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CAPITAL ONE FOUNDATION INC: Form 990PF, tax year 2015

View the entire original 990 at ProPublica ↗

Organization
CAPITAL ONE FOUNDATION INC (EIN 11-3276603)
Tax period
2015-01-01 to 2015-12-31
Filed
2016-10-11
IRS object ID
201622859349100102
Schema version
2015v2.1
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2016-10-11T08:13:42-05:00ReturnTs
Tax Period End2015-12-31TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

FieldValueIRS element (for citing)
Preparer Firm EIN420714325PreparerFirmEIN

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1RSM US LLPBusinessNameLine1Txt

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line11861 INTERNATIONAL DRIVE SUITE 400AddressLine1Txt
CityMCLEANCityNm
State AbbreviationVAStateAbbreviationCd
ZIP22102ZIPCd
FieldValueIRS element (for citing)
Return Type990PFReturnTypeCd
Tax Period Begin2015-01-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN113276603EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1CAPITAL ONE FOUNDATION INCBusinessNameLine1Txt
FieldValueIRS element (for citing)
Business Name ControlCAPIBusinessNameControlTxt
Phone7037201000PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line11680 CAPITAL ONE DRIVEAddressLine1Txt
CityMCLEANCityNm
State AbbreviationVAStateAbbreviationCd
ZIP22102ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonCATHERINE FOCAPersonNm
Person TitlePRESIDENTPersonTitleTxt
Phone7037201000PhoneNum
Signature2016-10-08SignatureDt
Discuss With Paid PreparerYes (1)DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonYONG ZHANG CPAPreparerPersonNm
PTINP01249785PTIN
Phone7033366400PhoneNum
FieldValueIRS element (for citing)
Tax2015TaxYr
Build TS2017-02-10 21:41:12ZBuildTS

Form 990-PF IRS990PF

FieldValueIRS element (for citing)
Organization501c3 Exempt PFYes (X)Organization501c3ExemptPFInd
FMV Assets EOY$40,458,697FMVAssetsEOYAmt
Method Of Accounting AccrualYes (X)MethodOfAccountingAccrualInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

FieldValueIRS element (for citing)
Contri Rcvd Rev And Expnss$5,508,247ContriRcvdRevAndExpnssAmt
Interest On Sav Rev And Expnss$61,355InterestOnSavRevAndExpnssAmt
Interest On Sav Net Invst Incm$61,355InterestOnSavNetInvstIncmAmt
Dividends Rev And Expnss$754,684DividendsRevAndExpnssAmt
Dividends Net Invst Incm$754,684DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss$2,432,146NetGainSaleAstRevAndExpnssAmt
Gross Sales Price$14,291,796GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm$2,432,146CapGainNetIncmNetInvstIncmAmt
Total Rev And Expnss$8,756,432TotalRevAndExpnssAmt
Total Net Invst Incm$3,248,185TotalNetInvstIncmAmt
Comp Ofcr Dir Trst Rev And Expnss$0CompOfcrDirTrstRevAndExpnssAmt
Comp Ofcr Dir Trst Net Invst Incm$0CompOfcrDirTrstNetInvstIncmAmt
Comp Ofcr Dir Trst Dsbrs Chrtbl$0CompOfcrDirTrstDsbrsChrtblAmt
Other Prof Fees Rev And Expnss$91,756OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm$45,878OtherProfFeesNetInvstIncmAmt
Other Prof Fees Dsbrs Chrtbl$45,878OtherProfFeesDsbrsChrtblAmt
Taxes Rev And Expnss$30,574TaxesRevAndExpnssAmt
Taxes Net Invst Incm$0TaxesNetInvstIncmAmt
Taxes Dsbrs Chrtbl$0TaxesDsbrsChrtblAmt
Other Expenses Rev And Expnss$107,528OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm$53,764OtherExpensesNetInvstIncmAmt
Other Expenses Dsbrs Chrtbl$53,764OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss$229,858TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm$99,642TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl$99,642TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss$7,067,915ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl$7,067,915ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss$7,297,773TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm$99,642TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl$7,167,557TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses$1,458,659ExcessRevenueOverExpensesAmt
Net Investment Income$3,148,543NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

FieldValueIRS element (for citing)
Cash BOY$197,396CashBOYAmt
Cash EOY$275,418CashEOYAmt
Cash EOYFMV$275,418CashEOYFMVAmt
Prepaid Expenses BOY$29,616PrepaidExpensesBOYAmt
Prepaid Expenses EOY$62,688PrepaidExpensesEOYAmt
Prepaid Expenses EOYFMV$62,688PrepaidExpensesEOYFMVAmt
US Government Obligations BOY$1,812,360USGovernmentObligationsBOYAmt
US Government Obligations EOY$1,807,979USGovernmentObligationsEOYAmt
US Govt Obligations EOYFMV$1,807,979USGovtObligationsEOYFMVAmt
Corporate Stock BOY$14,109,041CorporateStockBOYAmt
Corporate Stock EOY$21,138,527CorporateStockEOYAmt
Corporate Stock EOYFMV$21,138,527CorporateStockEOYFMVAmt
Corporate Bonds BOY$3,800,568CorporateBondsBOYAmt
Corporate Bonds EOY$3,309,783CorporateBondsEOYAmt
Corporate Bonds EOYFMV$3,309,783CorporateBondsEOYFMVAmt
Other Investments BOY$23,691,000OtherInvestmentsBOYAmt
Other Investments EOY$13,860,746OtherInvestmentsEOYAmt
Other Investments EOYFMV$13,860,746OtherInvestmentsEOYFMVAmt
Other Assets BOY$3,666OtherAssetsBOYAmt
Other Assets EOY$3,556OtherAssetsEOYAmt
Other Assets EOYFMV$3,556OtherAssetsEOYFMVAmt
Total Assets BOY$43,643,647TotalAssetsBOYAmt
Total Assets EOY$40,458,697TotalAssetsEOYAmt
Total Assets EOYFMV$40,458,697TotalAssetsEOYFMVAmt
Accounts Payable BOY$10,000AccountsPayableBOYAmt
Accounts Payable EOY$85,821AccountsPayableEOYAmt
Grants Payable BOY$153,041GrantsPayableBOYAmt
Grants Payable EOY$128,558GrantsPayableEOYAmt
Total Liabilities BOY$163,041TotalLiabilitiesBOYAmt
Total Liabilities EOY$214,379TotalLiabilitiesEOYAmt
Organization Follows SFAS117Yes (X)OrganizationFollowsSFAS117Ind
Unrestricted BOY$43,480,606UnrestrictedBOYAmt
Unrestricted EOY$40,244,318UnrestrictedEOYAmt
Tot Net Ast Or Fund Balances BOY$43,480,606TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY$40,244,318TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY$43,643,647TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY$40,458,697TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

FieldValueIRS element (for citing)
Tot Net Ast Or Fund Balances BOY$43,480,606TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses$1,458,659ExcessRevenueOverExpensesAmt
Other Increases$0OtherIncreasesAmt
Subtotal$44,939,265SubtotalAmt
Other Decreases$4,694,947OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY$40,244,318TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (61 entries)

PropertyPropertyDescHow AcquiredHowAcquiredCdAcquiredAcquiredDtSoldSoldDtGross Sales PriceGrossSalesPriceAmtCost Or Other BasisCostOrOtherBasisAmtGain Or LossGainOrLossAmtGains Minus Excess Or LossesGainsMinusExcessOrLossesAmt
2818 SHS ALBEMARLE CORP COMP2014-12-312015-03-16$152,144$181,557-$29,413-$29,413
762 SHS BROWN FORMAN CORP CL BP2014-12-312015-03-16$66,952$63,546$3,406$3,406
1523 SHS WAL MART STORES INC COMP2014-12-312015-03-16$123,571$117,696$5,875$5,875
1304 SHS APACHE CORP COMP2014-12-312015-09-25$50,451$121,233-$70,782-$70,782
2220 SHS CORNING INC COMP2013-11-152015-09-25$37,610$37,540$70$70
1551 SHS ENERGIZER HLDGS INC NEW COMP2014-12-312015-09-25$65,174$52,554$12,620$12,620
1644 SHS INTEL CORP COMP2013-11-152015-09-25$47,038$40,179$6,859$6,859
2612 SHS SCRIPPS NETWORKS INTERACT IN CL AP2015-03-112015-09-25$133,404$187,839-$54,435-$54,435
2646 SHS BED BATH BEYOND INC COMP2014-12-312015-10-01$153,051$175,325-$22,274-$22,274
3252 SHS INTEL CORP COMP2014-12-312015-10-01$94,134$105,933-$11,799-$11,799
6845 SHS CORNING INC COMP2014-12-312015-10-28$119,796$134,230-$14,434-$14,434
2500 SHS VANGUARD INDEX FDS S&P 500 ETF SHSP2011-04-202015-01-08$462,640$304,350$158,290$158,290
20848.826 SHS DODGE & COX INTERNATIONAL STOCKP2014-12-222015-02-11$889,620$514,391$375,229$375,229
4000 SHS VANGUARD INDEX FDS S&P 500 ETF SHSP2011-04-202015-02-13$753,852$486,960$266,892$266,892
5000 SHS VANGUARD INDEX FDS S&P 500 ETF SHSP2011-04-202015-02-19$959,382$608,700$350,682$350,682
5000 SHS VANGUARD INDEX FDS S&P 500 ETF SHSP2013-06-282015-02-24$962,382$614,827$347,555$347,555
30000 SHS ALLIANZGI NFJ DIVIDEND VALUE FUNDP1990-01-012015-06-11$514,500$298,699$215,801$215,801
20000 SHS ALLIANZGI NFJ DIVIDEND VALUE FUNDP1990-01-012015-09-04$310,800$199,133$111,667$111,667
14576.928 SHS HSBC FRONTIER MARKETS FUND CL IP2014-12-242015-09-04$173,465$204,935-$31,470-$31,470
7500 SHS ISHARES MSCI EAFE ETFP2013-12-172015-09-09$442,117$482,025-$39,908-$39,908
8000 SHS VANGUARD FTSE EMERGING MARKETS ETFP2012-02-032015-09-09$271,275$353,520-$82,245-$82,245
13000 SHS VANGUARD FTSE EMERGING MARKETS ETFP2014-09-092015-10-01$415,602$568,432-$152,830-$152,830
113056.384 SHS ALLIANZGI NFJ DIVIDEND VALUE FUNDP2015-09-172015-11-23$1,800,988$1,628,735$172,253$172,253
100439.422 SHS ALLIANZGI NFJ DIVIDEND VALUE FUNDP1990-01-012015-11-25$1,597,991$1,000,039$597,952$597,952
44450 SHS ALLIANZGI NFJ DIVIDEND VALUE FUNDP1990-01-012015-12-04$692,531$442,572$249,959$249,959
LONG TERM CAPITAL GAINS DIST AT HOMESTEAD SMALL-COMPANY STOCK FUNDP2015-12-31$77,114$77,114$77,114
SHORT TERM CAPITAL GAINS DIST AT HOMESTEAD SMALL-COMPANY STOCK FUNDP2015-12-31$6,838$6,838$6,838
RECD PROCEEDS ON MATURITY OF US TREASURY NOTEP2014-02-282015-01-15$320,000$320,364-$364-$364
130000 US TREASURY NOTEP2014-11-172015-01-28$130,101$130,138-$37-$37
55000 US TREASURY NOTEP2014-12-222015-01-30$56,583$54,612$1,971$1,971
35000 CISCO SYS INC SR NTP2014-02-192015-04-16$39,176$39,131$45$45
50000 US TREASURY NOTEP2015-01-152015-05-28$50,064$50,090-$26-$26
4320 SHS ADVISORS SER TR PIA BBB BOND FUNDP2014-02-242015-06-05$40,133$40,176-$43-$43
80000 US TREASURY NOTEP2014-06-172015-06-30$80,103$80,010$93$93
RECD PROCEEDS ON MATURITY OF FEDERAL NATL MTG ASSNP2014-02-282015-07-02$160,000$160,640-$640-$640
RECD PROCEEDS ON MATURITY OF US TREASURY NOTEP2014-11-172015-07-15$70,000$70,074-$74-$74
RECD PROCEEDS ON MATURITY OF US TREASURY NOTEP2014-08-182015-08-17$20,000$20,027-$27-$27
60000 US TREASURY NOTEP2014-06-172015-09-30$60,061$60,007$54$54
35000 TARGET CORP NTP2014-02-192015-10-22$38,147$37,753$394$394
RECD PROCEEDS ON MATURITY OF FEDERAL NATL MTG ASSNP2014-02-192015-10-26$120,000$122,765-$2,765-$2,765
RECD PROCEEDS ON MATURITY OF US TREASURY NOTEP2015-01-152015-11-16$230,000$230,414-$414-$414
RECD PROCEEDS ON MATURITY OF EASTMAN CHEM CO SR NTP2014-03-112015-12-15$27,000$27,974-$974-$974
RECD PROCEEDS ON MATURITY OF FEDERAL NATL MTG ASSNP2014-02-192015-12-21$120,000$120,250-$250-$250
RECD PROCEEDS ON MATURITY OF BB&T CORP SUB NTP2014-03-042015-12-23$44,000$47,358-$3,358-$3,358
2476.341 SHS PIMCO COMMODITIESPLUS STRATEGYP2014-11-212015-02-11$18,721$23,550-$4,829-$4,829
400 SHS VANGUARD INTL EQUITY INDEX FDSP2014-02-202015-04-20$23,380$21,504$1,876$1,876
1100 SHS VANGUARD INDEX FDS REIT ETFP2013-11-262015-04-20$90,903$72,317$18,586$18,586
400 SHS VANGUARD INTL EQUITY INDEX FDSP2014-02-202015-11-25$21,268$21,504-$236-$236
1000 SHS VANGUARD INDEX FDS REIT ETFP2013-12-112015-11-25$79,029$65,189$13,840$13,840
25000 SHS WELLS FARGO ADVANTAGE SHORT-TERMP2013-11-262015-02-11$202,500$207,000-$4,500-$4,500
LONG TERM CAPITAL GAINS DIST AT VANGUARD BD INDEX FD INC TOTAL BDP2015-04-08$384$384$384
SHORT TERM CAPITAL GAINS DIST AT VANGUARD BD INDEX FD INC TOTAL BDP2015-04-08$319$319$319
9000 SHS LEGG MASON BW INTERNATIONALP2014-01-022015-05-04$102,420$103,294-$874-$874
20600 SHS WELLS FARGO ADVANTAGE SHORT-TERMP2013-12-122015-05-04$167,890$170,516-$2,626-$2,626
1000 SHS ISHARES J.P. MORGAN USD EMERGINGP2014-12-232015-05-06$112,808$111,380$1,428$1,428
LONG TERM CAPITAL GAINS DIST AT LEGG MASON BW INTERNATIONALP2015-06-25$303$303$303
23000 SHS LEGG MASON BW INTERNATIONALP2014-08-272015-09-04$241,040$270,489-$29,449-$29,449
2300 SHS ISHARES J.P. MORGAN USD EMERGINGP2014-12-232015-09-09$247,347$256,174-$8,827-$8,827
LONG TERM CAPITAL GAINS DIST AT VANGUARD SCOTTSDALE FDS VANGUARDP2015-12-30$840$840$840
SHORT TERM CAPITAL GAINS DIST AT VANGUARD SCOTTSDALE FDS VANGUARDP2015-12-30$840$840$840
LONG TERM CAPITAL GAINS DIST AT VANGUARD BD INDEX FD INC TOTAL BDP2015-12-31$2,014$2,014$2,014
FieldValueIRS element (for citing)
Capital Gain Net Income$2,432,146CapitalGainNetIncomeAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

FieldValueIRS element (for citing)
Liable Section4942 Tax0LiableSection4942TaxInd
Adjusted Qlfy Distri Yr1$6,470,466AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1$43,317,538NetVlNoncharitableAssetsYr1Amt
Distribution Yr10.149373DistributionYr1Rt
Adjusted Qlfy Distri Yr2$7,713,604AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2$46,022,663NetVlNoncharitableAssetsYr2Amt
Distribution Yr20.167604DistributionYr2Rt
Adjusted Qlfy Distri Yr3$1,855,000AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3$45,200,884NetVlNoncharitableAssetsYr3Amt
Distribution Yr30.041039DistributionYr3Rt
Adjusted Qlfy Distri Yr4$4,269,000AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4$44,367,966NetVlNoncharitableAssetsYr4Amt
Distribution Yr40.096218DistributionYr4Rt
Adjusted Qlfy Distri Yr5$3,216,171AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5$44,698,530NetVlNoncharitableAssetsYr5Amt
Distribution Yr50.071953DistributionYr5Rt
Total Distribution0.526187TotalDistributionRt
Average Distribution0.105237AverageDistributionRt
Net Vl Noncharitable Assets$43,444,089NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets$4,571,926AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct$31,485NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct$4,603,411AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions$7,167,557QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

FieldValueIRS element (for citing)
Domestic Org Meeting Sect4940eYes (X)DomesticOrgMeetingSect4940eInd
Investment Income Excise Tax$31,485InvestmentIncomeExciseTaxAmt
Tax Under Section511$0TaxUnderSection511Amt
Subtotal$31,485SubtotalAmt
Subtitle A Tax$0SubtitleATaxAmt
Tax Based On Investment Income$31,485TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx$53,600EstimatedPlusOvpmtIncmTxAmt
Total Payments And Credits$53,600TotalPaymentsAndCreditsAmt
Overpayment$22,115OverpaymentAmt
Applied To ES Tax$22,115AppliedToESTaxAmt
Refund$0RefundAmt

Statements Regarding Acty StatementsRegardingActyGrp

FieldValueIRS element (for citing)
Legislative Political Acty0LegislativePoliticalActyInd
More Than100 Spent0MoreThan100SpentInd
Form1120 POL Filed0Form1120POLFiledInd
Section4955 Organization Tax$0Section4955OrganizationTaxAmt
Section4955 Managers Tax$0Section4955ManagersTaxAmt
Tax Reimbursed$0TaxReimbursedAmt
Activities Not Previously Rpt0ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws0ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit0UnrelatedBusIncmOverLimitInd
Organization Dissolved Etc0OrganizationDissolvedEtcInd
Section508e Rqr SatisfiedYes (1)Section508eRqrSatisfiedInd
At Least5000 In AssetsYes (1)AtLeast5000InAssetsInd
Org Report Or Register StateNYOrgReportOrRegisterStateCd
Form990 PF Filed With Atty GenYes (1)Form990PFFiledWithAttyGenInd
Private Operating Foundation0PrivateOperatingFoundationInd
New Substantial Contributors0NewSubstantialContributorsInd
Own Controlled Entity0OwnControlledEntityInd
Donor Advised Fund0DonorAdvisedFundInd
Comply With Public Insp RqrYes (1)ComplyWithPublicInspRqrInd
Website AddressN/AWebsiteAddressTxt

Persons With Books Name PersonsWithBooksName

FieldValueIRS element (for citing)
Business Name Line1THE FOUNDATIONBusinessNameLine1Txt
FieldValueIRS element (for citing)
Phone7037201000PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

FieldValueIRS element (for citing)
Address Line11680 CAPITAL ONE DRIVEAddressLine1Txt
CityMCLEANCityNm
State AbbreviationVAStateAbbreviationCd
ZIP22102ZIPCd
FieldValueIRS element (for citing)
Foreign Accounts Question0ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

FieldValueIRS element (for citing)
Sale Or Exch Disqualified Prsn0SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn0BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn0FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn0PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn0TransferAstDisqualifiedPrsnInd
Payment To Government Official0PaymentToGovernmentOfficialInd
Uncorrected Prior Acts0UncorrectedPriorActsInd
Undistributed Income PY0UndistributedIncomePYInd
Business Holdings0BusinessHoldingsInd
Jeopardy Investments0JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst0UncorrectedPYJeopardyInvstInd
Influence Legislation0InfluenceLegislationInd
Influence Election0InfluenceElectionInd
Grants To Individuals0GrantsToIndividualsInd
Grants To Organizations0GrantsToOrganizationsInd
Noncharitable Purpose0NoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft Cntrct0RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct0PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans0ProhibitedTaxShelterTransInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (12 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdTitleTitleTxtAverage Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRtCompensationCompensationAmtEmployee Benefit ProgramEmployeeBenefitProgramAmtExpense Account Other AllwncExpenseAccountOtherAllwncAmt
JOHN G FINNERAN
1680 CAPITAL ONE DRIVEMCLEANVA22102CHAIR0.50$0$0$0
RICHARD WOODS
1680 CAPITAL ONE DRIVEMCLEANVA22102VICE CHAIR0.50$0$0$0
CAROLYN BERKOWITZ
1680 CAPITAL ONE DRIVEMCLEANVA22102PRESIDENT1.00$0$0$0
ROBERT MAGNANO
1680 CAPITAL ONE DRIVEMCLEANVA22102DIRECTOR0.50$0$0$0
KENNETH KIDO
1680 CAPITAL ONE DRIVEMCLEANVA22102DIRECTOR0.50$0$0$0
ANDREW YOUNG
1680 CAPITAL ONE DRIVEMCLEANVA22102DIRECTOR0.50$0$0$0
COLLEEN TAYLOR
1680 CAPITAL ONE DRIVEMCLEANVA22102DIRECTOR0.50$0$0$0
CATHERINE FOCA
1680 CAPITAL ONE DRIVEMCLEANVA22102VICE PRESIDENT2.00$0$0$0
STEVE PETTI
1680 CAPITAL ONE DRIVEMCLEANVA22102TREASURER1.00$0$0$0
KRISTINE WELLMAN
1680 CAPITAL ONE DRIVEMCLEANVA22102SECRETARY0.50$0$0$0
PETE AUGUSTERFER
1680 CAPITAL ONE DRIVEMCLEANVA22102ASSISTANT TREADURER1.00$0$0$0
SARAH O'KEIFF
1680 CAPITAL ONE DRIVEMCLEANVA22102ASSISTANT SECRETARY1.00$0$0$0
FieldValueIRS element (for citing)
Comp Of Hghst Pd Empl Or NONENONECompOfHghstPdEmplOrNONETxt
Other Employee Paid Over50k0OtherEmployeePaidOver50kCnt
Comp Of Hghst Pd Cntrct Or NONENONECompOfHghstPdCntrctOrNONETxt
Contractor Paid Over50k0ContractorPaidOver50kCnt

Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp

FieldValueIRS element (for citing)
Description1COMMUNITIES IN SCHOOLS (CIS) HAS CREATED A TWO-PRONGED APPROACH THAT WILL ALLOW LOCAL INITIATIVES TO FEED INTO THE NATIONAL ALUMNI LEADERSHIP NETWORK. IN A PREVIOUS PHASE, CIS LEARNED THAT THE ALUMNI WAS CONNECTED TO THE LOCAL AFFILIATE AND DID NOT HAVE A CONNECTION TO CIS NATIONAL. THIS LEARNING WAS CRITICAL, AND DIRECTED CIS - FOR THIS YEAR 4 GRANT - TO DEVELOP A NATIONAL/LOCAL ALUMNI PROGRAM - WHERE LOCAL AFFILIATES WOULD HELP INFORM THE WORK AT THE NATIONAL LEVEL WHILE NATIONAL CREATED RESOURCES FOR ALUMNI. NATIONAL CIS STAFF WORKED WITH CIS OF SOUTH CENTRAL TEXAS TO CREATE MORE FOUNDATIONAL RESOURCES THAT HELPED AFFILIATES THINK THROUGH THE BUILDING BLOCKS OF A SUSTAINABLE ALUMNI ENGAGEMENT STRATEGY.Description1Txt
Expenses1$375,000Expenses1Amt
Description2INCE BWI (LEAP, INC.) BEGAN OFFERING TRAINING THROUGH THIS PILOT INITIATIVE, THEY HAVE TRAINED 124 LOW INCOME MEN AND WOMEN. THE MAJORITY OF ENROLLEES HAVE BEEN UNEMPLOYED AT THE TIME OF ENROLLMENT, AND ONE QUARTER OF THEM HAD NOT WORKED A SINGLE DAY IN THE YEAR PRIOR TO COMING TO BWI. WITH AN INVESTMENT OF TRAINING - DEVELOPED THROUGH AN INNOVATIVE, EMPLOYER-FOCUSED MODEL THAT HAS BEEN CREATED TO LEVERAGE EMERGING ECONOMIC DEVELOPMENT ACTIVITIES - THE VAST MAJORITY OF ENROLLEES HAVE EXPERIENCED CAREER TRANSFORMATIONS. AMONG GRADUATES, TO DATE, 81% HAVE OBTAINED A JOB, MOST OF WHICH INCLUDE EMPLOYER-SPONSORED BENEFITS. WHILE ADJUSTED PRE-TRAINING EARNINGS FOR ENROLLEES AVERAGED AROUND $4.50/HOUR (TAKING INTO ACCOUNT THOSE WHO WORKED PART TIME OR EARNED $0 IN THE YEAR PRIOR TO ENROLLMENT), BROOKLYN WORKFORCE COLLABORATION GRADUATES' POST-TRAINING AVERAGE WAGES ARE MORE THAN $18/HOUR. TO DATE, 15% OF PLACED GRADUATES HAVE EARNED WAGE INCREASES AND/OR PROMOTIONS.Description2Txt
Expenses2$250,000Expenses2Amt
Description3NOW HAS IMPLEMENTED THREE SUCCESSFUL PARTNERSHIPS WITH OCHSNER HEALTH SYSTEM (OCHSNER), SOUTHEAST LOUISIANA VETERANS HEALTHCARE SYSTEM (VA) AND DAUGHTERS OF CHARITY HEALTH CENTERS (DCHC). THESE PARTNERSHIPS SERVE JOBSEEKERS AND INCUMBENT WORKERS. TO DATE, IT HAS TRAINED MORE THAN 200 PEOPLE FOR HEALTHCARE POSITIONS. THE PARTNERSHIP WITH OCHSNER HAS HELPED THE COLLABORATIVE THINK STRATEGICALLY ABOUT INVESTMENTS AND HOW IT CAN BEST SUPPORT JOBSEEKERS AND INCUMBENT WORKERS. THIS LED THE COLLABORATIVE TO MOVE TOWARDS FUNDING PARTNERSHIPS THAT PROVIDE NATIONALLY RECOGNIZED CERTIFICATIONS AND CREDENTIALS; NOW EVERY OCHSNER JOBSEEKER GRADUATE THAT COMPLETES TRAINING TAKES THE NATIONAL CERTIFICATION EXAM AND UPON SUCCESSFUL PASSAGE HAS A NATIONALLY RECOGNIZED AND PORTABLE CREDENTIAL. THIS PARTNERSHIP WITH THE VA HAS EMPHASIZED THE NEED FOR INCUMBENT WORKER PROGRAMS THAT FOCUS ON LITERACY AND NUMERACY SKILLS AS WELL AS THE IMPORTANCE OF TEACHING DIGITAL LITERACY SKILLS.Description3Txt
Expenses3$200,000Expenses3Amt
Description4COLLEGE SUMMIT BUILT ON THREE PREVIOUS GRANTS TO FURTHER DEVELOP A CRITICAL SOCIAL NETWORK MADE UP OF 250,000 PROGRAM ALUMNI-WHETHER THEY'RE IN COMMUNITY COLLEGE, FOUR-YEAR INSTITUTIONS, OR OUT OF SCHOOL. THIS PARTNERSHIP WITH CAPITAL ONE REINFORCES THEIR ALUMNI NETWORK AND EMPOWERS THEM TO REACH THEIR EDUCATIONAL AND CAREER GOALS. CAPITAL ONE'S TARGETED SUPPORT ANTICIPATES AN EXCITING NEW CHAPTER FOR COLLEGE SUMMIT - A BOLD STRATEGY THAT STREAMLINES THE MODEL FOR SUSTAINABILITY AND SCALABILITY. THEIR AMBITIOUS PLAN IS TO MORE THAN TRIPLE THE NUMBER OF SCHOOLS AND STUDENTS IN OUR ORBIT OVER THE NEXT FIVE YEARS, ON THE PATH TO GROWING OUR FOOTPRINT FROM 130 TO 1000 SCHOOLS IN 10 YEARS.Description4Txt
Expenses4$200,000Expenses4Amt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Minimum Investment Return MinimumInvestmentReturnGrp

FieldValueIRS element (for citing)
Average Monthly FMV Of Sec$43,301,144AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances$804,530AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast$0FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets$44,105,674TotalFMVOfUnusedAssetsAmt
Reduction Claimed$0ReductionClaimedAmt
Acquisition Indebtedness$0AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast$44,105,674AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable$661,585CashDeemedCharitableAmt
Net Vl Noncharitable Assets$43,444,089NetVlNoncharitableAssetsAmt
Minimum Investment Return$2,172,204MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

FieldValueIRS element (for citing)
Minimum Investment Return$2,172,204MinimumInvestmentReturnAmt
Tax Based On Investment Income$31,485TaxBasedOnInvestmentIncomeAmt
Total Tax$31,485TotalTaxAmt
Distributable Before Adj$2,140,719DistributableBeforeAdjAmt
Recoveries Qualfied Distri$0RecoveriesQualfiedDistriAmt
Distributable Before Ded$2,140,719DistributableBeforeDedAmt
Deduction From Distributable$0DeductionFromDistributableAmt
Distributable As Adjusted$2,140,719DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

FieldValueIRS element (for citing)
Expenses And Contributions$7,167,557ExpensesAndContributionsAmt
Program Related Invst Total$0ProgramRelatedInvstTotalAmt
Qualifying Distributions$7,167,557QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm$31,485PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri$7,136,072AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

FieldValueIRS element (for citing)
Distributable As Adjusted$2,140,719DistributableAsAdjustedAmt
Undistributed Income PY$0UndistributedIncomePYAmt
Total For Prior Years$0TotalForPriorYearsAmt
Excess Distribution Cyov Yr5$1,054,037ExcessDistributionCyovYr5Amt
Excess Distribution Cyov Yr4$2,111,849ExcessDistributionCyovYr4Amt
Excess Distribution Cyov Yr3$1,302,847ExcessDistributionCyovYr3Amt
Excess Distribution Cyov Yr2$5,482,307ExcessDistributionCyovYr2Amt
Excess Distribution Cyov Yr1$4,411,715ExcessDistributionCyovYr1Amt
Total Excess Distribution Cyov$14,362,755TotalExcessDistributionCyovAmt
Qualifying Distributions$7,167,557QualifyingDistributionsAmt
Applied To Year1$0AppliedToYear1Amt
Applied To Prior Years$0AppliedToPriorYearsAmt
Treated As Distri From Corpus$0TreatedAsDistriFromCorpusAmt
Applied To Current Year$2,140,719AppliedToCurrentYearAmt
Remaining Distri From Corpus$5,026,838RemainingDistriFromCorpusAmt
Excess Distri Cyov App CY Corpus$0ExcessDistriCyovAppCYCorpusAmt
Excess Distribution Cyov App CY$0ExcessDistributionCyovAppCYAmt
Total Corpus$19,389,593TotalCorpusAmt
Prior Year Undistributed Incm$0PriorYearUndistributedIncmAmt
Prior Year Deficiency Or Tax$0PriorYearDeficiencyOrTaxAmt
Taxable1$0Taxable1Amt
Taxable2$0Taxable2Amt
Undistributed Income CY$0UndistributedIncomeCYAmt
Corpus Distri170b1 E Or4942g3$0CorpusDistri170b1EOr4942g3Amt
Excess Distri Cyov From Yr5$1,054,037ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr$18,335,556ExcessDistriCyovToNextYrAmt
Excess From Year4$2,111,849ExcessFromYear4Amt
Excess From Year3$1,302,847ExcessFromYear3Amt
Excess From Year2$5,482,307ExcessFromYear2Amt
Excess From Year1$4,411,715ExcessFromYear1Amt
Excess From Current Year$5,026,838ExcessFromCurrentYearAmt

Supplementary Information SupplementaryInformationGrp

FieldValueIRS element (for citing)
Only Contri To PreselectedYes (X)OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (127 entries)

Address Line1RecipientUSAddress/AddressLine1TxtCityRecipientUSAddress/CityNmState AbbreviationRecipientUSAddress/StateAbbreviationCdZIPRecipientUSAddress/ZIPCdRecipient Foundation StatusRecipientFoundationStatusTxtGrant Or Contribution PurposeGrantOrContributionPurposeTxtAmtAmtAddress Line2RecipientUSAddress/AddressLine2Txt
ASIAN AMERICANS FOR EQUALITY INC
2 ALLEN STREET 7TH FLOORNEW YORKNY10002PCAFFORDABLE HOUSING DEVELOPMENT AND HOMEOWNERSHIP$40,000
ASIAN AMERICANS FOR EQUALITY INC
2 ALLEN STREET 7TH FLOORNEW YORKNY10002PCAAFE FINANCIAL AID ASSISTANCE AND COLLEGE READINESS$35,000
ASSOCIATION FOR NEIGHBORHOOD & HOUSING DEVELOPMENT INC
ANHD 50 BROAD STREET STE 1402NEW YORKNY100042699PCCOMMUNITY DEVELOPMENT ASSISTANCE$50,000
BLUE ENGINE INC
75 BROAD STREET SUITE 2900NEW YORKNY10004PCBLUE ENGINE TEACHING ASSISTANTS AT WHEELS$35,000
BOTTOM LINE INC
44 COURT STREET SUITE 300BROOKLYNNY11201PCBOTTOM LINE SUCCESS PROGRAM EXPANSION AND TECHNOLOGY PILOT$65,000
BRIDGE STREET DEVELOPMENT CORPORATION
460 NOSTRAND AVEBROOKLYNNY112161747PCTENANT ORGANIZING IN BEDFORD-STUYVESANT$10,000
BROOKLYN LEGAL SERVICES INC
105 COURT STREETBROOKLYNNY11201PCPRESERVATION OF AFFORDABLE RENTAL HOUSING$10,000
CAMBA INC
1720 CHURCH AVEBROOKLYNNY112262630PCBROOKLYN PRE-DEVELOPMENT PIPELINE FOR SUSTAINABLE, AFFORDABLE AND SUPPORTIVE HOUSING$25,000
CENTER FOR INSPIRED TEACHING
1436 U ST NW SUITE 400WASHINGTONDC200093987PC21ST CENTURY TEACHING AND LEARNING PROGRAMS IN WASHINGTON, DC$60,000
CENTER FOR NEW YORK CITY NEIGHBORHOODS
17 BATTERY PLACE SUITE 728NEW YORKNY10004PCLMI HOMEOWNER STABILIZATION PROGRAM$30,000
CENTER FOR URBAN PEDAGOGY INC
232 THIRD STREET D201BROOKLYNNY11215PCWHAT IS ULURP? SPANISH EDITION$10,000
CHHAYA COMMUNITY DEVELOPMENT
37-43 77TH STREET 2ND FLOORJACKSON HEIGHTSNY11372PCBASEMENT APARTMENTS SAFE FOR EVERYONE CAMPAIGN$15,000
COLLEGE SUCCESS FOUNDATION-DISTRICT OF COLUMBIA
1805 7TH ST NW STE 500WASHINGTONDC200013186PCSTRENGTHENING COLLEGE ACCESS SERVICES FOR LOW-INCOME STUDENTS THROUGH PROACTIVE ADVISING TECHNOLOGY$20,000
COLLEGE SUMMIT INC
1763 COLUMBIA RD NW STE 2WASHINGTONDC200092834PCALUMNI ENGAGEMENT - DESIGN PHASE YEAR 4$200,000
COLLIN COUNTY COMMUNITY COLLEGE DISTRICT FOUNDATION
3452 SPUR 399MCKINNEYTX750698742PCCOMMUNITY COLLEGE WORKFORCE DEVELOPMENT COHORT$50,000
COMMIT2DALLAS
2501 OAK LAWN AVE SUITE 800DALLASTX75219PCCOLLEGE AFFORDABILITY$25,000
COMMUNITIES IN SCHOOLS INC
2345 CRYSTAL DRIVE SUITE 700ARLINGTONVA22202PCNETWORK FOR SERVICE, LEADERSHIP DEVELOPMENT, AND MUTUAL SUPPORT$200,000
COMMUNITIES IN SCHOOLS OF HOUSTON INC
1235 NORTH LOOP W STE 300HOUSTONTX770084702PCTHE CIS NURSING INTERNSHIP PROGRAM$30,000
COMMUNITIES IN SCHOOLS OF NOVA INC
1615 DUKE STREETALEXANDRIAVA22314PCFRANCIS C. HAMMOND MIDDLE SCHOOL$10,000
COMMUNITIES IN SCHOOLS OF THE DALLAS REGION
1341 W MOCKINGBIRD LN SUITE 1000EDALLASTX75247PCCAPITAL ONE CISDR PROGRAM AT ARMSTRONG MS AND WILLIAMS HS$45,000
COMMUNITY DEVELOPMENT CORPORATION OF LONG ISLAND INC
2100 MIDDLE COUNTRY RDCENTEREACHNY117203577PCHOMEOWNER PRESERVATION SERVICES (HPS)$50,000
COMMUNITY LOAN FUND OF NEW JERSEY
108 CHURCH ST 3RD FLOORNEW BRUNSWICKNJ08901PCNEIGHBORHOOD PROSPERITY FUND$30,000
COMMUNITY SOLUTIONS INTERNATIONAL INC
125 MAIDEN LANE SUITE 16CNEW YORKNY10038PCAFFORDABLE HOUSING FOR BROWNSVILLE FAMILIES$10,000
CORPORATION FOR ENTERPRISE DEVELOPMENT CFED
1200 G ST NW STE 400WASHINGTONDC200053832PCBUILDING FINANCIAL RESILIENCE FOR ENTREPRENEURS OF COLOR IN THE SOUTH$170,000
CORPORATION FOR SUPPORTIVE HOUSING
61 BROADWAY SUITE 2300NEW YORKNY10006PCDOUBLING DOWN ON PUBLIC HOUSING AGENCY PARTNERSHIPS$100,000
CREDIT BUILDERS ALLIANCE INC
1701 K STREET NW SUITE 1000WASHINGTONDC20006PCSTANDARDIZING CREDIT BUILDING OUTCOME METRICS$75,000
CYPRESS HILLS LOCAL DEVELOPMENT CORPORATION INC
625 JAMAICA AVEBROOKLYNNY112081203PCCYPRESS HILLS AFFORDABLE HOUSING DEVELOPMENT$40,000
CYPRESS HILLS LOCAL DEVELOPMENT CORPORATION INC
625 JAMAICA AVEBROOKLYNNY112081203PCCOLLEGE PERSISTENCE PROGRAM$75,000
D 2 D FUND INC
114 WESTERN AVEALLSTONMA021341037PCSCALING GAMIFIED PRODUCT ENGAGEMENT TOOLS$150,000
DALLAS COUNTY COMMUNITY COLLEGE DISTRICT FOUNDATION INC
1601 LAMAR STREET STE 130DALLASTX75215PCAMERICAN DREAM WORKFORCE STREAMS$50,000
DC CENTRAL KITCHEN INC
425 SECOND STREETWASHINGTONDC20001PCTHE CULINARY JOB TRAINING GO-TEAM: LEVERAGING SUCCESS, IMPROVING OUTCOMES$200,000
DC HOUSING SOLUTIONS
1133 N CAPITOL ST NEWASHINGTONDC200027549PCHIGHLAND DWELLINGS FINANCIAL EDUCATION PROGRAM$10,000
DELGADO COMMUNITY COLLEGE FOUNDATION
615 CITY PARK AVENUENEW ORLEANSLA70119PCA REGIONAL APPROACH TO WORKFORCE DEVELOPMENT$50,000
DISTRICT OF COLUMBIA COLLEGE ACCESS PROGRAM
1400 L ST NW STE 400WASHINGTONDC200053592PCSTEM INCENTIVE PROGRAM$90,000
ENTERPRISE COMMUNITY PARTNERS INC
70 CORPORATE CENTER 11000 BROKENCOLUMBIAMD21044PCPAY FOR SUCCESS (PFS)$100,000LAND PARKWAY SUITE 700
EUGENIO MARIA DE HOSTOS COMMUNITY COLLEGE FOUNDATION
560 EXTERIOR STREETBRONXNY10451PCA TALENT PIPELINE TO MEET REGIONAL & LOCAL EMPLOYER NEEDS$50,000
FAIRFAX COUNTY PUBLIC SCHOOLS
4001 WAKEFIELD CHAPEL ROADANNANDALEVA220033796GOVRCWET IMPACT ON ECONOMIC DEVELOPMENT PLANNING GRANT$49,853
FIORELLO H LAGUARDIA COMMUNITY COLLEGE FOUNDATION
3110 THOMSON AVELONG ISLAND CITYNY111013007PCWORKFORCE AND ECONOMIC DEVELOPMENT THROUGH SECTOR STRATEGIES$50,000
FJC
520 8TH AVENUE FLOOR 20NEW YORKNY100186507PCNYC YOUTH FUNDERS NETWORK EDUCATION PROJECT$1,500
FORTUNE SOCIETY INC
29-76 NORTHERN BLVDLONG ISLAND CITYNY11101PCTHE CASTLE PEER-TO-PEER PROGRAM$15,000
FUTURES AND OPTIONS INC
120 BROADWAY SUITE 1019NEW YORKNY102713399PCCAREER ESSENTIALS AND THE INTERNSHIP PROGRAM$40,000
GODDARD-RIVERSIDE COMMUNITY CENTER
593 COLUMBUS AVENEW YORKNY100241904PCCOLLEGE SUCCESS PROGRAM$65,000
GOOD OLD LOWER EAST SIDE INC
173 AVENUE BNEW YORKNY100094697PCGOLES HEALTHY AGING PROGRAM (GHAP)$15,000
GRAMEEN AMERICA INC
150 WEST 30TH STREET FLOOR 8NEW YORKNY100014003PCTECHNOLOGY INVESTMENT TO ENHANCE EFFICIENCY AND SCALE IN THE MICRO-LENDING SECTOR$185,000
HABITAT FOR HUMANITY INTERNATIONAL INC
58 PARK PLACE 4TH FLNEWARKNJ07102PCAFFORDABLE HOUSING INITIATIVE$5,000
HOPE COMMUNITY INC
174 E 104TH STNEW YORKNY100294916PCHOPE CONNECTS - RESIDENT SERVICES PROGRAM$10,000
HOUSING ACTION COUNCIL INC
55 SOUTH BROADWAYTARRYTOWNNY105914000PCHOUSING DEVELOPMENT SERVICES PROGRAM$30,000
HOUSING AND COMMUNITY DEVELOPMENT NETWORK OF NEW JERSEY INC
145 W HANOVER STTRENTONNJ086184823PCNETWORK HOUSING COUNSELING ASSOCIATION$50,000
HOUSING CONSERVATION COORDINATORS INC
777 10TH AVENUENEW YORKNY100195027PCTENANT ORGANIZING$10,000
HOUSING PARTNERSHIP FOR MORRIS COUNTY INC
2 EAST BLACKWELL STREETDOVERNJ078014645PCHOME BUYER EDUCATION AND COUNSELING$10,000
I HAVE A DREAM FOUNDATION - NY
330 SEVENTH AVE 20TH FLNEW YORKNY100015010PCCOLLEGE SUCCESS PROGRAM$10,517
IRONBOUND COMMUNITY CORPORATION
317 ELM STREETNEWARKNJ07105PCIRONBOUND HOUSING PRESERVATION PROJECT$10,000
ISLES INC
10 WOOD STREETTRENTONNJ086183921PCISLES HOUSING COUNSELING SERVICES$10,000
JOBS FOR THE FUTURE INC
88 BROAD ST FL 8BOSTONMA021103407PCNATIONAL FUNDS FIFTH ANNUAL MEETING$11,500
JOBSFIRSTNYC
11 PARK PLACE SUITE 1602NEW YORKNY100072840PCYOUNG ADULT SECTORAL EMPLOYMENT PROJECT (YASEP)$200,000
LA CASA DE DON PEDRO INC
75 PARK AVENEWARKNJ071041034PCPROJECT RESTART$15,000
LEAP INC
621 DEGRAW STBROOKLYNNY112173120PCDRIVE TO WORK: DRIVING CERTIFICATION AND JOB READINESS TRAINING FOR LOW-INCOME NEW YORKERS$50,000
LEAP INC
621 DEGRAW STBROOKLYNNY112173120PCBROOKLYN WORKFORCE COLLABORATION$200,000
LOCAL INITIATIVES SUPPORT CORPORATION
501 7TH AVENUE 7TH FLOORNEW YORKNY10018PCADVANCING RAD PUBLIC HOUSING CONVERSION$100,000
LONG ISLAND HOUSING PARTNERSHIP INC
180 OSER AVENUE SUITE 800HAUPPAUGENY117883736PCPRE-PURCHASE HOMEBUYER EDUCATION AND FAIR HOUSING INITIATIVES PROGRAM$50,000
LOW INCOME INVESTMENT FUND
100 PINE STREET SUITE 1800SAN FRANCISCOCA94111PCLIIFS NEW YORK AFFORDABLE HOUSING INVESTMENT INITIATIVE$20,000
LOW INCOME INVESTMENT FUND
50 CALIFORNIA ST SUITE 2900SAN FRANCISCOCA94111PCAFFORDABLE HOUSING LENDING IMPROVEMENT INITIATIVE (AHLII)$100,000
MINKWON CENTER FOR COMMUNITY ACTION INC
136-19 41ST AVENUE 3FLFLUSHINGNY113552442PCFLUSHING WEST REZONING PROJECT$15,000
MISSION ASSET FUND
3269 MISSION STREETSAN FRANCISCOCA941101898PCLENDING CIRCLES APP$100,000
MONTGOMERY COLLEGE FOUNDATION INC
40 WEST GUDE DRIVE SUITE 220ROCKVILLEMD208501728PCPROGRAM SUPPORT$50,000
NATIONAL COALITION FOR ASIAN PACIFIC AMERICAN COMMUNITY DEV
1628 16TH STREET NW 4TH FLOORWASHINGTONDC200093064PCHOUSING COUNSELING & FINANCIAL CAPABILITY INTERMEDIARY PROGRAM$100,000
NATIONAL COMMUNITY STABILIZATION TRUST LLC
910 17TH ST NW STE 1030WASHINGTONDC200062623PCNEIGHBORHOOD STABILIZATION INITIATIVE - NORTHEAST REGION$75,000
NATIONAL FEDERATION OF COMMUNITY DEVELOPMENT CREDIT UNIONS INC
39 BROADWAY SUITE 2140NEW YORKNY10006PCCDCU BUSINESS LENDING PLATFORM TRAINING AND SUPPORT$30,000
NATIONAL LOW INCOME HOUSING COALITION AND LOW INCOME HOUSING
1000 VERMONT AVENUE NW SUITE 500WASHINGTONDC200052168PCPUBLIC HOUSING AUTHORITY'S WAITING LISTS$50,000
NEIGHBORHOOD HOUSING SERVICES OF JAMAICA INC
89-70 162ND STJAMAICANY114325072PCCOONSTRUCTION SERVICES PROGRAM$15,000
NEIGHBORHOOD HOUSING SERVICES OF NEW YORK CITY INC
307 WEST 36TH STREET 12TH FLOORNEW YORKNY10018PCTHE NHSNYC HOMEOWNERSHIP PROMOTION INITIATIVE$30,000
NEIGHBORHOOD REINVESTMENT CORP
999 NORTH CAPITOL STREET NEWASHINGTONDC20002PCPARTNERSHIP IN COMMUNITY DEVELOPMENT: NEIGHBORWORKS AMERICA AND CAPITAL ONE FOUNDATION$200,000
NEW DESTINY HOUSING CORPORATION
12 WEST 37TH STREET 7TH FLOORNEW YORKNY10018PCFAMILY SUPPORT PROGRAM$20,000
NEW JERSEY COMMUNITY DEVELOPMENT CORPORATION INC
32 SPRUCE STREETPATERSONNJ07501PCPARK CORNER PLAZA$15,000
NEW LEADERS
1500 UNION AVENUE SUITE 1400BALTIMOREMD21211PCEMERGING LEADERS/ASPIRING PRINCIPALS/LEADERSHIP PRACTICE IMPROVEMENT$50,000
NEW YORK COMMUNITIES ORGANIZING FUND INC
ONE METROTECH CENTER NORTH 11THBROOKLYNNY11201PCRESIDENT EDUCATION AND ORGANIZING FOR REZONINGS$10,000FLOOR
NEW YORK MORTGAGE COALITION INC
50 BROAD ST STE 1402NEW YORKNY100042376PCNYMC HOMEBUYER PROGRAM$75,000
NEW YORK UNIVERSITY
139 MACDOUGAL STREET 2ND FLOORNEW YORKNY10012PCSUBSIDIZED HOUSING INFORMATION PROJECT AND STATE OF NEW YORK CITY'S HOUSING AND NEIGHBORHOODS REPORT$15,000
NORTHERN MANHATTAN IMPROVEMENT CORP
45 WADSWORTH AVENUENEW YORKNY100337038PCAFFORDABLE HOUSING TECHNICAL ASSISTANCE PROJECT (2015-16)$15,000
ONEGOAL
55 EXCHANGE PLACE SUITE 503NEW YORKNY10007PCONEGOAL*NEW YORK LAUNCH$40,000
PARAPROFESSIONAL HEALTHCARE INSTITUTE INC
400 EAST FORDHAM ROAD 11TH FLOORBRONXNY10458PCSTRENGTHENING HOME CARE EMPLOYMENT: EXPANDING OPPORTUNITIES FOR ECONOMIC SECURITY IN LOW-INCOME NEW YORK CITY COMMUNITIES$40,000
PER SCHOLAS INC
700 ROEDER ROADSILVER SPRINGMD20901PCCYBERSECURITY TRAINING FOR MILITARY VETERANS$10,000
PIEDMONT ENVIRONMENTAL COUNCIL
316 F STREET NEWASHINGTONDC20002PCTHE LASTING AFFORDABILITY INITIATIVE$5,000
PLANO ISD EDUCATION FOUNDATION
2700 W 15TH STPLANOTX750757524PCBARRON MAKERSPACE PROJECT AND PLANO FAMILY LITERACY SCHOOL$40,000
PRATT AREA COMMUNITY COUNCIL INC
201 DEKALB AVEBROOKLYNNY11205PCNEIGHBORHOOD STABILIZATION INITIATIVE$40,000
PRINCE GEORGES COMMUNITY COLLEGE FOUNDATION INC
301 LARGO RD KENT 100LARGOMD207742109PCPGCC LOCAL ECONOMIC DEVELOPMENT$49,935
PROJECT GRAD HOUSTON
3000 RICHMOND AVE STE 400HOUSTONTX770983111PCCOMMUNITY SPECIFIC COMMUNICATIONS PLANS PROGRAM$50,000
PROJECT HOSPITALITY INC
100 PARK AVESTATEN ISLANDNY103021440PC411 VANDERBILT AVENUE$20,000
QUEENS COMMUNITY HOUSE INC
108-25 62ND DRQUEENSNY113751217PCHOUSING PRESERVATION AND OUTREACH$20,000
RED HOOK INITIATIVE
767 HICKS STBROOKLYNNY112312547PCRED HOOK DIGITAL STEWARDS: CREATING A COMMUNITY WIFI NETWORK$30,000
REGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEY
UNIVERSITY OF CALIFORNIA BERKELEYBERKELEYCA947045940PCY-PLAN 2.0: CREATING A NEW DIGITAL-TECHNOLOGY PLATFORM AND REGIONAL, SYSTEM BUILDING HUB OPERATIONAL STRUCTURE$175,000SPONSORED PROJECTS OFFICE 2150 SHAT
RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW YORK
2001 ORIENTAL BOULEVARDBROOKLYNNY11235PCBUILDING A FRAMEWORK FOR SUSTAINED LEADERSHIP THROUGH WORKFORCE DEVELOPMENT AT KINGSBOROUGH COMMUNITY COLLEGE$50,000
RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW YORK
230 W 41ST ST FL 7NEW YORKNY100367207PCQUEENSBOROUGH COMMUNITY COLLEGE STRATEGIES FOR WORKFORCE DEVELOPMENT SUCCESS$49,860
RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW YORK
BMCC GRANTS OFFICE 199 CHAMBERSNEW YORKNY10007PCBMCC - WORKFORCE AND ECONOMIC DEVELOPMENT PROJECT$50,000STREET
RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW YORK
CUNY GRADUATE CENTER 365 FIFTHNEW YORKNY100164309PCCOLLEGE BRIDGE EXPANSION PILOT$50,000AVENUE RM 620304
RESTORED HOMES HOUSING DEVELOPMENT FUND CORPORATION
150 BROADWAY RM 2101NEW YORKNY100384484PCSMALL HOMES REHAB - NYCHA$25,000
SAN ANTONIO EDUCATION FUND
131 EL PASO STSAN ANTONIOTX782043108PCSAEP STEM SYMPOSIUM$10,000
SOUTHERN METHODIST UNIVERSITY
6425 BOAZ STE G03DALLASTX75205PCENGAGED LEARNING$10,000
SOUTHWEST KEY PROGRAMS INC
6002 JAIN LNAUSTINTX787213104PCEAST AUSTIN COLLEGE PREP BLENDED LEARNING/YOUTH DIGITAL PROGRAM$10,000
STELLA AND CHARLES COMMUNITY COLLEGE FOUNDATION INC
50 W 40TH STNEW YORKNY100182602PCGUTTMAN COMMUNITY COLLEGE WORKFORCE DEVELOPMENT GRANT$50,000
SUMMER SEARCH
90 BROAD STREET SUITE 701NEW YORKNY10004PCUSING TECHNOLOGY TO SUPPORT COLLEGE SUCCESS$35,000
THE ASPEN INSTITUTE INC
1 DUPONT CIRCLE NW SUITE 700WASHINGTONDC20036PCELM SQUARED ALUMNI AND MICROFINANCE IMPACT COLLABORATIVE$195,000
THE ASPEN INSTITUTE INC
ONE DUPONT CIRCLE NW SUITE 700WASHINGTONDC20036PCHUMAN CAPITAL INNOVATION FUND$150,000
THE ASPEN INSTITUTE INC
ONE DUPONT CIRCLE STE 700WASHINGTONDC20036PCPROPOSAL TO INVESTIGATE AND ADVISE ON A PROSPECTIVE COMMUNITY COLLEGE INITIATIVE$50,750
THE BREAKTHROUGH COLLABORATIVE INC
545 SANSOME ST STE 700SAN FRANCISCOCA941112913PCBREAKTHROUGH ONLINE ALUMNI PORTAL EXPANSION$200,000
THE BRONX COMMUNITY COLLEGE FOUNDATION INC
2155 UNIVERSITY AVEBRONXNY104532804PCCOMMUNITY COLLEGE WORKFORCE DEVELOPMENT COHORT$50,000
THE CRENULATED COMPANY LTD
1512 TOWNSEND AVENUEBRONXNY10452PCCOMMUNITY ORGANIZING TO PRESERVE AFFORDABLE AND SAFE HOUSING FOR LOW AND MODERATE INCOME FAMILIES AND INDIVIDUALS$25,000
THE CRENULATED COMPANY LTD
1512 TOWNSEND AVENUEBRONXNY10452PCCOLLEGE SUCCESS PROGRAM$50,000
THE DOOR - A CENTER OF ALTERNATIVES INC
121 AVE OF THE AMERICAS SUITE 506NEW YORKNY100131535PCTHE DOORS EPOCH CAREER AND EDUCATION PROGRAM$25,000
THE DOOR - A CENTER OF ALTERNATIVES INC
121 AVE OF THE AMERICAS SUITE 506NEW YORKNY100131535PCTHE DOOR'S ADVANCE-IN-RETAIL PROGRAM$200,000
THE GREATER NEW ORLEANS FOUNDATION
1055 ST CHARLES AVE STE 100NEW ORLEANSLA701303981PCNEW ORLEANS WORKS$200,000
THE NEW YORK OPPORTUNITY NETWORK INC
55 EXCHANGE PL STE 503NEW YORKNY100053303PCTHE OPPORTUNITY NETWORK CAREER FLUENCY: OPPNET FELLOWS AND PREP$65,000
TRI-CITY PEOPLES CORPORATION
55 WASHINGTON STREETEAST ORANGENJ07017PCAFFORDABLE HOUSING$10,000
TRINITY RIVER MISSION INC
2060 SINGLETON BLVD SUITE 104DALLASTX752122807PCBELIEVE & ACHIEVE YOUTH DEVELOPMENT AND SCHOLARSHIP PROGRAM$10,000
UNCOMMON SCHOOLS INC
826 BROADWAY FL 9NEW YORKNY100034826PCDATA-DRIVEN COLLEGE ACCESS AND SUCCESS$45,000
UNITED WAY OF METROPOLITAN DALLAS INC
1800 N LAMAR STDALLASTX752021701PCPATHWAYS TO WORK$20,000
UNITED WAY OF NEW YORK CITY
205 EAST 42 STREETNEW YORK CITYNY10017PCCHANGE CAPITAL FUND$75,000
UNIVERSITY NEIGHBORHOOD HOUSING PROGRAM INC
2751 GRAND CONCOURSEBRONXNY104683001PCUNHP MULTIFAMILY ASSISTANCE CENTER$25,000
UNIVERSITY OF DC FOUNDATION
801 N CAPITOL STREET NE ROOM 311WASHINGTONDC20002PCLEADING ECONOMIC DEVELOPMENT IN DC$50,000
URBAN ALLIANCE FOUNDATION INC
2030 Q ST NWWASHINGTONDC200091010PCHIGH SCHOOL INTERNSHIP PROGRAM IN DC, BALTIMORE, AND NORTHERN VIRGINIA$60,000
URBAN HOMESTEADING ASSISTANCE BOARD INC
120 WALL ST FL 20NEW YORKNY100054029PCCROWN HEIGHTS TENANT UNION$10,000
URBAN LEAGUE OF ESSEX COUNTY
508 CENTRAL AVENEWARKNJ071071430PCHOUSING AND FINANCIAL LITERACY COUNSELING$10,000
VOLUNTEERS OF AMERICA INC
1660 DUKE STALEXANDRIAVA22314PCVETERAN FAMILY HOUSING SOLUTIONS: COMMUNITY PLANNING$75,000
WESTCHESTER RESIDENTIAL OPPORTUNITIES INC
470 MAMARONECK AVE SUITE 410WHITE PLAINSNY106051830PCRESIDENTIAL STABILITY$5,000
WINDY HILL FOUNDATION INC
102 W WASHINGTON ST NO USPS MAILMIDDLEBURGVA20117PCRESIDENT SERVICES PROGRAM AT SHREVEPORT RIDGE$10,000DELIVERED HERE
WYANDANCH COMMUNITY DEVELOPMENT CORPORATION
59 CUMBERBACH STWYANDANCHNY117984506PCPRE-PURCHASE AND POST-PURCHASE EDUCATION$5,000
YEAR UP INC
45 MILK STREET 9TH FLOORBOSTONMA02109PCBUILDING AN ALUMNI GENERATION, YEAR 4$194,000
FieldValueIRS element (for citing)
Total Grant Or Contri Pd Dur Yr$7,067,915TotalGrantOrContriPdDurYrAmt
Total Grant Or Contri Apprv Fut$0TotalGrantOrContriApprvFutAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$61,355ExclusionAmt

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$754,684ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

FieldValueIRS element (for citing)
Exclusion18ExclusionCd
Exclusion$2,432,146ExclusionAmt

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

FieldValueIRS element (for citing)
Unrelated Business Taxbl Incm$0UnrelatedBusinessTaxblIncmAmt
Exclusion$3,248,185ExclusionAmt
Related Or Exempt Function Incm$0RelatedOrExemptFunctionIncmAmt
FieldValueIRS element (for citing)
Total Income Producing Acty$3,248,185TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

FieldValueIRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO0TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO0TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets0SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO0PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets0RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements0ReimbursementArrangementsInd
Loans Or Loan Guarantees0LoansOrLoanGuaranteesInd
Performance Of Services Etc0PerformanceOfServicesEtcInd
Sharing Of Facilities Etc0SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO0RelationshipsNonchrtblEOInd

Schedule B IRS990ScheduleB

FieldValueIRS element (for citing)
Organization501c3 Exempt PFYes (X)Organization501c3ExemptPFInd
General RuleYes (X)GeneralRuleInd

Contributor Information ContributorInformationGrp

FieldValueIRS element (for citing)
Contributor1ContributorNum

Contributor Business Name ContributorBusinessName

FieldValueIRS element (for citing)
Business Name Line1CAPITAL ONE NATIONAL ASSOCIATIONBusinessNameLine1Txt

Contributor US Address ContributorUSAddress

FieldValueIRS element (for citing)
Address Line11680 CAPITAL ONE DRIVEAddressLine1Txt
CityMCLEANCityNm
State AbbreviationVAStateAbbreviationCd
ZIP22102ZIPCd
FieldValueIRS element (for citing)
Total Contributions$5,508,247TotalContributionsAmt
Person ContributionYes (X)PersonContributionInd

General Explanation Attachment GeneralExplanationAttachment

General Explanation GeneralExplanationGrp

FieldValueIRS element (for citing)
IdentifierINFORMATION REGARDING CONTRIBUTION, GRANT, LOAN, SCHOLARSHIP, ETC., PROGRAMSIdentifierTxt
Form And Line ReferenceFORM 990-PF, PART XV, LINE 2FormAndLineReferenceDesc
Medium ExplanationTHE FOUNDATION FOCUS AREAS INCLUDE EDUCATION, WORKFORCE DEVELOPMENT, AFFORDABLE HOUSING AND COMMUNITY DEVELOPMENT. BELOW IS THE PROCESS IN WHICH A DISBURSEMENT IS MADE:- THE FOUNDATION'S GEOGRAPHIC FOOTPRINT SERVES: - VA - DC METRO AREA - LA - GREATER NEW ORLEANS - TX - GREATER DALLAS AND GREATER HOUSTON - NY - NEW YORK CITY ( FIVE BOROUGHS AND LONG ISLAND) - NJ - NORTHERN AND MID NEW JERSEY - NATIONAL - WITHIN EACH GEOGRAPHIC LOCATION ARE RELATIONSHIP MANAGERS WHO WORK DIRECTLY WITH THE NON-PROFIT PARTNERS IN THE SPECIFIC FOCUS AREAS THAT HAVE PROGRAMMING ACROSS THE FOUNDATION'S FOOTPRINT. - GRANTS ARE ONLY GIVEN TO 501(C)3'S - WHEN RELATIONSHIP MANAGERS HAVE AN APPROPRIATE OPPORTUNITY FOR THE FOUNDATION, THEY GO TO AN ONLINE GRANT APPLICATION MANAGEMENT SYSTEM, CYBERGRANTS, WHERE INFORMATION IS COLLECTED FROM THE ORGANIZATION THAT INCLUDES THE PURPOSE OF THE PROGRAM, MISSION OF THE ORGANIZATION, GOALS AND PROGRAM METRICS. TO ACCESS THE FOUNDATION'S CYBERGRANTS SYSTEM GO TO: WWW.CYBERGRANTS.COM/CAPITALONE/FOUNDATION. - OTHER ORGANIZATIONS MAY ALSO APPLY FOR A GRANT THROUGH THE CYBERGRANTS SYSTEM; HOWEVER THE POINT OF ENTRY IS DIFFERENT FROM THE FOUNDATION'S WEBSITE. - ONCE PROVIDED WITH A GRANT INVITATION FROM THE RELATIONSHIP MANAGER, A NON-PROFIT CAN GO TO THE SITE, CREATE AN ACCOUNT, VIEW AN OVERVIEW OF THE FOUNDATION, AND THEN APPLY FOR A GRANT (BASED ON YEARLY BUDGET.) - NOTE: THE GRANT APPLICATION SERVER IS USERNAME AND PASSWORD PROTECTED FOR ACCESS OTHER THAN SIMPLY FILLING OUT AN APPLICATION. BELOW IS A LISTING OF THOSE WHO HAVE ACCESS TO THE GRANT APPLICATION SERVER. - RELATIONSHIP MANAGERS - ACCESS TO APPLICATION ENTRY LISTING - CATHERINE FOCA, NAOMI SMOUHA, MARIADELE PRIEST, DANIEL KAMINS, DAVID HANZEL, JESSA THOMAS, CARLYE GREENE, VICKI ELIS AND CHRISTIAN MARTINEZ.MediumExplanationTxt

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp (37 entries)

BondBondNmEOY Book ValueEOYBookValueAmtEOYFMVEOYFMVAmt
ADVISORS SER TR PIA BBB BOND FUND$651,691$651,691
AGILENT TECHNOLOGIES INC SR NT$34,221$34,221
AMERICAN INTL GROUP INC MEDIUM TERM$37,810$37,810
ASSOCIATED BANC CORP SR GLBL NT$39,803$39,803
AT&T INC GLOBAL NT$43,497$43,497
BOEING CAP CORP SR NT$38,510$38,510
CADENCE DESIGN SYSTEM INC SR NT$44,776$44,776
CF INDS INC SR NT$39,608$39,608
CITIGROUP INC SR NT$37,595$37,595
CONTINENTAL RESOURCES INC SR NT$32,403$32,403
COSTCO WHSL CORP NEW SR BD$34,804$34,804
CRANE CO SR NT$34,991$34,991
F M C CORP SR NT$34,636$34,636
GILEAD SCIENCES INC SR NT DUE 04/01/24$46,197$46,197
GOLDMAN SACHS GROUP INC SR GBL$38,807$38,807
HUNT J B TRANS SVCS INC SR NT DUE 03/15/19$45,382$45,382
JPMORGAN CHASE & CO SR NT DUE 01/24/22$43,252$43,252
LEGG MASON BW INTERNATIONAL OPPORTUNITIES BOND FUND CL I$207,283$207,283
MCKESSON CORP NEW SR NT DUE 03/15/19$44,921$44,921
MONSANTO CO NEW SR GLBL NT DUE 07/15/24$38,231$38,231
MOSAIC CO NEW SR NT DUE 11/15/23$34,764$34,764
NBCUNIVERSAL MEDIA LLC SR NT$34,853$34,853
ORACLE CORP SR NT DUE 10/15/22$34,278$34,278
PACKAGING CORP AMER SR NT DUE 11/01/23$36,856$36,856
PARKER HANNIFIN CORP MTNS SR NT DUE 11/21/24$30,359$30,359
PIEDMONT OPER PARTNERSHIP LP SR NT DUE 03/15/24$35,115$35,115
RYDER SYS MTN FR DUE 09/03/19$44,430$44,430
SENIOR HSG PPTYS TR SR GLBL NT DUE 05/01/19$39,957$39,957
STATE STR CORP SR NT$34,830$34,830
STATOIL ASA GTD NT$32,832$32,832
TEXTRON INC SR NT$45,381$45,381
TORONTO DOMINION BANK FR$35,772$35,772
WEATHERFORD INTL LTD BERMUDA SR NT$25,272$25,272
WELLS FARGO ADVANTAGE SHORT-TERMHIGH YIELD BOND FUND$1,169,939$1,169,939
WELLS FARGO CO MTN SR L NT$34,950$34,950
WHIRLPOOL CORP SR GLBL NT$34,894$34,894
WYETH NT$36,883$36,883

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (36 entries)

StockStockNmEOY Book ValueEOYBookValueAmtEOYFMVEOYFMVAmt
ALLEGHANY CORP DEL COM$195,473$195,473
ALTRIA GROUP INC COM$360,320$360,320
BANK OF AMERICA CORP COM$172,508$172,508
BARCLAYS BK PLC IPATH DOW JONES UBS$139,576$139,576
BERKSHIRE HATHAWAY INC DEL CL B NEW$276,360$276,360
BLACKROCK INC COM$222,360$222,360
BRISTOL MYERS SQUIBB CO COM$288,161$288,161
CARMAX INC COM$252,849$252,849
CARNIVAL CORP PAIRED CTF$308,411$308,411
CHEVRON CORP NEW COM$136,739$136,739
CISCO SYS INC COM$150,493$150,493
COCA COLA CO COM$137,128$137,128
CONOCOPHILLIPS COM$101,411$101,411
DEERE & CO COM$161,845$161,845
DOLLAR TREE INC COM$257,451$257,451
E M C CORP MASS COM$166,124$166,124
EDGEWELL PERS CARE CO COM$121,630$121,630
FEDEX CORP COM$108,018$108,018
GENERAL DYNAMICS CORP COM$275,269$275,269
INTERNATIONAL BUSINESS MACHS CORP$96,334$96,334
ISHARES CORE S&P 500 ETF$6,197,522$6,197,522
ISHARES MSCI EAFE ETF$3,464,539$3,464,539
LILLY ELI & CO COM$268,958$268,958
LOWES COS INC COM$260,437$260,437
MICROSOFT CORP COM$132,375$132,375
MOSAIC CO NEW COM$90,633$90,633
NEWMARKET CORP COM$219,300$219,300
NORFOLK SOUTHN CORP COM$191,173$191,173
O REILLY AUTOMOTIVE INC NEW COM$187,531$187,531
PFIZER INC COM$123,051$123,051
SPDR S&P MIDCAP 400 ETF$3,937,874$3,937,874
UBS ALERIAN MLP INDEX ETN$1,020,266$1,020,266
VANGUARD FTSE EMERGING MARKETS ETF$425,263$425,263
VERIZON COMMUNICATIONS INC COM$112,869$112,869
VISA INC COM CL A$318,653$318,653
WELLS FARGO & CO NEW COM$259,623$259,623

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

FieldValueIRS element (for citing)
US Govt Obligations Book Vl EOY$1,807,979USGovtObligationsBookVlEOYAmt
US Govt Obligations EOYFMV$1,807,979USGovtObligationsEOYFMVAmt
State Local Sec Book Vl EOY$0StateLocalSecBookVlEOYAmt
State Local Sec EOYFMV$0StateLocalSecEOYFMVAmt

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (8 entries)

Category Or ItemCategoryOrItemTxtListed At Cost Or FMVListedAtCostOrFMVCdBook ValueBookValueAmtEOYFMVEOYFMVAmt
ALLIANZGI NFJ DIVIDEND VALUE FUND CLASS IFMV$398,873$398,873
CASH EQUIVALENTSFMV$3,849,698$3,849,698
DODGE & COX INTERNATIONAL STOCK FUNDFMV$0$0
HOMESTEAD SMALL-COMPANY STOCK FUNDFMV$1,897,140$1,897,140
ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETFFMV$212,089$212,089
PIA MBS BOND FUND #1620FMV$180,724$180,724
VANGUARD BD INDEX FD INC TOTAL BDFMV$3,068,961$3,068,961
VANGUARD BD INDEX FD INC TOTAL BDMARKET ETFFMV$4,253,261$4,253,261

Other Assets Schedule OtherAssetsSchedule

Other Assets Schedule OtherAssetsScheduleGrp

FieldValueIRS element (for citing)
DescDIVIDENDS RECEIVABLEDesc
BOY Book Value$3,666BOYBookValueAmt
EOY Book Value$3,556EOYBookValueAmt
EOYFMV$3,556EOYFMVAmt

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases Detail OtherDecreasesDetail

FieldValueIRS element (for citing)
DescUNREALIZED LOSSES ON INVESTMENTSDesc
Amt$4,694,947Amt

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp

FieldValueIRS element (for citing)
DescINVESTMENT MANAGEMENT FEEDesc
Revenue And Expenses Per Books$107,528RevenueAndExpensesPerBooksAmt
Net Investment Income$53,764NetInvestmentIncomeAmt
Disbursements Charitable Prps$53,764DisbursementsCharitablePrpsAmt

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail

FieldValueIRS element (for citing)
CategoryCONSULTING FEESCategoryTxt
Amt$91,756Amt
Net Investment Income$45,878NetInvestmentIncomeAmt
Disbursements Charitable Prps$45,878DisbursementsCharitablePrpsAmt

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail

FieldValueIRS element (for citing)
CategoryEXCISE TAXCategoryTxt
Amt$30,574Amt
Net Investment Income$0NetInvestmentIncomeAmt
Disbursements Charitable Prps$0DisbursementsCharitablePrpsAmt