PROMETHEUS FOUNDATION: Form 990PF, tax year 2015
View the entire original 990 at ProPublica ↗
- Organization
- PROMETHEUS FOUNDATION (EIN 27-1456655)
- Tax period
- 2015-01-01 to 2015-12-31
- Filed
- 2016-11-01
- IRS object ID
- 201633069349100728
- Schema version
- 2015v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2016-11-01T17:43:13-05:00 | ReturnTs |
| Tax Period End | 2015-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 203250475 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ESMOND & ASSOCIATES INC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 23901 CALABASAS RD 1010 | AddressLine1Txt |
| City | CALABASAS | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 91302 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2015-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 271456655 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PROMETHEUS FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | PROM | BusinessNameControlTxt |
| Phone | 7758311384 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 1157 | AddressLine1Txt |
| City | CRYSTAL BAY | CityNm |
| State Abbreviation | NV | StateAbbreviationCd |
| ZIP | 89402 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | CARL B BARNEY | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 7758311384 | PhoneNum |
| Signature | 2016-11-01 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | LENNY ESMOND CPA | PreparerPersonNm |
| PTIN | P00037472 | PTIN |
| Phone | 8186102900 | PhoneNum |
| Preparation | 2016-10-25 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2015 | TaxYr |
| Build TS | 2017-02-10 21:41:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $24,730,619 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $1,403,550 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $653 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $653 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $284,290 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $282,313 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $118,407 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $3,804,141 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $118,407 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $1,806,900 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $401,373 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $9,249 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $8,351 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $0 | AccountingFeesChrtblPrpsAmt |
| Taxes Rev And Expnss | $2,063 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $2,063 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $63,739 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $63,739 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $75,051 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $74,153 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,242,197 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,242,197 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,317,248 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $74,153 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,242,197 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $489,652 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $327,220 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $49,607 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,598,769 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,598,769 | SavAndTempCashInvstEOYFMVAmt |
| Other Nts And Loans Rcvbl | $17,000,000 | OtherNtsAndLoansRcvblAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Other Nts And Loans Rcvbl BOY | $0 | OtherNtsAndLoansRcvblBOYAmt |
| Other Nts And Loans Rcvbl EOY | $17,000,000 | OtherNtsAndLoansRcvblEOYAmt |
| Other Nts And Loans Rcvbl EOYFMV | $17,000,000 | OtherNtsAndLoansRcvblEOYFMVAmt |
| Corporate Stock BOY | $4,906,816 | CorporateStockBOYAmt |
| Corporate Stock EOY | $2,823,618 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $4,074,659 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $2,208,067 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $1,271,623 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $1,177,954 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $1,063,143 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $683,564 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $879,237 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $8,227,633 | TotalAssetsBOYAmt |
| Total Assets EOY | $23,377,574 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $24,730,619 | TotalAssetsEOYFMVAmt |
| Loans From Officers EOY | $16,000,000 | LoansFromOfficersEOYAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $16,000,000 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $8,227,633 | RetainedEarningBOYAmt |
| Retained Earning EOY | $7,377,574 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $8,227,633 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $7,377,574 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $8,227,633 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $23,377,574 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $8,227,633 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $489,652 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $8,717,285 | SubtotalAmt |
| Other Decreases | $1,339,711 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $7,377,574 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (466 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| ANALOGIC CORP NEW - 27.000 SHS | P | 2014-11-20 | 2015-11-20 | $2,178 | $2,379 | -$201 | -$201 |
| ASPEN TECHNOLOGY INC - 75.000 SHS | P | 2014-11-21 | 2015-11-23 | $3,205 | $2,944 | $261 | $261 |
| RITCHIE BROS AUCTIONEERS - 120.000 SHS | P | 2014-11-22 | 2015-11-23 | $3,208 | $2,611 | $597 | $597 |
| SCIQUEST INC NEW - 85.000 SHS | P | 2014-11-23 | 2015-11-20 | $1,034 | $2,105 | -$1,071 | -$1,071 |
| AMERISAFEINC - 20.000 SHS | P | 2014-04-07 | 2015-11-23 | $1,074 | $919 | $155 | $155 |
| CATALENTINC - 60.000 SHS | P | 2014-03-05 | 2015-11-23 | $1,646 | $1,787 | -$141 | -$141 |
| CATALENTINC - 20.000 SHS | P | 2014-03-04 | 2015-11-23 | $549 | $592 | -$43 | -$43 |
| CATHAY GENERAL BANCORP - 85.000 SHS | P | 2014-04-07 | 2015-11-23 | $2,913 | $2,435 | $478 | $478 |
| DISCOVERY COMMUNICATIONS INC - 175.000 SHS | P | 2014-01-05 | 2015-11-23 | $5,467 | $5,877 | -$410 | -$410 |
| GRAND CANYON EDUCATION INC - 25.000 SHS | P | 2014-01-26 | 2015-11-23 | $979 | $1,119 | -$140 | -$140 |
| HEICO CORPORATION - 20.000 SHS | P | 2014-12-19 | 2015-11-20 | $1,030 | $1,162 | -$132 | -$132 |
| HEICO CORPORATION - 15.000 SHS | P | 2014-12-18 | 2015-11-20 | $772 | $869 | -$97 | -$97 |
| HEICO CORPORATION - 5.000 SHS | P | 2014-12-16 | 2015-11-20 | $257 | $281 | -$24 | -$24 |
| HEICO CORPORATION - 5.000 SHS | P | 2014-03-09 | 2015-11-20 | $221 | $240 | -$19 | -$19 |
| HEICO CORPORATION - 5.000 SHS | P | 2014-03-05 | 2015-11-20 | $221 | $237 | -$16 | -$16 |
| HEICO CORPORATION - 5.000 SHS | P | 2014-03-06 | 2015-11-20 | $221 | $234 | -$13 | -$13 |
| LITHIA MOTORS INC-CL A - 15.000 SHS | P | 2014-01-27 | 2015-11-23 | $1,823 | $1,328 | $495 | $495 |
| LITHIA MOTORS INC-CL A - 25.000 SHS | P | 2014-01-28 | 2015-11-23 | $3,039 | $2,194 | $845 | $845 |
| MATTRESS FIRM HOLDING CORP - 25.000 SHS | P | 2014-04-09 | 2015-01-01 | $1,209 | $1,706 | -$497 | -$497 |
| WIEDIDATA SOLUTIONS INC - 10.000 SHS | P | 2014-02-05 | 2015-11-23 | $442 | $442 | $0 | $0 |
| OXFORD INDUSTRIES INC - 15.000 SHS | P | 2014-01-26 | 2015-11-23 | $1,026 | $851 | $175 | $175 |
| PRIMORIS SERVICES CORPORATION - 35.000 SHS | P | 2014-01-26 | 2015-11-23 | $775 | $688 | $87 | $87 |
| STAG INDUSTRIAL INC - 20.000 SHS | P | 2014-03-23 | 2015-11-23 | $406 | $490 | -$84 | -$84 |
| WEBSTER FINANCIAL CORP - 45.000 SHS | P | 2014-03-25 | 2015-11-20 | $1,743 | $1,651 | $92 | $92 |
| WRIGHT MEDICAL GROUP N V - 0.627 SHS | P | 2014-03-17 | 2015-10-13 | $13 | $16 | -$3 | -$3 |
| WRIGHT MEDICAL GROUP N V - 87.000 SHS | P | 2014-03-17 | 2015-11-20 | $1,790 | $2,276 | -$486 | -$486 |
| AIR METHODS CORP NEW - 30.000 SHS | P | 2013-03-14 | 2015-11-20 | $1,299 | $1,488 | -$189 | -$189 |
| AIR METHODS CORPNEW - 15.000 SHS | P | 2014-10-23 | 2015-11-20 | $650 | $718 | -$68 | -$68 |
| ALTERA CORP - 50.000 SHS | P | 2012-06-28 | 2015-12-28 | $2,700 | $1,615 | $1,085 | $1,085 |
| ALTERA CORP - 225.000 SHS | P | 2012-03-29 | 2015-12-28 | $12,150 | $8,808 | $3,342 | $3,342 |
| AMERICAN CAMPUS COMMUNITIES - 15.000 SHS | P | 2013-03-14 | 2015-11-23 | $610 | $647 | -$37 | -$37 |
| AMERICAN CAMPUS COMMUNITIES - 15.000 SHS | P | 2014-10-23 | 2015-11-23 | $610 | $574 | $36 | $36 |
| AMERICAN CAMPUS,COMMUNITIES - 50.000 SHS | P | 2014-08-15 | 2015-11-23 | $2,034 | $1,880 | $154 | $154 |
| AMERISAFE INC - 5.000 SHS | P | 2013-10-16 | 2015-11-23 | $269 | $191 | $78 | $78 |
| AMERISAFE INC - 10.000 SHS | P | 2014-10-23 | 2015-11-23 | $537 | $414 | $123 | $123 |
| AMERISAFE INC - 20.000 SHS | P | 2013-10-17 | 2015-11-23 | $1,074 | $770 | $304 | $304 |
| ANADARKO PETROLEUM CORP - 75.000 SHS | P | 2013-12-23 | 2015-11-23 | $4,451 | $5,886 | -$1,435 | -$1,435 |
| BALCHEM CORP - 10.000 SHS | P | 2014-10-23 | 2015-11-23 | $648 | $607 | $41 | $41 |
| BALCHEM CORP - 30.000 SHS | P | 2014-09-25 | 2015-11-23 | $1,944 | $1,718 | $226 | $226 |
| BLACKBAUD INC - 20.000 SHS | P | 2014-10-23 | 2015-11-23 | $1,216 | $813 | $403 | $403 |
| BLACKBAUD INC - 25.000 SHS | P | 2013-03-14 | 2015-11-23 | $1,520 | $767 | $753 | $753 |
| BLACKBAUD INC - 30.000 SHS | P | 2014-05-15 | 2015-11-23 | $1,824 | $981 | $843 | $843 |
| CALATLANTIC GROUP INC - 0.624 SHS | P | 2013-03-14 | 2015-10-05 | $25 | $24 | $1 | $1 |
| CALATLANTIC GROUP INC - 35.045 SHS | P | 2013-03-14 | 2015-11-23 | $1,464 | $1,370 | $94 | $94 |
| CALATLANTIC GROUP INC - 15.287 SHS | P | 2014-10-23 | 2015-11-23 | $639 | $519 | $120 | $120 |
| CALATLANTIC GROUP INC - 35.669 SHS | P | 2014-06-24 | 2015-11-23 | $1,490 | $1,366 | $124 | $124 |
| CANTEL MEDICAL CORPORATION - 10.000 SHS | P | 2014-10-23 | 2015-11-23 | $641 | $377 | $264 | $264 |
| CANTEL MEDICAL CORPORATION - 35.000 SHS | P | 2013-11-04 | 2015-11-23 | $2,244 | $1,231 | $1,013 | $1,013 |
| CARDTRONICS INC - 10.000 SHS | P | 2014-10-23 | 2015-11-20 | $362 | $359 | $3 | $3 |
| CARDTRONICS INC - 50.000 SHS | P | 2013-03-14 | 2015-11-20 | $1,810 | $1,356 | $454 | $454 |
| CAVIUMINC - 15.000 SHS | P | 2014-10-23 | 2015-11-23 | $1,008 | $685 | $323 | $323 |
| CAVIUM INC - 35.000 SHS | P | 2013-03-14 | 2015-11-23 | $2,352 | $1,382 | $970 | $970 |
| CEBINC - 10.000 SHS | P | 2013-10-08 | 2015-11-23 | $744 | $702 | $42 | $42 |
| CEBINC - 20.000 SHS | P | 2013-10-04 | 2015-11-23 | $1,488 | $1,433 | $55 | $55 |
| CEBINC - 10.000 SHS | P | 2013-03-14 | 2015-11-23 | $744 | $561 | $183 | $183 |
| CEB INC - 15.000 SHS | P | 2014-10-23 | 2015-11-23 | $1,116 | $896 | $220 | $220 |
| CEPHEID - 15.000 SHS | P | 2014-10-23 | 2015-11-20 | $542 | $732 | -$190 | -$190 |
| CEPHEID - 30.000 SHS | P | 2013-10-18 | 2015-11-20 | $1,085 | $1,206 | -$121 | -$121 |
| CURCOR INC - 15.000 SHS | P | 2014-10-23 | 2015-11-23 | $767 | $938 | -$171 | -$171 |
| CLARCOR INC - 40.000 SHS | P | 2013-03-14 | 2015-11-23 | $2,046 | $2,143 | -$97 | -$97 |
| CLECO CORP HLDGS NEW - 20.000 SHS | P | 2013-03-14 | 2015-11-23 | $988 | $900 | $88 | $88 |
| CLECO CORP HLDGS NEW - 50.000 SHS | P | 2013-03-14 | 2015-11-23 | $2,470 | $2,237 | $233 | $233 |
| COGNEXCORP - 25.000 SHS | P | 2014-10-23 | 2015-11-23 | $921 | $972 | -$51 | -$51 |
| COGNEXCORP - 75.000 SHS | P | 2013-03-14 | 2015-11-23 | $2,763 | $1,564 | $1,199 | $1,199 |
| COHEN & STEERS INC - 60.000 SHS | P | 2013-03-14 | 2015-11-23 | $1,801 | $2,022 | -$221 | -$221 |
| COHEN & STEERS INC - 15.000 SHS | P | 2014-10-23 | 2015-11-23 | $450 | $597 | -$147 | -$147 |
| COMPASS MINERALS INTL INC - 5.000 SHS | P | 2014-10-23 | 2015-11-23 | $416 | $431 | -$15 | -$15 |
| COMPASS MINERALS INTL INC - 20.000 SHS | P | 2013-03-14 | 2015-11-23 | $1,664 | $1,521 | $143 | $143 |
| DRIL-QUIPINC - 10.000 SHS | P | 2014-08-15 | 2015-11-20 | $606 | $1,001 | -$395 | -$395 |
| DRIL-QUIPINC - 15.000 SHS | P | 2013-03-14 | 2015-11-20 | $909 | $1,270 | -$361 | -$361 |
| DRIL-QUIPINC - 10.000 SHS | P | 2014-10-23 | 2015-11-20 | $606 | $895 | -$289 | -$289 |
| EPAM SYSTEMS INC - 10.000 SHS | P | 2014-10-23 | 2015-11-23 | $765 | $449 | $316 | $316 |
| EPAM SYSTEMS INC - 30.000 SHS | P | 2013-11-05 | 2015-11-23 | $2,294 | $1,094 | $1,200 | $1,200 |
| FEI.CO - 10.000 SHS | P | 2014-10-23 | 2015-11-23 | $774 | $800 | -$26 | -$26 |
| FEICO - 40.000 SHS | P | 2013-03-14 | 2015-11-23 | $3,096 | $2,572 | $524 | $524 |
| FLOTEK INDUSTRIES INC - 65.000 SHS | P | 2013-03-14 | 2015-11-20 | $677 | $1,003 | -$326 | -$326 |
| FLOTEK INDUSTRIES INC - 20.000 SHS | P | 2014-10-23 | 2015-11-20 | $208 | $487 | -$279 | -$279 |
| FORUM ENERGY TECHNOLOGIES INC - 35,000 SHS | P | 2013-11-18 | 2015-11-20 | $497 | $992 | -$495 | -$495 |
| FORUM ENERGY TECHNOLOGIES INC - 35.000 SHS | P | 2014-10-23 | 2015-11-20 | $497 | $923 | -$426 | -$426 |
| FORUM ENERGY TECHNOLOGIES INC - 25.000 SHS | P | 2014-04-30 | 2015-11-20 | $355 | $748 | -$393 | -$393 |
| FORUM ENERGY TECHNOLOGIES INC - 15.000 SHS | P | 2013-11-15 | 2015-11-20 | $213 | $428 | -$215 | -$215 |
| GLACIER BANCORP INC-NEW - 30.000 SHS | P | 2014-10-23 | 2015-11-23 | $878 | $782 | $96 | $96 |
| GLACIER BANCORP INC-NEW - 100.000 SHS | P | 2013-03-14 | 2015-11-23 | $2,925 | $1,831 | $1,094 | $1,094 |
| GLOBUS MEDICAL INC - 55.000 SHS | P | 2014-05-15 | 2015-11-23 | $1,451 | $1,334 | $117 | $117 |
| GLOBUS MEDICAL INC - 25.000 SHS | P | 2014-10-23 | 2015-11-23 | $660 | $517 | $143 | $143 |
| GLOBUS MEDICAL INC - 45.000 SHS | P | 2014-08-06 | 2015-11-23 | $1,187 | $836 | $351 | $351 |
| GRAND CANYON EDUCATION INC - 25.000 SHS | P | 2014-10-23 | 2015-11-23 | $978 | $1,024 | -$46 | -$46 |
| GRAND CANYON EDUCATION INC - 70.000 SHS | P | 2013-03-14 | 2015-11-23 | $2,738 | $1,692 | $1,046 | $1,046 |
| HEALTHCARE SERVICES GROUP INC - 30.000 SHS | P | 2014-10-23 | 2015-11-23 | $1,124 | $858 | $266 | $266 |
| HEALTHCARE SERVICES GROUP INC - 30.000 SHS | P | 2014-09-05 | 2015-11-23 | $1,123 | $828 | $295 | $295 |
| HEALTHCARE SERVICES GROUP INC - 50.000 SHS | P | 2012-01-11 | 2015-11-23 | $1,873 | $884 | $989 | $989 |
| HEARTLAND EXPRESSING - 40.000 SHS | P | 2014-10-23 | 2015-11-23 | $769 | $1,018 | -$249 | -$249 |
| HEARTLAND EXPRESSIINC - 120.000 SHS | P | 2013-03-14 | 2015-11-23 | $2,305 | $1,689 | $616 | $616 |
| HIBBETTSPORTS.INC - 45.000 SHS | P | 2013-10-03 | 2015-11-20 | $1,489 | $2,543 | -$1,054 | -$1,054 |
| HIBBETT SPORTS INC - 10.000 SHS | P | 2014-10-23 | 2015-11-20 | $331 | $450 | -$119 | -$119 |
| HIBBETT SPORTS INC - 5000 SHS | P | 2013-03-14 | 2015-11-20 | $166 | $270 | -$104 | -$104 |
| HMS HOLDINGS CORP - 50.000 SHS | P | 2013-03-14 | 2015-11-20 | $569 | $1,552 | -$983 | -$983 |
| HMS HOLDINGS CORP - 15.000 SHS | P | 2014-10-23 | 2015-11-20 | $171 | $317 | -$146 | -$146 |
| IBERIABANK CORP - 15.000 SHS | P | 2014-10-23 | 2015-11-23 | $947 | $977 | -$30 | -$30 |
| IBERIABANK CORP - 25.000 SHS | P | 2013-12-18 | 2015-11-23 | $1,577 | $1,554 | $23 | $23 |
| IBERIABANK CORP - 10.000 SHS | P | 2013-03-14 | 2015-11-23 | $631 | $499 | $132 | $132 |
| IGU MEDICAL INC - 10000 SHS | P | 2014-10-23 | 2015-11-23 | $1,125 | $699 | $426 | $426 |
| ICU MEDICAL INC - 35.000 SHS | P | 2013-03-14 | 2015-11-23 | $3,937 | $2,079 | $1,858 | $1,858 |
| IPC HEALTHCARE INC - 20.000 SHS | P | 2013-03-14 | 2015-11-23 | $1,605 | $880 | $725 | $725 |
| IPCHEALTHCARE INC - 20.000 SHS | P | 2014-05-15 | 2015-11-23 | $1,605 | $839 | $766 | $766 |
| KAPSTONE PAPER AND PACKAGING - 35.000 SHS | P | 2014-09-04 | 2015-11-23 | $833 | $1,150 | -$317 | -$317 |
| KAPSTONE PAPER AND PACKAGING - 25.000 SHS | P | 2014-10-23 | 2015-11-23 | $595 | $706 | -$111 | -$111 |
| KAPSTONE PAPER AND PACKAGING - 45.000 SHS | P | 2014-04-21 | 2015-11-23 | $1,072 | $1,179 | -$107 | -$107 |
| LIBERTY GLOBAL PLC - 32.000 SHS | P | 2012-03-29 | 2015-11-20 | $1,224 | $748 | $476 | $476 |
| LOGMEININC - 15.000 SHS | P | 2014-10-23 | 2015-11-23 | $1,083 | $654 | $429 | $429 |
| LOGMEININC - 30.000 SHS | P | 2014-09-12 | 2015-11-23 | $2,167 | $1,367 | $800 | $800 |
| MARKETAXESS HOLDINGS INC - 20.000 SHS | P | 2014-10-23 | 2015-11-23 | $2,144 | $1,227 | $917 | $917 |
| MARKETAXESS HOLDINGS INC - 40.000 SHS | P | 2013-03-14 | 2015-11-23 | $4,288 | $1,519 | $2,769 | $2,769 |
| MATADOR RESOURCES COMPANY - 45.000 SHS | P | 2014-08-15 | 2015-11-23 | $1,124 | $1,150 | -$26 | -$26 |
| MATADOR RESOURCES COMPANY - 5.000 SHS | P | 2013-12-03 | 2015-11-23 | $125 | $111 | $14 | $14 |
| MATADOR RESOURCES COMPANY - 30.000 SHS | P | 2014-10-23 | 2015-11-23 | $749 | $699 | $50 | $50 |
| MATADOR RESOURCES COMPANY - 45.000 SHS | P | 2013-12-04 | 2015-11-23 | $1,124 | $1,000 | $124 | $124 |
| MEDIDATA SOLUTIONS INC - 10.000 SHS | P | 2014-10-23 | 2015-11-23 | $442 | $426 | $16 | $16 |
| MEDIDATASOLUTIONSINC - 35.000 SHS | P | 2013-03-14 | 2015-11-23 | $1,549 | $961 | $588 | $588 |
| MOBILE MINI INC - 15.000 SHS | P | 2014-10-23 | 2015-11-23 | $526 | $639 | -$113 | -$113 |
| MOBILE MINI INC - 50.000 SHS | P | 2013-07-24 | 2015-11-23 | $1,752 | $1,750 | $2 | $2 |
| MONRO MUFFLER BRAKE INC - 10.000 SHS | P | 2014-10-23 | 2015-11-20 | $721 | $482 | $239 | $239 |
| MONRO MUFFLER BRAKE INC - 15.000 SHS | P | 2013-03-14 | 2015-11-20 | $1,081 | $591 | $490 | $490 |
| NATIONAL HEALTH INVESTORS INC - 35.000 SHS | P | 2013-03-14 | 2015-11-23 | $2,087 | $2,286 | -$199 | -$199 |
| NATIONAL HEALTH INVESTORS INC - 10.000 SHS | P | 2014-10-23 | 2015-11-23 | $596 | $622 | -$26 | -$26 |
| NORTHWESTERN CORPORATION - 15.000 SHS | P | 2014-10-23 | 2015-11-23 | $811 | $761 | $50 | $50 |
| NORTHWESTERN CORPORATION - 15.000 SHS | P | 2013-09-10 | 2015-11-23 | $811 | $617 | $194 | $194 |
| NORTHWESTERN CORPORATION - 45.000 SHS | P | 2013-09-11 | 2015-11-23 | $2,432 | $1,842 | $590 | $590 |
| OXFORD INDUSTRIES INC - 15.000 SHS | P | 2014-03-27 | 2015-11-23 | $1,026 | $1,104 | -$78 | -$78 |
| OXFORD INDUSTRIES INC - 10.000 SHS | P | 2014-10-23 | 2015-11-23 | $684 | $616 | $68 | $68 |
| PEBBLEBROOK HOTEL TRUST - 20000 SHS | P | 2014-10-23 | 2015-11-23 | $627 | $806 | -$179 | -$179 |
| PEBBLEBROOK HOTEL TRUST - 5.000 SHS | P | 2013-03-14 | 2015-11-23 | $157 | $122 | $35 | $35 |
| PEBBLEBROOK HOTEL TRUST - 60.000 SHS | P | 2013-07-24 | 2015-11-23 | $1,882 | $1,633 | $249 | $249 |
| PIER 1 IMPORTS INC - 75.000 SHS | P | 2013-07-24 | 2015-11-20 | $478 | $1,741 | -$1,263 | -$1,263 |
| PIER 1 IMPORTS INC - 25.000 SHS | P | 2014-10-23 | 2015-11-20 | $159 | $314 | -$155 | -$155 |
| PIER 1 IMPORTS INC - 5.000 SHS | P | 2013-06-25 | 2015-11-20 | $32 | $117 | -$85 | -$85 |
| POWER INTEGRATIONS INC - 15.000 SHS | P | 2014-10-23 | 2015-11-23 | $755 | $757 | -$2 | -$2 |
| POWER INTEGRATIONS INC - 20.000 SHS | P | 2014-04-30 | 2015-11-23 | $1,006 | $894 | $112 | $112 |
| POWER INTEGRATIONS INC - 25.000 SHS | P | 2013-03-14 | 2015-11-23 | $1,258 | $1,061 | $197 | $197 |
| PRA GROUP INC - 15.000 SHS | P | 2014-10-23 | 2015-11-23 | $610 | $915 | -$305 | -$305 |
| PRA GROUP INC - 45.000 SHS | P | 2013-03-14 | 2015-11-23 | $1,831 | $1,833 | -$2 | -$2 |
| PRIMORIS SERVICES CORPORATION - 25.000 SHS | P | 2014-06-10 | 2015-11-23 | $554 | $757 | -$203 | -$203 |
| PRIMORIS SERVICES CORPORATION - 30.000 SHS | P | 2014-08-08 | 2015-11-23 | $665 | $834 | -$169 | -$169 |
| PRIMORIS SERVICES CORPORATION - 30.000 SHS | P | 2014-10-23 | 2015-11-23 | $665 | $761 | -$96 | -$96 |
| PRIMORIS SERVICES CORPORATION - 5.000 SHS | P | 2014-06-09 | 2015-11-23 | $111 | $154 | -$43 | -$43 |
| PROASSURANCE CORP - 10.000 SHS | P | 2014-10-23 | 2015-11-23 | $529 | $465 | $64 | $64 |
| PROASSURANCE CORP - 50.000 SHS | P | 2014-10-23 | 2015-11-23 | $2,643 | $2,372 | $271 | $271 |
| PROTOLABSINC - 15.000 SHS | P | 2014-06-16 | 2015-11-23 | $945 | $1,158 | -$213 | -$213 |
| PROTOLABSINC - 10.000 SHS | P | 2014-10-23 | 2015-11-23 | $630 | $596 | $34 | $34 |
| PROTOLABSINC - 15.000 SHS | P | 2013-03-14 | 2015-11-23 | $945 | $730 | $215 | $215 |
| RBC BEARINGS INC - 15.000 SHS | P | 2014-10-23 | 2015-11-23 | $1,027 | $835 | $192 | $192 |
| RBC BEARINGS INC - 25.000 SHS | P | 2013-03-14 | 2015-11-23 | $1,712 | $1,275 | $437 | $437 |
| ROFIN SINAR TECHNOLOGIES INC - 60.000 SHS | P | 2013-03-14 | 2015-11-23 | $1,685 | $1,643 | $42 | $42 |
| ROFIN SINAR TECHNOLOGIES INC - 15.000 SHS | P | 2014-10-23 | 2015-11-23 | $421 | $324 | $97 | $97 |
| SILGAN HOLDINGS INC - 15.000 SHS | P | 2014-10-23 | 2015-11-23 | $795 | $738 | $57 | $57 |
| SILGAN HOLDINGS INC - 50.000 SHS | P | 2013-03-14 | 2015-11-23 | $2,648 | $2,306 | $342 | $342 |
| SOLERA HOLDINGS INC - 20.000 SHS | P | 2013-03-16 | 2015-11-23 | $1,082 | $1,160 | -$78 | -$78 |
| SOLERA HOLDINGS INC - 15.000 SHS | P | 2013-10-10 | 2015-11-23 | $811 | $804 | $7 | $7 |
| SOLERA HOLDINGS INC - 10.000 SHS | P | 2014-10-23 | 2015-11-23 | $541 | $524 | $17 | $17 |
| STAG INDUSTRIAL INC - 45.000 SHS | P | 2014-04-02 | 2015-11-23 | $914 | $1,046 | -$132 | -$132 |
| STAG INDUSTRIAL INC - 30.000 SHS | P | 2014-09-04 | 2015-11-23 | $610 | $688 | -$78 | -$78 |
| STAG INDUSTRIAL INC - 25.000 SHS | P | 2014-10-23 | 2015-11-23 | $508 | $571 | -$63 | -$63 |
| STAG INDUSTRIAL INC - 15.000 SHS | P | 2014-04-01 | 2015-11-23 | $305 | $347 | -$42 | -$42 |
| STIFEL FINANCIAL CORP - 15.000 SHS | P | 2014-10-23 | 2015-11-23 | $678 | $668 | $10 | $10 |
| STIFEL FINANCIAL CORP - 60.000 SHS | P | 2013-03-14 | 2015-11-23 | $2,711 | $2,202 | $509 | $509 |
| TEXAS CAPITAL BANCSHARES INC - 5,000 SHS | P | 2014-04-10 | 2015-11-23 | $297 | $309 | -$12 | -$12 |
| TEXAS CAPITAL BANCSHARES INC - 15.000 SHS | P | 2014-10-23 | 2015-11-23 | $892 | $901 | -$9 | -$9 |
| TEXAS CAPITAL BANCSHARES INC - 20.000 SHS | P | 2014-04-25 | 2015-11-23 | $1,190 | $1,114 | $76 | $76 |
| TEXAS CAPITAL BANCSHARES INC - 20.000 SHS | P | 2014-08-15 | 2015-11-23 | $1,190 | $1,031 | $159 | $159 |
| TEXAS ROADHOUSE INC - 30.000 SHS | P | 2014-10-23 | 2015-11-23 | $1,058 | $828 | $230 | $230 |
| TEXAS ROADHOUSE INC - 40.000 SHS | P | 2014-03-27 | 2015-11-23 | $1,411 | $1,030 | $381 | $381 |
| TEXAS ROADHOUSE INC - 60.000 SHS | P | 2013-03-14 | 2015-11-23 | $2,117 | $1,185 | $932 | $932 |
| TORO CO - 10.000 SHS | P | 2014-10-23 | 2015-11-23 | $767 | $597 | $170 | $170 |
| TORO CO - 40.000 SHS | P | 2013-03-14 | 2015-11-23 | $3,068 | $1,931 | $1,137 | $1,137 |
| TUMI HOLDINGS INC - 55.000 SHS | P | 2014-11-10 | 2015-11-23 | $968 | $1,122 | -$154 | -$154 |
| TUMI HOLDINGS INC - 40.000 SHS | P | 2014-06-23 | 2015-11-23 | $704 | $824 | -$120 | -$120 |
| TUMI HOLDINGS INC - 25.000 SHS | P | 2014-10-23 | 2015-11-23 | $440 | $506 | -$66 | -$66 |
| TUMI HOLDINGS INC - 20.000 SHS | P | 2014-06-20 | 2015-11-23 | $352 | $407 | -$55 | -$55 |
| TUPPERWARE BRANDS CORPORATION - 15.000 SHS | P | 2013-03-14 | 2015-11-23 | $849 | $1,181 | -$332 | -$332 |
| TUPPERWARE BRANDS CORPORATION - 15.000 SHS | P | 2013-03-14 | 2015-11-23 | $849 | $1,170 | -$321 | -$321 |
| TUPPERWARE BRANDS CORPORATION - 10.000 SHS | P | 2014-10-23 | 2015-11-23 | $566 | $631 | -$65 | -$65 |
| UNIVERSAL FOREST PRODUCTS INC - 10.000 SHS | P | 2014-10-23 | 2015-11-23 | $766 | $483 | $283 | $283 |
| UNIVERSAL FOREST PRODUCTS INC - 30.000 SHS | P | 2013-03-14 | 2015-11-23 | $2,299 | $1,232 | $1,067 | $1,067 |
| US ECOLOGY INC - 10.000 SHS | P | 2014-10-23 | 2015-11-23 | $369 | $457 | -$88 | -$88 |
| US.ECOLOGY INC - 35.000 SHS | P | 2013-03-14 | 2015-11-23 | $1,290 | $914 | $376 | $376 |
| VALEANT PHARMACEUTICALS - 40.000 SHS | P | 2014-05-14 | 2015-11-23 | $3,852 | $5,136 | -$1,284 | -$1,284 |
| VALEANT PHARMACEUTICALS - 25.000 SHS | P | 2014-05-07 | 2015-11-23 | $2,408 | $3,306 | -$898 | -$898 |
| VANGUARD TOTAL BOND MARKET ETF - 4,491.000 SHS | P | 2012-10-12 | 2015-11-23 | $367,941 | $382,015 | -$14,074 | -$14,074 |
| VANGUARD TOTAL BOND MARKET ETF - 509.000 SHS | P | 2013-03-15 | 2015-10-12 | $41,702 | $42,391 | -$689 | -$689 |
| WD40CO - 5.000 SHS | P | 2014-10-23 | 2015-11-23 | $489 | $374 | $115 | $115 |
| WD40CO - 25.000 SHS | P | 2013-03-14 | 2015-11-23 | $2,443 | $1,343 | $1,100 | $1,100 |
| WEST PHARMACEUTICAL SVCS INC - 20000 SHS | P | 2014-10-23 | 2015-11-23 | $1,251 | $905 | $346 | $346 |
| WEST PHARMACEUTICAL SVCS INC - 65.000 SHS | P | 2013-03-14 | 2015-11-23 | $4,065 | $2,039 | $2,026 | $2,026 |
| LAZARD EMERGING MARKETS - 9,665.992 SHS | P | 2014-09-24 | 2015-09-18 | $136,290 | $191,000 | -$54,710 | -$54,710 |
| LAZARD EMERGING MARKETS - 620.476 SHS | P | 2014-09-25 | 2015-09-18 | $8,749 | $12,000 | -$3,251 | -$3,251 |
| LAZARD EMERGING MARKETS - 447.902 SHS | P | 2014-12-22 | 2015-09-18 | $6,315 | $7,780 | -$1,465 | -$1,465 |
| LAZARD EMERGING MARKETS - 232.552 SHS | P | 2014-12-22 | 2015-09-18 | $3,279 | $4,039 | -$760 | -$760 |
| LAZARD EMERGING MARKETS - 2.153 SHS | P | 2014-12-22 | 2015-09-18 | $30 | $37 | -$7 | -$7 |
| LAZARD EMERGING MARKETS - 50.318 SHS | P | 2014-08-24 | 2015-09-18 | $709 | $690 | $19 | $19 |
| GOLDMAN SACHS ENHANCED - 35,000.000 SHS | P | 2013-12-12 | 2015-09-18 | $328,300 | $331,100 | -$2,800 | -$2,800 |
| GOLDMAN SACHS HIGH YIELD - 771.605 SHS | P | 2012-01-04 | 2015-09-21 | $5,000 | $5,329 | -$329 | -$329 |
| LAZARD EMERGING MARKETS - 885.468 SHS | P | 2013-10-08 | 2015-09-18 | $12,485 | $17,134 | -$4,649 | -$4,649 |
| LAZARD EMERGING MARKETS - 192.559 SHS | P | 2013-12-23 | 2015-09-08 | $2,715 | $3,585 | -$870 | -$870 |
| LAZARD EMERGING MARKETS - 191.110 SHS | P | 2013-12-23 | 2015-09-08 | $2,695 | $3,558 | -$863 | -$863 |
| LAZARD EMERGING MARKETS - 80.779 SHS | P | 2014-08-11 | 2015-09-15 | $1,139 | $1,637 | -$498 | -$498 |
| GS ENHANCED INCOME FUND - 5,313.50 SHS | P | 2013-12-12 | 2015-01-23 | $50,000 | $50,266 | -$248 | -$248 |
| GS ENHANCED INCOME FUND - 13.29787 SHS | P | 2013-12-12 | 2015-06-26 | $125,000 | $125,798 | -$791 | -$791 |
| VANGUARD TOTAL BOND - 581.00 SHS | P | 2012-01-04 | 2015-06-26 | $46,950 | $48,432 | -$1,482 | -$1,482 |
| VANGUARD TOTAL BOND - 969.00 SHS | P | 2012-10-12 | 2015-06-26 | $78,304 | $82,425 | -$4,121 | -$4,121 |
| GS ENHANCED INCOME FUND - 10,638.30 SHS | P | 2013-12-12 | 2015-07-17 | $100,000 | $100,638 | -$635 | -$635 |
| VANGUARD TOTAL BOND - 1,540.00 SHS | P | 2012-10-12 | 2015-07-17 | $125,021 | $130,996 | -$5,975 | -$5,975 |
| COMCAST CORPORATION CMN - 100.00 SHS | P | 2012-03-29 | 2015-02-25 | $5,901 | $2,941 | $2,960 | $2,960 |
| COMCAST CORPORATION CMN - 100.00 SHS | P | 2012-03-29 | 2015-04-25 | $5,932 | $2,941 | $2,991 | $2,991 |
| WAL MART STORES INC CMN (XXX-XX-XXXX) - 140.00 SHS | P | 2012-03-29 | 2015-05-15 | $11,062 | $8,520 | $2,542 | $2,542 |
| UNITEDHEALTH GROUP INCORPORATE CMN (91324P102) - 25.00 SHS | P | 2012-03-29 | 2015-06-10 | $2,966 | $1,455 | $1,511 | $1,511 |
| AONPLCCMN(G0408V102 - 75.00 SHS | P | 2012-03-29 | 2015-06-26 | $7,711 | $3,681 | $4,030 | $4,030 |
| BERKSHIRE HATHAWAY INC. CLASS B [XXX-XX-XXXX) - 25.00 SHS | P | 2012-03-29 | 2015-06-26 | $3,493 | $2,022 | $1,471 | $1,471 |
| CITIGROUP INC. CMN (XXX-XX-XXXX) - 50.00 SHS | P | 2014-02-14 | 2015-06-26 | $2,818 | $2,480 | $338 | $338 |
| CITIGROUP INC. CMN (XXX-XX-XXXX) - 75.00 SHS | P | 2014-02-11 | 2015-06-26 | $4,227 | $3,694 | $533 | $533 |
| COCA-COLA COMPANY (THE) CMN (XXX-XX-XXXX) - 500.00 SHS | P | 2012-03-29 | 2015-06-26 | $20,039 | $18,366 | $1,673 | $1,673 |
| CONSTELLATION BRANDS INC CMN CLASS A [21036P108) - 50.00 SHS | P | 2013-02-14 | 2015-06-26 | $5,874 | $2,183 | $3,691 | $3,691 |
| ECOLAB INC CMN [XXX-XX-XXXX) - 25.00 SHS | P | 2012-03-29 | 2015-06-26 | $2,896 | $1,543 | $1,353 | $1,353 |
| GOOGLE INC. CMN CLASS A (38259P508) - 10.00 SHS | P | 2012-03-29 | 2015-06-26 | $5,526 | $3,232 | $2,294 | $2,294 |
| LIBERTY GLOBAL, PLC. CMN CLASS C [G5480U120) - 50.00 SHS | P | 2012-03-29 | 2015-06-26 | $2,637 | $1,196 | $1,441 | $1,441 |
| LOEWS CORPORATION CMN (XXX-XX-XXXX) - 250.00 SHS | P | 2012-03-29 | 2015-06-26 | $9,737 | $9,826 | -$89 | -$89 |
| MICROSOFT CORPORATION CMN (XXX-XX-XXXX) - 100.00 SHS | P | 2012-03-29 | 2015-06-26 | $4,525 | $3,206 | $1,319 | $1,319 |
| MONDELEZ INTERNATIONAL, INC. CMN (XXX-XX-XXXX) - 100.00 SHS | P | 2012-03-29 | 2015-06-26 | $4,109 | $2,448 | $1,661 | $1,661 |
| MORGAN STANLEY CMN (XXX-XX-XXXX) - 275.00 SHS | P | 2012-08-17 | 2015-06-26 | $10,882 | $4,009 | $6,873 | $6,873 |
| NESTLE SA SPONSORED ADR - 100.00 SHS | P | 2012-03-29 | 2015-06-26 | $7,451 | $6,167 | $1,284 | $1,284 |
| ORACLE CORPORATION CMN (68389X105) - 50.00 SHS | P | 2012-03-29 | 2015-06-26 | $2,055 | $1,468 | $587 | $587 |
| PEPSICOINC CMN (7134481081 - 25.00 SHS | P | 2012-03-29 | 2015-06-26 | $2,378 | $1,646 | $732 | $732 |
| THERMO FISHER SCIENTIFIC INC CMN (XXX-XX-XXXX) - 25.00 SHS | P | 2012-03-29 | 2015-06-26 | $3,307 | $1,402 | $1,905 | $1,905 |
| UNITEDHEALTH GROUP INCORPORATE CMN - 50.00 SHS | P | 2012-03-29 | 2015-06-26 | $6,173 | $2,909 | $3,264 | $3,264 |
| VALEANT PHARMACEUTICALS INTL CMN (91911K102} - 25.00 SHS | P | 2014-05-07 | 2015-06-26 | $5,744 | $3,306 | $2,438 | $2,438 |
| W.R. BERKLEY CORPORATION CMN (XXX-XX-XXXX) - 125.00 SHS | P | 2012-03-29 | 2015-06-26 | $6,602 | $4,547 | $2,055 | $2,055 |
| GOOGLE INC. CMN CLASS C (38259P706) - 0.00 SHS | P | 2012-03-30 | 2015-05-04 | $31 | $31 | $31 | |
| LIBERTY GLOBAL PLC-LILAC GROUP - 0.00 SHS | P | 2012-03-31 | 2015-07-02 | $19 | $19 | $19 | |
| DEUTSCHE X-TRACKERS MSCI EAFE EQUITY ETF (2330512001 - 3,400.00 SHS | P | 2014-01-23 | 2015-06-26 | $100,706 | $94,811 | $5,895 | $5,895 |
| GS LOCAL EMERGING MARKETS DEBT FUND INSTITUTIONAL SHARES - 52.11 SHS | P | 2014-09-30 | 2015-06-26 | $356 | $414 | -$58 | -$58 |
| GS LOCAL EMERGING MARKETS DEBT FUND INSTITUTIONAL SHARES - 52.11 SHS | P | 2014-10-31 | 2015-06-26 | $356 | $415 | -$59 | -$59 |
| GSLOCAL EMERGING MARKETS DEBT FUND INSTITUTIONAL SHARES - 52.42 SHS | P | 2014-12-31 | 2015-06-26 | $358 | $383 | -$25 | -$25 |
| GS LOCAL EMERGING MARKETS DEBT FUND INSTITUTIONAL SHARES - 53.98 SHS | P | 2014-11-28 | 2015-06-26 | $369 | $421 | -$52 | -$52 |
| GS LOCAL EMERGING MARKETS DEBT FUND INSTITUTIONAL SHARES - 54.41 SHS | P | 2014-08-29 | 2015-06-26 | $372 | $458 | -$86 | -$86 |
| GS LOCAL EMERGING MARKETS DEBT FUND INSTITUTIONAL SHARES - 54.91 SHS | P | 2014-07-31 | 2015-06-26 | $375 | $463 | -$88 | -$88 |
| GS LOCAL EMERGING MARKETS DEBT FUND INSTITUTIONAL SHARES - 55.91 SHS | P | 2014-06-30 | 2015-06-26 | $382 | $478 | -$96 | -$96 |
| DEUTSCHE X-TRACKERS MSCI EAFE EQUITY ETF (XXX-XX-XXXX) - 1,675.00 SHS | P | 2014-01-23 | 2015-07-17 | $50,048 | $46,708 | $3,340 | $3,340 |
| GS LOCAL EMERGING MARKETS DEBT FUND INSTITUTIONAL SHARES - 4.69 SHS | P | 2014-12-31 | 2015-07-17 | $32 | $34 | -$2 | -$2 |
| GS LOCAL EMERGING MARKETS DEBT FUND INSTITUTIONAL SHARES - 49.69 SHS | P | 2014-03-31 | 2015-07-17 | $336 | $346 | -$10 | -$10 |
| GS LOCAL EMERGING MARKETS DEBT FUND INSTITUTIONAL SHARES - 51.26 SHS | P | 2014-02-27 | 2015-07-17 | $347 | $369 | -$22 | -$22 |
| GS LOCAL EMERGING MARKETS DEBT FUND INSTITUTIONAL SHARES - 56.85 SHS | P | 2014-04-30 | 2015-07-17 | $384 | $406 | -$22 | -$22 |
| GS LOCAL EMERGING MARKETS DEBT FUND INSTITUTIONAL SHARES - 60.84 SHS | P | 2014-01-30 | 2015-07-17 | $411 | $441 | -$30 | -$30 |
| ISHARES MSCI EAFE ETF (XXX-XX-XXXX) - 4,862.00 SHS | P | 2013-05-16 | 2015-01-23 | $299,025 | $305,358 | -$6,333 | -$6,333 |
| SPDR EURO STOXX 50 FD ETF (78463X202) - 3.00000 SHS | P | 2013-05-16 | 2015-01-23 | $111,166 | $108,263 | $2,903 | $2,903 |
| SPDR S&P 500 ETF TRUST (78462F103) - 500.00 SHS | P | 2013-05-16 | 2015-06-09 | $104,088 | $82,948 | $21,140 | $21,140 |
| GS HIGH YIELD FLOATING RATE FUND INSTITUTIONAL SHARES - 2,024.29 SHS | P | 2013-12-12 | 2015-06-26 | $20,000 | $20,425 | -$425 | -$425 |
| GS LOCAL EMERGING MARKETS DEBT FUND INSTITUTIONAL SHARES - 11.45 SHS | P | 2014-04-30 | 2015-06-26 | $78 | $96 | -$18 | -$18 |
| GS LOCAL EMERGING MARKETS DEBT FUND INSTITUTIONAL SHARES - 56.46 SHS | P | 2014-05-30 | 2015-06-26 | $386 | $480 | -$94 | -$94 |
| GS LOCAL EMERGING MARKETS DEBT FUND INSTITUTIONAL SHARES - 11,269.28 SHS | P | 2014-04-22 | 2015-06-26 | $76,969 | $93,888 | -$16,919 | -$16,919 |
| GS LOCAL EMERGING MARKETS DEHT FUND INSTITUTIONAL SHARES - 1,850.00 SHS | P | 2013-05-16 | 2015-06-26 | $121,543 | $116,189 | $5,354 | $5,354 |
| LAZARD EMERGING MARKETS EQUITY PORTFOLIO INSTL SHARES - 2,930.83 SHS | P | 2013-10-08 | 2015-06-26 | $50,000 | $56,712 | -$6,712 | -$6,712 |
| SPDR S&P5Q0 ETF TRUST (78462F103) - 625.00 SHS | P | 2013-05-16 | 2015-06-26 | $131,216 | $103,685 | $27,531 | $27,531 |
| SPDR SSP BANK ETF (78464A797) - 820.00 SHS | P | 2013-05-16 | 2015-06-26 | $30,397 | $23,018 | $7,379 | $7,379 |
| LAZARD EMERGING MARKETS EQUITY PORTFOLIO INSTL SHARES - 4,419.56 SHS | P | 2013-10-08 | 2015-07-01 | $75,000 | $85,519 | -$10,519 | -$10,519 |
| GS HIGH YIELD FLOATING RATE FUND INSTITUTIONAL SHARES - 2,530.36 SHS | P | 2013-12-12 | 2015-07-17 | $25,000 | $25,531 | -$531 | -$531 |
| GS HIGH YIELD FUND INSTITUTIONAL SHARES (38141W679) - 14,807.04 SHS | P | 2012-01-04 | 2015-07-17 | $99,059 | $102,254 | -$3,195 | -$3,195 |
| GS LOCAL EMERGING MARKETS DEBT FUND INSTITUTIONAL SHARES - 52.42 SHS | P | 2014-04-26 | 2015-07-17 | $354 | $435 | -$81 | -$81 |
| GS LOCAL EMERGING MARKETS DEBT FUND INSTITUTIONAL SHARES - 59.49 SHS | P | 2014-04-22 | 2015-07-17 | $402 | $502 | -$100 | -$100 |
| ISHARES MSCI EAFE ETF (XXX-XX-XXXX) - 1.22500 SHS | P | 2013-05-16 | 2015-07-17 | $79,918 | $76,936 | $2,982 | $2,982 |
| LAZARD EMERGING MARKETS EQUITY PORTFOLIO INSTL SHARES - 1,789.98 SHS | P | 2013-10-08 | 2015-07-17 | $30,000 | $34,636 | -$4,636 | -$4,636 |
| SPDR S&P 500 ETF TRUST (78462F103) - 1.37000 SHS | P | 2013-05-16 | 2015-07-17 | $290,544 | $227,277 | $63,267 | $63,267 |
| GS HIGH YIELD FUND INSTITUTIONAL SHARES (38141W679) - 3,025.72 SHS | P | 2012-01-04 | 2015-07-24 | $20,000 | $20,895 | -$497 | -$497 |
| GS HIGH YIELD FUND INSTITUTIONAL SHARES (38141W6791 - 245.33 SHS | P | 2011-12-30 | 2015-06-26 | $1,654 | $1,684 | -$30 | -$30 |
| GS HIGH YIELD FUND INSTITUTIONAL SHARES (38141W679I - 2,722.03 SHS | P | 2011-12-21 | 2015-06-26 | $18,346 | $18,553 | -$207 | -$207 |
| GS HIGH YIELD FUND INSTITUTIONAL SHARES (38141W679] - 140.65 SHS | P | 2011-12-30 | 2015-07-17 | $941 | $966 | -$25 | -$25 |
| GROUP 1 AUTOMOTIVE. INC. CMN (3989051G9) - 10.00 SHS | P | 2014-10-23 | 2015-01-26 | $822 | $810 | $12 | $12 |
| COSTAR GROUP, INC. CMN (22160N109] - 5.00 SHS | P | 2014-10-23 | 2015-01-27 | $927 | $728 | $199 | $199 |
| M1DDLEBY CORP CMN 1596278101) - 10.00 SHS | P | 2014-10-23 | 2015-01-28 | $956 | $855 | $101 | $101 |
| PROS HOLDINGS. INC. CMN (74346Y103) - 15.00 SHS | P | 2014-10-23 | 2015-02-05 | $351 | $360 | -$9 | -$9 |
| MWI VETERINARY SUPPLY, INC. CMN (55402X105) - 5.00 SHS | P | 2014-11-07 | 2015-02-18 | $949 | $778 | $171 | $171 |
| MWI VETERINARY SUPPLY, INC. CMN (55402X105) - 10.00 SHS | P | 2014-11-06 | 2015-02-18 | $1,898 | $1,542 | $356 | $356 |
| MWI VETERINARY SUPPLY, INC. CMN (55402X105) - 20.00 SHS | P | 2014-09-25 | 2015-02-18 | $3,796 | $2,916 | $880 | $880 |
| ASPEN TECHNOLOGY INC CMN (XXX-XX-XXXX) - 30.00 SHS | P | 2014-02-17 | 2015-03-03 | $1,146 | $1,162 | -$16 | -$16 |
| BALCHEM CORPORATION CMN (XXX-XX-XXXX) - 20.00 SHS | P | 2014-09-24 | 2015-03-03 | $1,168 | $1,152 | $16 | $16 |
| HEICO CORPORATION (NEW) CMN (XXX-XX-XXXX) - 20.00 SHS | P | 2014-12-16 | 2015-03-03 | $1,202 | $1,124 | $78 | $78 |
| KAPSTONE PAPER AND PACKAGING CORPORATION CMN (48562P103) - 45.00 SHS | P | 2014-04-21 | 2015-03-03 | $1,527 | $1,179 | $348 | $348 |
| LITHIA MOTORS INC CL-A CMN CLASS A (XXX-XX-XXXX) - 15.00 SHS | P | 2014-01-27 | 2015-03-03 | $1,385 | $1,328 | $57 | $57 |
| LOGMEIN1NCCMNI54142L109) - 25.00 SHS | P | 2014-09-12 | 2015-03-03 | $1,334 | $1,139 | $195 | $195 |
| PRIMORIS SERVICES CORPORATION CMN [74164F103) - 15.00 SHS | P | 2014-06-05 | 2015-03-03 | $260 | $444 | -$184 | -$184 |
| PRIMORIS SERVICES CORPORATION CMN (74164F103) - 30.00 SHS | P | 2014-06-04 | 2015-03-03 | $520 | $871 | -$351 | -$351 |
| TEXAS CAPITAL BANCSHARES, INC. CMN {XXX-XX-XXXX} - 25.00 SHS | P | 2014-04-10 | 2015-03-03 | $1,181 | $1,543 | -$362 | -$362 |
| TUMI HOLDINGS, INC. CMN I899B9Q104) - 5.00 SHS | P | 2014-06-18 | 2015-03-03 | $116 | $101 | $15 | $15 |
| TUMI HOLDINGS, INC. CMN (XXX-XX-XXXX) - 15.00 SHS | P | 2014-06-16 | 2015-03-03 | $349 | $299 | $50 | $50 |
| TUMI HOLDINGS, INC. CMN (XXX-XX-XXXX) - 40.00 SHS | P | 2014-06-17 | 2015-03-03 | $930 | $801 | $129 | $129 |
| LEGACYTEXAS FINANCIAL GROUP, 1 CMN (52471Y106) - 15.00 SHS | P | 2014-05-15 | 2015-04-08 | $341 | $358 | -$17 | -$17 |
| LEGACYTEXAS FINANCIAL GROUP, 1 CMN 152471Y106) - 10.00 SHS | P | 2014-05-15 | 2015-04-09 | $230 | $239 | -$9 | -$9 |
| LEGACYTEXAS FINANCIAL GROUP, 1 CMN [52471Y106I - 20.00 SHS | P | 2014-10-23 | 2015-04-09 | $460 | $513 | -$53 | -$53 |
| ASPEN TECHNOLOGY INC CMN (XXX-XX-XXXX) - 30.00 SHS | P | 2014-02-17 | 2015-08-26 | $1,384 | $1,162 | $222 | $222 |
| BALCHEM CORPORATION CMN (XXX-XX-XXXX) - 5.00 SHS | P | 2014-09-25 | 2015-06-26 | $291 | $286 | $5 | $5 |
| BALCHEM CORPORATION CMN (XXX-XX-XXXX) - 10.00 SHS | P | 2014-09-24 | 2015-06-26 | $583 | $576 | $7 | $7 |
| CATALENT, INC. CMN (XXX-XX-XXXX) - 35.00 SHS | P | 2014-03-04 | 2015-06-26 | $1,047 | $1,036 | $11 | $11 |
| CATHAY GENERAL BANCORP CMN (XXX-XX-XXXX) - 35.00 SHS | P | 2014-04-06 | 2015-06-26 | $1,164 | $997 | $167 | $167 |
| HEICO CORP CL-A CMN CLASS A (XXX-XX-XXXX) - 5.00 SHS | P | 2014-03-04 | 2015-06-26 | $257 | $235 | $22 | $22 |
| HEICO CORPORATION (NEW) CMN (XXX-XX-XXXX) - 15.00 SHS | P | 2014-12-16 | 2015-06-26 | $901 | $843 | $58 | $58 |
| LITHIA MOTORS INC CL-A CMN CLASS A (XXX-XX-XXXX) - 15.00 SHS | P | 2014-01-27 | 2015-06-26 | $1,720 | $1,328 | $392 | $392 |
| LOGMEININCCMNI54142L109) - 20.00 SHS | P | 2014-09-12 | 2015-06-26 | $1,306 | $912 | $394 | $394 |
| MAHRESS FIRM HLDG CORP CMN (57722W106) - 10.00 SHS | P | 2014-04-09 | 2015-06-26 | $632 | $682 | -$50 | -$50 |
| WEBSTER FINANCIAL CORP CMN (XXX-XX-XXXX) - 15.00 SHS | P | 2014-03-25 | 2015-06-26 | $609 | $550 | $59 | $59 |
| WRIGHT MEDICAL GROUP, INC. CMN (98235T107) - 35.00 SHS | P | 2014-03-17 | 2015-06-26 | $954 | $944 | $10 | $10 |
| STAG INDUSTRIAL. INC. CMN (85254J102) - 20.00 SHS | P | 2014-03-27 | 2015-03-03 | $489 | $461 | $28 | $28 |
| STAG INDUSTRIAL, INC. CMN (85254J1Q2) - 25.00 SHS | P | 2014-03-31 | 2015-03-03 | $611 | $589 | $22 | $22 |
| GROUP 1 AUTOMOTIVE, INC. CMN (XXX-XX-XXXX) - 70.00 SHS | P | 2013-03-14 | 2015-01-26 | $5,753 | $4,379 | $1,374 | $1,374 |
| C0STAR GROUP, INC. CMN (22160N109) - 20.00 SHS | P | 2013-03-14 | 2015-01-27 | $3,706 | $2,002 | $1,704 | $1,704 |
| MIDDLEBY C0RP CMN (XXX-XX-XXXX) - 45.00 SHS | P | 2013-03-14 | 2015-01-27 | $4,330 | $2,256 | $2,074 | $2,074 |
| MIDDLEBY CORP CMN (XXX-XX-XXXX) - 19.00 SHS | P | 2013-03-14 | 2015-01-28 | $1,816 | $953 | $863 | $863 |
| PROS HOLDINGS. INC. CMN (74346Y103) - 35.00 SHS | P | 2013-03-14 | 2015-02-04 | $829 | $963 | -$134 | -$134 |
| PROS HOLDINGS, INC. CMN I74346Y103) - 25.00 SHS | P | 2013-03-14 | 2015-02-05 | $585 | $688 | -$103 | -$103 |
| AIR METHODS CORP NEW CMN (XXX-XX-XXXX) - 20.00 SHS | P | 2013-03-14 | 2015-03-03 | $1,043 | $992 | $51 | $51 |
| AMERISAFE, INC CMN (03071H100) - 10.00 SHS | P | 2013-10-09 | 2015-03-03 | $413 | $344 | $69 | $69 |
| AMERISAFE, INC CMN I03071H100) - 15.00 SHS | P | 2013-10-11 | 2015-03-03 | $619 | $551 | $68 | $68 |
| ANALOGIC CORP (NEW) CMN (XXX-XX-XXXX) - 3.00 SHS | P | 2014-02-25 | 2015-03-03 | $263 | $290 | -$27 | -$27 |
| ANALOGIC CORP (NEW) CMN (XXX-XX-XXXX) - 7.00 SHS | P | 2014-02-21 | 2015-03-03 | $615 | $687 | -$72 | -$72 |
| BLACKBAUD INC CMN (09227Q100) - 35.00 SHS | P | 2013-03-14 | 2015-03-03 | $1,582 | $1,074 | $508 | $508 |
| CALATLANTIC GROUP, INC. CMN (XXX-XX-XXXX) - 35.00 SHS | P | 2013-03-14 | 2015-03-03 | $1,572 | $1,394 | $178 | $178 |
| CANTEL MEDICAL CORP. CMN {XXX-XX-XXXX} - 25.00 SHS | P | 2013-10-09 | 2015-03-03 | $1,148 | $788 | $360 | $360 |
| CARDTRONICS, INC CMN (14161H108) - 30.00 SHS | P | 2013-03-14 | 2015-03-03 | $1,099 | $814 | $285 | $285 |
| CAVIUMINCCMNI14964U108) - 20.00 SHS | P | 2013-03-14 | 2015-03-03 | $1,415 | $789 | $626 | $626 |
| CEPHEIDINCCMN(15670R107) - 20.00 SHS | P | 2013-10-18 | 2015-03-03 | $1,131 | $804 | $327 | $327 |
| CLARCOR INC CMN (XXX-XX-XXXX) - 25.00 SHS | P | 2013-03-14 | 2015-03-03 | $1,660 | $1,339 | $321 | $321 |
| CLECO CORPOHATION CMN (12561W105] - 20.00 SHS | P | 2013-03-14 | 2015-03-03 | $1,086 | $895 | $191 | $191 |
| COGNEXCORPCMN (XXX-XX-XXXX) - 40.00 SHS | P | 2013-03-14 | 2015-03-03 | $1,857 | $834 | $1,023 | $1,023 |
| COHEN & STEERS, INC. CMN (19247A100} - 30.00 SHS | P | 2013-03-14 | 2015-03-03 | $1,269 | $1,026 | $243 | $243 |
| COMPASS MINERALS INTL, INC. CMN (20451 NL 01) - 15.00 SHS | P | 2013-03-14 | 2015-03-03 | $1,390 | $1,141 | $249 | $249 |
| DRIL-QUIP, INC. CMN (XXX-XX-XXXX) - 15.00 SHS | P | 2013-03-14 | 2015-03-03 | $1,102 | $1,270 | -$168 | -$168 |
| EPAMSYSINCCMN(29414B104) - 5.00 SHS | P | 2013-11-04 | 2015-03-03 | $302 | $183 | $119 | $119 |
| EPAMSYSINCCMN(29414B104) - 15.00 SHS | P | 2013-10-10 | 2015-03-03 | $906 | $549 | $357 | $357 |
| FEI COMPANY CMN (30241L109I - 20.00 SHS | P | 2013-03-14 | 2015-03-03 | $1,588 | $1,286 | $302 | $302 |
| ROTEK INDUSTRIES, INC. CMN (XXX-XX-XXXX) - 45.00 SHS | P | 2013-03-14 | 2015-03-03 | $749 | $694 | $55 | $55 |
| FORUM ENERGY TECHNOLOGIES INC CMN (34984V100) - 60.00 SHS | P | 2013-08-05 | 2015-03-03 | $1,159 | $1,676 | -$517 | -$517 |
| GLACIER BANCORP INC (NEW) CMN (XXX-XX-XXXX) - 60.00 SHS | P | 2013-03-14 | 2015-03-03 | $1,451 | $1,099 | $352 | $352 |
| GLOBUS MEDICAL INC CMN CLASS A (XXX-XX-XXXX) - 55.00 SHS | P | 2014-01-31 | 2015-03-03 | $1,316 | $1,284 | $32 | $32 |
| GRAND CANYON EDUCATION, INC. CMN [38526M106) - 50.00 SHS | P | 2013-03-14 | 2015-03-03 | $2,267 | $1,209 | $1,058 | $1,058 |
| HEALTHCARE SVCS GROUP INC CMN (XXX-XX-XXXX) - 50.00 SHS | P | 2012-01-11 | 2015-03-03 | $1,653 | $884 | $769 | $769 |
| HEARTLAND EXPRESS INC CMN 1422347104) - 70.00 SHS | P | 2013-03-14 | 2015-03-03 | $1,715 | $985 | $730 | $730 |
| HIBBETT SPORTS INC CMN [XXX-XX-XXXX) - 30.00 SHS | P | 2013-03-14 | 2015-03-03 | $1,519 | $1,619 | -$100 | -$100 |
| HMS HOLDINGS CORP. CMN (40425J101) - 40.00 SHS | P | 2013-03-14 | 2015-03-03 | $684 | $1,241 | -$557 | -$557 |
| IBER1ABANK CORPORATION CMN (XXX-XX-XXXX) - 20.00 SHS | P | 2013-03-14 | 2015-03-03 | $1,260 | $998 | $262 | $262 |
| ICU MEDICAL INC CMN (44930G107) - 15.00 SHS | P | 2013-03-14 | 2015-03-03 | $1,319 | $891 | $428 | $428 |
| IPC HEALTHCARE INC CMN (44984A105) - 25.00 SHS | P | 2013-03-14 | 2015-03-03 | $1,073 | $1,100 | -$27 | -$27 |
| LEGACYTEXAS FINANCIAL GROUP, 1 CMN (52471Y106) - 15.00 SHS | P | 2013-07-26 | 2015-03-03 | $348 | $332 | $16 | $16 |
| LEGACYTEXAS FINANCIAL GROUP, 1 CMN (52471Y106) - 40.00 SHS | P | 2013-07-29 | 2015-03-03 | $929 | $891 | $38 | $38 |
| MARKETAXESS HOLDINGS INC. CMN (57060D108) - 30.00 SHS | P | 2013-03-14 | 2015-03-03 | $2,386 | $1,139 | $1,247 | $1,247 |
| MATADOR RES CO CMN (XXX-XX-XXXX) - 5.00 SHS | P | 2013-11-25 | 2015-03-03 | $112 | $113 | -$1 | -$1 |
| MATADOR RES CO CMN (XXX-XX-XXXX) - 65.00 SHS | P | 2013-11-26 | 2015-03-03 | $1,460 | $1,515 | -$55 | -$55 |
| MEDIDATA SOLUTIONS, INC. CMN (58471A105} - 20.00 SHS | P | 2013-03-14 | 2015-03-03 | $944 | $549 | $395 | $395 |
| MOBILE MINI INC CMN (60740F105) - 10.00 SHS | P | 2013-05-08 | 2015-03-03 | $418 | $338 | $80 | $80 |
| MOBILE MINI INC CMN (60740F105) - 15.00 SHS | P | 2013-05-06 | 2015-03-03 | $627 | $486 | $141 | $141 |
| MONRO MUFFLER BRAKE, INC. CMN (610236101J - 15.00 SHS | P | 2013-03-14 | 2015-03-03 | $950 | $591 | $359 | $359 |
| NORTHWESTERN CORPORATION CMN (XXX-XX-XXXX) - 30.00 SHS | P | 2013-03-14 | 2015-03-03 | $1,620 | $1,168 | $452 | $452 |
| OXFORD IND INC CMN (XXX-XX-XXXX) - 15.00 SHS | P | 2014-02-14 | 2015-03-03 | $820 | $1,101 | -$281 | -$281 |
| PIER 1 IMPORTS INC (DELAWARE) CMN (XXX-XX-XXXX) - 55.00 SHS | P | 2013-06-25 | 2015-03-03 | $659 | $1,283 | -$624 | -$624 |
| POWER INTEGRATIONS INC CMN (XXX-XX-XXXX) - 25.00 SHS | P | 2013-03-14 | 2015-03-03 | $1,395 | $1,061 | $334 | $334 |
| PRA GROUP INC CMN (69354N106) - 25.00 SHS | P | 2013-03-14 | 2015-03-03 | $1,232 | $1,018 | $214 | $214 |
| PROASSURANCE CORP CMN (74267C106) - 30.00 SHS | P | 2013-03-14 | 2015-03-03 | $1,359 | $1,423 | -$64 | -$64 |
| PROTO LABS INC CMN 1743713109) - 15.00 SHS | P | 2013-03-14 | 2015-03-03 | $1,083 | $730 | $353 | $353 |
| BBC SEARINGS INCORPORATED CMN (75524B104) - 25.00 SHS | P | 2013-03-14 | 2015-03-03 | $1,567 | $1,275 | $292 | $292 |
| RITCHIE BROS. AUCTIONEERS INC CMN (XXX-XX-XXXX) - 50.00 SHS | P | 2013-03-14 | 2015-03-03 | $1,226 | $1,061 | $165 | $165 |
| ROFIN-SINAR TECHNOLOGIES INC CMN (XXX-XX-XXXX) - 10.00 SHS | P | 2013-03-14 | 2015-03-03 | $963 | $1,096 | -$133 | -$133 |
| SCIQUEST, INC. CMN (80908T101) - 45.00 SHS | P | 2013-03-14 | 2015-03-03 | $774 | $956 | -$182 | -$182 |
| SILGAN HOLDINGS INC CMN (XXX-XX-XXXX) - 30.00 SHS | P | 2013-03-14 | 2015-03-03 | $1,732 | $1,383 | $349 | $349 |
| SOLERA HOLDINGS INC CMN I83421A104) - 20.00 SHS | P | 2013-03-14 | 2015-03-03 | $1,117 | $1,141 | -$24 | -$24 |
| STIFEL FINANCIAL CORP CMN (XXX-XX-XXXX) - 35.00 SHS | P | 2013-03-14 | 2015-03-03 | $1,913 | $1,285 | $628 | $628 |
| TEXAS ROADHOUSE, INC. CMN (XXX-XX-XXXX) - 55.00 SHS | P | 2013-03-14 | 2015-03-03 | $2,037 | $1,086 | $951 | $951 |
| THE CORP EXECUTIVE BOARD CO. CMN (2J988R102) - 25.00 SHS | P | 2013-03-14 | 2015-03-03 | $2,019 | $1,402 | $617 | $617 |
| TORO CO (DELAWARE) CMN (XXX-XX-XXXX) - 20.00 SHS | P | 2013-03-14 | 2015-03-03 | $1,359 | $965 | $394 | $394 |
| TUPPERWARE BRANDS CORPORATION CMN (XXX-XX-XXXX) - 15.00 SHS | P | 2013-03-14 | 2015-03-03 | $1,075 | $1,181 | -$106 | -$106 |
| TYLER TECHNOLOGIES INC CMN (XXX-XX-XXXX) - 20.00 SHS | P | 2013-03-14 | 2015-03-03 | $2,371 | $1,173 | $1,198 | $1,198 |
| UNIVERSAL FOREST PRODUCTS INC CMN (9135431Q4I - 20.00 SHS | P | 2013-03-14 | 2015-03-03 | $1,069 | $821 | $248 | $248 |
| US ECOLOGY INC CMN (91732J102) - 20.00 SHS | P | 2013-03-14 | 2015-03-03 | $978 | $523 | $455 | $455 |
| WD 40 CO CMN (XXX-XX-XXXX) - 10.00 SHS | P | 2013-03-14 | 2015-03-03 | $827 | $537 | $290 | $290 |
| WEST PHARMACEUTICAL SERVICES INC (XXX-XX-XXXX) - 35.00 SHS | P | 2013-03-14 | 2015-03-03 | $1,912 | $1,098 | $814 | $814 |
| MARKETAXESS HOLDINGS INC. CMN (57060D108) - 5.00 SHS | P | 2013-03-14 | 2015-03-25 | $421 | $190 | $231 | $231 |
| LEGACYTEXAS FINANCIAL GROUP, 1 CMN (52471Y106) - 25.00 SHS | P | 2013-07-29 | 2015-06-06 | $570 | $557 | $13 | $13 |
| LEGACYTEXAS FINANCIAL GROUP, 1 CMN (52471Y106) - 60.00 SHS | P | 2013-07-29 | 2015-04-07 | $1,362 | $1,337 | $25 | $25 |
| LEGACYTEXAS FINANCIAL GROUP. 1 CMN (52471Y106J - 15.00 SHS | P | 2013-07-29 | 2015-04-08 | $341 | $334 | $7 | $7 |
| BLACKBAUD INC CMN (09227Q100) - 10.00 SHS | P | 2013-03-14 | 2015-04-29 | $496 | $307 | $189 | $189 |
| IPC HEALTHCARE INC CMN (44984A105) - 10.00 SHS | P | 2013-03-14 | 2015-06-25 | $573 | $440 | $133 | $133 |
| AIR METHODS C0RP NEW CMN (XXX-XX-XXXX) - 20.00 SHS | P | 2013-03-14 | 2015-06-26 | $852 | $992 | -$140 | -$140 |
| AMERISAFE, INC CMN (03071 HI 001 - 5.00 SHS | P | 2013-10-11 | 2015-06-26 | $241 | $184 | $57 | $57 |
| AMERISAFE, INC CMN [03071 HI 00) - 5.00 SHS | P | 2013-10-14 | 2015-06-26 | $241 | $186 | $55 | $55 |
| AMERISAFE, INC CMN [03071 HI 001 - 10.00 SHS | P | 2013-10-16 | 2015-06-26 | $481 | $381 | $100 | $100 |
| ANALOGIC CORP (NEW) CMN (XXX-XX-XXXX) - 15.00 SHS | P | 2014-02-25 | 2015-06-26 | $1,206 | $1,448 | -$242 | -$242 |
| BLACKBAUD INC CMN {09227Q100) - 25.00 SHS | P | 2013-03-14 | 2015-06-26 | $1,434 | $767 | $667 | $667 |
| CALATLANTIC GROUP, INC. CMN (XXX-XX-XXXX) - 35.00 SHS | P | 2013-03-14 | 2015-06-26 | $1,636 | $1,394 | $242 | $242 |
| CANTEL MEDICAL CORP. CMN (XXX-XX-XXXX) - 15.00 SHS | P | 2013-10-09 | 2015-06-26 | $806 | $473 | $333 | $333 |
| CARDTRONICS, INC CMN (14161H108) - 25.00 SHS | P | 2013-03-14 | 2015-06-26 | $961 | $678 | $283 | $283 |
| CAVIUMINCCMN(14964U108) - 25.00 SHS | P | 2013-03-14 | 2015-06-26 | $1,796 | $987 | $809 | $809 |
| CEB INC CMN (XXX-XX-XXXX) - 20.00 SHS | P | 2013-03-14 | 2015-06-26 | $1,800 | $1,121 | $679 | $679 |
| CEPHEIDINCCMN05670R107) - 20.00 SHS | P | 2013-10-18 | 2015-06-26 | $1,215 | $804 | $411 | $411 |
| CLARCOR INC CMN (XXX-XX-XXXX) - 25.00 SHS | P | 2013-03-14 | 2015-06-26 | $1,567 | $1,339 | $228 | $228 |
| CLEC0 CORPORATION CMN (12561W1051 - 30.00 SHS | P | 2013-03-14 | 2015-06-26 | $1,626 | $1,342 | $284 | $284 |
| COGNEX CORP CMN (XXX-XX-XXXX) - 45.00 SHS | P | 2013-03-14 | 2015-06-26 | $2,214 | $938 | $1,276 | $1,276 |
| COHEN & STEERS, INC. CMN (19247A100] - 35.00 SHS | P | 2013-03-14 | 2015-06-26 | $1,224 | $1,192 | $32 | $32 |
| COMPASS MINERALS INTL, INC. CMN (20451 NIDI) - 10.00 SHS | P | 2013-03-14 | 2015-06-26 | $840 | $760 | $80 | $80 |
| DRIL-QUIP, INC. CMN (XXX-XX-XXXX) - 10.00 SHS | P | 2013-03-14 | 2015-06-26 | $769 | $847 | -$78 | -$78 |
| EPAM SYSINC CMN (XXX-XX-XXXX) - 20.00 SHS | P | 2013-11-04 | 2015-06-26 | $1,446 | $734 | $712 | $712 |
| FEI COMPANY CMN (30241 LI 09) - 25.00 SHS | P | 2013-03-14 | 2015-06-26 | $2,120 | $1,608 | $512 | $512 |
| FL0TEK INDUSTRIES, INC. CMN (XXX-XX-XXXX) - 35.00 SHS | P | 2013-03-14 | 2015-06-26 | $454 | $540 | -$86 | -$86 |
| FORUM ENERGY TECHNOLOGIES INC CMN {34984V100) - 15.00 SHS | P | 2013-11-15 | 2015-06-26 | $310 | $428 | -$118 | -$118 |
| FORUM ENERGY TECHNOLOGIES INC CMN (34984V100) - 35.00 SHS | P | 2013-08-05 | 2015-06-26 | $722 | $978 | -$256 | -$256 |
| GLACIER BANCORP INC (NEW) CMN [37637Q105] - 55.00 SHS | P | 2013-03-14 | 2015-06-26 | $1,645 | $1,007 | $638 | $638 |
| GLOBUS MEDICAL INC CMN CLASS A (XXX-XX-XXXX) - 5.00 SHS | P | 2014-05-15 | 2015-06-26 | $131 | $121 | $10 | $10 |
| GLOBUS MEDICAL INC CMN CLASS A (XXX-XX-XXXX) - 50.00 SHS | P | 2014-01-31 | 2015-06-26 | $1,305 | $1,167 | $138 | $138 |
| GRAND CANYON EDUCATION, INC. CMN (38526M106) - 50.00 SHS | P | 2013-03-14 | 2015-06-26 | $2,189 | $1,209 | $980 | $980 |
| HEALTHCARE SVCS GROUP INC CMN XXX-XX-XXXX) - 45.00 SHS | P | 2012-01-11 | 2015-06-26 | $1,505 | $796 | $709 | $709 |
| HEARTLAND EXPRESS INC CMN (XXX-XX-XXXX) - 70.00 SHS | P | 2013-03-14 | 2015-06-26 | $1,408 | $985 | $423 | $423 |
| HIBBETT SPORTS INC CMN (XXX-XX-XXXX) - 25.00 SHS | P | 2013-03-14 | 2015-06-26 | $1,205 | $1,349 | -$144 | -$144 |
| HMS HOLDINGS CORP. CMN (40425J101) - 25.00 SHS | P | 2013-03-14 | 2015-06-26 | $456 | $776 | -$320 | -$320 |
| 1BERIABANK CORPORATION CMN (XXX-XX-XXXX) - 25.00 SHS | P | 2013-03-14 | 2015-06-26 | $1,749 | $1,248 | $501 | $501 |
| 1CU MEDICAL INC CMN 44930G107 - 15.00 SHS | P | 2013-03-14 | 2015-06-26 | $1,436 | $891 | $545 | $545 |
| IPC HEALTHCARE INC CMN I44984A105) - 20.00 SHS | P | 2013-03-14 | 2015-06-26 | $1,140 | $880 | $260 | $260 |
| KAPSTONE PAPER AND PACKAGING CORPORATKW CMN (48562P103) - 40.00 SHS | P | 2014-04-21 | 2015-05-26 | $962 | $1,048 | -$86 | -$86 |
| MARKETAXESS HOLDINGS INC. CMN I57060D108) - 30.00 SHS | P | 2013-03-14 | 2015-06-26 | $2,909 | $1,139 | $1,770 | $1,770 |
| MATADOR RES CO CMN (XXX-XX-XXXX) - 5.00 SHS | P | 2013-11-26 | 2015-06-26 | $126 | $117 | $9 | $9 |
| MATADOR RES CO CMN (XXX-XX-XXXX) - 50.00 SHS | P | 2013-12-03 | 2015-06-26 | $1,263 | $1,111 | $152 | $152 |
| MEDIDATA SOLUTIONS, INC. CMN (58471A105) - 25.00 SHS | P | 2013-03-14 | 2015-06-26 | $1,397 | $686 | $711 | $711 |
| MOBILE MINI INC CMN (60740F105) - 5.00 SHS | P | 2013-07-24 | 2015-06-26 | $217 | $175 | $42 | $42 |
| MOBILE MINI INC CMN (60740F105) - 25.00 SHS | P | 2013-05-08 | 2015-06-26 | $1,083 | $845 | $238 | $238 |
| MONRO MUFFLER BRAKE, INC. CMN (XXX-XX-XXXX) - 15.00 SHS | P | 2013-03-14 | 2015-06-26 | $968 | $591 | $377 | $377 |
| NORTHWESTERN CORPORATION CMN (XXX-XX-XXXX} - 30.00 SHS | P | 2013-09-10 | 2015-06-26 | $1,485 | $1,234 | $251 | $251 |
| OXFORD IND INC CMN (XXX-XX-XXXX) - 15.00 SHS | P | 2014-02-14 | 2015-06-26 | $1,336 | $1,101 | $235 | $235 |
| PIER 11MPORTS INC (DELAWARE) CMN (XXX-XX-XXXX) - 45.00 SHS | P | 2013-06-25 | 2015-06-26 | $562 | $1,050 | -$488 | -$488 |
| POWER INTEGRATIONS INC CMN (XXX-XX-XXXX) - 25.00 SHS | P | 2013-03-14 | 2015-06-26 | $1,133 | $1,061 | $72 | $72 |
| PRA GROUP INC CMN (69354N106) - 25.00 SHS | P | 2013-03-14 | 2015-06-26 | $1,590 | $1,018 | $572 | $572 |
| PRIMORIS SERVICES CORPORATION CMN (74164F103) - 20.00 SHS | P | 2014-06-09 | 2015-06-26 | $395 | $615 | -$220 | -$220 |
| PRIMORIS SERVICES CORPORATION CMN (74164F103) - 30.00 SHS | P | 2014-06-05 | 2015-06-26 | $592 | $888 | -$296 | -$296 |
| PROASSURANCE CORP CMN (74267C106) - 25.00 SHS | P | 2013-03-14 | 2015-06-26 | $1,173 | $1,186 | -$13 | -$13 |
| PROTO LABS INC CMN (XXX-XX-XXXX) - 20.00 SHS | P | 2013-03-14 | 2015-06-26 | $1,353 | $974 | $379 | $379 |
| RBC BEARINGS INCORPORATED CMN (75524B104) - 20.00 SHS | P | 2013-03-14 | 2015-06-26 | $1,451 | $1,020 | $431 | $431 |
| RITCHIE BROS. AUCTIONEERS INC CMN (XXX-XX-XXXX) - 50.00 SHS | P | 2013-03-14 | 2015-06-26 | $1,429 | $1,061 | $368 | $368 |
| ROFIN-SINAR TECHNOLOGIES INC CMN (XXX-XX-XXXX) - 30.00 SHS | P | 2013-03-14 | 2015-06-26 | $846 | $822 | $24 | $24 |
| SCIQUEST,INC.CMN(80908T101) - 10.00 SHS | P | 2014-03-27 | 2015-06-26 | $149 | $261 | -$112 | -$112 |
| SCIOUEST,INC.CMN(80908T101) - 30.00 SHS | P | 2013-03-14 | 2015-06-26 | $446 | $637 | -$191 | -$191 |
| SILGAN HOLDINGS INC CMN (XXX-XX-XXXX) - 25.00 SHS | P | 2013-03-14 | 2015-06-26 | $1,351 | $1,153 | $198 | $198 |
| SOLERA HOLDINGS INC CMN I83421A104) - 20.00 SHS | P | 2013-03-14 | 2015-06-26 | $926 | $1,137 | -$211 | -$211 |
| STIFEL FINANCIAL CORP CMN (XXX-XX-XXXX) - 30.00 SHS | P | 2013-03-14 | 2015-06-26 | $1,786 | $1,101 | $685 | $685 |
| TEXAS CAPITAL BANCSHARES. INC. CMN (XXX-XX-XXXX) - 25.00 SHS | P | 2014-04-10 | 2015-06-26 | $1,584 | $1,543 | $41 | $41 |
| TEXAS ROADHOUSE. INC. CMN 1882681109) - 55.00 SHS | P | 2013-03-14 | 2015-06-26 | $2,069 | $1,086 | $983 | $983 |
| TORO CO (DELAWARE) CMN (XXX-XX-XXXX) - 25.00 SHS | P | 2013-03-14 | 2015-06-26 | $1,718 | $1,207 | $511 | $511 |
| TUMI HOLDINGS, INC. CMN (89969Q104) - 10.00 SHS | P | 2014-06-18 | 2015-06-26 | $218 | $202 | $16 | $16 |
| TUMI HOLDINGS, INC. CMN (XXX-XX-XXXX) - 15.00 SHS | P | 2014-06-20 | 2015-06-26 | $327 | $305 | $22 | $22 |
| TUMI HOLDINGS, INC. CMN (XXX-XX-XXXX) - 30.00 SHS | P | 2014-06-19 | 2015-06-26 | $653 | $605 | $48 | $48 |
| TUPPERWARE BRANDS CORPORATION CMN (B99B96104J - 20.00 SHS | P | 2013-03-14 | 2015-06-26 | $1,345 | $1,574 | -$123 | -$123 |
| TYLER TECHNOLOGIES INC CMN (XXX-XX-XXXX) - 20.00 SHS | P | 2013-03-14 | 2015-06-26 | $2,585 | $1,173 | $1,412 | $1,412 |
| UNIVERSAL FOREST PRODUCTS INC CMN (XXX-XX-XXXX) - 20.00 SHS | P | 2013-03-14 | 2015-06-26 | $1,074 | $821 | $253 | $253 |
| US ECOLOGY INC CMN (91732J102) - 20.00 SHS | P | 2013-03-14 | 2015-06-26 | $993 | $523 | $470 | $470 |
| WD 40 CO CMN (XXX-XX-XXXX) - 10.00 SHS | P | 2013-03-14 | 2015-06-26 | $876 | $537 | $339 | $339 |
| WEST PHARMACEUTICAL SERVICES INC (XXX-XX-XXXX) - 35.00 SHS | P | 2013-03-14 | 2015-06-26 | $2,052 | $1,098 | $954 | $954 |
| AMERICAN CAMPUS CMNTYS, INC CMN (XXX-XX-XXXX) - 30.00 SHS | P | 2013-03-14 | 2015-03-03 | $1,239 | $1,307 | -$68 | -$68 |
| NATIONAL HEALTH INVESTORS, INC CMN (63633D104) - 20.00 SHS | P | 2013-03-14 | 2015-03-03 | $1,428 | $1,308 | $120 | $120 |
| PEBBLEBROOK HOTEL TRUST CMN I70509V100I - 40.00 SHS | P | 2013-03-14 | 2015-03-03 | $1,942 | $977 | $965 | $965 |
| AMERICAN CAMPUS CMNTYS, INC CMN (XXX-XX-XXXX) - 35.00 SHS | P | 2013-03-14 | 2015-06-26 | $1,350 | $1,520 | -$170 | -$170 |
| NATIONAL HEALTH INVESTORS, INC CMN [63633D104) - 15.00 SHS | P | 2013-03-14 | 2015-08-26 | $937 | $980 | -$43 | -$43 |
| PEBBLEBROOK HOTEL TRUST CMN (70509V100) - 35.00 SHS | P | 2013-03-14 | 2015-06-26 | $1,504 | $855 | $649 | $649 |
| STAG INDUSTRIAL, INC. CMN (85254J102) - 20.00 SHS | P | 2014-04-01 | 2015-06-26 | $408 | $466 | -$58 | -$58 |
| STAG INDUSTRIAL, INC. CMN (85254J102] - 30.00 SHS | P | 2014-03-31 | 2015-06-26 | $611 | $701 | -$90 | -$90 |
| CAPITAL GAINS DIVIDENDS | P | $6,045 | $6,045 | $6,045 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $118,407 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $2,495,049 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $9,274,438 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.269024 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $5,156,102 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $12,082,872 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.426728 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $3,917,670 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $15,347,445 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.255265 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $3,296,429 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $13,729,379 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.240100 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $2,624,712 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $9,395,462 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.279360 | DistributionYr5Rt |
| Total Distribution | 1.470477 | TotalDistributionRt |
| Average Distribution | 0.294095 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $7,453,327 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $2,191,986 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $3,272 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $2,195,258 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,242,197 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $6,544 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $6,544 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $6,544 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $22,549 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $22,549 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $16,005 | OverpaymentAmt |
| Applied To ES Tax | $16,005 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NV | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | ESMOND ASSOCIATES INC | IndividualWithBooksNm |
| Phone | 8186102900 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 23901 CALABASAS ROAD SUITE 1010 | AddressLine1Txt |
| City | CALABASAS | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 913023308 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | Yes (1) | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | CARL B BARNEY | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 1157 | AddressLine1Txt |
| City | CRYSTAL BAY | CityNm |
| State Abbreviation | NV | StateAbbreviationCd |
| ZIP | 89402 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | PRESIDENT | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 1.00 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $0 | CompensationAmt |
| Employee Benefit Program | $0 | EmployeeBenefitProgramAmt |
| Expense Account Other Allwnc | $0 | ExpenseAccountOtherAllwncAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GOLDMAN SACHS & CO | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 200 WEST STREET | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10282 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT MANAGEMENT | ServiceTypeTxt |
| Compensation | $57,805 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $7,176,328 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $390,501 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $7,566,829 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $7,566,829 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $113,502 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $7,453,327 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $372,666 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $372,666 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $6,544 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $6,544 | TotalTaxAmt |
| Distributable Before Adj | $366,122 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $366,122 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $366,122 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,242,197 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,242,197 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,242,197 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $366,122 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $2,166,237 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $2,660,102 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $3,190,958 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $4,582,754 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $2,042,229 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $14,642,280 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,242,197 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $366,122 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $876,075 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $15,518,355 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $2,166,237 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $13,352,118 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $2,660,102 | ExcessFromYear4Amt |
| Excess From Year3 | $3,190,958 | ExcessFromYear3Amt |
| Excess From Year2 | $4,582,754 | ExcessFromYear2Amt |
| Excess From Year1 | $2,042,229 | ExcessFromYear1Amt |
| Excess From Current Year | $876,075 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | CARL B BARNEY | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (5 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| THE AYN RAND INSTITUTE | |||||||
| 2121 ALTON PARKWAY SUITE 250 | IRVINE | CA | 92606 | NONE | PUBLIC CHARITY | DOMESTIC NEEDS | $1,087,197 |
| THE INDEPENDENT INSTITUTE | |||||||
| 100 SWAN WAY | OAKLAND | CA | 94621 | NONE | PUBLIC CHARITY | DOMESTIC NEEDS | $20,000 |
| THE UNDERCURRENT | |||||||
| 548 MARKET STREET 38919 | SAN FRANCISCO | CA | 94104 | NONE | PUBLIC CHARITY | DOMESTIC NEEDS | $100,000 |
| BILL OF RIGHTS INSTITUTE | |||||||
| 200 N GLEBE ROAD SUITE 200 | ARLINGTON | VA | 22203 | NONE | PUBLIC CHARITY | DOMESTIC NEEDS | $25,000 |
| LEADERSHIP PROGRAM OF THE ROCKIES | |||||||
| 1777 S HARRISON STREET 807 | DENVER | CO | 80210 | NONE | PUBLIC CHARITY | DOMESTIC NEEDS | $10,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,242,197 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $653 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $284,290 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $118,407 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $403,350 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $403,350 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (5 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Noncash ContributionNoncashContributionInd |
|---|---|---|---|---|---|---|
| CARL B BARNEY | ||||||
| 1 | PO BOX 1157 | CRYSTAL BAY | NV | 89402 | $155,872 | Yes (X) |
| CARL B BARNEY | ||||||
| 2 | PO BOX 1157 | CRYSTAL BAY | NV | 89402 | $119,613 | Yes (X) |
| CARL B BARNEY | ||||||
| 3 | PO BOX 1157 | CRYSTAL BAY | NV | 89402 | $274,630 | Yes (X) |
| CARL B BARNEY | ||||||
| 4 | PO BOX 1157 | CRYSTAL BAY | NV | 89402 | $461,201 | Yes (X) |
| CARL B BARNEY | ||||||
| 5 | PO BOX 1157 | CRYSTAL BAY | NV | 89402 | $392,234 | Yes (X) |
Non Cash Property Contribution NonCashPropertyContributionGrp (5 entries)
| ContributorContributorNum | Noncash PropertyNoncashPropertyDesc | Fair Market ValueFairMarketValueAmt | ReceivedReceivedDt |
|---|---|---|---|
| 1 | ARM HOLDINGS PLC 3390.00 SHARES | $155,872 | 2015-12-21 |
| 2 | CVS HEALTH CORPORATION 1250.00 SHARES | $119,613 | 2015-12-21 |
| 3 | LOCKHEED MARTIN CORPORATION 1280.00 SHARES | $274,630 | 2015-12-21 |
| 4 | NOVO NORDISK 8070.00 SHARES | $461,201 | 2015-12-21 |
| 5 | TEAM HEALTH HOLDINGS, INC 8950.00 SHARES | $392,234 | 2015-12-21 |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING | CategoryTxt |
| Amt | $9,249 | Amt |
| Net Investment Income | $8,351 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | CORPORATE BONDS | BondNm |
| EOY Book Value | $1,271,623 | EOYBookValueAmt |
| EOYFMV | $1,177,954 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | CORPORATE STOCKS | StockNm |
| EOY Book Value | $2,823,618 | EOYBookValueAmt |
| EOYFMV | $4,074,659 | EOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (2 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| HEDGE FUNDS | AT COST | $669,266 | $865,111 |
| FOREIGN CURRENCY | AT COST | $14,298 | $14,126 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FMV ADJUSTMENT | Desc |
| Amt | $1,339,711 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT FEES | $63,644 | $63,644 | $0 |
| LICENSES & PERMITS | $75 | $75 | $0 |
| MISC EXPENSE | $20 | $20 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FOREIGN TAXES | CategoryTxt |
| Amt | $2,063 | Amt |
| Net Investment Income | $2,063 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |