NORTON HEALTHCARE INC: Form 990, tax year 2015

View the entire original 990 at ProPublica ↗

Organization: NORTON HEALTHCARE INC (EIN 61-1028725)
Tax period: 2015-01-01 to 2015-12-31
Filed: 2016-11-14
IRS object ID: 201643199349311744
Schema version: 2015v2.1
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule C
Schedule D
Schedule F
Schedule I
Schedule J
Schedule K
Schedule K
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2016-11-14T20:00:23-06:00	ReturnTs
Tax Period End	2015-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	350921680	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	CROWE HORWATH LLP	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	9600 Brownsboro Road	AddressLine1Txt
Address Line2	Suite 400	AddressLine2Txt
City	Louisville	CityNm
State Abbreviation	KY	StateAbbreviationCd
ZIP	402411122	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990	ReturnTypeCd
Tax Period Begin	2015-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	611028725	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	Norton Healthcare Inc	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Business Name Control	NORT	BusinessNameControlTxt
Phone	5026298249	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	Accounting 224 E Broadway 5th Fl	AddressLine1Txt
City	Louisville	CityNm
State Abbreviation	KY	StateAbbreviationCd
ZIP	40202	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	Michael W Gough	PersonNm
Person Title	Treasurer	PersonTitleTxt
Signature	2016-11-14	SignatureDt
Discuss With Paid Preparer	Yes (true)	DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	Rachel Spurlock	PreparerPersonNm
PTIN	P00520729	PTIN
Phone	5023263996	PhoneNum

Field	Value	IRS element (for citing)
Tax	2015	TaxYr
Build TS	2017-02-10 21:41:12Z	BuildTS

Form 990 IRS990

Principal Ofcr Business Name PrincipalOfcrBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	J Bruce Scott	BusinessNameLine1Txt

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	Accounting 224 E Broadway 5th Fl	AddressLine1Txt
City	Louisville	CityNm
State Abbreviation	KY	StateAbbreviationCd
ZIP	40202	ZIPCd

Field	Value	IRS element (for citing)
Gross Receipts	$540,980,854	GrossReceiptsAmt
Group Return For Affiliates	false	GroupReturnForAffiliatesInd
Organization501c3	Yes (X)	Organization501c3Ind
Website Address	WWW.NORTONHEALTHCARE.COM	WebsiteAddressTxt
Type Of Organization Corp	Yes (X)	TypeOfOrganizationCorpInd
Formation	1983	FormationYr
Legal Domicile State	KY	LegalDomicileStateCd
Activity Or Mission	Norton Healthcare's purpose is to provide quality health care to all those we serve, in a manner that responds to the needs of our communities and honors our faith heritage.	ActivityOrMissionDesc
Voting Members Governing Body	22	VotingMembersGoverningBodyCnt
Voting Members Independent	21	VotingMembersIndependentCnt
Total Employee	2056	TotalEmployeeCnt
Total Volunteers	1	TotalVolunteersCnt
Total Gross UBI	$0	TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm	$0	NetUnrelatedBusTxblIncmAmt
PY Contributions Grants	$933,224	PYContributionsGrantsAmt
CY Contributions Grants	$803,490	CYContributionsGrantsAmt
PY Program Service Revenue	$160,391,143	PYProgramServiceRevenueAmt
CY Program Service Revenue	$161,573,948	CYProgramServiceRevenueAmt
PY Investment Income	$24,721,049	PYInvestmentIncomeAmt
CY Investment Income	$45,328,375	CYInvestmentIncomeAmt
PY Other Revenue	$2,226,309	PYOtherRevenueAmt
CY Other Revenue	$9,942,859	CYOtherRevenueAmt
PY Total Revenue	$188,271,725	PYTotalRevenueAmt
CY Total Revenue	$217,648,672	CYTotalRevenueAmt
PY Grants And Similar Paid	$2,452,508	PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid	$1,579,718	CYGrantsAndSimilarPaidAmt
CY Benefits Paid To Members	$0	CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid	$125,493,974	PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid	$135,214,532	CYSalariesCompEmpBnftPaidAmt
CY Total Prof Fndrsng Expns	$0	CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense	$0	CYTotalFundraisingExpenseAmt
PY Other Expenses	$96,374,567	PYOtherExpensesAmt
CY Other Expenses	$109,495,914	CYOtherExpensesAmt
PY Total Expenses	$224,321,049	PYTotalExpensesAmt
CY Total Expenses	$246,290,164	CYTotalExpensesAmt
PY Revenues Less Expenses	-$36,049,324	PYRevenuesLessExpensesAmt
CY Revenues Less Expenses	-$28,641,492	CYRevenuesLessExpensesAmt
Total Assets BOY	$1,181,601,907	TotalAssetsBOYAmt
Total Assets EOY	$1,259,945,526	TotalAssetsEOYAmt
Total Liabilities BOY	$1,447,930,702	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$1,645,334,708	TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY	-$266,328,795	NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY	-$385,389,182	NetAssetsOrFundBalancesEOYAmt
Mission	Norton Healthcare's purpose is to provide quality health care to all those we serve, in a manner that responds to the needs of our communities and honors our faith heritage.	MissionDesc
Significant New Program Srvc	false	SignificantNewProgramSrvcInd
Significant Change	false	SignificantChangeInd
Expense	$202,672,970	ExpenseAmt
Grant	$1,579,718	GrantAmt
Revenue	$171,127,656	RevenueAmt
Desc	NORTON HEALTHCARE, INC. (NHI) IS A NOT-FOR-PROFIT CORPORATION BASED IN LOUISVILLE, KY. IN 2015 NHI, THROUGH ITS AFFILIATE, NORTON HOSPITALS, INC., HAD A TOTAL OF 1,837 LICENSED BEDS: NORTON HOSPITAL - 605 BEDS; KOSAIR CHILDREN'S HOSPITAL - 300 BEDS; NORTON AUDUBON HOSPITAL - 432 BEDS; NORTON WOMEN'S AND KOSAIR CHILDREN'S HOSPITAL - 373 BEDS; AND NORTON BROWNSBORO HOSPITAL - 127 BEDS. THESE FIVE HOSPITALS OPERATE 24 HOURS A DAY, SEVEN DAYS A WEEK. NHI, THROUGH ITS AFFILIATE, COMMUNITY MEDICAL ASSOCIATES, INC. HAD MORE THAN 200 PHYSICIAN PRACTICE LOCATIONS AND 13 IMMEDIATE CARE CENTERS OPERATING IN SEVENTEEN COUNTIES IN KENTUCKY AND SEVEN COUNTIES IN SOUTHERN INDIANA. (CONTINUED IN SCHEDULE O)	Desc
Total Program Service Expenses	$202,672,970	TotalProgramServiceExpensesAmt
Described In Section501c3	Yes (true)	DescribedInSection501c3Ind
Schedule B Required	Yes (true)	ScheduleBRequiredInd
Political Campaign Acty	false	PoliticalCampaignActyInd
Lobbying Activities	Yes (true)	LobbyingActivitiesInd
Subject To Proxy Tax	false	SubjectToProxyTaxInd
Donor Advised Fund	false	DonorAdvisedFundInd
Conservation Easements	false	ConservationEasementsInd
Collections Of Art	false	CollectionsOfArtInd
Credit Counseling	false	CreditCounselingInd
Temp Or Permanent Endowments	false	TempOrPermanentEndowmentsInd
Report Land Building Equipment	Yes (true)	ReportLandBuildingEquipmentInd
Report Investments Other Sec	Yes (true)	ReportInvestmentsOtherSecInd
Report Program Related Invst	false	ReportProgramRelatedInvstInd
Report Other Assets	false	ReportOtherAssetsInd
Report Other Liabilities	Yes (true)	ReportOtherLiabilitiesInd
Include FIN48 Footnote	false	IncludeFIN48FootnoteInd
Independent Audit Fincl Stmt	false	IndependentAuditFinclStmtInd
Consolidated Audit Fincl Stmt	Yes (true)	ConsolidatedAuditFinclStmtInd
School Operating	false	SchoolOperatingInd
Foreign Office	false	ForeignOfficeInd
Foreign Activities	Yes (true)	ForeignActivitiesInd
More Than5000 K To Org	false	MoreThan5000KToOrgInd
More Than5000 K To Individuals	false	MoreThan5000KToIndividualsInd
Professional Fundraising	false	ProfessionalFundraisingInd
Fundraising Activities	false	FundraisingActivitiesInd
Gaming Activities	false	GamingActivitiesInd
Operate Hospital	false	OperateHospitalInd
Grants To Organizations	Yes (true)	GrantsToOrganizationsInd
Grants To Individuals	false	GrantsToIndividualsInd
Schedule J Required	Yes (true)	ScheduleJRequiredInd
Tax Exempt Bonds	Yes (true)	TaxExemptBondsInd
Invest Tax Exempt Bonds	false	InvestTaxExemptBondsInd
Escrow Account	Yes (true)	EscrowAccountInd
On Behalf Of Issuer	false	OnBehalfOfIssuerInd
Engaged In Excess Benefit Trans	false	EngagedInExcessBenefitTransInd
PY Excess Benefit Trans	false	PYExcessBenefitTransInd
Loan Outstanding	false	LoanOutstandingInd
Grant To Related Person	false	GrantToRelatedPersonInd
Business Rln With Org Mem	false	BusinessRlnWithOrgMemInd
Business Rln With Fam Mem	false	BusinessRlnWithFamMemInd
Business Rln With Officer Ent	false	BusinessRlnWithOfficerEntInd
Deductible Non Cash Contri	false	DeductibleNonCashContriInd
Deductible Art Contribution	false	DeductibleArtContributionInd
Terminate Operations	false	TerminateOperationsInd
Partial Liquidation	false	PartialLiquidationInd
Disregarded Entity	false	DisregardedEntityInd
Related Entity	Yes (true)	RelatedEntityInd
Related Organization Ctrl Ent	Yes (true)	RelatedOrganizationCtrlEntInd
Transaction With Control Ent	Yes (true)	TransactionWithControlEntInd
Trnsfr Exmpt Non Chrtbl Rltd Org	false	TrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted Prtshp	false	ActivitiesConductedPrtshpInd
Schedule O Required	Yes (true)	ScheduleORequiredInd
IRP Document	510	IRPDocumentCnt
IRP Document W2 G	3	IRPDocumentW2GCnt
Backup Wthld Compliance	Yes (true)	BackupWthldComplianceInd
Employee	2056	EmployeeCnt
Employment Tax Returns Filed	Yes (true)	EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over Limit	false	UnrelatedBusIncmOverLimitInd
Foreign Financial Account	false	ForeignFinancialAccountInd
Prohibited Tax Shelter Trans	false	ProhibitedTaxShelterTransInd
Taxable Party Notification	false	TaxablePartyNotificationInd
Nondeductible Contributions	false	NondeductibleContributionsInd
Quid Pro Quo Contributions	false	QuidProQuoContributionsInd
Form8282 Property Disposed Of	false	Form8282PropertyDisposedOfInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	false	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	false	PayPremiumsPrsnlBnftCntrctInd
Indoor Tanning Services	false	IndoorTanningServicesInd
Info In Schedule O Part VI	Yes (X)	InfoInScheduleOPartVIInd
Governing Body Voting Members	22	GoverningBodyVotingMembersCnt
Independent Voting Member	21	IndependentVotingMemberCnt
Family Or Business Rln	Yes (true)	FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties	false	DelegationOfMgmtDutiesInd
Change To Org Documents	false	ChangeToOrgDocumentsInd
Material Diversion Or Misuse	false	MaterialDiversionOrMisuseInd
Members Or Stockholders	false	MembersOrStockholdersInd
Election Of Board Members	false	ElectionOfBoardMembersInd
Decisions Subject To Approva	false	DecisionsSubjectToApprovaInd
Minutes Of Governing Body	Yes (true)	MinutesOfGoverningBodyInd
Minutes Of Committees	Yes (true)	MinutesOfCommitteesInd
Officer Mailing Address	false	OfficerMailingAddressInd
Local Chapters	false	LocalChaptersInd
Form990 Provided To Gvrn Body	Yes (true)	Form990ProvidedToGvrnBodyInd
Conflict Of Interest Policy	Yes (true)	ConflictOfInterestPolicyInd
Annual Disclosure Covered Prsn	Yes (true)	AnnualDisclosureCoveredPrsnInd
Regular Monitoring Enfrc	Yes (true)	RegularMonitoringEnfrcInd
Whistleblower Policy	Yes (true)	WhistleblowerPolicyInd
Document Retention Policy	Yes (true)	DocumentRetentionPolicyInd
Compensation Process CEO	Yes (true)	CompensationProcessCEOInd
Compensation Process Other	Yes (true)	CompensationProcessOtherInd
Investment In Joint Venture	false	InvestmentInJointVentureInd
Own Website	Yes (X)	OwnWebsiteInd
Upon Request	Yes (X)	UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	Helena Schulz	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Phone	5026298263	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	Accounting 224 E BROADWAY 5th Fl	AddressLine1Txt
City	LOUISVILLE	CityNm
State Abbreviation	KY	StateAbbreviationCd
ZIP	402022025	ZIPCd

Form990 Part VII Section A Form990PartVIISectionAGrp (44 entries)

TitleTitleTxt	Average Hours Per WeekAverageHoursPerWeekRt	Average Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRt	Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd	OfficerOfficerInd	Reportable Comp From OrgReportableCompFromOrgAmt	Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt	Other CompensationOtherCompensationAmt	Key EmployeeKeyEmployeeInd	Highest Compensated EmployeeHighestCompensatedEmployeeInd	Former Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd
Stephen A Williams
CEO/Trustee	30.0	20.0	Yes (X)	Yes (X)	$2,599,308	$0	$135,934
Maria L Bouvette
Trustee	1.0	2.5	Yes (X)		$1,600	$0	$0
Brendan Canavan
Trustee	1.0	2.5	Yes (X)		$1,600	$0	$0
Sue Davis EdD RN
Trustee	1.0	2.5	Yes (X)		$1,600	$0	$0
Craig D Grant
Trustee	1.0	2.5	Yes (X)		$1,600	$0	$0
Louis S Heuser MD
Trustee	1.0	2.5	Yes (X)		$1,600	$0	$0
Martha K Heyburn MD
Trustee	3.0	2.5	Yes (X)		$1,600	$0	$0
Richard R Ivey
Trustee	1.0	2.5	Yes (X)		$1,600	$0	$0
Ronald Lehocky MD
Trustee	3.0	2.5	Yes (X)		$1,600	$0	$0
Gail Lyttle
Trustee	1.0	2.5	Yes (X)		$1,600	$0	$0
Gregory E Mayes
Trustee	5.0	2.5	Yes (X)		$1,600	$0	$0
Joseph J McGowan EdD
Trustee	1.0	2.5	Yes (X)		$1,600	$0	$0
Edie Nixon
Trustee	2.0	2.5	Yes (X)		$1,600	$0	$0
Barry Pennybaker
Trustee	1.0	2.5	Yes (X)		$1,600	$0	$0
Erwin Roberts
Trustee	1.0	2.5	Yes (X)		$1,600	$0	$0
G Hunt Rounsavall Jr
Trustee	3.0	3.5	Yes (X)		$1,600	$0	$0
Rev William J Schultz
Trustee	3.0	2.5	Yes (X)		$1,600	$0	$0
Gary L Stewart
Trustee	2.0	3.5	Yes (X)		$1,600	$0	$0
James L Sublett MD
Trustee	1.0	2.5	Yes (X)		$1,600	$0	$0
Richard S Wolf MD
Honorary Chair Emeritus	1.0	3.5	Yes (X)		$1,600	$0	$0
Donald H Robinson
Chair	12.0	2.5	Yes (X)		$0	$0	$0
Maria Gerwing Hampton
Vice Chair	7.0	2.5	Yes (X)		$1,600	$0	$0
Russell F Cox
President	30.0	20.0		Yes (X)	$1,371,692	$0	$763,935
Michael W Gough
Sys Sr VP CFO/Treasurer	30.0	20.0		Yes (X)	$1,141,474	$0	$560,808
Robert B Azar
Sys VP Chief Legal Officer/Secretary	30.0	20.0		Yes (X)	$653,501	$0	$117,515
Dana Allen
Sys VP Chief Marketing Officer	50.0	0			$411,897	$0	$72,424	Yes (X)
Mary Jo Bean
Sys VP Planning & Bus Analysis	50.0	0			$401,720	$0	$75,714	Yes (X)
Charles Bohn
SYS VP Chief HR Officer	50.0	0			$582,591	$0	$111,395	Yes (X)
Michael Esposito
SYS VP Business Development	50.0	0			$462,564	$0	$101,801	Yes (X)
James Frazier
SYS VP Medical Affairs	50.0	0			$558,517	$0	$105,285	Yes (X)
Steve Heilman
Sys VP CMIO	50.0	0			$551,118	$0	$144,408	Yes (X)
Steve Hester
Sys Sr VP, CMO	50.0	0			$1,471,771	$0	$230,008	Yes (X)
Mary Lynn Meyer
Sys VP and CDO	28.5	21.5			$195,481	$337,418	$108,325	Yes (X)
Steve Ready
Sys VP CIO	50.0	0			$626,636	$0	$103,930	Yes (X)
Scott Watkins
Division VP COO	50.0	0			$574,644	$0	$121,748	Yes (X)
Tracy Williams
Sys Sr VP, CNO	50.0	0			$533,319	$0	$103,649	Yes (X)
Douglas Winkelhake
Division President Adult Services	50.0	0			$806,791	$0	$167,368	Yes (X)
Maureen Capalbo
Sys VP Nursing Systems	50.0	0			$430,243	$0	$56,041		Yes (X)
Mary Corbett
SYS VP CHIEF GOV'T RELATIONS OFFICER	50.0	0			$372,037	$0	$422,979		Yes (X)
Alfonso Cornish
Sys VP Learning & Org Dev	50.0	0			$381,427	$0	$43,666		Yes (X)
Thomas Johnson
Sys VP PR-Chief Communication Officer	50.0	0			$379,080	$0	$78,066		Yes (X)
Adam Kempf
Sys VP Finance	50.0	0			$400,552	$0	$80,517		Yes (X)
Sandra Brooks
Former Sys VP Research & Prevention	0.0	0			$197,990	$0	$9,313			Yes (X)
Kenneth Wilson
SYS VP Clinical Effectiveness	0.0	0			$478,874	$0	$63,670			Yes (X)

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	$15,615,227	TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org	$337,418	TotReportableCompRltdOrgAmt
Total Other Compensation	$3,778,499	TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K	220	IndivRcvdGreaterThan100KCnt
Former Ofcr Employees Listed	Yes (true)	FormerOfcrEmployeesListedInd
Total Comp Greater Than150 K	Yes (true)	TotalCompGreaterThan150KInd
Compensation From Other Srcs	Yes (true)	CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1Txt	CityContractorAddress/USAddress/CityNm	State AbbreviationContractorAddress/USAddress/StateAbbreviationCd	ZIPContractorAddress/USAddress/ZIPCd	ServicesServicesDesc	CompensationCompensationAmt	Address Line2ContractorAddress/USAddress/AddressLine2Txt
FIRSTSOURCE SOLUTIONS USA LLC
6455 RELIABLE PKWY	CHICAGO	IL	60686	PROFESSIONAL SERVICES	$6,641,604
EPIC SYSTEMS CORPORATION
P O BOX 88314	MILWAUKEE	WI	532880314	SOFTWARE AND SERVICES	$5,804,597
The CSI Companies INC
PO Box 890841	Charlotte	NC	282890841	PROFESSIONAL SERVICES	$3,043,345
iNFOR(US) INC
NW 7418	MINNEAPOLIS	MN	554857418	SOFTWARE AND SERVICES	$2,566,182	PO BOX 1450
JENNER & BLOCK LLP
353 NORTH CLARK ST	CHICAGO	IL	606543456	LEGAL SERVICES	$2,550,489

Field	Value	IRS element (for citing)
Cntrct Rcvd Greater Than100 K	89	CntrctRcvdGreaterThan100KCnt
Info In Schedule O Part VIII	Yes (X)	InfoInScheduleOPartVIIIInd
Related Organizations	$803,490	RelatedOrganizationsAmt
Total Contributions	$803,490	TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (3 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
Management fees	900099	$157,420,956	$157,420,956
Clinical Research Trials	900099	$3,996,721	$3,996,721
Education Programs	900099	$156,271	$156,271

Total Oth Program Service Rev TotalOthProgramServiceRevGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$0	TotalRevenueColumnAmt
Related Or Exempt Func Income	$0	RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue	$0	UnrelatedBusinessRevenueAmt
Exclusion	$0	ExclusionAmt

Field	Value	IRS element (for citing)
Total Program Service Revenue	$161,573,948	TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$17,477,543	TotalRevenueColumnAmt
Exclusion	$17,477,543	ExclusionAmt

Incm From Invest Bond Proceeds IncmFromInvestBondProceedsGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$272,529	TotalRevenueColumnAmt
Exclusion	$272,529	ExclusionAmt

Gross Rents GrossRentsGrp

Field	Value	IRS element (for citing)
Real	$281,133	RealAmt

Rental Income Or Loss RentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Real	$281,133	RealAmt
Personal	$0	PersonalAmt

Net Rental Income Or Loss NetRentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$281,133	TotalRevenueColumnAmt
Exclusion	$281,133	ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

Field	Value	IRS element (for citing)
Securities	$350,910,485	SecuritiesAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

Field	Value	IRS element (for citing)
Securities	$323,332,182	SecuritiesAmt

Gain Or Loss GainOrLossGrp

Field	Value	IRS element (for citing)
Securities	$27,578,303	SecuritiesAmt
Other	$0	OtherAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$27,578,303	TotalRevenueColumnAmt
Exclusion	$27,578,303	ExclusionAmt

Other Revenue Misc OtherRevenueMiscGrp (3 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
Credit Card Rebate	900099	$1,136,393	$1,136,393
Employee Emergency Fund	900099	$357,277	$357,277
Option Amendment Activity	900099	$6,754,892	$6,754,892

Miscellaneous Revenue MiscellaneousRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$1,413,164	TotalRevenueColumnAmt
Related Or Exempt Func Income	$1,305,146	RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue	$0	UnrelatedBusinessRevenueAmt
Exclusion	$108,018	ExclusionAmt

Field	Value	IRS element (for citing)
Other Revenue Total	$9,661,726	OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$217,648,672	TotalRevenueColumnAmt
Related Or Exempt Func Income	$171,127,656	RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue	$0	UnrelatedBusinessRevenueAmt
Exclusion	$45,717,526	ExclusionAmt

Field	Value	IRS element (for citing)
Info In Schedule O Part IX	Yes (X)	InfoInScheduleOPartIXInd

Grants To Domestic Orgs GrantsToDomesticOrgsGrp

Field	Value	IRS element (for citing)
Total	$1,579,718	TotalAmt
Program Services	$1,579,718	ProgramServicesAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

Field	Value	IRS element (for citing)
Total	$12,494,146	TotalAmt
Program Services	$6,877,256	ProgramServicesAmt
Management And General	$5,616,890	ManagementAndGeneralAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

Field	Value	IRS element (for citing)
Total	$96,264,564	TotalAmt
Program Services	$84,970,788	ProgramServicesAmt
Management And General	$11,293,776	ManagementAndGeneralAmt

Pension Plan Contributions PensionPlanContributionsGrp

Field	Value	IRS element (for citing)
Total	$6,070,722	TotalAmt
Program Services	$5,627,435	ProgramServicesAmt
Management And General	$443,287	ManagementAndGeneralAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

Field	Value	IRS element (for citing)
Total	$12,391,070	TotalAmt
Program Services	$11,575,946	ProgramServicesAmt
Management And General	$815,124	ManagementAndGeneralAmt

Payroll Taxes PayrollTaxesGrp

Field	Value	IRS element (for citing)
Total	$7,994,030	TotalAmt
Program Services	$6,970,668	ProgramServicesAmt
Management And General	$1,023,362	ManagementAndGeneralAmt

Fees For Services Legal FeesForServicesLegalGrp

Field	Value	IRS element (for citing)
Total	$2,840,835	TotalAmt
Program Services	$2,528,343	ProgramServicesAmt
Management And General	$312,492	ManagementAndGeneralAmt

Fees For Services Accounting FeesForServicesAccountingGrp

Field	Value	IRS element (for citing)
Total	$614,004	TotalAmt
Program Services	$245,602	ProgramServicesAmt
Management And General	$368,402	ManagementAndGeneralAmt

Fees For Services Lobbying FeesForServicesLobbyingGrp

Field	Value	IRS element (for citing)
Total	$378,632	TotalAmt
Program Services	$151,453	ProgramServicesAmt
Management And General	$227,179	ManagementAndGeneralAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

Field	Value	IRS element (for citing)
Total	$2,005,610	TotalAmt
Management And General	$2,005,610	ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

Field	Value	IRS element (for citing)
Total	$42,955,577	TotalAmt
Program Services	$38,246,429	ProgramServicesAmt
Management And General	$4,709,148	ManagementAndGeneralAmt
Fundraising	$0	FundraisingAmt

Office Expenses OfficeExpensesGrp

Field	Value	IRS element (for citing)
Total	$2,626,562	TotalAmt
Program Services	$2,214,587	ProgramServicesAmt
Management And General	$411,975	ManagementAndGeneralAmt

Occupancy OccupancyGrp

Field	Value	IRS element (for citing)
Total	$6,474,147	TotalAmt
Program Services	$5,116,605	ProgramServicesAmt
Management And General	$1,357,542	ManagementAndGeneralAmt

Travel TravelGrp

Field	Value	IRS element (for citing)
Total	$1,421,709	TotalAmt
Program Services	$1,140,926	ProgramServicesAmt
Management And General	$280,783	ManagementAndGeneralAmt

Interest InterestGrp

Field	Value	IRS element (for citing)
Total	$31,486,495	TotalAmt
Management And General	$31,486,495	ManagementAndGeneralAmt

Depreciation Depletion DepreciationDepletionGrp

Field	Value	IRS element (for citing)
Total	$17,094,520	TotalAmt
Program Services	$19,480	ProgramServicesAmt
Management And General	$17,075,040	ManagementAndGeneralAmt

Insurance InsuranceGrp

Field	Value	IRS element (for citing)
Total	$9,393,884	TotalAmt
Program Services	$8,362,094	ProgramServicesAmt
Management And General	$1,031,790	ManagementAndGeneralAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDesc	TotalTotalAmt	Program ServicesProgramServicesAmt	Management And GeneralManagementAndGeneralAmt
Equipment rental & repair	$36,815,357	$34,484,824	$2,330,533
Recruitment	$1,047,443	$938,143	$109,300
Interest allocation	-$36,634,615		-$36,634,615
Insurance allocation	-$10,088,382	-$8,978,660	-$1,109,722

All Other Expenses AllOtherExpensesGrp

Field	Value	IRS element (for citing)
Total	$1,064,136	TotalAmt
Program Services	$601,333	ProgramServicesAmt
Management And General	$462,803	ManagementAndGeneralAmt
Fundraising	$0	FundraisingAmt

Total Functional Expenses TotalFunctionalExpensesGrp

Field	Value	IRS element (for citing)
Total	$246,290,164	TotalAmt
Program Services	$202,672,970	ProgramServicesAmt
Management And General	$43,617,194	ManagementAndGeneralAmt
Fundraising	$0	FundraisingAmt

Cash Non Interest Bearing CashNonInterestBearingGrp

Field	Value	IRS element (for citing)
BOY	$2,322,855	BOYAmt
EOY	-$11,544,487	EOYAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

Field	Value	IRS element (for citing)
BOY	$210,523,477	BOYAmt
EOY	$276,468,067	EOYAmt

Accounts Receivable AccountsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$7,598,321	BOYAmt
EOY	$8,561,162	EOYAmt

Receivables From Officers Etc ReceivablesFromOfficersEtcGrp

Field	Value	IRS element (for citing)
EOY	$0	EOYAmt

Rcvbl From Disqualified Prsn RcvblFromDisqualifiedPrsnGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt

Inventories For Sale Or Use InventoriesForSaleOrUseGrp

Field	Value	IRS element (for citing)
BOY	$632,426	BOYAmt
EOY	$662,313	EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

Field	Value	IRS element (for citing)
BOY	$22,750,667	BOYAmt
EOY	$25,778,351	EOYAmt

Field	Value	IRS element (for citing)
Land Bldg Equip Cost Or Other Bss	$395,217,372	LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec	$317,634,699	LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

Field	Value	IRS element (for citing)
BOY	$78,294,484	BOYAmt
EOY	$77,582,673	EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

Field	Value	IRS element (for citing)
BOY	$606,816,843	BOYAmt
EOY	$625,315,227	EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

Field	Value	IRS element (for citing)
BOY	$199,167,556	BOYAmt
EOY	$218,619,416	EOYAmt

Investments Program Related InvestmentsProgramRelatedGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt

Other Assets Total OtherAssetsTotalGrp

Field	Value	IRS element (for citing)
BOY	$53,495,278	BOYAmt
EOY	$38,502,804	EOYAmt

Total Assets TotalAssetsGrp

Field	Value	IRS element (for citing)
BOY	$1,181,601,907	BOYAmt
EOY	$1,259,945,526	EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

Field	Value	IRS element (for citing)
BOY	$178,386,219	BOYAmt
EOY	$176,345,745	EOYAmt

Grants Payable GrantsPayableGrp

Field	Value	IRS element (for citing)
BOY	$2,716,753	BOYAmt
EOY	$1,842,926	EOYAmt

Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$870,548,010	BOYAmt
EOY	$844,124,150	EOYAmt

Other Liabilities OtherLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$396,279,720	BOYAmt
EOY	$623,021,887	EOYAmt

Total Liabilities TotalLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$1,447,930,702	BOYAmt
EOY	$1,645,334,708	EOYAmt

Field	Value	IRS element (for citing)
Organization Follows SFAS117	Yes (X)	OrganizationFollowsSFAS117Ind

Unrestricted Net Assets UnrestrictedNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	-$266,496,074	BOYAmt
EOY	-$385,547,307	EOYAmt

Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$167,279	BOYAmt
EOY	$158,125	EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	-$266,328,795	BOYAmt
EOY	-$385,389,182	EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$1,181,601,907	BOYAmt
EOY	$1,259,945,526	EOYAmt

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	Yes (X)	InfoInScheduleOPartXIInd
Reconcilation Revenue Expnss	-$28,641,492	ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst	-$56,821,777	NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets	-$33,597,118	OtherChangesInNetAssetsAmt
Method Of Accounting Accrual	Yes (X)	MethodOfAccountingAccrualInd
Accountant Compile Or Review	false	AccountantCompileOrReviewInd
FS Audited	Yes (true)	FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

Field	Value	IRS element (for citing)
Consolidated Basis Fincl Stmt	Yes (X)	ConsolidatedBasisFinclStmtInd

Field	Value	IRS element (for citing)
Audit Committee	Yes (true)	AuditCommitteeInd
Federal Grant Audit Required	false	FederalGrantAuditRequiredInd

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
Supporting Organization509a3	Yes (X)	SupportingOrganization509a3Ind
Supporting Org Type2	Yes (X)	SupportingOrgType2Ind
Supported Organizations	4	SupportedOrganizationsCnt

Supported Org Information SupportedOrgInformationGrp (4 entries)

EINEIN	Organization TypeOrganizationTypeCd	Governing Document ListedGoverningDocumentListedInd	SupportSupportAmt	Other SupportOtherSupportAmt
NORTON HOSPITALS INC
610703799	3	Yes (true)	$738,881,329	$0
COMMUNITY MEDICAL ASSOCIATES INC
611276316	9	Yes (true)	$259,431,538	$0
NORTON HEALTHCARE FOUNDATION INC
310914919	7	Yes (true)	$1,871,258	$0
THE CHILDREN'S HOSPITAL FND INC
616027530	7	Yes (true)	$4,849,541	$0

Field	Value	IRS element (for citing)
Supported Organizations Total	4	SupportedOrganizationsTotalCnt
Support Sum	$1,005,033,666	SupportSumAmt
Other Support Sum	$0	OtherSupportSumAmt

Form990 Sch A Supporting Org Form990SchASupportingOrgGrp

Field	Value	IRS element (for citing)
Listed By Name Governing Doc	false	ListedByNameGoverningDocInd
Suprt Org No IRS Determination	false	SuprtOrgNoIRSDeterminationInd
Supported Org Section C456	false	SupportedOrgSectionC456Ind
Supported Org Not Organized US	false	SupportedOrgNotOrganizedUSInd
Organization Change Suprt Org	false	OrganizationChangeSuprtOrgInd
Support Non Supported Org	false	SupportNonSupportedOrgInd
Payment Substantial Contribtr	false	PaymentSubstantialContribtrInd
Loan Disqualified Person	false	LoanDisqualifiedPersonInd
Controlled Disqualified Prsn	false	ControlledDisqualifiedPrsnInd
Disqualified Prsn Controll Int	false	DisqualifiedPrsnControllIntInd
Disqualified Prsn Ownr Int	false	DisqualifiedPrsnOwnrIntInd
Excess Business Holdings Rules	false	ExcessBusinessHoldingsRulesInd
Contribution Controller	false	ContributionControllerInd
Contribution Family	false	ContributionFamilyInd
Contribution35 Controlled	false	Contribution35ControlledInd

Field	Value	IRS element (for citing)
Majority Dir Trst Supported Org	false	MajorityDirTrstSupportedOrgInd

Form990 Schedule A Part VI Form990ScheduleAPartVIGrp (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

Schedule A, Part IV, Section A, Line 1 Supported Orgs Listed By Name

Norton Hospitals, Inc. is named as a supported organization in the Articles of Incorporation of Norton Healthcare, Inc., and the other three supported organizations are identified by class or purpose. Specifically, the Articles of Incorporation of Norton Healthcare, Inc. provide that the organization will support (in addition to Norton Hospitals, Inc.) the operations and activities of other affiliated publicly supported organizations that are operated to promote the general health of the community in conjunction with Norton Hospitals.

Schedule A, Part IV, Section C, Line 1 Majority director detail

As a supporting organization, Norton Healthcare, Inc. is supervised or controlled in connection with the supported organizations, and therefore, is designated as a Type II supporting organization. Norton Healthcare, Inc. meets this classification because the management of Norton Healthcare, Inc. is vested in the same persons that control and manage the supported organizations. Specifically, the organizations share the same Chief Executive Officer, Chief Legal Officer, President/Chief Operating Officer, and Chief Financial Officer. This common control allows Norton Healthcare, Inc. and its four supported organizations to function collectively as a health system, with Norton Healthcare, Inc. providing management and administrative support to the supported organizations. The fact that the core leadership team of each of the supported organizations is also the core leadership team of Norton Healthcare, Inc. assures that Norton Healthcare, Inc. is responsive to the needs and demands of the supported organizations and that Norton Healthcare, Inc. constitutes an integral part of and maintains a significant involvement in the operations of the supported organizations.

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

Field	Value	IRS element (for citing)
Contributor	RESTRICTED	ContributorNum

Contributor Business Name ContributorBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor US Address ContributorUSAddress

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Total Contributions	RESTRICTED	TotalContributionsAmt

Schedule C IRS990ScheduleC

Field	Value	IRS element (for citing)
Volunteers	false	VolunteersInd
Paid Staff Or Management	Yes (true)	PaidStaffOrManagementInd
Media Advertisements	false	MediaAdvertisementsInd
Mailings Members	false	MailingsMembersInd
Publications Or Broadcast	false	PublicationsOrBroadcastInd
Grants Other Organizations	false	GrantsOtherOrganizationsInd
Direct Contact Legislators	Yes (true)	DirectContactLegislatorsInd
Direct Contact Legislators	$6,940	DirectContactLegislatorsAmt
Rallies Demonstrations	false	RalliesDemonstrationsInd
Other Activities	Yes (true)	OtherActivitiesInd
Other Activities	$378,632	OtherActivitiesAmt
Total Lobbying Expenditures	$385,572	TotalLobbyingExpendituresAmt
Not Described Section501c3	false	NotDescribedSection501c3Ind

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	Schedule C, Part II-B, Line 1 Description of the activities reported on lines 1A through 1i	FormAndLineReferenceDesc
Explanation	Part II-B, line 1(i) other lobbying activities: Payments made to the following entities for government affairs representation to focus on goals and priorities to advocate, educate and promote the interest of Norton Healthcare, Inc. and registered as appropriate with the legislative and/or executive branch ethics commission as agents/lobbyists: Government Strategies totaling $125,000, Rotunda Group LLC totaling $96,250, Cassidy & Associates, Inc. totaling $157,382 Part II-B, line 1(g): Employees of Norton Healthcare, Inc. are engaged in lobbying health policy issues at the state level to lobby the executive and legistlative branches of Kentucky's government. Norton Healthcare, Inc. is not registered to lobby at the federal level. Lobbying compensation paid and activities as reported to the Kentucky Legislative Ethics committee is $6,940	ExplanationTxt

Schedule D IRS990ScheduleD

Land LandGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$2,125,807	OtherCostOrOtherBasisAmt
Book Value	$2,125,807	BookValueAmt

Buildings BuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$50,142,009	OtherCostOrOtherBasisAmt
Depreciation	$37,721,170	DepreciationAmt
Book Value	$12,420,839	BookValueAmt

Equipment EquipmentGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$330,856,147	OtherCostOrOtherBasisAmt
Depreciation	$279,205,408	DepreciationAmt
Book Value	$51,650,739	BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$12,093,409	OtherCostOrOtherBasisAmt
Depreciation	$708,121	DepreciationAmt
Book Value	$11,385,288	BookValueAmt

Field	Value	IRS element (for citing)
Total Book Value Land Buildings	$77,582,673	TotalBookValueLandBuildingsAmt

Other Securities OtherSecuritiesGrp (2 entries)

DescDesc	Book ValueBookValueAmt	Method ValuationMethodValuationCd
ALTERNATIVE INVESTMENTS MASTER TRUST UNITS	$175,473,082	F
REAL ESTATE MASTER TRUST UNITS	$43,146,334	F

Field	Value	IRS element (for citing)
Total Book Value Securities	$218,619,416	TotalBookValueSecuritiesAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (7 entries)

DescDesc	AmtAmt
PAYABLE TO AFFILIATES	$421,049,802
SELF INSURANCE TRUST	$115,466,640
OTHER LIABILITIES	$37,797,967
INTEREST RATE SWAP LIABILITY
OTHER INSURANCE	$1,548,229
Pension	$47,159,249
Capital Lease

Field	Value	IRS element (for citing)
Total Liability	$623,021,887	TotalLiabilityAmt

Schedule F IRS990ScheduleF

Account Activities Outside US AccountActivitiesOutsideUSGrp

Field	Value	IRS element (for citing)
Region	Central America and the Caribbean	RegionTxt
Offices	0	OfficesCnt
Employee	0	EmployeeCnt
Type Of Activities Conducted	Investments	TypeOfActivitiesConductedTxt
Region Total Expenditures	$132,373,632	RegionTotalExpendituresAmt

Field	Value	IRS element (for citing)
Subtotal Offices	0	SubtotalOfficesCnt
Subtotal Employees	0	SubtotalEmployeesCnt
Continutation Total Office	0	ContinutationTotalOfficeCnt
Continutation Total Employee	0	ContinutationTotalEmployeeCnt
Total Office	0	TotalOfficeCnt
Total Employee	0	TotalEmployeeCnt
Subtotal Spent	$132,373,632	SubtotalSpentAmt
Continuation Spent	$0	ContinuationSpentAmt
Total Spent	$132,373,632	TotalSpentAmt
Transfer To Foreign Corp	Yes (true)	TransferToForeignCorpInd
Interest In Foreign Trust	false	InterestInForeignTrustInd
Foreign Corp Ownership	Yes (true)	ForeignCorpOwnershipInd
Passive Foreign Investmest Co	false	PassiveForeignInvestmestCoInd
Foreign Partnership	false	ForeignPartnershipInd
Boycott Countries	false	BoycottCountriesInd

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Grant Records Maintained	Yes (true)	GrantRecordsMaintainedInd

Recipient Table RecipientTable (78 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Recipient EINRecipientEIN	IRC SectionIRCSectionDesc	Cash GrantCashGrantAmt	Purpose Of GrantPurposeOfGrantTxt
UNIVERSITY OF KENTUCKYPHARM
789 S LIMESTONE ST	LEXINGTON	KY	40536	616001218	state of KY	$200,000	general program support
JEFFERSON COUNTY PUBLIC SCHOOLS
3332 Newburg Rd	Louisville	KY	40218	616001316	Jefferson Co.	$151,000	Program support to ensure that trainers and sports medicine experts are available in the county and support of baseline concussion testing by providing specialized football helmets.
WEST END SCHOOL
3628 Virginia Ave	Louisville	KY	40211	043798875	501(c)(3)	$150,000	support of expanding programming at the West End School for the academic, physical and emotional well-being of students
SHAWNEE CHRISTIAN HEALTHCARE CENTER
234 Amy Ave	Louisville	KY	40212	264345390	501(c)(3)	$75,000	support facility expansion to meet the healthcare needs of residents in the Shawnee-Chickasaw community
LIFEHOUSE INC
2710 Riedling Dr	Louisville	KY	40206	208514733	501(c)(3)	$70,000	support families in need
METRO UNITED WAY INC
P O Box 950148	Louisville	KY	40295	610444680	501(c)(3)	$65,000	support health and human services
LEADERSHIP LOUISVILLE CENTER
732 W Main St	Louisville	KY	40202	310958491	501(c)(3)	$52,900	general program support for educating leaders in community
AMERICAN HEART ASSOCIATION
P O Box 841750	Dallas	TX	752841750	135613797	501(c)(3)	$52,500	support heart health awareness
WHAS CRUSADE FOR CHILDREN
520 W Chestnut St	Louisville	KY	40202	237075524	501(c)(3)	$35,000	promote support for special needs children
FUND FOR THE ARTS
623 W Main St	Louisville	KY	40202	610479626	501(c)(3)	$32,500	General program support
HABITAT FOR HUMANITY METRO LOU
2777 S Floyd St	Louisville	KY	40209	581735528	501(c)(3)	$32,000	support home building for those in need
LOUISVILLEJEFFERSON CO METRO
611 WEST JEFFERSON ST	Louisville	KY	40202	320049006	Jefferson Co.	$30,000	general program support
AMERICAN RED CROSS
510 E Chestnut Street	Louisville	KY	40202	610444647	501(c)(3)	$26,800	Support health and safety services
HERMITAGE FARM CHARITIES INC
10500 West Hwy 42	Goshen	KY	400269751	471507030	501(c)(3)	$24,400	general program support
BELLARMINE UNIVERSITY
2001 NEWBURG RD	Louisville	KY	40205	610482955	501(c)(3)	$23,200	General program support
YMCA OF GREATER LOUISVILLE
545 S 2nd St	Louisville	KY	40202	610444843	501(c)(3)	$23,195	support youth development & healthy living
CATHOLIC EDUCATION FOUNDATION INC
401 W Main Street	Louisville	KY	40202	611294640	501(c)(3)	$22,000	general event & program support
RONALD MCDONALD HOUSE
550 S 1st St	Louisville	KY	40202	311053467	501(c)(3)	$21,750	support home assistance for families in need
KENTUCKY PHYSICIANS HEALTH FOUNDATION
9000 Wessex Place	Louisville	KY	40222	621242062	501(c)(3)	$21,500	General program support
PREGNANCY RESOURCE CENTER
515 WEST OAK ST	Louisville	KY	40203	611055060	501(c)(3)	$20,000	Support for pregnancy center
AMERICAN LUNG ASSOCIATION OF KENTUCKY
P O Box 9067	Louisville	KY	40209	610444714	501(c)(3)	$18,000	support lung health awareness
CENTER FOR WOMEN AND FAMILIES
P O Box 2048	Louisville	KY	402012048	610444846	501(c)(3)	$17,600	support services for victims of domestic abuse
JUNIOR ACHIEVEMENT
1401 W Muhammad Ali Blvd	Louisville	KY	40203	610476694	501(c)(3)	$16,750	General program support
MARCH OF DIMES (PA)
P O Box 932852	Atlanta	GA	31193	131846366	501(c)(3)	$15,500	premature birth support
THE CENTER FOR COURAGEOUS KIDS
1501 Burnley Rd	Scottsville	KY	42164	201789905	501(c)(3)	$15,000	support educational kids camps
WORLD TRIATHLON CORP
2701 North Rocky Point Drive	Tampa	FL	33607	592965638		$15,000	support healthy lifestyle
UNIVERSITY OF LOUISVILLE
2301 S 3rd St	Louisville	KY	40292	311106941	115(1)	$14,950	employee match- general program support
A WOMAN'S CHOICE RESOURCE CENT
101 West Market	Louisville	KY	40202	611142823	501(c)(3)	$14,500	Support for pregnancy center
COLON CANCER PREVENTION PROJEC
PO Box 4039	Louisville	KY	40204	201510713	501(c)(3)	$13,500	Support for colon cancer awareness initiatives
KY AND SOUTHERN INDIANA STROKE ASSOCIATION
3425 Stony Spring Circle	Louisville	KY	40220	611335267	501(c)(3)	$12,000	support stroke awareness
LOUISVILLE MEDICAL LEGAL
600 West Main Street	Louisville	KY	40202	352079715	501(c)(3)	$12,000	general program support
GREATER LOUISVILLE SPORTS COMMISSION
401 West Main St	Louisville	KY	40202	611365860	501(c)(3)	$12,000	promote healthy lifestyle
HOSPARUS
3532 Ephraim McDowell Dr	Louisville	KY	402053224	610921718	501(c)(3)	$10,500	Pediatric bereavement program
SUSAN G KOMEN LOUISVILLE
1201 Story Ave	Louisville	KY	40206	752855046	501(c)(3)	$10,500	support breast cancer awareness
AMERICAN DIABETES ASSOCIATION
161 St Matthews Ave 3	Louisville	KY	40207	131623888	501(c)(3)	$10,000	Program support for African American outreach re: diabetes education, prevention
ASSOCIATION OF PROFESSIONAL CHAPLAINS
1701 E Woodfield Road	Schaumburg	IL	60173	363762667	501(c)(3)	$10,000	support pastoral education
CYSTIC FIBROSIS FOUNDATION
1230 S Hurstbourne Pkwy	Louisville	KY	40222	131930701	501(c)(3)	$10,000	Cystic Fibrosis patient support
HOSPITAL HOSPITALITY HOUSE
120 W Broadway	Louisville	KY	402022110	611256969	501(c)(3)	$10,000	Support for organization that provides low-cost accomodations to families of hospitalized patients
LEADERSHIP SOUTHERN INDIANA
8204 Hwy 311	Sellersburg	IN	47172	351644080	501(c)(3)	$10,000	general program support for educating leaders in community
DOWNTOWN DEVELOPMENT CORPORATION
556 S 4th Street	Louisville	KY	40202	310992627	501(c)(3)	$10,000	general program support
THE LOUISVILLE ORCHESTRA INC
323 West Broadway	Louisville	KY	40202	616000384	501(c)(3)	$10,000	general program support music therapy
NATIONAL M S SOCIETY
1201 Story Ave	Louisville	KY	40208	610702202	501(c)(3)	$10,000	multiple sclerosis support
START THE HEART FOUNDATION
7611 Wolfpen Ridge Ct	Prospect	KY	40059	463998988	501(c)(3)	$10,000	promote CPR support, lifesaving education
THE HEALING PLACE
1020 W Market St	Louisville	KY	40202	611164775	501(c)(3)	$9,200	promotes social support and medical assistance to the homeless
FRIEND FOR LIFE
4007 Kresge Way	Louisville	KY	40207	611139410	501(c)(3)	$9,000	Program support for peer-to-peer cancer patient counseling/relationships
INDIAN COMMUNITY OF KENTUCKY
9709 White Blossom Blvd	Louisville	KY	40241	000769349	501(c)(3)	$9,000	Support local indian community
U OF K CENTER ON AGING FOUNDATION INC
138 Leader Ave	LEXINGTON	KY	40206	311496128	501(c)(3)	$9,000	general program support
LOUISVILLE URBAN LEAGUE
1535 W Broadway	Louisville	KY	40203	610444771	501(c)(3)	$8,500	support minority groups
BRAIN INJURY ASSOCIATION OF KY
7431 New LaGrange Rd	Louisville	KY	40222	611128496	501(c)(3)	$8,250	Outreach, education and support for patients with brain injuries
LOUISVILLE YOUTH TRAINING CENT
2040 Metal Ln	Louisville	KY	402061094	611380344	501(c)(3)	$8,000	promote healthy lifestyle
CHRIST IN YOUTH INC
2201 N Main	Joplin	MO	64801	431303328	501(c)(3)	$7,500	employee match- general program support
CORE COMMITTEE INC
P O Box 1621	Elizabethtown	KY	427021621	208105293	501(c)(3)	$7,500	Contribution to help support military activitiy and missions as Ft. Knox
EPILEPSY FOUNDATION KENTUCKIAN
982 Eastern Pkwy	Louisville	KY	40217	611314540	501(c)(3)	$7,500	Epilepsy support groups and outreach
SUPPLIES OVER SEAS
1500 Arlington Avenue	Louisville	KY	40206	272624272	501(c)(3)	$7,500	support donations of supplies to needy countries
FAMILY SCHOLAR HOUSE
403 Reg Smith Circle	Louisville	KY	40208	611285124	501(c)(3)	$7,000	support education initiatives
PARKINSON'S SUPPORT CENTER OF Kentuckiana
315 Townepark Cir	Louisville	KY	40243	611367576	501(c)(3)	$6,800	promote parkinson support
INTEGRATING WOMAN LEADERS FOUNDATION
47 West 96th Street	Indianapolis	IN	46260	471139202	501(c)(3)	$6,700	support woman growth in education and leadership
SHIVELY AREA MINISTRIES
4415 Dixie Hwy	Louisville	KY	40216	611134579	501(c)(3)	$6,600	general program support
JM OUTDOORS LLC
131 St Matthews Ave	Louisville	KY	40207	611021128		$6,500	support healthy lifestyle
LEADERSHIP KENTUCKY FOUNDATION
464 Chenault Rd	Louisville	KY	406019260	311096215	501(c)(3)	$6,500	General donation to sustain LKY programs
BLESSINGS IN A BACKPACK
4121 Shelbyville Road	Louisville	KY	40207	261964620	501(c)(3)	$5,000	support food resources
CENTER FOR INTERFAITH RELATION
415 W Muhammed Ali Blvd Ste	Louisville	KY	40202	611149619	501(c)(3)	$5,000	General Program support
CEREBRAL PALSY KIDS CENTER
982 Eastern Pkwy	Louisville	KY	40217	610492378	501(c)(3)	$5,000	Support for children with cerebral palsy
CHRISTIAN ACADEMY OF LOUISVILL
700 S ENGLISH STATION RD	Louisville	KY	40245	610907309	501(c)(3)	$5,000	General program support
CLOUT
1112 S 4th St	Louisville	KY	40203	611202173	501(c)(3)	$5,000	Program support of interfaith relations and social justice
FAMILY & CHILDREN FIRST INC
525 Zane Street	Louisville	KY	40203	610549561	501(c)(3)	$5,000	general program support
KENTUCKY PEDIATRIC SOCIETY
420 Capital Ave	Louisville	KY	40601	611125554	501(c)(3)	$5,000	Support for continuing medical education for KY pediatric physicians
METRO LOUISVILLE HARM REDUCTIO
963 South second street	Louisville	KY	40203	472915414	501(c)(3)	$5,000	promote culture of safety
NATIONAL KIDNEY FND OF KY
8920 Stone Green Way 100	Louisville	KY	402204072	610673518	501(c)(3)	$5,000	kidney diesease awareness
NATIONAL LUNG CANCER ALLIANCE
888 16th St NW	Washington	DC	20006	911821040	501(c)(3)	$5,000	General program support
NEW ALBANYFLOYD CO HABITAT
711 E 8th Street	New Albany	IN	47150	351817055	501(c)(3)	$5,000	Funding for a home build project
OVARIAN AWARENESS OF KENTUCKY
2509 Plantside Dr	Louisville	KY	40299	611393292	501(c)(3)	$5,000	Support education and awarness of ovarian cancer and provide support women with ovarian cancer
PARK DUVALLE COMMUNITY
3015 Wilson Avenue	Louisville	KY	40211	610666209	501(c)(3)	$5,000	general program support
PRP ALUMNI ASSOCIATION
PO Box 58051	Louisville	KY	40268	320087730	501(c)(3)	$5,000	general education support
THE ALS ASSOCIATION KY CHAPTER
2807 Amsterdam Rd	Villa Hills	KY	41017	943124729	501(c)(3)	$5,000	Support for ALS patient care services program
JCTC Foundation Inc
109 East Broadway	Louisville	KY	40202	237035648	501(c)(3)	$5,000	Jubilee Scholarship support
BRIDGEHAVEN
P O Box 950270	Louisville	KY	402950270	610548949	501(c)(3)	$5,000	general programs support
YOUNG PROFESSIONALS
657 S Hurstbourne Pkwy 204	Louisville	KY	40222	450483455	501(c)(3)	$5,000	provides leadership development, educational opportunities and philanthropic support to Louisville's Young Professionals for the benefit of the local community

Field	Value	IRS element (for citing)
Total501c3 Org	75	Total501c3OrgCnt
Total Other Org	3	TotalOtherOrgCnt

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds.	FormAndLineReferenceDesc
Explanation	ALL GRANT APPLICANTS ARE REQUIRED TO SUBMIT A GRANT APPLICATION TO THE MANAGER OF STEWARDSHIP. THE GRANT IS REVIEWED AND APPROVED BY NORTON HEALTHCARE MANAGEMENT. ALL GRANT REQUESTS GREATER THAN $250,000 REQUIRE THE APPROVAL OF THE NORTON HEALTHCARE BOARD OF DIRECTORS. SELECTION CRITERIA INCLUDES APPROPRIATENESS OF THE REQUEST, LEVEL OF NEED AND WHETHER THE REQUEST IS IN ALIGNMENT WITH THE ORGANIZATION'S GOALS AND OBJECTIVES. UPON APPROVAL, THE GRANT IS ENTERED INTO THE GRANT DATABASE AND THE FINANCIAL SYSTEM. THE ORGANIZATION REQUIRES THAT A PROGRESS REPORT BE SUBMITTED MIDWAY THROUGH THE PROJECT, AND A FINAL REPORT IS REQUIRED AT THE END OF THE PROJECT FOR WHICH FUNDING IS RECEIVED. GRANT REPORT DEADLINES AND GUIDELINES THAT EXPLAIN WHAT TO INCLUDE IN REPORTS WILL BE SENT TO THE PROJECT DIRECTOR/GRANTEE UPON GRANT AWARD NOTIFICATION. GRANT REPORTS MUST INCLUDE AN ACCOUNTING OF FUNDS EXPENDED AND ENCUMBERED, INCLUDING SUPPORTING DOCUMENTATION. GRANT RECIPIENTS WHO FAIL TO SUBMIT REPORTS OR ACCOUNT FOR THE EXPENSE OF GRANT FUNDS WILL NOT BE ALLOWED TO APPLY FOR FUTURE FUNDING UNTIL THE REPORTING REQUIREMENTS ARE MET. GRANTS WILL BE AWARDED FROM THE BOARD-DESIGNED FUND TO ADVANCE INITIATIVES THAT ARE ALIGNED WITH OR A DIRECT PART OF NORTON HEALTHCARE STRATEGIC PLAN. AWARDS ARE GRANTED FOR EDUCATION, RESEARCH, WORKFORCE DEVELOPMENT, COMMUNITY HEALTH AND/OR TECHNOLOGY OR EQUIPMENT OF SPECIAL NATURE. CASH ASSISTANCE IS AWARDED THROUGH THE COMMUNITY INITIATIVE COMMITTEE AND EXPENSED IN THE YEAR THAT THE CASH ASSISTANCE IS AWARDED. A REQUEST PROCESS IS IN PLACE TO ENSURE THAT THE REQUEST IS IN ALIGNMENT WITH THE NORTON HEALTHCARE VALUES AND STRATEGIC PLAN.	ExplanationTxt

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
Idemnification Gross Up Pmts	Yes (X)	IdemnificationGrossUpPmtsInd
Discretionary Spending Acct	Yes (X)	DiscretionarySpendingAcctInd
Written Policy Ref T And E Expnss	Yes (true)	WrittenPolicyRefTAndEExpnssInd
Substantiation Required	Yes (true)	SubstantiationRequiredInd
Compensation Committee	Yes (X)	CompensationCommitteeInd
Independent Consultant	Yes (X)	IndependentConsultantInd
Written Employment Contract	Yes (X)	WrittenEmploymentContractInd
Compensation Survey	Yes (X)	CompensationSurveyInd
Board Or Committee Approval	Yes (X)	BoardOrCommitteeApprovalInd
Severance Payment	Yes (true)	SeverancePaymentInd
Supplemental Nonqual Rtr Plan	Yes (true)	SupplementalNonqualRtrPlanInd
Equity Based Comp Arrngm	false	EquityBasedCompArrngmInd
Comp Based On Revenue Of Flng Org	false	CompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related Orgs	false	CompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng Org	false	CompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd Orgs	false	CompBsdNetEarnsRltdOrgsInd
Any Non Fixed Payments	Yes (true)	AnyNonFixedPaymentsInd
Initial Contract Exception	false	InitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (23 entries)

TitleTitleTxt	Base Compensation Filing OrgBaseCompensationFilingOrgAmt	Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt	Bonus Filing OrganizationBonusFilingOrganizationAmount	Bonus Related OrganizationsBonusRelatedOrganizationsAmt	Other Compensation Filing OrgOtherCompensationFilingOrgAmt	Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt	Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt	Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt	Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt	Total Compensation Filing OrgTotalCompensationFilingOrgAmt	Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt	Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
Stephen A Williams
CEO/Trustee	$1,108,698	$0	$670,607	$0	$820,002	$0	$108,581	$0	$27,353	$0	$2,735,241	$0	$35,455	$0
Russell F Cox
President	$782,057	$0	$323,406	$0	$266,228	$0	$733,119	$0	$30,817	$0	$2,135,627	$0	$102,524	$0
Michael W Gough
Sys Sr VP CFO/Treasurer	$642,297	$0	$273,025	$0	$226,152	$0	$531,021	$0	$29,787	$0	$1,702,282	$0	$83,860	$0
Robert B Azar
Sys VP Chief Legal Officer/Secretary	$414,691	$0	$137,280	$0	$101,531	$0	$105,560	$0	$11,955	$0	$771,016	$0	$54,508	$0
Sandra Brooks
Former Sys VP Research & Prevention	$0	$0	$0	$0	$197,990	$0	$874	$0	$8,439	$0	$207,303	$0	$187,273	$0
Kenneth Wilson
SYS VP Clinical Effectiveness	$316,233	$0	$87,013	$0	$75,628	$0	$44,885	$0	$18,785	$0	$542,544	$0	$9,854	$0
Dana Allen
Sys VP Chief Marketing Officer	$261,618	$0	$61,792	$0	$88,487	$0	$55,194	$0	$17,230	$0	$484,321	$0	$0	$0
Mary Jo Bean
Sys VP Planning & Bus Analysis	$283,941	$0	$69,173	$0	$48,606	$0	$67,691	$0	$8,022	$0	$477,434	$0	$30,248	$0
Charles Bohn
SYS VP Chief HR Officer	$368,337	$0	$118,891	$0	$95,362	$0	$85,813	$0	$25,583	$0	$693,986	$0	$47,032	$0
Michael Esposito
SYS VP Business Development	$305,199	$0	$84,124	$0	$73,241	$0	$77,080	$0	$24,721	$0	$564,365	$0	$35,608	$0
James Frazier
SYS VP Medical Affairs	$379,163	$0	$96,831	$0	$82,522	$0	$79,192	$0	$26,093	$0	$663,802	$0	$43,432	$0
Steve Heilman
Sys VP CMIO	$368,368	$0	$100,753	$0	$81,997	$0	$117,319	$0	$27,089	$0	$695,526	$0	$42,972	$0
Steve Hester
Sys Sr VP, CMO	$593,863	$0	$763,904	$0	$114,005	$0	$201,555	$0	$28,453	$0	$1,701,779	$0	$74,132	$0
Mary Lynn Meyer
Sys VP and CDO	$195,481	$142,924	$0	$128,170	$0	$66,324	$0	$91,352	$0	$16,973	$195,481	$445,743	$0	$44,412
Steve Ready
Sys VP CIO	$392,248	$0	$88,694	$0	$145,695	$0	$78,333	$0	$25,597	$0	$730,567	$0	$90,342	$0
Scott Watkins
Division VP COO	$385,789	$0	$111,593	$0	$77,263	$0	$94,743	$0	$27,005	$0	$696,393	$0	$42,244	$0
Tracy Williams
Sys Sr VP, CNO	$328,210	$0	$114,090	$0	$91,020	$0	$86,204	$0	$17,445	$0	$636,968	$0	$44,968	$0
Douglas Winkelhake
Division President Adult Services	$519,226	$0	$167,649	$0	$119,916	$0	$138,678	$0	$28,690	$0	$974,159	$0	$65,800	$0
Maureen Capalbo
Sys VP Nursing Systems	$256,481	$0	$70,490	$0	$103,272	$0	$42,850	$0	$13,191	$0	$486,284	$0	$22,638	$0
Mary Corbett
SYS VP CHIEF GOV'T RELATIONS OFFICER	$253,424	$0	$27,119	$0	$91,494	$0	$404,603	$0	$18,376	$0	$795,016	$0	$8,136	$0
Alfonso Cornish
Sys VP Learning & Org Dev	$226,031	$0	$56,248	$0	$99,148	$0	$33,256	$0	$10,410	$0	$425,093	$0	$35,314	$0
Thomas Johnson
Sys VP PR-Chief Communication Officer	$259,310	$0	$70,797	$0	$48,974	$0	$53,694	$0	$24,372	$0	$457,146	$0	$0	$0
Adam Kempf
Sys VP Finance	$275,453	$0	$63,399	$0	$61,700	$0	$62,498	$0	$18,019	$0	$481,068	$0	$0	$0

Supplemental Information Detail SupplementalInformationDetail (5 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
Schedule J, Part I, Line 1a Tax indemnification and gross-up payments	TAX INDEMNIFICATION AND GROSS-UP PAYMENTS ARE TREATED AS TAXABLE COMPENSATION TO THE INTERESTED PERSONS LISTED BELOW AT TIME OF PAYMENT. PAYMENTS ARE IN ACCORDANCE WITH EXISTING COMPENSATION POLICY. GROSS-UP PAYMENTS SHALL BE MADE ONLY WHEN SPECIFIED IN AN EMPLOYEE'S EMPLOYMENT CONTRACT, OR AS APPROVED IN WRITING BY THE PRESIDENT AND CEO OF NORTON HEALTHCARE, EXECUTIVE VICE PRESIDENT OR CFO. DURING 2015, GROSS-UP PAYMENTS WERE PROCESSED AS OUTLINED IN THE EMPLOYMENT CONTRACT FOR THE CEO. SEE NARRATIVE PROVIDED IN SCHEDULE O, REFERENCING PART VI, LINE 15, WHICH DESCRIBES THE PROCESS FOR DETERMINING COMPENSATION FOR THE CEO, OFFICERS AND KEY EMPLOYEES OF THE ORGANIZATION. ANNUITY - THE ANNUITY REPRESENT ACCUMULATED RETIREMENT BENEFITS EARNED RELATED TO A NON-QUALIFIED DEFINED BENEFIT PENSION RESTORATION PLAN IN EFFECT SINCE 1990. CONTRIBUTIONS TO THIS PLAN HAVE BEEN MADE EACH YEAR, BEGINNING IN 2005. THE TOTAL VALUE OF THIS YEAR'S BENEFIT IS $521,674 OF WHICH $228,989 WAS A GROSS-UP PAYMENT TO COVER THE APPLICABLE TAXES and $292,686 WAS USED TO PURCHASE THE ANNUITY. THE FULL VALUE OF THIS YEAR'S BENEFIT WAS INCLUDED IN 2015 TAXABLE COMPENSATION of Mr. Williams. DISABILITY COVERAGE (AND ASSOCIATED GROSS-UP) FOR MR. WILLIAMS - DURING 2015 NET DISABILITY COVERAGE PREMIUMS TOTALED $30,131, AND THE ASSOCIATED GROSS-UP OF SUCH PREMIUMS TOTALED $29,416. THUS, THE TOTAL OF THESE AMOUNTS - $59,547 - WAS INCLUDED IN THE TAXABLE COMPENSATION OF MR. WILLIAMS IN 2015.
Schedule J, Part I, Line 1a Discretionary spending account	DISCRETIONARY SPENDING ACCOUNTS ARE TREATED AS TAXABLE COMPENSATION. THE ORGANIZATION PROVIDES A DISCRETIONARY SPENDING ACCOUNT FOR ELIGIBLE NORTON HEALTHCARE EXECUTIVES, EFFECTIVE OCTOBER 1, 2007. NORTON HEALTHCARE PROVIDES BENEFITS TO ITS IDENTIFIED EXECUTIVE STAFF TO PROVIDE A TOTAL COMPENSATION PACKAGE THAT IS COMPETITIVE WITH THE MARKET AND WHICH CONFORMS TO THE PHILOSOPHY AND GUIDELINES SET OUT BY THE BOARD OF TRUSTEES, THROUGH THE EXECUTIVE COMPENSATION PHILOSOPHY AND PROGRAMS. THROUGH THE DISCRETIONARY SPENDING ACCOUNT POLICY, EXECUTIVES ARE FREE TO CHOOSE WHATEVER BENEFITS THEY FIND MOST USEFUL OR IMPORTANT TO THEM AND NORTON HEALTHCARE DOES NOT REIMBURSE FOR THE COST OF THOSE BENEFITS, AS THEY ARE PART OF THE DISCRETIONARY SPENDING ACCOUNT. THE INTERESTED PERSONS LISTED BELOW RECEIVED THE BENEFIT OF A DISCRETIONARY SPENDING ACCOUNT IN 2015: Stephen A. Williams -$32,427 Russell F. Cox - 59,434 Michael G. Gough - 52,208 Robert B. Azar - 17,500 Tracy Williams - 17,500 Steve Hester - 17,500 Scott Watkins - 10,000 Michael Esposito - 10,000 Charles Bohn - 17,500 Mary Corbett -13,846 Steve Ready - 10,000 James Frazier - 10,000 Steve Heilman - 10,000 Kenneth Wilson - 10,000 Douglas Winklehake - 17,500 Dana Allen - 10,000 Thomas Johnson - 10,000 Mary Jo Bean - 10,000 Adam Kempf - 10,000
Schedule J, Part I, Line 4a Severance or change-of-control payment	SEVERANCE PAYMENT WAS RECEIVED DURING 2015 BY KEY EMPLOYEE: Sandra Brooks IN THE AMOUNT OF $201,678, OTHER COMPENSATION, INCLUDED IN SCHEDULE J COLUMN B(III). MS. Brooks will RECEIVED SEVERANCE PAYMENT THROUGH June 2015. SEVERANCE PAYMENT WAS RECEIVED DURING 2015 BY Highly Compensated Employee: Mary Corbett IN THE AMOUNT OF $37,453, OTHER COMPENSATION, INCLUDED IN SCHEDULE J COLUMN B(III). MS. Corbett will RECEIVE SEVERANCE PAYMENT THROUGH February 2017.
Schedule J, Part I, Line 4b Supplemental nonqualified retirement plan	THE FOLLOWING INTERESTED PERSONS PARTICIPATED IN OR RECEIVED PAYMENT FROM SUPPLEMENTAL NONQUALIFIED RETIREMENT PLANS AS DESCRIBED IN IRC SECTION 457(F). THE INTERESTED PERSONS BELOW MAY HAVE PARTICIPATED IN ONE OR MORE OF THE FOLLOWING PLANS: THE EXECU-FLEX BENEFIT PLAN, THE EXECU-PLUS BENEFIT PLAN, DEFINED BENEFIT AND DEFINED CONTRIBUTION RESTORATION PLANS, AND THE PHYSICIAN DEFERRED PLAN. THE "PAY CREDIT" OUTLINED BELOW REPRESENTS A REASONABLE ESTIMATE OF THE ANNUAL INCREASE IN ACTUARIAL VALUE OF THE PLANS; AND THEREFORE, REPRESENTS THE ORGANIZATION'S CONTRIBUTION TO THE VALUE OF THE BENEFITS. NAME - PAY CREDIT Stephen A. Williams - $ 36,519 Russell F. Cox - 525,793 Michael W. Gough - 352,351 Robert Azar - 85,695 Mary Lynn Meyer - 67,681 Dana Allen - 38,972 Mary Jo Bean - 44,057 Charles Bohn - 69,913 Maureen Capalbo - 20,389 Mary Corbett - 14,739 Alfonso Cornish - 13,808 Michael Esposito - 53,145 James Frazier - 63,141 Steven Heilman - 101,260 Steven Hester - 178,844 Thomas Johnson - 37,794 Adam Kempf - 43,205 Steve Ready - 63,637 Scott Watkins - 71,034 Tracy Williams - 66,475 Kenneth Wilson - 24,788 Douglas Winkelhake - 114,640 THE "PAYMENT RECEIVED" OUTLINED BELOW REPRESENTS CASH PAYMENTS THAT THE EMPLOYEE RECEIVED DURING 2015 AND CAN BE COMPRISED OF Current and or PRIOR YEARS EMPLOYEE AND EMPLOYER CONTRIBUTIONS. NAME - PAYMENT RECEIVED Stephen A. Williams - $ 145,012 Russell F. Cox - 120,308 Michael W. Gough - 93,801 Robert Azar - 62,719 Mary Lynn Meyer - 44,412 Dana Allen - 85,100 Mary Jo Bean - 34,857 Charles Bohn - 53,830 Maureen Capalbo - 86,779 Mary Corbett - 33,276 Alfonso Cornish - 75,461 Michael Esposito - 39,390 James Frazier - 51,906 Steven Heilman - 51,809 Steven Hester - 74,132 Thomas Johnson - 31,301 Adam Kempf - 31,934 Steve Ready - 113,421 Scott Watkins - 45,990 Tracy Williams - 44,968 Kenneth Wilson - 39,416 Douglas Winkelhake - 80,331
Schedule J, Part I, Line 7 Non-fixed payments	In 2015, NHI had in place a Variable Compensation Plan for Executives, eligibility under which extended to employees holding a full-time position as Senior Officer, Officer, System Director or other designated Director level position. Under the plan, a variable compensation pool amount is approved by the Board of Trustees. Each participant's performance is evaluated relative to the goals and objectives documented as part of the participant's plan; and an award is determined for the participant, based on achievement of the goals and objectives, subject to the funding of the variable compensation pool. At the end of each year, the Committee on Executive Compensation and Benefits determines an appropriate award for the NHI's President & Chief Executive Officer, and the President & Chief Executive Officer recommends appropriate awards for other senior executives to the Committee on Executive Compensation and Benefits for its review and approval.

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (4 entries)

Bond ReferenceBondReferenceCd	Bond Issuer EINBondIssuerEIN	CUSIPCUSIPNum	Bond IssuedBondIssuedDt	Issue PriceIssuePriceAmt	PurposePurposeDesc	DefeasedDefeasedInd	On Behalf Of IssuerOnBehalfOfIssuerInd	Pool FinancingPoolFinancingInd
LOUISVILLEJEFFERSON COUNTY METRO GOVERNMENT
A	320049006	54659LAC8	2006-10-12	$315,474,736	SEE SUPPLEMENTAL INFORMATION	false	false	false
LOUISVILLEJEFFERSON COUNTY METRO GOVERNMENT
B	320049006	54659LAL8	2011-08-10	$75,000,000	SEE SUPPLEMENTAL INFORMATION	false	false	false
LOUISVILLEJEFFERSON COUNTY METRO GOVERNMENT
C	320049006		2011-08-24	$23,775,000	SEE SUPPLEMENTAL INFORMATION	false	false	false
LOUISVILLEJEFFERSON COUNTY METRO GOVERNMENT
D	320049006		2012-10-31	$21,100,000	SEE SUPPLEMENTAL INFORMATION	false	false	false

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (4 entries)

Bond ReferenceBondReferenceCd	RetiredRetiredAmt	Bond DefeasedBondDefeasedAmt	Total ProceedsTotalProceedsAmt	In Reserve FundInReserveFundAmt	Capitalized InterestCapitalizedInterestAmt	Refunding EscrowRefundingEscrowAmt	Issuance Costs From ProceedsIssuanceCostsFromProceedsAmt	Credit EnhancementCreditEnhancementAmt	Working Capital ExpendituresWorkingCapitalExpendituresAmt	Capital ExpendituresCapitalExpendituresAmt	Other Spent ProceedsOtherSpentProceedsAmt	UnspentUnspentAmt	Substantial CompletionSubstantialCompletionYr	Current RefundingCurrentRefundingInd	Advance RefundingAdvanceRefundingInd	Final Allocation MadeFinalAllocationMadeInd	Adequate Books And Rec MaintAdequateBooksAndRecMaintInd
A	$1,810,000	$0	$330,185,271	$0	$958,005	$0	$2,885,257	$0	$5,900,000	$183,389,691	$170,832,224	$0	2009	false	Yes (true)	Yes (true)	Yes (true)
B	$0	$0	$75,000,300	$0	$0	$0	$953,000	$2,000	$0	$74,045,259	$41	$0	2011	false	false	Yes (true)	Yes (true)
C	$8,335,000	$0	$23,775,000	$0	$0	$0	$150,000	$0	$0	$0	$23,625,000	$0		Yes (true)	false	Yes (true)	Yes (true)
D	$10,200,000	$0	$21,100,000	$0	$0	$0	$171,313	$0	$0	$0	$20,928,687	$0		Yes (true)	false	Yes (true)	Yes (true)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (4 entries)

Bond ReferenceBondReferenceCd	Owning Bond Financed PropertyOwningBondFinancedPropertyInd	Any Lease ArrangementsAnyLeaseArrangementsInd	Mgmt Contract Bond Fincd PropMgmtContractBondFincdPropInd	Engage Bond Counsel ContractsEngageBondCounselContractsInd	Any Research AgreementsAnyResearchAgreementsInd	Engage Bond Counsel ResearchEngageBondCounselResearchInd	Private Bus Use By OthersPrivateBusUseByOthersPct	Private Bus Concerning UBIPrivateBusConcerningUBIPct	Total Private Business UseTotalPrivateBusinessUsePct	Bond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestInd	Change In Use Bond Financed PropChangeInUseBondFinancedPropInd	Procs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
A	false	Yes (true)	Yes (true)	Yes (true)	Yes (true)	Yes (true)	0.0206	0.0063	0.0269	false	false	Yes (true)
B	false	Yes (true)	Yes (true)	Yes (true)	Yes (true)	Yes (true)	0.0207	0.0063	0.0270	false	false	Yes (true)
C									0.0
D									0.0

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (4 entries)

Bond ReferenceBondReferenceCd	Form8038 T FiledForm8038TFiledInd	Variable Rate IssueVariableRateIssueInd	Hedge Identified In Bks And RecHedgeIdentifiedInBksAndRecInd	Gross Proceeds Invested In GICGrossProceedsInvestedInGICInd	Term Of GICTermOfGICPct	Regulatory Safe Harbor StsfdRegulatorySafeHarborStsfdInd	Gross Proceeds InvestedGrossProceedsInvestedInd	Written Proc To Monitor ReqsWrittenProcToMonitorReqsInd	Rebate Not Due YetRebateNotDueYetInd
Morgan Stanley
A	Yes (true)	false	false	Yes (true)	3.2	Yes (true)	false	Yes (true)
NONE
B	false	Yes (true)	false	false			false	Yes (true)	Yes (true)
NONE
C	false	Yes (true)	false	false			false	Yes (true)	Yes (true)
NONE
D	false	false	false	false			false	Yes (true)	Yes (true)

Procedures Corrective Action ProceduresCorrectiveActionGrp (4 entries)

Bond ReferenceBondReferenceCd	Procedures Corrective ActionProceduresCorrectiveActionInd
A	Yes (true)
B	Yes (true)
C	Yes (true)
D	Yes (true)

Supplemental Information Detail SupplementalInformationDetail (8 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
Schedule K, Part I, Column (f) Issuer Name: Louisville/Jefferson County Metro Government	ROW C, TO REFUND A PORTION OF THE COUNTY OF JEFFERSON, KENTUCKY HEALTH SYSTEM REVENUE BONDS, SERIES 1997 (ALLIANT HEALTH SYSTEM, INC.) AND PAY CERTAIN COSTS OF ISSUANCE OF THE BONDS.
Schedule K, Part I, Column (f) Issuer Name: Louisville/Jefferson County Metro Government	ROW B, TO REIMBURSE THE CORPORATION FOR THE COSTS OF CONSTRUCTING AND EQUIPPING THE NORTON CANCER INSTITUTE DOWNTOWN RADIATION CENTER, CONSTRUCTING AND EQUIPPING A PEDIATRIC AMBULATORY CARE CENTER (KOSAIR CHILDREN'S MEDICAL CENTER - BROWNSBORO) AND RENOVATING, EXPANDING AND EQUIPPING OTHER PATIENT CARE RELATED PROJECTS AND HOSPITAL PROJECTS AND ITS AFFILIATES AND PAY CERTAIN COSTS OF ISSUANCE OF THE BONDS.
Schedule K, Part I, Column (f) Issuer Name: Louisville/Jefferson County Metro Government	ROW A, TO REFINANCE, IN AN ADVANCE REFUNDING TRANSACTION, A PORTION OF THE OUTSTANDING KENTUCKY ECONOMIC DEVELOPMENT FINANCE AUTHORITY HEALTH SYSTEM REVENUE BONDS, SERIES 2000A, AND SERIES 2000C, TO FINANCE OR REIMBURSE THE CORPORATION FOR THE COSTS OF CONSTRUCTING AND EQUIPPING A NEW HOSPITAL FACILITY TO BE OWNED AND OPERATED BY NORTON HOSPITALS, TO FINANCE OR REIMBURSE THE CORPORATION FOR THE COSTS OF RENOVATION AND EXPANSION OF VARIOUS PATIENT CARE AREAS AND THE ACQUISITIONS OF EQUIPMENT AND TO PAY CERTAIN COSTS OF ISSUANCE.
Schedule K, Part I, Column (f) Issuer Name: Louisville/Jefferson County Metro Government	ROW D, TO REFUND THE REMAINDER OF THE COUNTY OF JEFFERSON, KENTUCKY HEALTH SYSTEM REVENUE BONDS, SERIES 1997 (ALLIANT HEALTH SYSTEM, INC.) AND PAY CERTAIN COSTS OF ISSUANCE OF THE BONDS.
Schedule K, Part II, Line 3 TOTAL PROCEEDS OF ISSUE	DIFFERENCE BETWEEN SERIES 2006 ISSUE PRICE (ISSUE DATE 10/12/2006) IN PART I, COLUMN E AND TOTAL PROCEEDS OF ISSUE IN PART II, LINE 3 IS INVESTMENT EARNINGS DURING THE PROJECT PERIOD. ADDITIONALLY THE BONDS ISSUED 10/12/2006 PROCEEDS ARE IMPACTED BY AN ARBITRAGE REBATE PAYMENT MADE IN 2011. DIFFERENCE BETWEEN SERIES 2011 ISSUE PRICE (ISSUE DATE 8/10/11) IN PART I, COLUMN E AND TOTAL PROCEEDS OF ISSUE IN PART II, LINE 3 IS INVESTMENT EARNINGS DURING THE PROJECT PERIOD. DIFFERENCE BETWEEN SERIES 2013 ISSUE PRICE (ISSUE DATE 8/10/13) AND TOTAL PROCEEDS OF ISSUE IN PART ii, LINE 3 IS INVESTMENT EARNINGS DURING THE PROJECT PERIOD.
Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE	ROW E, TO REIMBURSE THE CORPORATION FOR THE COSTS OF (I) RENOVATIONS AND EQUIPMENT TO CONVERT NORTON SUBURBAN HOSPITAL TO A WOMEN'S AND CHILDREN'S HOSPITAL, (II) RENOVATIONS AND EQUIPMENT FOR KOSAIR CHILDREN'S HOSPITAL, (III) RENOVATION AND EXPANSION OF VARIOUS PATIENT CARE AREAS AND THE ACQUISITION OF HOSPITAL EQUIPMENT, INCLUDING BUT NOT LIMITED TO SOFTWARE, MEDICAL AND SURGICAL EQUIPMENT, IMAGING EQUIPMENT AND MONITORING EQUIPMENT AT THE FACILITIES OF THE OBLIGATED GROUP MEMBERS AND (IV) RENOVATING, EXPANDING AND EQUIPPING OTHER PATIENT CARE RELATED PROJECTS AND HOSPITAL PROJECTS AT ITS AFFILIATES.
Schedule K, Part II, Line 7 ISSUANCE COSTS FROM PROCEEDS	COLUMN E - 2013 BOND ISSUE - ALL ISSUANCE COSTS FOR THE 2013 BOND ISSUE WERE PAID FOR WITH CASH FROM NORTON'S EQUITY. NO BOND PROCEEDS WERE USED TO PAY FOR COST OF ISSUANCE.
Schedule K, Part IV, Line 5c IS THE BOND ISSUE A VARIABLE RATE ISSUE?	COLUMN E - 2013A BOND ISSUE IS FIXED RATE DEBT AND 2013C BOND ISSUE IS VARIABLE RATE DEBT. PROCEEDS FROM BOTH BOND ISSUES WERE REPORTED ON ONE IRS FORM 8038 AND COMBINED INTO ONE PROJECT ACCOUNT WITH THE TRUSTEE.

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd

Issuer Name IssuerName

Field	Value	IRS element (for citing)
Business Name Line1	LOUISVILLEJEFFERSON COUNTY METRO GOVERNMENT	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Bond Issuer EIN	320049006	BondIssuerEIN
CUSIP	54659LAW4	CUSIPNum
Bond Issued	2013-09-26	BondIssuedDt
Issue Price	$200,000,887	IssuePriceAmt
Purpose	SEE SUPPLEMENTAL INFORMATION	PurposeDesc
Defeased	false	DefeasedInd
On Behalf Of Issuer	false	OnBehalfOfIssuerInd
Pool Financing	false	PoolFinancingInd

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd
Retired	$0	RetiredAmt
Bond Defeased	$0	BondDefeasedAmt
Total Proceeds	$200,060,571	TotalProceedsAmt
In Reserve Fund	$0	InReserveFundAmt
Capitalized Interest	$0	CapitalizedInterestAmt
Refunding Escrow	$0	RefundingEscrowAmt
Issuance Costs From Proceeds	$0	IssuanceCostsFromProceedsAmt
Credit Enhancement	$0	CreditEnhancementAmt
Working Capital Expenditures	$31,048	WorkingCapitalExpendituresAmt
Capital Expenditures	$200,029,160	CapitalExpendituresAmt
Other Spent Proceeds	$0	OtherSpentProceedsAmt
Unspent	$362	UnspentAmt
Substantial Completion	2014	SubstantialCompletionYr
Current Refunding	false	CurrentRefundingInd
Advance Refunding	false	AdvanceRefundingInd
Final Allocation Made	Yes (true)	FinalAllocationMadeInd
Adequate Books And Rec Maint	Yes (true)	AdequateBooksAndRecMaintInd

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd
Owning Bond Financed Property	false	OwningBondFinancedPropertyInd
Any Lease Arrangements	Yes (true)	AnyLeaseArrangementsInd
Mgmt Contract Bond Fincd Prop	Yes (true)	MgmtContractBondFincdPropInd
Engage Bond Counsel Contracts	Yes (true)	EngageBondCounselContractsInd
Any Research Agreements	Yes (true)	AnyResearchAgreementsInd
Engage Bond Counsel Research	Yes (true)	EngageBondCounselResearchInd
Private Bus Use By Others	0.014	PrivateBusUseByOthersPct
Private Bus Concerning UBI	0.0063	PrivateBusConcerningUBIPct
Total Private Business Use	0.0203	TotalPrivateBusinessUsePct
Bond Iss Meet Prvt Sec Pymt Test	false	BondIssMeetPrvtSecPymtTestInd
Change In Use Bond Financed Prop	false	ChangeInUseBondFinancedPropInd
Procs Nonqualified Bond Remdtd	Yes (true)	ProcsNonqualifiedBondRemdtdInd

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd
Form8038 T Filed	false	Form8038TFiledInd
Rebate Not Due Yet	Yes (true)	RebateNotDueYetInd
Variable Rate Issue	Yes (true)	VariableRateIssueInd
Hedge Identified In Bks And Rec	false	HedgeIdentifiedInBksAndRecInd
Gross Proceeds Invested In GIC	false	GrossProceedsInvestedInGICInd

GIC Provider Name GICProviderName

Field	Value	IRS element (for citing)
Business Name Line1	NONE	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Gross Proceeds Invested	false	GrossProceedsInvestedInd
Written Proc To Monitor Reqs	Yes (true)	WrittenProcToMonitorReqsInd

Procedures Corrective Action ProceduresCorrectiveActionGrp

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd
Procedures Corrective Action	Yes (true)	ProceduresCorrectiveActionInd

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (19 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
Form 990, Part III, Line 4a Program Service Accomplishment	(Continued from Part III) In 2015, Norton Healthcare's hospitals, diagnostic centers and Norton Cancer Institute served 67,549 inpatients, 480,725 outpatients, and 242,036 emergency room visits. In addition Norton Healthcare hospitals' operating rooms cared for 19,950 inpatient surgical patients and 33,599 outpatient surgical patients. Additionally, 8,335 babies were delivered at Norton Healthcare birthing centers. As part of our commitment to improving the health of our community, Norton Healthcare provides funding for a wide array of practical life-saving and life-enhancing services that benefit the communities we serve. In 2015, under its charity care program, NHI provided free care to 19,005 patients, at a cost of $8.1 million. Also, NHI grants patients a discount from billed charges to any individuals that have no access to private health insurance or do not qualify for government assistance or charity care. Under this program, 12,587 patients were provided care at discounted rates. Other contributions to the community were the unpaid cost of Medicaid services of $74.8 million, community health improvement services totaled $10.8 million, contributions to community groups were $1.8 million, pastoral care and counseling programs were $1.8 million, the Kentucky Poison Control Center was $2.0 million and the Child Guidance and Advocacy programs was $877,000. Our employees donated 86,458 hours of community service, a benefit valued at more than $1.2 million. Norton Healthcare provides programmatic support to the University of Louisville School of Medicine through funding and facilities. During the 2015 calendar year, 498 residents completed clinical rotations in 45 specialties at Norton Healthcare facilities. Residency programs are part of the $38.2 million in education support and clinical funding provided to the school. In addition, many employees self-reported personal volunteer activities, which totaled nearly 4,000 hours of service. Contributions to the Community: * Norton Healthcare employees and physicians gave more than $950,000 to the 2015 Combined Giving Campaign to help support the WHAS Crusade for Children, Metro United Way, Fund for the Arts, Children's Hospital Foundation, Norton Healthcare Foundation and Kosair Charities. * Norton Healthcare employees "Raised the Roof" on a Habitat for Humanity house in the Hazelwood neighborhood in Louisville, Ky. This is the ninth Habitat home Norton Healthcare employees have built. * In 2015, more than 600 Norton Healthcare employees donated time and funds to plan, purchase and deliver gifts, food and clothing for the Caring Tree program. The program assisted 329 employees and their 719 children by providing for their families at Christmas. * More than 31,483 pounds of usable surplus medical supplies and other items were salvaged for donation to be used around the world through the Supplies Over Seas organization. The dollar value of these items was $504,000. In addition, $8,000 in equipment was donated. As one of Kentucky's largest healthcare systems, Norton Healthcare, Inc. has established a culture of continual, lifelong learning through the departments of Workforce Development, Norton Institute for Nursing and Norton University. Workforce Development, encourages continuing education, improves job performance and provides financial assistance for designated educational programs related to the business operations of the organization. Norton Healthcare encourages and supports employees and dependents career goals by providing financial assistance and scholarships as well as other advancement opportunities. In 2015, Workforce Development financially supported more than 700 students with nearly $5 million in educational assistance programs. * Workforce Development was nominated for recognition at the White House UpSkill Summit. * Workforce Development Career Center served over 1,300 students. Each program participant worked directly with a Certified Career Management Coach, offering services in resume writing; career and educational exploration; financial assistance opportunities for educational pursuit; interviewing skills and mentoring. * Nurse Extern Program is a seven-week summer program that provides a hands-on learning opportunity for exceptional nursing students to work directly with medical professionals at Norton Healthcare. In 2015, this program had 61 participants. * Tuition assistance program is offered to employee students seeking to advance their education with a healthcare-related degree. In 2015, 344 employees participated. * Norton Scholars Accelerated Program, a student loan program, for employees and non-employees, provides educational funding to students interested in pursuing designated healthcare careers. It is an affiliation between Norton Healthcare and over 100 colleges and universities nationally. This program has 2,361 graduates and 1,855 of these graduates have continued their careers with Norton Healthcare. * Norton Healthcare, through Workforce Development, continues to partner with the city of Louisville through a summer job and internship program known as the Mayor Summers Work Program, to give young adults an opportunity to be employed in our healthcare environment during the summer months. In 2015, 35 young adults participated in this program. Norton University provides learning opportunities to enhance the professional, educational, and personal development of all employees. Norton University's Value Proposition states "Norton University nurtures learning and relations to inspire change that leads to exceptional experiences for both patients and employees." In 2015, Norton University held 245,525 learning events, an average of 18.3 trainings per employee. In 2015, Norton University provided 250 instructor-led and 1,585 on-line courses for leaders and staff of all disciplines. * Elevating the First Line Employee, School at Work and College at Work programs expose entry-level staff to healthcare careers and help them obtain a higher level position, GED or college degree. * Leadership development programs that support the development of leaders (Nursing, Physician Practices, Physician and System) across the continuum. * Organizational development activities that assist in creating a more effective and efficient workplace with highly engaged employees. The Office of Church and Health Ministries provides free education, resources and services to faith community nurses and others working in congregational health ministries. Through participation in events around the community, the office has partnered with the Mid-Kentucky Presbytery, United Methodist Church Kentucky Conference, Central District Baptist Association, United Church of Christ Ministerium, African American Episcopal Church Conference and the Episcopal Diocese of Kentucky Annual Convention. In 2015, the office mentored and served nearly 200 faith communities with active health ministries programs, and assisted many others with health and wellness efforts. Norton Healthcare is leading the way in workplace health and wellness with N Good Health - the organization's internal wellness program. N Good Health is designed to help you improve or maintain employee's health through department support, discounts on popular wellness programs, participation incentives and more. N Good Health continually strives to increase employee engagement and improve the participant experience. In 2015: * 75 percent of employees (6,748) and 64 percent of covered spouses (2,413) completed the 4 steps of the N Good Health wellness program. * Norton Healthcare was ranked the 11th healthiest workplace in America. * Norton Healthcare was named one of Business First's Healthiest Employers in Greater Louisville. * Norton Healthcare received the Fleur de Lis Worksite Wellness Award from the Mayor's Healthy Hometown movement. * Our employee population had a decrease in pre-diabetes, high cholesterol and tobacco use. * Employees participating in our free or reduced-cost programs have an average weight loss ranging from 8 to 24 pounds. Norton Heart Care provides the region's most comprehensive screening, education and prevention program and is committed to educating our community about heart health and risk factor management. In 2015: * Norton Healthcare Centers for Prevention & Wellness screened 4,170 people and provided various services for 9,562 people for high blood pressure, diabetes, high cholesterol and osteoporosis and provided information about smoking cessation, diet and exercise. * Norton Women's Heart & Vascular Center, the region's only center dedicated to education, prevention and treatment of heart disease for women, provided 46 participants heart disease risk assessments and education.
Form 990, Part III, Line 4a Program Service Accomplishment	* Norton Women's Heart & Vascular Center offered its free Circle of Hearts program, a quarterly heart disease and prevention class that focuses on heart health education and other wellness issues of interest to women. Circle of Hearts had 115 attendees in four classes. In addition, Yoga Nidra had 54 attendees; and Tai Chi for Health had 110 attendees. * Norton Women's Heart & Vascular Center attended heart health community events, including health fairs, presentations and speaking engagements held at 24 locations and reached 1,946 individuals representing businesses, churches, women's groups and health care professionals. * A registered nurse visited 223 new mothers at Norton Women's and Kosair Children's Hospital to provide heart health education, resource referrals and a baby blanket, including a Go Red for Women message. The women had all experienced pregnancy-related complications. * Norton Women's Heart & Vascular Center offers the only WomenHeart Support group in Kentucky, and Norton Heart Care is the only hospital in Kentucky to be a WomenHeart National Hospital Alliance Member. WomenHeart is the national coalition for women living with cardiovascular disease and is the only patient-centered program offering support and education for women living with cardiovascular disease. Norton Heart Care supported two women heart survivors and sent them to the Mayo Clinic to be trained at the WomenHeart Symposium to provide support and education to our Norton Heart Care patients and to the women in our community living with cardiovascular disease. In 2015, the WomenHeart program provided: * The monthly WomenHeart Support Group is offered at the Marshall Women's Health and Education Center. It is led by the WomenHeart Champions and a nurse from the Women's Heart and Vascular Center. In 2015, 84 women heart patients attended 9 classes which provided emotional support as well as education on healthy nutrition, exercise, and stress management. * The WomenHeart Champions visited women at all three Norton Heart Care Cardiac Rehabilitation locations to provide support and education to 48 women who were in the recovery phase of their cardiac surgery or procedure. The WomenHeart Champions visited 28 women at Norton Audubon Hospital to provide support, education, Red Bags of Courage, and HeartScarves to women undergoing cardiac surgeries or procedures. o The WomenHeart Champions reached 601 people by attending community events, health fairs, and providing educational presentations to businesses, churches, women groups, and healthcare professionals. Norton Cancer Institute : * In 2015, the Norton Cancer Institute Mobile Prevention Center served 226 locations in collaboration with more than 400 community partners, 50 percent of which were in underserved communities. This outreach resulted in 3,523 people being screened for cancer. Of these, approximately 40 percent either had never been screened for cancer or had not been screened in the past five years. In 2015, 17 of the screened individuals were diagnosed and treated for preinvasive and invasive cancer. * Norton Cancer Institute's Genetic Counseling Services provided services to 560 new patients in 2015. This department specializes in cancer genetics and hereditary cancer syndromes. Norton Orthopaedic Care: * Norton Orthopaedic Care earned The Joint Commission's Gold Seal of Approval for knee and hip replacement. This recognition confirms Norton Orthopaedic Care provides a consistently high level of quality care, expert training on best practices, a team approach to patient care and a culture of excellence throughout Norton Healthcare hospitals and doctors' offices. * Norton Orthopaedic & Hand Center near the campus of Norton Brownsboro Hospital is a state-of-the-art facility with specialists of Norton Orthopaedic Care, Norton Sports Health and Norton Healthcare to provide a multidisciplinary approach to innovative orthopaedic care. The facility supports research, training and education. It also offers patients subspecialized trained orthopaedists, a Norton Immediate Care Center with a focus on orthopaedics, rehabilitation services, advanced sports training and primary care services with an emphasis on orthopaedics Women's services: * In 2015, Norton Women's Care birthing facilities at Norton Hospital and Norton Women's and Kosair Children's Hospital provided the care and medical services for 8,335 deliveries. * In 2015, free childbirth education classes were provided to 5,675 attendees at Norton Hospital and Norton Women's and Kosair Children's Hospital. Pediatric services and the Office of Child Advocacy * The pediatric specialists at Kosair Children's Hospital, Kosair Children's Medical Center and Norton Women's and Kosair Children's Hospital had 162,366 total patient encounters in 2015 (inpatient admissions, outpatient visits, & emergency room visits). * Kosair Children's Hospital is home to the Kentucky Regional Poison Control Center. In 2015, the center received 52,700 calls and made 44,196 follow-up calls to concerned families from all 120 counties in Kentucky. The center provided treatment consultation and education about how to correctly handle exposures to poisons. In addition, the center distributed more than 25,000 prevention education resources to physicians' offices, health departments and schools and more than 2,000 packets of materials to individuals who called the toll-free Poison Help Line, (800) 222-1222, available 24 hours a day, 7 days a week. * Child passenger safety technicians from Kosair Children's Hospital checked 828 car and booster seats and provided 90 car seats and 179 booster seats at free checkup clinics statewide. The booster seats were provided through a grant from the Kentucky Highway Safety Office. * Kosair Children's Hospital's Bike Rodeo Program saw 17,500 students in 2015 from grades three through five throughout Kentucky participated in 117 bike safety "rodeos." * Approximately 350 middle school students and 20 teachers participated in "Safe Kids Walk This Way," a program led by Kosair Children's Hospital. The program is designed to reduce dangerous distraction behaviors of teen pedestrians. * Kosair Children's Hospital's "Just for Kids" Transport Team made 2,103 trips to transport babies and children from across the region to Kosair Children's Hospital in 2015. Transportation was provided by airplane, helicopter and specially equipped ambulances (mobile intensive care units). * More than 5,000 kindergarten students, 200 teachers, 520 chaperones and 250 nursing students attended the 32nd annual Children & Hospitals Week event led by Kosair Children's Hospital. The program was held at Louisville Slugger Field and supported by a Kohl's Cares grant. Children & Hospitals Week, held each year in March, is designed to teach safe decisions and behaviors and help lessen the fear and anxiety children may have about coming to a hospital. Norton Neuroscience Institute is continuing its quest to be the regional and national leader in treatment, research and academic training for adult and pediatric neuroscience disciplines. Norton Neuroscience Institute allows patients to be treated for neurological disorders without having to leave the region for care. More than two dozen subspecialty fellowship-trained neurosurgeons, neurologists and other neurological-related specialists have joined the growing practice. These physicians provide expertise in stroke care, epilepsy, Parkinson's disease, multiple sclerosis, ALS, brain tumors, headaches, concussions and many other neurological conditions. The following services also are available to our community as a result of Norton Healthcare's significant commitment to the best neurological care: * An endovascular neurosurgery team is available at two Norton Healthcare adult-service facilities, making advanced stroke, aneurysm and arteriovenous malformation (random brain hemorrhage or rupture) treatment possible when it was previously not available in the region. * A state-of-the art epilepsy center at Norton Brownsboro Hospital provides the region's most advanced epilepsy monitoring unit and is dedicated to providing accurate diagnoses and quality care for individuals living with seizures and epilepsy. As part of Norton Neuroscience Institute's multidisciplinary approach to epilepsy care, the Norton Brownsboro Hospital epilepsy monitoring unit is a specialized inpatient unit designed to evaluate and diagnose seizure disorders. * A centralized Norton Neuroscience Institute Resource Center is available to patients, offering free education and support services. The resource center offers support groups, mental health counseling, clinical trial information and educational, therapeutic and exercise programs. In addition, patients have access to National Institutes of Health clinical trials through the center.
Form 990, Part III, Line 4a Program Service Accomplishments	* The region's first rehabilitation program focused solely on treating patients with neurological and spine disorders has the only Lokomat system available to Louisville-area patients. Lokomat assists with walking movements for patients receiving therapy for paralysis or movement disorders. Community Medical Associates * Norton Healthcare's employed provider group treated more than 1.7 million patients in 2015, a 9 percent increase over 2014. Community Medical Associates consists of more than 200 physician practices, 13 immediate care providers, including physicians, physician assistants and advance practice providers. * Provided physicians and a chaplain who make house calls for elderly patients who have difficulty leaving home for medical care. * Physicians are involved in medical screening, community outreach and community education activities to promote wellness and early interventions. Research * In 2015, Norton Healthcare participated in more than 725 community benefit research projects. Our research benefits Norton Healthcare patients and develops results that will become generalizable to and shared with a wide number of patient populations and medical professionals. These new, innovative treatments expand the medical community's knowledge and potentially improve the quality of medical care now and in the future. * Norton Healthcare Office of Research Administration partnered with Norton University to offer research education to all researchers in Metro Louisville and beyond. In 2015, seven programs were offered. Attendees included Norton Healthcare, KentuckyOne Health, University of Louisville Hospital, Floyd Memorial Hospital, Cincinnati Children's Hospital Medical Center, St. Vincent Health, University of Kentucky, University of Louisville and various community-based practices. The Children's Hospital Foundation raises funds to support programs, equipment and facilities, research, advocacy and education for Kosair Children's Hospital, Norton Women's and Kosair Children's Hospital - and Kosair Children's Medical Center. The Children's Hospital Foundation is motivated to ensure that children in the Louisville area have the medical care they need when they need it, while keeping kids as close to home as possible. Thanks to support from the community, Kosair Children's Hospital has some of the most talented and dedicated pediatric specialists and clinical and caregiving teams in the country ready to care for children. This 265-bed hospital is the only full-service, free-standing pediatric hospital in Kentucky, level 1 pediatric trauma center in Kentucky, and the primary teaching facility for the University of Louisville School of Medicine Department of Pediatrics. In order to continue to exceed the community's need for specialized pediatric care and meet the ever-growing needs at Kosair Children's Hospital, 2015 brought several specific fundraising initiatives forward to donors and the community at large. These efforts focused on raising funds for pediatric cancer, neurology and neurosurgery, neonatal intensive care, Type I diabetes, trauma and emergency care to name a few. While the foundation's "Just for Kids" campaign concluded in 2011, the three general areas of development from the campaign - workforce, research and facilities - continue to guide fundraising growth in each of the aforementioned pediatric services. Additionally, ongoing areas of need, such as child advocacy; pediatric pastoral care and bereavement programs; endowed research chairs; and specialty therapies, including child life, expressive and music therapies, continue to be areas of funding and priority for the Children's Hospital Foundation to ensure a truly "Just for Kids" experience for patients and families. The foundation continues to expand partnerships within the community and enhance the hospital's ability to serve all children regardless of their families' ability to pay. The strength and value of the community's support for the hospital are visible through funding and support of many projects in 2015, including: * More than $11 million in investments granted to Kosair Children's Hospital, to benefit dozens of areas of care. * The Children's Hospital Foundation Office of Child Advocacy of Kosair Children's Hospital, which helps provide safety and outreach information aimed at keeping kids out of the hospital. * Funding for the Wendy L. Novak Diabetes Care Center at Kosair Children's Hospital for expansion of technology and accreditation. * Construction of the Baby Bistro, where moms and their families can find everything they need from supplies to support for breastfeeding once they are heading home from the hospital, at Norton Women's and Kosair Children's Hospital. * Renovations of "Safety City," a model city serving as an educational program aimed at helping second grade students learn and practice the skills and knowledge necessary to avoid preventable. For more than two decades, more than 121,000 students have experienced a full day of lessons in bicycle, pedestrian, school bus, stranger-danger and traffic safety while visiting Safety City. * Expansion of Kosair Children's Hospital Medical Associates in Shelbyville, Ky. * Endowed research chairs in pediatric hematology/oncology, sleep medicine and endocrinology. * Cardiorespiratory monitors to support critically ill pediatric patients. * Replacement of a "Just for Kids" ambulance. * Staff educational opportunities and advanced certifications that can lead to improved patient treatment. Support from the Children's Hospital Foundation allows the pediatric specialists at Kosair Children's Hospital to continue to respond to the unique medical needs of children from birth to age 18. It also helps the hospital work to keep children out of the hospital. The Norton Healthcare Foundation is the philanthropic arm of the not-for-profit Norton Healthcare adult-service hospitals: Norton Audubon Hospital, Norton Brownsboro Hospital, Norton Hospital and Norton Women's and Kosair Children's Hospital. The foundation raises funds each year to improve programs, equipment and facilities, research and education, enabling the hospitals to stay up-to-date with medical advances and technology, and maintaining the community's access to health care. Community support through the Norton Healthcare Foundation allows caregivers to continue making a difference for patients served by Norton Healthcare Inc. The Norton Healthcare Foundation is the philanthropic arm of the not-for-profit Norton Healthcare adult-service hospitals: Norton Audubon Hospital, Norton Brownsboro Hospital, Norton Hospital and Norton Women's and Kosair Children's Hospital. The foundation raises funds each year to improve programs, equipment and facilities, research and education, enabling the hospitals to stay up-to-date with medical advances and technology, and maintaining the community's access to health care.
Form 990, Part III, Line 4a Program Service Accomplishments	Community support through the Norton Healthcare Foundation allows caregivers to continue making a difference for patients served by Norton Healthcare Inc. In 2015, that support helped the foundation provide funding to: * Norton Healthcare Foundation funds granted more than $5 million to benefit dozens of areas of care throughout the facilities. * Renovations of the Pat Harrison Cancer Resource Center in Southern Indiana. * Support Norton Cancer Institute initiatives that provide early detection screenings, education and clinical research. * Provide enhancements and programming for the Marshall Women's Health & Education Center, located at Norton Women's and Kosair Children's Hospital, which provides a healing and educational gathering space for expectant mothers, women at all stages of life and their families to learn how they can live their healthiest. * Support pastoral care services for patients, their families and staff members at all Norton Healthcare adult-service facilities. * Provide educational opportunities for the community and caregivers, such as the Gail Klein Garlove Lectureship series, with 166 attendees and Nixon Lectureship series with 345 attendees, which focus on topics related to cancer care, prevention and research. * Support nurses to obtain oncology-certified nurse designation, enabling them to provide the most advanced and comprehensive care to cancer patients. * Renovate and expand Norton Women's and Kosair Children's Hospital, including the Surgery Center Waiting Room. * Renovations and upgrades to Norton Hospital, including a Healing Garden and operating room equipment. * Provide baby-friendly hospital initiatives to support breastfeeding at Norton Hospital and of Norton Women's and Kosair Children's Hospital. * Program support for Integrative Medicine initiatives for the Norton Neuroscience Institute. * Provide support for breast cancer survivors. Philanthropy plays an increasingly important role at Norton Healthcare as caregivers strive to continuously improve the health of the community.
Form 990, Part V, Line 1a COMMON PAYING AGENT 1099S	NORTON HEALTHCARE, INC., EIN 61-1028725 IS THE COMMON PAYING AGENT FOR NORTON HEALTHCARE, INC., NORTON HOSPITALS, INC., COMMUNITY MEDICAL ASSOCIATES, INC., NORTON PROPERTIES, INC., NORTON HEALTHCARE FOUNDATION, INC. AND THE CHILDREN'S HOSPITAL FOUNDATION INC. THEREFORE, ALL VENDORS, INCLUDING INDEPENDENT CONTRACTORS, ARE PAID AND REPORTED BY NORTON HEALTHCARE, INC. ON BEHALF OF THESE NAMED ENTITIES. FOR PURPOSES OF PART V, LINE 1, THE NUMBER OF 1099S REPORTED AND FILED FOR 2015 BY NORTON HEALTHCARE, INC., WAS APPROXIMATELY 510. NORTON HEALTHCARE, INC., HAS APPROXIMATELY 89 INDEPENDENT CONTRACTORS EXCEEDING $100,000 FOR 2015. NORTON HEALTHCARE, INC., THE COMMON PAYING AGENT, REPORTED 951 VENDORS ON FORM 1096 FOR 2015.
Form 990, Part V, Line 1b W-2 G COMMON PAYING AGENT	NORTON HEALTHCARE INC., AS THE COMMON PAYING AGENT, FILED THREE FORM W-2G ON BEHALF OF THE CHILDREN'S HOSPITAL FOUNDATION.
Form 990, Part V, Line 1c COMMON PAYING AGENT FOR VENDORS	NORTON HEALTHCARE, INC., EIN 61-1028725 IS THE COMMON PAYING AGENT FOR NORTON HEALTHCARE INC, AND ALL AFFILIATES. NORTON HEALTHCARE, INC. REQUIRES THAT ALL VENDORS PROVIDE AN ACCURATE TAXPAYER IDENTIFICATION NUMBER ON A FORM W-9, AS REQUIRED BY LAW, PRIOR TO ASSURANCE OF ANY PAYMENT.
Form 990, Part V, Line 2a COMMON PAYING AGENT FOR EMPLOYEES	NORTON HEALTHCARE, INC EIN 61-1028725 IS THE COMMON PAYING AGENT FOR NORTON HOSPITALS, INC., NORTON PROPERTIES, INC., COMMUNITY MEDICAL ASSOCIATES, INC., NORTON HEALTHCARE FOUNDATION, INC., AND THE CHILDREN'S HOSPITAL FOUNDATION, INC. THEREFORE, ALL APPLICABLE IRS TAX COMPLIANCE FILINGS ARE REPORTED BY NORTON HEALTHCARE, INC. ON BEHALF OF THESE NAMED ENTITIES. NORTON HEALTHCARE, INC. HAS APPROXIMATELY 2,056 EMPLOYEES. NORTON HEALTHCARE, INC., THE COMMON PAYING AGENT, REPORTED 14,830 EMPLOYEES ON FORM W-3 FOR 2015.
Form 990, Part VI, Line 1a Delegate broad authority to a committee	The Executive Committee shall possess and may exercise all the powers and authority of the Board of Trustees in the management and direction of the business and affairs of the Corporation. However, the Executive Committee does not possess the authority to do the following: a) fill vacancies on the Board; b) change the membership of the Executive Committee; c) make decisions to merge, liquidate, or otherwise make decisions outside of the normal course of business; d) make final determinations of long-term policy; e)hire or fire the Chief Executive Officer; and f)amend the Articles of Incorporation or Bylaws.
Form 990, Part VI, Line 2 Family/business relationships amongst interested persons	JAMES FRAZIER, KEY EMPLOYEE, NORTON HEALTHCARE, INC. BUSINESS RELATIONSHIP WITH STEVE HEILMAN AND DOUGLAS WINKELHAKE. - Business relationship, STEVE HEILMAN, KEY EMPLOYEE, NORTON HEALTHCARE, INC BUSINESS RELATIONSHIP WITH JAMES FRAZIER AND DOUGLAS WINKELHAKE. - Business relationship, DOUGLAS WINKELHAKE, KEY EMPLOYEE, NORTON HEALTHCARE, INC BUSINESS RELATIONSHIP WITH JAMES FRAZIER AND STEVE HEILMAN - Business relationship
Form 990, Part VI, Line 11b Review of form 990 by governing body	At the October 6, 2016 Norton Healthcare, Inc. (Norton) Finance Committee meeting and at the October 13, 2016 Norton Board of Trustees meeting , the 990s were discussed and committee members and Trustees had an opportunity to ask questions. Coinciding with the Finance Committee meeting, electronic copies of the 990s were made available to all members of the Finance Committee and the Board of Trustees through the Director's portal site. Norton is the parent of Community Medical Associates, Inc., Norton Hospitals, Inc., Norton Properties, Inc., Norton Healthcare Foundation, Inc., and The Children's Hospital Foundation, Inc.
Form 990, Part VI, Line 12c Conflict of interest policy	THE ORGANIZATION REGULARLY AND CONSISTENTLY MONITORS AND ENFORCES COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY BY ANNUALLY DISTRIBUTING A QUESTIONNAIRE THAT REQUIRES OFFICERS, TRUSTEES, AND KEY EMPLOYEES TO DISCLOSE INTERESTS THAT MAY GIVE RISE TO CONFLICTS. IF A CONFLICT ARISES, THE POLICY PROVIDES PROCEDURES FOR ADDRESSING CONFLICTS TO ENSURE DECISIONS ARE MADE IN THE BEST INTEREST OF THE ORGANIZATION
Form 990, Part VI, Line 15a Process to establish compensation of top management official	Please see explanation provided for Form 990, Part VI, Line 15b
Form 990, Part VI, Line 15b Process to establish compensation of other employees	The organization takes all necessary steps to ensure that compensation for all officers, directors and key employees is reasonable and appropriate for the services provided to the organization. The organization provides a total compensation package that is on par with compensation provided by similar organizations and which conforms to the policies and guidelines set out by the Board of Trustees. Norton Healthcare, Inc. (NHI) engages an outside independent compensation consultant, Integrated Healthcare Strategies (IHS), to provide comparability data for NHI's officers and key employees on total compensation for similar positions at health systems and hospital organizations similar in size, scope of services, and circumstances. In addition, the organization participates in third party surveys which provide aggregate, comparative compensation data for officers and key employees in similar positions at similar organizations. IHS consultants presented and discussed this comparability data in 2014 for the 2015 compensation review and met in 2015 for the 2016 compensation review with the committee of board leadership (now Executive Committee) of the Board of Trustees (Board) The Committee reviewed the executive compensation and benefits program, determined total compensation for the CEO, and approved compensation for other officers and key employees. The Committee reviewed NHI's variable compensation program and determined appropriate awards for performance relative to goals set for the year. After the Committee determined appropriate compensation and benefits for officers and key employees, the Board approved their total compensation. Employment contracts for the CEO, COO, and CFO and key employees are signed, and reviewed as necessary.
Form 990, Part VI, Line 19 Required documents available to the public	FINANCIAL STATEMENTS, GOVERNING DOCUMENTS, AND CONFLICT OF INTEREST POLICIES ARE NOT REQUIRED DISCLOSURES PURSUANT TO INTERNAL REVENUE CODE (IRC) SECTION 6104. THESE DOCUMENTS ARE NOT AVAILABLE TO THE PUBLIC.
Form 990, Part VII, Section A, Line 1a, Column (D) Board Member Stipend Payments	Norton Healthcare, Inc. (NHI) and affiliates (Norton Hospitals, Inc., Community Medical Associates, Inc., Norton Properties, Inc., Norton Healthcare Foundation, Inc., and The Children's Hospital Foundation, Inc.) encourages and facilitates board member attendance at educational programs and conferences on subjects relevant to NHI. NHI's travel policy for Board of Trustees provides that for each trustee that attends at least one out of town educational conference, a lump sum stipend will be paid to cover unreimbursed travel expense and other miscellaneous expenses associated with conference preparation, attendance or follow up. In compliance with IRS regulations, NHI provides a form 1099 to any trustee that receives a stipend. These amounts have been reported in Part VII or the form 990 as reportable compensation to the trustee receiving stipends in 2015.
Form 990, Part VIII, Line 11d Other Miscellaneous Revenue	Misc Income - Total Revenue: 1305196, Related or Exempt Function Revenue: 1305196, Unrelated Business Revenue: , Revenue Excluded from Tax Under Sections 512, 513, or 514: ; Purchase Discounts - Total Revenue: -50, Related or Exempt Function Revenue: -50, Unrelated Business Revenue: , Revenue Excluded from Tax Under Sections 512, 513, or 514: ; Fitness Center - Total Revenue: 108018, Related or Exempt Function Revenue: , Unrelated Business Revenue: , Revenue Excluded from Tax Under Sections 512, 513, or 514: 108018;
Form 990, Part IX, Line 11g Other Fees	Outside Services - Total Expense: 41892942, Program Service Expense: 37458565, Management and General Expenses: 4434377, Fundraising Expenses: ; Other expenses - Total Expense: 625260, Program Service Expense: 482645, Management and General Expenses: 142615, Fundraising Expenses: ; Contract Labor - Total Expense: 432201, Program Service Expense: 300045, Management and General Expenses: 132156, Fundraising Expenses: ; Professional Fees - Total Expense: 5174, Program Service Expense: 5174, Management and General Expenses: , Fundraising Expenses: ;
Form 990, Part XI, Line 9 Other changes in net assets or fund balances	AFFILIATE TRANSFER - -163483; SWAP MARK TO MARKET ADJUSTMENT - 11189123; CHANGE IN MINIMUM PENSION LIABILITY - -44622758;

Schedule R IRS990ScheduleR

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (5 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	EINEIN	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Exempt Code SectionExemptCodeSectionTxt	Public Charity StatusPublicCharityStatusTxt	Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt	Controlled OrganizationControlledOrganizationInd
NORTON HOSPITALS INC
224 E BROADWAY 5TH FLOOR	LOUISVILLE	KY	40202	610703799	PROVIDE HOSPITAL SERVICES	KY	501(c)(3	3	NA	Yes (true)
COMMUNITY MEDICAL ASSOCIATES INC
224 E BROADWAY 5TH FLOOR	LOUISVILLE	KY	40202	611276316	OPERATES A NETWORK OF PHYSICIAN PRACTICES	KY	501(c)(3	9	NA	Yes (true)
NORTON PROPERTIES INC
224 E BROADWAY 5TH FLOOR	LOUISVILLE	KY	40202	611028724	MAINTAINS OFFICE AND PARKING FACILITIES	KY	501(c)(3	Type I	NA	Yes (true)
THE CHILDREN'S HOSPITAL FOUNDATION INC
224 E BROADWAY 5TH FLOOR	LOUISVILLE	KY	40202	616027530	GENERATE FUNDS TO SUPPORT PROGRAMS AND SERVICES	KY	501(c)(3	7	NA	Yes (true)
NORTON HEALTHCARE FOUNDATION INC
224 E BROADWAY 5TH FLOOR	LOUISVILLE	KY	40202	310914919	GENERATE FUNDS TO SUPPORT PROGRAMS AND SERVICES	KY	501(c)(3	7	NA	Yes (true)

Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp

Related Organization Name RelatedOrganizationName

Field	Value	IRS element (for citing)
Business Name Line1	NORTON ENTERPRISES INC	BusinessNameLine1Txt

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	224 E BORADWAY 5TH FLOOR	AddressLine1Txt
City	LOUISVILLE	CityNm
State Abbreviation	KY	StateAbbreviationCd
ZIP	40202	ZIPCd

Field	Value	IRS element (for citing)
EIN	611054301	EIN
Primary Activities	PROVIDE NURSING AND PATHOLOGY SERVICES	PrimaryActivitiesTxt
Legal Domicile State	KY	LegalDomicileStateCd

Direct Controlling Entity Name DirectControllingEntityName

Field	Value	IRS element (for citing)
Business Name Line1	NA	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Entity Type	C Corporation	EntityTypeTxt
Share Of Total Income	$33,367,422	ShareOfTotalIncomeAmt
Share Of EOY Assets	$54,580,607	ShareOfEOYAssetsAmt
Ownership	1	OwnershipPct
Controlled Organization	Yes (true)	ControlledOrganizationInd

Field	Value	IRS element (for citing)
Receipt Of Int Annts Rnts Rylts	false	ReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth Org	false	GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth Org	false	GiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other Org	false	LoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth Org	false	LoansOrGuaranteesFromOthOrgInd
Div Related Organization	false	DivRelatedOrganizationInd
Asset Sale To Other Org	false	AssetSaleToOtherOrgInd
Asset Purchase From Other Org	false	AssetPurchaseFromOtherOrgInd
Asset Exchange	false	AssetExchangeInd
Rental Of Facilities To Oth Org	false	RentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth Org	Yes (true)	RentalOfFcltsFromOthOrgInd
Perform Of Services For Oth Org	false	PerformOfServicesForOthOrgInd
Perform Of Services By Other Org	false	PerformOfServicesByOtherOrgInd
Sharing Of Facilities	false	SharingOfFacilitiesInd
Paid Employees Sharing	false	PaidEmployeesSharingInd
Reimbursement Paid To Other Org	false	ReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other Org	false	ReimbursementPaidByOtherOrgInd
Transfer To Other Org	Yes (true)	TransferToOtherOrgInd
Transfer From Other Org	Yes (true)	TransferFromOtherOrgInd

Transactions Related Org TransactionsRelatedOrgGrp (11 entries)

Transaction TypeTransactionTypeTxt	InvolvedInvolvedAmt	Method Of Amount DeterminationMethodOfAmountDeterminationTxt
Norton Hospitals Inc
R	$738,881,329	FMV
Norton Hospitals Inc
S	$1,010,681,399	FMV
Community Medical Associates Inc
R	$259,431,538	FMV
Community Medical Associates Inc
S	$212,479,041	FMV
Norton Properties Inc
R	$39,079,922	FMV
Norton Properties Inc
S	$34,088,209	FMV
The Children's Hospital Foundation Inc
R	$4,849,541	FMV
The Children's Hospital Foundation Inc
S	$5,976,993	FMV
Norton Healthcare Foundation Inc
R	$1,871,258	FMV
Norton Healthcare Foundation Inc
S	$2,092,747	FMV
Norton Properties Inc
K	$6,224,928	FMV