THE BOBOLINK FOUNDATION: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- THE BOBOLINK FOUNDATION (EIN 94-2988627)
- Tax period
- 2016-01-01 to 2016-12-31
- Filed
- 2017-11-13
- IRS object ID
- 201743179349101829
- Schema version
- 2016v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Distribution From Corpus Election
- Expenditure Responsibility Stmt
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-11-13T14:41:26-06:00 | ReturnTs |
| Tax Period End | 2016-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 364268995 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ROBBINS & ASSOCIATES LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 180 N STETSON AVE STE 2550 | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60601 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 942988627 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BOBOLINK FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | BOBO | BusinessNameControlTxt |
| Phone | 3126091100 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 81294 RALLC TAX DEPT | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60681 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | HENRY M PAULSON JR | PersonNm |
| Person Title | CHAIRMAN | PersonTitleTxt |
| Phone | 3126091100 | PhoneNum |
| Signature | 2017-11-13 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | LINDA M STAWICKI | PreparerPersonNm |
| PTIN | P00749617 | PTIN |
| Phone | 3126091100 | PhoneNum |
| Preparation | 2017-11-13 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 172.87.50.90 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2017-11-13 | IPDt |
| IP Tm | 14:38:55 | IPTm |
| IP Timezone | CS | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 0EE6E57F3320E91AD603DE738FCA8F69A4926F82 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 39CBB4FED2745E49B5442B83AED5C60BA99C0D43 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2021-01-29 14:40:06Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $265,655,015 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $10,955 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $38,917 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $38,917 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $1,723,055 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,723,055 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$1,073,896 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $49,503,013 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $1,049,365 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $1,137,097 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,748,396 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $2,899,069 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $291,371 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $291,371 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $18,000 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $18,000 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $67,777 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $40,666 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $27,111 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $674,535 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $672,285 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $2,250 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $21,401 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $21,401 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $28,663 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $28,663 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $500 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $500 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,102,247 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $734,352 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $367,895 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $13,377,500 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $13,377,500 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $14,479,747 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $734,352 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $13,745,395 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$12,731,351 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $2,164,717 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $9,291 | CashBOYAmt |
| Cash EOY | $69,475 | CashEOYAmt |
| Cash EOYFMV | $69,475 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $7,266,311 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $8,767,678 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $8,767,678 | SavAndTempCashInvstEOYFMVAmt |
| Other Nts And Loans Rcvbl | $305,000 | OtherNtsAndLoansRcvblAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Other Nts And Loans Rcvbl BOY | $365,674 | OtherNtsAndLoansRcvblBOYAmt |
| Other Nts And Loans Rcvbl EOY | $305,000 | OtherNtsAndLoansRcvblEOYAmt |
| Other Nts And Loans Rcvbl EOYFMV | $305,000 | OtherNtsAndLoansRcvblEOYFMVAmt |
| US Government Obligations BOY | $8,605,906 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $7,101,329 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $7,008,076 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $24,426,806 | CorporateStockBOYAmt |
| Corporate Stock EOY | $16,253,295 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $17,931,751 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $56,368,812 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $64,009,908 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $63,858,422 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $171,393,445 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $159,200,866 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $167,714,613 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $268,436,245 | TotalAssetsBOYAmt |
| Total Assets EOY | $255,707,551 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $265,655,015 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $9 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $2,666 | AccountsPayableEOYAmt |
| Total Liabilities BOY | $9 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $2,666 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $268,436,236 | CapitalStockBOYAmt |
| Capital Stock EOY | $255,704,885 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $0 | RetainedEarningBOYAmt |
| Retained Earning EOY | $0 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $268,436,236 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $255,704,885 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $268,436,245 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $255,707,551 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $268,436,236 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$12,731,351 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $255,704,885 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $255,704,885 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (11 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd | SoldSoldDt |
|---|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | $40,453,519 | $40,956,506 | -$502,987 | -$502,987 | ||
| GLOBAL TACTICAL TRADING II | $51,635 | $36,265 | $15,370 | $15,370 | P | 2016-08-29 |
| LIBERTY HARBOR I AND II | $1,962,462 | $1,808,202 | $154,260 | $154,260 | P | |
| LATEEF: DYNAMIC EQUITY | $7,031,884 | $7,031,884 | $0 | $0 | P | |
| FROM K-1: LSV NON-US EQUITY LLC CLASS 1 | -$186,311 | -$186,311 | P | |||
| FROM K-1 LATEEF: DYNAMIC EQUITY LLC | $90,257 | $90,257 | P | |||
| FROM K-1 ARTISAN: DYNAMIC EQUITY NON-US | $149,852 | $149,852 | P | |||
| FROM K-1: BDT CAPITAL PARTNERS ANNEX FUND I | $240,483 | $240,483 | P | |||
| ON-SHORE FUNDS | $581,781 | $581,781 | P | |||
| OFF-SHORE FUNDS | -$1,620,114 | -$1,620,114 | P | |||
| CAPITAL GAINS DIVIDENDS | $3,513 | $3,513 | $3,513 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$1,073,896 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $10,300,121 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $228,266,031 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.045123 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $29,445,496 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $229,203,107 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.128469 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $22,257,007 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $195,700,613 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.113730 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $19,012,684 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $79,512,963 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.239114 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $3,506,589 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $87,923,580 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.039882 | DistributionYr5Rt |
| Total Distribution | 0.566318 | TotalDistributionRt |
| Average Distribution | 0.113264 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $279,292,629 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $31,633,800 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $21,647 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $31,655,447 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $13,745,395 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $43,294 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $43,294 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $43,294 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $1,102,898 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $1,102,898 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $1,059,604 | OverpaymentAmt |
| Applied To ES Tax | $309,604 | AppliedToESTaxAmt |
| Refund | $750,000 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | IL | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | ROBBINS ASSOCIATES LLC | IndividualWithBooksNm |
| Phone | 3126091100 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 180 N STETSON AVE STE 2550 | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60601 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | 0 | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (1) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| HENRY M PAULSON JR | ||||||||
| C/O RALLC 180 N STETSON STE 2550 | CHICAGO | IL | 60601 | TRUSTEE/PART TIME | 0.00 | $0 | $0 | $0 |
| WENDY J PAULSON | ||||||||
| C/O RALLC 180 N STETSON STE 2550 | CHICAGO | IL | 60601 | TRUSTEE/PART TIME | 0.00 | $0 | $0 | $0 |
| HENRY MERRITT PAULSON III | ||||||||
| C/O RALLC 180 N STETSON STE 2550 | CHICAGO | IL | 60601 | TRUSTEE/PART TIME | 0.00 | $0 | $0 | $0 |
| AMANDA CLARK PAULSON | ||||||||
| C/O RALLC 180 N STETSON STE 2550 | CHICAGO | IL | 60601 | TRUSTEE/PART TIME | 0.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| GOLDMAN SACHS & CO | |||||
| 71 S WACKER DRIVE STE 500 | CHICAGO | IL | 60606 | INVESTMENT MANAGEMENT | $672,285 |
| ROBBINS & ASSOCIATES LLC | |||||
| 180 N STETSON AVE STE 2550 | CHICAGO | IL | 60601 | ACCOUNTING AND FINANCIAL SERVICES | $67,777 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $234,826,866 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $11,430,703 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $37,288,247 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $283,545,816 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $283,545,816 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $4,253,187 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $279,292,629 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $13,964,631 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $13,964,631 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $43,294 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $43,294 | TotalTaxAmt |
| Distributable Before Adj | $13,921,337 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $13,921,337 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $13,921,337 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $13,745,395 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $13,745,395 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $13,745,395 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $13,921,337 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $3,506,589 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $19,039,146 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $15,683,408 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $20,055,519 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $1,795,030 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $60,079,692 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $13,745,395 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $13,745,395 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $175,942 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $175,942 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $59,903,750 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $3,330,647 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $56,573,103 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $19,039,146 | ExcessFromYear4Amt |
| Excess From Year3 | $15,683,408 | ExcessFromYear3Amt |
| Excess From Year2 | $20,055,519 | ExcessFromYear2Amt |
| Excess From Year1 | $1,795,030 | ExcessFromYear1Amt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | HENRY M PAULSON JR | ContributingManagerNm |
| Contributing Manager | WENDY J PAULSON | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (68 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line1RecipientForeignAddress/AddressLine1Txt | CityRecipientForeignAddress/CityNm | CountryRecipientForeignAddress/CountryCd | Foreign PostalRecipientForeignAddress/ForeignPostalCd |
|---|---|---|---|---|---|---|---|---|---|---|
| AMAZON CONSERVATION ASSOCIATION | ||||||||||
| 1012 14TH ST NW SUITE 625 | WASHINGTON | DC | 20005 | PC | UNRESTRICTED CHARITABLE GIFT | $5,000 | ||||
| AMERICAN BIRD CONSERVANCY | ||||||||||
| P O BOX 249 | THE PLAINS | VA | 201980249 | PC | UNRESTRICTED CHARITABLE GIFT | $150,000 | ||||
| AMERICAN FRIENDS OF BIRDLIFE INTL | ||||||||||
| 57 WEST 57TH STREET 4TH FLOOR | NEW YORK NY | NY | 10019 | PC | BERMUDA AUDUBON / NONSUCH ISLAND | $10,000 | ||||
| AMERICAN FRIENDS OF BIRDLIFE INTL | ||||||||||
| 57 WEST 57TH STREET 4TH FLOOR | NEW YORK NY | NY | 10019 | PC | UNRESTRICTED CHARITABLE GIFT | $370,000 | ||||
| ASPEN GLOBAL CHANGE INSTITUTE | ||||||||||
| 104 MIDLAND AVE SUITE 205 | BASALT | CO | 81621 | PC | COLLABORATION WITH ENERGY INNOVATION | $25,000 | ||||
| AUDUBON GREAT LAKES | ||||||||||
| 17 N STATE ST SUITE 1650 | CHICAGO | IL | 60602 | PC | UNRESTRICTED CHARITABLE GIFT | $25,000 | ||||
| AUDUBON GREAT LAKES | ||||||||||
| 17 N STATE ST SUITE 1650 | CHICAGO | IL | 60602 | PC | UNRESTRICTED CHARITABLE GIFT | $95,000 | ||||
| BARTRAM TRAIL CONFERENCE | ||||||||||
| C/O ANNA MARTIN HUMPHRIES | CHATTANOOGA | TN | 37404 | PC | UNRESTRICTED CHARITABLE GIFT | $15,000 | ||||
| BIRD CONSERVANCY OF THE ROCKIES | ||||||||||
| 230 CHERRY ST SUITE 150 | FORT COLLINS | CO | 80521 | PC | UNRESTRICTED CHARITABLE GIFT | $125,000 | ||||
| BIRDNOTE | ||||||||||
| PO BOX 99456 | SEATTLE | WA | 98139 | PC | UNRESTRICTED CHARITABLE GIFT | $50,000 | ||||
| CAL-WOOD EDUCATION CENTER | ||||||||||
| 2282 COUNTY ROAD 87 | JAMESTOWN | CO | 80455 | PC | UNRESTRICTED CHARITABLE GIFT | $15,000 | ||||
| CHEETAH CONSERVATION FUND | ||||||||||
| PO BOX 2496 | ALEXANDRIA | VA | 223010496 | PC | UNRESTRICTED CHARITABLE GIFT | $25,000 | ||||
| CHICAGO WILDERNESS TRUST | ||||||||||
| 8 SOUTH MICHIGAN AVENUE | CHICAGO | IL | 60603 | PC | UNRESTRICTED CHARITABLE GIFT | $10,000 | ||||
| CITIZENS FOR CONSERVATION | ||||||||||
| 459 WEST HIGHWAY 22 | BARRINGTON | IL | 60010 | PC | UNRESTRICTED CHARITABLE GIFT | $25,000 | ||||
| CITIZENS FOR CONSERVATION | ||||||||||
| 459 WEST HIGHWAY 22 | BARRINGTON | IL | 60010 | PC | UNRESTRICTED CHARITABLE GIFT | $225,000 | ||||
| COASTAL GEORGIA HISTORICAL SOCIETY | ||||||||||
| PO BOX 21136 | ST SIMONS ISLAND | GA | 31522 | PC | UNRESTRICTED CHARITABLE GIFT | $5,000 | ||||
| CORNELL LAB OF ORNITHOLOGY | ||||||||||
| 159 SAPSUCKER WOODS ROAD | ITHACA | NY | 14850 | PC | UNRESTRICTED CHARITABLE GIFT | $200,000 | ||||
| CORNELL LAB OF ORNITHOLOGY | ||||||||||
| 159 SAPSUCKER WOODS ROAD | ITHACA | NY | 14850 | PC | UNRESTRICTED CHARITABLE GIFT | $850,000 | ||||
| EARTHJUSTICE | ||||||||||
| 50 CALIFORNIA STREET SUITE 500 | SAN FRANCISCO | CA | 94111 | PC | UNRESTRICTED CHARITABLE GIFT | $15,000 | ||||
| ENVIRONMENTAL DEFENSE FUND | ||||||||||
| 257 PARK AVENUE SOUTH | NEW YORK | NY | 10010 | PC | UNRESTRICTED CHARITABLE GIFT | $20,000 | ||||
| ENVIRONMENTAL LAW AND POLICY CENTER | ||||||||||
| 35 EAST WACKER DRIVE SUITE 1600 | CHICAGO | IL | 606012110 | PC | UNRESTRICTED CHARITABLE GIFT | $20,000 | ||||
| FEET ON THE EARTH | ||||||||||
| PO BOX 18302 | BOULDER | CO | 80308 | PC | UNRESTRICTED CHARITABLE GIFT | $5,000 | ||||
| FRIENDS OF NACHUSA GRASSLANDS | ||||||||||
| 8772 S LOWDEN ROAD | FRANKLIN GROVE | IL | 61031 | PC | UNRESTRICTED CHARITABLE GIFT | $5,000 | ||||
| FRIENDS OF THE CHICAGO RIVER | ||||||||||
| 411 S WELLS ST 800 | CHICAGO | IL | 60607 | PC | UNRESTRICTED CHARITABLE GIFT | $5,000 | ||||
| FRIENDS OF THE FOREST PRESERVES | ||||||||||
| 542 S DEARBORN ST 400 | CHICAGO | IL | 606053500 | PC | UNRESTRICTED CHARITABLE GIFT | $450,000 | ||||
| FRIENDS OF TRYON CREEK | ||||||||||
| 11321 SW TERWILLIGER BLVD | PORTLAND | OR | 97219 | PC | UNRESTRICTED CHARITABLE GIFT | $5,000 | ||||
| GLOBAL GREENGRANTS FUND | ||||||||||
| 2840 WILDERNESS PLACE SUITE A | BOULDER | CO | 80301 | PC | UNRESTRICTED CHARITABLE GIFT | $10,000 | ||||
| INTERNATIONAL CRANE FOUNDATION | ||||||||||
| E-11376 SHADY LANE ROAD | BARABOO | WI | 53913 | PC | UNRESTRICTED CHARITABLE GIFT | $200,000 | ||||
| ISLAND CONSERVATION | ||||||||||
| 2100 DELAWARE AVE SUITE 1 | SANTA CRUZ | CA | 95060 | PC | UNRESTRICTED CHARITABLE GIFT | $100,000 | ||||
| ISLAND PRESS | ||||||||||
| 2000 M STREET NW 650 | WASHINGTON | DC | 20036 | PC | UNRESTRICTED CHARITABLE GIFT | $30,000 | ||||
| KANSAS CITY PLANT INITIATIVE | ||||||||||
| GINA MILLER TREASURER | FAIRWAY | KS | 66205 | PC | UNRESTRICTED CHARITABLE GIFT | $5,000 | ||||
| KEYSTONE SCIENCE SCHOOL | ||||||||||
| 1053 SODA RIDGE RD | KEYSTONE | CO | 80435 | PC | UNRESTRICTED CHARITABLE GIFT | $15,000 | ||||
| LAND TRUST ALLIANCE | ||||||||||
| 1660 L STREET NW SUITE 1100 | WASHINGTON | DC | 200365635 | PC | UNRESTRICTED CHARITABLE GIFT | $100,000 | ||||
| MANOMET CENTER FOR CONSERVATION | ||||||||||
| PO BOX 1770 | MANOMET | MA | 02345 | PC | SHOREBIRD RECOVERY & RED KNOT MONITORING | $150,000 | ||||
| MORRIS MUSEUM OF ART | ||||||||||
| 1 TENTH STREET | AUGUSTA | GA | 30901 | PC | GALA SPONSORSHIP / NO GOODS AND SERVICES | $10,000 | ||||
| NATIONAL AUDUBON SOCIETY | ||||||||||
| 159 SAPSUCKER WOODS ROAD | ITHACA | NY | 14850 | PC | PROJECT PUFFIN | $5,000 | ||||
| NATIONAL PARKS CONSERVATION ASSOCIATION | ||||||||||
| 777 6TH STREET NW SUITE 700 | WASHINGTON | DC | 20001 | PC | UNRESTRICTED CHARITABLE GIFT | $30,000 | ||||
| NATIONAL TRUST FOR HISTORIC PRESERVATION | ||||||||||
| 2600 VIRGINIA AVENUE NW SUITE 1000 | WASHINGTON | DC | 20037 | PC | UNRESTRICTED CHARITABLE GIFT | $10,000 | ||||
| NATURE CONSERVANCY OF CANADA | ||||||||||
| PC | TROUT BAY LAND AQUISITION | $300,000 | 36 EGLINTON AVENUE WEST SUITE 400 | TORONTO | CA | M4R 1A1 | ||||
| ONE HUNDRED MILES | ||||||||||
| PO BOX 2056 | BRUNSWICK | GA | 31521 | PC | UNRESTRICTED CHARITABLE GIFT | $100,000 | ||||
| OPENLANDS | ||||||||||
| 25 E WASHINGTON STREET | CHICAGO | IL | 60602 | PC | UNRESTRICTED CHARITABLE GIFT | $125,000 | ||||
| OSA CONSERVATION | ||||||||||
| 1012 14TH ST NW 625 | WASHINGTON | DC | 20005 | PC | UNRESTRICTED CHARITABLE GIFT | $75,000 | ||||
| OWL RESEARCH INSTITUTE | ||||||||||
| PO BOX 39 | CHARLO | MT | 59824 | PC | UNRESTRICTED CHARITABLE GIFT | $15,000 | ||||
| PANTHERA | ||||||||||
| 8 WEST 40TH STREET 18TH FLOOR | NEW YORK | NY | 10018 | PC | UNRESTRICTED CHARITABLE GIFT | $100,000 | ||||
| RAILS TO TRAILS CONSERVANCY | ||||||||||
| THE DUKE ELLINGTON BUILDING | WASHINGTON | DC | 20037 | PC | UNRESTRICTED CHARITABLE GIFT | $15,000 | ||||
| RAINFOREST ALLIANCE | ||||||||||
| 233 BROADWAY 28TH FLOOR | NEW YORK | NY | 10279 | PC | UNRESTRICTED CHARITABLE GIFT | $50,000 | ||||
| RARE | ||||||||||
| 1310 N COURTHOUSE ROAD | ARLINGTON | VA | 22201 | PC | UNRESTRICTED CHARITABLE GIFT | $1,500,000 | ||||
| ROCKEFELLER PHILANTHROPY ADVISORS | ||||||||||
| 6 WEST 48TH STREET 10TH FLOOR | NEW YORK | NY | 10036 | PC | CLIMATE NEXUS/RISKY BUSINESS | $350,000 | ||||
| ST SIMON'S LAND TRUST | ||||||||||
| PO BOX 24615 | ST SIMONS ISLAND | GA | 315229981 | PC | LIVE OAK BENEFACTOR | $10,000 | ||||
| THE FIELD MUSEUM | ||||||||||
| INDIVIDUAL GIVING | CHICAGO | IL | 606052496 | PC | CONSERVATION PROGRAMS | $200,000 | ||||
| THE FRESHWATER TRUST | ||||||||||
| 65 SW YAMHILL STREET | PORTLAND | OR | 97204 | PC | UNRESTRICTED CHARITABLE GIFT | $10,000 | ||||
| THE NATURE CONSERVANCY - CO | ||||||||||
| 4245 N FAIRFAX DRIVE | ARLINGTON | VA | 22203 | PC | BOW AND ARROW RANCH PROJECT | $1,000,000 | ||||
| THE NATURE CONSERVANCY | ||||||||||
| 4245 N FAIRFAX DRIVE | ARLINGTON | VA | 22203 | PC | UNRESTRICTED CHARITABLE GIFT | $1,250,000 | ||||
| THE NATURE CONSERVANCY | ||||||||||
| 4245 N FAIRFAX DRIVE | ARLINGTON | VA | 22203 | PC | PROJECT BB | $1,500 | ||||
| THE NATURE CONSERVANCY-OREGON | ||||||||||
| 821 SE 14TH AVENUE | PORTLAND | OR | 97214 | PC | UNRESTRICTED CHARITABLE GIFT | $50,000 | ||||
| THE ORIANNE SOCIETY | ||||||||||
| 11 OLD FRUITSTAND LANE | TIGER | GA | 30576 | PC | UNRESTRICTED CHARITABLE GIFT | $100,000 | ||||
| THE PAULSON INSTITUTE | ||||||||||
| 5711 S WOODLAWN AVENUE | CHICAGO | IL | 60637 | POF | PER GRANT AGREEMENT 12-29-14 | $2,000,000 | ||||
| THE PEREGRINE FUND | ||||||||||
| 5668 WEST FLYING HAWK LANE | BOISE | ID | 83709 | PC | UNRESTRICTED CHARITABLE GIFT | $25,000 | ||||
| THE WILDERNESS SOCIETY | ||||||||||
| 1615 M STREET NW | WASHINGTON | DC | 20036 | PC | BEARS EARS PROJECT | $50,000 | ||||
| THORNE NATURE EXPERIENCE | ||||||||||
| PO BOX 191907 | BOULDER | CO | 80308 | PC | UNRESTRICTED CHARITABLE GIFT | $20,000 | ||||
| VERMONT CENTER FOR ECOSTUDIES | ||||||||||
| PO BOX 420 | NORWICH | VT | 05055 | PC | UNRESTRICTED CHARITABLE GIFT | $41,000 | ||||
| WASHINGTON COLLEGE | ||||||||||
| 300 WASHINGTON AVENUE | CHESTERTOWN | MD | 21620 | PC | CHINO FARMS RESEARCH | $10,000 | ||||
| WELLESLEY COLLEGE | ||||||||||
| 106 CENTRAL STREET | WELLESLEY | MA | 02481 | PC | ECOLOGY OF PLACE INITIATIVE | $2,000,000 | ||||
| WILD SALMON CENTER | ||||||||||
| 721 NW NINTH AVE SUITE 300 | PORTLAND | OR | 97209 | PC | UNRESTRICTED CHARITABLE GIFT | $10,000 | ||||
| WILDLIFE CONSERVATION FUND | ||||||||||
| GEORGIA WILDLIFE RESOURCES DIVISION | SOCIAL CIRCLE | GA | 30025 | PC | WEEKEND FOR WILDLIFE - NO GOODS AND SERVICES | $10,000 | ||||
| WILDLIFE CONSERVATION SOCIETY | ||||||||||
| 2300 SOUTHERN BOULEVARD | BRONX | NY | 10460 | PC | DALE MIQUELLE AND THE RUSSIA TIGER PROGRAM (NO INDIRECT COSTS ALLOWED) | $45,000 | ||||
| WORLD WILDLIFE FUND | ||||||||||
| 1250 24TH STREET NW | WASHINGTON | DC | 200371193 | PC | UNRESTRICTED CHARITABLE GIFT | $400,000 | ||||
| WTTW | ||||||||||
| 5400 NORTH ST LOUIS AVENUE | CHICAGO | IL | 60625 | PC | PROJECT NATURE CAT | $100,000 | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $13,377,500 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $38,917 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,723,055 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 01 | ExclusionCd |
| Exclusion | $1,049,365 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | -$1,073,896 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,737,441 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,737,441 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HENRY M PAULSON JR | BusinessNameLine1Txt |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 81294 RALLC TAX DEPT | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60681 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $10,955 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FINANCIAL MGMT, PLANNING AND ACCOUNTING | CategoryTxt |
| Amt | $67,777 | Amt |
| Net Investment Income | $40,666 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $27,111 | DisbursementsCharitablePrpsAmt |
Distribution From Corpus Election DistributionFromCorpusElection
| Field | Value | IRS element (for citing) |
|---|---|---|
| Election | PURSUANT TO IRC SEC. 4942(H)(2) AND REG. 53.4942(A)-3(D)(2) , THE ABOVE REFERENCED FOUNDATION HEREBY ELECTS TO TREAT CURRENT YEAR QUALIFYING DISTRIBUTIONS IN EXCESS OF THE IMMEDIATELY PRECEDING TAX YEAR'S UNDISTRIBUTED INCOME AS BEING MADE OUT OF CORPUS.SIGNED:______________________________ DATE: _______________ HENRY M. PAULSON, JR., TRUSTEE | ElectionDesc |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | GrantGrantDt | GrantGrantAmt | Purpose Of GrantPurposeOfGrantTxt | Expended By GranteeExpendedByGranteeAmt | Any Diversion By GranteeAnyDiversionByGranteeTxt | Dates Of Reports By GranteeDatesOfReportsByGranteeTxt | Results Of VerificationResultsOfVerificationTxt |
|---|---|---|---|---|---|---|---|---|---|---|
| THE PAULSON INSTITUTE | ||||||||||
| 401 N MICHIGAN SUITE 1940 | CHICAGO | IL | 60611 | 2015-12-22 | $2,000,000 | THE GRANT IS TO BE USED EXCLUSIVELY FOR THE PURPOSE OF OPERATING AND PROGRAMMIC EXPENDITURES, AS DESCRIBED IN THE PROPOSAL ATTACHED AS EXHIBIT A TO THE EXPENDITURE RESPONSIBILITY AGREEMENT DATED DECEMBER 29, 2014. | $0 | NONE | 3/20/16 | TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED ON THE REPORT(S) FURNISHED BY THE GRANTEE, IF ANY, NO PART OF THE GRANT HAS BEEN USED FOR ANYTHING OTHER THAN ITS INTENDED PURPOSE. |
| THE PAULSON INSTITUTE | ||||||||||
| 401 N MICHIGAN SUITE 1940 | CHICAGO | IL | 60611 | 2016-12-27 | $2,000,000 | THE GRANT IS TO BE USED EXCLUSIVELY FOR THE PURPOSE OF OPERATING AND PROGRAMMIC EXPENDITURES, AS DESCRIBED IN THE PROPOSAL ATTACHED AS EXHIBIT A TO THE EXPENDITURE RESPONSIBILITY AGREEMENT DATED DECEMBER 29, 2014. | $0 | NONE | NO REPORTS DUE DURING THE FOUNDATION'S TAXABLE YEAR | TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED ON THE REPORT(S) FURNISHED BY THE GRANTEE, IF ANY, NO PART OF THE GRANT HAS BEEN USED FOR ANYTHING OTHER THAN ITS INTENDED PURPOSE. |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (63 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 750000 SHS ABBVIE INC 2.3% 05/14/2021 USD SR LIEN | $746,830 | $734,843 |
| 17000 SHS AGILENT TECHNOLOGIES, INC. 6.5% 11/01/2017 SR LIEN | $17,656 | $17,636 |
| 1100000 SHS AMAZON.COM INC 2.6% 12/05/2019 USD SR LIEN | $1,097,646 | $1,121,670 |
| 125000 SHS AMERICAN EXPRESS CREDIT CORP MTN 2.375% 03/24/2017 SER D SR LIEN | $125,358 | $125,314 |
| 1175000 SHS ANHEUSER-BUSCH INBEV WORLDWIDE 1.375% 07/15/2017 SR LIEN | $1,174,405 | $1,176,022 |
| 1375000 SHS APPLE INC. 2.1% 05/06/2019 USD SR LIEN | $1,383,871 | $1,388,049 |
| 500000 SHS AT&T INC 2.8% 02/17/2021 USD SR LIEN | $512,052 | $496,030 |
| 1000000 SHS AT&T INC. 5.0% 03/01/2021 USD SER WI SR LIEN | $1,102,164 | $1,075,510 |
| 1050000 SHS BB&T CORPORATION MTN 2.25% 02/01/2019 USD SER C SR LIEN | $1,051,865 | $1,058,180 |
| 1500000 SHS CAPITAL ONE NA 1.85% 09/13/2019 USD SER BKNT SR LIEN | $1,499,955 | $1,482,945 |
| 1500000 SHS CATERPILLAR FINANCIAL SERVICES MTN 1.25% 11/06/2017 USD SER G SR | $1,496,124 | $1,496,430 |
| 1500000 SHS CBS CORP 2.3% 08/15/2019 USD SR LIEN | $1,496,700 | $1,504,980 |
| 2200000 SHS CISCO SYSTEMS INC 1.4% 09/20/2019 USD SR LIEN | $2,197,558 | $2,176,020 |
| 1225000 SHS COMCAST CORPORATION 5.875% 02/15/2018 SR LIEN | $1,277,952 | $1,284,413 |
| 1500000 SHS COMPASS BANK 2.75% 09/29/2019 USD SER BKNT SR LIEN | $1,486,185 | $1,491,840 |
| 1075000 SHS CVS CAREMARK CORP 2.25% 08/12/2019 USD SR LIEN | $1,065,185 | $1,080,902 |
| 875000 SHS DIAMOND 1 FINANCE CORPORATION 3.48% 06/01/2019 USD PVT REGS SR LI | $897,764 | $893,209 |
| 2500000 SHS FEDERAL HOME LOAN BANK SYSTEM 1.75% 06/12/2020 SER 5I-2020 SR LI | $2,503,252 | $2,501,975 |
| 2000000 SHS FHLB 1.125% 07/14/2021 | $1,990,140 | $1,930,520 |
| 1800000 SHS FHLB 1.375% 02/18/2021 | $1,791,072 | $1,765,908 |
| 700000 SHS FIFTH THIRD BANK 1.625% 09/27/2019 USD SER BKNT SR LIEN | $698,838 | $691,628 |
| 1000000 SHS FISERV, INC. 2.7% 06/01/2020 USD SR LIEN | $1,018,309 | $1,004,830 |
| 450000 SHS FORD MOTOR CREDIT COMPANY LLC 2.551% 10/05/2018 USD SR LIEN | $450,000 | $452,529 |
| 750000 SHS FORD MOTOR CREDIT COMPANY LLC 3.157% 08/04/2020 USD SR LIEN | $752,484 | $755,573 |
| 1225000 SHS FORD MOTOR CREDIT COMPANY LLC 5.0% 05/15/2018 USD SR LIEN | $1,268,881 | $1,273,057 |
| 800000 SHS GENERAL ELEC CAP CORP MTN 5.625% 09/15/2017 SER A SR LIEN | $821,546 | $824,600 |
| 700000 SHS GENERAL ELECTRIC COMPANY 5.25% 12/06/2017 USD SR LIEN | $722,656 | $725,158 |
| 150000 SHS HEALTH CARE REIT, INC. 4.7% 09/15/2017 SR LIEN | $153,146 | $153,222 |
| 1100000 SHS HSBC BANK USA, N.A. 4.875% 08/24/2020 USD SER BKNT SRSUB LIEN | $1,172,267 | $1,166,132 |
| 1450000 SHS IFC MTN 1.625% 07/16/2020 SR LIEN | $1,444,461 | $1,443,098 |
| 1500000 SHS INTRCONTINENTALXCHNG GROUP INC 2.5% 10/15/2018 USD SR LIEN | $1,503,131 | $1,519,208 |
| 1000000 SHS JP MORGAN CHASE BANK NA 6.0% 10/01/2017 BANK NOTES | $1,027,149 | $1,031,980 |
| 1200000 SHS KEYBANK NATIONAL ASSOCIATION 1.65% 02/01/2018 USD SER BKNT SR LI | $1,194,720 | $1,200,696 |
| 200000 SHS KINDER MORGAN ENRGY PART LP 9.0% 02/01/2019 USD SR LIEN | $211,722 | $225,210 |
| 1155000 SHS LEGG MASON, INC. 2.7% 07/15/2019 USD SR LIEN | $1,158,471 | $1,163,224 |
| 750000 SHS LOCKHEED MARTIN CORPORATION 2.5% 11/23/2020 USD SR LIEN | $766,882 | $756,338 |
| 500000 SHS MEAD JOHNSON NUTRITION COMPANY 3.0% 11/15/2020 USD SR LIEN | $499,510 | $506,265 |
| 700000 SHS MEDCO HEALTH SOLUTIONS, INC. 4.125% 09/15/2020 USD SR LIEN | $727,231 | $734,510 |
| 1375000 SHS MEDTRONIC, INC. 2.5% 03/15/2020 USD SER B SR LIEN | $1,380,611 | $1,390,386 |
| 275000 SHS MERRILL LYNCH & CO., INC. MTN 6.875% 04/25/2018 USD SER C SR LIEN | $291,570 | $292,300 |
| 1500000 SHS MICROSOFT CORPORATION 2.0% 11/03/2020 USD SR LIEN | $1,498,800 | $1,501,560 |
| 400000 SHS MORGAN STANLEY MTN 6.625% 04/01/2018 USD SER F SR LIEN | $421,450 | $423,012 |
| 1050000 SHS NETAPP, INC. 2.0% 12/15/2017 USD SR LIEN | $1,046,309 | $1,052,909 |
| 900000 SHS ORACLE CORP 1.9% 09/15/2021 USD SR LIEN | $898,434 | $879,471 |
| 1500000 SHS ORACLE CORPORATION 5.75% 04/15/2018 USD SR LIEN | $1,576,043 | $1,584,690 |
| 1500000 SHS PFIZER INC. 1.95% 06/03/2021 USD SR LIEN | $1,497,795 | $1,483,545 |
| 750000 SHS PRUDENTIAL FINANCIAL, INC. FRN MTN 08/15/2018 USD SER FRN USLIB 3 | $750,000 | $752,618 |
| 650000 SHS PUBLIC SERVICE ENTERPRIS 1.6% 11/15/2019 SR LIEN | $649,240 | $640,660 |
| 600000 SHS SANTANDER UK PLC 3.05% 08/23/2018 USD SER SR LIEN | $610,681 | $609,474 |
| 1000000 SHS STARBUCKS CORPORATION 2.1% 02/04/2021 USD SR LIEN | $1,020,867 | $996,800 |
| 775000 SHS SUMITOMO MITSUI BANKING CORP 2.45% 01/16/2020 USD SR LIEN | $777,672 | $771,792 |
| 625000 SHS SUMITOMO MITSUI BANKING CORPOR MTN 2.25% 07/11/2019 USD SR LIEN | $623,569 | $624,275 |
| 200000 SHS THE BEAR STEARNS COMPANIES INC 6.4% 10/02/2017 SR LIEN | $207,110 | $207,190 |
| 600000 SHS THE CHARLES SCHWAB CORPORATION 4.45% 07/22/2020 USD SR LIEN | $643,566 | $641,370 |
| 1000000 SHS THE HOME DEPOT, INC. 2.25% 09/10/2018 USD SR LIEN | $998,590 | $1,013,520 |
| 1000000 SHS THE TJX COMPANIES, INC. 2.75% 06/15/2021 USD SR LIEN | $1,043,834 | $1,017,340 |
| 800000 SHS THE TORONTO-DOMINION BANK MTN 1.45% 08/13/2019 USD SR LIEN | $799,928 | $788,504 |
| 875000 SHS U.S. BANCORP FRN MTN 11/15/2018 USD SER . USLIB 3MO +49.00BP SR L | $875,000 | $876,899 |
| 1500000 SHS VERIZON COMMUNICATIONS INC. 1.375% 08/15/2019 USD SR LIEN | $1,500,660 | $1,476,660 |
| 1050000 SHS WELLS FARGO & COMPANY 5.625% 12/11/2017 USD SR LIEN | $1,087,174 | $1,088,598 |
| 300000 SHS WELLS FARGO & COMPANY 5.75% 06/15/2017 SR LIEN | $305,852 | $305,715 |
| 1500000 SHS WESTPAC BANKING CORPORATION FRN 07/30/2018 USD USLIB 3MO +74.00B | $1,502,955 | $1,507,965 |
| 1500000 SHS XILINX, INC. 2.125% 03/15/2019 USD SR LIEN | $1,497,060 | $1,501,515 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (196 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 516 SHS 3M COMPANY CMN | $71,012 | $92,142 |
| 1195 SHS ABM INDUSTRIES INC CMN | $33,200 | $48,804 |
| 486 SHS ACUITY BRANDS INC CMN | $83,727 | $112,198 |
| 2116 SHS ADVISORY BRD CO CMN | $114,539 | $70,357 |
| 1660 SHS AEGION CORPORATION CMN | $34,181 | $39,342 |
| 1164 SHS AETNA INC CMN | $119,225 | $144,348 |
| 3361 SHS AIR LEASE CORPORATION CMN | $92,067 | $115,383 |
| 84 SHS ALPHABET INC. CMN CLASS A | $46,673 | $66,566 |
| 84 SHS ALPHABET INC. CMN CLASS C | $46,524 | $64,833 |
| 234 SHS AMAZON.COM INC CMN | $73,810 | $175,470 |
| 656 SHS AMERICAN CAPITAL MORTGAGE INVESTMENT CORP. CMN | $11,989 | $10,299 |
| 3203 SHS AMERICAN EAGLE OUTFITTERS INC (NEW) | $49,567 | $48,590 |
| 1026 SHS AMERICAN HOMES 4 RENT LLC CMN | $16,640 | $21,525 |
| 3681 SHS AMERISOURCEBERGEN CORPORATION CMN | $297,594 | $287,817 |
| 360 SHS ANIXTER INTERNATIONAL INC CMN | $31,299 | $29,178 |
| 964 SHS ANSYS INC CMN | $82,469 | $89,160 |
| 2052 SHS ANTHEM, INC. CMN | $281,146 | $295,016 |
| 2756 SHS ANWORTH MORTGAGE ASSET CORP CMN | $11,050 | $14,249 |
| 2352 SHS ARES COMMERCIAL REAL ESTATE CO CMN | $30,915 | $32,293 |
| 2043 SHS ASSURED GUARANTY LTD. CMN | $52,225 | $77,164 |
| 1271 SHS ATHENAHEALTH, INC. CMN | $171,972 | $133,671 |
| 4906 SHS AXIS CAPITAL HOLDINGS, LTD. CMN | $258,430 | $320,215 |
| 1955 SHS BANC OF CALIFORNIA INC CMN | $32,600 | $33,919 |
| 2863 SHS BEACON ROOFING SUPPLY, INC. CMN | $113,933 | $131,898 |
| 944 SHS BELDEN INC CMN | $67,974 | $70,583 |
| 1063 SHS BLACKSTONE MORTGAGE TRUST INC CMN | $31,323 | $31,964 |
| 2034 SHS BMC STOCK HOLDINGS INC CMN | $37,191 | $39,663 |
| 1260 SHS BOEING COMPANY CMN | $158,299 | $196,157 |
| 1108 SHS BOOZ ALLEN HAMILTON HOLDING CORPORATION CMN | $21,810 | $39,966 |
| 1577 SHS BRISTOW GROUP INC. CMN | $43,897 | $32,297 |
| 2549 SHS BROOKS AUTOMATION INC CMN | $28,812 | $43,511 |
| 2611 SHS BURBERRY GROUP PLC SPONSORED ADR CMN | $64,909 | $48,298 |
| 258 SHS CABOT CORP. CMN | $12,991 | $13,039 |
| 3097 SHS CARDINAL HEALTH INC CMN | $220,892 | $222,891 |
| 7101 SHS CBRE GROUP INC CMN | $223,677 | $223,610 |
| 1313 SHS CERNER CORP CMN | $73,873 | $62,197 |
| 275 SHS CHARTER COMMUNICATIONS INC. CMN | $2,191 | $0 |
| 1332 SHS CHATHAM LODGING TR CMN | $29,752 | $27,373 |
| 912 SHS CHEMED CORP CMN | $69,350 | $146,294 |
| 425 SHS CHEMED CORP CMN | $32,184 | $68,174 |
| 2791 SHS CISCO SYSTEMS, INC. CMN | $61,681 | $84,344 |
| 4679 SHS CISCO SYSTEMS, INC. CMN | $118,996 | $141,399 |
| 4921 SHS CLUBCORP HOLDINGS, INC. CMN | $67,546 | $70,616 |
| 363 SHS COHERENT INC. CMN | $24,665 | $49,871 |
| 1224 SHS COLONY CAPITAL INC. CMN CLASS A | $24,929 | $24,786 |
| 990 SHS COLUMBIA BKG SYS INC CMN | $26,573 | $44,233 |
| 581 SHS CONVERGYS CORPORATION CMN | $12,962 | $14,269 |
| 663 SHS COSTAR GROUP, INC. CMN | $120,380 | $124,969 |
| 470 SHS CUBIC CORP (DELAWARE) CMN | $21,060 | $22,537 |
| 262 SHS CURTISS-WRIGHT CORP CMN | $16,187 | $25,770 |
| 3783 SHS CVS HEALTH CORP CMN | $310,278 | $298,517 |
| 8061 SHS CYS INVESTMENTS INC CMN | $63,228 | $62,312 |
| 9887 SHS DISCOVERY COMMUNICATIONS, INC. CMN | $284,082 | $264,774 |
| 895 SHS DREW INDUSTRIES INC NEW CMN | $41,721 | $96,436 |
| 412 SHS DRIL-QUIP, INC. CMN | $23,662 | $24,741 |
| 1580 SHS ECOLAB INC CMN | $165,931 | $185,208 |
| 1133 SHS ENERSYS CMN | $77,272 | $88,487 |
| 599 SHS ENVISION HEALTHCARE CORPORATIO CMN | $28,690 | $37,911 |
| 2569 SHS ESSENT GROUP LTD. CMN | $49,079 | $83,159 |
| 1208 SHS EVEREST RE GROUP LTD CMN | $193,257 | $261,411 |
| 3742 SHS FASTENAL CO CMN | $159,837 | $175,799 |
| 812 SHS FCB FINANCIAL HOLDINGS INC CMN | $31,906 | $38,732 |
| 861 SHS FERRO CORPORATION CMN | $12,469 | $12,338 |
| 4022 SHS FERROGLOBE PLC CMN CMN(V) | $0 | $0 |
| 4022 SHS FERROGLOBE, PLC. CMN | $46,709 | $43,558 |
| 2488 SHS FINISH LINE INC CL-A CMN CLASS A | $67,861 | $46,799 |
| 2043 SHS FIRST AMERICAN FIN CORP CMN | $57,944 | $74,835 |
| 140 SHS FIRST CITIZENS BANKSHARES CL A CMN CLASS A | $31,003 | $49,700 |
| 376 SHS FIRST SOLAR, INC. CMN | $13,224 | $12,066 |
| 656 SHS FIRSTCASH INC CMN | $24,993 | $30,832 |
| 1939 SHS FISERV INC CMN | $112,800 | $206,077 |
| 2270 SHS FIVE BELOW INC CMN | $85,703 | $90,709 |
| 7816 SHS FOSSIL GROUP INC. CMN | $541,288 | $202,122 |
| 4034 SHS FRANKLIN RESOURCES INC CMN | $168,367 | $159,666 |
| 915 SHS FTD COMPANIES, INC. CMN | $29,535 | $21,814 |
| 883 SHS FTI CONSULTING, INC. CMN | $35,299 | $39,806 |
| 388 SHS G & K SERVICES INC (CL-A) CMN CLASS A | $24,178 | $37,423 |
| 6424 SHS GENTEX CORP CMN | $103,771 | $126,489 |
| 75997 SHS GKN PLC SPONSORED ADR CMN | $299,095 | $311,512 |
| 774 SHS GLOBAL INDEMNITY PUBLIC LIMITE CMN | $20,465 | $29,575 |
| 2709 SHS GRAND CANYON EDUCATION, INC. CMN | $120,261 | $158,341 |
| 560 SHS GRANITE CONSTRUCTION INC. CMN | $20,121 | $30,800 |
| 7219 SHS GRAPHIC PACKAGING HLDGCO CMN | $70,038 | $90,093 |
| 215 SHS GROUP 1 AUTOMOTIVE, INC. CMN | $15,949 | $16,757 |
| 800 SHS GULFPORT ENERGY CORP (NEW) CMN | $22,000 | $17,312 |
| 869 SHS HANMI FINANCIAL CORPORATION CMN | $22,721 | $30,328 |
| 621 SHS HANOVER INSURANCE GROUP INC CMN | $38,135 | $56,517 |
| 2737 SHS HEALTHCARE SVCS GROUP INC CMN | $71,635 | $107,208 |
| 1382 SHS HEICO CORPORATION (NEW) CMN | $80,620 | $106,621 |
| 876 SHS HEIDRICK & STRUGGLES INC. CMN | $17,647 | $21,155 |
| 705 SHS HILLENBRAND, INC. CMN | $20,449 | $27,037 |
| 8922 SHS HILTON WORLDWIDE HOLDINGS INC. CMN | $176,437 | $242,678 |
| 627 SHS ICON PUBLIC LIMITED COMPANY CMN | $34,744 | $47,150 |
| 3396 SHS IHS MARKIT LTD CMN | $111,660 | $120,252 |
| 270 SHS INFINITY PPTY & CAS CORP CMN | $19,533 | $23,733 |
| 4680 SHS INOVALON HOLDINGS, INC. CMN CLASS A | $84,101 | $48,204 |
| 1178 SHS INSIGHT ENTERPRISES INC CMN | $27,441 | $47,638 |
| 666 SHS INTEGRA LIFESCIENCES HOLDING CORPORATION | $29,609 | $57,136 |
| 3155 SHS INTERCONTINENTAL HOTELS GROUP SPONSORED ADR CMN | $126,395 | $139,861 |
| 722 SHS INTL.FLAVORS & FRAGRANCE CMN | $85,156 | $85,073 |
| 245 SHS JONES LANG LASALLE INC CMN | $24,499 | $24,755 |
| 1032 SHS KAR AUCTION SERVICES, INC. CMN | $30,686 | $43,984 |
| 731 SHS KORN/FERRY INTERNATIONAL CMN | $19,105 | $21,513 |
| 854 SHS LASALLE HOTEL PROPERTIES CMN | $18,647 | $26,021 |
| 746 SHS LIFEPOINT HEALTH INC CMN | $43,597 | $42,373 |
| 481 SHS LITHIA MOTORS INC CL-A CMN CLASS A | $41,447 | $46,575 |
| 482 SHS LIVE NATION ENTERTAINMENT INC CMN | $10,091 | $12,821 |
| 2512 SHS LKQ CORPORATION CMN | $80,073 | $76,993 |
| 3699 SHS MAIDEN HOLDINGS, LTD. CMN | $41,284 | $64,548 |
| 2584 SHS MASTERCARD INCORPORATED CMN CLASS A | $211,543 | $266,798 |
| 757 SHS MAXIMUS INC CMN | $32,260 | $42,233 |
| 2425 SHS MCKESSON CORPORATION CMN | $402,249 | $340,591 |
| 1942 SHS MEDNAX INC CMN | $103,095 | $129,454 |
| 7031 SHS MFA FINANCIAL INC CMN | $50,630 | $53,647 |
| 3426 SHS MICROSOFT CORPORATION CMN | $124,454 | $212,892 |
| 576 SHS MINERALS TECHNOLOGIES INC CMN | $28,351 | $44,496 |
| 1659 SHS MULTI PACKAGING SOLUTIONS INTL LIMITED CMN | $27,172 | $23,657 |
| 6552 SHS NATIONAL INSTRUMENTS CORP CMN | $193,355 | $201,933 |
| 11422 SHS NATIONAL OILWELL VARCO, INC. COMMON STOCK CMN | $457,800 | $427,640 |
| 1798 SHS NATIONSTAR MTG HLDGS INC CMN | $56,825 | $32,472 |
| 2798 SHS NAVIENT CORPORATION CMN | $25,308 | $45,971 |
| 1850 SHS NAVIGANT CONSULTING INC CMN | $32,339 | $48,433 |
| 207 SHS NAVIGATORS GROUP INC CMN | $12,926 | $24,374 |
| 1921 SHS NELNET, INC. CMN CLASS A | $68,069 | $97,491 |
| 1792 SHS NEOGEN CORP CMN | $78,533 | $118,272 |
| 698 SHS NETGEAR, INC. CMN | $23,609 | $37,936 |
| 683 SHS NU SKIN ENTERPRISES INC CMN CLASS A | $53,126 | $32,634 |
| 8691 SHS OFFICE DEPOT INC CMN | $31,992 | $39,283 |
| 1120 SHS OLIN CORPORATION CMN | $19,102 | $28,683 |
| 378 SHS ON-ASSIGNMENT INC CMN | $13,087 | $16,692 |
| 15562 SHS ORACLE CORPORATION CMN | $619,411 | $598,359 |
| 1177 SHS OWENS & MINOR INC (NEW) CMN | $41,937 | $41,536 |
| 851 SHS PAREXEL INTERNATIONAL CORP CMN | $46,694 | $55,928 |
| 796 SHS PARKER-HANNIFIN CORP. CMN | $90,800 | $111,440 |
| 1480 SHS PATTERSON COMPANIES INC CMN | $60,631 | $60,724 |
| 1692 SHS PHARMERICA CORPORATION CMN | $38,983 | $42,554 |
| 429 SHS PNM RESOURCES INC CMN | $10,312 | $14,715 |
| 2870 SHS PRA GROUP INC CMN | $112,431 | $112,217 |
| 494 SHS PRA GROUP INC CMN | $12,343 | $19,315 |
| 621 SHS PRAXAIR, INC CMN SERIES | $80,382 | $72,775 |
| 2307 SHS PROTO LABS INC CMN | $157,774 | $118,464 |
| 3965 SHS QORVO INC CMN | $217,102 | $209,074 |
| 1185 SHS QUALCOMM INC CMN | $86,475 | $77,262 |
| 4613 SHS RADIAN GROUP INC. CMN | $64,311 | $82,942 |
| 4704 SHS RECKITT BENCKISER GROUP PLC SPONSORED ADR CMN | $84,142 | $80,048 |
| 3983 SHS RITCHIE BROS. AUCTIONEERS INC CMN | $91,924 | $135,422 |
| 3092 SHS ROCHE HOLDING AG ADR B SHS(NOM CHF 100) VAL 224.184 | $110,506 | $88,453 |
| 4147 SHS ROLLINS INC. CMN | $82,454 | $140,086 |
| 2360 SHS RPX CORPORATION CMN | $39,907 | $25,488 |
| 1584 SHS RSP PERMIAN INC CMN | $40,680 | $70,678 |
| 5366 SHS SABRE CORPORATION CMN | $148,089 | $133,882 |
| 222 SHS SAFETY INSURANCE GROUP, INC. CMN | $12,408 | $16,361 |
| 1785 SHS SALESFORCE.COM, INC CMN | $138,403 | $122,201 |
| 748 SHS SCHOLASTIC CORPORATION CMN | $28,118 | $35,523 |
| 788 SHS SCHWEITZER-MAUDUIT INTERNATION CMN | $32,159 | $35,878 |
| 2023 SHS SELECT MEDICAL HOLDINGS CORP CMN | $22,383 | $26,805 |
| 1873 SHS SKECHERS USA INC CL-A CMN CLASS A | $39,119 | $46,038 |
| 2742 SHS SKYWORKS SOLUTIONS INC CMN | $196,882 | $204,718 |
| 12824 SHS SLM CORPORATION CMN | $83,940 | $141,320 |
| 3333 SHS STARBUCKS CORP. CMN | $126,877 | $185,048 |
| 1401 SHS STARWOOD PROPERTY TRUST INC. CMN | $28,514 | $30,752 |
| 3326 SHS STATE STREET CORPORATION (NEW) CMN | $198,794 | $258,497 |
| 1108 SHS STERICYCLE INC CMN | $126,901 | $85,360 |
| 1363 SHS STEVEN MADDEN LTD CMN | $43,405 | $48,727 |
| 1482 SHS STIFEL FINANCIAL CORP CMN | $53,583 | $74,026 |
| 1697 SHS STRATASYS LTD CMN | $50,422 | $28,068 |
| 14385 SHS SWISS RE LTD SPONSORED ADR CMN | $326,608 | $341,457 |
| 1956 SHS SYKES ENTERPRISES INC CMN | $42,120 | $56,450 |
| 302 SHS SYNNEX CORPORATION CMN | $20,097 | $36,548 |
| 2384 SHS TAILORED BRANDS INC CMN | $87,710 | $60,911 |
| 1515 SHS TELETECH HOLDINGS INC CMN | $37,372 | $46,208 |
| 257 SHS TEMPUR SEALY INTERNATIONAL INC CMN | $13,361 | $17,548 |
| 1261 SHS TERADYNE INC CMN | $22,379 | $32,029 |
| 1275 SHS TETRA TECH INC (NEW) CMN | $32,373 | $55,016 |
| 4330 SHS THE BANK OF NY MELLON CORP CMN | $154,799 | $205,155 |
| 1188 SHS TIME WARNER INC. CMN | $85,816 | $114,678 |
| 474 SHS TUTOR PERINI CORPORATION CMN | $11,264 | $13,272 |
| 6087 SHS TWO HARBORS INVESTMENT CORP. CMN | $57,955 | $53,079 |
| 774 SHS ULTIMATE SOFTWARE GROUP INC CMN | $116,929 | $141,139 |
| 1842 SHS UNITED NATURAL FOODS INC CMN | $103,349 | $87,900 |
| 782 SHS UNITEDHEALTH GROUP INCORPORATE CMN | $78,350 | $125,151 |
| 512 SHS UNITEDHEALTH GROUP INCORPORATE CMN | $72,686 | $81,940 |
| 628 SHS UNIVERSAL CORPORATION CMN | $33,716 | $40,035 |
| 1605 SHS VEEVA SYSTEMS INC CMN | $59,539 | $65,324 |
| 1396 SHS VERINT SYSTEMS INC CMN | $82,776 | $49,209 |
| 1257 SHS VERISK ANALYTICS, INC. CMN | $76,727 | $102,031 |
| 3271 SHS VISA INC. CMN CLASS A | $191,335 | $255,203 |
| 2030 SHS WALGREENS BOOTS ALLIANCE, INC. CMN | $156,796 | $168,003 |
| 2170 SHS WALKER & DUNLOP, INC. CMN | $34,667 | $67,704 |
| 1421 SHS WALT DISNEY COMPANY (THE) CMN | $117,866 | $148,097 |
| 1805 SHS WASHINGTON FEDERAL INC CMN | $41,112 | $62,002 |
| 1474 SHS WESCO INTERNATIONAL INC. CMN | $85,003 | $98,095 |
| 1169 SHS WESTERN REFINING, INC. CMN | $46,542 | $44,247 |
| 1571 SHS WHOLE FOODS MARKET INC CMN | $76,632 | $48,324 |
| 1842 SHS WILDHORSE RESOURCE DEVELOPMENT CORPORATION | $27,430 | $26,893 |
| 2664 SHS WORLD FUEL SERVICES CORP CMN | $116,346 | $122,304 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $7,101,329 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $7,008,076 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (33 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ARTISAN: ALPHA PLUS ADV 2 | FMV | $7,237,039 | $8,438,685 |
| BDT CAPITAL ANNEX FUND I (TE) | FMV | $10,458,644 | $10,705,385 |
| BDT CAPITAL FUND II (TE) LP | FMV | $2,405,112 | $2,593,101 |
| BRIDGEWATER OPTIMAL PORTFOLIO | FMV | $100,000,000 | $103,113,966 |
| DISTRESSED OPPORTUNITIES II EMPL FUND LP | AT COST | $240,899 | $240,899 |
| DISTRESSED MANAGERS III OFFSHORE HOLDINGS | AT COST | $795,276 | $795,276 |
| ENERGY INVESTMENT OPPORTUNITIES | FMV | $2,388,402 | $2,705,275 |
| ENERGY PRIVATE EQUITY MANAGERS (CONC) OFFSHORE LP | AT COST | $1,102,047 | $1,102,047 |
| GLOBAL ATLANTIC | AT COST | $2,325,985 | $2,325,985 |
| GLOBAL LONG SHORT PARTNERS (FKA GSIP) | FMV | $3,992,904 | $4,727,322 |
| GLOBAL TACTICAL TRADING PLC | FMV | $3,027,936 | $3,756,971 |
| GLOBAL TACTICAL TRADING II PLC, A1 | FMV | $0 | $0 |
| GS CAP PART 2000 EMPLOYEE FUND | AT COST | $42,321 | $42,321 |
| GS CAP PARTNERS VI, LP | AT COST | $1,393,946 | $1,393,946 |
| GS DIRECT INVESTMENT FUND 2000 | AT COST | $23,100 | $23,100 |
| GS GLOBAL EQUITY LONG/SHORT CL B | FMV | $2,928,538 | $3,872,936 |
| GS GLOBAL OPPORTUNITIES FUND OFFSHORE CL A2 | FMV | $2,797,298 | $4,700,195 |
| GS LIBERTY HARBOR I | FMV | $0 | $141,289 |
| GS MEZZANINE 2006 | AT COST | $0 | $0 |
| GS MEZZANINE PARTNERS V OFFSHORE | AT COST | $321,660 | $321,660 |
| GS STRATEGIC INCOME INSTITUTIONAL SHARES | FMV | $1,937,554 | $1,785,148 |
| GSCP VI PARALLEL AIV, L.P. | AT COST | $141,878 | $141,878 |
| LATEEF: DYNAMIC EQUITY LLC | FMV | $0 | $0 |
| LIBERTY HARBOR SPV II | FMV | $0 | $29,868 |
| LSV: NON-US EQUITY LLC | FMV | $5,508,459 | $5,297,781 |
| MOUNT KELLETT CAPITAL PARTNERS (CAYMAN) CORPORATE ACCESS LP | AT COST | $1,745,977 | $1,745,977 |
| OAKMARK INTERNATIONAL CLASS I | FMV | $6,265,684 | $5,593,395 |
| STONE ST. PEP TECH FUND 2000 | AT COST | $80,763 | $80,763 |
| VINTAGE II EMPLOYEE FUND LP | AT COST | $67,336 | $67,336 |
| VINTAGE FUND V OFFSHORE HOLDINGS, LP | AT COST | $602,615 | $602,615 |
| VINTAGE VII | AT COST | $16,178 | $16,178 |
| WHITEALL PARALLEL GLOBAL REAL ESTATE LP 2007 | AT COST | $1,147,741 | $1,147,741 |
| UNSETTLED TRADES | AT COST | $205,574 | $205,574 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $18,000 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $18,000 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FILING FEES | Desc |
| Revenue And Expenses Per Books | $500 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $500 | DisbursementsCharitablePrpsAmt |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| PARTNERSHIP NET INVESTMENT INCOME | $1,031,338 | $1,134,070 | $1,031,338 |
| REFUNDS RECEIVED | $15,000 | $0 | $15,000 |
| OTHER INVESTMENT INCOME | $3,027 | $3,027 | $3,027 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT MANAGEMENT FEES | $672,285 | $672,285 | $0 |
| CONSULTING FEES | $2,250 | $0 | $2,250 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FOREIGN TAX PAID | CategoryTxt |
| Amt | $21,401 | Amt |
| Net Investment Income | $21,401 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |