Ernest L and Ruth W Finley Foundation: Form 990PF, tax year 2015
View the entire original 990 at ProPublica ↗
- Organization
- Ernest L and Ruth W Finley Foundation (EIN 94-1694310)
- Tax period
- 2015-09-01 to 2016-08-31
- Filed
- 2017-01-13
- IRS object ID
- 201740139349100309
- Schema version
- 2015v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Depreciation Schedule
- Land Etc Schedule2
- Other Expenses Schedule
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-01-13T10:01:23-08:00 | ReturnTs |
| Tax Period End | 2016-08-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Comyns Smith McCleary & Deaver LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3470 Mt Diablo Blvd A110 | AddressLine1Txt |
| City | Lafayette | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94549 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2015-09-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 941694310 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Ernest L and Ruth W Finley Foundation | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ERNE | BusinessNameControlTxt |
| Phone | 7075453136 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1400 N Dutton Ave | AddressLine1Txt |
| City | Santa Rosa | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 95401 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | John R Comyns | PersonNm |
| Person Title | Trustee | PersonTitleTxt |
| Signature | 2017-01-13 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | James B Wolf | PreparerPersonNm |
| PTIN | P00040079 | PTIN |
| Phone | 9252991040 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2015 | TaxYr |
| Build TS | 2021-01-29 14:40:06Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $16,178,228 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $264 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $264 | InterestOnSavNetInvstIncmAmt |
| Interest On Savings Adj Net Incm | $264 | InterestOnSavingsAdjNetIncmAmt |
| Dividends Rev And Expnss | $585,786 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $245,605 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $585,786 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $60,104 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $16,194,294 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $60,104 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $5,027 | NetSTCapitalGainAdjNetIncmAmt |
| Total Rev And Expnss | $646,154 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $305,973 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $591,077 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $38,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $38,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $7,977 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $7,977 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $14,329 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Chrtbl Prps | $14,329 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $49,591 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $23,483 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $26,108 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $3,423 | TaxesRevAndExpnssAmt |
| Taxes Dsbrs Chrtbl | $706 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $129 | DeprecAndDpltnRevAndExpnssAmt |
| Other Expenses Rev And Expnss | $406,462 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $10,773 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $39,581 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $519,911 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $34,256 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $126,701 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $7,304,530 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $4,604,530 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $7,824,441 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $34,256 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $4,731,231 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$7,178,287 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $271,717 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $591,077 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $1,101,068 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $532,483 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $532,483 | SavAndTempCashInvstEOYFMVAmt |
| Prepaid Expenses BOY | $15,551 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $9,834 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $9,834 | PrepaidExpensesEOYFMVAmt |
| US Government Obligations BOY | $18,371,899 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $14,465,148 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $14,374,460 | USGovtObligationsEOYFMVAmt |
| Corporate Bonds BOY | $1,366,398 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $1,366,398 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $1,261,113 | CorporateBondsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $2,247 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $1,909 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $467 | LandBOYAmt |
| Land EOY | $338 | LandEOYAmt |
| Land EOYFMV | $338 | LandEOYFMVAmt |
| Total Assets BOY | $20,855,383 | TotalAssetsBOYAmt |
| Total Assets EOY | $16,374,201 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $16,178,228 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $10,723 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $7,828 | AccountsPayableEOYAmt |
| Grants Payable BOY | $2,500,000 | GrantsPayableBOYAmt |
| Grants Payable EOY | $3,700,000 | GrantsPayableEOYAmt |
| Total Liabilities BOY | $2,510,723 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $3,707,828 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $54,020 | CapitalStockBOYAmt |
| Capital Stock EOY | $54,020 | CapitalStockEOYAmt |
| Retained Earning BOY | $18,290,640 | RetainedEarningBOYAmt |
| Retained Earning EOY | $12,612,353 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $18,344,660 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $12,666,373 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $20,855,383 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $16,374,201 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $18,344,660 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$7,178,287 | ExcessRevenueOverExpensesAmt |
| Other Increases | $1,500,000 | OtherIncreasesAmt |
| Subtotal | $12,666,373 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $12,666,373 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (21 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| 1000000 Fed Hom Ln Bk .160% | P | 2015-02-26 | 2015-09-25 | $1,000,000 | $1,000,000 | ||
| 110000 Cal St Gen Ob 5% | P | 2013-10-25 | 2015-09-01 | $110,000 | $110,000 | ||
| 200000 San Mateo Un High Sch Dist | P | 2015-04-09 | 2015-09-01 | $200,000 | $200,000 | ||
| 2000000 Cal St Genl Ob Var Pur | P | 2013-06-25 | 2015-10-01 | $2,000,000 | $2,000,000 | ||
| 200000 Cal St Genl Ob Var Pur | P | 2013-10-31 | 2015-11-02 | $200,000 | $200,000 | ||
| 1000000 Fed Hm Ln Bk .375% | P | 2015-02-26 | 2015-12-30 | $1,000,000 | $1,000,000 | ||
| 1000000 Freddie Mac 4.75% | P | 2013-12-01 | 2016-01-19 | $1,000,000 | $954,190 | $45,810 | $45,810 |
| 1000000 Fed Farm Cr BK .28% | P | 2015-02-26 | 2016-03-04 | $1,000,000 | $1,000,000 | ||
| 2250000 Fed Home Ln Bk 1.0% | P | 2015-02-26 | 2016-03-11 | $2,250,000 | $2,250,000 | ||
| 100000 Cal St GO 5% | P | 2013-11-26 | 2016-03-01 | $100,000 | $100,000 | ||
| 1700000 Cal St GO 5% | P | 2015-03-10 | 2016-03-01 | $1,700,000 | $1,700,000 | ||
| 650000 UC Revs 5% | P | 2015-03-30 | 2016-05-16 | $656,500 | $650,000 | $6,500 | $6,500 |
| 100000 Petaluma City Un Hgh Sch | P | 2015-04-08 | 2016-06-17 | $100,234 | $100,000 | $234 | $234 |
| 100000 Roseville CA Un Hgh Sch | P | 2015-03-20 | 2016-06-17 | $100,347 | $100,000 | $347 | $347 |
| 190000 Pasadena CA Wtr Rev Rate | P | 2015-08-26 | 2016-06-01 | $190,000 | $190,000 | ||
| 200000 CA St Econ Recov. | P | 2015-03-20 | 2016-06-17 | $200,242 | $200,000 | $242 | $242 |
| 300000 Orinda Measure J Strm Drain | P | 2015-03-25 | 2016-06-17 | $301,944 | $300,000 | $1,944 | $1,944 |
| 310000 Mt San Antonion CA Cmmty College | P | 2015-08-26 | 2016-06-01 | $310,000 | $310,000 | ||
| 770000 Santa Rosa CA Hgh Sch Dist | P | 2016-03-08 | 2016-06-17 | $771,047 | $770,000 | $1,047 | $1,047 |
| 1000000 Clovis CA Uni Sch Dist 4% | P | 2016-03-11 | 2016-06-17 | $1,003,980 | $1,000,000 | $3,980 | $3,980 |
| 2000000 Fed Farm Cr BK .550% | P | 2015-03-20 | 2016-08-16 | $2,000,000 | $2,000,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $60,104 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $5,027 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $9,809,880 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $25,642,742 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.38256 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $3,428,864 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $32,653,215 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.10501 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $6,251,630 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $36,859,035 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.16961 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $3,870,776 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $41,707,330 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.09281 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,394,000 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $3,605,326 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.38665 | DistributionYr5Rt |
| Total Distribution | 1.136635 | TotalDistributionRt |
| Average Distribution | 0.227327 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $18,583,979 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $4,224,640 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $2,717 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $4,227,357 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $4,731,231 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $2,717 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $2,717 | SubtotalAmt |
| Tax Based On Investment Income | $2,717 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $12,551 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $12,551 | TotalPaymentsAndCreditsAmt |
| Overpayment | $9,834 | OverpaymentAmt |
| Applied To ES Tax | $9,834 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | false | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Norma Person | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 7075453136 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1400 N Dutton Ave STE 12 | AddressLine1Txt |
| City | Santa Rosa | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 95401 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Excess Business Holdings | false | ExcessBusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | false | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | false | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Proceeds Or Net Income | false | ProceedsOrNetIncomeInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| Norma J Person | ||||||
| 1400 N Dutton Ave | Santa Rosa | CA | 95401 | Trustee | 10.00 | $0 |
| John R Comyns | ||||||
| 3470 Mt Diablo Blvd A-110 | Lafayette | CA | 94549 | Trustee | 5.00 | $0 |
| Brad Bollinger | ||||||
| 1400 N Dutton Ave | Santa Rosa | CA | 95401 | Trustee | 20.00 | $38,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Morgan Stanley | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 101 California St | AddressLine1Txt |
| City | San Francisco | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94111 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | Investment Mgt | ServiceTypeTxt |
| Compensation | $49,591 | CompensationAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $17,655,499 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,211,485 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $18,866,984 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Adjusted Total FMV Of Unused Ast | $18,866,984 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $283,005 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $18,583,979 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $929,199 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $929,199 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $2,717 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $2,717 | TotalTaxAmt |
| Distributable Before Adj | $926,482 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $926,482 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $926,482 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $4,731,231 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $4,731,231 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $2,717 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $4,728,514 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $926,482 | DistributableAsAdjustedAmt |
| Excess Distribution Cyov Yr5 | $1,218,939 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $1,795,851 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $4,415,933 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $1,802,579 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $8,530,564 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $17,763,866 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $4,731,231 | QualifyingDistributionsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $926,482 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $3,804,749 | RemainingDistriFromCorpusAmt |
| Total Corpus | $21,568,615 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $1,218,939 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $20,349,676 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $1,795,851 | ExcessFromYear4Amt |
| Excess From Year3 | $4,415,933 | ExcessFromYear3Amt |
| Excess From Year2 | $1,802,579 | ExcessFromYear2Amt |
| Excess From Year1 | $8,530,564 | ExcessFromYear1Amt |
| Excess From Current Year | $3,804,749 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | Norma J Person | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1400 N Dutton Ave 12 | AddressLine1Txt |
| City | Santa Rosa | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 95401 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 7075453136 | RecipientPhoneNum |
| Form And Info And Materials | Application should be submitted in writing and should include fund raising materials, purpose of grant budget, financial statements for last 3 years, articles of incorporation, bylaws, tax status notification, lists of officers and directors, and project history. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | Grants are generally limited to the Santa Rosa, CA community for the performing and visual arts, social services and religious endeavors | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (22 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| Boys Girls Club Santa Rosa | |||||||
| PO Box 2392 | Santa Rosa | CA | 95405 | None | public | Community Inclusion Innovation | $100,000 |
| YWCA of Sonoma County | |||||||
| 1421 Guerneville Road 200 | Santa Rosa | CA | 95401 | None | Public | Building Purchase | $200,000 |
| Social Advocates for Youth | |||||||
| 3440 Airway Drive Suite E | Santa Rosa | CA | 95403 | None | Public | Youth Shelter | $600,000 |
| Sonoma County Public Library Founda | |||||||
| 211 E Street | Santa Rosa | CA | 95404 | None | public | Bookmobile/Outreach | $25,000 |
| Sonoma County Parks Foundation | |||||||
| 2300 County Center Drive STE 120A | Santa Rosa | CA | 95403 | None | public | Youth Swim program | $13,530 |
| Ceres Community Project | |||||||
| PO Box 1562 | Sebastopol | CA | 95473 | None | public | job training and youth development | $50,000 |
| Becoming Independent | |||||||
| 1425 Corporate Center Parkway | Santa Rosa | CA | 95407 | None | public | Training and skill building for becoming independent | $400,000 |
| Demeo Teen Club | |||||||
| 509 Adams Street | Santa Rosa | CA | 95401 | None | public | Teen Activities | $50,000 |
| Free to Be | |||||||
| 1180 4th Street | Santa Rosa | CA | 95404 | None | public | At Risk Youth education | $100,000 |
| Canine Companions | |||||||
| 2965 Dutton Ave | Santa Rosa | CA | 95407 | None | public | Trained assistance dogs | $50,000 |
| Santa Rosa Memorial Hospital | |||||||
| 1165 Montgomery Dr | Santa Rosa | CA | 95405 | None | public | Emergency Dept & Trauma Center Expansion Project | $1,000,000 |
| Committee on the Shelterless | |||||||
| PO Box 2744 | Petaluma | CA | 94953 | None | public | Kids/Family Shelter | $125,000 |
| Roseland Charter School | |||||||
| 100 Sebastopol Road | Santa Rosa | CA | 95407 | None | public | Campus Building Project | $1,200,000 |
| Community Support Network | |||||||
| 1410 Guerneville Rd STE 14 | Santa Rosa | CA | 95403 | None | public | Sanctuary House | $26,000 |
| Santa Rosa Symphony | |||||||
| 50 Santa Rosa Ave Suite 410 | Santa Rosa | CA | 95404 | None | public | Community Concert | $100,000 |
| Court Appointed Special Advocates | |||||||
| PO Box 1418 | Kenwood | CA | 95402 | None | public | Teen Advocate program | $50,000 |
| Elsie Allen High School Foundation | |||||||
| 599 Bellevue Ave | Santa Rosa | CA | 95407 | None | public | Scholarship Endowment | $250,000 |
| Forget Me Not Children Services | |||||||
| PO Box 1296 | Santa Rosa | CA | 95402 | None | Public | Youth mentoring | $25,000 |
| Hanna Boys Center | |||||||
| 17000 Arnold Dr | Sonoma | CA | 95476 | None | Public | Youth Trauma care initiative | $100,000 |
| Volunteer Center of SOnoma County | |||||||
| 153 Stony CIrcle STE 100 | Santa Rosa | CA | 95401 | None | Public | 211 call line support | $25,000 |
| Face to Face Sonoma COunty | |||||||
| 873 Second St | Santa Rosa | CA | 95404 | None | Public | Speakers Bureau re Aids | $15,000 |
| Empire College | |||||||
| 3035 Cleveland Ave | Santa Rosa | CA | 95403 | None | Public | GED Program | $100,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $4,604,530 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (3 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| Catholic Charities-Diocese of Santa | |||||||
| 1001 W College Ave | Santa Rosa | CA | 95401 | None | Public | Caritas Village Project | $2,000,000 |
| Luther Burbank Center for Arts | |||||||
| 50 Mark West Springs Rd | Santa Rosa | CA | 95403 | None | Public | Bridge to Future Project | $500,000 |
| Childrens Museum Sonoma County | |||||||
| 1835 W Steele Ln | Santa Rosa | CA | 95403 | None | Public | New Building | $200,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $2,700,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $264 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $585,786 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $60,104 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $646,154 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $646,154 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Accounting Services | CategoryTxt |
| Amt | $14,329 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $14,329 | DisbursementsCharitablePrpsAmt |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Property | Equipment | PropertyDesc |
| Acquired | 2011-07-01 | AcquiredDt |
| Cost Or Other Basis | $2,247 | CostOrOtherBasisAmt |
| Prior Year Depreciation | $1,780 | PriorYearDepreciationAmt |
| Computation Method | 200DB | ComputationMethodTxt |
| Rt | 0.0576 | Rt |
| Current Year Expense | $129 | CurrentYearExpenseAmt |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | Machinery and Equipment | CategoryOrItemTxt |
| Cost Or Other Basis | $2,247 | CostOrOtherBasisAmt |
| Accumulated Depreciation | $1,909 | AccumulatedDepreciationAmt |
| Book Value | $338 | BookValueAmt |
| EOYFMV | $338 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (6 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| Other | $36,000 | $36,000 | |
| Filing Fee | $85 | $85 | |
| Bond premium Amortization | $366,881 | $10,773 | |
| Office Expense | $2,459 | $2,459 | |
| Workers Comp | $82 | $82 | |
| Health/Welfare | $955 | $955 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Prior year grants paid in current yr | Desc |
| Amt | $1,500,000 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Morgan Stanley-Investment Advisor | CategoryTxt |
| Amt | $49,591 | Amt |
| Net Investment Income | $23,483 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $26,108 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|
| Payroll Tax | $706 | $706 |
| Excise Tax | $2,717 |