THE NORMAN AND SADIE LEE FOUNDATION: Form 990PF, tax year 2015
View the entire original 990 at ProPublica ↗
- Organization
- THE NORMAN AND SADIE LEE FOUNDATION (EIN 95-3333368)
- Tax period
- 2015-01-01 to 2015-12-31
- Filed
- 2016-11-15
- IRS object ID
- 201603209349104385
- Schema version
- 2015v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2016-11-15T19:45:57-06:00 | ReturnTs |
| Tax Period End | 2015-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 952399533 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NSBN LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1925 CENTURY PARK E FL 16 | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90067 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2015-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 953333368 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Norman & Sadie Lee Foundation | BusinessNameLine1Txt |
| Business Name Line2 | C/O NSBN LLP | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | NORM | BusinessNameControlTxt |
| Phone | 3102732501 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1925 CENTURY PARK EAST 16TH FL | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90067 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | PAUL JAMES | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 3102732501 | PhoneNum |
| Signature | 2016-11-14 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Kurt Kilwein | PreparerPersonNm |
| PTIN | P00109165 | PTIN |
| Phone | 3102732501 | PhoneNum |
| Preparation | 2016-11-14 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2015 | TaxYr |
| Build TS | 2017-02-10 21:41:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | Yes (X) | AddressChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $38,639,793 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $1,293,944 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,293,944 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $977,183 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $18,038,507 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $977,183 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $52,930 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $52,930 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $2,324,057 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $2,324,057 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $670 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $670 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $41,047 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $20,523 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $20,524 | AccountingFeesChrtblPrpsAmt |
| Interest Rev And Expnss | $20 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $0 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $23,704 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $11,424 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $175 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $337,782 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $337,709 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $403,223 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $369,656 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $21,369 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $2,000,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $2,000,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $2,403,223 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $369,656 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $2,021,369 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$79,166 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,954,401 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $1,362,791 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $2,297,349 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $2,297,349 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $833,933 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $923,973 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $922,608 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $11,440,430 | CorporateStockBOYAmt |
| Corporate Stock EOY | $11,905,128 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $13,132,474 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $20,245,247 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $19,719,628 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $18,796,290 | CorporateBondsEOYFMVAmt |
| Mortgage Loans BOY | $116,560 | MortgageLoansBOYAmt |
| Mortgage Loans EOY | $0 | MortgageLoansEOYAmt |
| Mortgage Loans EOYFMV | $0 | MortgageLoansEOYFMVAmt |
| Other Investments BOY | $4,451,370 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $3,531,030 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $3,491,072 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $5,943 | OtherAssetsBOYAmt |
| Other Assets EOY | $0 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $0 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $38,456,274 | TotalAssetsBOYAmt |
| Total Assets EOY | $38,377,108 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $38,639,793 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $38,456,274 | RetainedEarningBOYAmt |
| Retained Earning EOY | $38,377,108 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $38,456,274 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $38,377,108 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $38,456,274 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $38,377,108 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $38,456,274 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$79,166 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $38,377,108 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $38,377,108 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (26 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|---|
| BLUEBAY DIRECT LENDING FUND I-BWM, LP (2013) | P | $16 | $16 | $16 | |
| OAKTREE RE OPPORTUNITIES FUND VI AIF (CAYMAN), L.P. | P | $47 | $47 | $47 | |
| OAKTREE RE OPPORTUNITIES FUND VI, L.P. | P | $81,006 | $81,006 | $81,006 | |
| BARCLAYS BASIS ADJUSTMENT | P | $86,081 | $86,081 | $86,081 | |
| MORGANSTANLEY BASIS ADJUSTMENT | P | $5,042 | $5,042 | $5,042 | |
| BARCLAYS (#-1450) | P | $335,245 | $85,890 | $85,890 | $249,355 |
| BARCLAYS (#-2722) | P | $1,700,000 | -$4,757 | -$4,757 | $1,704,757 |
| BARCLAYS (#-2730) | P | $1,713,123 | -$7,796 | -$7,796 | $1,720,919 |
| BARCLAYS (#-3449) | P | $320,116 | $20,393 | $20,393 | $299,723 |
| BARCLAYS (#-4814) | P | $1,702,898 | $702,893 | $702,893 | $1,000,005 |
| BARCLAYS (#-2607) | P | $112,574 | $43,831 | $43,831 | $68,743 |
| BARCLAYS (#-1443) | P | $428,429 | $103,724 | $103,724 | $324,705 |
| BARCLAYS (#-1625) | P | $294,484 | -$6,556 | -$6,556 | $301,040 |
| BARCLAYS (#-0119) | P | $183,846 | $4,650 | $4,650 | $179,196 |
| BARCLAYS (#-2870) | P | $156,806 | -$4,760 | -$4,760 | $161,566 |
| MORGANSTANLEY (#-3852) | P | $233,526 | -$35,489 | -$35,489 | $269,015 |
| MORGANSTANLEY (#-3853) | P | $1,000,000 | -$10,939 | -$10,939 | $1,010,939 |
| MORGANSTANLEY (#-3854) | P | $2,770,852 | $65,748 | $65,748 | $2,705,104 |
| MORGANSTANLEY (#-3855) | P | $61,763 | -$9,292 | -$9,292 | $71,055 |
| MORGANSTANLEY (#-3856) | P | $4,400,274 | -$302,498 | -$302,498 | $4,702,772 |
| MORGANSTANLEY (#-3857) | P | $726,530 | $135,041 | $135,041 | $591,489 |
| MORGANSTANLEY (#-3858) | P | $149,951 | $25,619 | $25,619 | $124,332 |
| MORGANSTANLEY (#-3859) | P | $9,405 | $0 | $0 | $9,405 |
| MORGANSTANLEY (#-3860) | P | $126,270 | -$3,478 | -$3,478 | $129,748 |
| MORGANSTANLEY (#-3862) | P | $1,402,025 | -$35,431 | -$35,431 | $1,437,456 |
| Capital Gains Dividends | P | $38,198 | $38,198 | $38,198 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $977,183 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,996,687 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $41,021,568 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.048674 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $2,018,502 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $41,246,970 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.048937 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,788,543 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $41,333,892 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.043271 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $717,287 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $36,388,058 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.019712 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $100,000 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $17,785,501 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.005623 | DistributionYr5Rt |
| Total Distribution | 0.166217 | TotalDistributionRt |
| Average Distribution | 0.033243 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $39,639,688 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,317,742 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $19,544 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,337,286 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $2,021,369 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $19,544 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $19,544 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $19,544 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $16,460 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $10,000 | AppliedToEsTaxAmt |
| Total Payments And Credits | $26,460 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $31 | EsPenaltyAmt |
| Overpayment | $6,885 | OverpaymentAmt |
| Applied To ES Tax | $6,885 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | NSBN LLP | IndividualWithBooksNm |
| Phone | 3102732501 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1925 CENTURY PARK EAST 16TH FL | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90067 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| PAUL A JAMES | ||||||||
| 712 27TH STREET | MANHATTAN BEACH | CA | 90266 | DIR/PRESIDENT/TREAS/SEC | 1.00 | $0 | $0 | $0 |
| BRYAN ISAACS | ||||||||
| 80916 WEISKOPF | LA QUINTA | CA | 92253 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| BARCLAYS CAPITAL | |||||
| 70 HUDSON STREET | JERSEY CITY | NJ | 07302 | INVESTMENT MANAGEMENT | $171,579 |
| MORGANSTANLEY | |||||
| 1 NEW YORK PLAZA 12TH FLOOR | NEW YORK | NY | 10004 | INVESTMENT MANAGEMENT | $57,942 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $39,058,612 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,184,726 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $40,243,338 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $40,243,338 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $603,650 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $39,639,688 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,981,984 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,981,984 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $19,544 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $379 | IncomeTaxAmt |
| Total Tax | $19,923 | TotalTaxAmt |
| Distributable Before Adj | $1,962,061 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,962,061 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,962,061 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $2,021,369 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $2,021,369 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $19,544 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $2,001,825 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,962,061 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $1,997,759 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $2,021,369 | QualifyingDistributionsAmt |
| Applied To Year1 | $1,997,759 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $23,610 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $1,938,451 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (21 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| 1736 FAMILY CRISIS CENTER | |||||||
| 2116 ARLINGTON AVE | LOS ANGELES | CA | 90018 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $1,500 |
| BEIT T'SHUVAH | |||||||
| 8831 VENICE BLVD | LOS ANGELES | CA | 90034 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $1,000 |
| BOYS & GIRLS CLUBS OF CHICAGO | |||||||
| 550 W VAN BUREN ST SUITE 350 | CHICAGO | IL | 60607 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $500 |
| CANTON THEATER GROUP | |||||||
| 171 E MAIN ST | CANTON | GA | 30114 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $150,000 |
| CHICAGO CANINE RESCUE FOUNDATION | |||||||
| 5272 N ELSTON AVE | CHICAGO | IL | 60630 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $500 |
| CHRYSALIS | |||||||
| 1853 LINCOLN BLVD | SANTA MONICA | CA | 90404 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $500 |
| CITY OF HOPE | |||||||
| 1500 E DUARTE RD | DUARTE | CA | 91010 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $795,000 |
| DISABLED SPORTS EASTERN SIERRA | |||||||
| 1 MINARET RD | MAMMOTH LAKES | CA | 93546 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $2,000 |
| FIRST UNITED METHODIST CHURCH | |||||||
| 243 S BROADWAY | REDONDO BEACH | CA | 90277 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $500 |
| KING HARBOR YOUTH FOUNDATION | |||||||
| 280 YACHT CLUB WAY | REDONDO BEACH | CA | 90277 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $500 |
| KIVA MICROFUNDS | |||||||
| 875 HOWARD ST SUITE 340 | SAN FRANCISCO | CA | 94103 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $500 |
| LAURA'S HOUSE | |||||||
| 999 CORPORATE DR | MISSION VIEJO | CA | 92694 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $5,000 |
| LOS ANGELES MUSEUM OF THE HOLOCAUST | |||||||
| 100 S THE GROVE DR | LOS ANGELES | CA | 90036 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $5,000 |
| LOS ANGELES OPERA | |||||||
| 135 N GRAND AVE | LOS ANGELES | CA | 90012 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $160,000 |
| LOS ANGELES PHILHARMONIC ASSOCIATION | |||||||
| 151 S GRAND AVE | LOS ANGELES | CA | 90012 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $556,000 |
| SKIRBALL CULTURAL CENTER | |||||||
| 2701 N SEPULVEDA BLVD | LOS ANGELES | CA | 90049 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $55,000 |
| SPARK PROGRAM | |||||||
| 145 S SPRING ST 410 | LOS ANGELES | CA | 90012 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $5,000 |
| THE BROAD STAGE | |||||||
| 1310 11TH ST | SANTA MONICA | CA | 90401 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $10,000 |
| UCLA FOUNDATION | |||||||
| 10920 WILSHIRE BLVD | LOS ANGELES | CA | 90024 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $40,000 |
| UNIVERSITY OF SOUTHERN CALIFORNIA ASSOCIATES | |||||||
| 900 W 34TH ST | LOS ANGELES | CA | 90089 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $151,500 |
| VENICE FAMILY CLINIC | |||||||
| 604 ROSE AVE | VENICE | CA | 90291 | NONE | PUBLIC CHARITY | PUBLIC SUPPORT OF ORGANIZATION MISSION | $60,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $2,000,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,293,944 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $52,930 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $977,183 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $2,324,057 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $2,324,057 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING | CategoryTxt |
| Amt | $41,047 | Amt |
| Net Investment Income | $20,523 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $20,524 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (2 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| BARCLAYS BROKERAGE ACCOUNTS | $0 | $0 |
| MORGANSTANLEY BROKERAGE ACCOUNTS | $19,719,628 | $18,796,290 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (2 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| BARCLAYS BROKERAGE ACCOUNTS | $0 | $0 |
| MORGANSTANLEY BROKERAGE ACCOUNTS | $11,905,128 | $13,132,474 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $90,040 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $90,694 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $833,933 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $831,914 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (2 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BARCLAYS BROKERAGE ACCOUNTS | AT COST | $0 | $0 |
| MORGANSTANLEY BROKERAGE ACCOUNTS | AT COST | $3,531,030 | $3,491,072 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL | CategoryTxt |
| Legal Fees | $670 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $670 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | RECEIVABLES FROM INVESTMENTS | Desc |
| BOY Book Value | $5,943 | BOYBookValueAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (8 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| MISCELLANEOUS EXPENSE | $489 | $489 | $0 |
| INVESTMENT MANAGEMENT FEES | $229,521 | $229,521 | $0 |
| PENALTY | $73 | $0 | $0 |
| RENT | $6,540 | $6,540 | $0 |
| BLUEBAY DIRECT LENDING FUND I-BWM, LP | $48,021 | $48,021 | $0 |
| BLUEBAY DIRECT LENDING FUND I-BWM, LP (2013) | $17,301 | $17,301 | $0 |
| OAKTREE RE OPPORTUNITIES FUND VI, L.P. | $31,185 | $31,185 | $0 |
| OAKTREE RE OPPORTUNITIES FUND VI AIF (CAYMAN), L.P. | $4,652 | $4,652 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| BLUEBAY DIRECT LENDING FUND I-BWM, LP | $4,879 | $4,879 | $4,879 |
| BLUEBAY DIRECT LENDING FUND I-BWM, LP (2013) | $53,471 | $53,471 | $53,471 |
| OAKTREE RE OPPORTUNITIES FUND VI, L.P. | -$2,586 | -$2,586 | -$2,586 |
| FOREIGN CURRENCY EXCHANGE LOSS | -$2,834 | -$2,834 | -$2,834 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (5 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| STATE INCOME TAXES | $1,465 | $1,465 | $0 |
| STATE FILING FEES | $175 | $0 | $175 |
| FOREIGN TAXES PAID | $9,959 | $9,959 | $0 |
| FEDERAL TAXES | $12,000 | $0 | $0 |
| FEDERAL CREDIT | $105 | $0 | $0 |