ABELARD FOUNDATION INC: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- ABELARD FOUNDATION INC (EIN 13-6064580)
- Tax period
- 2016-01-01 to 2016-12-31
- Filed
- 2017-05-12
- IRS object ID
- 201741329349102774
- Schema version
- 2016v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Professional Fees Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-05-12T15:53:46-05:00 | ReturnTs |
| Tax Period End | 2016-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 133050313 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SACKS PRESS & LACHER PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 600 THIRD AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100161901 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136064580 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE ABELARD FOUNDATION INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ABEL | BusinessNameControlTxt |
| Phone | 2125726351 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O P HEWITT 250 PARK AVE NO 7 FL | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10177 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | PATRICIA HEWITT | PersonNm |
| Person Title | ASSISTANT TREASURER | PersonTitleTxt |
| Phone | 2125726351 | PhoneNum |
| Signature | 2017-05-10 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | STEVEN L SACKS | PreparerPersonNm |
| PTIN | P00192737 | PTIN |
| Phone | 2126826640 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 38.122.224.130 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2017-05-10 | IPDt |
| IP Tm | 17:23:05 | IPTm |
| IP Timezone | ED | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 290DB47BEACBF3708ECA27CBA8CE4E99051E80E1 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 78AECFA99D88E52C2CF9DA67ABCD720AA49CDEB0 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2021-01-29 14:40:06Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $7,440,103 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $143,000 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $164,427 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $164,427 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $129,351 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $2,475,752 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $129,351 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $436,778 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $293,778 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $15,150 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $7,575 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $7,575 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $167,664 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $67,664 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $100,000 | OtherProfFeesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $856 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $856 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $17,787 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $17,787 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $201,457 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $75,239 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $126,218 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $343,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $343,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $544,457 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $75,239 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $469,218 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$107,679 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $218,539 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $1,720 | CashBOYAmt |
| Cash EOY | $2,370 | CashEOYAmt |
| Cash EOYFMV | $2,370 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $213,180 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $249,085 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $249,085 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $5,079,544 | CorporateStockBOYAmt |
| Corporate Stock EOY | $4,915,814 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $6,676,949 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $373,959 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $381,630 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $368,811 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $89,621 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $101,446 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $142,888 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $5,758,024 | TotalAssetsBOYAmt |
| Total Assets EOY | $5,650,345 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $7,440,103 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $5,957,394 | CapitalStockBOYAmt |
| Capital Stock EOY | $5,957,394 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | -$199,370 | RetainedEarningBOYAmt |
| Retained Earning EOY | -$307,049 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $5,758,024 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $5,650,345 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $5,758,024 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $5,650,345 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $5,758,024 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$107,679 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $5,650,345 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $5,650,345 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (609 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| CAIXABANK SA RT EXPIRES 03/15/16 ISIN ES06406099F9 SPAIN -42 SHARES | P | 2016-03-01 | 2016-03-17 | $2 | $2 | $0 | $0 |
| AIR LIQUIDE SA RT EXPIRES 09/28/16 ISIN FR0013201381 FRANCE -123.13 SHARES | P | 2004-09-10 | 2016-09-19 | $365 | $365 | $365 | |
| AIR LIQUIDE SA RT EXPIRES 09/28/16 ISIN FR0013201381 FRANCE -56.87 SHARES | P | 2004-09-10 | 2016-09-19 | $168 | $168 | $168 | |
| SVENSKA HANDELSBANKEN AB COM ISIN SE0007100599 SWEDEN -60 SHARES | P | 2015-02-09 | 2016-10-18 | $832 | $909 | -$77 | -$77 |
| SVENSKA HANDELSBANKEN AB COM ISIN SE0007100599 SWEDEN -1125 SHARES | P | 2014-04-01 | 2016-10-18 | $15,594 | $18,987 | -$3,393 | -$3,393 |
| GREENE KING PLC COM ISIN GB00B0HZP136 UNITED KINGDOM -300 SHARES | P | 2015-02-02 | 2016-10-28 | $2,630 | $3,834 | -$1,204 | -$1,204 |
| GREENE KING PLC COM ISIN GB00B0HZP136 UNITED KINGDOM -240 SHARES | P | 2015-02-02 | 2016-10-28 | $2,095 | $3,067 | -$972 | -$972 |
| GREENE KING PLC COM ISIN GB00B0HZP136 UNITED KINGDOM -135 SHARES | P | 2015-02-25 | 2016-10-21 | $1,213 | $1,798 | -$585 | -$585 |
| GREENE KING PLC COM ISIN GB00B0HZP136 UNITED KINGDOM -5 SHARES | P | 2015-02-05 | 2016-10-21 | $45 | $67 | -$22 | -$22 |
| GREENE KING PLC COM ISIN GB00B0HZP136 UNITED KINGDOM -140 SHARES | P | 2015-02-04 | 2016-10-21 | $1,258 | $1,844 | -$586 | -$586 |
| GREENE KING PLC COM ISIN GB00B0HZP136 UNITED KINGDOM -160 SHARES | P | 2015-02-04 | 2016-10-21 | $1,437 | $2,107 | -$670 | -$670 |
| GREENE KING PLC COM ISIN GB00B0HZP136 UNITED KINGDOM -300 SHARES | P | 2015-02-03 | 2016-10-21 | $2,696 | $3,915 | -$1,219 | -$1,219 |
| GREENE KING PLC COM ISIN GB00B0HZP136 UNITED KINGDOM -60 SHARES | P | 2015-02-02 | 2016-10-21 | $539 | $767 | -$228 | -$228 |
| GREENE KING PLC COM ISIN GB00B0HZP136 UNITED KINGDOM -65 SHARES | P | 2015-02-25 | 2016-10-20 | $583 | $866 | -$283 | -$283 |
| GREENE KING PLC COM ISIN GB00B0HZP136 UNITED KINGDOM -435 SHARES | P | 2015-02-05 | 2016-10-20 | $3,902 | $5,822 | -$1,920 | -$1,920 |
| GREENE KING PLC COM ISIN GB00B0HZP136 UNITED KINGDOM -35 SHARES | P | 2015-02-05 | 2016-10-19 | $315 | $468 | -$153 | -$153 |
| GREENE KING PLC COM ISIN GB00B0HZP136 UNITED KINGDOM -465 SHARES | P | 2015-02-05 | 2016-10-19 | $4,188 | $6,223 | -$2,035 | -$2,035 |
| GREENE KING PLC COM ISIN GB00B0HZP136 UNITED KINGDOM -135 SHARES | P | 2015-03-02 | 2016-10-18 | $1,229 | $1,820 | -$591 | -$591 |
| GREENE KING PLC COM ISIN GB00B0HZP136 UNITED KINGDOM -465 SHARES | P | 2015-02-05 | 2016-10-18 | $4,232 | $6,223 | -$1,991 | -$1,991 |
| GREENE KING PLC COM ISIN GB00B0HZP136 UNITED KINGDOM -265 SHARES | P | 2015-03-02 | 2016-10-17 | $2,379 | $3,572 | -$1,193 | -$1,193 |
| GREENE KING PLC COM ISIN GB00B0HZP136 UNITED KINGDOM -35 SHARES | P | 2015-03-02 | 2016-10-17 | $314 | $473 | -$159 | -$159 |
| DEUTSCHE WOHNEN AG COM ISIN DE000A0HN5C6 GERMANY -96 SHARES | P | 2014-04-02 | 2016-12-16 | $2,842 | $2,089 | $753 | $753 |
| DEUTSCHE WOHNEN AG COM ISIN DE000A0HN5C6 GERMANY -42 SHARES | P | 2014-04-01 | 2016-12-16 | $1,243 | $912 | $331 | $331 |
| DEUTSCHE WOHNEN AG COM ISIN DE000A0HN5C6 GERMANY -177 SHARES | P | 2014-04-01 | 2016-12-16 | $5,229 | $3,843 | $1,386 | $1,386 |
| DEUTSCHE WOHNEN AG COM ISIN DE000A0HN5C6 GERMANY -18 SHARES | P | 2014-07-03 | 2016-10-24 | $596 | $392 | $204 | $204 |
| DEUTSCHE WOHNEN AG COM ISIN DE000A0HN5C6 GERMANY -66 SHARES | P | 2014-04-02 | 2016-10-24 | $2,186 | $1,436 | $750 | $750 |
| DEUTSCHE WOHNEN AG COM ISIN DE000A0HN5C6 GERMANY -95 SHARES | P | 2014-07-03 | 2016-10-20 | $3,134 | $2,069 | $1,065 | $1,065 |
| DEUTSCHE WOHNEN AG COM ISIN DE000A0HN5C6 GERMANY -6 SHARES | P | 2014-07-30 | 2016-10-18 | $197 | $131 | $66 | $66 |
| DEUTSCHE WOHNEN AG COM ISIN DE000A0HN5C6 GERMANY -86 SHARES | P | 2014-07-30 | 2016-10-18 | $2,829 | $1,875 | $954 | $954 |
| DEUTSCHE WOHNEN AG COM ISIN DE000A0HN5C6 GERMANY -22 SHARES | P | 2014-07-03 | 2016-10-18 | $724 | $479 | $245 | $245 |
| DEUTSCHE WOHNEN AG COM ISIN DE000A0HN5C6 GERMANY -16 SHARES | P | 2014-07-30 | 2016-10-13 | $522 | $349 | $173 | $173 |
| DEUTSCHE WOHNEN AG COM ISIN DE000A0HN5C6 GERMANY -83 SHARES | P | 2014-07-25 | 2016-10-13 | $2,707 | $1,822 | $885 | $885 |
| DEUTSCHE WOHNEN AG COM ISIN DE000A0HN5C6 GERMANY -49 SHARES | P | 2014-07-24 | 2016-10-13 | $1,598 | $1,084 | $514 | $514 |
| DEUTSCHE WOHNEN AG COM ISIN DE000A0HN5C6 GERMANY -164 SHARES | P | 2014-07-23 | 2016-10-13 | $5,349 | $3,626 | $1,723 | $1,723 |
| NATIONAL GRID PLC COM ISIN GB00B08SNH34 UNITED KINGDOM -145 SHARES | P | 2009-11-24 | 2016-10-19 | $1,883 | $1,449 | $434 | $434 |
| NATIONAL GRID PLC COM ISIN GB00B08SNH34 UNITED KINGDOM -395 SHARES | P | 2009-11-23 | 2016-10-19 | $5,130 | $3,915 | $1,215 | $1,215 |
| NATIONAL GRID PLC COM ISIN GB00B08SNH34 UNITED KINGDOM -945 SHARES | P | 2015-02-05 | 2016-10-18 | $12,348 | $13,392 | -$1,044 | -$1,044 |
| NATIONAL GRID PLC COM ISIN GB00B08SNH34 UNITED KINGDOM -200 SHARES | P | 2012-07-16 | 2016-10-18 | $2,613 | $2,133 | $480 | $480 |
| NATIONAL GRID PLC COM ISIN GB00B08SNH34 UNITED KINGDOM -755 SHARES | P | 2009-11-24 | 2016-10-18 | $9,865 | $7,543 | $2,322 | $2,322 |
| ELECTROLUX AB COM ISIN SE0000103814 SWEDEN -55 SHARES | P | 2015-02-04 | 2016-04-27 | $1,453 | $1,722 | -$269 | -$269 |
| ELECTROLUX AB COM ISIN SE0000103814 SWEDEN -121 SHARES | P | 2015-02-04 | 2016-04-26 | $3,177 | $3,788 | -$611 | -$611 |
| ELECTROLUX AB COM ISIN SE0000103814 SWEDEN -128 SHARES | P | 2015-02-06 | 2016-04-25 | $3,438 | $4,022 | -$584 | -$584 |
| ELECTROLUX AB COM ISIN SE0000103814 SWEDEN -36 SHARES | P | 2015-02-04 | 2016-04-25 | $967 | $1,127 | -$160 | -$160 |
| ELECTROLUX AB COM ISIN SE0000103814 SWEDEN -143 SHARES | P | 2015-02-03 | 2016-04-25 | $3,841 | $4,501 | -$660 | -$660 |
| ELECTROLUX AB COM ISIN SE0000103814 SWEDEN -124 SHARES | P | 2015-02-17 | 2016-04-22 | $3,297 | $4,150 | -$853 | -$853 |
| ELECTROLUX AB COM ISIN SE0000103814 SWEDEN -37 SHARES | P | 2015-02-17 | 2016-04-22 | $984 | $1,233 | -$249 | -$249 |
| ELECTROLUX AB COM ISIN SE0000103814 SWEDEN -233 SHARES | P | 2015-02-16 | 2016-04-22 | $6,195 | $7,745 | -$1,550 | -$1,550 |
| ELECTROLUX AB COM ISIN SE0000103814 SWEDEN -25 SHARES | P | 2015-02-03 | 2016-04-22 | $665 | $787 | -$122 | -$122 |
| UNILEVER PLC ORD COM ISIN GB00B10RZP78 UNITED KINGDOM -100 SHARES | P | 2014-01-22 | 2016-11-30 | $4,004 | $4,173 | -$169 | -$169 |
| UNILEVER PLC ORD COM ISIN GB00B10RZP78 UNITED KINGDOM -30 SHARES | P | 2014-01-22 | 2016-11-30 | $1,201 | $1,254 | -$53 | -$53 |
| UNILEVER PLC ORD COM ISIN GB00B10RZP78 UNITED KINGDOM -345 SHARES | P | 2013-03-08 | 2016-11-30 | $13,812 | $14,183 | -$371 | -$371 |
| UNILEVER PLC ORD COM ISIN GB00B10RZP78 UNITED KINGDOM -300 SHARES | P | 2015-02-11 | 2016-10-17 | $12,829 | $12,947 | -$118 | -$118 |
| UNILEVER PLC ORD COM ISIN GB00B10RZP78 UNITED KINGDOM -200 SHARES | P | 2014-01-23 | 2016-10-17 | $8,553 | $8,365 | $188 | $188 |
| UNILEVER PLC ORD COM ISIN GB00B10RZP78 UNITED KINGDOM -70 SHARES | P | 2014-01-22 | 2016-10-17 | $2,993 | $2,927 | $66 | $66 |
| UNILEVER PLC ORD COM ISIN GB00B10RZP78 UNITED KINGDOM -100 SHARES | P | 2013-06-19 | 2016-10-17 | $4,276 | $4,182 | $94 | $94 |
| UNILEVER PLC ORD COM ISIN GB00B10RZP78 UNITED KINGDOM -200 SHARES | P | 2015-03-19 | 2016-09-28 | $9,517 | $8,675 | $842 | $842 |
| UNILEVER PLC ORD COM ISIN GB00B10RZP78 UNITED KINGDOM -100 SHARES | P | 2015-02-11 | 2016-09-28 | $4,759 | $4,316 | $443 | $443 |
| UNILEVER PLC ORD COM ISIN GB00B10RZP78 UNITED KINGDOM -300 SHARES | P | 2013-05-21 | 2016-09-28 | $14,276 | $13,077 | $1,199 | $1,199 |
| TOTAL SA COM ISIN FR0000120271 FRANCE -0.04 SHARES | P | 2014-11-15 | 2016-08-01 | $2 | $3 | -$1 | -$1 |
| TOTAL SA COM ISIN FR0000120271 FRANCE -0.391 SHARES | P | 2014-11-12 | 2016-08-01 | $15 | $23 | -$8 | -$8 |
| TOTAL SA COM ISIN FR0000120271 FRANCE -0.85 SHARES | P | 2014-11-15 | 2016-06-24 | $28 | $60 | -$32 | -$32 |
| TOTAL SA COM ISIN FR0000120271 FRANCE -19.709 SHARES | P | 2014-11-12 | 2016-06-15 | $895 | $1,142 | -$247 | -$247 |
| TOTAL SA COM ISIN FR0000120271 FRANCE -53.291 SHARES | P | 2014-11-11 | 2016-06-15 | $2,421 | $3,095 | -$674 | -$674 |
| TOTAL SA COM ISIN FR0000120271 FRANCE -157.11 SHARES | P | 2014-11-11 | 2016-06-15 | $7,076 | $9,124 | -$2,048 | -$2,048 |
| TOTAL SA COM ISIN FR0000120271 FRANCE -0.89 SHARES | P | 2014-11-07 | 2016-06-15 | $40 | $65 | -$25 | -$25 |
| TOTAL SA COM ISIN FR0000120271 FRANCE -148.569 SHARES | P | 2014-11-11 | 2016-06-15 | $6,691 | $8,628 | -$1,937 | -$1,937 |
| TOTAL SA COM ISIN FR0000120271 FRANCE -8.541 SHARES | P | 2014-11-11 | 2016-06-15 | $385 | $385 | $0 | $0 |
| TOTAL SA COM ISIN FR0000120271 FRANCE 157.11 SHARES | P | 2014-11-11 | 2016-06-15 | $9,124 | $7,076 | $2,048 | $2,048 |
| TOTAL SA COM ISIN FR0000120271 FRANCE 0.89 SHARES | P | 2014-11-07 | 2016-06-15 | $65 | $40 | $25 | $25 |
| TOTAL SA COM ISIN FR0000120271 FRANCE -0.89 SHARES | P | 2014-11-07 | 2016-06-15 | $40 | $40 | $0 | $0 |
| TOTAL SA COM ISIN FR0000120271 FRANCE -0.89 SHARES | P | 2014-11-11 | 2016-01-29 | $24 | $24 | $0 | $0 |
| CAIXABANK COM ISIN ES0140609019 SPAIN -57 SHARES | P | 2016-03-01 | 2016-04-07 | $160 | $144 | $16 | $16 |
| CAIXABANK COM ISIN ES0140609019 SPAIN -141 SHARES | P | 2015-09-08 | 2016-03-10 | $429 | $536 | -$107 | -$107 |
| CAIXABANK COM ISIN ES0140609019 SPAIN -1383 SHARES | P | 2015-08-19 | 2016-03-10 | $4,211 | $6,053 | -$1,842 | -$1,842 |
| CAIXABANK COM ISIN ES0140609019 SPAIN -1068 SHARES | P | 2015-08-18 | 2016-03-10 | $3,252 | $4,664 | -$1,412 | -$1,412 |
| CAIXABANK COM ISIN ES0140609019 SPAIN -1041 SHARES | P | 2015-08-19 | 2016-03-10 | $3,036 | $4,556 | -$1,520 | -$1,520 |
| CAIXABANK COM ISIN ES0140609019 SPAIN -703 SHARES | P | 2015-08-20 | 2016-02-05 | $2,027 | $3,092 | -$1,065 | -$1,065 |
| CAIXABANK COM ISIN ES0140609019 SPAIN -33 SHARES | P | 2015-08-19 | 2016-02-05 | $95 | $144 | -$49 | -$49 |
| CAIXABANK COM ISIN ES0140609019 SPAIN -710 SHARES | P | 2015-08-18 | 2016-02-05 | $2,047 | $3,115 | -$1,068 | -$1,068 |
| CAIXABANK COM ISIN ES0140609019 SPAIN -1152 SHARES | P | 2015-02-11 | 2016-02-05 | $3,322 | $5,133 | -$1,811 | -$1,811 |
| CAIXABANK COM ISIN ES0140609019 SPAIN -84 SHARES | P | 2015-03-03 | 2016-02-04 | $237 | $420 | -$183 | -$183 |
| CAIXABANK COM ISIN ES0140609019 SPAIN -1078 SHARES | P | 2015-02-11 | 2016-02-04 | $3,042 | $4,803 | -$1,761 | -$1,761 |
| CAIXABANK COM ISIN ES0140609019 SPAIN -1477 SHARES | P | 2014-07-18 | 2016-02-04 | $4,168 | $8,379 | -$4,211 | -$4,211 |
| WYNN MACAU LTD COM ISIN KYG981491007 CAYMAN ISLANDS -1600 SHARES | P | 2015-08-24 | 2016-10-04 | $2,537 | $2,667 | -$130 | -$130 |
| WYNN MACAU LTD COM ISIN KYG981491007 CAYMAN ISLANDS -400 SHARES | P | 2015-08-28 | 2016-10-03 | $644 | $683 | -$39 | -$39 |
| WYNN MACAU LTD COM ISIN KYG981491007 CAYMAN ISLANDS -800 SHARES | P | 2015-08-24 | 2016-10-03 | $1,289 | $1,333 | -$44 | -$44 |
| WYNN MACAU LTD COM ISIN KYG981491007 CAYMAN ISLANDS -1600 SHARES | P | 2015-08-18 | 2016-10-03 | $2,578 | $3,165 | -$587 | -$587 |
| WYNN MACAU LTD COM ISIN KYG981491007 CAYMAN ISLANDS -800 SHARES | P | 2013-07-05 | 2016-09-30 | $1,319 | $2,218 | -$899 | -$899 |
| WYNN MACAU LTD COM ISIN KYG981491007 CAYMAN ISLANDS -1600 SHARES | P | 2013-07-03 | 2016-09-30 | $2,639 | $4,463 | -$1,824 | -$1,824 |
| DELPHI AUTOMOTIVE PLC COM JERSEY -100 SHARES | P | 2014-01-07 | 2016-01-22 | $6,501 | $6,011 | $490 | $490 |
| DELPHI AUTOMOTIVE PLC COM JERSEY -155 SHARES | P | 2014-01-07 | 2016-01-22 | $10,077 | $9,342 | $735 | $735 |
| EATON CORP PLC COM IRELAND -150 SHARES | P | 2015-03-18 | 2016-09-27 | $9,495 | $9,791 | -$296 | -$296 |
| EATON CORP PLC COM IRELAND -230 SHARES | P | 2012-11-30 | 2016-09-27 | $14,558 | $10,837 | $3,721 | $3,721 |
| EATON CORP PLC COM IRELAND -250 SHARES | P | 2015-03-18 | 2016-06-22 | $15,460 | $16,318 | -$858 | -$858 |
| LIBERTY GLOBAL PLC CL A COM UNITED KINGDOM -30 SHARES | P | 2014-05-01 | 2016-08-26 | $939 | $1,013 | -$74 | -$74 |
| LIBERTY GLOBAL PLC CL A COM UNITED KINGDOM -120 SHARES | P | 2014-04-25 | 2016-08-26 | $3,755 | $4,003 | -$248 | -$248 |
| LIBERTY GLOBAL PLC CL A COM UNITED KINGDOM -30 SHARES | P | 2014-05-05 | 2016-08-25 | $935 | $1,049 | -$114 | -$114 |
| LIBERTY GLOBAL PLC CL A COM UNITED KINGDOM -70 SHARES | P | 2014-05-01 | 2016-08-25 | $2,182 | $2,364 | -$182 | -$182 |
| LIBERTY GLOBAL PLC CL A COM UNITED KINGDOM -100 SHARES | P | 2014-06-20 | 2016-08-24 | $3,155 | $3,549 | -$394 | -$394 |
| LIBERTY GLOBAL PLC CL A COM UNITED KINGDOM -30 SHARES | P | 2014-06-20 | 2016-08-24 | $947 | $1,065 | -$118 | -$118 |
| LIBERTY GLOBAL PLC CL A COM UNITED KINGDOM -70 SHARES | P | 2014-05-05 | 2016-08-24 | $2,209 | $2,449 | -$240 | -$240 |
| LIBERTY GLOBAL PLC CL A COM UNITED KINGDOM -190 SHARES | P | 2014-06-20 | 2016-01-21 | $6,253 | $7,725 | -$1,472 | -$1,472 |
| LIBERTY GLOBAL PLC CL A COM UNITED KINGDOM -100 SHARES | P | 2014-05-07 | 2016-01-20 | $3,256 | $4,070 | -$814 | -$814 |
| LIBERTY LILAC GROUP CL A COM UNITED KINGDOM -0.99 SHARES | P | 2014-04-25 | 2016-08-11 | $29 | $38 | -$9 | -$9 |
| LIBERTY LILAC GROUP CL A COM UNITED KINGDOM -12.477 SHARES | P | 2014-06-20 | 2016-07-13 | $435 | $515 | -$80 | -$80 |
| LIBERTY LILAC GROUP CL A COM UNITED KINGDOM -3.743 SHARES | P | 2014-06-20 | 2016-07-13 | $131 | $155 | -$24 | -$24 |
| LIBERTY LILAC GROUP CL A COM UNITED KINGDOM -12.477 SHARES | P | 2014-05-05 | 2016-07-13 | $435 | $508 | -$73 | -$73 |
| LIBERTY LILAC GROUP CL A COM UNITED KINGDOM -12.477 SHARES | P | 2014-05-01 | 2016-07-13 | $435 | $490 | -$55 | -$55 |
| LIBERTY LILAC GROUP CL A COM UNITED KINGDOM -11.487 SHARES | P | 2014-04-25 | 2016-07-13 | $401 | $445 | -$44 | -$44 |
| LIBERTY LILAC GROUP CL A COM UNITED KINGDOM -37.431 SHARES | P | 2014-04-25 | 2016-07-13 | $1,306 | $1,453 | -$147 | -$147 |
| LIBERTY LILAC GROUP CL A COM UNITED KINGDOM -37.431 SHARES | P | 2014-04-25 | 2016-07-13 | $1,306 | $1,453 | -$147 | -$147 |
| LIBERTY LILAC GROUP CL A COM UNITED KINGDOM -12.477 SHARES | P | 2014-04-24 | 2016-07-13 | $435 | $484 | -$49 | -$49 |
| LIBERTY LILAC GROUP CL A COM UNITED KINGDOM -12.477 SHARES | P | 2014-06-20 | 2016-07-08 | $435 | $435 | $435 | |
| LIBERTY LILAC GROUP CL A COM UNITED KINGDOM -2.753 SHARES | P | 2014-06-20 | 2016-07-08 | $96 | $96 | $96 | |
| LIBERTY LILAC GROUP CL A COM UNITED KINGDOM 12.477 SHARES | P | 2014-06-20 | 2016-07-08 | $435 | -$435 | -$435 | |
| LIBERTY LILAC GROUP CL A COM UNITED KINGDOM 2.753 SHARES | P | 2014-06-20 | 2016-07-08 | $96 | -$96 | -$96 | |
| LIBERTY LILAC GROUP CL A COM UNITED KINGDOM -12.477 SHARES | P | 2014-05-05 | 2016-07-08 | $435 | $435 | $435 | |
| LIBERTY LILAC GROUP CL A COM UNITED KINGDOM 12.477 SHARES | P | 2014-05-05 | 2016-07-08 | $435 | -$435 | -$435 | |
| LIBERTY LILAC GROUP CL A COM UNITED KINGDOM -12.477 SHARES | P | 2014-05-01 | 2016-07-08 | $435 | $435 | $435 | |
| LIBERTY LILAC GROUP CL A COM UNITED KINGDOM 12.477 SHARES | P | 2014-05-01 | 2016-07-08 | $435 | -$435 | -$435 | |
| LIBERTY LILAC GROUP CL A COM UNITED KINGDOM -12.477 SHARES | P | 2014-04-25 | 2016-07-08 | $435 | $435 | $435 | |
| LIBERTY LILAC GROUP CL A COM UNITED KINGDOM -37.431 SHARES | P | 2014-04-25 | 2016-07-08 | $1,306 | $1,306 | $1,306 | |
| LIBERTY LILAC GROUP CL A COM UNITED KINGDOM -37.431 SHARES | P | 2014-04-25 | 2016-07-08 | $1,306 | $1,306 | $1,306 | |
| LIBERTY LILAC GROUP CL A COM UNITED KINGDOM 12.477 SHARES | P | 2014-04-25 | 2016-07-08 | $435 | -$435 | -$435 | |
| LIBERTY LILAC GROUP CL A COM UNITED KINGDOM 37.431 SHARES | P | 2014-04-25 | 2016-07-08 | $1,306 | -$1,306 | -$1,306 | |
| LIBERTY LILAC GROUP CL A COM UNITED KINGDOM 37.431 SHARES | P | 2014-04-25 | 2016-07-08 | $1,306 | -$1,306 | -$1,306 | |
| LIBERTY LILAC GROUP CL A COM UNITED KINGDOM -12.477 SHARES | P | 2014-04-24 | 2016-07-08 | $435 | $435 | $435 | |
| LIBERTY LILAC GROUP CL A COM UNITED KINGDOM 12.477 SHARES | P | 2014-04-24 | 2016-07-08 | $435 | -$435 | -$435 | |
| LIBERTY LILAC GROUP CL C COM UNITED KINGDOM -0.11 SHARES | P | 2014-05-07 | 2016-08-11 | $3 | $4 | -$1 | -$1 |
| LIBERTY LILAC GROUP CL C COM UNITED KINGDOM -8 SHARES | P | 2014-05-07 | 2016-07-07 | $278 | $321 | -$43 | -$43 |
| LIBERTY LILAC GROUP CL C COM UNITED KINGDOM -8 SHARES | P | 2014-05-07 | 2016-07-07 | $278 | $278 | $278 | |
| LIBERTY LILAC GROUP CL C COM UNITED KINGDOM 8 SHARES | P | 2014-05-07 | 2016-07-07 | $278 | -$278 | -$278 | |
| NIELSEN HLDGS PLC COM UNITED KINGDOM -20 SHARES | P | 2011-08-09 | 2016-05-17 | $1,038 | $526 | $512 | $512 |
| NIELSEN HLDGS PLC COM UNITED KINGDOM -80 SHARES | P | 2011-08-08 | 2016-05-17 | $4,152 | $2,111 | $2,041 | $2,041 |
| NIELSEN HLDGS PLC COM UNITED KINGDOM -100 SHARES | P | 2011-08-09 | 2016-01-08 | $4,526 | $2,662 | $1,864 | $1,864 |
| NIELSEN HLDGS PLC COM UNITED KINGDOM -100 SHARES | P | 2011-08-08 | 2016-01-08 | $4,526 | $2,678 | $1,848 | $1,848 |
| NIELSEN HLDGS PLC COM UNITED KINGDOM -20 SHARES | P | 2011-08-08 | 2016-01-08 | $905 | $528 | $377 | $377 |
| NIELSEN HLDGS PLC COM UNITED KINGDOM -55 SHARES | P | 2011-08-08 | 2016-01-08 | $2,490 | $1,473 | $1,017 | $1,017 |
| NIELSEN HLDGS PLC COM UNITED KINGDOM -100 SHARES | P | 2012-02-06 | 2016-01-07 | $4,529 | $2,915 | $1,614 | $1,614 |
| NIELSEN HLDGS PLC COM UNITED KINGDOM -55 SHARES | P | 2012-02-03 | 2016-01-07 | $2,491 | $1,652 | $839 | $839 |
| NIELSEN HLDGS PLC COM UNITED KINGDOM -100 SHARES | P | 2011-09-28 | 2016-01-07 | $4,529 | $2,779 | $1,750 | $1,750 |
| NIELSEN HLDGS PLC COM UNITED KINGDOM -100 SHARES | P | 2011-09-27 | 2016-01-07 | $4,529 | $2,736 | $1,793 | $1,793 |
| NIELSEN HLDGS PLC COM UNITED KINGDOM -100 SHARES | P | 2011-09-27 | 2016-01-07 | $4,528 | $2,737 | $1,791 | $1,791 |
| NIELSEN HLDGS PLC COM UNITED KINGDOM -45 SHARES | P | 2011-08-08 | 2016-01-07 | $2,038 | $1,205 | $833 | $833 |
| NIELSEN HLDGS PLC COM UNITED KINGDOM -200 SHARES | P | 2011-08-05 | 2016-01-07 | $9,057 | $5,535 | $3,522 | $3,522 |
| NIELSEN HLDGS PLC COM UNITED KINGDOM -100 SHARES | P | 2013-08-23 | 2016-01-07 | $4,527 | $3,408 | $1,119 | $1,119 |
| NIELSEN HLDGS PLC COM UNITED KINGDOM -55 SHARES | P | 2013-08-23 | 2016-01-07 | $2,490 | $1,876 | $614 | $614 |
| NIELSEN HLDGS PLC COM UNITED KINGDOM -45 SHARES | P | 2012-02-03 | 2016-01-07 | $2,037 | $1,352 | $685 | $685 |
| WILLIS TOWERS WATSON PUB LTD CO IRELAND -10 SHARES | P | 2015-12-20 | 2016-03-29 | $1,175 | $1,400 | -$225 | -$225 |
| WILLIS TOWERS WATSON PUB LTD CO IRELAND -5 SHARES | P | 2015-12-20 | 2016-03-29 | $587 | $700 | -$113 | -$113 |
| WILLIS TOWERS WATSON PUB LTD CO IRELAND -5 SHARES | P | 2015-12-20 | 2016-03-28 | $594 | $700 | -$106 | -$106 |
| WILLIS TOWERS WATSON PUB LTD CO IRELAND -80 SHARES | P | 2015-12-20 | 2016-03-28 | $9,503 | $11,199 | -$1,696 | -$1,696 |
| WILLIS TOWERS WATSON PUB LTD CO IRELAND -15 SHARES | P | 2015-12-19 | 2016-03-28 | $1,782 | $2,114 | -$332 | -$332 |
| WILLIS TOWERS WATSON PUB LTD CO IRELAND SHARES | P | 2016-02-23 | 2016-02-23 | $11,046 | -$11,046 | -$11,046 | |
| WILLIS TOWERS WATSON PUB LTD CO IRELAND SHARES | P | 2016-02-23 | 2016-02-23 | $7,118 | -$7,118 | -$7,118 | |
| WILLIS TOWERS WATSON PUB LTD CO IRELAND SHARES | P | 2016-02-23 | 2016-02-23 | $11,046 | $11,046 | $11,046 | |
| WILLIS TOWERS WATSON PUB LTD CO IRELAND SHARES | P | 2016-02-23 | 2016-02-23 | $7,118 | $7,118 | $7,118 | |
| WILLIS TOWERS WATSON PUB LTD CO IRELAND -65 SHARES | P | 2016-01-05 | 2016-01-20 | $7,118 | $7,118 | $7,118 | |
| WILLIS TOWERS WATSON PUB LTD CO IRELAND 65 SHARES | P | 2016-01-05 | 2016-01-20 | $7,118 | -$7,118 | -$7,118 | |
| WILLIS TOWERS WATSON PUB LTD CO IRELAND -15 SHARES | P | 2016-01-04 | 2016-01-20 | $1,643 | $1,643 | $0 | $0 |
| WILLIS TOWERS WATSON PUB LTD CO IRELAND -50 SHARES | P | 2016-01-04 | 2016-01-20 | $5,476 | $6,261 | -$785 | -$785 |
| WILLIS TOWERS WATSON PUB LTD CO IRELAND -100 SHARES | P | 2016-01-05 | 2016-01-19 | $11,046 | $11,046 | $11,046 | |
| WILLIS TOWERS WATSON PUB LTD CO IRELAND 100 SHARES | P | 2016-01-05 | 2016-01-19 | $11,046 | -$11,046 | -$11,046 | |
| WILLIS TOWERS WATSON PUB LTD CO IRELAND -20 SHARES | P | 2016-01-04 | 2016-01-19 | $2,209 | $2,209 | $0 | $0 |
| WILLIS TOWERS WATSON PUB LTD CO IRELAND -80 SHARES | P | 2016-01-04 | 2016-01-19 | $8,836 | $8,836 | $0 | $0 |
| LYONDELLBASELL INDUSTRIES NV CL A COM NETHERLANDS -100 SHARES | P | 2015-02-09 | 2016-10-18 | $8,108 | $8,835 | -$727 | -$727 |
| LYONDELLBASELL INDUSTRIES NV CL A COM NETHERLANDS -150 SHARES | P | 2015-02-09 | 2016-10-18 | $12,108 | $13,253 | -$1,145 | -$1,145 |
| LYONDELLBASELL INDUSTRIES NV CL A COM NETHERLANDS -45 SHARES | P | 2015-02-09 | 2016-10-18 | $3,632 | $3,988 | -$356 | -$356 |
| ROYAL CARIBBEAN CRUISES LTD COM LIBERIA -100 SHARES | P | 2015-03-18 | 2016-06-17 | $7,453 | $7,750 | -$297 | -$297 |
| ROYAL CARIBBEAN CRUISES LTD COM LIBERIA -165 SHARES | P | 2014-04-02 | 2016-06-17 | $12,298 | $9,259 | $3,039 | $3,039 |
| BROADCOM LTD COM SINGAPORE -0.261 SHARES | P | 2014-03-27 | 2016-02-02 | $33 | $16 | $17 | $17 |
| ABERDEEN ASSET MANAGEMENT PLC COM ISIN GB0000031285 UNITED KINGDOM -300 SHA | P | 2014-09-25 | 2016-10-25 | $1,171 | $2,013 | -$842 | -$842 |
| ABERDEEN ASSET MANAGEMENT PLC COM ISIN GB0000031285 UNITED KINGDOM -200 SHA | P | 2014-09-25 | 2016-10-24 | $780 | $1,343 | -$563 | -$563 |
| ABERDEEN ASSET MANAGEMENT PLC COM ISIN GB0000031285 UNITED KINGDOM -700 SHA | P | 2014-09-25 | 2016-10-24 | $2,730 | $4,698 | -$1,968 | -$1,968 |
| ABERDEEN ASSET MANAGEMENT PLC COM ISIN GB0000031285 UNITED KINGDOM -800 SHA | P | 2014-09-25 | 2016-10-24 | $3,118 | $5,369 | -$2,251 | -$2,251 |
| ABERDEEN ASSET MANAGEMENT PLC COM ISIN GB0000031285 UNITED KINGDOM -300 SHA | P | 2015-02-10 | 2016-10-21 | $1,182 | $2,041 | -$859 | -$859 |
| ABERDEEN ASSET MANAGEMENT PLC COM ISIN GB0000031285 UNITED KINGDOM -400 SHA | P | 2014-09-25 | 2016-10-21 | $1,576 | $2,687 | -$1,111 | -$1,111 |
| ABERDEEN ASSET MANAGEMENT PLC COM ISIN GB0000031285 UNITED KINGDOM -1100 SH | P | 2015-02-11 | 2016-10-19 | $4,450 | $7,496 | -$3,046 | -$3,046 |
| ABERDEEN ASSET MANAGEMENT PLC COM ISIN GB0000031285 UNITED KINGDOM -300 SHA | P | 2015-02-10 | 2016-10-19 | $1,214 | $2,041 | -$827 | -$827 |
| ABERDEEN ASSET MANAGEMENT PLC COM ISIN GB0000031285 UNITED KINGDOM -300 SHA | P | 2015-02-12 | 2016-10-19 | $1,209 | $2,076 | -$867 | -$867 |
| ABERDEEN ASSET MANAGEMENT PLC COM ISIN GB0000031285 UNITED KINGDOM -400 SHA | P | 2015-02-11 | 2016-10-19 | $1,612 | $2,726 | -$1,114 | -$1,114 |
| ABERDEEN ASSET MANAGEMENT PLC COM ISIN GB0000031285 UNITED KINGDOM -100 SHA | P | 2014-12-10 | 2016-10-18 | $403 | $694 | -$291 | -$291 |
| ABERDEEN ASSET MANAGEMENT PLC COM ISIN GB0000031285 UNITED KINGDOM -900 SHA | P | 2014-12-10 | 2016-10-18 | $3,628 | $6,244 | -$2,616 | -$2,616 |
| ABERDEEN ASSET MANAGEMENT PLC COM ISIN GB0000031285 UNITED KINGDOM -800 SHA | P | 2014-12-10 | 2016-10-17 | $3,152 | $5,553 | -$2,401 | -$2,401 |
| ABBVIE INC COM -10 SHARES | P | 2014-03-31 | 2016-01-13 | $527 | $511 | $16 | $16 |
| ABBVIE INC COM -300 SHARES | P | 2013-07-15 | 2016-01-13 | $15,818 | $13,420 | $2,398 | $2,398 |
| ALPHABET INC CL C COM -10.137 SHARES | P | 2008-02-26 | 2016-06-03 | $7,325 | $2,324 | $5,001 | $5,001 |
| ALPHABET INC CL C COM -4.863 SHARES | P | 2007-05-09 | 2016-06-03 | $3,514 | $1,134 | $2,380 | $2,380 |
| ALPHABET INC CL C COM -10 SHARES | P | 2007-05-09 | 2016-06-02 | $7,288 | $2,332 | $4,956 | $4,956 |
| BAE SYSTEMS ORD GBP0.025 ISIN GB0002634946 UNITED KINGDOM -1100 SHARES | P | 2015-04-16 | 2016-10-17 | $7,299 | $8,499 | -$1,200 | -$1,200 |
| BAE SYSTEMS ORD GBP0.025 ISIN GB0002634946 UNITED KINGDOM -900 SHARES | P | 2015-04-29 | 2016-10-17 | $5,905 | $7,118 | -$1,213 | -$1,213 |
| BAE SYSTEMS ORD GBP0.025 ISIN GB0002634946 UNITED KINGDOM -900 SHARES | P | 2015-04-17 | 2016-10-17 | $5,904 | $7,007 | -$1,103 | -$1,103 |
| BAE SYSTEMS ORD GBP0.025 ISIN GB0002634946 UNITED KINGDOM -800 SHARES | P | 2015-04-16 | 2016-10-17 | $5,248 | $6,181 | -$933 | -$933 |
| BAE SYSTEMS ORD GBP0.025 ISIN GB0002634946 UNITED KINGDOM -1600 SHARES | P | 2015-04-15 | 2016-10-17 | $10,497 | $12,710 | -$2,213 | -$2,213 |
| AMERISOURCEBERGEN CORP COM -200 SHARES | P | 2014-09-25 | 2016-10-18 | $16,215 | $15,489 | $726 | $726 |
| AMERISOURCEBERGEN CORP COM -50 SHARES | P | 2014-09-25 | 2016-10-18 | $4,055 | $3,881 | $174 | $174 |
| AMERISOURCEBERGEN CORP COM -100 SHARES | P | 2014-09-24 | 2016-10-18 | $8,110 | $7,798 | $312 | $312 |
| AUTOMATIC DATA PROCESSING INC COM -65 SHARES | P | 2013-09-06 | 2016-09-30 | $5,742 | $4,162 | $1,580 | $1,580 |
| AUTOMATIC DATA PROCESSING INC COM -75 SHARES | P | 2013-09-06 | 2016-09-30 | $6,625 | $4,796 | $1,829 | $1,829 |
| AUTOMATIC DATA PROCESSING INC COM -175 SHARES | P | 2013-08-13 | 2016-09-30 | $15,458 | $11,138 | $4,320 | $4,320 |
| PRUDENTIAL PLC ORD COM ISIN GB0007099541 UNITED KINGDOM -155 SHARES | P | 2014-11-27 | 2016-06-17 | $2,731 | $3,703 | -$972 | -$972 |
| PRUDENTIAL PLC ORD COM ISIN GB0007099541 UNITED KINGDOM -55 SHARES | P | 2014-12-01 | 2016-06-16 | $932 | $1,342 | -$410 | -$410 |
| PRUDENTIAL PLC ORD COM ISIN GB0007099541 UNITED KINGDOM -145 SHARES | P | 2014-11-27 | 2016-06-16 | $2,456 | $3,464 | -$1,008 | -$1,008 |
| PRUDENTIAL PLC ORD COM ISIN GB0007099541 UNITED KINGDOM -300 SHARES | P | 2014-12-01 | 2016-06-15 | $5,097 | $7,318 | -$2,221 | -$2,221 |
| LLOYDS TSB GROUP ORD GBP0.25 ISIN GB0008706128 UNITED KINGDOM -2300 SHARES | P | 2014-03-31 | 2016-03-31 | $2,247 | $2,884 | -$637 | -$637 |
| LLOYDS TSB GROUP ORD GBP0.25 ISIN GB0008706128 UNITED KINGDOM -500 SHARES | P | 2014-03-31 | 2016-03-31 | $488 | $627 | -$139 | -$139 |
| LLOYDS TSB GROUP ORD GBP0.25 ISIN GB0008706128 UNITED KINGDOM -4100 SHARES | P | 2014-03-31 | 2016-03-30 | $4,034 | $5,141 | -$1,107 | -$1,107 |
| LLOYDS TSB GROUP ORD GBP0.25 ISIN GB0008706128 UNITED KINGDOM -9600 SHARES | P | 2014-03-31 | 2016-03-29 | $9,366 | $12,037 | -$2,671 | -$2,671 |
| TATE & LYLE PLC COM ISIN GB0008754136 UNITED KINGDOM -285 SHARES | P | 2015-03-03 | 2016-11-01 | $2,714 | $2,600 | $114 | $114 |
| TATE & LYLE PLC COM ISIN GB0008754136 UNITED KINGDOM -170 SHARES | P | 2015-03-02 | 2016-11-01 | $1,619 | $1,556 | $63 | $63 |
| TATE & LYLE PLC COM ISIN GB0008754136 UNITED KINGDOM -300 SHARES | P | 2015-03-02 | 2016-10-31 | $2,858 | $2,745 | $113 | $113 |
| TATE & LYLE PLC COM ISIN GB0008754136 UNITED KINGDOM -130 SHARES | P | 2015-03-02 | 2016-10-28 | $1,231 | $1,190 | $41 | $41 |
| TATE & LYLE PLC COM ISIN GB0008754136 UNITED KINGDOM -370 SHARES | P | 2015-02-03 | 2016-10-28 | $3,503 | $3,763 | -$260 | -$260 |
| TATE & LYLE PLC COM ISIN GB0008754136 UNITED KINGDOM -300 SHARES | P | 2015-02-03 | 2016-10-26 | $2,835 | $3,051 | -$216 | -$216 |
| TATE & LYLE PLC COM ISIN GB0008754136 UNITED KINGDOM -300 SHARES | P | 2015-02-02 | 2016-10-24 | $2,856 | $3,065 | -$209 | -$209 |
| TATE & LYLE PLC COM ISIN GB0008754136 UNITED KINGDOM -300 SHARES | P | 2015-02-02 | 2016-10-21 | $2,875 | $3,065 | -$190 | -$190 |
| TATE & LYLE PLC COM ISIN GB0008754136 UNITED KINGDOM -300 SHARES | P | 2015-02-02 | 2016-10-20 | $2,898 | $3,068 | -$170 | -$170 |
| TATE & LYLE PLC COM ISIN GB0008754136 UNITED KINGDOM -100 SHARES | P | 2015-02-02 | 2016-10-19 | $964 | $1,023 | -$59 | -$59 |
| TATE & LYLE PLC COM ISIN GB0008754136 UNITED KINGDOM -200 SHARES | P | 2015-01-30 | 2016-10-19 | $1,927 | $2,060 | -$133 | -$133 |
| TATE & LYLE PLC COM ISIN GB0008754136 UNITED KINGDOM -400 SHARES | P | 2015-01-30 | 2016-10-18 | $3,889 | $4,120 | -$231 | -$231 |
| TATE & LYLE PLC COM ISIN GB0008754136 UNITED KINGDOM -200 SHARES | P | 2015-01-30 | 2016-10-17 | $1,924 | $2,060 | -$136 | -$136 |
| TATE & LYLE PLC COM ISIN GB0008754136 UNITED KINGDOM -400 SHARES | P | 2015-01-29 | 2016-10-17 | $3,848 | $4,128 | -$280 | -$280 |
| BOEING CO COM -65 SHARES | P | 2013-05-23 | 2016-10-18 | $8,785 | $6,478 | $2,307 | $2,307 |
| BOEING CO COM -155 SHARES | P | 2013-06-26 | 2016-03-10 | $18,959 | $15,611 | $3,348 | $3,348 |
| BOEING CO COM -10 SHARES | P | 2013-05-23 | 2016-03-10 | $1,223 | $997 | $226 | $226 |
| ASTRAZENECA ORD USD0.25 ISIN GB0009895292 UNITED KINGDOM -200 SHARES | P | 2014-09-22 | 2016-10-17 | $11,985 | $15,012 | -$3,027 | -$3,027 |
| ASTRAZENECA ORD USD0.25 ISIN GB0009895292 UNITED KINGDOM -100 SHARES | P | 2014-08-27 | 2016-10-17 | $5,992 | $7,482 | -$1,490 | -$1,490 |
| ASTRAZENECA ORD USD0.25 ISIN GB0009895292 UNITED KINGDOM -485 SHARES | P | 2014-08-26 | 2016-10-17 | $29,063 | $35,985 | -$6,922 | -$6,922 |
| BRISTOL MYERS SQUIBB CO COM -20 SHARES | P | 2011-08-29 | 2016-03-02 | $1,293 | $587 | $706 | $706 |
| BRISTOL MYERS SQUIBB CO COM -100 SHARES | P | 2011-08-29 | 2016-02-19 | $6,378 | $2,933 | $3,445 | $3,445 |
| BROADCOM CORP CL A -255 SHARES | P | 2011-06-08 | 2016-01-12 | $13,769 | $8,356 | $5,413 | $5,413 |
| BROADCOM CORP CL A -300 SHARES | P | 2011-06-22 | 2016-01-12 | $16,175 | $9,373 | $6,802 | $6,802 |
| BROADCOM CORP CL A -45 SHARES | P | 2011-06-08 | 2016-01-12 | $2,426 | $1,475 | $951 | $951 |
| BROADCOM CORP CL A -155 SHARES | P | 2009-02-19 | 2016-01-12 | $8,357 | $2,453 | $5,904 | $5,904 |
| CVS HEALTH CORP COM -105 SHARES | P | 2015-10-19 | 2016-10-17 | $9,290 | $10,871 | -$1,581 | -$1,581 |
| CALIFORNIA RESOURCES CORP COM -0.852 SHARES | P | 2015-09-28 | 2016-04-20 | $2 | $1 | $1 | $1 |
| CALIFORNIA RESOURCES CORP COM -8.51 SHARES | P | 2015-12-03 | 2016-03-29 | $9 | $9 | $9 | |
| CALIFORNIA RESOURCES CORP COM -9.362 SHARES | P | 2015-12-03 | 2016-03-29 | $10 | $12 | -$2 | -$2 |
| CALIFORNIA RESOURCES CORP COM 8.51 SHARES | P | 2015-12-03 | 2016-03-29 | $9 | -$9 | -$9 | |
| CALIFORNIA RESOURCES CORP COM -13.191 SHARES | P | 2015-09-28 | 2016-03-29 | $14 | $15 | -$1 | -$1 |
| CALIFORNIA RESOURCES CORP COM -14.043 SHARES | P | 2015-09-28 | 2016-03-29 | $14 | $14 | $14 | |
| CALIFORNIA RESOURCES CORP COM 14.043 SHARES | P | 2015-09-28 | 2016-03-29 | $14 | -$14 | -$14 | |
| CALIFORNIA RESOURCES CORP COM -37.447 SHARES | P | 2015-09-25 | 2016-03-29 | $39 | $44 | -$5 | -$5 |
| CALIFORNIA RESOURCES CORP COM -37.447 SHARES | P | 2015-09-25 | 2016-03-29 | $39 | $39 | $39 | |
| CALIFORNIA RESOURCES CORP COM 37.447 SHARES | P | 2015-09-25 | 2016-03-29 | $39 | -$39 | -$39 | |
| CAPITAL CORE MUN FUND SHARES | P | 2016-12-29 | 2016-12-29 | $139 | $139 | $139 | |
| CATERPILLAR INC COM -25 SHARES | P | 2012-07-26 | 2016-03-17 | $1,884 | $2,083 | -$199 | -$199 |
| CATERPILLAR INC COM -100 SHARES | P | 2012-07-13 | 2016-03-17 | $7,536 | $8,193 | -$657 | -$657 |
| CHARTER COMMUNICATIONS INC NEW COM -0.067 SHARES | P | 2015-04-27 | 2016-07-18 | $16 | $14 | $2 | $2 |
| CHEVRON CORP COM -145 SHARES | P | 2014-11-26 | 2016-10-18 | $14,760 | $16,705 | -$1,945 | -$1,945 |
| COCA COLA CO COM -100 SHARES | P | 2015-10-09 | 2016-10-17 | $4,173 | $4,205 | -$32 | -$32 |
| COCA COLA CO COM -100 SHARES | P | 2015-10-09 | 2016-10-17 | $4,173 | $4,205 | -$32 | -$32 |
| COCA COLA CO COM -150 SHARES | P | 2016-06-13 | 2016-10-17 | $6,252 | $6,777 | -$525 | -$525 |
| COCA COLA CO COM -100 SHARES | P | 2015-10-20 | 2016-10-17 | $4,168 | $4,227 | -$59 | -$59 |
| COCA COLA CO COM -80 SHARES | P | 2015-10-20 | 2016-10-17 | $3,334 | $3,383 | -$49 | -$49 |
| COCA COLA CO COM -30 SHARES | P | 2015-10-09 | 2016-10-17 | $1,250 | $1,262 | -$12 | -$12 |
| COCA COLA CO COM -200 SHARES | P | 2015-10-09 | 2016-10-17 | $8,323 | $8,410 | -$87 | -$87 |
| CONOCOPHILLIPS COM -115 SHARES | P | 2015-02-03 | 2016-01-22 | $4,313 | $7,759 | -$3,446 | -$3,446 |
| CONOCOPHILLIPS COM -100 SHARES | P | 2014-12-12 | 2016-01-22 | $3,750 | $6,269 | -$2,519 | -$2,519 |
| CONOCOPHILLIPS COM -60 SHARES | P | 2014-12-12 | 2016-01-22 | $2,250 | $3,765 | -$1,515 | -$1,515 |
| CONOCOPHILLIPS COM -100 SHARES | P | 2014-12-11 | 2016-01-22 | $3,750 | $6,353 | -$2,603 | -$2,603 |
| DAVITA INC COM -90 SHARES | P | 2016-07-13 | 2016-10-31 | $5,259 | $7,016 | -$1,757 | -$1,757 |
| DAVITA INC COM -15 SHARES | P | 2015-06-02 | 2016-10-31 | $877 | $1,255 | -$378 | -$378 |
| DAVITA INC COM -100 SHARES | P | 2015-05-29 | 2016-10-31 | $5,844 | $8,384 | -$2,540 | -$2,540 |
| DAVITA INC COM -100 SHARES | P | 2015-06-01 | 2016-10-28 | $5,551 | $8,385 | -$2,834 | -$2,834 |
| DOW CHEM CO COM -200 SHARES | P | 2014-03-27 | 2016-03-10 | $9,795 | $9,617 | $178 | $178 |
| DOW CHEM CO COM -5 SHARES | P | 2014-03-27 | 2016-03-10 | $245 | $240 | $5 | $5 |
| EXPRESS SCRIPTS HLDG CO COM -30 SHARES | P | 2011-12-06 | 2016-08-12 | $2,283 | $1,390 | $893 | $893 |
| EXPRESS SCRIPTS HLDG CO COM -100 SHARES | P | 2011-12-05 | 2016-08-12 | $7,611 | $4,623 | $2,988 | $2,988 |
| EXPRESS SCRIPTS HLDG CO COM -40 SHARES | P | 2011-11-30 | 2016-08-12 | $3,044 | $1,815 | $1,229 | $1,229 |
| MARKS & SPENCER GROUP PLC COM ISIN GB0031274896 UNITED KINGDOM -1600 SHARES | P | 2015-02-04 | 2016-10-17 | $6,340 | $11,688 | -$5,348 | -$5,348 |
| MARKS & SPENCER GROUP PLC COM ISIN GB0031274896 UNITED KINGDOM -400 SHARES | P | 2015-02-09 | 2016-10-17 | $1,578 | $2,930 | -$1,352 | -$1,352 |
| MARKS & SPENCER GROUP PLC COM ISIN GB0031274896 UNITED KINGDOM -1300 SHARES | P | 2015-02-05 | 2016-10-17 | $5,129 | $9,638 | -$4,509 | -$4,509 |
| MARKS & SPENCER GROUP PLC COM ISIN GB0031274896 UNITED KINGDOM -400 SHARES | P | 2015-02-04 | 2016-10-17 | $1,578 | $2,922 | -$1,344 | -$1,344 |
| FEDEX CORP COM -65 SHARES | P | 2015-02-12 | 2016-01-29 | $8,612 | $11,366 | -$2,754 | -$2,754 |
| FEDEX CORP COM -75 SHARES | P | 2009-06-17 | 2016-01-29 | $9,937 | $3,826 | $6,111 | $6,111 |
| BURBERRY GROUP PLC ORD GBP0.0005 ISIN GB0031743007 UNITED KINGDOM -100 SHAR | P | 2016-01-08 | 2016-07-14 | $1,689 | $1,605 | $84 | $84 |
| BURBERRY GROUP PLC ORD GBP0.0005 ISIN GB0031743007 UNITED KINGDOM -200 SHAR | P | 2016-01-08 | 2016-07-13 | $3,342 | $3,210 | $132 | $132 |
| BURBERRY GROUP PLC ORD GBP0.0005 ISIN GB0031743007 UNITED KINGDOM -200 SHAR | P | 2016-01-08 | 2016-07-13 | $3,280 | $3,210 | $70 | $70 |
| BURBERRY GROUP PLC ORD GBP0.0005 ISIN GB0031743007 UNITED KINGDOM -200 SHAR | P | 2016-01-11 | 2016-06-29 | $3,093 | $3,217 | -$124 | -$124 |
| BURBERRY GROUP PLC ORD GBP0.0005 ISIN GB0031743007 UNITED KINGDOM -200 SHAR | P | 2016-01-08 | 2016-06-29 | $3,093 | $3,210 | -$117 | -$117 |
| FORTIVE CORP COM 0.5 SHARES | P | 2009-03-13 | 2016-08-08 | $6 | $25 | -$19 | -$19 |
| FORTIVE CORP COM -0.5 SHARES | P | 2009-03-13 | 2016-08-08 | $25 | $6 | $19 | $19 |
| FORTIVE CORP COM -0.5 SHARES | P | 2009-03-13 | 2016-08-08 | $25 | $6 | $19 | $19 |
| FORTIVE CORP COM 0.5 SHARES | P | 2005-08-23 | 2016-08-08 | $25 | -$25 | -$25 | |
| FORTIVE CORP COM -0.5 SHARES | P | 2005-08-23 | 2016-08-08 | $25 | $25 | $25 | |
| FORTIVE CORP COM 0.5 SHARES | P | 2009-03-13 | 2016-07-08 | $6 | $24 | -$18 | -$18 |
| FORTIVE CORP COM -0.5 SHARES | P | 2009-03-13 | 2016-07-08 | $24 | $6 | $18 | $18 |
| FORTIVE CORP COM -67 SHARES | P | 2009-03-13 | 2016-07-08 | $3,248 | $852 | $2,396 | $2,396 |
| FORTIVE CORP COM -66.5 SHARES | P | 2005-08-23 | 2016-07-08 | $3,224 | $3,224 | $3,224 | |
| FORTIVE CORP COM -67 SHARES | P | 2005-08-23 | 2016-07-08 | $3,248 | $3,248 | $3,248 | |
| FORTIVE CORP COM 66.5 SHARES | P | 2005-08-23 | 2016-07-08 | $3,224 | -$3,224 | -$3,224 | |
| FORTIVE CORP COM 67 SHARES | P | 2005-08-23 | 2016-07-08 | $3,248 | -$3,248 | -$3,248 | |
| FORTIVE CORP COM -17.5 SHARES | P | 2010-12-29 | 2016-07-07 | $836 | $393 | $443 | $443 |
| FORTIVE CORP COM -50 SHARES | P | 2010-04-12 | 2016-07-07 | $2,387 | $954 | $1,433 | $1,433 |
| FORTIVE CORP COM -32.5 SHARES | P | 2005-08-23 | 2016-07-07 | $1,552 | $417 | $1,135 | $1,135 |
| FORTIVE CORP COM 0.5 SHARES | P | 2010-04-12 | 2016-07-07 | $10 | $24 | -$14 | -$14 |
| FORTIVE CORP COM -0.5 SHARES | P | 2010-04-12 | 2016-07-07 | $24 | $10 | $14 | $14 |
| FORTIVE CORP COM -100 SHARES | P | 2009-03-13 | 2016-07-07 | $4,763 | $4,763 | $4,763 | |
| FORTIVE CORP COM -32.5 SHARES | P | 2009-03-13 | 2016-07-07 | $1,548 | $413 | $1,135 | $1,135 |
| FORTIVE CORP COM -99.5 SHARES | P | 2009-03-13 | 2016-07-07 | $4,739 | $1,266 | $3,473 | $3,473 |
| FORTIVE CORP COM 100 SHARES | P | 2009-03-13 | 2016-07-07 | $4,763 | -$4,763 | -$4,763 | |
| FORTIVE CORP COM 99.5 SHARES | P | 2009-03-13 | 2016-07-07 | $1,266 | $4,739 | -$3,473 | -$3,473 |
| FORTIVE CORP COM -67.5 SHARES | P | 2005-08-23 | 2016-07-07 | $3,215 | $867 | $2,348 | $2,348 |
| FORTIVE CORP COM -17.5 SHARES | P | 2010-12-29 | 2016-07-06 | $836 | $393 | $443 | $443 |
| FORTIVE CORP COM 17.5 SHARES | P | 2010-12-29 | 2016-07-06 | $393 | $836 | -$443 | -$443 |
| FORTIVE CORP COM -49.5 SHARES | P | 2010-04-12 | 2016-07-06 | $2,363 | $944 | $1,419 | $1,419 |
| FORTIVE CORP COM 49.5 SHARES | P | 2010-04-12 | 2016-07-06 | $944 | $2,363 | -$1,419 | -$1,419 |
| FORTIVE CORP COM -100 SHARES | P | 2005-08-23 | 2016-07-06 | $4,774 | $4,774 | $4,774 | |
| FORTIVE CORP COM -33 SHARES | P | 2005-08-23 | 2016-07-06 | $1,576 | $1,284 | $292 | $292 |
| FORTIVE CORP COM 100 SHARES | P | 2005-08-23 | 2016-07-06 | $4,774 | -$4,774 | -$4,774 | |
| FORTIVE CORP COM 33 SHARES | P | 2005-08-23 | 2016-07-06 | $1,284 | $1,576 | -$292 | -$292 |
| GILEAD SCIENCES INC COM -105 SHARES | P | 2012-01-23 | 2016-03-29 | $9,581 | $2,483 | $7,098 | $7,098 |
| GOLDMAN SACHS GROUP INC COM -65 SHARES | P | 2012-02-01 | 2016-12-13 | $15,548 | $7,478 | $8,070 | $8,070 |
| GOLDMAN SACHS GROUP INC COM -20 SHARES | P | 2008-09-17 | 2016-12-13 | $4,784 | $2,140 | $2,644 | $2,644 |
| GOLDMAN SACHS GROUP INC COM -35 SHARES | P | 2012-02-01 | 2016-05-23 | $5,420 | $4,026 | $1,394 | $1,394 |
| GOLDMAN SACHS GROUP INC COM -40 SHARES | P | 2008-09-24 | 2016-05-23 | $6,194 | $4,920 | $1,274 | $1,274 |
| LOREAL EUR0.2 ISIN FR0000120321 FRANCE -52 SHARES | P | 2015-02-09 | 2016-09-15 | $9,604 | $9,177 | $427 | $427 |
| HENRY JACK & ASSOC INC COM -5 SHARES | P | 2011-04-05 | 2016-02-18 | $405 | $168 | $237 | $237 |
| HENRY JACK & ASSOC INC COM -95 SHARES | P | 2011-04-04 | 2016-02-18 | $7,704 | $3,194 | $4,510 | $4,510 |
| HOME DEPOT INC COM -110 SHARES | P | 2011-09-14 | 2016-07-13 | $14,685 | $3,686 | $10,999 | $10,999 |
| ILLUMINA INC COM -45 SHARES | P | 2015-11-25 | 2016-11-15 | $6,103 | $7,991 | -$1,888 | -$1,888 |
| ILLUMINA INC COM -15 SHARES | P | 2015-11-25 | 2016-11-14 | $2,047 | $2,664 | -$617 | -$617 |
| ILLUMINA INC COM -30 SHARES | P | 2015-09-02 | 2016-11-14 | $4,095 | $5,860 | -$1,765 | -$1,765 |
| ILLUMINA INC COM -55 SHARES | P | 2015-08-25 | 2016-11-14 | $7,507 | $10,719 | -$3,212 | -$3,212 |
| ILLUMINA INC COM -75 SHARES | P | 2015-09-18 | 2016-11-11 | $10,371 | $15,619 | -$5,248 | -$5,248 |
| ILLUMINA INC COM -25 SHARES | P | 2015-09-02 | 2016-11-11 | $3,457 | $4,884 | -$1,427 | -$1,427 |
| INTERNATIONAL BUSINESS MACHS COM -75 SHARES | P | 2015-11-27 | 2016-11-28 | $12,323 | $10,396 | $1,927 | $1,927 |
| INTERNATIONAL BUSINESS MACHS COM -100 SHARES | P | 2015-11-25 | 2016-11-28 | $16,431 | $13,798 | $2,633 | $2,633 |
| IRON MOUNTAIN INC REITS -100 SHARES | P | 2008-10-28 | 2016-10-19 | $3,403 | $1,908 | $1,495 | $1,495 |
| IRON MOUNTAIN INC REITS -100 SHARES | P | 2008-10-27 | 2016-10-19 | $3,403 | $1,873 | $1,530 | $1,530 |
| IRON MOUNTAIN INC REITS -100 SHARES | P | 2008-10-24 | 2016-10-19 | $3,403 | $1,901 | $1,502 | $1,502 |
| IRON MOUNTAIN INC REITS -100 SHARES | P | 2008-10-23 | 2016-10-19 | $3,403 | $1,949 | $1,454 | $1,454 |
| IRON MOUNTAIN INC REITS -164 SHARES | P | 2008-10-22 | 2016-10-19 | $5,581 | $3,340 | $2,241 | $2,241 |
| IRON MOUNTAIN INC REITS -36 SHARES | P | 2008-10-22 | 2016-10-19 | $1,218 | $733 | $485 | $485 |
| IRON MOUNTAIN INC REITS -64 SHARES | P | 2008-10-17 | 2016-10-19 | $2,166 | $1,316 | $850 | $850 |
| IRON MOUNTAIN INC REITS -4 SHARES | P | 2014-05-14 | 2016-10-18 | $137 | $113 | $24 | $24 |
| IRON MOUNTAIN INC REITS -160 SHARES | P | 2014-04-02 | 2016-10-18 | $5,478 | $4,302 | $1,176 | $1,176 |
| IRON MOUNTAIN INC REITS -36 SHARES | P | 2008-10-17 | 2016-10-18 | $1,232 | $747 | $485 | $485 |
| IRON MOUNTAIN INC REITS -36 SHARES | P | 2008-10-17 | 2016-10-18 | $1,231 | $740 | $491 | $491 |
| IRON MOUNTAIN INC REITS -64 SHARES | P | 2008-10-17 | 2016-10-18 | $2,189 | $1,328 | $861 | $861 |
| IRON MOUNTAIN INC REITS -4 SHARES | P | 2014-05-15 | 2016-10-18 | $137 | $114 | $23 | $23 |
| IRON MOUNTAIN INC REITS -96 SHARES | P | 2014-05-14 | 2016-10-18 | $3,278 | $2,723 | $555 | $555 |
| IRON MOUNTAIN INC REITS -206 SHARES | P | 2014-05-15 | 2016-10-17 | $7,067 | $5,849 | $1,218 | $1,218 |
| IRON MOUNTAIN INC REITS -94 SHARES | P | 2014-05-14 | 2016-10-17 | $3,225 | $2,678 | $547 | $547 |
| IRON MOUNTAIN INC REITS -6 SHARES | P | 2014-05-14 | 2016-10-14 | $207 | $171 | $36 | $36 |
| IRON MOUNTAIN INC REITS -94 SHARES | P | 2012-02-24 | 2016-10-14 | $3,236 | $2,774 | $462 | $462 |
| JABIL CIRCUIT INC COM -25 SHARES | P | 2012-11-07 | 2016-02-16 | $502 | $437 | $65 | $65 |
| JABIL CIRCUIT INC COM -5 SHARES | P | 2012-11-06 | 2016-02-16 | $100 | $90 | $10 | $10 |
| JABIL CIRCUIT INC COM -100 SHARES | P | 2012-11-05 | 2016-02-16 | $2,006 | $1,774 | $232 | $232 |
| JABIL CIRCUIT INC COM -5 SHARES | P | 2012-11-06 | 2016-01-29 | $99 | $90 | $9 | $9 |
| JABIL CIRCUIT INC COM -95 SHARES | P | 2012-11-06 | 2016-01-29 | $1,883 | $1,716 | $167 | $167 |
| JABIL CIRCUIT INC COM -95 SHARES | P | 2012-11-06 | 2016-01-13 | $1,921 | $1,717 | $204 | $204 |
| JABIL CIRCUIT INC COM -5 SHARES | P | 2012-02-10 | 2016-01-13 | $101 | $120 | -$19 | -$19 |
| KINDER MORGAN INC DEL COM -150 SHARES | P | 2015-08-11 | 2016-03-17 | $2,843 | $4,890 | -$2,047 | -$2,047 |
| KINDER MORGAN INC DEL COM -100 SHARES | P | 2015-08-10 | 2016-03-17 | $1,895 | $3,252 | -$1,357 | -$1,357 |
| KINDER MORGAN INC DEL COM -15 SHARES | P | 2015-07-30 | 2016-03-17 | $284 | $525 | -$241 | -$241 |
| KINDER MORGAN INC DEL COM -545 SHARES | P | 2015-07-30 | 2016-03-17 | $10,294 | $19,083 | -$8,789 | -$8,789 |
| KINDER MORGAN INC DEL COM -55 SHARES | P | 2015-04-28 | 2016-03-17 | $1,039 | $2,374 | -$1,335 | -$1,335 |
| BAYER AG ORD NPV ISIN DE000BAY0017 GERMANY -44 SHARES | P | 2012-01-12 | 2016-02-01 | $4,893 | $3,021 | $1,872 | $1,872 |
| BAYER AG ORD NPV ISIN DE000BAY0017 GERMANY -23 SHARES | P | 2011-04-01 | 2016-02-01 | $2,558 | $1,827 | $731 | $731 |
| BAYER AG ORD NPV ISIN DE000BAY0017 GERMANY -62 SHARES | P | 2011-03-22 | 2016-02-01 | $6,895 | $4,701 | $2,194 | $2,194 |
| BAYER AG ORD NPV ISIN DE000BAY0017 GERMANY -115 SHARES | P | 2011-04-01 | 2016-01-06 | $13,483 | $9,134 | $4,349 | $4,349 |
| ELRINGKLINGER AG COM ISIN DE0007856023 GERMANY -106 SHARES | P | 2015-11-24 | 2016-08-31 | $1,833 | $2,481 | -$648 | -$648 |
| ELRINGKLINGER AG COM ISIN DE0007856023 GERMANY -62 SHARES | P | 2016-01-08 | 2016-08-29 | $1,053 | $1,490 | -$437 | -$437 |
| ELRINGKLINGER AG COM ISIN DE0007856023 GERMANY -110 SHARES | P | 2015-12-14 | 2016-08-29 | $1,869 | $2,582 | -$713 | -$713 |
| ELRINGKLINGER AG COM ISIN DE0007856023 GERMANY -18 SHARES | P | 2015-11-24 | 2016-08-29 | $306 | $421 | -$115 | -$115 |
| ELRINGKLINGER AG COM ISIN DE0007856023 GERMANY -32 SHARES | P | 2016-01-08 | 2016-08-23 | $565 | $769 | -$204 | -$204 |
| ELRINGKLINGER AG COM ISIN DE0007856023 GERMANY -108 SHARES | P | 2016-01-05 | 2016-08-23 | $1,906 | $2,643 | -$737 | -$737 |
| ELRINGKLINGER AG COM ISIN DE0007856023 GERMANY -49 SHARES | P | 2015-12-04 | 2016-08-23 | $865 | $1,212 | -$347 | -$347 |
| ELRINGKLINGER AG COM ISIN DE0007856023 GERMANY -106 SHARES | P | 2015-12-09 | 2016-08-19 | $1,884 | $2,630 | -$746 | -$746 |
| ELRINGKLINGER AG COM ISIN DE0007856023 GERMANY -65 SHARES | P | 2015-12-04 | 2016-08-19 | $1,155 | $1,607 | -$452 | -$452 |
| SAMPO PLC SHS -A- COM ISIN FI0009003305 FINLAND -177 SHARES | P | 2011-10-31 | 2016-10-18 | $8,065 | $4,943 | $3,122 | $3,122 |
| SAMPO PLC SHS -A- COM ISIN FI0009003305 FINLAND -196 SHARES | P | 2011-10-31 | 2016-10-18 | $8,931 | $5,473 | $3,458 | $3,458 |
| SAMPO PLC SHS -A- COM ISIN FI0009003305 FINLAND -143 SHARES | P | 2011-10-31 | 2016-10-17 | $6,514 | $3,993 | $2,521 | $2,521 |
| SAMPO PLC SHS -A- COM ISIN FI0009003305 FINLAND -127 SHARES | P | 2011-10-28 | 2016-10-17 | $5,785 | $3,764 | $2,021 | $2,021 |
| SAMPO PLC SHS -A- COM ISIN FI0009003305 FINLAND -169 SHARES | P | 2011-10-28 | 2016-10-17 | $7,674 | $5,009 | $2,665 | $2,665 |
| SAMPO PLC SHS -A- COM ISIN FI0009003305 FINLAND -85 SHARES | P | 2011-06-27 | 2016-10-17 | $3,860 | $2,619 | $1,241 | $1,241 |
| SAMPO PLC SHS -A- COM ISIN FI0009003305 FINLAND -133 SHARES | P | 2011-06-23 | 2016-10-17 | $6,039 | $4,132 | $1,907 | $1,907 |
| SAMPO PLC COM ISIN FI0009003305 FINLAND -3 SHARES | P | 2011-06-23 | 2016-07-26 | $124 | $93 | $31 | $31 |
| SAMPO PLC COM ISIN FI0009003305 FINLAND -67 SHARES | P | 2011-06-23 | 2016-07-25 | $2,768 | $2,081 | $687 | $687 |
| SAMPO PLC COM ISIN FI0009003305 FINLAND -67 SHARES | P | 2011-06-23 | 2016-07-21 | $2,778 | $2,081 | $697 | $697 |
| SAMPO PLC COM ISIN FI0009003305 FINLAND -172 SHARES | P | 2015-02-09 | 2016-07-20 | $7,125 | $8,478 | -$1,353 | -$1,353 |
| SAMPO PLC COM ISIN FI0009003305 FINLAND -20 SHARES | P | 2011-06-23 | 2016-07-20 | $828 | $621 | $207 | $207 |
| SAMPO PLC COM ISIN FI0009003305 FINLAND -81 SHARES | P | 2015-02-09 | 2016-07-18 | $3,365 | $3,993 | -$628 | -$628 |
| LILLY ELI & CO COM -105 SHARES | P | 2015-07-07 | 2016-07-21 | $8,425 | $9,301 | -$876 | -$876 |
| MARSH & MCLENNAN COS INC COM -55 SHARES | P | 2011-09-06 | 2016-10-19 | $3,588 | $1,564 | $2,024 | $2,024 |
| MARSH & MCLENNAN COS INC COM -40 SHARES | P | 2011-09-02 | 2016-10-19 | $2,610 | $1,159 | $1,451 | $1,451 |
| MARSH & MCLENNAN COS INC COM -100 SHARES | P | 2011-09-08 | 2016-10-18 | $6,534 | $2,959 | $3,575 | $3,575 |
| MARSH & MCLENNAN COS INC COM -40 SHARES | P | 2011-09-07 | 2016-10-18 | $2,613 | $1,185 | $1,428 | $1,428 |
| MARSH & MCLENNAN COS INC COM -160 SHARES | P | 2011-09-02 | 2016-10-18 | $10,454 | $4,635 | $5,819 | $5,819 |
| MARSH & MCLENNAN COS INC COM -100 SHARES | P | 2011-09-07 | 2016-10-17 | $6,579 | $2,964 | $3,615 | $3,615 |
| MARSH & MCLENNAN COS INC COM -140 SHARES | P | 2015-02-13 | 2016-10-17 | $9,186 | $7,894 | $1,292 | $1,292 |
| MARSH & MCLENNAN COS INC COM -60 SHARES | P | 2011-09-07 | 2016-10-17 | $3,937 | $1,778 | $2,159 | $2,159 |
| BAYER MOTOREN WERK EUR1 ISIN DE0005190003 GERMANY -68 SHARES | P | 2011-12-21 | 2016-09-14 | $5,742 | $4,697 | $1,045 | $1,045 |
| BAYER MOTOREN WERK EUR1 ISIN DE0005190003 GERMANY -102 SHARES | P | 2011-03-31 | 2016-09-14 | $8,613 | $8,475 | $138 | $138 |
| MERCURY GENL CORP NEW COM -80 SHARES | P | 2015-02-09 | 2016-10-31 | $4,400 | $4,546 | -$146 | -$146 |
| MERCURY GENL CORP NEW COM -20 SHARES | P | 2015-01-30 | 2016-10-31 | $1,100 | $1,142 | -$42 | -$42 |
| MERCURY GENL CORP NEW COM -80 SHARES | P | 2015-01-30 | 2016-10-31 | $4,371 | $4,568 | -$197 | -$197 |
| MERCURY GENL CORP NEW COM -100 SHARES | P | 2015-01-30 | 2016-10-26 | $5,135 | $5,710 | -$575 | -$575 |
| MERCURY GENL CORP NEW COM -100 SHARES | P | 2015-01-30 | 2016-10-25 | $5,160 | $5,710 | -$550 | -$550 |
| MERCURY GENL CORP NEW COM -100 SHARES | P | 2015-02-04 | 2016-10-24 | $5,187 | $5,994 | -$807 | -$807 |
| MERCURY GENL CORP NEW COM -100 SHARES | P | 2015-02-06 | 2016-10-20 | $5,224 | $5,999 | -$775 | -$775 |
| MICROSOFT CORP COM -215 SHARES | P | 2015-08-27 | 2016-05-31 | $11,203 | $9,410 | $1,793 | $1,793 |
| MICROSOFT CORP COM -110 SHARES | P | 2006-01-10 | 2016-05-31 | $5,732 | $2,965 | $2,767 | $2,767 |
| AJINOMOTO CO INC COM ISIN JP3119600009 JAPAN -1000 SHARES | P | 2011-02-22 | 2016-01-07 | $22,748 | $11,128 | $11,620 | $11,620 |
| TREND MICRO INC COM ISIN JP3637300009 JAPAN -100 SHARES | P | 2013-04-08 | 2016-06-16 | $3,384 | $2,818 | $566 | $566 |
| TREND MICRO INC COM ISIN JP3637300009 JAPAN -400 SHARES | P | 2013-04-05 | 2016-06-15 | $13,628 | $11,322 | $2,306 | $2,306 |
| DBS GROUP HLDGS SGD1 ISIN SG1L01001701 SINGAPORE -1000 SHARES | P | 2009-03-11 | 2016-06-16 | $11,543 | $4,598 | $6,945 | $6,945 |
| DBS GROUP HLDGS SGD1 ISIN SG1L01001701 SINGAPORE -1000 SHARES | P | 2009-01-08 | 2016-06-16 | $11,543 | $6,035 | $5,508 | $5,508 |
| DBS GROUP HLDGS SGD1 ISIN SG1L01001701 SINGAPORE -655 SHARES | P | 2009-01-06 | 2016-06-16 | $7,560 | $4,180 | $3,380 | $3,380 |
| MOSAIC CO NEW COM -135 SHARES | P | 2014-05-08 | 2016-02-18 | $3,481 | $6,597 | -$3,116 | -$3,116 |
| MOSAIC CO NEW COM -100 SHARES | P | 2014-05-07 | 2016-02-18 | $2,578 | $4,876 | -$2,298 | -$2,298 |
| MOSAIC CO NEW COM -100 SHARES | P | 2014-05-07 | 2016-02-18 | $2,578 | $4,875 | -$2,297 | -$2,297 |
| MOSAIC CO NEW COM -40 SHARES | P | 2012-11-05 | 2016-02-18 | $1,031 | $2,106 | -$1,075 | -$1,075 |
| HAMAMATSU PHOTONICS K K COM ISIN JP3771800004 JAPAN -100 SHARES | P | 2013-11-14 | 2016-09-29 | $3,077 | $1,961 | $1,116 | $1,116 |
| HAMAMATSU PHOTONICS K K COM ISIN JP3771800004 JAPAN -200 SHARES | P | 2012-04-27 | 2016-09-21 | $6,061 | $3,975 | $2,086 | $2,086 |
| HAMAMATSU PHOTONICS K K COM ISIN JP3771800004 JAPAN -200 SHARES | P | 2013-11-15 | 2016-09-20 | $6,068 | $3,995 | $2,073 | $2,073 |
| HAMAMATSU PHOTONICS K K COM ISIN JP3771800004 JAPAN -200 SHARES | P | 2013-11-18 | 2016-09-16 | $6,013 | $4,008 | $2,005 | $2,005 |
| NEWELL RUBBERMAID INC COM -265 SHARES | P | 2016-01-07 | 2016-12-15 | $12,302 | $10,704 | $1,598 | $1,598 |
| NORFOLK SOUTHERN CORP COM -5 SHARES | P | 2015-06-30 | 2016-10-18 | $476 | $437 | $39 | $39 |
| NORFOLK SOUTHERN CORP COM -20 SHARES | P | 2012-09-26 | 2016-10-18 | $1,903 | $1,295 | $608 | $608 |
| NORFOLK SOUTHERN CORP COM -85 SHARES | P | 2012-03-27 | 2016-10-18 | $8,089 | $5,626 | $2,463 | $2,463 |
| CHINA EVERBRIGHT INTL LTD COM ISIN HK0257001336 HONG KONG -2115 SHARES | P | 2016-04-07 | 2016-12-29 | $2,289 | $2,351 | -$62 | -$62 |
| CHINA EVERBRIGHT INTL LTD COM ISIN HK0257001336 HONG KONG -2000 SHARES | P | 2016-04-01 | 2016-12-29 | $2,164 | $2,226 | -$62 | -$62 |
| CHINA EVERBRIGHT INTL LTD COM ISIN HK0257001336 HONG KONG -1000 SHARES | P | 2016-04-01 | 2016-12-20 | $1,068 | $1,113 | -$45 | -$45 |
| CHINA EVERBRIGHT INTL LTD COM ISIN HK0257001336 HONG KONG -2000 SHARES | P | 2016-03-24 | 2016-12-20 | $2,136 | $2,283 | -$147 | -$147 |
| CHINA EVERBRIGHT INTL LTD COM ISIN HK0257001336 HONG KONG -2000 SHARES | P | 2016-03-24 | 2016-12-16 | $2,157 | $2,283 | -$126 | -$126 |
| CHINA EVERBRIGHT INTL LTD COM ISIN HK0257001336 HONG KONG -2000 SHARES | P | 2016-03-22 | 2016-12-16 | $2,157 | $2,300 | -$143 | -$143 |
| CHINA EVERBRIGHT INTL LTD COM ISIN HK0257001336 HONG KONG -2000 SHARES | P | 2016-03-22 | 2016-12-15 | $2,157 | $2,300 | -$143 | -$143 |
| CHINA EVERBRIGHT INTL LTD COM ISIN HK0257001336 HONG KONG -1000 SHARES | P | 2014-05-30 | 2016-12-15 | $1,079 | $1,278 | -$199 | -$199 |
| CHINA EVERBRIGHT INTL LTD COM ISIN HK0257001336 HONG KONG -2000 SHARES | P | 2014-05-30 | 2016-11-07 | $2,416 | $2,555 | -$139 | -$139 |
| CHINA EVERBRIGHT INTL LTD COM ISIN HK0257001336 HONG KONG -2000 SHARES | P | 2014-05-29 | 2016-11-03 | $2,354 | $2,571 | -$217 | -$217 |
| CHINA EVERBRIGHT INTL LTD COM ISIN HK0257001336 HONG KONG -1000 SHARES | P | 2014-05-27 | 2016-11-03 | $1,177 | $1,306 | -$129 | -$129 |
| CHINA EVERBRIGHT INTL LTD COM ISIN HK0257001336 HONG KONG -2000 SHARES | P | 2014-05-28 | 2016-11-01 | $2,420 | $2,613 | -$193 | -$193 |
| CHINA EVERBRIGHT INTL LTD COM ISIN HK0257001336 HONG KONG -1000 SHARES | P | 2014-05-27 | 2016-11-01 | $1,210 | $1,306 | -$96 | -$96 |
| CHINA EVERBRIGHT INTL LTD COM ISIN HK0257001336 HONG KONG -1000 SHARES | P | 2015-02-05 | 2016-10-28 | $1,205 | $1,363 | -$158 | -$158 |
| CHINA EVERBRIGHT INTL LTD COM ISIN HK0257001336 HONG KONG -1000 SHARES | P | 2014-09-29 | 2016-10-28 | $1,205 | $1,336 | -$131 | -$131 |
| CHINA EVERBRIGHT INTL LTD COM ISIN HK0257001336 HONG KONG -2000 SHARES | P | 2014-06-03 | 2016-10-28 | $2,410 | $2,702 | -$292 | -$292 |
| CHINA EVERBRIGHT INTL LTD COM ISIN HK0257001336 HONG KONG -6000 SHARES | P | 2015-02-05 | 2016-07-13 | $6,272 | $8,181 | -$1,909 | -$1,909 |
| CHINA EVERBRIGHT INTL LTD COM ISIN HK0257001336 HONG KONG -1000 SHARES | P | 2014-06-04 | 2016-07-13 | $1,045 | $1,364 | -$319 | -$319 |
| CHINA EVERBRIGHT INTL LTD COM ISIN HK0257001336 HONG KONG -2000 SHARES | P | 2014-09-26 | 2016-07-12 | $2,100 | $2,747 | -$647 | -$647 |
| CHINA EVERBRIGHT INTL LTD COM ISIN HK0257001336 HONG KONG -1000 SHARES | P | 2014-09-25 | 2016-07-12 | $1,050 | $1,374 | -$324 | -$324 |
| CHINA EVERBRIGHT INTL LTD COM ISIN HK0257001336 HONG KONG -1000 SHARES | P | 2014-06-04 | 2016-07-12 | $1,050 | $1,364 | -$314 | -$314 |
| CHINA EVERBRIGHT INTL LTD COM ISIN HK0257001336 HONG KONG -1000 SHARES | P | 2014-09-25 | 2016-02-16 | $957 | $1,374 | -$417 | -$417 |
| CHINA EVERBRIGHT INTL LTD COM ISIN HK0257001336 HONG KONG -2000 SHARES | P | 2014-09-25 | 2016-02-16 | $1,915 | $2,756 | -$841 | -$841 |
| CHINA EVERBRIGHT INTL LTD COM ISIN HK0257001336 HONG KONG -2000 SHARES | P | 2014-06-05 | 2016-02-16 | $1,915 | $2,754 | -$839 | -$839 |
| CHINA EVERBRIGHT INTL LTD COM ISIN HK0257001336 HONG KONG -2000 SHARES | P | 2015-02-04 | 2016-02-15 | $1,852 | $2,780 | -$928 | -$928 |
| CHINA EVERBRIGHT INTL LTD COM ISIN HK0257001336 HONG KONG -2000 SHARES | P | 2015-02-03 | 2016-02-15 | $1,852 | $2,899 | -$1,047 | -$1,047 |
| CHINA EVERBRIGHT INTL LTD COM ISIN HK0257001336 HONG KONG -2000 SHARES | P | 2015-02-02 | 2016-02-15 | $1,852 | $2,899 | -$1,047 | -$1,047 |
| CHINA EVERBRIGHT INTL LTD COM ISIN HK0257001336 HONG KONG -6000 SHARES | P | 2015-01-28 | 2016-02-04 | $6,137 | $8,904 | -$2,767 | -$2,767 |
| DENSO CORP JPY50 ISIN JP3551500006 JAPAN -200 SHARES | P | 2014-04-23 | 2016-03-11 | $7,873 | $9,487 | -$1,614 | -$1,614 |
| NUCOR CORP COM -300 SHARES | P | 2015-03-18 | 2016-10-18 | $14,097 | $14,493 | -$396 | -$396 |
| NUCOR CORP COM -100 SHARES | P | 2015-02-11 | 2016-10-18 | $4,699 | $4,746 | -$47 | -$47 |
| NUCOR CORP COM -295 SHARES | P | 2015-02-11 | 2016-10-18 | $13,862 | $14,051 | -$189 | -$189 |
| NUCOR CORP COM -100 SHARES | P | 2015-02-11 | 2016-10-18 | $4,687 | $4,746 | -$59 | -$59 |
| SOFTBANK GROUP CORP COM ISIN JP3436100006 JAPAN -200 SHARES | P | 2006-10-10 | 2016-06-20 | $10,910 | $4,096 | $6,814 | $6,814 |
| SOFTBANK GROUP CORP COM ISIN JP3436100006 JAPAN -200 SHARES | P | 2015-02-09 | 2016-06-03 | $11,233 | $12,061 | -$828 | -$828 |
| ORACLE CORP COM -100 SHARES | P | 2012-01-11 | 2016-01-05 | $3,562 | $2,686 | $876 | $876 |
| ORACLE CORP COM -250 SHARES | P | 2010-09-17 | 2016-01-05 | $8,905 | $6,833 | $2,072 | $2,072 |
| SYSMEX CORP KOBE COM ISIN JP3351100007 JAPAN -200 SHARES | P | 2011-02-10 | 2016-11-15 | $11,812 | $3,316 | $8,496 | $8,496 |
| SYSMEX CORP KOBE COM ISIN JP3351100007 JAPAN -200 SHARES | P | 2011-02-10 | 2016-06-29 | $13,746 | $3,316 | $10,430 | $10,430 |
| PNC FINL SVCS GROUP INC COM -45 SHARES | P | 2015-03-19 | 2016-08-03 | $3,722 | $4,265 | -$543 | -$543 |
| PNC FINL SVCS GROUP INC COM -80 SHARES | P | 2015-03-23 | 2016-06-13 | $6,923 | $7,646 | -$723 | -$723 |
| PNC FINL SVCS GROUP INC COM -5 SHARES | P | 2015-03-19 | 2016-06-13 | $433 | $474 | -$41 | -$41 |
| PACWEST BANCORP DEL COM -90 SHARES | P | 2014-08-13 | 2016-10-20 | $3,759 | $3,644 | $115 | $115 |
| PACWEST BANCORP DEL COM -100 SHARES | P | 2014-08-11 | 2016-10-20 | $4,177 | $4,031 | $146 | $146 |
| PACWEST BANCORP DEL COM -175 SHARES | P | 2015-02-25 | 2016-10-19 | $7,321 | $7,984 | -$663 | -$663 |
| PACWEST BANCORP DEL COM -120 SHARES | P | 2015-02-11 | 2016-10-19 | $5,020 | $5,529 | -$509 | -$509 |
| PACWEST BANCORP DEL COM -70 SHARES | P | 2014-11-20 | 2016-10-19 | $2,928 | $3,160 | -$232 | -$232 |
| PACWEST BANCORP DEL COM -100 SHARES | P | 2014-11-19 | 2016-10-19 | $4,184 | $4,512 | -$328 | -$328 |
| PACWEST BANCORP DEL COM -25 SHARES | P | 2014-08-21 | 2016-10-19 | $1,046 | $1,043 | $3 | $3 |
| PACWEST BANCORP DEL COM -10 SHARES | P | 2014-08-13 | 2016-10-19 | $418 | $405 | $13 | $13 |
| PACWEST BANCORP DEL COM -100 SHARES | P | 2015-02-09 | 2016-10-18 | $4,131 | $4,629 | -$498 | -$498 |
| PACWEST BANCORP DEL COM -100 SHARES | P | 2015-02-10 | 2016-10-17 | $4,148 | $4,641 | -$493 | -$493 |
| PAYCHEX INC COM -140 SHARES | P | 2015-02-05 | 2016-10-18 | $7,856 | $6,613 | $1,243 | $1,243 |
| PAYCHEX INC COM -100 SHARES | P | 2015-02-09 | 2016-10-18 | $5,599 | $4,750 | $849 | $849 |
| PAYCHEX INC COM -40 SHARES | P | 2015-02-09 | 2016-10-18 | $2,234 | $1,900 | $334 | $334 |
| PAYCHEX INC COM -160 SHARES | P | 2015-02-05 | 2016-10-18 | $8,938 | $7,558 | $1,380 | $1,380 |
| PAYCHEX INC COM -100 SHARES | P | 2015-02-09 | 2016-10-17 | $5,568 | $4,750 | $818 | $818 |
| PAYCHEX INC COM -50 SHARES | P | 2015-02-09 | 2016-10-17 | $2,783 | $2,375 | $408 | $408 |
| PAYCHEX INC COM -250 SHARES | P | 2015-02-06 | 2016-10-17 | $13,916 | $11,946 | $1,970 | $1,970 |
| PAYCHEX INC COM -50 SHARES | P | 2015-02-25 | 2016-10-14 | $2,812 | $2,497 | $315 | $315 |
| PAYCHEX INC COM -100 SHARES | P | 2015-02-24 | 2016-10-14 | $5,624 | $4,985 | $639 | $639 |
| PAYCHEX INC COM -50 SHARES | P | 2015-02-06 | 2016-10-14 | $2,812 | $2,389 | $423 | $423 |
| NOVARTIS AG COM ISIN CH0012005267 SWITZERLAND -262 SHARES | P | 2010-07-28 | 2016-10-18 | $19,765 | $13,025 | $6,740 | $6,740 |
| NOVARTIS AG COM ISIN CH0012005267 SWITZERLAND -101 SHARES | P | 2010-07-28 | 2016-08-19 | $8,200 | $5,021 | $3,179 | $3,179 |
| NOVARTIS AG COM ISIN CH0012005267 SWITZERLAND -199 SHARES | P | 2015-02-03 | 2016-06-20 | $15,758 | $19,492 | -$3,734 | -$3,734 |
| NOVARTIS AG COM ISIN CH0012005267 SWITZERLAND -168 SHARES | P | 2012-01-19 | 2016-06-20 | $13,303 | $9,714 | $3,589 | $3,589 |
| NOVARTIS AG COM ISIN CH0012005267 SWITZERLAND -160 SHARES | P | 2010-07-28 | 2016-06-20 | $12,669 | $7,954 | $4,715 | $4,715 |
| NOVARTIS AG COM ISIN CH0012005267 SWITZERLAND -131 SHARES | P | 2015-02-03 | 2016-06-14 | $10,024 | $12,831 | -$2,807 | -$2,807 |
| NESTLE SA COM ISIN CH0038863350 SWITZERLAND -149 SHARES | P | 2016-07-07 | 2016-10-18 | $11,244 | $11,654 | -$410 | -$410 |
| NESTLE SA COM ISIN CH0038863350 SWITZERLAND -266 SHARES | P | 2015-09-11 | 2016-10-18 | $20,074 | $19,823 | $251 | $251 |
| NESTLE SA COM ISIN CH0038863350 SWITZERLAND -80 SHARES | P | 2004-09-10 | 2016-10-18 | $6,037 | $1,921 | $4,116 | $4,116 |
| NESTLE SA COM ISIN CH0038863350 SWITZERLAND -40 SHARES | P | 2016-07-07 | 2016-10-18 | $3,019 | $3,129 | -$110 | -$110 |
| PFIZER INC COM -115 SHARES | P | 2015-02-05 | 2016-10-17 | $3,744 | $3,777 | -$33 | -$33 |
| PFIZER INC COM -1200 SHARES | P | 2015-02-04 | 2016-10-17 | $39,064 | $38,437 | $627 | $627 |
| CREDIT SUISSE GROUP COM ISIN CH0012138530 SWITZERLAND -33 SHARES | P | 2016-06-06 | 2016-07-08 | $346 | $438 | -$92 | -$92 |
| CREDIT SUISSE GROUP COM ISIN CH0012138530 SWITZERLAND -599.319 SHARES | P | 2015-05-04 | 2016-07-08 | $6,289 | $15,584 | -$9,295 | -$9,295 |
| CREDIT SUISSE GROUP COM ISIN CH0012138530 SWITZERLAND -0.681 SHARES | P | 2015-04-04 | 2016-07-08 | $7 | $22 | -$15 | -$15 |
| CREDIT SUISSE GROUP COM ISIN CH0012138530 SWITZERLAND -0.681 SHARES | P | 2015-05-04 | 2016-07-06 | $5 | $5 | $0 | $0 |
| ZODIAC AEROSPACE COM ISIN# FR0000125684 FRANCE -86 SHARES | P | 2015-11-13 | 2016-12-13 | $1,947 | $2,180 | -$233 | -$233 |
| ZODIAC AEROSPACE COM ISIN# FR0000125684 FRANCE -46 SHARES | P | 2015-11-13 | 2016-12-07 | $1,050 | $1,166 | -$116 | -$116 |
| ZODIAC AEROSPACE COM ISIN# FR0000125684 FRANCE -136 SHARES | P | 2015-11-12 | 2016-12-07 | $3,105 | $3,560 | -$455 | -$455 |
| ZODIAC AEROSPACE COM ISIN# FR0000125684 FRANCE -47 SHARES | P | 2015-11-10 | 2016-12-07 | $1,073 | $1,244 | -$171 | -$171 |
| ZODIAC AEROSPACE COM ISIN# FR0000125684 FRANCE -104 SHARES | P | 2015-11-10 | 2016-11-14 | $2,459 | $2,764 | -$305 | -$305 |
| ZODIAC AEROSPACE COM ISIN# FR0000125684 FRANCE -84 SHARES | P | 2015-11-10 | 2016-11-14 | $1,986 | $2,223 | -$237 | -$237 |
| ZODIAC AEROSPACE COM ISIN# FR0000125684 FRANCE -25 SHARES | P | 2015-11-19 | 2016-11-10 | $607 | $672 | -$65 | -$65 |
| ZODIAC AEROSPACE COM ISIN# FR0000125684 FRANCE -206 SHARES | P | 2015-11-10 | 2016-11-10 | $5,002 | $5,474 | -$472 | -$472 |
| ZODIAC AEROSPACE COM ISIN# FR0000125684 FRANCE -14 SHARES | P | 2015-11-09 | 2016-11-10 | $340 | $382 | -$42 | -$42 |
| ZODIAC AEROSPACE COM ISIN# FR0000125684 FRANCE -89 SHARES | P | 2015-11-09 | 2016-11-09 | $2,096 | $2,426 | -$330 | -$330 |
| ZODIAC AEROSPACE COM ISIN# FR0000125684 FRANCE -97 SHARES | P | 2015-11-09 | 2016-11-09 | $2,285 | $2,656 | -$371 | -$371 |
| ZODIAC AEROSPACE COM ISIN# FR0000125684 FRANCE -8 SHARES | P | 2015-11-09 | 2016-11-07 | $189 | $219 | -$30 | -$30 |
| ZODIAC AEROSPACE COM ISIN# FR0000125684 FRANCE -5 SHARES | P | 2014-04-07 | 2016-11-07 | $118 | $177 | -$59 | -$59 |
| ZODIAC AEROSPACE COM ISIN# FR0000125684 FRANCE -70 SHARES | P | 2014-01-13 | 2016-11-07 | $1,653 | $2,477 | -$824 | -$824 |
| ZODIAC AEROSPACE COM ISIN# FR0000125684 FRANCE -25 SHARES | P | 2014-01-03 | 2016-11-07 | $590 | $882 | -$292 | -$292 |
| ZODIAC AEROSPACE COM ISIN# FR0000125684 FRANCE -33 SHARES | P | 2014-04-07 | 2016-11-03 | $793 | $1,168 | -$375 | -$375 |
| ZODIAC AEROSPACE COM ISIN# FR0000125684 FRANCE -60 SHARES | P | 2014-01-13 | 2016-11-03 | $1,442 | $2,123 | -$681 | -$681 |
| ZODIAC AEROSPACE COM ISIN# FR0000125684 FRANCE -21 SHARES | P | 2014-01-08 | 2016-11-03 | $505 | $743 | -$238 | -$238 |
| ZODIAC AEROSPACE COM ISIN# FR0000125684 FRANCE -84 SHARES | P | 2014-03-31 | 2016-10-31 | $2,039 | $2,978 | -$939 | -$939 |
| ZODIAC AEROSPACE COM ISIN# FR0000125684 FRANCE -69 SHARES | P | 2014-01-08 | 2016-10-31 | $1,675 | $2,442 | -$767 | -$767 |
| ZODIAC AEROSPACE COM ISIN# FR0000125684 FRANCE -58 SHARES | P | 2014-01-02 | 2016-10-31 | $1,408 | $2,057 | -$649 | -$649 |
| ZODIAC AEROSPACE COM ISIN# FR0000125684 FRANCE -58 SHARES | P | 2014-01-03 | 2016-10-27 | $1,398 | $2,059 | -$661 | -$661 |
| ZODIAC AEROSPACE COM ISIN# FR0000125684 FRANCE -52 SHARES | P | 2014-01-02 | 2016-10-27 | $1,254 | $1,844 | -$590 | -$590 |
| BNP PARIBAS SA COM ISIN FR0000131104 FRANCE -4 SHARES | P | 2013-03-05 | 2016-02-03 | $178 | $228 | -$50 | -$50 |
| BNP PARIBAS SA COM ISIN FR0000131104 FRANCE -172 SHARES | P | 2013-02-11 | 2016-02-03 | $7,654 | $10,364 | -$2,710 | -$2,710 |
| BNP PARIBAS SA COM ISIN FR0000131104 FRANCE -102 SHARES | P | 2013-03-05 | 2016-02-03 | $4,529 | $5,811 | -$1,282 | -$1,282 |
| PRAXAIR INC COM -60 SHARES | P | 2014-09-24 | 2016-10-27 | $7,015 | $8,025 | -$1,010 | -$1,010 |
| PROCTER & GAMBLE CO COM -65 SHARES | P | 2015-08-12 | 2016-11-29 | $5,385 | $4,926 | $459 | $459 |
| PROCTER & GAMBLE CO COM -100 SHARES | P | 2015-08-11 | 2016-11-29 | $8,284 | $7,627 | $657 | $657 |
| PROCTER & GAMBLE CO COM -75 SHARES | P | 2013-06-11 | 2016-11-29 | $6,213 | $5,874 | $339 | $339 |
| PROCTER & GAMBLE CO COM -75 SHARES | P | 2013-06-11 | 2016-10-17 | $6,594 | $5,874 | $720 | $720 |
| PROCTER & GAMBLE CO COM -200 SHARES | P | 2013-05-16 | 2016-10-17 | $17,584 | $16,057 | $1,527 | $1,527 |
| PROCTER & GAMBLE CO COM -100 SHARES | P | 2013-05-15 | 2016-10-17 | $8,792 | $8,070 | $722 | $722 |
| ST JUDE MED INC COM -90 SHARES | P | 2014-10-22 | 2016-03-17 | $4,822 | $5,382 | -$560 | -$560 |
| ST JUDE MED INC COM -90 SHARES | P | 2014-11-04 | 2016-03-16 | $4,890 | $5,754 | -$864 | -$864 |
| ST JUDE MED INC COM -10 SHARES | P | 2014-10-22 | 2016-03-16 | $543 | $598 | -$55 | -$55 |
| ST JUDE MED INC COM -20 SHARES | P | 2014-11-12 | 2016-03-15 | $1,107 | $1,311 | -$204 | -$204 |
| ST JUDE MED INC COM -10 SHARES | P | 2014-11-04 | 2016-03-15 | $553 | $639 | -$86 | -$86 |
| ST JUDE MED INC COM -70 SHARES | P | 2014-08-05 | 2016-03-15 | $3,874 | $4,629 | -$755 | -$755 |
| SCRIPPS NETWORKS INTERACTIVE INC CL A COM -100 SHARES | P | 2010-09-28 | 2016-01-08 | $5,354 | $4,674 | $680 | $680 |
| SCRIPPS NETWORKS INTERACTIVE INC CL A COM -100 SHARES | P | 2010-09-27 | 2016-01-08 | $5,354 | $4,697 | $657 | $657 |
| SCRIPPS NETWORKS INTERACTIVE INC CL A COM -85 SHARES | P | 2010-02-23 | 2016-01-08 | $4,551 | $3,396 | $1,155 | $1,155 |
| SCRIPPS NETWORKS INTERACTIVE INC CL A COM -100 SHARES | P | 2011-01-24 | 2016-01-08 | $5,325 | $4,720 | $605 | $605 |
| SCRIPPS NETWORKS INTERACTIVE INC CL A COM -100 SHARES | P | 2010-09-27 | 2016-01-08 | $5,297 | $4,697 | $600 | $600 |
| SIRIUS XM HLDGS INC COM -300 SHARES | P | 2013-04-25 | 2016-10-26 | $1,254 | $941 | $313 | $313 |
| SIRIUS XM HLDGS INC COM -100 SHARES | P | 2013-04-26 | 2016-10-25 | $415 | $314 | $101 | $101 |
| SIRIUS XM HLDGS INC COM -200 SHARES | P | 2013-04-25 | 2016-10-25 | $831 | $628 | $203 | $203 |
| SIRIUS XM HLDGS INC COM -100 SHARES | P | 2013-04-26 | 2016-10-25 | $417 | $314 | $103 | $103 |
| SIRIUS XM HLDGS INC COM -200 SHARES | P | 2013-04-25 | 2016-10-24 | $828 | $628 | $200 | $200 |
| SIRIUS XM HLDGS INC COM -200 SHARES | P | 2013-04-25 | 2016-10-24 | $833 | $628 | $205 | $205 |
| SIRIUS XM HLDGS INC COM -200 SHARES | P | 2013-04-25 | 2016-10-21 | $827 | $628 | $199 | $199 |
| SIRIUS XM HLDGS INC COM -200 SHARES | P | 2013-04-25 | 2016-10-20 | $826 | $628 | $198 | $198 |
| SIRIUS XM HLDGS INC COM -200 SHARES | P | 2013-04-25 | 2016-10-19 | $826 | $628 | $198 | $198 |
| SIRIUS XM HLDGS INC COM -300 SHARES | P | 2013-04-25 | 2016-10-18 | $1,234 | $942 | $292 | $292 |
| SIRIUS XM HLDGS INC COM -100 SHARES | P | 2013-04-25 | 2016-10-14 | $412 | $314 | $98 | $98 |
| SIRIUS XM HLDGS INC COM -200 SHARES | P | 2013-04-25 | 2016-10-07 | $831 | $628 | $203 | $203 |
| SIRIUS XM HLDGS INC COM -400 SHARES | P | 2013-04-25 | 2016-10-03 | $1,676 | $1,255 | $421 | $421 |
| SIRIUS XM HLDGS INC COM -100 SHARES | P | 2013-04-25 | 2016-10-03 | $419 | $314 | $105 | $105 |
| SIRIUS XM HLDGS INC COM -300 SHARES | P | 2013-04-25 | 2016-09-30 | $1,252 | $942 | $310 | $310 |
| SIRIUS XM HLDGS INC COM -300 SHARES | P | 2013-04-25 | 2016-09-29 | $1,246 | $942 | $304 | $304 |
| SIRIUS XM HLDGS INC COM -100 SHARES | P | 2013-04-25 | 2016-09-28 | $415 | $314 | $101 | $101 |
| SIRIUS XM HLDGS INC COM -300 SHARES | P | 2013-04-25 | 2016-09-28 | $1,249 | $942 | $307 | $307 |
| SIRIUS XM HLDGS INC COM -300 SHARES | P | 2013-04-25 | 2016-09-27 | $1,251 | $942 | $309 | $309 |
| SIRIUS XM HLDGS INC COM -100 SHARES | P | 2013-04-25 | 2016-09-26 | $415 | $314 | $101 | $101 |
| SIRIUS XM HLDGS INC COM -300 SHARES | P | 2013-04-25 | 2016-09-26 | $1,245 | $942 | $303 | $303 |
| SIRIUS XM HLDGS INC COM -400 SHARES | P | 2013-04-29 | 2016-06-15 | $1,563 | $1,257 | $306 | $306 |
| SIRIUS XM HLDGS INC COM -2600 SHARES | P | 2013-04-26 | 2016-06-15 | $10,158 | $8,165 | $1,993 | $1,993 |
| SIRIUS XM HLDGS INC COM -300 SHARES | P | 2013-04-25 | 2016-06-15 | $1,172 | $942 | $230 | $230 |
| 3M CO COM -45 SHARES | P | 2010-06-03 | 2016-01-29 | $6,785 | $3,514 | $3,271 | $3,271 |
| 3M CO COM -60 SHARES | P | 2014-04-01 | 2016-01-25 | $8,301 | $8,185 | $116 | $116 |
| 3M CO COM -30 SHARES | P | 2010-06-03 | 2016-01-25 | $4,151 | $2,342 | $1,809 | $1,809 |
| TOWERS WATSON & CO CL A COM -80 SHARES | P | 2014-02-12 | 2016-01-04 | $10,017 | $8,721 | $1,296 | $1,296 |
| TOWERS WATSON & CO CL A COM -20 SHARES | P | 2014-02-10 | 2016-01-04 | $2,504 | $2,180 | $324 | $324 |
| TOWERS WATSON & CO CL A COM -80 SHARES | P | 2014-02-10 | 2016-01-04 | $10,017 | $8,720 | $1,297 | $1,297 |
| TOWERS WATSON & CO CL A COM -20 SHARES | P | 2013-09-20 | 2016-01-04 | $2,504 | $2,038 | $466 | $466 |
| TOWERS WATSON & CO CL A COM -80 SHARES | P | 2013-09-20 | 2016-01-04 | $10,017 | $8,151 | $1,866 | $1,866 |
| UNITED TECHNOLOGIES CORP COM -135 SHARES | P | 2004-09-24 | 2016-01-06 | $12,566 | $6,239 | $6,327 | $6,327 |
| VERISIGN INC COM -70 SHARES | P | 2013-06-26 | 2016-08-25 | $5,236 | $3,142 | $2,094 | $2,094 |
| VERISIGN INC COM -25 SHARES | P | 2013-02-08 | 2016-08-25 | $1,870 | $1,134 | $736 | $736 |
| VERISIGN INC COM -50 SHARES | P | 2013-02-08 | 2016-07-22 | $4,169 | $2,267 | $1,902 | $1,902 |
| VERISIGN INC COM -25 SHARES | P | 2013-02-08 | 2016-07-20 | $2,099 | $1,134 | $965 | $965 |
| VERISIGN INC COM -75 SHARES | P | 2013-02-08 | 2016-07-20 | $6,298 | $3,404 | $2,894 | $2,894 |
| VERISIGN INC COM -75 SHARES | P | 2013-02-11 | 2016-07-14 | $6,351 | $3,407 | $2,944 | $2,944 |
| VERISIGN INC COM -25 SHARES | P | 2013-02-08 | 2016-07-14 | $2,117 | $1,135 | $982 | $982 |
| VERIZON COMMUNICATIONS INC COM -55 SHARES | P | 2015-02-12 | 2016-10-27 | $2,672 | $2,722 | -$50 | -$50 |
| VERIZON COMMUNICATIONS INC COM -90 SHARES | P | 2014-08-25 | 2016-10-27 | $4,373 | $4,426 | -$53 | -$53 |
| VERIZON COMMUNICATIONS INC COM -215 SHARES | P | 2015-02-12 | 2016-10-18 | $10,842 | $10,641 | $201 | $201 |
| VERIZON COMMUNICATIONS INC COM -200 SHARES | P | 2013-10-28 | 2016-10-18 | $10,086 | $10,103 | -$17 | -$17 |
| VERIZON COMMUNICATIONS INC COM -100 SHARES | P | 2013-10-25 | 2016-10-18 | $5,043 | $5,064 | -$21 | -$21 |
| VERIZON COMMUNICATIONS INC COM -100 SHARES | P | 2013-10-25 | 2016-10-17 | $5,041 | $5,064 | -$23 | -$23 |
| VIACOM INC CL B COM -200 SHARES | P | 2015-08-13 | 2016-09-26 | $7,030 | $9,107 | -$2,077 | -$2,077 |
| VIACOM INC CL B COM -95 SHARES | P | 2015-08-14 | 2016-09-26 | $3,316 | $4,299 | -$983 | -$983 |
| VIACOM INC CL B COM -200 SHARES | P | 2015-08-13 | 2016-09-26 | $6,982 | $9,107 | -$2,125 | -$2,125 |
| VIACOM INC CL B COM -100 SHARES | P | 2015-08-13 | 2016-09-23 | $3,552 | $4,553 | -$1,001 | -$1,001 |
| VIACOM INC CL B COM -200 SHARES | P | 2015-08-12 | 2016-09-23 | $7,105 | $9,199 | -$2,094 | -$2,094 |
| VIACOM INC CL B COM -200 SHARES | P | 2015-08-11 | 2016-09-23 | $7,105 | $9,197 | -$2,092 | -$2,092 |
| WELLS FARGO & CO NEW COM -70 SHARES | P | 2014-07-02 | 2016-10-27 | $3,250 | $3,686 | -$436 | -$436 |
| WELLS FARGO & CO NEW COM -80 SHARES | P | 2014-07-02 | 2016-10-27 | $3,714 | $4,214 | -$500 | -$500 |
| WELLS FARGO & CO NEW COM -100 SHARES | P | 2014-07-02 | 2016-09-13 | $4,712 | $5,268 | -$556 | -$556 |
| WELLS FARGO & CO NEW COM -220 SHARES | P | 2014-07-02 | 2016-09-13 | $10,302 | $11,589 | -$1,287 | -$1,287 |
| XILINX INC COM -185 SHARES | P | 2016-01-12 | 2016-10-18 | $9,257 | $7,978 | $1,279 | $1,279 |
| XILINX INC COM -30 SHARES | P | 2015-12-04 | 2016-10-18 | $1,501 | $1,471 | $30 | $30 |
| XILINX INC COM -100 SHARES | P | 2014-10-29 | 2016-10-18 | $5,004 | $4,350 | $654 | $654 |
| XILINX INC COM -200 SHARES | P | 2014-10-28 | 2016-10-18 | $10,008 | $8,645 | $1,363 | $1,363 |
| XILINX INC COM -100 SHARES | P | 2015-12-04 | 2016-10-18 | $4,992 | $4,905 | $87 | $87 |
| CLASS ACTION PROCEEDS FOR FANNIE MAE 2008 SHARES | P | 2016-12-29 | 2016-12-29 | $70 | $70 | $70 | |
| OTHER | P | 2016-12-31 | 2016-12-31 | $2,147 | $2,147 | $2,147 | |
| CAPITAL GAINS DIVIDENDS | P | $274 | $274 | $274 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $129,351 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $450,026 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $7,817,000 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.057570 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $449,298 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $7,835,701 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.057340 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $434,024 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $7,192,719 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.060342 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $440,394 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $6,389,071 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.068929 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $436,122 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $6,567,795 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.066403 | DistributionYr5Rt |
| Total Distribution | 0.310584 | TotalDistributionRt |
| Average Distribution | 0.062117 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $7,372,416 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $457,952 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $2,185 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $460,137 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $469,218 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $2,185 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $2,185 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $2,185 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $14,400 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $14,400 | TotalPaymentsAndCreditsAmt |
| Overpayment | $12,215 | OverpaymentAmt |
| Applied To ES Tax | $12,215 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | 0 | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | SACKS PRESS LACHER PC | IndividualWithBooksNm |
| Phone | 2126826640 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 600 THIRD AVE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10016 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (45 entries)
| Address Line1USAddress/AddressLine1Txt | Address Line2USAddress/AddressLine2Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|---|
| ALBERT B WELLS | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| SUSAN M WELLS | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| MELISSA BLESSING | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| PAT FLOWERS | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| RACHAEL BLESSING | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| SARA BLESSING | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| KRISTEN WELLS | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| TRAVIS BUCK | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | PRESIDENT | 2.00 | $0 | $0 | $0 |
| HEATHER BUCK | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| HALERYN BUCK | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | VICE PRESIDENT | 2.00 | $0 | $0 | $0 |
| GEORGE WELLS | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| SHEA BREAUX WELLS | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| ALBERT SCHRECK | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| DANIEL SCHRECK | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| TERESA JUAREZ SCHRECK | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| CHARLES SCHRECK | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| CHRISTINE SCHRECK | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| CHARLES HAMLIN SCHRECK | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| AUDREY SCHRECK | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| THOMAS SCHRECK | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| CELESTE SCHRECK | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| MASON SCHRECK | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | TREASURER | 2.00 | $0 | $0 | $0 |
| THOMAS AG SCHRECK | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| FRANCES MAGEE | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| ADELE BERNHARD | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | VICE PRESIDENT/ASS'T SECRE | 1.00 | $0 | $0 | $0 |
| PETER NEUFELD | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| SHANE NEUFELD | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| LENA NEUFELD | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| MICHAEL BERNHARD | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| NANCY DOLL | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| ANNA BERNHARD | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | VICE PRESIDENT | 1.00 | $0 | $0 | $0 |
| ANDREW BUDDY BERNHARD | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| STEVEN BERNHARD | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| SHERYL BERNHARD | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| JESSICA BERNHARD | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| MATTHEW BERNHARD | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| SUSAN COLLINS | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | VICE PRESIDENT | 10.00 | $0 | $0 | $0 |
| DONALD COLLINS | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| BRIAN COLLINS | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | VICE PRESIDENT | 1.00 | $0 | $0 | $0 |
| GARRETT COLLINS | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| ASHLEY CRAWFORD | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| PATRICIA HEWITT | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | SECRETARY/ASS'T TREASURER | 3.00 | $0 | $0 | $0 |
| CLAIRE STAPLETON | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| PETER CARTY | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| CECIL CRAWFORD | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | COMMON COUNSEL FOUNDATION | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 405 FOURTEENTH STREET STE 809 | AddressLine1Txt |
| City | OAKLAND | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94612 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | GRANTMAKING | ServiceTypeTxt |
| Compensation | $70,000 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $7,204,933 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $279,753 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $7,484,686 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $7,484,686 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $112,270 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $7,372,416 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $368,621 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $368,621 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $2,185 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $2,185 | TotalTaxAmt |
| Distributable Before Adj | $366,436 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $366,436 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $366,436 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $469,218 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $469,218 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $2,185 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $467,033 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $366,436 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $109,580 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $128,204 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $81,889 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $69,039 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $73,295 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $462,007 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $469,218 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $366,436 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $102,782 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $564,789 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $109,580 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $455,209 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $128,204 | ExcessFromYear4Amt |
| Excess From Year3 | $81,889 | ExcessFromYear3Amt |
| Excess From Year2 | $69,039 | ExcessFromYear2Amt |
| Excess From Year1 | $73,295 | ExcessFromYear1Amt |
| Excess From Current Year | $102,782 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | SUSAN COLLINS | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 16 GRASSHOPPER LANE | AddressLine1Txt |
| City | LINCOLN | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 01773 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 7812598470 | RecipientPhoneNum |
| Form And Info And Materials | LETTER | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | NONE | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (33 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| ACTION INSTITUTE NC | ||||||
| 318 BLACKWELL ST SUITE 130 | DURHAM | NC | 27701 | NONE | SUPPORT | $10,000 |
| AFRICAN COMMUNITIES TOGETHER | ||||||
| 318 CANAL PL SUITE 207 | BRONX | NY | 10451 | NONE | SUPPORT | $10,000 |
| BREAKOUT | ||||||
| 1001 S BROAD ST 119 | NEW ORLEANS | LA | 70125 | NONE | SUPPORT | $10,000 |
| COMMON COUNSEL FOUNDATION GRASSROOTS EXCHANGE FUND | ||||||
| 405 14TH STREET STE 809 | OAKLAND | CA | 94612 | NONE | SUPPORT | $20,000 |
| COMUNIDADES EN ACCION Y DE FE (CAFE) | ||||||
| 133 WYATT DRIVE | LAS CRUCES | NM | 88005 | NONE | SUPPORT | $10,000 |
| DOMESTIC WORKERS IN ACTION - SOUTHWEST WORKERS UNION | ||||||
| PO BOX 830706 | SAN ANTONIO | TX | 782830706 | NONE | SUPPORT | $10,000 |
| FE Y JUSTICIA WORKER CENTER | ||||||
| 1805 WEST ALABAMA 2ND FLOOR | HOUSTON | TX | 77098 | NONE | SUPPORT | $10,000 |
| FILIPINO MIGRANT CENTER | ||||||
| 2325 E 3RD ST | LONG BRANCH | CA | 90814 | NONE | SUPPORT | $10,000 |
| SOMOS UN PUEBLO UNIDO | ||||||
| 1804 ESPINACITAS ST | SANTA FE | NM | 87505 | NONE | SUPPORT | $10,000 |
| WESTERN NORTH CAROLINA WORKERS CENTER | ||||||
| PO BOX 3025 | MARION | NC | 28752 | NONE | SUPPORT | $10,000 |
| WISDOM | ||||||
| 3195 S SUPERIOR ST 313 | MILWAUKEE | WI | 53207 | NONE | SUPPORT | $10,000 |
| WORKERS' CENTER OF CENTRAL NEW YORK | ||||||
| 2013 E GENESSE ST | SYRACUSE | NY | 13210 | NONE | SUPPORT | $10,000 |
| YOUNG WOMEN UNITED (YWU) | ||||||
| 309 GOLD AVE SW | ALBUQUERQUE | NM | 87108 | NONE | SUPPORT | $10,000 |
| CENTER FOR POPULAR DEMOCRACY | ||||||
| 449 TROUTMAN ST SUITE A | BROOKLYN | NY | 11237 | NONE | SUPPORT | $10,000 |
| NEW FLORIDA MAJOTITY EDUCATION FUND | ||||||
| 8330 BISCAYNE BLVD | MIAMI | FL | 33138 | NONE | SUPPORT | $10,000 |
| VOCES DE LA RONTERA | ||||||
| 1027 SOUTH 5TH ST | MILWAUKEE | WI | 53204 | NONE | SUPPORT | $10,000 |
| ADELANTE ALABAMA WORKER CENTER | ||||||
| 2104 CHAPEL HILL RD | BIRMINGHAM | AL | 35216 | NONE | SUPPORT | $10,000 |
| BRANDWORKERS INTERNATIONAL | ||||||
| 4502 23RD ST 2ND FLOOR | LONG ISLAND CITY | NY | 11101 | NONE | SUPPORT | $10,000 |
| BRAZILIAN WORKER CENTER | ||||||
| 14 HARVARD AVE 2ND FL | ALLSTON | MA | 02134 | NONE | SUPPORT | $10,000 |
| THE EDUCATION TRAINING INSTITUTE | ||||||
| 103 BAYARD RD | NEW BRUNSWICK | NJ | 08901 | NONE | SUPPORT | $10,000 |
| ARAB RESOURCE AND ORGANIZING CENTER (AROC) | ||||||
| 522 VALENCIA ST | SAN FRANCISCO | CA | 94110 | NONE | SUPPORT | $10,000 |
| ARIZONA CENTER FOR EMPOWERMENT | ||||||
| 3120 NORTH 19TH AVENUE 190 | PHOENIX | AZ | 85015 | NONE | SUPPORT | $10,000 |
| CENTRO DE TRABAJDORES UNIDOS EN LUCHA (CTUL) | ||||||
| 2511 E FRANKLIN ST 1022 | MINNEAPOLIS | MN | 55406 | NONE | SUPPORT | $10,000 |
| DIGNITY AND POWER NOW | ||||||
| 3655 SOUTH GRAND AVENUE SUITE 240 | LOS ANGELES | CA | 90007 | NONE | SUPPORT | $10,000 |
| EL CENTRO DE IGUALDAD Y DERECHOS (EL CENTRO) | ||||||
| 714 4TH ST SW | ALBUQUERQUE | NM | 87102 | NONE | SUPPORT | $10,000 |
| FUERZA DEL VALLE WORKER CENTER | ||||||
| PO BOX 219 | ALAMO | TX | 78516 | NONE | SUPPORT | $10,000 |
| HEARTLAND WORKERS CENTER | ||||||
| 4923 S 24TH ST 301 | OMAHA | NE | 68107 | NONE | SUPPORT | $11,000 |
| INDIAN PEOPLE'S ACTION | ||||||
| BOX 113 | BUTTE | MT | 59701 | NONE | SUPPORT | $10,500 |
| KOREATOWN IMMIGRANT WORKERS ALLIANCE | ||||||
| 1053 S NEW HAMPSHIRE AVE | LOS ANGELES | CA | 90006 | NONE | SUPPORT | $10,000 |
| PUENTE HUMAN RIGHTS MOVEMENT | ||||||
| PO BOX 21837 | PHOENIX | AZ | 85036 | NONE | SUPPORT | $10,000 |
| UNION DE VECINOS | ||||||
| 346 S GLESS ST | LOS ANGELES | CA | 90023 | NONE | SUPPORT | $10,000 |
| BAY AREA BLACK WORKER CENTER | ||||||
| 3350 BRUNELL DR | OAKLAND | CA | 94602 | NONE | SUPPORT | $11,500 |
| COLORADO PEOPLE'S ALLIANCE | ||||||
| 700 KALAMATH ST | DENVER | CO | 80204 | NONE | SUPPORT | $10,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $343,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $164,427 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $129,351 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $293,778 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $293,778 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (3 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd |
|---|---|---|---|---|---|---|
| ETHEL B WELLS TRUST SP AB WELLS II | ||||||
| 1 | C/O EISNER LLP 100 CAMPUS DR | FLORHAM PARK | NJ | 07932 | $50,000 | Yes (X) |
| ETHEL B WELLS TRUST SP FW MAGEE | ||||||
| 2 | C/O EISNER LLP 100 CAMPUS DR | FLORHAM PARK | NJ | 07932 | $60,000 | Yes (X) |
| ETHEL B WELLS TRUST SP JW SCHRECK | ||||||
| 3 | C/O EISNER LLP 100 CAMPUS DR | FLORHAM PARK | NJ | 07932 | $33,000 | Yes (X) |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | SACKS PRESS & LACHER, P.C. | CategoryTxt |
| Amt | $15,150 | Amt |
| Net Investment Income | $7,575 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $7,575 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | FIXED INCOME SECURITIES | BondNm |
| EOY Book Value | $381,630 | EOYBookValueAmt |
| EOYFMV | $368,811 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | EQUITY SECURITIES | StockNm |
| EOY Book Value | $4,915,814 | EOYBookValueAmt |
| EOYFMV | $6,676,949 | EOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | REAL ESTATE INVESTMENT TRUST | CategoryOrItemTxt |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMVCd |
| Book Value | $101,446 | BookValueAmt |
| EOYFMV | $142,888 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| SUNDRY | $176 | $0 | $176 |
| FILING FEES | $17,279 | $0 | $17,279 |
| POSTAGE & DELIVERY | $332 | $0 | $332 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT ADVISORY FEE | $67,664 | $67,664 | $0 |
| CONSULTING | $100,000 | $0 | $100,000 |