PATHFINDER FUND: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- PATHFINDER FUND (EIN 34-6536633)
- Tax period
- 2016-01-01 to 2016-12-31
- Filed
- 2017-10-03
- IRS object ID
- 201732769349100408
- Schema version
- 2016v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Gain Loss Sale Other Assets Sch
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-10-03T13:26:36-04:00 | ReturnTs |
| Tax Period End | 2016-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CAROL N ZWANGER CPA | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 72 CUSHING ST | AddressLine1Txt |
| City | CAMBRIDGE | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 021384583 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 346536633 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PATHFINDER FUND | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | PATH | BusinessNameControlTxt |
| Phone | 6179055119 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 179 HARVEY STREET | AddressLine1Txt |
| City | CAMBRIDGE | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02140 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | PAT GOUDVIS | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 6179055119 | PhoneNum |
| Signature | 2017-09-05 | SignatureDt |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | CAROL ZWANGER | PreparerPersonNm |
| PTIN | P00178603 | PTIN |
| Phone | 6178682899 | PhoneNum |
| Preparation | 2017-10-03 | PreparationDt |
| Self Employed | Yes (X) | SelfEmployedInd |
Filing Security Information FilingSecurityInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| At Submission Creation Device Id | 1B888C0EB8C47400F752DD68C16156E33000195C | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 1B888C0EB8C47400F752DD68C16156E33000195C | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2021-01-29 14:40:06Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $0 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $3,789 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $3,789 | InterestOnSavNetInvstIncmAmt |
| Interest On Savings Adj Net Incm | $3,789 | InterestOnSavingsAdjNetIncmAmt |
| Dividends Rev And Expnss | $9,635 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $9,635 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $9,635 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $52,343 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $441,140 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $736 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $65,767 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $14,160 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $13,424 | TotalAdjNetIncmAmt |
| Accounting Fees Rev And Expnss | $2,250 | AccountingFeesRevAndExpnssAmt |
| Other Prof Fees Rev And Expnss | $5,990 | OtherProfFeesRevAndExpnssAmt |
| Taxes Rev And Expnss | $372 | TaxesRevAndExpnssAmt |
| Tot Opr Expenses Rev And Expnss | $8,612 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $0 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $77,500 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $77,500 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $86,112 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $0 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $77,500 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$20,345 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $14,160 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $13,424 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $22,864 | CashBOYAmt |
| Cash EOY | $7,958 | CashEOYAmt |
| Sav And Temp Cash Invst BOY | $8,198 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $54,808 | SavAndTempCashInvstEOYAmt |
| US Government Obligations EOY | $28,941 | USGovernmentObligationsEOYAmt |
| Corporate Stock BOY | $641,014 | CorporateStockBOYAmt |
| Corporate Stock EOY | $591,849 | CorporateStockEOYAmt |
| Corporate Bonds BOY | $150,287 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $97,613 | CorporateBondsEOYAmt |
| Other Investments BOY | $38,850 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $59,699 | OtherInvestmentsEOYAmt |
| Total Assets BOY | $861,213 | TotalAssetsBOYAmt |
| Total Assets EOY | $840,868 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $0 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Retained Earning BOY | $861,213 | RetainedEarningBOYAmt |
| Retained Earning EOY | $840,868 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $861,213 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $840,868 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $861,213 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $840,868 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $861,213 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$20,345 | ExcessRevenueOverExpensesAmt |
| Subtotal | $840,868 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $840,868 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $736 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $78,380 | AdjustedQlfyDistriYr1Amt |
| Adjusted Qlfy Distri Yr2 | $73,348 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $925,025 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.079293 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $85,242 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $852,068 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.100041 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $68,344 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $765,299 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.089304 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $44,308 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $768,784 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.057634 | DistributionYr5Rt |
| Total Distribution | 0.326272 | TotalDistributionRt |
| Average Distribution | 0.081568 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $912,704 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $74,447 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $142 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $74,589 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $77,500 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $142 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $142 | SubtotalAmt |
| Tax Based On Investment Income | $142 | TaxBasedOnInvestmentIncomeAmt |
| Applied To Es Tax | $126 | AppliedToEsTaxAmt |
| Total Payments And Credits | $126 | TotalPaymentsAndCreditsAmt |
| Tax Due | $16 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | PAT GOUDVIS | IndividualWithBooksNm |
| Phone | 6178681999 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 179 HARVEY ST | AddressLine1Txt |
| City | CAMBRIDGE | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02140 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| PAT GOUDVIS | ||||||||
| 179 HARVEY ST | CAMBRIDGE | MA | 02138 | TRUSTEE | 000.00 | $0 | $0 | $0 |
| ANN GOUDVIS | ||||||||
| 210 LIPAN WAY | BOULDER | CO | 80303 | TRUSTEE | 000.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $810,504 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $64,492 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $51,607 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $926,603 | TotalFMVOfUnusedAssetsAmt |
| Adjusted Total FMV Of Unused Ast | $926,603 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $13,899 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $912,704 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $45,635 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $45,635 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $142 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $142 | TotalTaxAmt |
| Distributable Before Adj | $45,493 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $45,493 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $45,493 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $77,500 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $77,500 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $142 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $77,358 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $45,493 | DistributableAsAdjustedAmt |
| Excess Distribution Cyov Yr4 | $23,582 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $42,955 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $27,401 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $78,500 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $172,438 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $77,500 | QualifyingDistributionsAmt |
| Applied To Current Year | $45,493 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $32,007 | RemainingDistriFromCorpusAmt |
| Total Corpus | $204,445 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $204,445 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $23,582 | ExcessFromYear4Amt |
| Excess From Year3 | $42,955 | ExcessFromYear3Amt |
| Excess From Year2 | $27,401 | ExcessFromYear2Amt |
| Excess From Year1 | $78,500 | ExcessFromYear1Amt |
| Excess From Current Year | $32,007 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (13 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| AMERICAN FRIENDS SERVICE COMMITTEE | ||||||
| 1501 CHERRY ST | PHILADELPHIA | PA | 19102 | PUBLIC | GENERAL | $1,000 |
| CENTER FOR JUSTICE & ACCOUNTABILITY | ||||||
| 1 HALLIDIE PLAZA | SAN FRANSISCO | CA | 94102 | PUBLIC | GENERAL | $3,000 |
| CHAPEL HILL-CHAUNCY HALL SCHOOL | ||||||
| 785 BEAVER ST | WALTHAM | MA | 02452 | PUBLIC | GENERAL | $1,000 |
| FOTOKIDS-FUNDACION DE NINOS ARTISTA | ||||||
| PO BOX 661447 | MIAMI | FL | 33266 | PUBLIC | GENERAL | $15,000 |
| PALO ALTO FRIENDS MEETING | ||||||
| 957 COLORADO AVE | PALO ALTO | CA | 94303 | PUBLIC | GENERAL | $2,000 |
| PLANNED PARENTHOOD | ||||||
| 434 WEST 33RD ST | NEW YORK | NY | 10001 | PUBLIC | GENERAL | $2,500 |
| RETHINKING SCHOOLS | ||||||
| 1001 EAST KEEFE AVE | MILWAUKEE | WI | 53212 | PUBLIC | GENERAL | $25,000 |
| DENVER FILM SOCIETY | ||||||
| 1510 YORK ST | DENVER | CO | 80206 | PUBLIC | GENERAL | $10,000 |
| FRIENDS OF CRLS | ||||||
| PO BOX 391-541 | CAMBRIDGE | MA | 02139 | PUBLIC | GENERAL | $1,000 |
| NETWORK FOR PUBLIC EDUCATION | ||||||
| PO BOX 150266 | KEW GARDENS | NY | 11415 | PUBLIC | GENERAL | $5,000 |
| RIGHTS ACTION | ||||||
| PO BOX 50887 | WASHINGTON | DC | 20091 | PUBLIC | GENERAL | $1,000 |
| IRISH INTERNATIONAL IMMIGRANT CTR | ||||||
| ONE STATE ST | BOSTON | MA | 02109 | PUBLIC | GENERAL | $10,000 |
| HAITIAN CONNECTION | ||||||
| 5300 S SHORE DR | CHICAGO | IL | 60615 | PUBLIC | GENERAL | $1,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $77,500 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,911 | ExclusionAmt |
| Related Or Exempt Function Incm | $878 | RelatedOrExemptFunctionIncmAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $9,635 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $736 | ExclusionAmt |
| Related Or Exempt Function Incm | $51,607 | RelatedOrExemptFunctionIncmAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $13,282 | ExclusionAmt |
| Related Or Exempt Function Incm | $52,485 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $65,767 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INDIRECT ACCOUNTING FEES | CategoryTxt |
| Amt | $2,250 | Amt |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp (80 entries)
| AssetAssetDesc | AcquiredAcquiredDt | How AcquiredHowAcquiredTxt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | BasisBasisAmt | Total NetTotalNetAmt |
|---|---|---|---|---|---|---|
| APPLE INC. | 2007-04 | PURCHASE | 2016-01 | $44,800 | $5,810 | $38,990 |
| BORGWARNER INC | 2013-04 | PURCHASE | 2016-01 | $3,985 | $5,022 | -$1,037 |
| BORGWARNER INC | 2015-06 | PURCHASE | 2016-01 | $2,875 | $6,073 | -$3,198 |
| BAXALTA INCORPORATED | 2012-01 | PURCHASE | 2016-01 | $3,641 | $2,066 | $1,575 |
| BAXALTA INCORPORATED | 2013-11 | PURCHASE | 2016-01 | $1,423 | $1,012 | $411 |
| LULULEMON ATHLETICA INC. | 2013-07 | PURCHASE | 2016-01 | $5,460 | $6,533 | -$1,073 |
| LULULEMON ATHLETICA INC. | 2013-12 | PURCHASE | 2016-01 | $6,264 | $6,450 | -$186 |
| MINERALS TECHNOLOGIES | 2009-06 | PURCHASE | 2016-01 | $2,050 | $983 | $1,067 |
| MINERALS TECHNOLOGIES | 2010-01 | PURCHASE | 2016-01 | $4,835 | $3,443 | $1,392 |
| MINERALS TECHNOLOGIES | 2014-12 | PURCHASE | 2016-01 | $2,398 | $4,139 | -$1,741 |
| ADOBE SYSTEMS INC. | 2014-09 | PURCHASE | 2016-03 | $6,612 | $5,368 | $1,244 |
| EATON CORPORATION, PLC | 2013-07 | PURCHASE | 2016-03 | $1,144 | $1,290 | -$146 |
| EATON CORPORATION, PLC | 2013-11 | PURCHASE | 2016-03 | $4,578 | $5,462 | -$884 |
| HSBC HLDGS PLC ADS | 2012-05 | PURCHASE | 2016-03 | $4,634 | $5,913 | -$1,279 |
| HSBC HLDGS PLC ADS | 2015-06 | PURCHASE | 2016-03 | $5,510 | $7,960 | -$2,450 |
| PANERA BREAD CO | 2013-11 | PURCHASE | 2016-03 | $4,195 | $3,335 | $860 |
| VERISK ANALYTICS, INC | 2014-03 | PURCHASE | 2016-03 | $7,383 | $6,111 | $1,272 |
| INTERVAL LEISURE GROUP INC | 2013-11 | PURCHASE | 2016-05 | $10 | $9 | $1 |
| ACUITY BRANDS, INC. | 2015-03 | PURCHASE | 2016-06 | $6,754 | $4,511 | $2,243 |
| DISCOVERY COMMUNICATIONS A | 2012-08 | PURCHASE | 2016-06 | $2,620 | $2,712 | -$92 |
| DISCOVERY COMMUNICATIONS A | 2013-11 | PURCHASE | 2016-06 | $2,412 | $3,949 | -$1,537 |
| DISCOVERY COMMUNICATIONS A | 2014-12 | PURCHASE | 2016-06 | $3,268 | $4,284 | -$1,016 |
| INTERVAL LEISURE GROUP INC | 2013-11 | PURCHASE | 2016-06 | $573 | $488 | $85 |
| INTERVAL LEISURE GROUP INC | 2014-09 | PURCHASE | 2016-06 | $573 | $560 | $13 |
| ROGERS CORPORATION | 2013-11 | PURCHASE | 2016-06 | $6,615 | $6,498 | $117 |
| STARWOOD HOTELS & RESORTS | 2013-11 | PURCHASE | 2016-08 | $7,022 | $6,083 | $939 |
| STARWOOD HOTELS & RESORTS | 2014-09 | PURCHASE | 2016-08 | $7,022 | $6,852 | $170 |
| JOHNSON CONTROLS, INC. | 2013-11 | PURCHASE | 2016-09 | $2,205 | $2,300 | -$95 |
| JOHNSON CONTROLS, INC. | 2013-10 | PURCHASE | 2016-09 | $9,554 | $8,810 | $744 |
| JOHNSON CONTROLS, INC. | 2010-01 | PURCHASE | 2016-09 | $4,593 | $2,837 | $1,756 |
| JOHNSON CONTROLS INTERNATIONAL PLC. | 2016-09 | PURCHASE | 2016-09 | $25 | $25 | |
| BAXTER INTL | 2014-02 | PURCHASE | 2016-09 | $25,393 | $25,051 | $342 |
| ARM HOLDINGS PLC | 2013-07 | PURCHASE | 2016-09 | $11,664 | $6,940 | $4,724 |
| BRANDYWINE REALTY TRUST | 2014-12 | PURCHASE | 2016-09 | $6,339 | $6,250 | $89 |
| BRANDYWINE REALTY TRUST | 2016-03 | PURCHASE | 2016-09 | $5,845 | $4,832 | $1,013 |
| CBRE GROUP, INC. | 2013-11 | PURCHASE | 2016-09 | $10,082 | $7,993 | $2,089 |
| ABB LTD | 2011-01 | PURCHASE | 2016-09 | $4,091 | $4,262 | -$171 |
| ABB LTD | 2013-11 | PURCHASE | 2016-09 | $4,383 | $4,843 | -$460 |
| ABB LTD | 2015-06 | PURCHASE | 2016-09 | $1,551 | $1,555 | -$4 |
| BT GROUP PLC ADS | 2013-11 | PURCHASE | 2016-09 | $7,407 | $8,766 | -$1,359 |
| GILEAD SCIENCES INC. | 2013-12 | PURCHASE | 2016-09 | $13,689 | $12,600 | $1,089 |
| PROLOGIS, INC. | 2013-11 | PURCHASE | 2016-09 | $8,093 | $5,770 | $2,323 |
| ORMAT TECHNOLOGIES INC. | 2014-12 | PURCHASE | 2016-09 | $3,096 | $1,728 | $1,368 |
| ORMAT TECHNOLOGIES INC. | 2015-03 | PURCHASE | 2016-09 | $5,259 | $4,084 | $1,175 |
| ROGERS CORPORATION | 2013-11 | PURCHASE | 2016-09 | $422 | $425 | -$3 |
| ROGERS CORPORATION | 2015-08 | PURCHASE | 2016-09 | $2,411 | $2,258 | $153 |
| SVB FINANCIAL GROUP | 2014-09 | PURCHASE | 2016-09 | $629 | $685 | -$56 |
| ROGERS CORPORATION | 2015-08 | PURCHASE | 2016-09 | $7,162 | $6,773 | $389 |
| ORMAT TECHNOLOGIES INC. | 2013-11 | PURCHASE | 2016-09 | $638 | $342 | $296 |
| ORMAT TECHNOLOGIES INC. | 2014-12 | PURCHASE | 2016-09 | $6,728 | $3,757 | $2,971 |
| SVB FINANCIAL GROUP | 2014-09 | PURCHASE | 2016-09 | $4,147 | $4,450 | -$303 |
| SVB FINANCIAL GROUP | 2013-11 | PURCHASE | 2016-09 | $4,040 | $3,671 | $369 |
| IBRD GREEN BOND 2% | 2011-03 | PURCHASE | 2016-10 | $50,000 | $49,125 | $875 |
| 2.000% DUE 10-20-16 | PURCHASE | |||||
| ADIENT PLC ORD SHS | 2016-10 | PURCHASE | 2016-10 | $31 | $33 | -$2 |
| QUALITY CARE PROPERTIES, INC | 2016-11 | PURCHASE | 2016-11 | $11 | $13 | -$2 |
| BANK OF AMERICA CORP GREEN BOND | 2013-11 | PURCHASE | 2016-11 | $50,000 | $49,997 | $3 |
| 1.350% DUE 11-21-16 | PURCHASE | |||||
| HOLOGIC INC. | 2013-11 | PURCHASE | 2016-12 | $1,747 | $905 | $842 |
| FOREST CITY REALTY TRUST INC. | 2014-09 | PURCHASE | 2016-12 | $1,320 | $1,250 | $70 |
| ADOBE SYSTEMS INC. | 2013-11 | PURCHASE | 2016-12 | $918 | $508 | $410 |
| ADOBE SYSTEMS INC. | 2014-09 | PURCHASE | 2016-12 | $612 | $424 | $188 |
| AUTODESK INC. | 2015-12 | PURCHASE | 2016-12 | $2,050 | $1,608 | $442 |
| CISCO SYSTEMS INC. | 2014-03 | PURCHASE | 2016-12 | $2,746 | $1,972 | $774 |
| JB HUNT TRANSPORT SERVICES INC | 2014-03 | PURCHASE | 2016-12 | $1,490 | $1,073 | $417 |
| OWENS-ILLINOIS INC. | 2015-12 | PURCHASE | 2016-12 | $1,144 | $1,058 | $86 |
| PALO ALTO NETWORKS, INC. | 2016-01 | PURCHASE | 2016-12 | $1,277 | $1,487 | -$210 |
| PANERA BREAD CO | 2013-11 | PURCHASE | 2016-12 | $1,713 | $1,334 | $379 |
| STARBUCKS CORPORATION | 2013-11 | PURCHASE | 2016-12 | $1,340 | $928 | $412 |
| UNITED NATURAL FOODS INC. | 2014-09 | PURCHASE | 2016-12 | $1,268 | $1,651 | -$383 |
| ABB LTD | 2013-07 | PURCHASE | 2016-12 | $2,462 | $2,628 | -$166 |
| ABB LTD | 2015-06 | PURCHASE | 2016-12 | $7,072 | $7,573 | -$501 |
| ADIENT PLC ORD SHS | 2016-10 | PURCHASE | 2016-12 | $1,639 | $1,351 | $288 |
| EATON CORPORATION, PLC | 2013-07 | PURCHASE | 2016-12 | $1,707 | $1,698 | $9 |
| FIRST SOLAR, INC. | 2013-10 | PURCHASE | 2016-12 | $5,177 | $6,947 | -$1,770 |
| FIRST SOLAR, INC. | 2014-03 | PURCHASE | 2016-12 | $3,564 | $6,135 | -$2,571 |
| FIRST SOLAR, INC. | 2016-03 | PURCHASE | 2016-12 | $1,916 | $4,038 | -$2,122 |
| QUALITY CARE PROPERTIES, INC | 2016-11 | PURCHASE | 2016-12 | $1,098 | $1,138 | -$40 |
| PURCHASE | ||||||
| 51615.8 | PURCHASE |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (11 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt |
|---|---|
| IBRD GREEN BOND | |
| BANK AMER CORP | |
| BAXTER INTL | |
| VORNADO RLTY LP GREEN BD | $10,042 |
| HSBC HLDGS PLC | $5,712 |
| REGENCY CTRS LP GREEN BD | $10,360 |
| KONINKLIJKE PHI 5.75% | $15,709 |
| SYMANTIEC CORP | $15,438 |
| KFW BANKENGRUPPE | $9,985 |
| DIGITAL REALTY | $15,516 |
| COVIDEN INTL | $14,851 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (90 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt |
|---|---|
| AO SMITH 140 SHS | |
| ABB LTD 899 SHS | |
| ACUITY BRANDS 76 SHS | |
| ACUITY BRANDS 49 SHS | $8,187 |
| ADOBE SYSTEMS 247 SHS | |
| ADOBE SYSTEMS 156 SHRS | $8,806 |
| ALKERMES PLC 141 SHS | $6,935 |
| ALPHABET INC 19 SHS | $10,099 |
| AMERICAN WATER WORKS | $13,705 |
| APPLE INC 445 SHS | |
| ARM HOLDINGS 175 SHS | |
| ASML HLDG 111 SHS | $12,033 |
| AUTODESK INC 173 SHS | |
| AUTODESK INC 283 SHS | $16,805 |
| BAXALTA INC 121 SHS | |
| BECTON DICKINSON 39 SHS | $6,948 |
| BIOGEN 62 SHS | $24,394 |
| BORG WARNER 187 SHS | $6,445 |
| BORG WARNER 241 SHS | |
| BRANDYWINE 398 SHS | |
| BT GROUP 292 SHS | |
| CBRE GROUP 357 SHS | |
| CERNER CORP 290 SHS | $15,616 |
| CHIPOLTE MEXICAN GRL 19 SHS | $8,413 |
| CHURCH & DWIGHT CO 213 SHS | $10,254 |
| CISCO SYSTEMS 707 SHS | |
| CISCO SYSTEMS 615 SHS | $10,424 |
| CITRIX SYS 157 SHS | $10,422 |
| DISCOVERY 320 SHS | |
| EATON CORP 197 SHS | $11,117 |
| EATON CORP 261 SHS | |
| FIRST SOLAR 260 SHS | |
| GILEAD SCIENCES 170 SHS | |
| GLAXOSMITHKLINE PLC | $11,377 |
| HERCULES CAPITAL 535 SHS | $7,287 |
| HEXCEL COR 284 SHS | $11,195 |
| HOLOGIC 561SHS | |
| HOLOGIC 516 SHS | $10,483 |
| HSBC HLDS 313 SHS | |
| INTERFACE 493 SHS | $9,909 |
| JB HUNT 92 SHS | $6,581 |
| JB HUNT 107 SHS | |
| JOHNSON CTLS 356 SHS | |
| JOHNSON CTLS 297 SHS | $13,570 |
| LULULEMON ATHLETICA 204 SHS | |
| MERCK & CO 213 SHS | $13,333 |
| MIDDLEBY CORP 66 SHS | $4,764 |
| MINERALS TECH INC 240 SHS | |
| MSCI 157 SHS | $13,441 |
| NIKE INC 183 SHS | $11,185 |
| NOKIA 1315 SHS | |
| NOVARTIS A G 242 SHS | $19,735 |
| NXP SEMICONDUCTORS SHS | $9,547 |
| ORMAT TECH 266 SHS | $7,001 |
| ORMAT TECH 586 SHS | |
| OWENS ILLINOIS 666 SHS | $10,694 |
| OWENS ILLINOIS 390 SHS | |
| PALO ALTO NETWORKS 81 SHS | $11,784 |
| PALO ALTO NETWORKS 54 SHS | |
| PANERA BREAD CO | $12,316 |
| PAYPAL HOLDINGS 439 SHS | $14,953 |
| PAYPAL HOLDINGS 265 SHS | |
| PANERA BREAD 106 SHS | |
| ROGERS CORP 274 SHS | |
| ROYAL BK OF CAN 132 SHS | |
| ROYAL BK OF CAN 205 SHS | $11,248 |
| SALESFORCE 164 SHS | $9,373 |
| SAP SPONSORED | $9,192 |
| SMITH A O | $10,875 |
| SONOCO 170 SHS | $7,417 |
| STARBUCKS CORP 316 SHS | |
| STARBUCKS CORP 293 SHS | $8,178 |
| STARWOOD HOTELS 178 SHS | |
| SVB FINANCIAL 126 SHS | $12,372 |
| SVB FINANCIAL 161 SHS | |
| TESLA MOTORS 16 SHS | |
| TESLA MOTORS | $8,026 |
| UMPQUA H OLDINGS 1104 SHS | $18,924 |
| UMPQUA HOLDINGS 796 SHS | |
| UNILEVER 417 SHS | $17,028 |
| UNITED HAT FOODS 380 SHS | $19,724 |
| UNITED NAT FOODS 406 SHS | |
| VERISK 120 SHS | $9,993 |
| VERISK 97 SHS | |
| VODAPHONE GROUP 332 SHS | $9,733 |
| WABTEC 193 SHS | $11,005 |
| WATERS COV 73 SHS | $7,402 |
| WHITEWAVE FOODS 439 SHS | $18,222 |
| WHOLE FOODS 430 SHS | $15,230 |
| XYLEM INC 247 SHS | $8,149 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $14,938 | USGovtObligationsBookVlEOYAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (9 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt |
|---|---|---|
| EIGHTPOINTTHREE ENER LP 589 UNITS | AT COST | |
| EIGHTPOINTTHREE ENER LP 906 UNITS | AT COST | $12,891 |
| FOREST CITY REALTY 672 UNITS | AT COST | $13,555 |
| FOREST CITY REALTY 540 UNITS | AT COST | |
| HANNON ARMSTRONG 668 UNITS | AT COST | $12,052 |
| HANNON ARMSTRONG 350 UNITS | AT COST | |
| HCP INC 354 UNITS | AT COST | $13,688 |
| PROLOGIS INC. 194 UNITS | AT COST | $7,513 |
| PROLOGICS INC 343 UNITS | AT COST |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt |
|---|---|
| INVESTMENT MANAGEMENT FEES | $5,942 |
| ADR FEES | $5 |
| BANK FEES | $43 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FOREIGN TAX PAID | CategoryTxt |
| Amt | $372 | Amt |