TR U/W MARIAN W OTTLEY WATERTOWN: Form 990PF, tax year 2015
View the entire original 990 at ProPublica ↗
- Organization
- TR U/W MARIAN W OTTLEY WATERTOWN (EIN 58-6222005)
- Tax period
- 2015-06-01 to 2016-05-31
- Filed
- 2016-09-23
- IRS object ID
- 201612679349100706
- Schema version
- 2015v2.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Compensation Explanation
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2016-09-23T13:00:14-05:00 | ReturnTs |
| Tax Period End | 2016-05-31 | TaxPeriodEndDt |
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2015-06-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 586222005 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | TW MARIAN W OTTLEY-WATERTOWN | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | OTTL | BusinessNameControlTxt |
| Phone | 8003523705 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1525 W WT HARRIS BLVD D1114-044 | AddressLine1Txt |
| City | CHARLOTTE | CityNm |
| State Abbreviation | NC | StateAbbreviationCd |
| ZIP | 28262 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | - | PersonNm |
| Person Title | Trustee | PersonTitleTxt |
| Phone | 8003523705 | PhoneNum |
| Signature | 2016-09-16 | SignatureDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2015 | TaxYr |
| Build TS | 2017-02-10 21:41:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $15,618,546 | FMVAssetsEOYAmt |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $328,315 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $327,021 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$15,546 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $6,576,309 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $17,391 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $8,286 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $330,160 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $335,307 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $157,399 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $92,513 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $64,886 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $1,600 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $1,600 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $15,819 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $15,819 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $36,080 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $10,581 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Other Expenses Rev And Expnss | $3,413 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $2,603 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $810 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $214,311 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $121,516 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $67,296 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $708,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $708,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $922,311 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $121,516 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $775,296 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$592,151 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $213,791 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $3,096 | CashBOYAmt |
| Sav And Temp Cash Invst BOY | $277,171 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $761,109 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $761,109 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| US Government Obligations EOY | $395,641 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $401,626 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $10,301,309 | CorporateStockBOYAmt |
| Corporate Stock EOY | $10,186,269 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $10,323,372 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $1,690,188 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $1,894,342 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $1,885,098 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $2,939,226 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $1,944,410 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $2,247,341 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $15,210,990 | TotalAssetsBOYAmt |
| Total Assets EOY | $15,181,771 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $15,618,546 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $15,210,990 | CapitalStockBOYAmt |
| Capital Stock EOY | $15,181,771 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $15,210,990 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $15,181,771 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $15,210,990 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $15,181,771 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $15,210,990 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$592,151 | ExcessRevenueOverExpensesAmt |
| Other Increases | $582,820 | OtherIncreasesAmt |
| Subtotal | $15,201,659 | SubtotalAmt |
| Other Decreases | $19,888 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $15,181,771 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (468 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 336. AIA GROUP LTD-SP ADR | 2014-10-14 | 2016-04-21 | $7,923 | $6,655 | $1,268 | $1,268 | |
| 11447.261 ABERDEEN EMERG MARKETS-INST #5840 | 2013-04-29 | 2015-10-30 | $140,000 | $183,710 | -$43,710 | -$43,710 | |
| 27182.222 ABERDEEN EMERG MARKETS-INST #5840 | 2015-02-04 | 2015-12-08 | $315,586 | $379,192 | -$63,606 | -$63,606 | |
| 6221.246 ABERDEEN EMERG MARKETS-INST #5840 | 2013-06-27 | 2015-12-08 | $72,229 | $90,006 | -$17,777 | -$17,777 | |
| 177. AIR LIQUIDE - ADR | 2016-02-10 | 2016-04-21 | $4,202 | $3,775 | $427 | $427 | |
| 105. AIR LIQUIDE - ADR | 2011-02-08 | 2016-04-21 | $2,493 | $2,210 | $283 | $283 | |
| 186. ALBEMARLE CORP COM | 2015-10-20 | 2016-03-14 | $11,156 | $9,747 | $1,409 | $1,409 | |
| 13. ALEXANDRIA REAL ESTATE EQUITIES | 2015-05-28 | 2016-04-14 | $1,188 | $1,217 | -$29 | -$29 | |
| 134. ALFA LAVAL AB-UNSPON ADR | 2016-02-09 | 2016-04-21 | $2,231 | $2,022 | $209 | $209 | |
| 404. ALLIANZ SE ADR | 2013-02-04 | 2016-04-21 | $7,062 | $5,852 | $1,210 | $1,210 | |
| 40. AMERICAN FINL GROUP INC OHIO COM | 2015-07-06 | 2016-03-02 | $2,708 | $2,643 | $65 | $65 | |
| 2. AMERICAN FINL GROUP INC OHIO COM | 2015-07-06 | 2016-04-05 | $140 | $132 | $8 | $8 | |
| 218. AMERICAN FINL GROUP INC OHIO COM | 2013-05-16 | 2016-04-05 | $15,308 | $10,347 | $4,961 | $4,961 | |
| 30. AMSURG CORP | 2014-06-23 | 2016-03-09 | $2,165 | $1,511 | $654 | $654 | |
| 19. AMTRUST FINANCIAL SERVICES INC | 2014-06-23 | 2015-08-04 | $1,345 | $810 | $535 | $535 | |
| 346. AMTRUST FINANCIAL SERVICES INC | 2014-08-29 | 2015-10-14 | $22,796 | $13,155 | $9,641 | $9,641 | |
| 526. ANGLO AMERN PLC ADR | 2014-10-15 | 2015-09-29 | $2,155 | $5,920 | -$3,765 | -$3,765 | |
| 37. ANHEUSER-BUSCH INBEV SPN ADR | 2012-05-03 | 2016-04-21 | $4,773 | $2,764 | $2,009 | $2,009 | |
| 5. ANHEUSER-BUSCH INBEV SPN ADR | 2014-09-15 | 2016-05-31 | $631 | $571 | $60 | $60 | |
| 94. APARTMENT INVT & MGMT CO CL A | 2012-09-06 | 2016-01-13 | $3,672 | $2,532 | $1,140 | $1,140 | |
| 20. APARTMENT INVT & MGMT CO CL A | 2015-10-22 | 2016-01-13 | $781 | $807 | -$26 | -$26 | |
| 50. APPLE INC | 2014-11-24 | 2016-02-05 | $4,765 | $5,931 | -$1,166 | -$1,166 | |
| 130. ARM HOLDINGS PLC - ADR | 2016-02-10 | 2016-04-21 | $5,195 | $6,074 | -$879 | -$879 | |
| 290. ARROW ELECTRS INC | 2013-09-09 | 2015-11-24 | $16,150 | $13,967 | $2,183 | $2,183 | |
| 14856.429 ASHMORE EMERG MKTS CR DB-INS | 2015-02-04 | 2015-09-17 | $119,000 | $121,674 | -$2,674 | -$2,674 | |
| 63. ASHTEAD GROUP PLC-UNSPON ADR | 2014-07-29 | 2016-01-28 | $3,237 | $4,058 | -$821 | -$821 | |
| 111. ASSA ABLOY AB-UNSP ADR | 2014-07-29 | 2016-05-31 | $1,143 | $942 | $201 | $201 | |
| 183. ASTRONICS CORP COM | 2015-03-20 | 2015-10-29 | $6,934 | $11,804 | -$4,870 | -$4,870 | |
| .45 ASTRONICS CORP | 2015-03-20 | 2015-10-26 | $17 | $29 | -$12 | -$12 | |
| 27. ASTRONICS CORP | 2015-03-20 | 2015-10-27 | $999 | $1,741 | -$742 | -$742 | |
| 625. ATLANTIA SPA-UNSPONSORED ADR | 2014-07-29 | 2015-07-08 | $7,209 | $8,545 | -$1,336 | -$1,336 | |
| 128. ATLAS COPCO AB ADR | 2013-04-01 | 2016-04-21 | $3,511 | $3,580 | -$69 | -$69 | |
| 2000. AVIS BUDGET CAR/FINA 5.500% 4/01/23 | 2015-06-16 | 2016-05-10 | $1,870 | $1,995 | -$125 | -$125 | |
| 2000. AVIS BUDGET CAR/FINA 5.500% 4/01/23 | 2015-07-06 | 2016-05-11 | $1,870 | $1,990 | -$120 | -$120 | |
| 516. AVIS BUDGET GROUP | 2016-02-17 | 2016-05-27 | $14,840 | $15,318 | -$478 | -$478 | |
| 383. BG GROUP PLC - ADR | 2015-01-21 | 2016-01-08 | $5,250 | $5,096 | $154 | $154 | |
| 218. BG GROUP PLC - ADR | 2014-07-29 | 2016-01-08 | $2,988 | $4,501 | -$1,513 | -$1,513 | |
| 1654. BG GROUP PLC - ADR | 2014-12-03 | 2016-03-07 | $25,128 | $30,966 | -$5,838 | -$5,838 | |
| 420. BNP PARIBAS - ADR | 2014-12-26 | 2016-01-20 | $9,774 | $13,902 | -$4,128 | -$4,128 | |
| 72. BOFI HOLDING INC | 2014-04-22 | 2015-09-15 | $8,819 | $6,220 | $2,599 | $2,599 | |
| 90. BOFI HOLDING INC | 2015-07-07 | 2015-09-15 | $11,024 | $7,989 | $3,035 | $3,035 | |
| 9.99976 BAIDU INC ADR | 2015-02-17 | 2016-04-21 | $1,929 | $2,087 | -$158 | -$158 | |
| 29.00024 BAIDU INC ADR | 2015-02-17 | 2016-04-21 | $5,595 | $6,052 | -$457 | -$457 | |
| 5000. BALL CORP 5.000% 3/15/22 | 2013-10-24 | 2016-01-13 | $5,088 | $5,045 | $43 | $43 | |
| 327. BANCO BILBAO VIZCAYA ARGENT- ADR | 2013-02-21 | 2016-04-21 | $2,375 | $3,236 | -$861 | -$861 | |
| 229. BAXTER INTL INC | 2013-12-12 | 2015-06-05 | $14,903 | $15,985 | -$1,082 | -$1,082 | |
| 356. BAXTER INTL INC | 2014-11-24 | 2015-06-05 | $23,168 | $25,817 | -$2,649 | -$2,649 | |
| 30. BAYER AG - ADR | 2014-07-29 | 2016-04-28 | $3,426 | $4,017 | -$591 | -$591 | |
| 65. BAYER AG - ADR | 2014-07-29 | 2016-05-19 | $6,428 | $8,703 | -$2,275 | -$2,275 | |
| 10.9999 BAYER AG - ADR | 2014-07-29 | 2016-05-26 | $1,059 | $1,473 | -$414 | -$414 | |
| 63.0001 BAYER AG - ADR | 2014-07-29 | 2016-05-26 | $6,065 | $8,435 | -$2,370 | -$2,370 | |
| 130. BAYERISCHE MOTOREN WERKE (BMW) ADR | 2013-10-14 | 2016-04-21 | $4,089 | $4,327 | -$238 | -$238 | |
| 493. BENCHMARK ELECTRS INC COM | 2014-06-23 | 2015-06-23 | $11,257 | $12,442 | -$1,185 | -$1,185 | |
| 420. BIOTELEMETRY INC | 2015-05-28 | 2016-05-16 | $6,359 | $4,084 | $2,275 | $2,275 | |
| 767. BLOUNT INTERNATIONAL INC | 2014-09-04 | 2015-08-04 | $5,982 | $12,440 | -$6,458 | -$6,458 | |
| 5. BRITISH AMERICAN TOBACCO P.L.C - ADR | 2014-07-29 | 2016-05-31 | $607 | $606 | $1 | $1 | |
| 32. BROOKDALE SR LIVING INC | 2015-01-23 | 2015-09-11 | $854 | $1,176 | -$322 | -$322 | |
| 107. BROOKDALE SR LIVING INC | 2013-12-18 | 2015-09-11 | $2,855 | $2,982 | -$127 | -$127 | |
| 316. BUCKLE INC COM | 2015-01-30 | 2015-11-23 | $9,829 | $16,466 | -$6,637 | -$6,637 | |
| 48. CBL & ASSOC PPTYS INC COM | 2014-03-25 | 2015-10-22 | $723 | $817 | -$94 | -$94 | |
| 9000. CCO HLDGS LLC/CAP CO 6.500% 4/30/21 | 2013-12-10 | 2016-05-25 | $9,293 | $9,071 | $222 | $222 | |
| 2000. CCO HLDGS LLC/CAP CO 5.750% 1/15/24 | 2013-11-25 | 2016-02-17 | $2,015 | $1,918 | $97 | $97 | |
| 275. CBOE HOLDINGS INC | 2015-10-14 | 2016-04-27 | $17,853 | $18,256 | -$403 | -$403 | |
| 3000. CBRE SERVICES INC 5.000% 3/15/23 | 2013-04-23 | 2015-09-21 | $3,038 | $3,060 | -$22 | -$22 | |
| 2000. CHS/COMMUNITY HEALTH 5.125% 8/15/18 | 2016-02-16 | 2016-05-13 | $2,046 | $1,982 | $64 | $64 | |
| 2000. CIT GROUP INC 5.000% 8/15/22 | 2014-03-03 | 2016-01-08 | $2,050 | $2,110 | -$60 | -$60 | |
| 2000. CIT GROUP INC 5.000% 8/15/22 | 2014-06-04 | 2016-01-27 | $2,020 | $2,090 | -$70 | -$70 | |
| 2000. CIT GROUP INC 5.000% 8/15/22 | 2014-06-04 | 2016-01-27 | $2,030 | $2,070 | -$40 | -$40 | |
| 2000. CIT GROUP INC 5.000% 8/15/22 | 2014-06-04 | 2016-03-11 | $2,050 | $2,069 | -$19 | -$19 | |
| 2000. CIT GROUP INC 5.000% 8/15/22 | 2014-03-31 | 2016-03-17 | $2,035 | $2,068 | -$33 | -$33 | |
| 122. CSL LTE-SPONSORED ADR | 2013-04-01 | 2016-03-30 | $4,647 | $3,533 | $1,114 | $1,114 | |
| 88. CSL LTE-SPONSORED ADR | 2011-02-08 | 2016-04-21 | $3,563 | $1,675 | $1,888 | $1,888 | |
| 74. CAL MAINE FOODS INC | 2014-06-23 | 2015-08-04 | $4,124 | $2,691 | $1,433 | $1,433 | |
| 38. CAMDEN PPTY TR SH BEN INT | 2012-09-06 | 2015-07-06 | $2,916 | $2,657 | $259 | $259 | |
| 106. CAMDEN PPTY TR SH BEN INT | 2012-09-06 | 2015-09-21 | $7,781 | $6,878 | $903 | $903 | |
| 730. CAMERON INTL CORP | 2015-04-30 | 2015-11-03 | $51,338 | $40,999 | $10,339 | $10,339 | |
| 77. CANADIAN NATL RR CO COM | 2013-04-01 | 2016-04-21 | $4,977 | $2,993 | $1,984 | $1,984 | |
| 209. CAPELLA EDUCATION CO | 2014-06-23 | 2015-07-21 | $11,316 | $11,494 | -$178 | -$178 | |
| .75 CARE CAPITAL PROPERTIES INC | 2015-02-11 | 2015-08-26 | $23 | $31 | -$8 | -$8 | |
| 76.25 CARE CAPITAL PROPERTIES INC | 2014-12-23 | 2016-01-13 | $2,316 | $2,420 | -$104 | -$104 | |
| 2.75 CARE CAPITAL PROPERTIES INC | 2015-02-11 | 2016-01-13 | $84 | $109 | -$25 | -$25 | |
| 149. CARLISLE COS INC | 2015-04-23 | 2015-06-18 | $15,153 | $14,750 | $403 | $403 | |
| 41. CARLSBERG AS-B-SPON ADR | 2014-07-29 | 2016-05-31 | $792 | $821 | -$29 | -$29 | |
| 9000. CATAMARAN CORP 4.750% 3/15/21 | 2014-05-13 | 2015-08-23 | $10,208 | $9,144 | $1,064 | $1,064 | |
| 38. CHEMED CORP NEW | 2014-04-11 | 2016-03-02 | $4,919 | $3,315 | $1,604 | $1,604 | |
| 46. CHEMED CORP NEW | 2014-03-17 | 2016-03-15 | $6,210 | $3,935 | $2,275 | $2,275 | |
| 1000. CHESAPEAKE ENERGY CO 6.125% 2/15/21 | 2014-11-13 | 2015-06-29 | $938 | $1,119 | -$181 | -$181 | |
| 2000. CHESAPEAKE ENERGY CO 6.125% 2/15/21 | 2014-11-14 | 2015-06-30 | $1,875 | $2,231 | -$356 | -$356 | |
| 1000. CHESAPEAKE ENERGY CO 6.125% 2/15/21 | 2013-12-06 | 2015-07-01 | $955 | $1,069 | -$114 | -$114 | |
| 2000. CHESAPEAKE ENERGY CO 6.125% 2/15/21 | 2013-12-06 | 2016-02-10 | $270 | $2,138 | -$1,868 | -$1,868 | |
| 1000. CHESAPEAKE ENERGY CO 6.125% 2/15/21 | 2013-12-06 | 2016-02-11 | $125 | $1,069 | -$944 | -$944 | |
| 2000. CHESAPEAKE ENERGY CO 6.125% 2/15/21 | 2015-09-09 | 2016-02-11 | $250 | $1,624 | -$1,374 | -$1,374 | |
| 2000. CLEAR CHANNEL COMMUN 9.000% 12/15/19 | 2015-03-19 | 2015-11-09 | $1,530 | $1,996 | -$466 | -$466 | |
| 3000. CLEAR CHANNEL COMMUN 9.000% 12/15/19 | 2015-03-19 | 2015-11-16 | $2,168 | $2,968 | -$800 | -$800 | |
| 267. COLOPLAST AS - UNSPON ADR | 2016-01-11 | 2016-04-21 | $1,973 | $2,036 | -$63 | -$63 | |
| 301.99955 COMPAGNIE FINANCIERE - ADR | 2014-07-29 | 2016-03-31 | $1,977 | $2,941 | -$964 | -$964 | |
| 146.00045 COMPAGNIE FINANCIERE - ADR | 2014-07-29 | 2016-03-31 | $956 | $1,422 | -$466 | -$466 | |
| 26. COMPASS GROUP PLC - ADR | 2015-06-12 | 2016-05-31 | $487 | $455 | $32 | $32 | |
| 135. COSTCO WHOLESALE CORP | 2014-11-24 | 2015-12-17 | $21,813 | $18,847 | $2,966 | $2,966 | |
| 827. COWEN GROUP INC | 2015-06-23 | 2016-05-16 | $2,636 | $5,216 | -$2,580 | -$2,580 | |
| 1332. COWEN GROUP INC | 2015-06-23 | 2016-05-17 | $4,118 | $8,401 | -$4,283 | -$4,283 | |
| 4000. CROWN AMER/CAP CORP 6.250% 2/01/21 | 2013-05-21 | 2016-02-28 | $4,125 | $4,428 | -$303 | -$303 | |
| 30. CUBESMART | 2014-10-22 | 2016-02-17 | $878 | $598 | $280 | $280 | |
| 97. CYRUSONE INC | 2015-07-06 | 2015-10-22 | $3,405 | $2,858 | $547 | $547 | |
| 78. DBS GROUP HOLDINGS LIMITED - ADR | 2013-04-01 | 2016-04-21 | $3,625 | $3,932 | -$307 | -$307 | |
| 196. DDR CORP | 2012-09-06 | 2016-02-08 | $3,174 | $2,942 | $232 | $232 | |
| 181. DST SYS INC COM | 2013-03-04 | 2016-01-27 | $19,052 | $12,393 | $6,659 | $6,659 | |
| 26. DAIKIN INDUSTRIES-UNSPONADR | 2014-07-29 | 2015-12-09 | $3,671 | $3,640 | $31 | $31 | |
| 59. DAIKIN INDUSTRIES-UNSPONADR | 2014-08-27 | 2015-12-15 | $8,002 | $8,181 | -$179 | -$179 | |
| 29. DAIWA HOUSE IND LTD ADR | 2014-07-29 | 2016-05-31 | $833 | $604 | $229 | $229 | |
| 31. DASSAULT SYSTEMES S.A. - ADR | 2013-04-01 | 2015-07-09 | $2,230 | $1,802 | $428 | $428 | |
| 26. DASSAULT SYSTEMES S.A. - ADR | 2013-04-01 | 2016-02-25 | $1,968 | $1,295 | $673 | $673 | |
| 101. DASSAULT SYSTEMES S.A. - ADR | 2011-02-08 | 2016-04-21 | $7,942 | $4,054 | $3,888 | $3,888 | |
| 238. DECKERS OUTDOOR CORP | 2015-05-21 | 2016-05-24 | $11,662 | $20,495 | -$8,833 | -$8,833 | |
| 176. DILLARDS INC CL A | 2015-10-06 | 2016-01-21 | $11,554 | $15,920 | -$4,366 | -$4,366 | |
| 425. DOVER CORP COM | 2014-11-13 | 2015-11-11 | $27,049 | $34,068 | -$7,019 | -$7,019 | |
| 269. DREW INDUSTRIES INC | 2014-09-04 | 2015-10-29 | $16,317 | $12,458 | $3,859 | $3,859 | |
| 5515.899 DREYFUS INTERNATL BOND FD CL I #6094 | 2014-02-18 | 2016-05-27 | $85,000 | $91,950 | -$6,950 | -$6,950 | |
| 165. DRIL-QUIP INC COM | 2015-05-29 | 2015-10-07 | $10,847 | $12,539 | -$1,692 | -$1,692 | |
| 5000. DYNEGY INC 5.875% 6/01/23 | 2014-06-09 | 2016-05-31 | $4,413 | $5,000 | -$587 | -$587 | |
| 403. E M C CORP MASS | 2013-08-08 | 2015-06-16 | $10,902 | $10,909 | -$7 | -$7 | |
| 1272. E M C CORP MASS | 2014-11-24 | 2015-06-16 | $34,412 | $37,440 | -$3,028 | -$3,028 | |
| 20000. ECOLAB INC 3.000% 12/08/16 | 2015-10-01 | 2016-02-29 | $20,244 | $20,420 | -$176 | -$176 | |
| 999. ENCANA CORP | 2015-11-09 | 2016-02-11 | $3,414 | $12,528 | -$9,114 | -$9,114 | |
| 3000. ENERGY TRANSFER EQUI 7.500% 10/15/20 | 2011-08-11 | 2016-02-10 | $2,370 | $2,985 | -$615 | -$615 | |
| 3000. ENERGY TRANSFER EQUI 7.500% 10/15/20 | 2011-08-11 | 2016-02-16 | $2,393 | $2,985 | -$592 | -$592 | |
| 2000. ENERGY TRANSFER EQUI 7.500% 10/15/20 | 2011-08-11 | 2016-02-17 | $1,615 | $1,990 | -$375 | -$375 | |
| 842. ENPHASE ENERGY INC | 2014-09-04 | 2015-07-21 | $5,131 | $13,017 | -$7,886 | -$7,886 | |
| 43. EQUITY RESIDENTIAL PPTYS TR SH BEN | 2015-09-21 | 2016-04-14 | $2,980 | $3,144 | -$164 | -$164 | |
| 11. EQUITY RESIDENTIAL PPTYS TR SH BEN | 2015-02-04 | 2016-04-14 | $762 | $872 | -$110 | -$110 | |
| 405. ESSENDANT INC | 2014-11-07 | 2015-10-06 | $13,451 | $17,114 | -$3,663 | -$3,663 | |
| 7. ESSEX PPTY TR COM | 2013-06-27 | 2016-04-14 | $1,529 | $1,173 | $356 | $356 | |
| 811. EVERBANK FINANCIAL CORP | 2015-09-15 | 2015-12-24 | $13,201 | $16,369 | -$3,168 | -$3,168 | |
| 1000. EP ENERGY/EP FINANCE 9.375% 5/01/20 | 2013-02-01 | 2015-10-02 | $753 | $1,131 | -$378 | -$378 | |
| 1000. EP ENERGY/EP FINANCE 9.375% 5/01/20 | 2013-02-01 | 2015-10-02 | $758 | $1,131 | -$373 | -$373 | |
| 3000. EP ENERGY/EP FINANCE 9.375% 5/01/20 | 2013-02-01 | 2015-10-02 | $2,325 | $3,394 | -$1,069 | -$1,069 | |
| 76. EXTRA SPACE STORAGE INC | 2012-09-06 | 2015-07-21 | $5,362 | $2,426 | $2,936 | $2,936 | |
| 126. FCB FINANCIAL HOLDINGS, INC | 2015-01-29 | 2015-08-04 | $4,374 | $2,877 | $1,497 | $1,497 | |
| 255. FANUC CORPORATION ADR | 2016-04-12 | 2016-04-21 | $7,155 | $6,843 | $312 | $312 | |
| 45. FANUC CORPORATION ADR | 2013-04-01 | 2016-04-21 | $1,263 | $1,156 | $107 | $107 | |
| 39287.6 FHLMC POOL #G08592 4.000% 6/01/44 | 2015-10-09 | 2015-11-09 | $41,501 | $42,136 | -$635 | -$635 | |
| 699.41 FHLMC POOL #G08592 4.000% 6/01/44 | 2015-10-09 | 2015-11-15 | $699 | $750 | -$51 | -$51 | |
| 228.9 FHLMC POOL #G08669 4.000% 9/01/45 | 2015-11-09 | 2015-12-15 | $229 | $243 | -$14 | -$14 | |
| 282.26 FHLMC POOL #G08669 4.000% 9/01/45 | 2015-11-09 | 2016-01-15 | $282 | $299 | -$17 | -$17 | |
| 370.89 FHLMC POOL #G08669 4.000% 9/01/45 | 2015-11-09 | 2016-02-15 | $371 | $393 | -$22 | -$22 | |
| 759.54 FHLMC POOL #G08669 4.000% 9/01/45 | 2016-02-09 | 2016-03-15 | $760 | $806 | -$46 | -$46 | |
| 1084.86262 FHLMC POOL #G08669 4.000% 9/01/45 | 2015-11-09 | 2016-04-15 | $1,085 | $1,151 | -$66 | -$66 | |
| 309.30738 FHLMC POOL #G08669 4.000% 9/01/45 | 2016-02-09 | 2016-04-15 | $309 | $329 | -$20 | -$20 | |
| 1157.26 FHLMC POOL #G08669 4.000% 9/01/45 | 2016-04-11 | 2016-05-15 | $1,157 | $1,229 | -$72 | -$72 | |
| 378.65 FHLMC POOL #G08641 3.500% 5/01/45 | 2015-10-07 | 2015-11-15 | $379 | $395 | -$16 | -$16 | |
| 382.33 FHLMC POOL #G08641 3.500% 5/01/45 | 2015-10-07 | 2015-12-15 | $382 | $399 | -$17 | -$17 | |
| 407.6 FHLMC POOL #G08641 3.500% 5/01/45 | 2015-10-07 | 2016-01-15 | $408 | $425 | -$17 | -$17 | |
| 346.59 FHLMC POOL #G08641 3.500% 5/01/45 | 2015-10-07 | 2016-02-15 | $347 | $362 | -$15 | -$15 | |
| 447.33 FHLMC POOL #G08641 3.500% 5/01/45 | 2015-10-07 | 2016-03-15 | $447 | $467 | -$20 | -$20 | |
| 865.34 FHLMC POOL #G08641 3.500% 5/01/45 | 2015-10-07 | 2016-04-15 | $865 | $903 | -$38 | -$38 | |
| 54200.09 FHLMC POOL #G08641 3.500% 5/01/45 | 2015-10-07 | 2016-05-09 | $56,910 | $56,571 | $339 | $339 | |
| 696.38 FHLMC POOL #G08641 3.500% 5/01/45 | 2015-10-07 | 2016-05-15 | $696 | $727 | -$31 | -$31 | |
| 641.42 FHLMC POOL #G60384 4.500% 12/01/45 | 2016-01-19 | 2016-02-15 | $641 | $698 | -$57 | -$57 | |
| 499.14 FHLMC POOL #G60384 4.500% 12/01/45 | 2016-01-19 | 2016-03-15 | $499 | $543 | -$44 | -$44 | |
| 913.46 FHLMC POOL #G60384 4.500% 12/01/45 | 2016-01-19 | 2016-04-15 | $913 | $994 | -$81 | -$81 | |
| 827.61 FHLMC POOL #G60384 4.500% 12/01/45 | 2016-04-11 | 2016-05-15 | $828 | $900 | -$72 | -$72 | |
| 6. FEDERAL RLTY INVT TR SH BEN INT | 2012-09-06 | 2016-02-17 | $888 | $658 | $230 | $230 | |
| 24. FEDERAL RLTY INVT TR SH BEN INT | 2013-03-22 | 2016-03-22 | $3,688 | $2,558 | $1,130 | $1,130 | |
| 1011.79 FNMA POOL #AL6306 4.500% 1/01/45 | 2015-10-07 | 2015-11-25 | $1,012 | $1,106 | -$94 | -$94 | |
| 653.82 FNMA POOL #AL6306 4.500% 1/01/45 | 2015-10-07 | 2015-12-25 | $654 | $715 | -$61 | -$61 | |
| 34491.5 FNMA POOL #AL6306 4.500% 1/01/45 | 2015-10-07 | 2016-01-19 | $37,329 | $37,714 | -$385 | -$385 | |
| 943.38 FNMA POOL #AL6306 4.500% 1/01/45 | 2015-10-07 | 2016-01-25 | $943 | $1,032 | -$89 | -$89 | |
| 9267.913 FID ADV EMER MKTS INC- CL I #607 | 2014-07-24 | 2015-09-17 | $119,000 | $134,663 | -$15,663 | -$15,663 | |
| 4000. FIRST DATA CORPORAT 12.625% 1/15/21 | 2015-03-20 | 2015-11-16 | $4,581 | $4,759 | -$178 | -$178 | |
| 4000. FIRST DATA CORPORAT 12.625% 1/15/21 | 2015-03-19 | 2015-11-30 | $4,562 | $4,755 | -$193 | -$193 | |
| 84. FIRST INDL RLTY TR INC COM | 2012-09-06 | 2015-12-08 | $1,885 | $1,110 | $775 | $775 | |
| 35. FIRST INDL RLTY TR INC COM | 2012-09-06 | 2016-02-17 | $707 | $463 | $244 | $244 | |
| 40. FIRST INDL RLTY TR INC COM | 2012-09-06 | 2016-03-22 | $878 | $529 | $349 | $349 | |
| 87. FIRST INDL RLTY TR INC COM | 2012-09-06 | 2016-04-14 | $1,958 | $1,150 | $808 | $808 | |
| 86. FRESENIUS MEDICAL CARE ADR | 2011-10-07 | 2016-04-21 | $3,829 | $2,656 | $1,173 | $1,173 | |
| 221. FRESENIUS SE & CO-SPN ADR | 2014-09-16 | 2015-09-25 | $3,870 | $2,734 | $1,136 | $1,136 | |
| 188. FUCHS PETROLUB SE-PREF ADR | 2014-02-10 | 2016-04-21 | $2,072 | $2,524 | -$452 | -$452 | |
| 20. GEO GROUP INC/THE | 2014-03-26 | 2016-02-17 | $583 | $640 | -$57 | -$57 | |
| .5 GANNETT CO INC | 2013-04-30 | 2015-07-15 | $7 | $4 | $3 | $3 | |
| 242. GANNETT CO INC | 2013-04-30 | 2015-07-28 | $3,204 | $1,270 | $1,934 | $1,934 | |
| 41. GENERAL GROWTH PROPERTIE-W/I | 2015-11-25 | 2016-03-22 | $1,192 | $1,048 | $144 | $144 | |
| 275. GENERAL MILLS INC | 2014-11-24 | 2015-06-16 | $15,133 | $14,157 | $976 | $976 | |
| 2000. GENON ENERGY INC 9.875% 10/15/20 | 2011-08-26 | 2015-12-08 | $1,603 | $1,976 | -$373 | -$373 | |
| 3000. GENON ENERGY INC 9.875% 10/15/20 | 2011-08-26 | 2016-02-03 | $1,755 | $2,966 | -$1,211 | -$1,211 | |
| 295. GENTHERM INC | 2014-11-03 | 2015-12-04 | $14,408 | $12,209 | $2,199 | $2,199 | |
| 5573.945 GOLDMAN SACHS COMM STRATEGY #2653 | 2015-02-04 | 2016-05-05 | $61,425 | $115,658 | -$54,233 | -$54,233 | |
| 31. GRACO INC | 2015-11-18 | 2016-02-19 | $2,342 | $2,281 | $61 | $61 | |
| 57. GRACO INC | 2015-10-06 | 2016-04-01 | $4,861 | $4,060 | $801 | $801 | |
| 132. GRACO INC | 2015-10-06 | 2016-04-19 | $11,349 | $9,403 | $1,946 | $1,946 | |
| 112. GRIFOLS SA-ADR | 2015-11-11 | 2016-04-21 | $1,769 | $1,961 | -$192 | -$192 | |
| 2000. HCA INC 5.000% 3/15/24 | 2014-04-04 | 2016-01-21 | $1,985 | $2,008 | -$23 | -$23 | |
| 4000. HCA INC 5.000% 3/15/24 | 2014-04-04 | 2016-01-22 | $4,010 | $4,010 | |||
| 354. HFF INC | 2014-06-23 | 2015-07-21 | $15,205 | $12,623 | $2,582 | $2,582 | |
| 194. HACKETT GROUP INC | 2015-05-28 | 2016-04-25 | $2,945 | $2,307 | $638 | $638 | |
| 5000. H.J. HEINZ COMPANY 4.250% 10/15/20 | 2014-06-19 | 2015-07-06 | $5,106 | $5,021 | $85 | $85 | |
| 4000. HERTZ CORP 6.250% 10/15/22 | 2015-06-08 | 2016-04-26 | $3,995 | $4,125 | -$130 | -$130 | |
| 324. HONG KONG EXCH & CLEARING LTD -ADR | 2013-06-13 | 2015-09-30 | $7,408 | $5,116 | $2,292 | $2,292 | |
| 186. HOST HOTELS & RESORTS, INC. | 2012-09-06 | 2016-01-27 | $2,514 | $2,864 | -$350 | -$350 | |
| 269. HOST HOTELS & RESORTS, INC. | 2012-09-06 | 2016-02-08 | $3,694 | $4,143 | -$449 | -$449 | |
| 143. HOST HOTELS & RESORTS, INC. | 2012-09-06 | 2016-03-22 | $2,361 | $2,202 | $159 | $159 | |
| 143. HOST HOTELS & RESORTS, INC. | 2012-09-06 | 2016-05-11 | $2,296 | $2,074 | $222 | $222 | |
| 34. HUDSON PACIFIC PROPERTIES INC | 2015-06-29 | 2016-03-22 | $988 | $1,024 | -$36 | -$36 | |
| 112. HUDSON PACIFIC PROPERTIES INC | 2015-06-29 | 2016-04-14 | $3,279 | $3,216 | $63 | $63 | |
| 2000. ISTAR FINANCIAL INC 5.000% 7/01/19 | 2014-07-14 | 2015-09-16 | $1,953 | $2,003 | -$50 | -$50 | |
| 3000. ISTAR FINANCIAL INC 5.000% 7/01/19 | 2014-07-14 | 2015-09-18 | $2,936 | $3,004 | -$68 | -$68 | |
| 824. IXIA | 2015-09-24 | 2016-04-22 | $8,400 | $12,524 | -$4,124 | -$4,124 | |
| 2570. ICICI BANK LTD. - ADR | 2013-04-01 | 2016-02-23 | $13,908 | $21,795 | -$7,887 | -$7,887 | |
| 283. IMPAX LABORATORIES INC | 2016-03-01 | 2016-04-05 | $8,987 | $9,636 | -$649 | -$649 | |
| 216. IMPERIAL OIL LTD COM- | 2014-03-12 | 2015-11-05 | $7,332 | $9,729 | -$2,397 | -$2,397 | |
| 291. IMPERIAL OIL LTD COM- | 2013-04-01 | 2016-04-08 | $9,195 | $11,609 | -$2,414 | -$2,414 | |
| 43. INFORMA PLC-SP ADR | 2014-07-29 | 2016-05-31 | $856 | $724 | $132 | $132 | |
| 104. INPHI CORP | 2014-06-23 | 2015-06-24 | $2,531 | $1,577 | $954 | $954 | |
| 24. INPHI CORP | 2014-06-23 | 2015-12-04 | $702 | $364 | $338 | $338 | |
| 89. INPHI CORP | 2014-06-23 | 2016-04-22 | $2,811 | $1,350 | $1,461 | $1,461 | |
| 440. INTEL CORP | 2014-11-20 | 2016-04-18 | $13,870 | $15,131 | -$1,261 | -$1,261 | |
| 4000. INTELSAT JACKSON HLD 7.250% 4/01/19 | 2012-03-20 | 2016-02-24 | $2,780 | $4,213 | -$1,433 | -$1,433 | |
| 3000. INTELSAT JACKSON HLD 7.250% 4/01/19 | 2012-02-07 | 2016-03-16 | $2,298 | $3,154 | -$856 | -$856 | |
| 2000. INTELSAT JACKSON HLD 7.250% 4/01/19 | 2012-02-07 | 2016-03-17 | $1,522 | $2,103 | -$581 | -$581 | |
| 716. INTELIQUENT INC | 2014-06-23 | 2016-01-26 | $11,419 | $10,670 | $749 | $749 | |
| 583. INTERVAL LEISURE GROUP INC | 2014-12-03 | 2015-06-11 | $14,397 | $12,202 | $2,195 | $2,195 | |
| 447. INVESTMENT TECHNOLOGY GROUP INC NEW | 2015-04-15 | 2015-08-04 | $8,218 | $13,478 | -$5,260 | -$5,260 | |
| .7 ITAU UNIBANCO H-SPON PRF ADR | 2012-07-30 | 2015-07-30 | $6 | $11 | -$5 | -$5 | |
| 756. ITAU UNIBANCO H-SPON PRF ADR | 2013-05-24 | 2016-03-28 | $6,535 | $12,110 | -$5,575 | -$5,575 | |
| 299. ITAU UNIBANCO H-SPON PRF ADR | 2014-06-12 | 2016-04-21 | $2,701 | $4,667 | -$1,966 | -$1,966 | |
| 183. ITC HLDGS CORP | 2015-03-13 | 2015-09-15 | $5,852 | $6,592 | -$740 | -$740 | |
| 78. JGC CORP-UNSPONSORED ADR | 2013-05-08 | 2016-04-21 | $2,717 | $5,019 | -$2,302 | -$2,302 | |
| 75. JPMORGAN CHASE & CO | 2014-11-13 | 2016-04-13 | $4,649 | $4,516 | $133 | $133 | |
| 26. JAPAN TOBACCO INC-UNSPON ADR | 2015-12-17 | 2016-05-31 | $512 | $490 | $22 | $22 | |
| 300. JETBLUE AWYS CORP | 2015-03-27 | 2016-02-19 | $6,416 | $5,696 | $720 | $720 | |
| 676. JETBLUE AWYS CORP | 2015-03-27 | 2016-04-15 | $14,026 | $12,834 | $1,192 | $1,192 | |
| 125. JOHNSON & JOHNSON | 2014-11-24 | 2015-06-16 | $12,283 | $13,371 | -$1,088 | -$1,088 | |
| 117. JONES LANG LASALLE INC | 2014-10-21 | 2016-03-17 | $13,330 | $13,172 | $158 | $158 | |
| 5. JONES LANG LASALLE INC | 2015-10-08 | 2016-03-17 | $570 | $733 | -$163 | -$163 | |
| 78. KDDI CORP-UNSPONSORED ADR | 2014-10-29 | 2015-09-17 | $841 | $830 | $11 | $11 | |
| 596. KDDI CORP-UNSPONSORED ADR | 2014-07-29 | 2015-09-17 | $6,427 | $6,059 | $368 | $368 | |
| 70. KILROY REALTY CORP COM | 2014-03-24 | 2015-11-25 | $4,707 | $3,749 | $958 | $958 | |
| 13. KILROY REALTY CORP COM | 2016-03-22 | 2016-05-11 | $832 | $788 | $44 | $44 | |
| 6. KILROY REALTY CORP COM | 2014-01-29 | 2016-05-11 | $384 | $311 | $73 | $73 | |
| 65. KIMCO RLTY CORP | 2016-02-08 | 2016-02-17 | $1,738 | $1,749 | -$11 | -$11 | |
| 2000. KINETICS CONCEPT/KC 10.500% 11/01/18 | 2013-04-02 | 2016-03-08 | $1,963 | $2,180 | -$217 | -$217 | |
| 3000. KINETICS CONCEPT/KC 10.500% 11/01/18 | 2013-04-02 | 2016-04-07 | $3,000 | $3,270 | -$270 | -$270 | |
| 30. KOMATSU LIMITED - ADR | 2014-07-29 | 2016-05-31 | $511 | $715 | -$204 | -$204 | |
| 140. KONE OYJ-B-UNSPONSORED ADR | 2015-02-02 | 2016-04-21 | $3,171 | $3,136 | $35 | $35 | |
| 200. KONE OYJ-B-UNSPONSORED ADR | 2015-02-02 | 2016-05-19 | $4,391 | $4,480 | -$89 | -$89 | |
| 165. L'OREAL - ADR | 2013-04-01 | 2016-04-21 | $6,108 | $4,200 | $1,908 | $1,908 | |
| 66. LVMH MOET HENNESSY UNSP ADR - ADR | 2010-12-23 | 2016-04-21 | $2,251 | $2,302 | -$51 | -$51 | |
| 31. LABORATORY CRP OF AMER HLDGS | 2014-09-10 | 2016-01-22 | $3,477 | $3,324 | $153 | $153 | |
| 234. LANDSTAR SYS INC COM | 2014-07-16 | 2015-06-02 | $15,431 | $15,191 | $240 | $240 | |
| 209. LANDSTAR SYS INC COM | 2015-08-28 | 2016-03-02 | $12,433 | $13,858 | -$1,425 | -$1,425 | |
| 102. LANNETT INC | 2016-01-22 | 2016-03-01 | $2,580 | $3,690 | -$1,110 | -$1,110 | |
| 267. LANNETT INC | 2014-11-20 | 2016-03-01 | $6,755 | $11,733 | -$4,978 | -$4,978 | |
| 250. LANNETT INC | 2014-06-23 | 2016-03-09 | $5,613 | $12,564 | -$6,951 | -$6,951 | |
| 66. LENNOX INTERNATIONAL INC | 2015-06-18 | 2016-04-18 | $9,262 | $7,410 | $1,852 | $1,852 | |
| 4000. LEVEL 3 FINANCING IN 7.000% 6/01/20 | 2014-06-16 | 2016-04-21 | $4,166 | $4,360 | -$194 | -$194 | |
| 874. LIFELOCK INC | 2014-06-23 | 2015-08-04 | $6,578 | $11,479 | -$4,901 | -$4,901 | |
| 4000. LIMITED BRANDS INC 6.625% 4/01/21 | 2014-07-07 | 2016-04-13 | $4,500 | $4,560 | -$60 | -$60 | |
| 168. LINDE AG ADR | 2014-10-13 | 2016-04-21 | $2,575 | $3,153 | -$578 | -$578 | |
| 3000. LINN ENERGY, LLC/LIN 7.750% 2/01/21 | 2012-05-21 | 2015-09-14 | $953 | $3,068 | -$2,115 | -$2,115 | |
| 2000. LINN ENERGY, LLC/LIN 7.750% 2/01/21 | 2012-05-21 | 2015-10-01 | $370 | $2,045 | -$1,675 | -$1,675 | |
| 33. MACERICH CO COM | 2015-10-22 | 2015-11-25 | $2,622 | $2,837 | -$215 | -$215 | |
| 342. CREDIT SUISSE GRP ADR RGTI DEEMD REC | 2015-10-28 | 2015-12-21 | $163 | $163 | $163 | ||
| 10875.476 MAINSTAY CONVERTIBLE FD CL I #2584 | 2014-11-21 | 2015-09-17 | $181,838 | $200,000 | -$18,162 | -$18,162 | |
| 8. MAKITA CORPORATION - ADR | 2014-07-29 | 2016-05-31 | $513 | $486 | $27 | $27 | |
| 5000. MARKWEST ENERGY PART 6.750% 11/01/20 | 2011-08-26 | 2015-06-03 | $5,291 | $5,075 | $216 | $216 | |
| 324. MATSON INC. | 2015-03-20 | 2016-05-16 | $10,187 | $13,622 | -$3,435 | -$3,435 | |
| 199. MEDIOLANUM SPA-UNSPONSOR ADR | 2014-07-29 | 2015-08-13 | $3,396 | $3,188 | $208 | $208 | |
| 222. MEDIOLANUM SPA-UNSPONSOR ADR | 2014-07-29 | 2015-09-28 | $3,153 | $3,557 | -$404 | -$404 | |
| 93. MEDIOLANUM SPA-UNSPONSOR ADR | 2015-12-17 | 2016-01-22 | $1,274 | $1,531 | -$257 | -$257 | |
| 404. MEDIOLANUM SPA-UNSPONSOR ADR | 2014-12-30 | 2016-01-22 | $5,536 | $6,080 | -$544 | -$544 | |
| 2547. MERGE HEALTHCARE INC | 2015-07-21 | 2015-09-24 | $18,045 | $12,936 | $5,109 | $5,109 | |
| 46. MICROSTRATEGY INC CL A | 2016-03-09 | 2016-05-17 | $8,195 | $7,714 | $481 | $481 | |
| 2000. MICRON TECHNOLOGY, 5.875% 2/15/22 | 2015-03-05 | 2016-04-04 | $1,710 | $2,123 | -$413 | -$413 | |
| 2000. MICRON TECHNOLOGY, 5.875% 2/15/22 | 2015-02-23 | 2016-04-05 | $1,710 | $2,095 | -$385 | -$385 | |
| 248. MINERALS TECHNOLOGIES INC COM | 2014-09-30 | 2015-06-17 | $17,045 | $15,386 | $1,659 | $1,659 | |
| 103. MITSUBISHI ESTATE COMPANY, LTD - ADR | 2013-09-27 | 2016-04-21 | $2,068 | $3,093 | -$1,025 | -$1,025 | |
| 51. MONOTARO CO LTD-UNSP ADR | 2013-11-14 | 2015-07-09 | $2,186 | $1,138 | $1,048 | $1,048 | |
| 65. MONOTARO CO LTD-UNSP ADR | 2013-11-13 | 2016-04-21 | $2,031 | $725 | $1,306 | $1,306 | |
| 193. MTN GROUP LTD ADR | 2014-05-15 | 2016-04-21 | $1,982 | $3,987 | -$2,005 | -$2,005 | |
| 2000. NRG ENERGY INC 6.625% 3/15/23 | 2014-04-07 | 2015-10-28 | $1,830 | $2,090 | -$260 | -$260 | |
| 2000. NRG ENERGY INC 6.625% 3/15/23 | 2014-04-02 | 2015-12-04 | $1,740 | $2,090 | -$350 | -$350 | |
| 17. NASPERS LTD ADR | 2015-07-02 | 2016-02-25 | $1,951 | $2,685 | -$734 | -$734 | |
| 232. NASPERS LTD ADR | 2015-07-02 | 2016-04-21 | $3,285 | $3,697 | -$412 | -$412 | |
| 30. NESTLE S.A. REGISTERED SHARES - ADR | 2013-04-01 | 2015-07-09 | $2,210 | $2,139 | $71 | $71 | |
| 82. NESTLE S.A. REGISTERED SHARES - ADR | 2010-12-23 | 2016-04-21 | $6,151 | $4,830 | $1,321 | $1,321 | |
| 444. NEW JERSEY RES CORP | 2014-06-23 | 2015-06-23 | $12,542 | $12,442 | $100 | $100 | |
| 560. NOVARTIS AG - ADR | 2014-11-24 | 2016-05-09 | $41,644 | $53,032 | -$11,388 | -$11,388 | |
| 16. NOVARTIS AG - ADR | 2014-07-29 | 2016-05-31 | $1,267 | $1,414 | -$147 | -$147 | |
| 80. NOVO NORDISK A/S - ADR | 2011-02-08 | 2015-10-22 | $4,258 | $1,792 | $2,466 | $2,466 | |
| 205. NOVO NORDISK A/S - ADR | 2014-08-28 | 2015-11-20 | $11,192 | $8,573 | $2,619 | $2,619 | |
| 353. NOVO NORDISK A/S - ADR | 2013-06-11 | 2016-02-09 | $16,430 | $11,701 | $4,729 | $4,729 | |
| 10. NOVO NORDISK A/S - ADR | 2011-02-08 | 2016-05-31 | $559 | $224 | $335 | $335 | |
| 126. NUTRI SYS INC | 2014-11-18 | 2015-08-04 | $3,777 | $2,360 | $1,417 | $1,417 | |
| 1. NUTRI SYS INC | 2014-11-18 | 2016-05-16 | $26 | $19 | $7 | $7 | |
| 54. NUVASIVE INC | 2014-06-23 | 2015-09-24 | $2,882 | $1,910 | $972 | $972 | |
| 239. OGE ENERGY CORP COM | 2015-09-15 | 2015-11-23 | $6,178 | $6,403 | -$225 | -$225 | |
| 498. OMNIVISION TECHNOLOGIES | 2014-07-11 | 2015-10-29 | $14,333 | $10,882 | $3,451 | $3,451 | |
| 427. OSHKOSH CORPORATION | 2015-10-14 | 2016-02-17 | $14,588 | $17,357 | -$2,769 | -$2,769 | |
| 721. OWENS ILL INC COM NEW | 2015-04-20 | 2016-04-07 | $11,711 | $17,557 | -$5,846 | -$5,846 | |
| 78. PARK24 CO LTD-SPN ADR | 2016-02-01 | 2016-04-21 | $2,242 | $2,194 | $48 | $48 | |
| 592. PEARSON PLC - ADR | 2015-08-13 | 2015-11-09 | $7,354 | $12,389 | -$5,035 | -$5,035 | |
| 2000. JC PENNEY CORP INC 8.125% 10/01/19 | 2015-05-04 | 2015-09-25 | $2,023 | $2,025 | -$2 | -$2 | |
| 837. PERICOM SEMICONDUCTOR CORP | 2015-03-02 | 2015-11-24 | $14,857 | $13,871 | $986 | $986 | |
| 124. POLARIS INDS INC COM | 2012-05-09 | 2016-01-20 | $9,668 | $9,002 | $666 | $666 | |
| 4000. POST HOLDINGS INC 7.375% 2/15/22 | 2013-03-28 | 2015-11-20 | $4,180 | $4,385 | -$205 | -$205 | |
| 3000. POST HOLDINGS INC 7.375% 2/15/22 | 2013-03-28 | 2016-01-13 | $3,150 | $3,286 | -$136 | -$136 | |
| 2000. POST HOLDINGS INC 7.375% 2/15/22 | 2013-02-12 | 2016-01-13 | $2,103 | $2,190 | -$87 | -$87 | |
| 5118.83 T ROWE PRICE INST EM MKT EQ #146 | 2015-02-04 | 2015-10-30 | $140,000 | $155,101 | -$15,101 | -$15,101 | |
| 20325.203 T ROWE CORPORATE INCOME FD #112 | 2014-11-21 | 2015-09-17 | $192,073 | $200,000 | -$7,927 | -$7,927 | |
| 279. PROASSURANCE CORPORATION | 2014-06-23 | 2015-09-24 | $13,759 | $12,433 | $1,326 | $1,326 | |
| 200. PROTO LABS INC | 2016-04-19 | 2016-05-26 | $12,743 | $16,152 | -$3,409 | -$3,409 | |
| 21. PRUDENTIAL PLC - ADR | 2014-07-29 | 2016-05-31 | $836 | $997 | -$161 | -$161 | |
| 9. PUBLIC STORAGE INC COM | 2015-07-21 | 2015-12-29 | $2,265 | $1,809 | $456 | $456 | |
| 28. PUBLIC STORAGE INC COM | 2015-07-21 | 2016-02-08 | $6,410 | $5,534 | $876 | $876 | |
| 6. PUBLIC STORAGE INC COM | 2013-01-03 | 2016-02-17 | $1,480 | $879 | $601 | $601 | |
| 17. PUBLIC STORAGE INC COM | 2015-06-25 | 2016-02-17 | $4,194 | $3,148 | $1,046 | $1,046 | |
| 7. PUBLIC STORAGE INC COM | 2012-12-21 | 2016-03-22 | $1,836 | $1,022 | $814 | $814 | |
| 10. PUBLIC STORAGE INC COM | 2012-12-21 | 2016-05-11 | $2,597 | $1,460 | $1,137 | $1,137 | |
| 101. QTS REALTY TRUST INC-CL A | 2014-06-23 | 2016-05-17 | $5,244 | $2,881 | $2,363 | $2,363 | |
| 64. QUALCOMM INC | 2014-11-24 | 2015-11-11 | $3,380 | $4,591 | -$1,211 | -$1,211 | |
| 636. QUALCOMM INC | 2014-02-24 | 2015-11-11 | $33,586 | $39,888 | -$6,302 | -$6,302 | |
| 343. QUESTAR CORP | 2015-11-23 | 2016-02-18 | $8,548 | $6,456 | $2,092 | $2,092 | |
| 5000. RANGE RESOURCES CORP 6.750% 8/01/20 | 2011-08-10 | 2015-08-03 | $5,169 | $5,175 | -$6 | -$6 | |
| 2000. RANGE RESOURCES CORP 5.000% 3/15/23 | 2014-02-19 | 2015-12-16 | $1,550 | $2,025 | -$475 | -$475 | |
| 1000. RANGE RESOURCES CORP 5.000% 3/15/23 | 2014-02-19 | 2016-01-22 | $755 | $1,013 | -$258 | -$258 | |
| 116. REXAM PLC-SPONSORED ADR | 2014-07-29 | 2016-04-08 | $5,062 | $5,164 | -$102 | -$102 | |
| 3000. REYNOLDS GRP ISS/REY 5.750% 10/15/20 | 2013-09-06 | 2015-11-24 | $3,068 | $2,970 | $98 | $98 | |
| 2000. REYNOLDS GRP ISS/REY 5.750% 10/15/20 | 2013-09-06 | 2015-11-25 | $2,053 | $1,980 | $73 | $73 | |
| 137. ROCHE HOLDINGS LTD - ADR | 2015-09-30 | 2016-04-21 | $4,433 | $4,508 | -$75 | -$75 | |
| 78. ROCHE HOLDINGS LTD - ADR | 2013-04-01 | 2016-04-21 | $2,524 | $1,882 | $642 | $642 | |
| 396. ROSS STORES INC | 2013-04-30 | 2016-04-26 | $22,797 | $11,450 | $11,347 | $11,347 | |
| 124. ROYAL DUTCH SHELL PLC ADR | 2016-03-09 | 2016-04-21 | $6,591 | $5,953 | $638 | $638 | |
| 1797. KONINKLIJKE KPN N.V. - ADR | 2014-12-02 | 2015-08-05 | $7,016 | $5,998 | $1,018 | $1,018 | |
| 56. RYANAIR HOLDINGS PLC-SP ADR | 2014-07-29 | 2015-11-03 | $4,680 | $3,081 | $1,599 | $1,599 | |
| .975 RYANAIR HOLDINGS PLC-SP ADR | 2014-07-29 | 2015-11-05 | $82 | $54 | $28 | $28 | |
| 2000. SBA COMMUNICATIONS 4.875% 7/15/22 | 2015-11-23 | 2016-02-25 | $2,030 | $1,995 | $35 | $35 | |
| 48. RYOHIN KEIKAKU CO-UNSP ADR | 2014-07-29 | 2015-07-27 | $2,101 | $1,193 | $908 | $908 | |
| 9. RYOHIN KEIKAKU CO-UNSP ADR | 2014-07-29 | 2016-05-31 | $411 | $224 | $187 | $187 | |
| 27. SL GREEN REALTY CORP COM | 2012-09-06 | 2015-12-29 | $3,075 | $2,220 | $855 | $855 | |
| 3000. SLM CORP 5.500% 1/25/23 | 2013-11-19 | 2015-10-06 | $2,325 | $2,828 | -$503 | -$503 | |
| 2000. SLM CORP 5.500% 1/25/23 | 2013-11-19 | 2015-10-06 | $1,525 | $1,885 | -$360 | -$360 | |
| 121. SM ENERGY CO | 2013-11-25 | 2015-07-07 | $4,997 | $10,707 | -$5,710 | -$5,710 | |
| 59. SM ENERGY CO | 2014-10-13 | 2015-07-07 | $2,542 | $3,414 | -$872 | -$872 | |
| 55. SM ENERGY CO | 2013-12-23 | 2015-07-07 | $2,369 | $4,576 | -$2,207 | -$2,207 | |
| 4906. SPDR S & P 500 ETF TRUST | 2013-11-01 | 2015-08-19 | $1,023,183 | $721,956 | $301,227 | $301,227 | |
| 208. SPDR S&P MIDCAP 400 ETF TRUST | 2007-07-05 | 2016-04-20 | $55,779 | $34,335 | $21,444 | $21,444 | |
| 114. SANDS CHINA LTD-UNSPONS ADR | 2015-05-21 | 2016-01-22 | $3,262 | $4,702 | -$1,440 | -$1,440 | |
| 269. SANDS CHINA LTD-UNSPONS ADR | 2014-05-14 | 2016-01-22 | $7,697 | $20,756 | -$13,059 | -$13,059 | |
| 25. SAP SE | 2011-02-08 | 2016-02-25 | $1,925 | $1,483 | $442 | $442 | |
| 60. SAP SE | 2011-02-08 | 2016-04-21 | $4,810 | $3,559 | $1,251 | $1,251 | |
| 70. SASOL LIMITED - ADR | 2011-02-08 | 2016-04-21 | $2,240 | $3,587 | -$1,347 | -$1,347 | |
| 62. SCHLUMBERGER LTD | 2010-12-23 | 2016-04-21 | $5,005 | $5,101 | -$96 | -$96 | |
| 1529. SCHNEIDER ELECTRIC SE - ADR | 2013-04-01 | 2015-10-01 | $16,991 | $22,515 | -$5,524 | -$5,524 | |
| 10000. SEARS HOLDING CORP 6.625% 10/15/18 | 2011-10-04 | 2015-08-14 | $9,900 | $9,136 | $764 | $764 | |
| 2140. AMEX ENERGY SELECT SPDR | 2015-02-17 | 2016-04-06 | $129,573 | $174,599 | -$45,026 | -$45,026 | |
| 1644. BANCO BILBAO VIZCAYA ARGENT 11/15/15 | 2015-11-02 | 2015-11-02 | $154 | $148 | $6 | $6 | |
| 274. SEVEN & I HOLDINGS CO., LTD ADR | 2014-07-29 | 2015-10-26 | $6,062 | $5,954 | $108 | $108 | |
| 55. SHIRE PLC ADR | 2014-10-16 | 2015-10-19 | $11,648 | $9,799 | $1,849 | $1,849 | |
| 3. SHIRE PLC ADR | 2015-02-13 | 2016-05-31 | $555 | $715 | -$160 | -$160 | |
| 14. SIMON PROPERTY GROUP INC | 2016-01-29 | 2016-03-29 | $2,858 | $2,698 | $160 | $160 | |
| 2000. SINCLAIR TELEVISION 5.375% 4/01/21 | 2015-03-06 | 2015-09-16 | $2,000 | $2,055 | -$55 | -$55 | |
| 3000. SINCLAIR TELEVISION 5.375% 4/01/21 | 2015-03-06 | 2015-10-15 | $2,970 | $3,045 | -$75 | -$75 | |
| 26. SKECHERS U S A INC | 2014-06-23 | 2015-07-27 | $3,138 | $1,165 | $1,973 | $1,973 | |
| 30. SKECHERS U S A INC | 2014-06-23 | 2015-08-04 | $4,588 | $1,344 | $3,244 | $3,244 | |
| 90. SNAP ON INC | 2014-11-13 | 2015-11-11 | $15,358 | $12,202 | $3,156 | $3,156 | |
| 39. SOFTBANK GROUP CORP-UNSPON ADR | 2014-09-17 | 2016-05-31 | $1,080 | $1,562 | -$482 | -$482 | |
| 208. SONY CORPORATION - ADR | 2015-07-13 | 2015-10-01 | $5,140 | $5,733 | -$593 | -$593 | |
| 93. SONOVA HOLDIN-UNSPON ADR | 2011-03-28 | 2016-04-21 | $2,440 | $1,865 | $575 | $575 | |
| 89. SOUTH32 - ADR | 2015-05-29 | 2015-06-03 | $741 | $801 | -$60 | -$60 | |
| .6 SOUTH32 - ADR | 2015-05-29 | 2015-06-04 | $5 | $5 | |||
| 2000. SOUTHWESTERN ENERGY 4.950% 1/23/25 | 2016-02-25 | 2016-04-04 | $1,335 | $1,224 | $111 | $111 | |
| 2000. SOUTHWESTERN ENERGY 4.950% 1/23/25 | 2016-02-25 | 2016-04-04 | $1,345 | $1,221 | $124 | $124 | |
| 1000. SPRINT CAP CORP 6.875% 11/15/28 | 2014-04-07 | 2016-04-13 | $740 | $979 | -$239 | -$239 | |
| 1000. SPRINT CAP CORP 6.875% 11/15/28 | 2014-04-07 | 2016-04-14 | $750 | $979 | -$229 | -$229 | |
| 3000. SPRINT CAP CORP 6.875% 11/15/28 | 2014-04-07 | 2016-04-28 | $2,216 | $2,936 | -$720 | -$720 | |
| 1610. STATOIL ASA ADR | 2014-11-24 | 2016-02-09 | $21,452 | $36,440 | -$14,988 | -$14,988 | |
| 15994.624 STONE HARBOR LOCAL MARKET FD #14604 | 2015-05-18 | 2015-09-17 | $119,000 | $137,990 | -$18,990 | -$18,990 | |
| 12765.865 STONE HARBOR LOCAL MARKET FD #14604 | 2015-02-04 | 2016-05-27 | $99,574 | $110,042 | -$10,468 | -$10,468 | |
| 546. STRATEGIC HOTELS & RESORTS INC | 2014-05-30 | 2015-10-22 | $7,667 | $3,826 | $3,841 | $3,841 | |
| 158. SUMITOMO TRUST AND BANKING ADR | 2014-07-29 | 2016-05-31 | $1,000 | $1,307 | -$307 | -$307 | |
| 1508. SUMITOMO MITSUI TR-SPON ADR | 2014-02-12 | 2016-04-08 | $4,116 | $6,869 | -$2,753 | -$2,753 | |
| .2825 SUNSTONE HOTEL INVS INC NEW | 2016-02-01 | 2016-02-04 | $3 | $3 | |||
| 127. SUPER MICRO COMPUTER INC | 2015-11-05 | 2016-03-09 | $4,029 | $3,693 | $336 | $336 | |
| 82. SUPERNUS PHARMACEUTICALS INC | 2014-12-10 | 2015-06-23 | $1,350 | $721 | $629 | $629 | |
| 165. SUPERNUS PHARMACEUTICALS INC | 2014-12-10 | 2015-07-21 | $3,240 | $1,451 | $1,789 | $1,789 | |
| 144. SUPERNUS PHARMACEUTICALS INC | 2014-12-10 | 2015-08-04 | $3,066 | $1,267 | $1,799 | $1,799 | |
| 1494. SVENSKA HANDELSB-A-UNSP ADR | 2013-04-01 | 2016-04-12 | $9,186 | $8,508 | $678 | $678 | |
| 176. SWEDBANK AB ADR | 2014-10-29 | 2016-02-09 | $3,271 | $4,625 | -$1,354 | -$1,354 | |
| 144. SYMRISE AG ADR | 2014-06-02 | 2016-04-21 | $2,443 | $1,938 | $505 | $505 | |
| 27. SYNAPTICS INC | 2014-11-20 | 2015-10-20 | $2,324 | $1,675 | $649 | $649 | |
| 35. SYNAPTICS INC | 2013-07-30 | 2015-10-20 | $3,012 | $1,379 | $1,633 | $1,633 | |
| 34. SYNAPTICS INC | 2013-07-30 | 2015-11-05 | $3,094 | $1,340 | $1,754 | $1,754 | |
| 48. SYNAPTICS INC | 2013-08-27 | 2015-11-18 | $4,158 | $1,891 | $2,267 | $2,267 | |
| 368. SYNTEL INC | 2012-11-21 | 2016-05-09 | $15,594 | $9,773 | $5,821 | $5,821 | |
| 282. SYSMEX CORP-UNSPON ADR | 2013-04-01 | 2015-07-01 | $8,422 | $4,016 | $4,406 | $4,406 | |
| 145. SYSMEX CORP-UNSPON ADR | 2012-12-04 | 2015-07-02 | $4,397 | $1,682 | $2,715 | $2,715 | |
| 187. SYSMEX CORP-UNSPON ADR | 2012-12-04 | 2016-04-21 | $6,158 | $1,934 | $4,224 | $4,224 | |
| 98. TAIWAN SEMICONDUCTOR MANUFACTU - ADR | 2013-04-01 | 2015-07-09 | $2,187 | $1,680 | $507 | $507 | |
| 82. TAIWAN SEMICONDUCTOR MANUFACTU - ADR | 2013-04-01 | 2016-02-25 | $1,921 | $1,405 | $516 | $516 | |
| 322. TAIWAN SEMICONDUCTOR MANUFACTU - ADR | 2014-01-13 | 2016-04-21 | $8,079 | $5,506 | $2,573 | $2,573 | |
| 2000. TARGA RESOURCES PART 5.250% 5/01/23 | 2014-09-04 | 2016-02-22 | $1,520 | $2,115 | -$595 | -$595 | |
| 3000. TARGA RESOURCES PART 5.250% 5/01/23 | 2014-09-04 | 2016-05-19 | $2,820 | $3,118 | -$298 | -$298 | |
| 485. TEGNA INC | 2013-04-30 | 2015-09-10 | $11,252 | $5,700 | $5,552 | $5,552 | |
| 11035.654 TEMPLETON EMER MKT S/C-ADV #626 | 2012-08-07 | 2015-10-30 | $130,000 | $108,106 | $21,894 | $21,894 | |
| 105. TEVA PHARMACEUTICAL INDUSTRIES - ADR | 2015-01-21 | 2015-07-10 | $6,453 | $5,818 | $635 | $635 | |
| 100. TEVA PHARMACEUTICAL INDUSTRIES - ADR | 2014-07-29 | 2015-10-20 | $5,818 | $5,464 | $354 | $354 | |
| 9. TEVA PHARMACEUTICAL INDUSTRIES - ADR | 2014-07-29 | 2016-05-31 | $464 | $492 | -$28 | -$28 | |
| 992. TIVO INC | 2014-06-23 | 2015-08-04 | $9,722 | $12,555 | -$2,833 | -$2,833 | |
| 249. TORO CO | 2015-03-25 | 2015-10-14 | $18,159 | $16,070 | $2,089 | $2,089 | |
| 2000. TOYS R US PROPERTY 8.500% 12/01/17 | 2015-04-20 | 2016-02-02 | $1,843 | $2,040 | -$197 | -$197 | |
| 591. TRECORA RESOURCES | 2014-12-10 | 2016-02-05 | $6,044 | $7,983 | -$1,939 | -$1,939 | |
| 330. TRECORA RESOURCES | 2014-12-10 | 2016-02-08 | $3,299 | $4,457 | -$1,158 | -$1,158 | |
| 2000. TRIUMPH GROUP INC 4.875% 4/01/21 | 2014-06-23 | 2015-10-09 | $1,850 | $2,005 | -$155 | -$155 | |
| 3000. TRIUMPH GROUP INC 4.875% 4/01/21 | 2014-08-20 | 2015-10-29 | $2,685 | $3,008 | -$323 | -$323 | |
| 883. TURKIYE GARANTI BANKSASI-ADR | 2013-04-01 | 2016-04-21 | $2,631 | $4,691 | -$2,060 | -$2,060 | |
| 364. UBIQUITI NETWORKS INC | 2013-12-03 | 2015-10-16 | $12,445 | $14,418 | -$1,973 | -$1,973 | |
| 121. ULTA SALON COSMETICS & FRAGRAN | 2013-04-30 | 2015-10-06 | $20,094 | $10,606 | $9,488 | $9,488 | |
| 3081. UNI CHARM CORPORATION ADR | 2013-04-01 | 2016-01-06 | $11,695 | $8,895 | $2,800 | $2,800 | |
| 615. UNI CHARM CORPORATION ADR | 2011-02-08 | 2016-04-21 | $2,767 | $1,642 | $1,125 | $1,125 | |
| 2565. UNI CHARM CORPORATION ADR | 2011-02-08 | 2016-05-20 | $10,027 | $6,818 | $3,209 | $3,209 | |
| 80. UNILEVER PLC - ADR | 2015-06-23 | 2016-04-21 | $3,728 | $3,613 | $115 | $115 | |
| 1000. UNITED RENTALS NORTH 7.375% 5/15/20 | 2016-02-11 | 2016-05-30 | $1,037 | $1,018 | $19 | $19 | |
| 12000. US TREASURY BOND 3.375% 5/15/44 | 2015-09-24 | 2016-04-18 | $13,964 | $13,122 | $842 | $842 | |
| 18. UNITED THERAPEUTICS CORP DEL | 2014-02-04 | 2015-10-26 | $2,289 | $1,776 | $513 | $513 | |
| 260. UNIVERSAL ELECTRONICS INC | 2014-06-23 | 2015-06-23 | $13,172 | $12,380 | $792 | $792 | |
| 47. URBAN EDGE PROPERTIES-W/I | 2013-01-09 | 2015-06-25 | $1,029 | $712 | $317 | $317 | |
| 20. VENTAS INC COM | 2015-02-11 | 2015-12-08 | $1,068 | $1,321 | -$253 | -$253 | |
| 52. VENTAS INC COM | 2014-12-23 | 2015-12-29 | $2,928 | $3,081 | -$153 | -$153 | |
| 82. VENTAS INC COM | 2014-10-01 | 2016-01-13 | $4,601 | $4,738 | -$137 | -$137 | |
| 57. VENTAS INC COM | 2014-09-17 | 2016-01-27 | $3,070 | $3,060 | $10 | $10 | |
| 15. VENTAS INC COM | 2014-09-24 | 2016-02-08 | $805 | $802 | $3 | $3 | |
| 26. VENTAS INC COM | 2015-09-11 | 2016-02-08 | $1,396 | $1,357 | $39 | $39 | |
| 34. VENTAS INC COM | 2013-12-18 | 2016-03-22 | $2,078 | $1,660 | $418 | $418 | |
| 1. VENTAS INC COM | 2015-09-11 | 2016-03-22 | $61 | $52 | $9 | $9 | |
| 69. VEREIT, INC. | 2014-10-30 | 2015-08-04 | $607 | $648 | -$41 | -$41 | |
| 321. VEREIT, INC. | 2014-12-03 | 2016-02-08 | $2,365 | $3,006 | -$641 | -$641 | |
| 23. VINCI SA ADR | 2015-02-17 | 2016-05-31 | $430 | $345 | $85 | $85 | |
| 211. VISTEON CORP/NEW | 2016-02-03 | 2016-04-01 | $16,458 | $20,214 | -$3,756 | -$3,756 | |
| 180. VIVENDI SA-UNSPON ADR | 2015-07-13 | 2016-02-05 | $3,579 | $4,802 | -$1,223 | -$1,223 | |
| 75. VORNADO REALTY TRUST | 2013-01-09 | 2015-06-29 | $7,212 | $5,490 | $1,722 | $1,722 | |
| 67. WPP PLC NEW ADR | 2013-04-01 | 2016-04-21 | $7,798 | $4,530 | $3,268 | $3,268 | |
| 63. WP GLIMCHER INC | 2012-09-06 | 2015-06-29 | $867 | $1,203 | -$336 | -$336 | |
| 72. WP GLIMCHER INC | 2012-09-26 | 2015-08-03 | $989 | $987 | $2 | $2 | |
| 14285.714 WF SHORT-TERM BOND FUND-I#3102 | 2015-09-17 | 2016-05-27 | $125,000 | $125,429 | -$429 | -$429 | |
| 93. WELLTOWER INC | 2014-09-24 | 2015-11-02 | $6,048 | $5,574 | $474 | $474 | |
| 14. WELLTOWER INC | 2015-02-25 | 2015-11-02 | $910 | $1,094 | -$184 | -$184 | |
| 549. WERNER ENTERPRISES INC | 2015-06-02 | 2015-08-28 | $14,569 | $15,096 | -$527 | -$527 | |
| 2000. WHITING PETROLEUM CO 5.000% 3/15/19 | 2015-05-19 | 2016-05-11 | $1,696 | $2,005 | -$309 | -$309 | |
| 2000. WHITING PETROLEUM CO 5.000% 3/15/19 | 2015-05-11 | 2016-05-16 | $1,713 | $2,000 | -$287 | -$287 | |
| 1000. WHITING PETROLEUM CO 5.000% 3/15/19 | 2015-05-19 | 2016-05-16 | $857 | $1,003 | -$146 | -$146 | |
| 6000. WILLIAMS COMPANIES 5.750% 6/24/44 | 2015-11-04 | 2016-03-16 | $3,870 | $4,390 | -$520 | -$520 | |
| 16. WOLTERS KLUWER NV - ADR | 2015-01-20 | 2016-05-31 | $637 | $486 | $151 | $151 | |
| 191. WORTHINGTON INDS INC | 2015-06-17 | 2016-04-07 | $6,619 | $5,238 | $1,381 | $1,381 | |
| 354. WORTHINGTON INDS INC | 2015-06-17 | 2016-04-20 | $13,342 | $9,708 | $3,634 | $3,634 | |
| 2000. WYNN LAS VEGAS LLC/C 5.375% 3/15/22 | 2015-04-09 | 2015-08-21 | $1,945 | $2,085 | -$140 | -$140 | |
| 3000. WYNN LAS VEGAS LLC/C 5.375% 3/15/22 | 2015-04-14 | 2015-08-24 | $2,865 | $3,116 | -$251 | -$251 | |
| 1446. XCERRA CORP | 2015-05-28 | 2015-12-04 | $8,942 | $13,059 | -$4,117 | -$4,117 | |
| 5. AON PLC | 2015-05-21 | 2016-05-31 | $545 | $511 | $34 | $34 | |
| 125. ACCENTURE PLC | 2014-11-24 | 2016-04-18 | $14,338 | $10,625 | $3,713 | $3,713 | |
| 62. BUNGE LIMITED | 2013-04-01 | 2016-04-21 | $3,665 | $4,570 | -$905 | -$905 | |
| 2056.217 GAI AURORA OPPORTUNITIES FD LLC | 2014-12-29 | 2015-09-30 | $200,000 | $207,775 | -$7,775 | -$7,775 | |
| 3497.823 GAI CORBIN MULTI STRATEGY FUND | 2013-12-31 | 2015-06-30 | $372,686 | $353,814 | $18,872 | $18,872 | |
| 18634.3 GAI CORBIN FUND 5% HOLDBACK | 2015-06-30 | 2015-06-30 | $18,634 | $18,634 | |||
| 79.387 GAI AGILITY INCOME FUND | 2011-06-28 | 2015-12-31 | $75,000 | $80,861 | -$5,861 | -$5,861 | |
| 160. TRINSEO SA | 2015-06-23 | 2016-04-22 | $6,966 | $4,485 | $2,481 | $2,481 | |
| 86. NXP SEMICONDUCTORS NV | 2014-09-18 | 2015-08-12 | $7,835 | $6,241 | $1,594 | $1,594 | |
| 389.465 RICI LINKED PAM TOTAL INDEX SER (RF) | 2010-11-23 | 2015-06-30 | $277,547 | $380,000 | -$102,453 | -$102,453 | |
| 2142. TEEKAY TANKERS LTD | 2015-04-15 | 2016-04-22 | $8,108 | $13,341 | -$5,233 | -$5,233 | |
| CAPITAL GAIN DIVIDENDS | $100,636 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$15,546 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $774,385 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $16,609,931 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.046622 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $800,295 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $16,371,088 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.048885 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $730,267 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $15,871,080 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.046012 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $781,822 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $15,393,019 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.050791 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $747,266 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $15,475,038 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.048288 | DistributionYr5Rt |
| Total Distribution | 0.240598 | TotalDistributionRt |
| Average Distribution | 0.04812 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $15,324,495 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $737,415 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $2,138 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $739,553 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $775,296 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $2,138 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $2,138 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $2,138 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $20,912 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $0 | AppliedToEsTaxAmt |
| Total Payments And Credits | $20,912 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $18,774 | OverpaymentAmt |
| Applied To ES Tax | $18,774 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | GA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WELLS FARGO BANK NA | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8003523705 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE WEST 4TH STREET | AddressLine1Txt |
| City | WINSTON SALEM | CityNm |
| State Abbreviation | NC | StateAbbreviationCd |
| ZIP | 271013818 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (true) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | Yes (true) | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| WELLS FARGO BANK NA | ||||||
| 1525 W WT HARRIS BLVD | CHARLOTTE | NC | 282881161 | TRUSTEE | 0 | $154,799 |
| M HEMINGWAY MERRIMAN II | ||||||
| 57 ACADEMY HILL | WATERTOWN | CT | 06795 | COMMITTEE MEMBER | 40 | $200 |
| ANNE FITZGERALD | ||||||
| 36 NORTH STREET | WATERTOWN | CT | 06795 | COMMITTEE MEMBER | 40 | $200 |
| LINDA MERRIMAN | ||||||
| 57 ACADEMY HILL | WATERTOWN | CT | 06795 | SECRETARY | 40 | $2,000 |
| CRAIG W CZARSTY M D | ||||||
| 314 MAIN STREET | OAKVILLE | CT | 06779 | COMMITTEE MEMBER | 40 | $200 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1Txt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $14,772,090 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $785,773 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $15,557,863 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $15,557,863 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $233,368 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $15,324,495 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $766,225 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $766,225 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $2,138 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $2,138 | TotalTaxAmt |
| Distributable Before Adj | $764,087 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $764,087 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $764,087 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $775,296 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $775,296 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $2,138 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $773,158 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $764,087 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $737,879 | UndistributedIncomePYAmt |
| Prior Year1 | 2013 | PriorYear1Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $0 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $0 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $0 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $0 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $775,296 | QualifyingDistributionsAmt |
| Applied To Year1 | $737,879 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $37,417 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $726,670 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $0 | ExcessFromYear4Amt |
| Excess From Year3 | $0 | ExcessFromYear3Amt |
| Excess From Year2 | $0 | ExcessFromYear2Amt |
| Excess From Year1 | $0 | ExcessFromYear1Amt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | Marian Ottley Watertown Trust | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO Box 817 | AddressLine1Txt |
| City | Watertown | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06795 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 8003523705 | RecipientPhoneNum |
| Form And Info And Materials | Letter Form | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | None | SubmissionDeadlinesTxt |
| Restrictions On Awards | Cover letter maximum 2 pages including basic and financial information and list of board members with copy of IRS determination letter | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (22 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Business Name Line2RecipientBusinessName/BusinessNameLine2Txt |
|---|---|---|---|---|---|---|---|---|
| PALACE THEATER GROUP | ||||||||
| 100 EAST MAIN STREET | WATERBURY | CT | 06702 | NONE | PC | NEW FOLLOW SPOTS | $25,000 | |
| TAFT SCHOOL CORP | ||||||||
| 110 WOODBURY ROAD | WATERTOWN | CT | 06795 | NONE | PC | CHRIST CHURCH | $100,000 | |
| VALLEY SHORE YMCA | ||||||||
| 201 SPENCER PLAINS ROAD | WESTBROOK | CT | 06498 | NONE | PC | SUMMER CAMP CLIMBING TOWER | $5,375 | |
| WATERBURY YOUNG MENS | ||||||||
| 136 WEST MAIN STREET | WATERTOWN | CT | 06702 | NONE | PC | GENERAL SUPPORT | $53,125 | CHRISTIAN ASSOCIATION |
| VNA HEALTH AT HOME INC | ||||||||
| 27 SIEMON COMPANY DRIVE | WATERTOWN | CT | 06795 | NONE | PC | TECHNOLOGY UPGRADE | $20,000 | |
| CONNECTICUT RIVERS COUNCIL BSA | ||||||||
| 670 DARLIN STREET | EAST HARTFORD | CT | 06108 | NONE | PC | SCOUTREACH | $10,000 | |
| FLANDERS NATURE CENTER & | ||||||||
| 5 CHURCH HILL ROAD | WOODBURY | CT | 06798 | NONE | PC | GENERAL SUPPORT | $50,000 | LAND TRUST INC |
| HISTORICAL SOCIETY INC | ||||||||
| 22 DEFOREST ST | WATERBURY | CT | 06795 | NONE | PC | HOUSE TOUR SPONSORSHIP | $36,500 | |
| CHILDRENS COMMUNITY | ||||||||
| 31 WOLCOTT STREET | WATERBURY | CT | 06721 | NONE | PC | SUMMER BRIDGES PROGRAM | $20,000 | SCHOOL INC |
| ST VINCENT DEPAUL MISSION OF | ||||||||
| 34 WILLOW STREET | WATERBURY | CT | 06721 | NONE | PC | SOUP KITCHEN AND FOOD | $20,000 | WATERBURY INC |
| NW CONNECTICUT ASSN FOR THE ARTS | ||||||||
| 68 MAIN STREET | TORRINGTON | CT | 06790 | NONE | PC | LITERACY/THEATRE ARTS | $10,000 | |
| CONNECTICUT FOOD BANK | ||||||||
| 2 RESEARCH PARKWAY | WALLINGFORD | CT | 06492 | NONE | PC | MOBILE PANTRY PROGRAMS | $5,000 | |
| SHAKESPERIENCE PRODUCTIONS INC | ||||||||
| 117 BANK STREET | WATERBURY | CT | 06702 | NONE | PC | CARGO TOURING VEHICLE | $10,000 | |
| FIDELCO GUIDE DOG FDN INC | ||||||||
| 103 VISION WAY | BLOOMFIELD | CT | 06002 | NONE | PC | GENERAL SUPPORT | $12,000 | |
| WATERTOWN FOUNDATION INC | ||||||||
| PO BOX 117 | WATERTOWN | CT | 06795 | NONE | PC | SCHOLARSHIP | $100,000 | |
| NATIONAL SOCIETY OF THE | ||||||||
| 71 CHERRY AVENUE | WATERTOWN | CT | 06795 | NONE | PC | GENERAL SUPPORT | $11,000 | DAUGHTERS OF THE AM REV |
| GREATER WATERBURY CAMPERSHIP | ||||||||
| PO BOX 2090 | WATERBURY | CT | 06722 | NONE | PC | GENERAL SUPPORT | $30,000 | FUND INC |
| CHASE COLLEGIATE SCHOOL | ||||||||
| 565 CHASE PKWY | WATERBURY | CT | 06708 | NONE | PC | SCHOLARSHIP | $100,000 | INC |
| WATERTOWN LAND TRUST INC | ||||||||
| PO BOX 382 | WATERTOWN | CT | 06795 | NONE | EXEMPT | GENERAL SUPPORT | $50,000 | |
| CONNECTICUT FARMLAND TRUST INC | ||||||||
| 77 BUCKINGHAM STREET | HARTFORD | CT | 06106 | NONE | PC | PERPETUAL STEWARDSHIP | $5,000 | |
| BRASS CITY CHARTER SCHOOL | ||||||||
| 212 CHESTNUT AVENUE | WATERBURY | CT | 06710 | NONE | PC | GENERAL SUPPORT | $20,000 | |
| AMERICAN NATIONAL RED CROSS | ||||||||
| 209 FARMINGTON AVENUE | FARMINGTON | CT | 06032 | NONE | PC | HOME FIRE CAMPAIGN | $15,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $708,000 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $328,315 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$15,546 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | SEE STATEMENT 15 | Desc |
| Exclusion | 1 | ExclusionCd |
| Exclusion | $17,391 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $330,160 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $330,160 | TotalIncomeProducingActyAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exmpt Prps | RlnOfActyToAccomOfExmptPrpsGrp |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION FEE (NON-ALLOC | CategoryTxt |
| Amt | $1,600 | Amt |
| Disbursements Charitable Prps | $1,600 | DisbursementsCharitablePrpsAmt |
Compensation Explanation CompensationExplanation
Compensation Explanation CompensationExplanationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | WELLS FARGO BANK NA | PersonNm |
| Short Explanation | SEE ATTACHED FOOTNOTE | ShortExplanationTxt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (145 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 02005NAE0 ALLY FINANCIAL INC | $8,648 | $9,120 |
| 1248EPAU7 CCO HLDGS LLC/CAP CO | ||
| 126304AK0 CSC HOLDINGS INC | $5,199 | $5,425 |
| 28336LBQ1 EL PASO CORPORATION | $5,589 | $5,219 |
| 29273VAC4 ENERGY TRANSFER EQUI | ||
| 37244DAF6 GENON ENERGY INC | ||
| 45824TAE5 INTELSAT JACKSON HLD | ||
| 459745GF6 INTL LEASE FINANCE | $9,988 | $10,586 |
| 536022AF3 LINN ENERGY, LLC/LIN | ||
| 570506AM7 MARKWEST ENERGY PART | ||
| 574599BH8 MASCO CORP | $4,981 | $5,603 |
| 75281AAL3 RANGE RESOURCES CORP | ||
| 812350AE6 SEARS HOLDING CORP | ||
| 044820504 ASHMORE EMERG MKTS C | $28,535 | $26,689 |
| 12505BAA8 CBRE SERVICES INC | $8,010 | $8,208 |
| 12543DAQ3 CHS/COMMUNITY HEALTH | $5,106 | $4,638 |
| 22818VAB3 CROWN AMER/CAP CORP | ||
| 29977HAB6 EP ENERGY/EP FINANCE | ||
| 46284PAP9 IRON MOUNTAIN INC | $5,119 | $5,000 |
| 49461BAB0 KINETICS CONCEPT/KC | ||
| 737446AB0 POST HOLDINGS INC | $4,240 | $4,225 |
| 79546VAJ5 SALLY HOLDINGS/SALLY | $5,338 | $5,200 |
| 00434NAA3 ACCESS MIDSTREAM PAR | $4,982 | $4,570 |
| 058498AR7 BALL CORP | ||
| 1248EPBE2 CCO HLDGS LLC/CAP CO | $2,843 | $3,120 |
| 125581GQ5 CIT GROUP INC | ||
| 148887AA0 CATAMARAN CORP | ||
| 165167CG0 CHESAPEAKE ENERGY CO | ||
| 25470XAJ4 DISH DBS CORP | $11,834 | $10,643 |
| 261980668 DREYFUS INTERNATL BO | $158,050 | $150,906 |
| 37045XAL0 GENERAL MOTORS FINL | $4,919 | $5,110 |
| 38869PAK0 GRAPHIC PACKAGING IN | $4,948 | $5,225 |
| 404119BM0 HCA INC | $5,069 | $5,150 |
| 404119BN8 HCA INC | $4,003 | $4,105 |
| 428040CJ6 HERTZ CORP | $3,221 | $3,040 |
| 451102AX5 ICAHN ENTERPRISES/FI | $5,330 | $4,839 |
| 513075BE0 LAMAR MEDIA CORP | $5,025 | $5,188 |
| 570506AQ8 MARKWEST ENERGY PART | $9,291 | $8,848 |
| 629377BU5 NRG ENERGY INC | $6,188 | $5,955 |
| 63860UAK6 NATIONSTAR MORT/CAP | $2,828 | $2,597 |
| 75281AAQ2 RANGE RESOURCES CORP | $2,928 | $2,790 |
| 761735AP4 REYNOLDS GRP ISS/REY | ||
| 78442FEQ7 SLM CORP | ||
| 852060AD4 SPRINT CAP CORP | ||
| 852061AS9 SPRINT NEXTEL CORP | $5,113 | $3,750 |
| 861647501 STONE HARBOR LOCAL M | ||
| 87264AAF2 T-MOBILE USA INC | $5,219 | $5,166 |
| 87264AAH8 T-MOBILE USA INC | $5,226 | $5,275 |
| 88033GBU3 TENET HEALTHCARE COR | $4,959 | $5,116 |
| 911365BB9 UNITED RENTALS NORTH | $5,213 | $5,013 |
| 00130HBN4 AES CORPORATION | $4,664 | $4,670 |
| 02005NAV2 ALLY FINANCIAL INC | $4,115 | $4,125 |
| 03674PAL7 ANTERO RESOURCES FIN | $10,037 | $9,750 |
| 131347CF1 CALPINE CORP | $4,968 | $4,838 |
| 15135BAC5 CENTENE CORP | $4,240 | $4,135 |
| 172441AX5 CINEMARK USA INC | $4,995 | $5,125 |
| 184502BL5 CLEAR CHANNEL COMMUN | ||
| 228227BE3 CROWN CASTLE INTL CO | $5,025 | $5,437 |
| 23331ABK4 D.R. HORTON INC | $5,063 | $5,163 |
| 23918KAP3 DAVITA INC | $5,369 | $5,238 |
| 26817RAB4 DYNEGY INC | $5,000 | $4,413 |
| 29444UAP1 EQUINIX INC | $5,220 | $5,200 |
| 315920702 FID ADV EMER MKTS IN | $405,798 | $402,297 |
| 319963BB9 FIRST DATA CORPORAT | ||
| 361841AD1 GLP CAPITAL LP / FIN | $4,115 | $4,185 |
| 37045XAJ5 GENERAL MOTORS FINL | $9,134 | $9,172 |
| 423074AR4 H.J. HEINZ COMPANY | ||
| 45031UBU4 ISTAR FINANCIAL INC | $4,765 | $4,750 |
| 521865AX3 LEAR CORP | $5,113 | $5,325 |
| 527298AW3 LEVEL 3 FINANCING IN | ||
| 52729NBX7 LEVEL 3 COMMUNICATIO | $5,144 | $5,113 |
| 532716AT4 LIMITED BRANDS INC | ||
| 552953BY6 MGM RESORTS INTL | $8,776 | $8,704 |
| 56063N600 MAINSTAY CONVERTIBLE | ||
| 595112BA0 MICRON TECHNOLOGY, | ||
| 708160CA2 JC PENNEY CORP INC | ||
| 741478101 T ROWE CORPORATE INC | ||
| 780153AU6 ROYAL CARIBBEAN CRUI | $4,290 | $4,200 |
| 829259AM2 SINCLAIR TELEVISION | ||
| 87612BAM4 TARGA RESOURCES PART | ||
| 89236MAB6 TOYS R US PROPERTY | ||
| 893647AR8 TRANSDIGM INC | $4,988 | $5,119 |
| 896818AH4 TRIUMPH GROUP INC | ||
| 966387AG7 WHITING PETROLEUM CO | ||
| 983130AT2 WYNN LAS VEGAS LLC/C | ||
| 0258M0DC0 AMERICAN EXPRESS CRE | $20,355 | $20,122 |
| 058498AU0 BALL CORP | $4,085 | $4,180 |
| 06051GFB0 BANK OF AMERICA CORP | $14,586 | $14,867 |
| 085790AY9 BERRY PLASTICS CORP | $4,675 | $4,963 |
| 103304BK6 BOYD GAMING CORP | $4,120 | $4,194 |
| 12513GAZ2 CDW LLC/CDW FINANCE | $4,150 | $4,200 |
| 125581GL6 CIT GROUP INC | $4,145 | $4,130 |
| 12623EAF8 CNH CAPITAL LLC | $1,975 | $2,020 |
| 126650BW9 CVS CAREMARK CORP | $17,168 | $17,306 |
| 15089QAC8 CELANESE US HOLDINGS | $4,188 | $4,350 |
| 172967GL9 CITIGROUP INC | $10,081 | $10,220 |
| 184496AJ6 CLEAN HARBORS INC | $4,036 | $4,085 |
| 18451QAM0 CLEAR CHANNEL WORLDW | $4,628 | $5,019 |
| 20030NBB6 COMCAST CORP | $20,536 | $21,635 |
| 20605PAE1 CONCHO RESOURCES INC | $4,863 | $5,000 |
| 20854PAL3 CONSOL ENERGY INC | $3,548 | $4,075 |
| 21036PAH1 CONSTELLATION BRANDS | $4,459 | $4,515 |
| 212015AH4 CONTINENTAL RESOURCE | $4,498 | $4,725 |
| 23918KAQ1 DAVITA HEALTHCARE PA | $5,040 | $5,068 |
| 25278XAB5 DIAMONDBACK ENERGY | $1,970 | $2,123 |
| 25470XAB1 DISH DBS CORP | $4,293 | $4,415 |
| 28370TAE9 EL PASO PIPELINE PAR | $2,064 | $2,067 |
| 29379VAV5 ENTERPRISE PRODUCTS | $10,080 | $10,846 |
| 345370CQ1 FORD MOTOR COMPANY | $18,951 | $20,445 |
| 36962G3P7 GENERAL ELEC CAP COR | $15,135 | $15,744 |
| 38141GVM3 GOLDMAN SACHS GROUP | $14,453 | $14,770 |
| 382550BC4 GOODYEAR TIRE & RUBB | $4,263 | $4,281 |
| 45031UBX8 ISTAR FINANCIAL INC | $3,940 | $3,985 |
| 45031UBY6 ISTAR INC | $3,938 | $3,860 |
| 46625HHS2 JPMORGAN CHASE & CO | $19,452 | $19,518 |
| 494580AF0 KINDRED HEALTHCARE | $1,970 | $1,958 |
| 52470G742 WESTERN ASSET SMASH | $136,935 | $135,374 |
| 52470G759 WESTERN ASSET SMASH | $244,135 | $242,369 |
| 526057BT0 LENNAR CORP | $4,110 | $4,130 |
| 526057BV5 LENNAR CORP | $4,910 | $4,900 |
| 527288BE3 LEUCADIA NATIONAL CO | $4,012 | $4,011 |
| 58013MEX8 MCDONALD'S CORP | $19,582 | $19,516 |
| 63860UAE0 NATIONSTAR MORT/CAP | $4,153 | $4,175 |
| 63860UAM2 NATIONSTAR MORT/CAP | $1,979 | $1,950 |
| 693656AA8 PVH CORP | $3,960 | $4,070 |
| 745867AW1 PULTEGROUP INC | $4,123 | $4,078 |
| 750236AR2 RADIAN GROUP INC | $4,160 | $4,145 |
| 750236AT8 RADIAN GROUP INC | $4,123 | $4,240 |
| 767754CG7 RITE AID CORP | $4,250 | $4,210 |
| 77958B402 T ROWE PRICE INST FL | $150,000 | $150,302 |
| 78388JAT3 SBA COMMUNICATIONS | $1,995 | $2,005 |
| 78442FER5 SLM CORP | $3,785 | $4,000 |
| 785592AM8 SABINE PASS LIQUEFAC | $4,741 | $5,000 |
| 845467AK5 SOUTHWESTERN ENERGY | $3,015 | $4,475 |
| 852061AM2 SPRINT NEXTEL CORP | $2,215 | $1,840 |
| 85375CAX9 STANDARD PACIFIC COR | $2,203 | $2,210 |
| 858119AZ3 STEEL DYNAMICS INC | $3,910 | $4,103 |
| 88033GCE8 TENET HEALTHCARE COR | $5,503 | $5,031 |
| 88160QAD5 TESORO LOGISTICS LP/ | $2,090 | $2,065 |
| 91086QBD9 UNITED MEXICAN STATE | $19,428 | $19,789 |
| 911365BA1 UNITED RENTALS NORTH | $1,018 | $1,040 |
| 92343EAF9 VERISIGN INC | $4,968 | $5,063 |
| 92343VBR4 VERIZON COMMUNICATIO | $19,932 | $20,645 |
| 949917652 WF SHORT-TERM BOND F | $124,571 | $124,288 |
| 989194AM7 ZAYO GROUP LLC/ZAYO | $4,130 | $4,110 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (384 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 254687106 WALT DISNEY CO | $57,601 | $70,446 |
| 46625H100 JPMORGAN CHASE & CO | $71,922 | $82,044 |
| 744320102 PRUDENTIAL FINL INC | $52,420 | $49,135 |
| 478160104 JOHNSON & JOHNSON | $63,966 | $67,051 |
| 58933Y105 MERCK & CO INC NEW | $50,043 | $48,946 |
| 037833100 APPLE INC | $95,799 | $102,357 |
| 458140100 INTEL CORP | $54,387 | $50,228 |
| 747525103 QUALCOMM INC | ||
| 74005P104 PRAXAIR INC COM | $44,981 | $38,451 |
| 641069406 NESTLE S.A. REGISTER | $24,769 | $33,329 |
| 670100205 NOVO NORDISK A/S - A | $6,318 | $16,756 |
| 771195104 ROCHE HOLDINGS LTD - | $63,471 | $71,448 |
| 780259206 ROYAL DUTCH SHELL PL | $20,862 | $15,953 |
| 09062X103 BIOGEN INC | $39,350 | $42,011 |
| 50540R409 LABORATORY CRP OF AM | $12,198 | $14,586 |
| 902681105 UGI CORP NEW COM | $9,442 | $11,030 |
| 881624209 TEVA PHARMACEUTICAL | $18,341 | $17,428 |
| 13342B105 CAMERON INTL CORP | ||
| 139594105 CAPELLA EDUCATION CO | ||
| 48020Q107 JONES LANG LASALLE I | ||
| 001317205 AIA GROUP LTD-SP ADR | $19,124 | $32,228 |
| 009126202 AIR LIQUIDE - ADR | $25,075 | $25,841 |
| 018805101 ALLIANZ SE ADR | $19,941 | $26,585 |
| 03073E105 AMERISOURCEBERGEN CO | $6,481 | $13,271 |
| 03524A108 ANHEUSER-BUSCH INBEV | $41,957 | $55,284 |
| 03748R101 APARTMENT INVT & MGM | $7,105 | $11,473 |
| 042068106 ARM HOLDINGS PLC - A | $12,456 | $23,748 |
| 045387107 ASSA ABLOY AB-UNSP A | $10,396 | $20,556 |
| 049255706 ATLAS COPCO AB ADR | $12,301 | $13,106 |
| 053484101 AVALONBAY CMNTYS INC | $18,335 | $23,564 |
| 055434203 BG GROUP PLC - ADR | ||
| 056752108 BAIDU INC ADR | $27,512 | $30,352 |
| 09247X101 BLACKROCK INC | $51,477 | $54,578 |
| 101121101 BOSTON PROPERTIES IN | $18,100 | $21,734 |
| 118440106 BUCKLE INC COM | ||
| 12504L109 CBRE GROUP INC | $17,261 | $18,716 |
| 133131102 CAMDEN PPTY TR SH BE | ||
| 136375102 CANADIAN NATL RR CO | $10,702 | $18,202 |
| 16359R103 CHEMED CORP NEW | ||
| 225401108 CREDIT SUISSE GROUP | $8,615 | $4,679 |
| 229663109 CUBESMART | $4,289 | $10,635 |
| 23304Y100 DBS GROUP HOLDINGS L | $15,999 | $15,436 |
| 23317H102 DDR CORP | $3,759 | $4,561 |
| 237545108 DASSAULT SYSTEMES S. | $16,545 | $35,122 |
| 294752100 EQUITY ONE INC | $6,877 | $9,250 |
| 29476L107 EQUITY RESIDENTIAL P | $17,655 | $20,140 |
| 297178105 ESSEX PPTY TR COM | $14,979 | $22,041 |
| 30225T102 EXTRA SPACE STORAGE | $9,782 | $13,667 |
| 30249U101 FMC TECHNOLOGIES INC | $49,775 | $39,456 |
| 307305102 FANUC CORPORATION AD | $41,428 | $42,123 |
| 313747206 FEDERAL RLTY INVT TR | $2,875 | $5,055 |
| 315616102 F5 NETWORKS INC | $14,328 | $14,546 |
| 32054K103 FIRST INDL RLTY TR I | $3,525 | $6,958 |
| 358029106 FRESENIUS MEDICAL CA | $10,309 | $15,117 |
| 364730101 GANNETT INC | ||
| 370023103 GENERAL GROWTH PROPE | $13,479 | $19,024 |
| 38143H381 GOLDMAN SACHS COMM S | ||
| 42217K106 HEALTH CARE REIT INC | ||
| 43858F109 HONG KONG EXCH & CLE | ||
| 44107P104 HOST HOTELS & RESORT | ||
| 45104G104 ICICI BANK LTD. - AD | ||
| 453038408 IMPERIAL OIL LTD COM | ||
| 465562106 ITAU UNIBANCO H-SPON | $13,077 | $10,453 |
| 466140100 JGC CORP-UNSPONSORED | $16,021 | $9,505 |
| 48667L106 KDDI CORP-UNSPONSORE | $13,308 | $18,909 |
| 494368103 KIMBERLY CLARK CORP | $48,349 | $53,992 |
| 500458401 KOMATSU LIMITED - AD | $10,604 | $7,601 |
| 502117203 L'OREAL - ADR | $14,906 | $24,528 |
| 502441306 LVMH MOET HENNESSY U | $9,419 | $9,049 |
| 515098101 LANDSTAR SYS INC COM | ||
| 592688105 METTLER-TOLEDO INTL | $5,975 | $6,756 |
| 62474M108 MTN GROUP LTD ADR | $14,063 | $5,968 |
| 66987V109 NOVARTIS AG - ADR | $30,216 | $33,394 |
| 705015105 PEARSON PLC - ADR | ||
| 731068102 POLARIS INDS INC COM | ||
| 74340W103 PROLOGIS INC | $15,369 | $21,579 |
| 74460D109 PUBLIC STORAGE INC C | $8,108 | $16,745 |
| 749660106 RPC INC | ||
| 778296103 ROSS STORES INC | ||
| 780259107 ROYAL DUTCH SHELL PL | $24,735 | $26,439 |
| 78440X101 SL GREEN REALTY CORP | $12,373 | $16,015 |
| 78462F103 SPDR S & P 500 ETF T | ||
| 78467Y107 SPDR S&P MIDCAP 400 | ||
| 803054204 SAP SE | $18,357 | $27,888 |
| 803866300 SASOL LIMITED - ADR | $11,861 | $8,852 |
| 804395101 SAUL CTRS INC COM | $3,841 | $5,056 |
| 806857108 SCHLUMBERGER LTD | $19,663 | $20,525 |
| 80687P106 SCHNEIDER ELECTRIC S | ||
| 828806109 SIMON PROPERTY GROUP | $36,793 | $56,525 |
| 83569C102 SONOVA HOLDIN-UNSPON | $6,315 | $9,956 |
| 86272T106 STRATEGIC HOTELS & R | ||
| 866674104 SUN CMNTYS INC COM | $6,815 | $8,729 |
| 87162H103 SYNTEL INC | ||
| 87184P109 SYSMEX CORP-UNSPON A | $7,514 | $28,953 |
| 874039100 TAIWAN SEMICONDUCTOR | $20,907 | $35,992 |
| 875465106 TANGER FACTORY OUTLE | $2,261 | $2,395 |
| 900148701 TURKIYE GARANTI BANK | $16,236 | $9,060 |
| 904767704 UNILEVER PLC - ADR | $28,587 | $33,350 |
| 92276F100 VENTAS INC COM | $2,562 | $3,913 |
| 92343V104 VERIZON COMMUNICATIO | $51,081 | $52,936 |
| G16962105 BUNGE LIMITED | $18,185 | $17,774 |
| M22465104 CHECK POINT SOFTWARE | $14,013 | $14,445 |
| 003021714 ABERDEEN EMERG MARKE | ||
| 025932104 AMERICAN FINL GROUP | ||
| 05946K101 BANCO BILBAO VIZCAYA | $12,414 | $8,705 |
| 072743206 BAYERISCHE MOTOREN W | $16,487 | $14,654 |
| 112463104 BROOKDALE SR LIVING | ||
| 126650100 CVS HEALTH CORPORATI | $52,547 | $52,565 |
| 14040H105 CAPITAL ONE FINANCIA | $70,640 | $62,986 |
| 17275R102 CISCO SYSTEMS INC | $39,276 | $40,380 |
| 233326107 DST SYS INC COM | $15,778 | $15,841 |
| 264411505 DUKE REALTY CORPORAT | $6,855 | $9,089 |
| 268648102 E M C CORP MASS | ||
| 26884U109 EPR PROPERTIES | $6,083 | $9,765 |
| 457187102 INGREDION INC | $11,694 | $23,130 |
| 465685105 ITC HLDGS CORP | ||
| 501173207 KUBOTA LIMITED - ADR | $9,894 | $9,440 |
| 57686G105 MATSON INC. | ||
| 594918104 MICROSOFT CORP | $75,406 | $91,690 |
| 64126X201 NEUSTAR INC | $15,623 | $15,166 |
| 690768403 OWENS ILL INC COM NE | ||
| 70509V100 PEBBLEBROOK HOTEL TR | $6,895 | $7,062 |
| 86562X106 SUMITOMO MITSUI TR-S | ||
| 867892101 SUNSTONE HOTEL INVS | $6,598 | $6,502 |
| 86959C103 SVENSKA HANDELSB-A-U | ||
| 88019R690 TEMPLETON EMER MKT S | $88,910 | $109,040 |
| 887317303 TIME WARNER INC | $63,222 | $59,015 |
| 90384S303 ULTA SALON COSMETICS | ||
| 90460M204 UNI CHARM CORPORATIO | ||
| 91307C102 UNITED THERAPEUTICS | $6,651 | $8,335 |
| 929042109 VORNADO REALTY TRUST | $4,612 | $6,113 |
| 92937A102 WPP PLC NEW ADR | $16,113 | $31,533 |
| G0408V102 AON PLC | $15,832 | $17,592 |
| G1151C101 ACCENTURE PLC | $56,172 | $76,736 |
| 00770G847 JOHCM INTERNATIONAL | $150,000 | $144,592 |
| 008252108 AFFILIATED MANAGERS | $15,692 | $15,270 |
| 03027X100 AMERICAN TOWER CORP | $7,225 | $7,722 |
| 032359309 AMTRUST FINANCIAL SE | $8,914 | $11,085 |
| 042735100 ARROW ELECTRS INC | ||
| 05566U108 BOFI HOLDING INC | ||
| 071813109 BAXTER INTL INC | ||
| 088606108 BHP BILLITON LIMITED | $25,340 | $13,458 |
| 099724106 BORG WARNER INC. | $17,471 | $15,926 |
| 124830100 CBL & ASSOC PPTYS IN | ||
| 22160K105 COSTCO WHOLESALE COR | $36,950 | $46,863 |
| 231021106 CUMMINS INC. | $44,513 | $36,630 |
| 243537107 DECKERS OUTDOOR CORP | ||
| 248019101 DELUXE CORP | $30,446 | $31,328 |
| 35952Q106 FUCHS PETROLUB SE-PR | $11,679 | $9,912 |
| 375558103 GILEAD SCIENCES INC | $43,820 | $43,095 |
| 458334109 INTER PARFUMS INC | $15,871 | $13,275 |
| 49427F108 KILROY REALTY CORP C | $3,864 | $4,863 |
| 50048H101 KONE OYJ-B-UNSPONSOR | $8,020 | $8,424 |
| 536797103 LITHIA MOTORS INC CL | $11,289 | $13,504 |
| 606783207 MITSUBISHI ESTATE CO | $13,460 | $8,598 |
| 61022V107 MONOTARO CO LTD-UNSP | $4,071 | $12,618 |
| 743713109 PROTO LABS INC | $16,152 | $13,160 |
| 74925K581 BOSTON P LNG/SHRT RE | $400,000 | $424,887 |
| 78454L100 SM ENERGY CO | ||
| 80007R105 SANDS CHINA LTD-UNSP | ||
| 87157D109 SYNAPTICS INC | $4,243 | $7,326 |
| 872540109 TJX COMPANIES INC | $41,485 | $52,903 |
| 883556102 THERMO FISHER SCIENT | $48,466 | $57,673 |
| 89531P105 TREX COMPANY INC | $9,543 | $8,673 |
| 90267B682 ETRACS ALERIAN MLP U | $320,853 | $212,274 |
| 902973304 US BANCORP | $56,462 | $54,167 |
| 90347A100 UBIQUITI NETWORKS IN | ||
| 911312106 UNITED PARCEL SERVIC | $57,808 | $58,246 |
| 911363109 UNITED RENTAL INC CO | $13,027 | $18,950 |
| 92220P105 VARIAN MED SYS INC | $12,107 | $12,087 |
| 92826C839 VISA INC-CLASS A SHR | $42,220 | $63,152 |
| 00507G102 ACTELION LTD-UNSP AD | $15,070 | $19,963 |
| 015271109 ALEXANDRIA REAL ESTA | $7,660 | $8,140 |
| 02917T104 AMERICAN REALTY CAPI | ||
| 03232P405 AMSURG CORP | $9,467 | $14,061 |
| 03485P201 ANGLO AMERN PLC ADR | ||
| 041356205 ARLINGTON ASSET INVE | ||
| 045055100 ASHTEAD GROUP PLC-UN | $6,764 | $5,929 |
| 045519402 ASSOC BRITISH FOODS- | $10,037 | $8,860 |
| 046433108 ASTRONICS CORP COM | ||
| 048173108 ATLANTIA SPA-UNSPONS | ||
| 05565A202 BNP PARIBAS - ADR | ||
| 072730302 BAYER AG - ADR | $9,908 | $7,060 |
| 08160H101 BENCHMARK ELECTRS IN | ||
| 095180105 BLOUNT INTERNATIONAL | ||
| 110448107 BRITISH AMERICAN TOB | $27,194 | $27,371 |
| 111621306 BROCADE COMMUNICATIO | $10,927 | $10,664 |
| 12637N204 CSL LTE-SPONSORED AD | $7,310 | $16,459 |
| 128030202 CAL MAINE FOODS INC | $9,672 | $11,837 |
| 142339100 CARLISLE COS INC | ||
| 142795202 CARLSBERG AS-B-SPON | $14,443 | $15,724 |
| 15135B101 CENTENE CORP DEL | ||
| 194162103 COLGATE PALMOLIVE CO | $50,243 | $51,751 |
| 204319107 COMPAGNIE FINANCIERE | $10,839 | $6,470 |
| 210771200 CONTINENTAL AG-SPONS | $8,044 | $7,717 |
| 23381B106 DAIKIN INDUSTRIES-UN | ||
| 234062206 DAIWA HOUSE IND LTD | $19,675 | $27,339 |
| 235851102 DANAHER CORP | $72,089 | $84,590 |
| 24869P104 DENNYS CORP | $13,187 | $12,050 |
| 260003108 DOVER CORP COM | ||
| 26168L205 DREW INDUSTRIES INC | ||
| 26875P101 EOG RESOURCES, INC | $55,321 | $47,596 |
| 28140H203 EDUCATION REALTY TRU | $4,778 | $6,076 |
| 29084Q100 EMCOR GROUP INC COM | $12,257 | $13,076 |
| 292218104 EMPLOYERS HOLDINGS I | $12,246 | $16,865 |
| 292505104 ENCANA CORP | ||
| 29355A107 ENPHASE ENERGY INC | ||
| 30219G108 EXPRESS SCRIPTS HOLD | $51,517 | $49,108 |
| 30239F106 FBL FINL GROUP INC C | $10,807 | $14,595 |
| 30255G103 FCB FINANCIAL HOLDIN | $9,544 | $15,453 |
| 303075105 FACTSET RESH SYS INC | $15,777 | $16,066 |
| 31422T101 FEDERATED NATIONAL H | $15,954 | $13,682 |
| 34988V106 FOSSIL GROUP INC | $14,661 | $4,208 |
| 35804M105 FRESENIUS SE & CO-SP | $9,351 | $14,553 |
| 36162J106 GEO GROUP INC/THE | ||
| 370334104 GENERAL MILLS INC | $46,222 | $55,560 |
| 37253A103 GENTHERM INC | $15,114 | $11,669 |
| 379577208 GLOBUS MEDICAL INC - | $8,706 | $9,357 |
| 38259P508 GOOGLE INC | ||
| 388689101 GRAPHIC PACKAGING HL | $12,351 | $14,217 |
| 393657101 THE GREENBRIER COMPA | $12,259 | $4,908 |
| 40418F108 HFF INC | ||
| 40428X222 HSBC FRONTIER MARKET | $403,538 | $317,679 |
| 421924309 HEALTHSOUTH REHABILI | $12,309 | $13,548 |
| 437076102 HOME DEPOT INC | $57,578 | $75,969 |
| 450911201 ITT CORP | ||
| 45672B305 INFORMA PLC-SP ADR | $12,310 | $14,613 |
| 45772F107 INPHI CORP | $6,870 | $14,129 |
| 458118106 INTEGRATED DEVICE TE | $12,445 | $17,489 |
| 45824V209 INSYS THERAPEUTICS I | ||
| 45825N107 INTELIQUENT INC | ||
| 46113M108 INTERVAL LEISURE GRO | ||
| 46145F105 INVESTMENT TECHNOLOG | ||
| 471105205 JAPAN TOBACCO INC-UN | $17,305 | $21,098 |
| 477143101 JETBLUE AWYS CORP | ||
| 48123V102 J2 GLOBAL INC | $10,096 | $13,528 |
| 48241F104 KBC GROEP NV-UNSP AD | $8,625 | $8,376 |
| 516012101 LANNETT INC | ||
| 518415104 LATTICE SEMICONDUCTO | ||
| 53224V100 LIFELOCK INC | ||
| 535223200 LINDE AG ADR | $13,370 | $11,145 |
| 539439109 LLOYDS BANKING GROUP | $23,287 | $19,176 |
| 554382101 MACERICH CO COM | ||
| 560877300 MAKITA CORPORATION - | $16,447 | $17,447 |
| 576853105 MATRIX SVC CO | $17,885 | $10,853 |
| 58502L104 MEDIOLANUM SPA-UNSPO | ||
| 591520200 METHODE ELECTRON INC | $13,133 | $9,915 |
| 603158106 MINERALS TECHNOLOGIE | $18,011 | $18,662 |
| 636220303 NATIONAL GENERAL HOL | $13,139 | $14,552 |
| 64128R608 NEUBERGER BERMAN LON | $175,000 | $174,591 |
| 646025106 NEW JERSEY RES CORP | ||
| 67069D108 NUTRI SYS INC | $10,171 | $14,737 |
| 670704105 NUVASIVE INC | $10,291 | $15,822 |
| 682128103 OMNIVISION TECHNOLOG | ||
| 693475105 PNC FINANCIAL SERVIC | $57,988 | $59,228 |
| 713831105 PERICOM SEMICONDUCTO | ||
| 71714F104 PHARMERICA CORP | $12,303 | $11,345 |
| 74144Q203 T ROWE PRICE INST EM | $864,647 | $829,297 |
| 74253Q747 PRINCIPAL MIDCAP FD- | $629,000 | $630,861 |
| 74267C106 PROASSURANCE CORPORA | ||
| 74435K204 PRUDENTIAL PLC - ADR | $30,014 | $25,318 |
| 74736A103 QTS REALTY TRUST INC | $7,902 | $14,313 |
| 74972G103 RPX CORP | $12,415 | $7,216 |
| 756568101 RED ELECTRICA COR-UN | $12,570 | $13,297 |
| 761655604 REXAM PLC-SPONSORED | $7,969 | $8,127 |
| 770323103 ROBERT HALF INTL INC | $17,733 | $12,519 |
| 780641205 KONINKLIJKE KPN N.V. | $7,125 | $8,935 |
| 783332109 RUTH'S HOSPITALITY G | $11,319 | $15,231 |
| 783513104 RYANAIR HOLDINGS PLC | ||
| 78392U105 RYOHIN KEIKAKU CO-UN | $5,590 | $10,516 |
| 78463X863 SPDR DJ WILSHIRE INT | $305,466 | $285,198 |
| 79588J102 SAMPO OYJ-A SHS-UNSP | $15,238 | $13,411 |
| 801056102 SANMINA CORP | $12,448 | $14,708 |
| 81369Y506 AMEX ENERGY SELECT S | ||
| 81619Q105 SELECT MEDICAL HOLDI | $12,376 | $10,035 |
| 81783H105 SEVEN & I HOLDINGS C | $14,646 | $14,336 |
| 82481R106 SHIRE PLC ADR | $20,156 | $19,733 |
| 830566105 SKECHERS U S A INC | $4,436 | $9,257 |
| 833034101 SNAP ON INC | $51,789 | $61,492 |
| 83404D109 SOFTBANK GROUP CORP- | $23,774 | $18,000 |
| 835699307 SONY CORPORATION - A | $10,486 | $11,033 |
| 84473L105 SOUTH32 - ADR-W/I | ||
| 847560109 SPECTRA ENERGY CORP | $56,367 | $47,631 |
| 85771P102 STATOIL ASA ADR | ||
| 862121100 STORE CAPITAL CORP | $8,629 | $9,370 |
| 863667101 STRYKER CORP | $52,508 | $63,361 |
| 86562M209 SUMITOMO TRUST AND B | $21,724 | $16,806 |
| 868459108 SUPERNUS PHARMACEUTI | $6,104 | $13,540 |
| 870195104 SWEDBANK AB ADR | $14,826 | $12,458 |
| 87155N109 SYMRISE AG ADR | $9,298 | $10,773 |
| 87944W105 TELENOR ASA - ADR | $13,496 | $9,819 |
| 88164L100 TESSERA TECHNOLOGIES | $12,589 | $11,198 |
| 888706108 TIVO INC | ||
| 891092108 TORO CO | ||
| 891826109 TOWER INTERNATIONAL | $12,577 | $7,671 |
| 894648104 TRECORA RESOURCES | ||
| 904708104 UNIFIRST CORP MASS | $12,325 | $13,880 |
| 913004107 UNITED STATIONERS IN | ||
| 913483103 UNIVERSAL ELECTRONIC | ||
| 91704F104 URBAN EDGE PROPERTIE | ||
| 918204108 V F CORP | $57,004 | $48,610 |
| 919134304 VALEO - ADR | $11,337 | $14,087 |
| 927320101 VINCI SA ADR | $10,724 | $13,451 |
| 92939N102 WP GLIMCHER INC | ||
| 977868306 WOLSELEY PLC | $16,068 | $17,957 |
| 977874205 WOLTERS KLUWER NV - | $10,979 | $15,577 |
| G5753U112 MAIDEN HOLDINGS LTD | $11,038 | $12,084 |
| G5960L103 MEDTRONIC PLC | $63,992 | $66,798 |
| G81276100 SIGNET JEWELERS LIMI | $9,519 | $9,105 |
| N6596X109 NXP SEMICONDUCTORS N | $56,749 | $56,222 |
| Y8565N102 TEEKAY TANKERS LTD | ||
| 015393101 ALFA LAVAL AB-UNSPON | $8,753 | $8,752 |
| 02079K305 ALPHABET INC CL A | $71,677 | $98,099 |
| 024835100 AMERICAN CAMPUS CMNT | $5,971 | $6,254 |
| 04010E109 ARGAN INC | $13,203 | $12,874 |
| 044103109 ASHFORD HOSPITALITY | $15,286 | $9,064 |
| 053774105 AVIS BUDGET GROUP | $15,318 | $15,480 |
| 053807103 AVNET INC | $17,482 | $15,920 |
| 05970D106 BANCA MEDIOLANUM SPA | $4,300 | $4,312 |
| 089302103 BIG LOTS INC | $11,431 | $16,265 |
| 090672106 BIOTELEMETRY INC | $9,277 | $16,654 |
| 139098107 CAPGEMINI SA ADR | $7,040 | $8,386 |
| 172755100 CIRRUS LOGIC INC | $12,334 | $15,012 |
| 174610105 CITIZENS FINANCIAL G | $38,145 | $34,501 |
| 19624Y101 COLOPLAST AS - UNSPO | $8,407 | $8,710 |
| 19765Y688 COLUMB SEL LGE CAP G | $1,020,000 | $875,468 |
| 199908104 COMFORT SYS USA INC | $13,187 | $12,832 |
| 20449X302 COMPASS GROUP PLC - | $15,854 | $17,400 |
| 212485106 CONVERGYS CORP | $14,280 | $17,055 |
| 22544R305 CREDIT SUISSE COMM R | $303,414 | $314,938 |
| 22822V101 CROWN CASTLE INTL CO | $6,100 | $6,448 |
| 242370203 DEAN FOODS CO | $13,002 | $13,454 |
| 29444U700 EQUINIX INC | $22,312 | $27,150 |
| 29977A105 EVERCORE PARTNERS IN | $12,674 | $12,376 |
| 30219E103 EXPRESS INC | $27,459 | $20,996 |
| 359694106 FULLER H B CO | $18,037 | $18,812 |
| 361592108 GEA GROUP AG ADR | $5,845 | $6,602 |
| 37518B102 GIGAMON INC | $12,945 | $14,641 |
| 398438408 GRIFOLS SA-ADR | $8,581 | $8,100 |
| 40049J206 GRUPO TELEVISA, S.A. | $7,965 | $8,156 |
| 404609109 HACKETT GROUP INC | $10,867 | $13,407 |
| 42727J102 HERITAGE INSURANCE H | $17,716 | $11,568 |
| 43300A104 HILTON WORLDWIDE HOL | $4,269 | $4,738 |
| 443320106 HUB GROUP INC | $15,022 | $15,968 |
| 44930G107 ICU MED INC COM | $11,219 | $12,271 |
| 45073V108 ITT INC | $12,429 | $9,304 |
| 452308109 ILLINOIS TOOL WORKS | $38,588 | $44,533 |
| 45329R109 INC RESEARCH HOLDING | $13,616 | $14,315 |
| 45685L100 INFRAREIT INC | $10,894 | $9,134 |
| 46123D205 INVENSENSE INC | $13,077 | $6,656 |
| 526107107 LENNOX INTERNATIONAL | $7,410 | $9,065 |
| 562750109 MANHATTAN ASSOCIATES | $9,124 | $9,890 |
| 602496101 MIMEDX GROUP INC | $13,547 | $9,224 |
| 631512100 NASPERS LTD ADR | $17,417 | $19,086 |
| 651229106 NEWELL BRANDS, INC | $46,232 | $52,697 |
| 701491102 PARK24 CO LTD-SPN AD | $10,747 | $10,986 |
| 71943U104 PHYSICIANS REALTY TR | $5,817 | $6,229 |
| 758849103 REGENCY CENTERS CORP | $5,448 | $5,898 |
| 759351604 REINSURANCE GROUP AM | $15,454 | $16,160 |
| 759530108 RELX PLC | $13,714 | $14,631 |
| 76009N100 RENT-A-CENTER INC | $15,702 | $7,810 |
| 783513203 RYANAIR HOLDINGS PLC | $5,503 | $8,740 |
| 811065101 SCRIPPS NETWORKS INT | $14,486 | $15,056 |
| 81616X103 SELECT COMFORT CORPO | $15,293 | $12,421 |
| 81768T108 SERVISFIRST BANCSHAR | $14,535 | $15,560 |
| 830879102 SKYWEST INC | $11,948 | $12,083 |
| 831756101 SMITH & WESSON HLDG | $12,043 | $10,333 |
| 848577102 SPIRIT AIRLINES INC | $16,533 | $14,432 |
| 84860W102 SPIRIT RLTY CAP INC | $8,525 | $9,149 |
| 864909106 SUCAMPO PHARMACEUTIC | $13,243 | $7,185 |
| 86800U104 SUPER MICRO COMPUTER | $12,137 | $12,097 |
| 87817A107 TEAM HEALTH HOLDINGS | $9,078 | $10,841 |
| 88031M109 TENARIS S.A. - ADR | $8,382 | $8,563 |
| 910710102 UNITED INSURANCE HOL | $11,758 | $11,660 |
| 92852T201 VIVENDI SA-UNSPON AD | $10,121 | $8,429 |
| 929566107 WABASH NATL CORP | $13,409 | $16,009 |
| 94733A104 WEB.COM GROUP INC | $11,926 | $10,199 |
| 95040Q104 WELLTOWER INC | $22,440 | $25,910 |
| 978097103 WOLVERINE WORLD WIDE | $14,924 | $15,588 |
| 981560105 WORLDPAY GROUP PLC-U | $5,561 | $5,763 |
| 98884U108 ZAGG INC | $13,183 | $5,648 |
| L9340P101 TRINSEO SA | $9,307 | $15,634 |
| N47279109 INTERXION HOLDING NV | $5,288 | $6,106 |
| Y62159101 NAVIOS MARITIME ACQU | $13,092 | $6,049 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $395,641 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $401,626 | USGovtObligationsEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (9 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 70299RF16 PARTNERS GROUP PRIV | AT COST | $450,270 | $837,999 |
| GRA994205 GRAHAM ALT INV FD II | AT COST | $380,000 | $391,365 |
| GTC997004 GAI CORBIN MULTI STR | |||
| GTY995004 GAI AGILITY INCOME F | AT COST | $293,981 | $282,165 |
| MRE991002 METRO REAL ESTATE PA | AT COST | $109,300 | $113,845 |
| RCI991006 RICI LINKED PAM TOTA | |||
| SKY990RF9 SKYBRIDGE MULTI-ADVI | AT COST | $600,000 | $518,688 |
| GTA994003 GAI AURORA OPPORTUNI | AT COST | $92,225 | $84,645 |
| GTC999HB8 GAI CORBIN FUND 5% H | AT COST | $18,634 | $18,634 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (6 entries)
| DescDesc | AmtAmt |
|---|---|
| MUTUAL FUND POSTING DATE AFTER TYE | $5,907 |
| DISALLOWED WASH SALES | $5,942 |
| PURCHASE ACCRUED INT EFFECTIVE NEXT TY | $371 |
| PURCHASE ACCRUED INT POSTING AFTER TY | $201 |
| SALES WITH GAIN POSTING AFTER TYE | $1,495 |
| SALES WITH LOSS EFFECTIVE DATE PRIOR YR | $5,972 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ADR FEES | $2,603 | $2,603 | $0 |
| LOBBY FLOWERS | $700 | $0 | $700 |
| POST OFFICE BOX FEES | $110 | $0 | $110 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| NET PARTNERSHIP INCOME | $9,105 | $0 |
| FEE REBATES | $8,286 | $8,286 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (8 entries)
| DescDesc | AmtAmt |
|---|---|
| MUTUAL FUND TAX EFFECTIVE DATE BEFORE TYE | $5,830 |
| ROC BASIS ADJUSTMENTS | $1,003 |
| SALES WITH LOSS POSTING AFTER TYE | $8,777 |
| SALES WITH GAIN EFFECTIVE DATE PRIOR YR | $19,541 |
| MUTUAL FUND ADJUSTMENTS | $973 |
| PURCHASE ACCRUED INT POSTING PRIOR TY | $674 |
| ROUNDING | $22 |
| GRANTS POSTING AFTER TY | $546,000 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MGMT FEES-SUBJECT T | CategoryTxt |
| Amt | $15,819 | Amt |
| Net Investment Income | $15,819 | NetInvestmentIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (5 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $5,241 | $5,241 | $0 |
| FEDERAL TAX PAYMENT - PRIOR YE | $4,587 | $0 | $0 |
| FEDERAL ESTIMATES - PRINCIPAL | $20,912 | $0 | $0 |
| FOREIGN TAXES ON QUALIFIED FOR | $4,274 | $4,274 | $0 |
| FOREIGN TAXES ON NONQUALIFIED | $1,066 | $1,066 | $0 |