CHARLES H HOOD FOUNDATION: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- CHARLES H HOOD FOUNDATION (EIN 04-3507847)
- Tax period
- 2016-01-01 to 2016-12-31
- Filed
- 2017-11-08
- IRS object ID
- 201733129349100333
- Schema version
- 2016v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Expenditure Responsibility Stmt
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-11-08T12:40:06-06:00 | ReturnTs |
| Tax Period End | 2016-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 042571780 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALEXANDER ARONSON FINNING & CO PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 50 WASHINGTON STREET | AddressLine1Txt |
| City | WESTBOROUGH | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 01581 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 043507847 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CHARLES H HOOD FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | CHAR | BusinessNameControlTxt |
| Phone | 6176959439 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 95 BERKELEY STREET NO 202 | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02116 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | NEIL SMILEY | PersonNm |
| Person Title | PRESIDENT AND TREASURER | PersonTitleTxt |
| Phone | 6176959439 | PhoneNum |
| Signature | 2017-10-17 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | CARLA M MCCALL CPA | PreparerPersonNm |
| PTIN | P00535908 | PTIN |
| Phone | 5083669100 | PhoneNum |
| Preparation | 2017-10-17 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 64.238.141.162 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2017-10-17 | IPDt |
| IP Tm | 14:04:17 | IPTm |
| IP Timezone | ED | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | BC5926B0E490F04D1ABA71567B078B8614800D21 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | E389E89C54D8B2D0E67DFD5473BAB8CDEAF766EE | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2021-01-29 14:40:06Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | Yes (X) | AddressChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $59,367,859 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $1,478,352 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,478,352 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,000,810 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $7,832,518 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,000,810 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $351,739 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $3,594 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $2,830,901 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $2,482,756 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $21,529 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $21,529 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $204,360 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $149,379 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $54,981 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $29,397 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $21,897 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $23,066 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $23,066 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $197,202 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $197,202 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $475,554 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $192,805 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $275,249 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $2,741,300 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $2,741,300 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $3,216,854 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $192,805 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $3,016,549 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$385,953 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $2,289,951 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $2,712,796 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,057,980 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,057,980 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $43,974,896 | CorporateStockBOYAmt |
| Corporate Stock EOY | $43,882,732 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $43,882,732 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $2,803,218 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $2,934,141 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $2,934,141 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $9,659,845 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $11,093,006 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $11,093,006 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $150,000 | OtherAssetsBOYAmt |
| Other Assets EOY | $400,000 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $400,000 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $59,300,755 | TotalAssetsBOYAmt |
| Total Assets EOY | $59,367,859 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $59,367,859 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $59,300,755 | CapitalStockBOYAmt |
| Capital Stock EOY | $59,300,755 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $0 | RetainedEarningBOYAmt |
| Retained Earning EOY | $67,104 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $59,300,755 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $59,367,859 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $59,300,755 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $59,367,859 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $59,300,755 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$385,953 | ExcessRevenueOverExpensesAmt |
| Other Increases | $1,439,396 | OtherIncreasesAmt |
| Subtotal | $60,354,198 | SubtotalAmt |
| Other Decreases | $986,339 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $59,367,859 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Property | PUBLICALLY TRADED SECURITIES | PropertyDesc |
| Gross Sales Price | $7,832,518 | GrossSalesPriceAmt |
| Cost Or Other Basis | $6,831,708 | CostOrOtherBasisAmt |
| Gain Or Loss | $1,000,810 | GainOrLossAmt |
| Gains Minus Excess Or Losses | $1,000,810 | GainsMinusExcessOrLossesAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,000,810 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $2,995,208 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $61,131,794 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.048996 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $2,807,969 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $62,041,873 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.045259 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $2,640,653 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $57,319,731 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.046069 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $2,648,672 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $53,084,393 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.049895 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $2,482,248 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $53,250,132 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.046615 | DistributionYr5Rt |
| Total Distribution | 0.236834 | TotalDistributionRt |
| Average Distribution | 0.047367 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $57,828,769 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $2,739,175 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $22,900 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $2,762,075 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $3,266,549 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $22,900 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $22,900 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $22,900 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $52,500 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $52,500 | TotalPaymentsAndCreditsAmt |
| Overpayment | $29,600 | OverpaymentAmt |
| Applied To ES Tax | $29,600 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | MA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | Yes (1) | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | TMFGRANTS.ORG/HOOD | WebsiteAddressTxt |
| Individual With Books | US TRUST FIDUCIARY TAX SERVICES | IndividualWithBooksNm |
| Phone | 6176959439 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 225 FRANKLIN STREET | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02110 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | 0 | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (1) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (8 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| NEIL SMILEY | ||||||||
| 95 BERKELEY STREET NO 202 | BOSTON | MA | 02116 | PRESIDENT AND TREASURER | 1.00 | $0 | $0 | $0 |
| JOHN O PARKER JR | ||||||||
| 95 BERKELEY STREET NO 202 | BOSTON | MA | 02116 | VICE PRESIDENT AND CLERK | 1.00 | $0 | $0 | $0 |
| JEFFREY BOUTWELL PHD | ||||||||
| 95 BERKELEY STREET NO 202 | BOSTON | MA | 02116 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| ROBERT C BOUTWELL | ||||||||
| 95 BERKELEY STREET NO 202 | BOSTON | MA | 02116 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| BARBARA BULA | ||||||||
| 95 BERKELEY STREET NO 202 | BOSTON | MA | 02116 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| BRENDON BULA | ||||||||
| 95 BERKELEY STREET NO 202 | BOSTON | MA | 02116 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| CHARLES H HOOD II | ||||||||
| 95 BERKELEY STREET NO 202 | BOSTON | MA | 02116 | PRESIDENT EMERITUS | 1.00 | $0 | $0 | $0 |
| JOHN O PARKER | ||||||||
| 95 BERKELEY STREET NO 202 | BOSTON | MA | 02116 | PAST PRESIDENT | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| HEALTH RESOURCES IN ACTION | |||||
| 95 BERKELEY STREET NO 201 | BOSTON | MA | 02116 | ADMINISTRATIVE FEES | $149,756 |
| US TRUST | |||||
| 225 FRANKLIN STREET | BOSTON | MA | 02110 | INVESTMENT CUSTODIAN FEES | $109,192 |
| STATE STREET CORPORATION | |||||
| 1 LINCOLN STREET | BOSTON | MA | 02111 | INVESTMENT FEES | $98,698 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONINVASIX - GALVESTON, TX CONVERTIBLE PROMISSORY NOTE | Description1Txt |
| Expenses1 | $150,000 | Expenses1Amt |
| Description2 | ALDATU BIOSCIENCES - ALLSTON, MA CONVERTIBLE PROMISSORY NOTE | Description2Txt |
| Expenses2 | $100,000 | Expenses2Amt |
| Total | $250,000 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $56,493,049 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,216,361 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $58,709,410 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $58,709,410 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $880,641 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $57,828,769 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $2,891,438 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $2,891,438 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $22,900 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $22,900 | TotalTaxAmt |
| Distributable Before Adj | $2,868,538 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $329,441 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $3,197,979 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $3,197,979 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $3,016,549 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $250,000 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $3,266,549 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $22,900 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $3,243,649 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $3,197,979 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $2,998,345 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $3,266,549 | QualifyingDistributionsAmt |
| Applied To Year1 | $2,998,345 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $268,204 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $2,929,775 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | ROBERT SEGE EXECUTIVE DIRECTOR | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 95 BERKELEY STREET NO 202 | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02110 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 6176959439 | RecipientPhoneNum |
| Recipient Email Address | GLOCKWOOD@HRIA.ORG | RecipientEmailAddressTxt |
| Form And Info And Materials | APPLICATION FORMS AVAILABLE AT WWW.TMFGRANTS.ORG/HOOD | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | ANNUALLY MARCH AND OCTOBER | SubmissionDeadlinesTxt |
| Restrictions On Awards | RESTRICTED TO PEDIATRIC RESEARCH | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (27 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| YALE SCHOOL OF MEDICINE | ||||||
| 333 CEDAR STREET | NEW HAVEN | CT | 06510 | SCIENTIFIC RESEARCH | CHILD HEALTH RESEARCH AWARD - HYPOTHALAMIC CIRCUITS UNDERLYING BRAIN DEVELOPMENT DURING CHILDHOOD | $75,000 |
| BETH ISRAEL DEACONESS MEDICAL CENTER | ||||||
| 330 BROOKLINE AVENUE | BOSTON | MA | 02215 | SCIENTIFIC RESEARCH | CHILD HEALTH RESEARCH AWARD - TARGETING FBW7 FOR THE TREATMENT OF PEDIATRIC T-CELL ACUTE LYMPHOBLASTIC LEUKEMIA (T-ALL) | $75,000 |
| BOSTON CHILDREN'S HOSPITAL | ||||||
| 300 LONGWOOD AVENUE | BOSTON | MA | 02115 | SCIENTIFIC RESEARCH | CHILD HEALTH RESEARCH AWARD - HOST AND BACTERIAL FACTORS IN STAPHYLOCOCCUS AUREUS SKIN INFECTIONS IN AUTOSOMAL DOMINANT-HYPER IGE SYNDROME | $75,000 |
| BOSTON CHILDREN'S HOSPITAL | ||||||
| 300 LONGWOOD AVENUE | BOSTON | MA | 02115 | SCIENTIFIC RESEARCH | CHILD HEALTH RESEARCH AWARD - RESPONSIVENESS OF THE PEDIATRIC EVALUATION OF DISABILITY INVENTORY COMPUTER ADAPTIVE TEST IN CHILDREN WITH CEREBRAL PALSY | $75,000 |
| BOSTON UNIVERSITY | ||||||
| 881 COMMONWEALTH AVENUE | BOSTON | MA | 02215 | SCIENTIFIC RESEARCH | CHILD HEALTH RESEARCH AWARD - IMPROVING CHILD-CAREGIVER INTERACTIONS FOR YOUNG CHILDREN WITH AUTISM | $75,000 |
| UNIVERSITY OF MASSACHUSETTS MEDICAL SCHOOL | ||||||
| 55 LAKE AVENUE NORTH | WORCESTER | MA | 01655 | SCIENTIFIC RESEARCH | "CHILD HEALTH RESEARCH AWARD - HOMEOSTATIC REGULATION OF INNATE IMMUNE ACTIVATION IN INTESTINAL | $75,000 |
| UCONN HEALTH | ||||||
| 263 FARMINGTON AVENUE | FARMINGTON | CT | 06030 | SCIENTIFIC RESEARCH | CHILD HEALTH RESEARCH AWARD - INFLAMMATORY MECHANISMS IN ENTERIC BACTERIAL DISEASE | $75,000 |
| MGH CENTER FOR REGENERATIVE MEDICINE | ||||||
| 55 FRUIT STREET | BOSTON | MA | 02114 | SCIENTIFIC RESEARCH | CHILD HEALTH RESEARCH AWARD - THE ROLE OF A NOVEL PATHWAY IN VERTEBRATE TENDON DEVELOPMENT | $75,000 |
| YALE SCHOOL OF MEDICINE | ||||||
| 333 CEDAR STREET | NEW HAVEN | CT | 06510 | SCIENTIFIC RESEARCH | CHILD HEALTH RESEARCH AWARD - RESPONSIVENESS OF THE PEDIATRIC EVALUATION OF DISABILITY INVENTORY COMPUTER ADAPTIVE TEST IN CHILDREN WITH CEREBRAL PALSY | $75,000 |
| DANA-FARBER CANCER INSTITUTE | ||||||
| 450 BROOKLINE AVENUE | BOSTON | MA | 02215 | SCIENTIFIC RESEARCH | CHILD HEALTH RESEARCH AWARD - MECHANISM OF STING SIGNALING AND AUTO-ACTIVATION DURING PEDIATRIC INFLAMMATORY DISEASE | $75,000 |
| YALE UNIVERSITY | ||||||
| 149 ELM STREET | NEW HAVEN | CT | 06511 | SCIENTIFIC RESEARCH | CHILD HEALTH RESEARCH AWARD - TARGETING BACTERIAL INFECTIONS IN CYSTIC FIBROSIS BY IMAGING ELECTRICAL INTERACTIONS BETWEEN HOST SURFACE AND A PATHOGEN | $75,000 |
| BOSTON CHILDREN'S HOSPITAL | ||||||
| 300 LONGWOOD AVENUE | BOSTON | MA | 02115 | SCIENTIFIC RESEARCH | CHILD HEALTH RESEARCH AWARD - ANTIBIOTIC-FREE TREATMENT AND PROPHYLAXIS OF OTITIS MEDIA | $75,000 |
| BRANDEIS UNIVERSITY | ||||||
| 415 SOUTH STREET | WALTHAM | MA | 02453 | SCIENTIFIC RESEARCH | CHILD HEALTH RESEARCH AWARD - REGULATION OF MRNA TRANSLATION INITIATION IN DEVELOPMENT | $75,000 |
| BRIGHAM AND WOMEN'S HOSPITAL | ||||||
| 75 FRANCIS STREET | BOSTON | MA | 02115 | SCIENTIFIC RESEARCH | CHILD HEALTH RESEARCH AWARD - USING MOBILE HEALTH TECHNOLOGY TO IMPROVE THE CONTINUUM OF NEONATAL CARE IN RURAL GUATEMALA | $75,000 |
| BOSTON CHILDREN'S HOSPITAL | ||||||
| 300 LONGWOOD AVENUE | BOSTON | MA | 02115 | SCIENTIFIC RESEARCH | CHILD HEALTH RESEARCH AWARD - ZEBRAFISH MODELS OF PCDH19-RELATED PEDIATRIC EPILEPSY | $75,000 |
| YALE SCHOOL OF MEDICINE | ||||||
| 333 CEDAR STREET | NEW HAVEN | CT | 06510 | SCIENTIFIC RESEARCH | CHILD HEALTH RESEARCH AWARD - BRAIN MECHANISMS UNDERLYING COGNITIVE DEVELOPMENT DURING CHILDHOOD | $75,000 |
| UNIVERSITY OF VERMONT COLLEGE OF MEDICINE | ||||||
| 89 BEAUMONT AVENUE | BURLINGTON | VT | 05405 | SCIENTIFIC RESEARCH | CHILD HEALTH RESEARCH AWARD - THE EFFECTS OF INCREASED INOCULUM ON ORAL ROTAVIRUS VACCINE TAKE AND IMMUNOGENICITY | $75,000 |
| UNIVERSITY OF MASSACHUSETTS MEDICAL SCHOOL | ||||||
| 55 LAKE AVENUE NORTH | WORCESTER | MA | 01655 | SCIENTIFIC RESEARCH | CHILD HEALTH RESEARCH AWARD - THE FUNCTION OF IMMUNE CELLS AND SENSORY EXPERIENCE ON BRAIN CIRCUIT DEVELOPMENT | $75,000 |
| MASSACHUSETTS GENERAL HOSPITAL | ||||||
| 55 FRUIT STREET | BOSTON | MA | 02114 | SCIENTIFIC RESEARCH | CHILD HEALTH RESEARCH AWARD - REMOTE DIAGNOSIS OF PEDIATRIC EPILEPSY THROUGH A SMARTPHONE-BASED EEG | $75,000 |
| BOSTON CHILDREN'S HOSPITAL | ||||||
| 300 LONGWOOD AVENUE | BOSTON | MA | 02115 | SCIENTIFIC RESEARCH | CHILD HEALTH RESEARCH AWARD - IDENTIFYING MECHANISMS OF CARTILAGE HOMEOSTASIS AND DEGENERATION THROUGH THE USE OF PATIENT SPECIFIC IPSCS | $75,000 |
| WHITEHEAD INSTITUTE FOR BIOMEDICAL RESEARCH | ||||||
| 9 CAMBRIDGE CENTER | CAMBRIDGE | MA | 02142 | SCIENTIFIC RESEARCH | PEDIATRIC FELLOWSHIP - DISSECTING MOLECULAR MECHANISMS UNDERLYING ERYTHROID PROGENITOR BFU-E SELF-RENEWAL | $52,000 |
| UNIVERSITY OF MASSACHUSETTS MEDICAL SCHOOL | ||||||
| 55 LAKE AVENUE NORTH | WORCESTER | MA | 01655 | SCIENTIFIC RESEARCH | PEDIATRIC FELLOWSHIP - EPIGENETIC INHERITANCE OF PATERNAL ENVIRONMENTAL CONDITIONS" | $53,675 |
| BOSTON CHILDRENS HOSPITAL | ||||||
| 300 LONGWOOD AVENUE | BOSTON | MA | 02115 | SCIENTIFIC RESEARCH | PEDIATRIC FELLOWSHIP - MODELING AND DISRUPTING NON-CODING REGULATORY DNA SEQUENCES TO INFORM SICKLE CELL DISEASE THERAPY | $55,625 |
| YALE UNIVERSITY | ||||||
| 149 ELM STREET | NEW HAVEN | CT | 06511 | SCIENTIFIC RESEARCH | MAJOR GRANT - DISCOVERING GENE REGULATORY NETWORKS IN EARLY HUMAN BRAIN DEVELOPMENT THAT CONTRIBUTE TO AUTISM SPECTRUM DISORDERS | $180,000 |
| UMASS MEDICAL SCHOOL | ||||||
| 55 LAKE AVENUE NORTH | WORCESTER | MA | 01655 | SCIENTIFIC RESEARCH | MAJOR GRANT - PROTECTION OF NEONATES FROM RESPIRATORY SYNCYTIAL VIRUS INFECTION | $180,000 |
| TUFTS MEDICAL CENTER | ||||||
| 800 WASHINGTON STREET | BOSTON | MA | 02111 | SCIENTIFIC RESEARCH | MAJOR GRANT - ESTABLISHING RISK IN NEONATAL ABSTINENCE SYNDROME | $360,000 |
| BOSTON CHILDRENS HOSPITAL | ||||||
| 300 LONGWOOD AVENUE | BOSTON | MA | 02115 | SCIENTIFIC RESEARCH | MAJOR GRANT - PRETERM BIRTH: LUNG COMPLICATIONS AND STEM CELLS | $360,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $2,741,300 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,478,352 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $3,594 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,000,810 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (4 entries)
| DescDesc | Related Or Exempt Function IncmRelatedOrExemptFunctionIncmAmt |
|---|---|
| RETURNED GRANTS | $329,442 |
| SETTLEMENT PROCEEDS | $1,001 |
| PRIOR-YEAR TAX REFUND | $14,981 |
| NONDIVIDEND DISTRIBUTIONS | $2,721 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $2,482,756 | ExclusionAmt |
| Related Or Exempt Function Incm | $348,145 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $2,830,901 | TotalIncomeProducingActyAmt |
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp (4 entries)
| Line NumberLineNumberTxt | Relationship StatementRelationshipStatementTxt |
|---|---|
| 1 | EXCESS FUNDS RETURNED FROM GRANTS PREVIOUSLY PAID OUT. |
| 2 | SETTLEMENT PROCEEDS RECEIVED AS A CONSEQUENCE OF OWNING INVESTMENTS. |
| 3 | EXCESS FUNDS RECEIVED FOR PRIOR-YEAR OVERPAYMENT OF TAXES. |
| 4 | DISTRIBUTIONS FROM INVESTMENTS. |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | GrantGrantDt | GrantGrantAmt | Purpose Of GrantPurposeOfGrantTxt | Expended By GranteeExpendedByGranteeAmt | Any Diversion By GranteeAnyDiversionByGranteeTxt | Dates Of Reports By GranteeDatesOfReportsByGranteeTxt | VerificationVerificationDt | Results Of VerificationResultsOfVerificationTxt |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NONINVASIX INC | |||||||||||
| 1700 THE STRAND SUITE 1200 | GALVESTON | TX | 77555 | 2015-12-30 | $150,000 | TO SUPPORT THE USE AND DEVELOPMENT OF THE COMPANY'S PEDIATRIC BRAIN OXYGENATION MONITORING SYSTEM, WHICH HAS THE POTENTIAL TO MORE ACCURATELY ASSESS THE RISK OF BRAIN HYPOXIA IN FETUSES AND NEONATES, THEREBY SUPPORTING THE ADVANCEMENT OF SCIENCE AND LESSENING THE BURDEN OF THE GOVERNMENT. | $150,000 | NONE, SEE BELOW | PRI REPORTS 3/31/16, 6/30/16, 9/30/16&12/3/16. FS 12/31/16, BD REPORT 12/16 | 2016-09-12 | THE TRUSTEES MEET WITH NONIVASIX MANAGEMENT ON A REGULAR BAS1S, ATTEND BOARD MEETINGS AS AN OBSERVER AND REVIEW THE PRI REPORTS AND FINANCIALS. TO THE TRUSTEES KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY OF THE FUNDS FROM THE PURPOSE OF THE GRANT. NO ADDITIONAL FOLLOW UP DEEMED NECESSARY |
| ALDATU BIOSCIENCES | |||||||||||
| C/O HARVARD LIFELAB 127 WESTERN AVE | ALLSTON | MA | 02134 | 2016-02-23 | $100,000 | TO SUPPORT THE USE AND DEVELOPMENT OF A SIMPLE, RAPID, THERMOSTABLE KIT THAT IDENTIFIES CLINICALLY ACTIONABLE HIV MUTATIONS FOUND IN PATIENTS FAILING A FIRST-LINE DRUG REGIMEN, THEREBY SUPPORTING THE ADVANCEMENT OF SCIENCE AND RELIEF OF THE POOR, DISTRESSED AND UNDERPRIVILEGED | $100,000 | NONE SEE BELOW | DECEMBER 31 | 2016-12-31 | THE TRUSTEES MEET WITH ALDATU BIOSCIENCE, INC. MANAGEMENT ON A REGULAR BASIS AND REVIEW THE PRI REPORTS AND FINANCIALS. TO THE TRUSTEES KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY OF THE FUNDS FROM THE PURPOSE OF THE GRANT. NO ADDITIONAL FOLLOW UP DEEMED NECESSARY |
| NONINVASIXINC | |||||||||||
| 1700 THE STRAND SUITE 1200 | GALVESTON | TX | 77555 | 2016-07-26 | $150,000 | TO SUPPORT THE USE AND DEVELOPMENT OF THE COMPANY'S PEDIATRIC BRAIN OXYGENATION MONITORING SYSTEM, WHICH HAS THE POTENTIAL TO MORE ACCURATELY ASSESS THE RISK OF BRAIN HYPOXIA IN FETUSES AND NEONATES, THEREBY SUPPORTING THE ADVANCEMENT OF SCIENCE AND LESSENING THE BURDEN OF THE GOVERNMENT. | $150,000 | NONE SEE BELOW | PRI REPORTS 3/31/16, 6/30/16, 9/30/16&12/3/16. FS 12/31/16, BD REPORT 12/16 | 2016-09-12 | THE TRUSTEES MEET WITH NONIVASIX MANAGEMENT ON A REGULAR BASIS, ATTEND BOARD MEETINGS AS AN OBSERVER AND REVIEW THE PRI REPORTS AND FINANCIALS. TO THE TRUSTEES KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY OF THE FUNDS FROM THE PURPOSE OF THE GRANT. NO ADDITIONAL FOLLOW UP DEEMED NECESSARY |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | FIXED INCOME | BondNm |
| EOY Book Value | $2,934,141 | EOYBookValueAmt |
| EOYFMV | $2,934,141 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (2 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| DOMESTIC EQUITIES | $36,595,570 | $36,595,570 |
| FOREIGN SECURITIES | $7,287,162 | $7,287,162 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (4 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| LOOMIS SAYLES MUTUAL FUND | FMV | $7,706,460 | $7,706,460 |
| HEDGE FUNDS | FMV | $1,433,480 | $1,433,480 |
| REAL ESTATE | FMV | $1,480,647 | $1,480,647 |
| COMMODITIES | FMV | $472,419 | $472,419 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL EXPENSES | CategoryTxt |
| Legal Fees | $21,529 | LegalFeesAmt |
| Net Investment Income | $21,529 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PROGRAM RELATED INVESTMENTS | Desc |
| BOY Book Value | $150,000 | BOYBookValueAmt |
| EOY Book Value | $400,000 | EOYBookValueAmt |
| EOYFMV | $400,000 | EOYFMVAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OUTSTANDING CHECKS | Desc |
| Amt | $986,339 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (7 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| MASS PC FILING FEE | $500 | $0 | $500 |
| MISCELLANEOUS EXPENSES | $1,078 | $0 | $1,078 |
| HRIA ADMINISTRATIVE COSTS | $149,755 | $0 | $149,755 |
| MEMBERSHIPS | $6,900 | $0 | $6,900 |
| PROGRAM RELATED INVESTMENT ADMINSTRATIVE COSTS | $11,932 | $0 | $11,932 |
| MARKETING | $16,875 | $0 | $16,875 |
| 75TH ANNIVERSARY EVENT | $10,162 | $0 | $10,162 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| OTHER INVESTMENT INCOME | $3,594 | $3,594 | $3,594 |
| RETURNED GRANTS | $329,442 | $329,442 | |
| SETTLEMENT PROCEEDS | $1,001 | $1,001 | |
| PRIOR-YEAR TAX REFUND | $14,981 | $14,981 | |
| NONDIVIDEND DISTRIBUTIONS | $2,721 | $2,721 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAINS | Desc |
| Amt | $1,439,396 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT ADVISORY FEES - STATE STREET | $94,783 | $94,783 | $0 |
| INVESTMENT FEES - US TRUST | $109,192 | $54,596 | $54,596 |
| CONSULTING SERVICES | $385 | $0 | $385 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $21,897 | $21,897 | $0 |
| EXCISE TAX ESTIMATES | $7,500 | $0 | $0 |