BARNEY FAMILY FOUNDATION: Form 990PF, tax year 2015
View the entire original 990 at ProPublica ↗
- Organization
- BARNEY FAMILY FOUNDATION (EIN 36-7195126)
- Tax period
- 2015-01-01 to 2015-12-31
- Filed
- 2016-11-07
- IRS object ID
- 201643129349100119
- Schema version
- 2015v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2016-11-07T11:13:32-06:00 | ReturnTs |
| Tax Period End | 2015-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 320077509 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HARRISON & HELD LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 333 W WACKER DR SUITE 1700 | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60606 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2015-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 367195126 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BARNEY FAMILY FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | C/O HARRISON & HELD LLP | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | BARN | BusinessNameControlTxt |
| Phone | 3123321111 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RT NAPIER 333 W WACKER DR NO 1700 | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60606 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | STEPHEN M BARNEY SR | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 3123321111 | PhoneNum |
| Signature | 2016-11-07 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | MARGARET A NAGELA | PreparerPersonNm |
| PTIN | P00439254 | PTIN |
| Phone | 3123321111 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2015 | TaxYr |
| Build TS | 2017-02-10 21:41:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $33,691,518 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $4,530 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $4,530 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $471,998 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $307,507 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $580,060 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $11,766,027 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $580,060 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $23,248 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $23,248 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,079,836 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $915,345 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $250,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $175,000 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $75,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $3,070 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $3,070 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $15,600 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $15,600 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $0 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $195,555 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $195,555 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $187,462 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $2,957 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $746 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Dsbrs Chrtbl | $0 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $54,479 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $14,647 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $706,912 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $406,829 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $75,000 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,050,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,050,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,756,912 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $406,829 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,125,000 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$677,076 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $508,516 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $4,970,889 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $13,761,502 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $13,761,502 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $15,307,367 | CorporateStockBOYAmt |
| Corporate Stock EOY | $11,981,458 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $14,631,933 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $12,830,846 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $6,576,009 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $5,298,083 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | -$113,057 | OtherAssetsBOYAmt |
| Other Assets EOY | $0 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $0 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $32,996,045 | TotalAssetsBOYAmt |
| Total Assets EOY | $32,318,969 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $33,691,518 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $32,996,045 | RetainedEarningBOYAmt |
| Retained Earning EOY | $32,318,969 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $32,996,045 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $32,318,969 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $32,996,045 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $32,318,969 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $32,996,045 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$677,076 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $32,318,969 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $32,318,969 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (15 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | AcquiredAcquiredDt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|
| WILLIAM BLAIR A/C 14595506 - DETAILS FURNISHED UPON REQUEST | $2,536,511 | $2,415,590 | $120,921 | $120,921 | ||
| WILLIAM BLAIR A/C 14595506 - DETAILS FURNISHED UPON REQUEST | $1,655,390 | $1,059,712 | $595,678 | $595,678 | ||
| WILLIAM BLAIR A/C 14595506 - DETAILS FURNISHED UPON REQUEST | $1,804,743 | $2,333,793 | -$529,050 | -$529,050 | ||
| MORGAN STANLEY A/C 628 064226 350 - DETAILS FURNISHED UPON REQUEST | $1,095,028 | $1,019,593 | $75,435 | $75,435 | ||
| MORGAN STANLEY A/C 628 028842 350 - DETAILS FURNISHED UPON REQUEST | $2,266,414 | $2,228,960 | $37,454 | $37,454 | ||
| MORGAN STANLEY A/C 628 028842 350 - DETAILS FURNISHED UPON REQUEST | $38,923 | $45,722 | -$6,799 | -$6,799 | ||
| MORGAN STANLEY A/C 628 028842 350 - DETAILS FURNISHED UPON REQUEST | $2,159,997 | $1,833,764 | $326,233 | $326,233 | ||
| MORGAN STANLEY A/C 628 028842 350 - DETAILS FURNISHED UPON REQUEST | $112,085 | $211,482 | -$99,397 | -$99,397 | 2012-05-14 | |
| GLOBAL PRIVATE INVESTORS I, L.P. | $57,163 | $57,163 | $57,163 | P | ||
| THE BLACKSTONE GROUP L.P. | $24 | -$24 | -$24 | P | ||
| THE BLACKSTONE GROUP L.P. | $4,925 | $4,925 | $4,925 | P | ||
| MPLX LP | $37 | -$37 | -$37 | P | ||
| WILLIAM BLAIR MACRO ALLOCATION FUND LLC | $31,081 | -$31,081 | -$31,081 | P | ||
| WILLIAM BLAIR MACRO ALLOCATION FUND LLC | $6,209 | -$6,209 | -$6,209 | P | ||
| CAPITAL GAINS DIVIDENDS | $34,848 | $34,848 | $34,848 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $580,060 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,361,596 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $44,360,520 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.030694 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,685,484 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $36,392,775 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.046314 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,365,186 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $35,542,453 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.038410 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,523,867 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $23,053,761 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.066101 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,772,613 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $37,250,307 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.047587 | DistributionYr5Rt |
| Total Distribution | 0.229106 | TotalDistributionRt |
| Average Distribution | 0.045821 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $30,179,223 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,382,842 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $5,085 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,387,927 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,125,000 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $10,170 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $10,170 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $10,170 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $55,000 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $55,000 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $83 | EsPenaltyAmt |
| Overpayment | $44,747 | OverpaymentAmt |
| Applied To ES Tax | $44,747 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | IL | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ROBERT T NAPIER HARRISON & HELD LLP | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 3126215252 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 333 W WACKER DRIVE SUITE 1700 | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60606 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| STEPHEN M BARNEY SR | ||||||||
| C/O HH 333 W WACKER DR SUITE 1700 | CHICAGO | IL | 60606 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| LYNNE C BARNEY | ||||||||
| C/O HH 333 W WACKER DR SUITE 1700 | CHICAGO | IL | 60606 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| STEPHEN M BARNEY JR | ||||||||
| C/O HH 333 W WACKER DR SUITE 1700 | CHICAGO | IL | 60606 | FOUNDATION MANAGER | 20.00 | $125,000 | $1,017 | $0 |
| KRISTEN BARNEY ADAMS | ||||||||
| C/O HH 333 W WACKER DR SUITE 1700 | CHICAGO | IL | 60606 | FOUNDATION MANAGER | 20.00 | $125,000 | $1,017 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MARY ANN ROTI | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O HH 333 W WACKER DR SUITE 1700 | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60606 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | ASSOCIATE MANAGING D | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 35.00 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $62,710 | CompensationAmt |
| Employee Benefits | $0 | EmployeeBenefitsAmt |
| Expense Account | $0 | ExpenseAccountAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $23,941,660 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $4,904,801 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $1,792,344 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $30,638,805 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $30,638,805 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $459,582 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $30,179,223 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,508,961 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,508,961 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $10,170 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $10,170 | TotalTaxAmt |
| Distributable Before Adj | $1,498,791 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,498,791 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,498,791 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,125,000 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,125,000 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,125,000 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,498,791 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $945,347 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,125,000 | QualifyingDistributionsAmt |
| Applied To Year1 | $945,347 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $179,653 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $1,319,138 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | STEPHEN M BARNEY SR | ContributingManagerNm |
| Contributing Manager | LYNNE C BARNEY | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (25 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ANN & ROBERT H LURIE CHILDREN'S HOSPITAL OF CHICAGO | |||||||
| 225 E CHICAGO AVENUE | CHICAGO | IL | 60611 | NONE | PUBLIC CHARITY | GENERAL PURPOSES | $20,000 |
| BIG SHOULDERS FUND | |||||||
| 212 W VAN BUREN STREET SUITE 900 | CHICAGO | IL | 60607 | NONE | PUBLIC CHARITY | GENERAL PURPOSES | $20,000 |
| CATO INSTITUTE | |||||||
| 1000 MASSACHUSETTS AVENUE NW | WASHINGTON | DC | 20001 | NONE | PUBLIC CHARITY | GENERAL PURPOSES | $10,000 |
| CLEVELAND CLINIC FOUNDATION | |||||||
| 2500 METROHEALTH DRIVE | CLEVELAND | OH | 44109 | NONE | PUBLIC CHARITY | GENERAL PURPOSES | $50,000 |
| FEINBERG SCHOOL OF MEDICINE - NORTHWESTERN UNIVERSITY | |||||||
| 303 E CHICAGO AVENUE | CHICAGO | IL | 60611 | NONE | PUBLIC CHARITY | GENERAL PURPOSES | $50,000 |
| HILLSDALE COLLEGE | |||||||
| 33 E COLLEGE STREET | HILLSDALE | MI | 49242 | NONE | PUBLIC CHARITY | GENERAL PURPOSES | $500,000 |
| HOOVER INSTITUTION - STANFORD UNIVERSITY | |||||||
| 450 SERRA MALL | STANFORD | CA | 94305 | NONE | PUBLIC CHARITY | GENERAL PURPOSES | $10,000 |
| HOPE RURAL SCHOOL | |||||||
| 15929 SW 150TH STREET | INDIANTOWN | FL | 34956 | NONE | PUBLIC CHARITY | GENERAL PURPOSES | $10,000 |
| ILLINOIS POLICY INSTITUTE | |||||||
| 802 S 2ND STREET | SPRINGFIELD | IL | 62704 | NONE | PUBLIC CHARITY | GENERAL PURPOSES | $25,000 |
| LAKE FOREST ACADEMY | |||||||
| 1500 W KENNEDY ROAD | LAKE FOREST | IL | 60045 | NONE | PUBLIC CHARITY | GENERAL PURPOSES | $10,000 |
| LOST TREE VILLAGE CHARITABLE FOUNDATION | |||||||
| 11555 LOST TREE WAY | NORTH PALM BEACH | FL | 33408 | NONE | PUBLIC CHARITY | GENERAL PURPOSES | $25,000 |
| MAYO CLINIC | |||||||
| 200 FIRST STREET SW | ROCHESTER | MN | 55905 | NONE | PUBLIC CHARITY | GENERAL PURPOSES | $50,000 |
| MD ANDERSON CANCER CENTER - THE UNIVERSITY OF TEXAS | |||||||
| 1515 HOLCOMBE BLVD | HOUSTON | TX | 77030 | NONE | PUBLIC CHARITY | GENERAL PURPOSES | $25,000 |
| MEDIA RESEARCH CENTER | |||||||
| 1900 CAMPUS COMMONS DRIVE SUITE 600 | RESTON | VA | 20191 | NONE | PUBLIC CHARITY | GENERAL PURPOSES | $5,000 |
| MISERICORDIA HEART OF MERCY | |||||||
| 6300 N RIDGE AVENUE | CHICAGO | IL | 60660 | NONE | PUBLIC CHARITY | GENERAL PURPOSES | $15,000 |
| PACIFIC RESEARCH INSTITUTE | |||||||
| ONE EMBARCADERO CENTER SUITE 350 | SAN FRANCISCO | CA | 94111 | NONE | PUBLIC CHARITY | GENERAL PURPOSES | $10,000 |
| SACRED HEART SCHOOLS | |||||||
| 6250 N SHERIDAN ROAD | CHICAGO | IL | 60660 | NONE | PUBLIC CHARITY | GENERAL PURPOSES | $25,000 |
| STATE POLICY NETWORK | |||||||
| 1655 N FORT MYER DRIVE SUITE 360 | ARLINGTON | VA | 22209 | NONE | PUBLIC CHARITY | GENERAL PURPOSES | $40,000 |
| THE HEARTLAND INSTITUTE | |||||||
| ONE S WACKER DRIVE SUITE 2740 | CHICAGO | IL | 60606 | NONE | PUBLIC CHARITY | GENERAL PURPOSES | $40,000 |
| THE JAMES MADISON INSTITUTE | |||||||
| THE COLUMNS 100 N DUVAL STREET | TALLAHASSEE | FL | 32301 | NONE | PUBLIC CHARITY | GENERAL PURPOSES | $10,000 |
| THE JOHNS HOPKINS UNIVERSITY | |||||||
| 3400 N CHARLES STREET | BALTIMORE | MD | 21218 | NONE | PUBLIC CHARITY | GENERAL PURPOSES | $50,000 |
| THE PHILANTHROPY ROUNDTABLE | |||||||
| 1730 M STREET NW SUITE 601 | WASHINGTON | DC | 20036 | NONE | PUBLIC CHARITY | GENERAL PURPOSES | $10,000 |
| TREASURE COAST WILDLIFE CENTER | |||||||
| 8626 SW CITRUS BLVD | PALM CITY | FL | 34990 | NONE | PUBLIC CHARITY | GENERAL PURPOSES | $10,000 |
| TURNING POINT OF TAMPA CHARITABLE FOUNDATION | |||||||
| 6227 SHELDON ROAD | TAMPA | FL | 33615 | NONE | PUBLIC CHARITY | GENERAL PURPOSES | $20,000 |
| URBAN YOUTH IMPACT | |||||||
| 2823 N AUSTRALIAN AVENUE | WEST PALM BEACH | FL | 33407 | NONE | PUBLIC CHARITY | GENERAL PURPOSES | $10,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,050,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $4,530 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $471,998 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $23,248 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $580,060 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,079,836 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,079,836 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | HARRISON & HELD, LLP | CategoryTxt |
| Amt | $15,600 | Amt |
| Net Investment Income | $15,600 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (2 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| BLAIR EQUITIES | $7,324,435 | $9,984,814 |
| MORGAN STANLEY EQUITIES | $4,657,023 | $4,647,119 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (6 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| JPMORGAN ALTERNATIVE ASSETS | AT COST | $3,617,512 | $2,536,545 |
| BLAIR MUTUAL FUNDS | AT COST | $800,000 | $670,052 |
| DPE CO-INVESTMENT SILVER SPRUCE, LLC | AT COST | $994,283 | $994,283 |
| DRIEHAUS PRIVATE EQUITY GROWTH FUND | AT COST | $798,061 | $798,061 |
| WILLIAM BLAIR MACRO ALLOCATION FUND LLC | AT COST | $0 | $0 |
| MORGAN STANLEY ALTERNATIVES | AT COST | $366,153 | $299,142 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | HARRISON & HELD, LLP | CategoryTxt |
| Legal Fees | $3,070 | LegalFeesAmt |
| Net Investment Income | $3,070 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BASIS ADJUSTMENTS | Desc |
| BOY Book Value | -$113,057 | BOYBookValueAmt |
| EOY Book Value | $0 | EOYBookValueAmt |
| EOYFMV | $0 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (8 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BANK FEES | $35 | $35 | $0 |
| PAYROLL SERVICE FEES | $574 | $0 | $0 |
| INSURANCE | $39,258 | $0 | $0 |
| DRIEHAUS PRIVATE EQUITY GROWTH FUND I LLC - INVESTMENT EXPENSES | $10,957 | $10,957 | $0 |
| JPMORGAN GREATER CHINA PROPERTY FUND, LLC - INVESTMENT EXPENSES | $340 | $340 | $0 |
| GLOBAL PRIVATE INVESTORS I, L.P. - INVESTMENT EXPENSES | $1,957 | $1,957 | $0 |
| DPE CO-INVESTMENT SILVER SPRUCE, LLC - INVESTMENT EXPENSES | $1,072 | $1,072 | $0 |
| THE BLACKSTONE GROUP L.P. - INVESTMENT EXPENSES | $286 | $286 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (11 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| MORGAN STANLEY A/C 628-028842-350 - SEC 1256 | $7,735 | $7,735 | $7,735 |
| REGENCY ENERGY PARTNERS LP - ORDINARY & 1231 | -$4,123 | -$4,123 | -$4,123 |
| REGENCY ENERGY PARTNERS LP - ROYALTIES | $15 | $15 | $15 |
| MORGAN STANLEY A/C 628-028842-350 - SEC 1250 | $927 | $927 | $927 |
| BUCKEYE PARTNERS, L.P. - ORDINARY & 1231 | $1,127 | $1,127 | $1,127 |
| DRIEHAUS PRIVATE EQUITY GROWTH FUND I LLC - ORDINARY & 1231 | -$3,422 | -$3,422 | -$3,422 |
| JPMORGAN GREATER CHINA PROPERTY FUND, LLC - OTHER | $25,828 | $25,828 | $25,828 |
| GLOBAL PRIVATE INVESTORS I, L.P. - OTHER | -$139 | -$139 | -$139 |
| THE BLACKSTONE GROUP L.P. - ROYALTY | $30 | $30 | $30 |
| THE BLACKSTONE GROUP L.P. - OTHER | $1,852 | $1,852 | $1,852 |
| TARGA RESOURCES PARTNERS LP - ORDINARY | -$6,582 | -$6,582 | -$6,582 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| MORGAN STANLEY ADVISORY FEES | $67,133 | $67,133 | $0 |
| ACCOUNTING AND OTHER INVESTMENT | $19,925 | $19,925 | $0 |
| MANAGEMENT AND CONSULTING FEES | $13,250 | $13,250 | $0 |
| WILLIAM BLAIR ADVISORY FEES | $95,247 | $95,247 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (5 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| WILLIAM BLAIR FOREIGN TAXES | $2,937 | $2,937 | $0 |
| PAYROLL TAXES | $23,597 | $0 | $0 |
| EXCISE TAXES | $160,908 | $0 | $0 |
| THE BLACKSTONE GROUP L.P. FOREIGN TAXES | $6 | $6 | $0 |
| BUCKEYE PARTNERS, L.P. FOREIGN TAXES | $14 | $14 | $0 |