | $304 | -$54 | -$54 |
| 15.531 SHS AQR DIVERSIFIED ARBITRAGE N | P | 2012-12-17 | 2016-01-20 | $141 | $171 | -$30 | -$30 |
| 74.807 SHS AQR DIVERSIFIED ARBITRAGE N | P | 2013-12-24 | 2016-01-20 | $676 | $812 | -$136 | -$136 |
| 17.631 SHS AQR DIVERSIFIED ARBITRAGE N | P | 2013-12-24 | 2016-01-20 | $159 | $191 | -$32 | -$32 |
| 1831.502 SHS AQR DIVERSIFIED ARBITRAGE N | P | 2014-02-06 | 2016-01-20 | $16,555 | $20,000 | -$3,445 | -$3,445 |
| 87.955 SHS AQR DIVERSIFIED ARBITRAGE N | P | 2014-12-22 | 2016-01-20 | $795 | $887 | -$92 | -$92 |
| 235.718 SHS AQR DIVERSIFIED ARBITRAGE N | P | 2015-12-21 | 2016-01-20 | $2,130 | $2,159 | -$29 | -$29 |
| 360 SHS BANK OF NEW YORK MELLON CORP | P | 2011-09-19 | 2016-05-23 | $14,603 | $7,308 | $7,295 | $7,295 |
| 0.538 SHS BANK OF NEW YORK MELLON CORP | P | 2016-05-13 | 2016-05-24 | $22 | $21 | $1 | $1 |
| 1 SHS BANK OF NEW YORK MELLON CORP | P | 2016-05-13 | 2016-05-23 | $41 | $40 | $1 | $1 |
| 11 SHS BAXALTA INC COM | P | 2015-11-30 | 2016-02-12 | $423 | $385 | $38 | $38 |
| 3 SHS BAXALTA INC COM | P | 2015-09-10 | 2016-02-08 | $109 | $105 | $4 | $4 |
| 9 SHS BAXALTA INC COM | P | 2015-11-30 | 2016-02-08 | $327 | $315 | $12 | $12 |
| 3 SHS BAXALTA INC COM | P | 2014-12-24 | 2016-02-08 | $109 | $100 | $9 | $9 |
| 19 SHS BAXALTA INC COM | P | 2014-11-17 | 2016-01-21 | $774 | $613 | $161 | $161 |
| 6 SHS BAXALTA INC COM | P | 2014-12-24 | 2016-01-21 | $244 | $201 | $43 | $43 |
| 10 SHS BAXALTA INC COM | P | 2014-11-17 | 2016-01-15 | $403 | $322 | $81 | $81 |
| 36 SHS BOSTON SCIENTIFIC CORP | P | 2014-12-24 | 2016-07-01 | $839 | $475 | $364 | $364 |
| 40 SHS BOSTON SCIENTIFIC CORP | P | 2014-12-24 | 2016-06-28 | $889 | $527 | $362 | $362 |
| 36 SHS BOSTON SCIENTIFIC CORP | P | 2014-11-17 | 2016-06-24 | $806 | $482 | $324 | $324 |
| 12 SHS BOSTON SCIENTIFIC CORP | P | 2014-12-24 | 2016-06-24 | $269 | $158 | $111 | $111 |
| 50 SHS BOSTON SCIENTIFIC CORP | P | 2014-11-17 | 2016-06-09 | $1,162 | $669 | $493 | $493 |
| 50 SHS BOSTON SCIENTIFIC CORP | P | 2014-11-17 | 2016-06-06 | $1,138 | $669 | $469 | $469 |
| 25 SHS BOSTON SCIENTIFIC CORP | P | 2014-11-17 | 2016-05-16 | $570 | $334 | $236 | $236 |
| 25 SHS BOSTON SCIENTIFIC CORP | P | 2014-11-17 | 2016-05-16 | $568 | $334 | $234 | $234 |
| 20 SHS BOSTON SCIENTIFIC CORP | P | 2014-11-17 | 2016-05-10 | $444 | $268 | $176 | $176 |
| 135 SHS BP PLC ADS | P | 2013-01-15 | 2016-02-24 | $3,839 | $6,002 | -$2,163 | -$2,163 |
| 0 SHS CHARTER COMMUNICATIONS INC | P | 2015-07-08 | 2016-05-17 | $215 | $215 | $215 | |
| 38 SHS COTY INC COM CL A | P | 2016-09-20 | 2016-10-20 | $888 | $911 | -$23 | -$23 |
| 24 SHS COTY INC COM CL A | P | 2016-09-21 | 2016-10-20 | $561 | $572 | -$11 | -$11 |
| 24 SHS COTY INC COM CL A | P | 2016-09-28 | 2016-10-20 | $561 | $568 | -$7 | -$7 |
| 32 SHS COTY INC COM CL A | P | 2016-10-05 | 2016-10-20 | $748 | $797 | -$49 | -$49 |
| 66 SHS COTY INC COM CL A | P | 2015-06-11 | 2016-10-20 | $1,543 | $1,348 | $195 | $195 |
| 74 SHS COTY INC COM CL A | P | 2014-12-24 | 2016-10-20 | $1,730 | $1,777 | -$47 | -$47 |
| 54 SHS COTY INC COM CL A | P | 2014-11-17 | 2016-10-20 | $1,263 | $1,217 | $46 | $46 |
| 0.716 SHS COTY INC COM CL A | P | 2014-11-17 | 2016-10-06 | $16 | $16 | $0 | $0 |
| 10 SHS EOG RESOURCES INC | P | 2014-11-17 | 2016-04-22 | $812 | $963 | -$151 | -$151 |
| 10 SHS EOG RESOURCES INC | P | 2014-11-17 | 2016-03-09 | $721 | $963 | -$242 | -$242 |
| 4 SHS EXPRESS SCRIPTS HLDG CO COM | P | 2014-11-17 | 2016-01-20 | $283 | $316 | -$33 | -$33 |
| 9 SHS EXPRESS SCRIPTS HLDG CO COM | P | 2014-12-24 | 2016-01-20 | $636 | $771 | -$135 | -$135 |
| 10 SHS EXPRESS SCRIPTS HLDG CO COM | P | 2014-11-17 | 2016-01-19 | $730 | $790 | -$60 | -$60 |
| 20 SHS EXPRESS SCRIPTS HLDG CO COM | P | 2014-11-17 | 2016-01-15 | $1,472 | $1,580 | -$108 | -$108 |
| 398.352 SHS FMI LARGE CAP FUND | P | 2010-04-15 | 2016-05-23 | $7,652 | $6,099 | $1,553 | $1,553 |
| 1313.198 SHS FMI LARGE CAP FUND | P | 2010-05-03 | 2016-05-23 | $25,225 | $20,000 | $5,225 | $5,225 |
| 713.267 SHS FMI LARGE CAP FUND | P | 2010-05-27 | 2016-05-23 | $13,701 | $10,000 | $3,701 | $3,701 |
| 720.981 SHS FMI LARGE CAP FUND | P | 2010-06-02 | 2016-05-23 | $13,849 | $10,000 | $3,849 | $3,849 |
| 355.619 SHS FMI LARGE CAP FUND | P | 2010-08-17 | 2016-05-23 | $6,831 | $5,000 | $1,831 | $1,831 |
| 349.406 SHS FMI LARGE CAP FUND | P | 2010-09-17 | 2016-05-23 | $6,712 | $5,000 | $1,712 | $1,712 |
| 340.368 SHS FMI LARGE CAP FUND | P | 2010-10-08 | 2016-05-23 | $6,538 | $5,000 | $1,538 | $1,538 |
| 39.75 SHS FMI LARGE CAP FUND | P | 2010-11-02 | 2016-05-23 | $764 | $587 | $177 | $177 |
| 10.217 SHS FMI LARGE CAP FUND | P | 2011-01-03 | 2016-05-23 | $196 | $159 | $37 | $37 |
| 42.962 SHS FMI LARGE CAP FUND | P | 2011-11-02 | 2016-05-23 | $825 | $662 | $163 | $163 |
| 120.278 SHS FMI LARGE CAP FUND | P | 2011-11-03 | 2016-05-23 | $2,310 | $1,853 | $457 | $457 |
| 2.792 SHS FMI LARGE CAP FUND | P | 2012-01-03 | 2016-05-23 | $54 | $43 | $11 | $11 |
| 20.34 SHS FMI LARGE CAP FUND | P | 2012-01-03 | 2016-05-23 | $391 | $311 | $80 | $80 |
| 26.471 SHS FMI LARGE CAP FUND | P | 2012-01-03 | 2016-05-23 | $508 | $405 | $103 | $103 |
| 751.933 SHS FMI LARGE CAP FUND | P | 2012-03-16 | 2016-05-23 | $14,444 | $12,723 | $1,721 | $1,721 |
| 36 SHS GENERAL MILLS INC | P | 2014-11-03 | 2016-08-02 | $2,559 | $1,890 | $669 | $669 |
| 32 SHS GENERAL MILLS INC | P | 2014-11-03 | 2016-07-21 | $2,280 | $1,680 | $600 | $600 |
| 400 SHS GENERAL MILLS INC | P | 2005-07-28 | 2016-05-23 | $25,039 | $9,597 | $15,442 | $15,442 |
| 4 SHS GENERAL MILLS INC | P | 2005-11-01 | 2016-05-23 | $250 | $97 | $153 | $153 |
| 4 SHS GENERAL MILLS INC | P | 2006-02-01 | 2016-05-23 | $250 | $97 | $153 | $153 |
| 4 SHS GENERAL MILLS INC | P | 2006-05-01 | 2016-05-23 | $250 | $99 | $151 | $151 |
| 4 SHS GENERAL MILLS INC | P | 2006-08-01 | 2016-05-23 | $251 | $104 | $147 | $147 |
| 4 SHS GENERAL MILLS INC | P | 2006-11-01 | 2016-05-23 | $250 | $112 | $138 | $138 |
| 4 SHS GENERAL MILLS INC | P | 2007-02-01 | 2016-05-23 | $250 | $114 | $136 | $136 |
| 4 SHS GENERAL MILLS INC | P | 2007-05-01 | 2016-05-23 | $250 | $120 | $130 | $130 |
| 4 SHS GENERAL MILLS INC | P | 2007-08-01 | 2016-05-23 | $250 | $111 | $139 | $139 |
| 4 SHS GENERAL MILLS INC | P | 2007-11-01 | 2016-05-23 | $250 | $115 | $135 | $135 |
| 4 SHS GENERAL MILLS INC | P | 2008-02-01 | 2016-05-23 | $250 | $111 | $139 | $139 |
| 4 SHS GENERAL MILLS INC | P | 2008-05-01 | 2016-05-23 | $250 | $121 | $129 | $129 |
| 4 SHS GENERAL MILLS INC | P | 2008-08-01 | 2016-05-23 | $251 | $129 | $122 | $122 |
| 4 SHS GENERAL MILLS INC | P | 2008-11-03 | 2016-05-23 | $250 | $136 | $114 | $114 |
| 6 SHS GENERAL MILLS INC | P | 2009-02-02 | 2016-05-23 | $376 | $176 | $200 | $200 |
| 6 SHS GENERAL MILLS INC | P | 2009-05-01 | 2016-05-23 | $376 | $153 | $223 | $223 |
| 6 SHS GENERAL MILLS INC | P | 2009-08-03 | 2016-05-23 | $376 | $178 | $198 | $198 |
| 6 SHS GENERAL MILLS INC | P | 2009-11-02 | 2016-05-23 | $376 | $198 | $178 | $178 |
| 4 SHS GENERAL MILLS INC | P | 2010-02-01 | 2016-05-23 | $251 | $144 | $107 | $107 |
| 6 SHS GENERAL MILLS INC | P | 2010-05-03 | 2016-05-23 | $376 | $215 | $161 | $161 |
| 7 SHS GENERAL MILLS INC | P | 2010-08-02 | 2016-05-23 | $438 | $244 | $194 | $194 |
| 6 SHS GENERAL MILLS INC | P | 2010-11-01 | 2016-05-23 | $376 | $226 | $150 | $150 |
| 7 SHS GENERAL MILLS INC | P | 2011-02-01 | 2016-05-23 | $438 | $245 | $193 | $193 |
| 6 SHS GENERAL MILLS INC | P | 2011-05-02 | 2016-05-23 | $376 | $233 | $143 | $143 |
| 7 SHS GENERAL MILLS INC | P | 2011-08-01 | 2016-05-23 | $438 | $261 | $177 | $177 |
| 7 SHS GENERAL MILLS INC | P | 2011-11-01 | 2016-05-23 | $438 | $268 | $170 | $170 |
| 7 SHS GENERAL MILLS INC | P | 2012-02-01 | 2016-05-23 | $438 | $282 | $156 | $156 |
| 7 SHS GENERAL MILLS INC | P | 2012-05-01 | 2016-05-23 | $438 | $273 | $165 | $165 |
| 8 SHS GENERAL MILLS INC | P | 2012-08-01 | 2016-05-23 | $501 | $308 | $193 | $193 |
| 7 SHS GENERAL MILLS INC | P | 2012-11-01 | 2016-05-23 | $438 | $282 | $156 | $156 |
| 7 SHS GENERAL MILLS INC | P | 2013-02-01 | 2016-05-23 | $439 | $296 | $143 | $143 |
| 6 SHS GENERAL MILLS INC | P | 2013-05-01 | 2016-05-23 | $376 | $303 | $73 | $73 |
| 6 SHS GENERAL MILLS INC | P | 2013-08-01 | 2016-05-23 | $376 | $317 | $59 | $59 |
| 7 SHS GENERAL MILLS INC | P | 2013-11-01 | 2016-05-23 | $438 | $352 | $86 | $86 |
| 7 SHS GENERAL MILLS INC | P | 2014-02-03 | 2016-05-23 | $438 | $336 | $102 | $102 |
| 8 SHS GLAXOSMITHKLINE PLC ADS | P | 2011-07-21 | 2016-11-16 | $305 | $351 | -$46 | -$46 |
| 48 SHS GLAXOSMITHKLINE PLC ADS | P | 2011-12-05 | 2016-11-16 | $1,832 | $2,112 | -$280 | -$280 |
| 27 SHS GLAXOSMITHKLINE PLC ADS | P | 2012-03-19 | 2016-11-16 | $1,030 | $1,231 | -$201 | -$201 |
| 28 SHS GLAXOSMITHKLINE PLC ADS | P | 2012-07-20 | 2016-11-16 | $1,069 | $1,296 | -$227 | -$227 |
| 3 SHS GLAXOSMITHKLINE PLC ADS | P | 2012-09-17 | 2016-11-16 | $114 | $140 | -$26 | -$26 |
| 4 SHS GLAXOSMITHKLINE PLC ADS | P | 2012-11-28 | 2016-11-16 | $153 | $170 | -$17 | -$17 |
| 23 SHS GLAXOSMITHKLINE PLC ADS | P | 2011-03-23 | 2016-07-12 | $1,005 | $865 | $140 | $140 |
| 36 SHS GLAXOSMITHKLINE PLC ADS | P | 2011-07-21 | 2016-07-12 | $1,573 | $1,581 | -$8 | -$8 |
| 1585.82 SHS HARBOR HIGH YIELD BOND INV | P | 2012-06-12 | 2016-10-05 | $15,920 | $17,174 | -$1,254 | -$1,254 |
| 78.955 SHS HARBOR HIGH YIELD BOND INV | P | 2012-07-02 | 2016-10-05 | $793 | $857 | -$64 | -$64 |
| 2250.225 SHS HARBOR HIGH YIELD BOND INV | P | 2012-08-07 | 2016-10-05 | $22,590 | $25,000 | -$2,410 | -$2,410 |
| 100.905 SHS HARBOR HIGH YIELD BOND INV | P | 2012-10-01 | 2016-10-05 | $1,013 | $1,121 | -$108 | -$108 |
| 18.641 SHS HARBOR HIGH YIELD BOND INV | P | 2012-12-19 | 2016-10-05 | $187 | $207 | -$20 | -$20 |
| 165.597 SHS HARBOR HIGH YIELD BOND INV | P | 2012-12-19 | 2016-10-05 | $1,662 | $1,841 | -$179 | -$179 |
| 88.267 SHS HARBOR HIGH YIELD BOND INV | P | 2013-04-02 | 2016-10-05 | $886 | $989 | -$103 | -$103 |
| 113.105 SHS HARBOR HIGH YIELD BOND INV | P | 2013-07-01 | 2016-10-05 | $1,135 | $1,223 | -$88 | -$88 |
| 109.462 SHS HARBOR HIGH YIELD BOND INV | P | 2013-09-30 | 2016-10-05 | $1,099 | $1,200 | -$101 | -$101 |
| 167.701 SHS HARBOR HIGH YIELD BOND INV | P | 2013-12-19 | 2016-10-05 | $1,684 | $1,809 | -$125 | -$125 |
| 212.022 SHS HARBOR HIGH YIELD BOND INV | P | 2013-12-19 | 2016-10-05 | $2,128 | $2,288 | -$160 | -$160 |
| 13.594 SHS HARBOR HIGH YIELD BOND INV | P | 2013-12-19 | 2016-10-05 | $136 | $147 | -$11 | -$11 |
| 99.284 SHS HARBOR HIGH YIELD BOND INV | P | 2014-03-31 | 2016-10-05 | $997 | $1,092 | -$95 | -$95 |
| 123.043 SHS HARBOR HIGH YIELD BOND INV | P | 2014-06-30 | 2016-10-05 | $1,235 | $1,365 | -$130 | -$130 |
| 58.349 SHS HARBOR HIGH YIELD BOND INV | P | 2014-09-29 | 2016-10-05 | $586 | $628 | -$42 | -$42 |
| 66.013 SHS HARBOR HIGH YIELD BOND INV | P | 2014-12-18 | 2016-10-05 | $663 | $671 | -$8 | -$8 |
| 86.406 SHS HARBOR HIGH YIELD BOND INV | P | 2014-12-18 | 2016-10-05 | $867 | $879 | -$12 | -$12 |
| 26.159 SHS HARBOR HIGH YIELD BOND INV | P | 2014-12-18 | 2016-10-05 | $263 | $266 | -$3 | -$3 |
| 65.509 SHS HARBOR HIGH YIELD BOND INV | P | 2015-03-30 | 2016-10-05 | $658 | $687 | -$29 | -$29 |
| 65.039 SHS HARBOR HIGH YIELD BOND INV | P | 2015-06-29 | 2016-10-05 | $653 | $673 | -$20 | -$20 |
| 65.956 SHS HARBOR HIGH YIELD BOND INV | P | 2015-09-24 | 2016-10-05 | $662 | $652 | $10 | $10 |
| 87.347 SHS HARBOR HIGH YIELD BOND INV | P | 2015-12-17 | 2016-10-05 | $877 | $818 | $59 | $59 |
| 61.259 SHS HARBOR HIGH YIELD BOND INV | P | 2016-03-30 | 2016-10-05 | $615 | $582 | $33 | $33 |
| 67.76 SHS HARBOR HIGH YIELD BOND INV | P | 2016-06-29 | 2016-10-05 | $680 | $655 | $25 | $25 |
| 68.693 SHS HARBOR HIGH YIELD BOND INV | P | 2016-09-29 | 2016-10-05 | $690 | $686 | $4 | $4 |
| 3 SHS HCP INCORPORATED | P | 2015-01-12 | 2016-01-06 | $113 | $141 | -$28 | -$28 |
| 6 SHS HCP INCORPORATED | P | 2015-07-08 | 2016-01-06 | $226 | $228 | -$2 | -$2 |
| 52 SHS HCP INCORPORATED | P | 2011-11-10 | 2016-01-06 | $1,960 | $1,921 | $39 | $39 |
| 18 SHS HCP INCORPORATED | P | 2011-12-05 | 2016-01-06 | $678 | $668 | $10 | $10 |
| 10 SHS HCP INCORPORATED | P | 2012-03-19 | 2016-01-06 | $377 | $399 | -$22 | -$22 |
| 17 SHS HCP INCORPORATED | P | 2012-11-28 | 2016-01-06 | $641 | $759 | -$118 | -$118 |
| 3 SHS HCP INCORPORATED | P | 2013-08-22 | 2016-01-06 | $113 | $121 | -$8 | -$8 |
| 49 SHS HCP INCORPORATED | P | 2014-01-07 | 2016-01-06 | $1,847 | $1,803 | $44 | $44 |
| 3 SHS HCP INCORPORATED | P | 2014-03-05 | 2016-01-06 | $113 | $117 | -$4 | -$4 |
| 56 SHS HCP INCORPORATED | P | 2014-03-19 | 2016-01-06 | $2,111 | $2,043 | $68 | $68 |
| 14 SHS HCP INCORPORATED | P | 2014-08-19 | 2016-01-06 | $528 | $591 | -$63 | -$63 |
| 7 SHS HUMANA INC | P | 2016-07-18 | 2016-12-22 | $1,419 | $1,114 | $305 | $305 |
| 2 SHS HUMANA INC | P | 2016-10-05 | 2016-12-22 | $406 | $357 | $49 | $49 |
| 3 SHS HUMANA INC | P | 2016-11-03 | 2016-12-22 | $608 | $506 | $102 | $102 |
| 4 SHS INTL BUSINESS MACHINES CORP | P | 2014-11-17 | 2016-10-21 | $600 | $657 | -$57 | -$57 |
| 4 SHS INTL BUSINESS MACHINES CORP | P | 2014-12-24 | 2016-10-21 | $600 | $649 | -$49 | -$49 |
| 2 SHS INTL BUSINESS MACHINES CORP | P | 2015-09-10 | 2016-10-21 | $300 | $293 | $7 | $7 |
| 3 SHS INTL BUSINESS MACHINES CORP | P | 2014-11-17 | 2016-10-20 | $457 | $493 | -$36 | -$36 |
| 10 SHS INTL BUSINESS MACHINES CORP | P | 2014-11-17 | 2016-07-27 | $1,619 | $1,642 | -$23 | -$23 |
| 1 SHS JOHNSON & JOHNSON | P | 2011-07-21 | 2016-10-13 | $118 | $66 | $52 | $52 |
| 21 SHS JOHNSON & JOHNSON | P | 2011-12-05 | 2016-10-13 | $2,485 | $1,333 | $1,152 | $1,152 |
| 2 SHS JOHNSON & JOHNSON | P | 2008-11-11 | 2016-07-12 | $246 | $117 | $129 | $129 |
| 21 SHS JOHNSON & JOHNSON | P | 2011-07-21 | 2016-07-12 | $2,581 | $1,394 | $1,187 | $1,187 |
| 28 SHS KRAFT HEINZ CO | P | 2013-05-08 | 2016-10-13 | $2,437 | $1,471 | $966 | $966 |
| 22 SHS KRAFT HEINZ CO | P | 2012-12-07 | 2016-07-12 | $1,947 | $954 | $993 | $993 |
| 15 SHS KRAFT HEINZ CO | P | 2013-05-08 | 2016-07-12 | $1,327 | $796 | $531 | $531 |
| 48 SHS KRAFT HEINZ CO | P | 2012-10-11 | 2016-05-18 | $3,887 | $2,166 | $1,721 | $1,721 |
| 24 SHS KRAFT HEINZ CO | P | 2012-11-28 | 2016-05-18 | $1,943 | $1,054 | $889 | $889 |
| 43 SHS KRAFT HEINZ CO | P | 2012-12-07 | 2016-05-18 | $3,482 | $1,886 | $1,596 | $1,596 |
| 35 SHS KRAFT HEINZ CO | P | 2012-10-11 | 2016-04-13 | $2,711 | $1,580 | $1,131 | $1,131 |
| 2 SHS LINEAR TECHNOLOGY CORPORATION | P | 2014-12-24 | 2016-09-20 | $117 | $94 | $23 | $23 |
| 17 SHS LINEAR TECHNOLOGY CORPORATION | P | 2015-09-10 | 2016-09-20 | $996 | $685 | $311 | $311 |
| 13 SHS LINEAR TECHNOLOGY CORPORATION | P | 2014-11-17 | 2016-08-31 | $758 | $563 | $195 | $195 |
| 7 SHS LINEAR TECHNOLOGY CORPORATION | P | 2014-12-24 | 2016-08-31 | $408 | $328 | $80 | $80 |
| 25 SHS LINEAR TECHNOLOGY CORPORATION | P | 2014-11-17 | 2016-08-22 | $1,474 | $1,082 | $392 | $392 |
| 12 SHS MC DONALDS CORP | P | 2011-07-21 | 2016-02-03 | $1,458 | $1,040 | $418 | $418 |
| 12 SHS MC DONALDS CORP | P | 2011-12-05 | 2016-02-03 | $1,458 | $1,147 | $311 | $311 |
| 4 SHS MC DONALDS CORP | P | 2012-03-19 | 2016-02-03 | $486 | $391 | $95 | $95 |
| 6 SHS MC DONALDS CORP | P | 2012-11-28 | 2016-02-03 | $729 | $516 | $213 | $213 |
| 4 SHS MC DONALDS CORP | P | 2012-12-07 | 2016-02-03 | $486 | $356 | $130 | $130 |
| 20 SHS MEDTRONIC PLC SHS | P | 2015-01-27 | 2016-03-16 | $1,534 | $1,519 | $15 | $15 |
| 71 SHS MERCK & CO INC NEW COM | P | 2012-01-05 | 2016-11-16 | $4,442 | $2,754 | $1,688 | $1,688 |
| 39 SHS MERCK & CO INC NEW COM | P | 2012-01-05 | 2016-10-13 | $2,441 | $1,513 | $928 | $928 |
| 1294.595 SHS MERGER FUND | P | 2010-03-09 | 2016-01-20 | $19,352 | $20,442 | -$1,090 | -$1,090 |
| 1580.278 SHS MERGER FUND | P | 2010-03-30 | 2016-01-20 | $23,622 | $25,000 | -$1,378 | -$1,378 |
| 87.37 SHS MERGER FUND | P | 2010-12-31 | 2016-01-20 | $1,306 | $1,379 | -$73 | -$73 |
| 114.712 SHS MERGER FUND | P | 2012-01-03 | 2016-01-20 | $1,715 | $1,787 | -$72 | -$72 |
| 25.813 SHS MERGER FUND | P | 2012-01-03 | 2016-01-20 | $386 | $402 | -$16 | -$16 |
| 19.936 SHS MERGER FUND | P | 2013-01-02 | 2016-01-20 | $298 | $314 | -$16 | -$16 |
| 81.956 SHS MERGER FUND | P | 2013-01-02 | 2016-01-20 | $1,225 | $1,292 | -$67 | -$67 |
| 15.927 SHS MERGER FUND | P | 2013-12-31 | 2016-01-20 | $238 | $255 | -$17 | -$17 |
| 62.332 SHS MERGER FUND | P | 2013-12-31 | 2016-01-20 | $932 | $997 | -$65 | -$65 |
| 44.679 SHS MERGER FUND | P | 2014-12-30 | 2016-01-20 | $668 | $699 | -$31 | -$31 |
| 83.117 SHS MERGER FUND | P | 2014-12-30 | 2016-01-20 | $1,242 | $1,301 | -$59 | -$59 |
| 15.194 SHS MERGER FUND | P | 2015-12-28 | 2016-01-20 | $227 | $232 | -$5 | -$5 |
| 27.552 SHS MERGER FUND | P | 2015-12-28 | 2016-01-20 | $412 | $422 | -$10 | -$10 |
| 254 SHS MICROSOFT CORP | P | 2005-07-28 | 2016-11-03 | $15,069 | $6,608 | $8,461 | $8,461 |
| 100 SHS MICROSOFT CORP | P | 2003-04-10 | 2016-05-23 | $4,998 | $2,446 | $2,552 | $2,552 |
| 200 SHS MICROSOFT CORP | P | 2003-05-22 | 2016-05-23 | $9,996 | $4,865 | $5,131 | $5,131 |
| 100 SHS MICROSOFT CORP | P | 2004-04-19 | 2016-05-23 | $4,998 | $2,565 | $2,433 | $2,433 |
| 100 SHS MICROSOFT CORP | P | 2005-07-28 | 2016-05-23 | $4,998 | $2,602 | $2,396 | $2,396 |
| 57 SHS MORGAN STANLEY | P | 2014-11-17 | 2016-11-30 | $2,359 | $2,030 | $329 | $329 |
| 100 SHS NUVEEN LONG/SHT CMDTY TTL RTN | P | 2012-11-27 | 2016-11-03 | $1,305 | $2,505 | -$1,200 | -$1,200 |
| 1400 SHS NUVEEN LONG/SHT CMDTY TTL RTN | P | 2012-11-28 | 2016-11-03 | $18,270 | $35,285 | -$17,015 | -$17,015 |
| 10 SHS NUVEEN LONG/SHT CMDTY TTL RTN | P | 2015-07-07 | 2016-11-03 | $131 | $165 | -$34 | -$34 |
| 3 SHS OMEGA HEALTHCARE INV INC | P | 2016-01-14 | 2016-07-12 | $100 | $100 | $0 | $0 |
| 157 SHS OMEGA HEALTHCARE INV INC | P | 2015-06-10 | 2016-07-12 | $5,205 | $5,617 | -$412 | -$412 |
| 3 SHS OMEGA HEALTHCARE INV INC | P | 2015-07-08 | 2016-07-12 | $99 | $105 | -$6 | -$6 |
| 2 SHS PEPSICO INC NC | P | 1997-01-03 | 2016-05-23 | $200 | $54 | $146 | $146 |
| 2 SHS PEPSICO INC NC | P | 1997-04-01 | 2016-05-23 | $200 | $60 | $140 | $140 |
| 2 SHS PEPSICO INC NC | P | 1997-07-01 | 2016-05-23 | $200 | $68 | $132 | $132 |
| 6 SHS PEPSICO INC NC | P | 1997-10-08 | 2016-05-23 | $601 | $233 | $368 | $368 |
| 6 SHS PEPSICO INC NC | P | 1998-01-05 | 2016-05-23 | $601 | $214 | $387 | $387 |
| 5 SHS PEPSICO INC NC | P | 1998-04-01 | 2016-05-23 | $501 | $212 | $289 | $289 |
| 6 SHS PEPSICO INC NC | P | 1998-07-01 | 2016-05-23 | $601 | $249 | $352 | $352 |
| 8 SHS PEPSICO INC NC | P | 1998-10-01 | 2016-05-23 | $801 | $235 | $566 | $566 |
| 6 SHS PEPSICO INC NC | P | 1999-01-05 | 2016-05-23 | $601 | $242 | $359 | $359 |
| 6 SHS PEPSICO INC NC | P | 1999-04-01 | 2016-05-23 | $601 | $235 | $366 | $366 |
| 7 SHS PEPSICO INC NC | P | 1999-07-01 | 2016-05-23 | $701 | $269 | $432 | $432 |
| 8 SHS PEPSICO INC NC | P | 1999-10-01 | 2016-05-23 | $801 | $243 | $558 | $558 |
| 7 SHS PEPSICO INC NC | P | 2000-01-04 | 2016-05-23 | $701 | $253 | $448 | $448 |
| 7 SHS PEPSICO INC NC | P | 2000-04-03 | 2016-05-23 | $701 | $242 | $459 | $459 |
| 2 SHS PEPSICO INC NC | P | 2000-07-03 | 2016-05-23 | $200 | $88 | $112 | $112 |
| 6 SHS PEPSICO INC NC | P | 2001-04-02 | 2016-05-23 | $601 | $262 | $339 | $339 |
| 7 SHS PEPSICO INC NC | P | 2003-01-03 | 2016-05-23 | $701 | $303 | $398 | $398 |
| 300 SHS PEPSICO INC NC | P | 2003-03-28 | 2016-05-23 | $30,054 | $11,916 | $18,138 | $18,138 |
| 7 SHS PEPSICO INC NC | P | 2003-04-01 | 2016-05-23 | $701 | $280 | $421 | $421 |
| 6 SHS PHILIP MORRIS INTL INC | P | 2011-07-21 | 2016-04-13 | $601 | $425 | $176 | $176 |
| 27 SHS PHILIP MORRIS INTL INC | P | 2011-12-05 | 2016-04-13 | $2,704 | $2,049 | $655 | $655 |
| 2 SHS PHILIP MORRIS INTL INC | P | 2012-03-19 | 2016-04-13 | $201 | $173 | $28 | $28 |
| 400 SHS POWERSHARES DB COMM TRK INC | P | 2010-05-05 | 2016-11-03 | $5,945 | $9,422 | -$3,477 | -$3,477 |
| 500 SHS POWERSHARES DB COMM TRK INC | P | 2010-06-02 | 2016-11-03 | $7,431 | $11,030 | -$3,599 | -$3,599 |
| 500 SHS POWERSHARES DB COMM TRK INC | P | 2010-09-17 | 2016-11-03 | $7,431 | $11,805 | -$4,374 | -$4,374 |
| 5 SHS PPG INDUSTRIES INC | P | 2016-02-12 | 2016-04-15 | $576 | $458 | $118 | $118 |
| 9 SHS PROCTER & GAMBLE | P | 2007-10-17 | 2016-07-21 | $765 | $636 | $129 | $129 |
| 12 SHS PROCTER & GAMBLE | P | 2011-07-21 | 2016-07-21 | $1,020 | $775 | $245 | $245 |
| 15 SHS PROCTER & GAMBLE | P | 2011-12-05 | 2016-07-21 | $1,275 | $971 | $304 | $304 |
| 7 SHS PROCTER & GAMBLE | P | 2012-03-19 | 2016-07-21 | $596 | $472 | $124 | $124 |
| 39 SHS REALTY INCOME CORP | P | 2013-07-08 | 2016-08-02 | $2,767 | $1,618 | $1,149 | $1,149 |
| 2500 SHS REINSURANCE GROUP OF AMERICA | P | 2008-12-19 | 2016-08-02 | $243,989 | $98,106 | $145,883 | $145,883 |
| 6 SHS REYNOLDS AMERICAN INC | P | 2016-01-14 | 2016-10-21 | $326 | $286 | $40 | $40 |
| 6 SHS REYNOLDS AMERICAN INC | P | 2016-10-05 | 2016-10-21 | $326 | $277 | $49 | $49 |
| 100 SHS REYNOLDS AMERICAN INC | P | 2016-10-13 | 2016-10-21 | $5,429 | $4,746 | $683 | $683 |
| 35 SHS REYNOLDS AMERICAN INC | P | 2012-03-19 | 2016-10-21 | $1,900 | $720 | $1,180 | $1,180 |
| 6 SHS REYNOLDS AMERICAN INC | P | 2012-09-17 | 2016-10-21 | $326 | $132 | $194 | $194 |
| 82 SHS REYNOLDS AMERICAN INC | P | 2012-10-22 | 2016-10-21 | $4,452 | $1,730 | $2,722 | $2,722 |
| 88 SHS REYNOLDS AMERICAN INC | P | 2012-11-28 | 2016-10-21 | $4,778 | $1,890 | $2,888 | $2,888 |
| 12 SHS REYNOLDS AMERICAN INC | P | 2013-08-22 | 2016-10-21 | $652 | $288 | $364 | $364 |
| 6 SHS REYNOLDS AMERICAN INC | P | 2014-03-05 | 2016-10-21 | $326 | $168 | $158 | $158 |
| 6 SHS REYNOLDS AMERICAN INC | P | 2014-06-24 | 2016-10-21 | $326 | $184 | $142 | $142 |
| 32 SHS REYNOLDS AMERICAN INC | P | 2014-08-19 | 2016-10-21 | $1,737 | $922 | $815 | $815 |
| 6 SHS REYNOLDS AMERICAN INC | P | 2015-01-12 | 2016-10-21 | $325 | $197 | $128 | $128 |
| 12 SHS REYNOLDS AMERICAN INC | P | 2015-07-08 | 2016-10-21 | $652 | $459 | $193 | $193 |
| 5 SHS REYNOLDS AMERICAN INC | P | 2011-07-21 | 2016-07-12 | $262 | $96 | $166 | $166 |
| 78 SHS REYNOLDS AMERICAN INC | P | 2011-12-05 | 2016-07-12 | $4,084 | $1,620 | $2,464 | $2,464 |
| 15 SHS REYNOLDS AMERICAN INC | P | 2012-03-19 | 2016-07-12 | $785 | $308 | $477 | $477 |
| 22 SHS REYNOLDS AMERICAN INC | P | 2011-03-23 | 2016-02-03 | $1,056 | $381 | $675 | $675 |
| 71 SHS REYNOLDS AMERICAN INC | P | 2011-07-21 | 2016-02-03 | $3,409 | $1,358 | $2,051 | $2,051 |
| 3 SHS ROYAL DUTCH SHELL PLC CL B | P | 2015-01-12 | 2016-01-08 | $120 | $194 | -$74 | -$74 |
| 3 SHS ROYAL DUTCH SHELL PLC CL B | P | 2015-07-08 | 2016-01-08 | $120 | $168 | -$48 | -$48 |
| 61 SHS ROYAL DUTCH SHELL PLC CL B | P | 2011-03-23 | 2016-01-08 | $2,433 | $4,396 | -$1,963 | -$1,963 |
| 29 SHS ROYAL DUTCH SHELL PLC CL B | P | 2011-07-21 | 2016-01-08 | $1,156 | $2,156 | -$1,000 | -$1,000 |
| 33 SHS ROYAL DUTCH SHELL PLC CL B | P | 2011-12-05 | 2016-01-08 | $1,316 | $2,410 | -$1,094 | -$1,094 |
| 17 SHS ROYAL DUTCH SHELL PLC CL B | P | 2012-03-19 | 2016-01-08 | $678 | $1,236 | -$558 | -$558 |
| 3 SHS ROYAL DUTCH SHELL PLC CL B | P | 2012-09-17 | 2016-01-08 | $120 | $227 | -$107 | -$107 |
| 18 SHS ROYAL DUTCH SHELL PLC CL B | P | 2012-10-22 | 2016-01-08 | $717 | $1,274 | -$557 | -$557 |
| 32 SHS ROYAL DUTCH SHELL PLC CL B | P | 2012-11-28 | 2016-01-08 | $1,276 | $2,185 | -$909 | -$909 |
| 3 SHS ROYAL DUTCH SHELL PLC CL B | P | 2013-08-22 | 2016-01-08 | $120 | $199 | -$79 | -$79 |
| 3 SHS ROYAL DUTCH SHELL PLC CL B | P | 2014-03-05 | 2016-01-08 | $120 | $235 | -$115 | -$115 |
| 3 SHS ROYAL DUTCH SHELL PLC CL B | P | 2014-06-24 | 2016-01-08 | $120 | $260 | -$140 | -$140 |
| 11 SHS ROYAL DUTCH SHELL PLC CL B | P | 2014-08-19 | 2016-01-08 | $439 | $929 | -$490 | -$490 |
| 20 SHS SYSCO CORP | P | 2015-09-10 | 2016-07-26 | $1,040 | $789 | $251 | $251 |
| 4 SHS SYSCO CORP | P | 2015-09-10 | 2016-07-22 | $208 | $158 | $50 | $50 |
| 21 SHS SYSCO CORP | P | 2015-02-09 | 2016-07-22 | $1,092 | $842 | $250 | $250 |
| 10 SHS SYSCO CORP | P | 2015-02-09 | 2016-07-07 | $511 | $401 | $110 | $110 |
| 1 SHS SYSCO CORP | P | 2014-11-17 | 2016-07-06 | $51 | $39 | $12 | $12 |
| 18 SHS SYSCO CORP | P | 2014-12-24 | 2016-07-06 | $922 | $732 | $190 | $190 |
| 1 SHS SYSCO CORP | P | 2015-02-09 | 2016-07-06 | $51 | $40 | $11 | $11 |
| 20 SHS SYSCO CORP | P | 2015-02-09 | 2016-07-06 | $1,023 | $802 | $221 | $221 |
| 20 SHS SYSCO CORP | P | 2014-11-17 | 2016-07-05 | $1,027 | $778 | $249 | $249 |
| 22 SHS SYSCO CORP | P | 2014-11-17 | 2016-06-28 | $1,085 | $855 | $230 | $230 |
| 20 SHS SYSCO CORP | P | 2014-11-17 | 2016-05-13 | $1,003 | $778 | $225 | $225 |
| 340 SHS TE CONNECTIVITY LTD NEW | P | 2009-11-09 | 2016-05-23 | $19,556 | $7,732 | $11,824 | $11,824 |
| 265 SHS TE CONNECTIVITY LTD NEW | P | 2011-08-24 | 2016-05-23 | $15,242 | $7,766 | $7,476 | $7,476 |
| 0.369 SHS TE CONNECTIVITY LTD NEW | P | 2016-03-11 | 2016-05-24 | $21 | $22 | -$1 | -$1 |
| 3 SHS TE CONNECTIVITY LTD NEW | P | 2016-03-11 | 2016-05-23 | $173 | $178 | -$5 | -$5 |
| 30 SHS TWENTY-FIRST CENTURY FOX CL B | P | 2014-11-17 | 2016-02-08 | $725 | $1,013 | -$288 | -$288 |
| 12 SHS UNILEVER PLC (NEW) ADS | P | 2011-07-21 | 2016-10-13 | $523 | $390 | $133 | $133 |
| 36 SHS UNILEVER PLC (NEW) ADS | P | 2011-12-05 | 2016-10-13 | $1,569 | $1,193 | $376 | $376 |
| 21 SHS UNILEVER PLC (NEW) ADS | P | 2012-03-19 | 2016-10-13 | $915 | $699 | $216 | $216 |
| 3 SHS UNILEVER PLC (NEW) ADS | P | 2012-09-17 | 2016-10-13 | $131 | $111 | $20 | $20 |
| 15 SHS UNILEVER PLC (NEW) ADS | P | 2012-11-28 | 2016-10-13 | $654 | $575 | $79 | $79 |
| 3 SHS UNILEVER PLC (NEW) ADS | P | 2014-03-05 | 2016-10-13 | $131 | $123 | $8 | $8 |
| 11 SHS UNILEVER PLC (NEW) ADS | P | 2014-04-28 | 2016-10-13 | $479 | $487 | -$8 | -$8 |
| 10 SHS UNITED PARCEL SER INC CL-B | P | 2015-05-11 | 2016-12-08 | $1,189 | $1,007 | $182 | $182 |
| 700 SHS VANECK VECTORS J.P. MORGAN E | P | 2011-11-04 | 2016-11-03 | $13,059 | $17,393 | -$4,334 | -$4,334 |
| 800 SHS VANECK VECTORS J.P. MORGAN E | P | 2011-12-09 | 2016-11-03 | $14,924 | $19,197 | -$4,273 | -$4,273 |
| 550 SHS VANECK VECTORS J.P. MORGAN E | P | 2013-02-08 | 2016-11-03 | $10,260 | $14,610 | -$4,350 | -$4,350 |
| 9 SHS VANECK VECTORS J.P. MORGAN E | P | 2015-07-10 | 2016-11-03 | $168 | $168 | $0 | $0 |
| 37 SHS VENTAS INC | P | 2013-09-17 | 2016-10-13 | $2,465 | $2,036 | $429 | $429 |
| STCG FROM PTP K-1 POWERSHARES | 2016-12-01 | 2016-12-31 | $261 | $261 | $261 | ||
| LTCL FROM PTP K-1 POWERSHARES | 2015-01-01 | 2016-12-31 | $25 | -$25 | -$25 | ||
| SECTION 1256 GAIN (STCG) FROM POWERSHARES PTP K-1 | 2016-12-01 | 2016-12-31 | $664 | $664 | $664 | ||
| SECTION 1256 GAIN (LTCG) FROM POWERSHARES PTP K-1 | 2015-01-01 | 2016-12-31 | $995 | $995 | $995 | ||
| STCG FROM PTP K-1 NUVEEN | 2016-12-01 | 2016-12-31 | $1 | $1 | $1 | ||
| SECTION 1256 GAIN (STCG) FROM NUVEEN PTP K-1 | 2016-12-01 | 2016-12-31 | $1,074 | -$1,074 | -$1,074 | ||
| SECTION 1256 GAIN (LTCG) FROM NUVEEN PTP K-1 | 2015-01-01 | 2016-12-31 | $1,610 | -$1,610 | -$1,610 | ||
| CAPITAL GAINS DIVIDENDS | P | $37,225 | $37,225 | $37,225 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $269,962 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $1,609 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $111,046 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $2,502,985 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.044365 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $92,600 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $2,346,287 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.039467 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $77,400 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $1,990,210 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.038890 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $72,250 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $1,692,781 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.042681 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $60,784 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $1,478,855 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.041102 | DistributionYr5Rt |
| Total Distribution | 0.206505 | TotalDistributionRt |
| Average Distribution | 0.041301 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $2,834,968 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $117,087 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $3,370 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $120,457 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $124,131 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $3,370 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $3,370 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $3,370 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $1,280 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $5,500 | AppliedToEsTaxAmt |
| Total Payments And Credits | $6,780 | TotalPaymentsAndCreditsAmt |
| Overpayment | $3,410 | OverpaymentAmt |
| Applied To ES Tax | $3,410 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | MICHAEL S GOLDBERG | IndividualWithBooksNm |
| Phone | 2039665463 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 913 PONUS RIDGE ROAD | AddressLine1Txt |
| City | NEW CANAAN | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06840 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| MICHAEL S GOLDBERG | ||||||||
| 913 PONUS RIDGE ROAD | NEW CANAAN | CT | 06840 | CO-PRESIDENT | 0.00 | $0 | $0 | $0 |
| HEATHER W GOLDBERG | ||||||||
| 913 PONUS RIDGE ROAD | NEW CANAAN | CT | 06840 | CO-PRESIDENT | 0.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $2,632,491 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $245,649 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $2,878,140 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $2,878,140 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $43,172 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $2,834,968 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $141,748 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $141,748 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $3,370 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $3,370 | TotalTaxAmt |
| Distributable Before Adj | $138,378 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $138,378 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $138,378 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $124,131 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $124,131 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $3,370 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $120,761 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $138,378 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $119,957 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $124,131 | QualifyingDistributionsAmt |
| Applied To Year1 | $119,957 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $4,174 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $134,204 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | MICHAEL S GOLDBERG | ContributingManagerNm |
| Contributing Manager | HEATHER W GOLDBERG | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (17 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| AMERICAN CANCER SOCIETY | ||||||||
| 250 WILLIAMS STREET NW | ATLANTA | GA | 30303 | NONE | PC | GENERAL FUND | $100 | |
| ARTS FOR HEALING | ||||||||
| 24 GROVE ST | NEW CANAAN | CT | 06840 | NONE | PC | GENERAL FUND | $1,000 | |
| BOSTON COLLEGE | ||||||||
| MORE HALL 220 140 COMMONWEALTH | CHESTNUT HILL | MA | 02467 | NONE | PC | GENERAL FUND | $59,600 | AVENUE |
| CENTER FOR SMALL JEWELS INSTITUTE | ||||||||
| 3 THE BOULEVARD | NEW ROCHELLE | NY | 10801 | NONE | PC | GENERAL FUND | $250 | |
| MEMORIAL SLOAN-KETTERING CANCER CENTER | ||||||||
| PO BOX 27106 | NEW YORK | NY | 10087 | NONE | PC | GENERAL FUND | $5,000 | |
| NC OUTWARD BOUND SCHOOL | ||||||||
| 2582 RICEVILLE ROAD | ASHEVILLE | NC | 28805 | NONE | PC | GENERAL FUND | $100 | |
| NEW CANAAN COUNTRY SCHOOL | ||||||||
| 635 FROGTOWN ROAD | NEW CANAAN | CT | 06840 | NONE | PC | GENERAL FUND | $20,000 | |
| NEW CANAAN LIBRARY | ||||||||
| 151 MAIN STREET | NEW CANAAN | CT | 06840 | NONE | PC | GENERAL FUND | $10,000 | |
| NEW CANAAN VOLUNTEER AMBULANCE | ||||||||
| 182 SOUTH AVENUE | NEW CANAAN | CT | 06840 | NONE | PC | GENERAL FUND | $1,000 | |
| NEW CANAAN YMCA | ||||||||
| 564 SOUTH AVENUE | NEW CANAAN | CT | 06840 | NONE | PC | GENERAL FUND | $250 | |
| SEA EDUCATION ASSOCIATION | ||||||||
| PO BOX 6 | WOODS HOLE | MA | 02543 | NONE | PC | GENERAL FUND | $500 | |
| STAYING PUT IN NEW CANAAN | ||||||||
| PO BOX 27106 | NEW CANAAN | CT | 06840 | NONE | PC | GENERAL FUND | $500 | |
| STRAYS & OTHERS | ||||||||
| PO BOX 473 | NEW CANAAN | CT | 06840 | NONE | PC | GENERAL FUND | $100 | |
| THE GREENWICH COUNTRY DAY SCHOOL | ||||||||
| 401 OLD CHURCH ROAD | GREENWICH | CT | 06830 | NONE | PC | GENERAL FUND | $20,100 | |
| THE ROGOSIN INSTITUTE | ||||||||
| 505 EAST 70TH STREET | NEW YORK | NY | 10021 | NONE | PC | GENERAL FUND | $500 | |
| THE SCHOOL FOR FIELD STUDIOS | ||||||||
| 100 CUMMINGS CENTER SUITE 534-G | BEVERLY | MA | 01915 | NONE | PC | GENERAL FUND | $500 | |
| WAVENY LIFE CARE NETWORK | ||||||||
| 3 FARM ROAD | NEW CANAAN | CT | 06840 | NONE | PC | GENERAL FUND | $500 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $120,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $177 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $80,815 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $4,556 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $269,962 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $355,510 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $355,510 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (3 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd | Noncash ContributionNoncashContributionInd |
|---|---|---|---|---|---|---|---|
| MICHAEL S GOLDBERG | |||||||
| 1 | 913 PONUS RIDGE ROAD | NEW CANAAN | CT | 06840 | $37,387 | Yes (X) | Yes (X) |
| MICHAEL S GOLDBERG | |||||||
| 2 | 913 PONUS RIDGE ROAD | NEW CANAAN | CT | 06840 | $41,278 | Yes (X) | Yes (X) |
| MICHAEL S GOLDBERG | |||||||
| 3 | 913 PONUS RIDGE ROAD | NEW CANAAN | CT | 06840 | $244,700 | Yes (X) | Yes (X) |
Non Cash Property Contribution NonCashPropertyContributionGrp (3 entries)
| ContributorContributorNum | Noncash PropertyNoncashPropertyDesc | Fair Market ValueFairMarketValueAmt | ReceivedReceivedDt |
|---|---|---|---|
| 1 | 588 SHS GENERAL MILLS INC | $37,387 | 2016-05-17 |
| 2 | 400 SHS PEPSICO INC | $41,278 | 2016-05-17 |
| 3 | 2,500 SHS REINSURANCE GROUP OF AMERICA | $244,700 | 2016-08-02 |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING & TAX RETURN PREP FEES | CategoryTxt |
| Amt | $7,500 | Amt |
| Net Investment Income | $3,750 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $3,750 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (3 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| MORGAN STANLEY XXX10053 | $384,164 | $416,442 |
| MORGAN STANLEY XXX10054 | $441,192 | $487,912 |
| MORGAN STANLEY XXX10061 | $1,752,036 | $1,942,998 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (2 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| PTP K-1 POWERSHARES COMMODITY | AT COST | $0 | $0 |
| PTP K-1 NUVEEN LONG/SHORT COMMODITY | AT COST | $0 | $0 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| FMV IN EXCESS OF COST BASIS OF THE SECURITIES RECEIVED AT DATE OF CONTRIBUTI | $193,248 |
| ADJUSTMENTS DUE TO SALE OF PTP K-1S | $2,973 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| REGISTRATION FEES | $225 | $0 | $0 | $225 |
| DEDUCTION FLOW-THOUGH PTP K-1 POWERSHARES | $154 | $154 | $0 | $0 |
| DEDUCTION FLOW-THOUGH PTP K-1 NUVEEN LONG SHORT COMMODITY | $352 | $352 | $0 | $0 |
| BANK CHARGE | $60 | $60 | $0 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| FEDERAL REFUND | $3,161 | $0 | $0 |
| EXPENSE RECOVERED | $1,395 | $0 | $0 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT ADVISORY FEES | CategoryTxt |
| Amt | $9,069 | Amt |
| Net Investment Income | $9,069 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| DE ANNUAL FRANCHISE TAXES | $156 | $0 | $0 | $156 |
| FOREIGN TAXES PAID | $584 | $584 | $0 | $0 |