CHASE FOUNDATION: Form 990PF, tax year 2024
View the entire original 990 at ProPublica ↗
- Organization
- CHASE FOUNDATION (EIN 36-7466258)
- Tax period
- 2024-01-01 to 2024-12-31
- Filed
- 2025-11-17
- IRS object ID
- 202523219349106172
- Schema version
- 2024v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Depreciation Schedule
- Gain Loss Sale Other Assets Sch
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Land Etc Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2025-11-17T16:16:54-05:00 | ReturnTs |
| Tax Period End | 2024-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 850435604 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JOHNATHAN L SHUMAN PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 512 W TEXAS AVE A | AddressLine1Txt |
| City | ARTESIA | CityNm |
| State Abbreviation | NM | StateAbbreviationCd |
| ZIP | 882102083 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2024-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 367466258 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CHASE FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | MACK C CHASE TRUSTEE | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | CHAS | BusinessNameControlTxt |
| Phone | 5757464610 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2103 W MAIN ST | AddressLine1Txt |
| City | ARTESIA | CityNm |
| State Abbreviation | NM | StateAbbreviationCd |
| ZIP | 88210 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | RICHARD PRICE | PersonNm |
| Person Title | EXECUTIVE DIRECTOR | PersonTitleTxt |
| Signature | 2025-11-17 | SignatureDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | Yes (true) | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JOHNATHAN L SHUMAN | PreparerPersonNm |
| PTIN | P00755236 | PTIN |
| Phone | 5757481213 | PhoneNum |
| Preparation | 2025-11-17 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2024 | TaxYr |
| Build TS | 2025-03-06 01:10:19Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $46,444,939 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $404,834 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $191,809 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $191,809 | InterestOnSavNetInvstIncmAmt |
| Interest On Savings Adj Net Incm | $191,809 | InterestOnSavingsAdjNetIncmAmt |
| Dividends Rev And Expnss | $523,111 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $522,000 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $523,111 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $863,684 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $4,149,291 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $837,982 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $38,381 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $2,466,388 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $2,153,601 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $2,466,388 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $4,449,826 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $3,705,392 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $3,219,689 | TotalAdjNetIncmAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $36,383 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $36,383 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $3,098 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $3,098 | PensionEmplBnftDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $27,892 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Chrtbl Prps | $27,892 | AccountingFeesChrtblPrpsAmt |
| Interest Rev And Expnss | $826 | InterestRevAndExpnssAmt |
| Interest Dsbrs Chrtbl | $826 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $473,559 | TaxesRevAndExpnssAmt |
| Taxes Dsbrs Chrtbl | $473,559 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $45,891 | DeprecAndDpltnRevAndExpnssAmt |
| Occupancy Rev And Expnss | $15,980 | OccupancyRevAndExpnssAmt |
| Occupancy Dsbrs Chrtbl | $15,980 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $16,613 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $16,613 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $10,930 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Dsbrs Chrtbl | $10,930 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $1,191,941 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $180,630 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $1,011,311 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,823,113 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $180,630 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $1,596,592 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,306,716 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,306,716 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $3,129,829 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $180,630 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $2,903,308 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $1,319,997 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $3,524,762 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $3,219,689 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $2,502,348 | CashBOYAmt |
| Cash EOY | $2,174,241 | CashEOYAmt |
| Cash EOYFMV | $2,174,241 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $3,181 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $16,597 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $16,597 | SavAndTempCashInvstEOYFMVAmt |
| Prepaid Expenses BOY | $62,500 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $482,152 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $482,152 | PrepaidExpensesEOYFMVAmt |
| Corporate Stock BOY | $14,087,808 | CorporateStockBOYAmt |
| Corporate Stock EOY | $15,306,523 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $25,533,355 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $7,344,705 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $7,542,268 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $7,121,539 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $10,144,477 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $9,947,138 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $9,947,138 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $1,169,917 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $412,787 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $744,727 | LandBOYAmt |
| Land EOY | $757,130 | LandEOYAmt |
| Land EOYFMV | $1,169,917 | LandEOYFMVAmt |
| Total Assets BOY | $34,889,746 | TotalAssetsBOYAmt |
| Total Assets EOY | $36,226,049 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $46,444,939 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $382 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $577 | AccountsPayableEOYAmt |
| Other Liabilities BOY | $24,153 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $40,264 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $24,535 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $40,841 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $32,813,044 | CapitalStockBOYAmt |
| Capital Stock EOY | $34,865,211 | CapitalStockEOYAmt |
| Retained Earning BOY | $2,052,167 | RetainedEarningBOYAmt |
| Retained Earning EOY | $1,319,997 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $34,865,211 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $36,185,208 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $34,889,746 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $36,226,049 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $34,865,211 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $1,319,997 | ExcessRevenueOverExpensesAmt |
| Subtotal | $36,185,208 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $36,185,208 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (579 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| BROADCOM INC | P | 2021-04-22 | 2024-03-07 | $23,733 | $7,749 | $15,984 | $15,984 |
| PACKAGING CORP AMERICA | P | 2018-12-11 | 2024-12-31 | $6,298 | $2,618 | $3,680 | $3,680 |
| SCHWAB CHARLES CORP NEW | P | 2024-07-29 | 2024-11-07 | $4,039 | $3,603 | $436 | $436 |
| US TSY 3.375% MAY 15 2033 | P | 2023-07-25 | 2024-11-22 | $4,644 | $4,789 | -$145 | -$145 |
| US TSY 5.000% OCT 31 2025 | P | 2023-11-20 | 2024-02-05 | $10,074 | $10,014 | $60 | $60 |
| GOLDMAN SACHS GRO 3.75% 26 | P | 2016-05-19 | 2024-03-27 | $14,648 | $15,089 | -$441 | -$441 |
| US TSY 2.125% MAR 31 2024 | P | 2019-07-08 | 2024-04-01 | $12,000 | $12,000 | ||
| TETON WESTWOOD MIGHTY | P | 2020-11-20 | 2024-07-15 | $35,906 | $42,669 | -$6,763 | -$6,763 |
| CHARTER COMMUNICATIONS, INC. CMN | P | 2022-12-30 | 2024-12-20 | $9,490 | $9,078 | $412 | $412 |
| META PLATFORMS INC-CLASS A CMN CLASS | P | 2018-09-28 | 2024-08-15 | $1,076 | $329 | $747 | $747 |
| SAFRAN SA SPONSORED ADR CMN | P | 2021-09-21 | 2024-06-12 | $5,865 | $3,324 | $2,541 | $2,541 |
| MARRIOTT INTERNATIONAL, INC CMN CLAS | P | 2020-03-18 | 2024-04-29 | $7,229 | $1,551 | $5,678 | $5,678 |
| SAFRAN SA SPONSORED ADR CMN | P | 2021-09-24 | 2024-03-22 | $2,067 | $1,213 | $854 | $854 |
| HILTON WORLDWIDE HOLDINGS INC. CMN | P | 2020-04-01 | 2024-02-02 | $3,516 | $1,162 | $2,354 | $2,354 |
| OCCIDENTAL PETROLEUM CORP CMN | P | 2024-03-22 | 2024-10-22 | $8,522 | $10,404 | -$1,882 | -$1,882 |
| OAKMARK INTERNATIONAL FUND R6 CLASS | P | 2020-12-10 | 2024-10-04 | $3,068 | $2,828 | $240 | $240 |
| UTZ BRANDS INC CMN | P | 2024-05-03 | 2024-10-08 | $578 | $649 | -$71 | -$71 |
| PARAGON 28, INC. CMN | P | 2024-04-08 | 2024-10-08 | $295 | $561 | -$266 | -$266 |
| DUCOMMUN INCORPORATED CMN | P | 2023-10-19 | 2024-10-08 | $253 | $189 | $64 | $64 |
| ALLEGRO MICROSYSTEMS INC CMN | P | 2023-10-27 | 2024-10-08 | $683 | $910 | -$227 | -$227 |
| TEXAS ROADHOUSE, INC. CMN | P | 2013-03-12 | 2024-05-02 | $4,725 | $583 | $4,142 | $4,142 |
| SPX TECHNOLOGIES INC CMN | P | 2021-10-04 | 2024-12-03 | $1,408 | $453 | $955 | $955 |
| SHOALS TECHNOLOGIES GROUP, INC. CMN | P | 2022-10-24 | 2024-11-22 | $439 | $1,834 | -$1,395 | -$1,395 |
| RAPID7, INC. CMN | P | 2020-02-18 | 2024-05-10 | $1,482 | $2,172 | -$690 | -$690 |
| PRIMORIS SERVICES CORPORATION CMN | P | 2014-06-04 | 2024-06-21 | $1,607 | $871 | $736 | $736 |
| PACIFIC PREMIER BANCORP, INC CMN | P | 2018-03-14 | 2024-10-08 | $732 | $1,327 | -$595 | -$595 |
| MINERALS TECHNOLOGIES INC. CMN | P | 2020-10-09 | 2024-10-08 | $225 | $173 | $52 | $52 |
| LITHIA MOTORS INC CL-A CMN CLASS A | P | 2015-01-28 | 2024-01-26 | $5,983 | $1,755 | $4,228 | $4,228 |
| INTAPP, INC. CMN | P | 2023-09-12 | 2024-10-08 | $2,113 | $1,641 | $472 | $472 |
| ICF INTERNATIONAL, INC. CMN | P | 2017-10-03 | 2024-10-08 | $168 | $55 | $113 | $113 |
| HEARTLAND EXPRESS, INC. CMN | P | 2013-03-12 | 2024-07-23 | $383 | $422 | -$39 | -$39 |
| GLACIER BANCORP INC (NEW) CMN | P | 2013-03-12 | 2024-12-03 | $1,318 | $417 | $901 | $901 |
| DESCARTES SYSTEMS GRP (THE) CMN | P | 2021-02-24 | 2024-10-08 | $405 | $232 | $173 | $173 |
| CHUYS HLDGS INC CMN | P | 2018-05-24 | 2024-08-06 | $1,295 | $1,006 | $289 | $289 |
| CENTRAL GARDEN & PET COMPANY CMN CLA | P | 2023-02-08 | 2024-10-08 | $171 | $195 | -$24 | -$24 |
| AZENTA INC CMN | P | 2020-12-01 | 2024-10-08 | $876 | $1,395 | -$519 | -$519 |
| APPFOLIO, INC. CMN CLASS A | P | 2023-02-24 | 2024-10-25 | $2,335 | $1,438 | $897 | $897 |
| AMERIS BANCORP CMN | P | 2016-04-22 | 2024-10-08 | $786 | $421 | $365 | $365 |
| ALAMO GROUP INC. CMN | P | 2016-06-20 | 2024-09-25 | $2,145 | $778 | $1,367 | $1,367 |
| BROADCOM INC | P | 2021-04-22 | 2024-06-24 | $29,514 | $8,205 | $21,309 | $21,309 |
| PACKAGING CORP AMERICA | P | 2018-06-18 | 2024-12-26 | $7,109 | $3,695 | $3,414 | $3,414 |
| BANK OF NEW YORK MELLON | P | 2014-02-05 | 2024-02-05 | $15,000 | $15,000 | ||
| US TSY 3.375% MAY 15 2033 | P | 2023-07-25 | 2024-12-17 | $8,473 | $8,716 | -$243 | -$243 |
| US TSY 5.000% OCT 31 2025 | P | 2023-11-20 | 2024-03-14 | $5,013 | $5,006 | $7 | $7 |
| HOME DEPOT INC 2.95% 2029 | P | 2020-01-08 | 2024-09-09 | $37,186 | $39,869 | -$2,683 | -$2,683 |
| US TSY 2.250% DEC 31 2024 | P | 2018-08-31 | 2024-12-31 | $9,000 | $9,000 | ||
| TETON WESTWOOD MIGHTY | P | 2019-11-26 | 2024-07-15 | $23,806 | $30,736 | -$6,930 | -$6,930 |
| NETFLIX, INC. CMN | P | 2022-05-13 | 2024-12-11 | $22,506 | $4,379 | $18,127 | $18,127 |
| ALPHABET INC. CMN CLASS C | P | 2018-04-03 | 2024-07-29 | $1,873 | $555 | $1,318 | $1,318 |
| NETFLIX, INC. CMN | P | 2022-04-22 | 2024-06-03 | $18,357 | $6,203 | $12,154 | $12,154 |
| ALPHABET INC. CMN CLASS C | P | 2018-04-03 | 2024-04-25 | $12,132 | $3,888 | $8,244 | $8,244 |
| MARRIOTT INTERNATIONAL, INC CMN CLAS | P | 2020-03-18 | 2024-03-15 | $11,274 | $2,379 | $8,895 | $8,895 |
| UNITEDHEALTH GROUP INCORPORATED CMN | P | 2018-04-03 | 2024-01-31 | $7,156 | $3,116 | $4,040 | $4,040 |
| OCCIDENTAL PETROLEUM CORP CMN | P | 2023-12-20 | 2024-10-22 | $5,490 | $6,340 | -$850 | -$850 |
| OAKMARK INTERNATIONAL FUND R6 CLASS | P | 2018-07-24 | 2024-10-04 | $338,920 | $329,857 | $9,063 | $9,063 |
| UTZ BRANDS INC CMN | P | 2024-05-02 | 2024-10-08 | $1,071 | $1,225 | -$154 | -$154 |
| PARAGON 28, INC. CMN | P | 2024-04-04 | 2024-10-08 | $226 | $427 | -$201 | -$201 |
| DUCOMMUN INCORPORATED CMN | P | 2023-10-17 | 2024-10-08 | $380 | $284 | $96 | $96 |
| ALLEGIANT TRAVEL COMPANY CMN | P | 2023-08-23 | 2024-07-22 | $477 | $954 | -$477 | -$477 |
| TEREX CORP (NEW) CMN | P | 2022-02-14 | 2024-04-25 | $3,148 | $2,241 | $907 | $907 |
| SPX TECHNOLOGIES INC CMN | P | 2021-07-06 | 2024-12-03 | $1,232 | $427 | $805 | $805 |
| SHOALS TECHNOLOGIES GROUP, INC. CMN | P | 2023-07-17 | 2024-10-08 | $182 | $977 | -$795 | -$795 |
| PROGYNY INC CMN | P | 2020-07-23 | 2024-12-03 | $451 | $816 | -$365 | -$365 |
| PHREESIA INC CMN | P | 2021-12-14 | 2024-10-08 | $1,027 | $1,923 | -$896 | -$896 |
| PACIFIC PREMIER BANCORP, INC CMN | P | 2018-03-12 | 2024-10-08 | $585 | $1,079 | -$494 | -$494 |
| MINERALS TECHNOLOGIES INC. CMN | P | 2021-12-10 | 2024-06-21 | $2,515 | $2,116 | $399 | $399 |
| ITT INC. CMN | P | 2022-08-11 | 2024-11-01 | $844 | $492 | $352 | $352 |
| INSMED INC CMN | P | 2023-08-23 | 2024-10-08 | $1,443 | $439 | $1,004 | $1,004 |
| ICF INTERNATIONAL, INC. CMN | P | 2018-02-20 | 2024-09-25 | $2,184 | $734 | $1,450 | $1,450 |
| HEALTHEQUITY, INC. CMN | P | 2020-07-09 | 2024-11-06 | $2,631 | $1,523 | $1,108 | $1,108 |
| GLACIER BANCORP INC (NEW) CMN | P | 2023-08-23 | 2024-10-08 | $135 | $90 | $45 | $45 |
| DESCARTES SYSTEMS GRP (THE) CMN | P | 2023-08-23 | 2024-09-06 | $931 | $740 | $191 | $191 |
| CHUYS HLDGS INC CMN | P | 2018-05-09 | 2024-08-06 | $555 | $436 | $119 | $119 |
| CBIZ, INC. CMN | P | 2023-08-23 | 2024-10-08 | $970 | $807 | $163 | $163 |
| AVIENT COR CMN | P | 2022-12-01 | 2024-10-08 | $2,911 | $2,101 | $810 | $810 |
| APPFOLIO, INC. CMN CLASS A | P | 2023-02-23 | 2024-10-25 | $849 | $519 | $330 | $330 |
| ALLEGRO MICROSYSTEMS INC CMN | P | 2023-08-23 | 2024-10-08 | $311 | $590 | -$279 | -$279 |
| ALAMO GROUP INC. CMN | P | 2018-10-09 | 2024-05-01 | $1,365 | $652 | $713 | $713 |
| BROADCOM INC | P | 2021-04-22 | 2024-12-17 | $50,532 | $9,800 | $40,732 | $40,732 |
| PACKAGING CORP AMERICA | P | 2018-06-18 | 2024-12-27 | $20,000 | $10,488 | $9,512 | $9,512 |
| BOEING CO 4.87% 25 | P | 2021-08-31 | 2024-12-20 | $8,000 | $8,000 | ||
| VODAFONE GROUP PL 4.12% 25 | P | 2018-08-31 | 2024-07-08 | $7,919 | $8,002 | -$83 | -$83 |
| WASTE MANAGEMENT 4.62% 30 | P | 2023-04-28 | 2024-04-05 | $7,873 | $8,095 | -$222 | -$222 |
| ORACLE CORP 2.95%MAY15 25 | P | 2023-02-02 | 2024-06-03 | $974 | $974 | ||
| US TSY 3.375% MAY 15 2033 | P | 2023-06-09 | 2024-07-15 | $5,630 | $5,817 | -$187 | -$187 |
| TETON WESTWOOD MIGHTY | P | 2018-11-28 | 2024-07-15 | $20 | $22 | -$2 | -$2 |
| NETFLIX, INC. CMN | P | 2022-05-23 | 2024-11-26 | $12,288 | $2,612 | $9,676 | $9,676 |
| AMAZON.COM INC CMN | P | 2023-02-06 | 2024-07-29 | $2,578 | $1,423 | $1,155 | $1,155 |
| WELLS FARGO & COMPANY CMN | P | 2020-07-23 | 2024-06-03 | $7,689 | $3,395 | $4,294 | $4,294 |
| GE AEROSPACE CMN | P | 2020-06-23 | 2024-04-23 | $12,518 | $2,761 | $9,757 | $9,757 |
| GE AEROSPACE CMN | P | 2018-11-13 | 2024-03-12 | $11,546 | $3,637 | $7,909 | $7,909 |
| ALPHABET INC. CMN CLASS C | P | 2018-04-03 | 2024-01-30 | $10,916 | $3,585 | $7,331 | $7,331 |
| GE VERNOVA LLC CMN | P | 2024-06-07 | 2024-09-24 | $5,630 | $3,575 | $2,055 | $2,055 |
| OAKMARK INTERNATIONAL FUND R6 CLASS | P | 2014-10-09 | 2024-10-04 | $120,971 | $105,000 | $15,971 | $15,971 |
| UMB FINANCIAL CORP CMN | P | 2024-05-21 | 2024-10-08 | $2,496 | $2,062 | $434 | $434 |
| NORTHWESTERN CORPORATION CMN | P | 2024-09-25 | 2024-10-08 | $1,659 | $1,709 | -$50 | -$50 |
| CRYOPORT, INC. CMN | P | 2023-08-23 | 2024-07-26 | $133 | $216 | -$83 | -$83 |
| AGIOS PHARMACEUTICALS, INC. CMN | P | 2024-01-29 | 2024-10-08 | $987 | $568 | $419 | $419 |
| TEREX CORP (NEW) CMN | P | 2022-02-14 | 2024-04-24 | $121 | $85 | $36 | $36 |
| SPX TECHNOLOGIES INC CMN | P | 2021-07-06 | 2024-10-08 | $4,696 | $1,770 | $2,926 | $2,926 |
| SEACOAST BANKING CORPORATION OF FLOR | P | 2019-11-04 | 2024-10-08 | $823 | $927 | -$104 | -$104 |
| PROGYNY INC CMN | P | 2020-06-25 | 2024-12-03 | $752 | $1,280 | -$528 | -$528 |
| PHREESIA INC CMN | P | 2021-06-09 | 2024-10-08 | $765 | $2,017 | -$1,252 | -$1,252 |
| OXFORD IND INC CMN | P | 2023-08-23 | 2024-10-08 | $744 | $1,002 | -$258 | -$258 |
| MEDPACE HOLDINGS, INC. CMN | P | 2020-10-28 | 2024-10-08 | $1,347 | $446 | $901 | $901 |
| ITT INC. CMN | P | 2022-06-17 | 2024-11-01 | $1,970 | $906 | $1,064 | $1,064 |
| INSMED INC CMN | P | 2022-12-01 | 2024-10-08 | $938 | $249 | $689 | $689 |
| ICF INTERNATIONAL, INC. CMN | P | 2017-10-03 | 2024-09-25 | $336 | $111 | $225 | $225 |
| HEALTHEQUITY, INC. CMN | P | 2020-03-27 | 2024-11-06 | $780 | $419 | $361 | $361 |
| GLACIER BANCORP INC (NEW) CMN | P | 2020-03-19 | 2024-10-08 | $900 | $611 | $289 | $289 |
| CRYOPORT, INC. CMN | P | 2020-01-30 | 2024-07-29 | $208 | $414 | -$206 | -$206 |
| CHUYS HLDGS INC CMN | P | 2018-05-07 | 2024-08-06 | $37 | $30 | $7 | $7 |
| CBIZ, INC. CMN | P | 2023-02-23 | 2024-10-08 | $1,164 | $904 | $260 | $260 |
| AVIENT COR CMN | P | 2017-04-18 | 2024-10-08 | $146 | $103 | $43 | $43 |
| APPFOLIO, INC. CMN CLASS A | P | 2023-08-23 | 2024-10-08 | $1,129 | $924 | $205 | $205 |
| ALLEGIANT TRAVEL COMPANY CMN | P | 2018-07-27 | 2024-07-22 | $477 | $1,238 | -$761 | -$761 |
| ALAMO GROUP INC. CMN | P | 2018-04-02 | 2024-05-01 | $585 | $329 | $256 | $256 |
| EATON CORP PLC | P | 2022-02-14 | 2024-02-08 | $19,659 | $10,915 | $8,744 | $8,744 |
| PACKAGING CORP AMERICA | P | 2018-06-18 | 2024-12-30 | $14,835 | $7,866 | $6,969 | $6,969 |
| CAP ONE FINANCIA 3.30% 24 | P | 2017-12-04 | 2024-10-01 | $13,000 | $12,997 | $3 | $3 |
| US TSY 4.000% JAN 31 2029 | P | 2024-02-12 | 2024-03-22 | $3,964 | $3,978 | -$14 | -$14 |
| CITIGROUP INC 3.30% 2025 | P | 2021-04-28 | 2024-02-02 | $977 | $1,027 | -$50 | -$50 |
| ORACLE CORP 2.95%MAY15 25 | P | 2021-04-28 | 2024-06-03 | $974 | $1,016 | -$42 | -$42 |
| WELLS FARGO & COMPANY | P | 2020-04-30 | 2024-03-27 | $21,190 | $22,065 | -$875 | -$875 |
| TETON WESTWOOD MIGHTY | P | 2018-11-28 | 2024-07-15 | $27,185 | $34,873 | -$7,688 | -$7,688 |
| NETFLIX, INC. CMN | P | 2022-05-13 | 2024-11-26 | $7,900 | $1,642 | $6,258 | $6,258 |
| CAPITAL ONE FINANCIAL CORP CMN | P | 2023-02-17 | 2024-07-29 | $7,548 | $5,669 | $1,879 | $1,879 |
| META PLATFORMS INC-CLASS A CMN CLASS | P | 2018-09-28 | 2024-05-31 | $8,733 | $3,122 | $5,611 | $5,611 |
| GE AEROSPACE CMN | P | 2020-06-23 | 2024-04-22 | $11,564 | $2,726 | $8,838 | $8,838 |
| SAFRAN SA SPONSORED ADR CMN | P | 2021-11-04 | 2024-03-08 | $8,165 | $5,098 | $3,067 | $3,067 |
| META PLATFORMS INC-CLASS A CMN CLASS | P | 2018-09-28 | 2024-01-30 | $8,454 | $3,450 | $5,004 | $5,004 |
| GE VERNOVA LLC CMN | P | 2024-05-22 | 2024-09-24 | $8,189 | $5,243 | $2,946 | $2,946 |
| OAKMARK INTERNATIONAL FUND R6 CLASS | P | 2014-04-17 | 2024-10-04 | $385,111 | $368,264 | $16,847 | $16,847 |
| TRI POINTE HOMES INC CMN | P | 2024-01-26 | 2024-10-08 | $2,320 | $1,845 | $475 | $475 |
| MEDPACE HOLDINGS, INC. CMN | P | 2023-08-23 | 2024-01-26 | $1,489 | $1,251 | $238 | $238 |
| CRINETICS PHARMACEUTICALS, INC. CMN | P | 2024-09-25 | 2024-10-08 | $997 | $966 | $31 | $31 |
| ADVANCED ENERGY INDUSTRIES INC CMN | P | 2024-08-26 | 2024-10-08 | $2,003 | $2,087 | -$84 | -$84 |
| TEREX CORP (NEW) CMN | P | 2021-10-29 | 2024-04-24 | $3,020 | $2,238 | $782 | $782 |
| SPX TECHNOLOGIES INC CMN | P | 2021-07-16 | 2024-06-21 | $2,883 | $1,261 | $1,622 | $1,622 |
| SEACOAST BANKING CORPORATION OF FLOR | P | 2019-10-31 | 2024-10-08 | $180 | $196 | -$16 | -$16 |
| PROGYNY INC CMN | P | 2020-05-22 | 2024-12-03 | $601 | $1,000 | -$399 | -$399 |
| PAYCOR HCM, INC. CMN | P | 2023-02-16 | 2024-06-13 | $707 | $1,583 | -$876 | -$876 |
| OXFORD IND INC CMN | P | 2022-02-10 | 2024-10-08 | $670 | $779 | -$109 | -$109 |
| MEDPACE HOLDINGS, INC. CMN | P | 2020-10-28 | 2024-07-22 | $4,370 | $1,114 | $3,256 | $3,256 |
| ITT INC. CMN | P | 2023-08-23 | 2024-10-08 | $2,226 | $1,455 | $771 | $771 |
| INSMED INC CMN | P | 2022-12-01 | 2024-05-28 | $2,575 | $1,052 | $1,523 | $1,523 |
| HOULIHAN LOKEY, INC. CMN | P | 2019-09-12 | 2024-10-08 | $3,101 | $878 | $2,223 | $2,223 |
| HEALTHEQUITY, INC. CMN | P | 2023-08-23 | 2024-10-08 | $2,045 | $1,689 | $356 | $356 |
| GLACIER BANCORP INC (NEW) CMN | P | 2017-08-11 | 2024-10-08 | $675 | $503 | $172 | $172 |
| CRYOPORT, INC. CMN | P | 2020-01-13 | 2024-07-29 | $452 | $885 | -$433 | -$433 |
| CHUYS HLDGS INC CMN | P | 2018-05-04 | 2024-08-06 | $259 | $207 | $52 | $52 |
| CBIZ, INC. CMN | P | 2023-02-24 | 2024-03-01 | $2,653 | $1,769 | $884 | $884 |
| AVIENT COR CMN | P | 2017-06-29 | 2024-01-30 | $734 | $762 | -$28 | -$28 |
| APPFOLIO, INC. CMN CLASS A | P | 2023-02-24 | 2024-10-08 | $3,162 | $1,831 | $1,331 | $1,331 |
| ALLEGIANT TRAVEL COMPANY CMN | P | 2018-05-24 | 2024-07-22 | $477 | $1,520 | -$1,043 | -$1,043 |
| ALAMO GROUP INC. CMN | P | 2021-06-23 | 2024-04-30 | $982 | $756 | $226 | $226 |
| FIDELITY NATL INFO SVCS | P | 2021-12-15 | 2024-01-24 | $3,438 | $6,036 | -$2,598 | -$2,598 |
| SCHWAB CHARLES CORP NEW | P | 2022-05-26 | 2024-11-07 | $15,274 | $14,330 | $944 | $944 |
| CITIGROUP INC | P | 2023-05-31 | 2024-07-29 | $8,226 | $8,101 | $125 | $125 |
| US TSY 4.000% JAN 31 2029 | P | 2024-02-12 | 2024-04-02 | $3,937 | $3,978 | -$41 | -$41 |
| CITIGROUP INC 3.30% 2025 | P | 2016-09-16 | 2024-02-02 | $5,864 | $6,020 | -$156 | -$156 |
| ORACLE CORP 2.95%MAY15 25 | P | 2017-11-16 | 2024-06-03 | $14,613 | $14,995 | -$382 | -$382 |
| GENL MTRS FINL 4.30% 2029 | P | 2024-07-18 | 2024-09-12 | $983 | $966 | $17 | $17 |
| TETON WESTWOOD MIGHTY | P | 2017-11-28 | 2024-07-15 | $20 | $26 | -$6 | -$6 |
| HILTON WORLDWIDE HOLDINGS INC. CMN | P | 2020-04-01 | 2024-11-19 | $5,734 | $1,485 | $4,249 | $4,249 |
| CHARTER COMMUNICATIONS, INC. CMN | P | 2022-12-30 | 2024-07-29 | $2,216 | $2,017 | $199 | $199 |
| MICROSOFT CORPORATION CMN | P | 2018-04-03 | 2024-05-31 | $7,755 | $1,698 | $6,057 | $6,057 |
| MICROSOFT CORPORATION CMN | P | 2018-04-03 | 2024-04-22 | $10,837 | $2,413 | $8,424 | $8,424 |
| GE AEROSPACE CMN | P | 2018-11-13 | 2024-03-07 | $11,641 | $3,742 | $7,899 | $7,899 |
| META PLATFORMS INC-CLASS A CMN CLASS | P | 2018-09-11 | 2024-01-30 | $2,416 | $995 | $1,421 | $1,421 |
| AON PUBLIC LIMITED COMPANY CMN | P | 2024-01-19 | 2024-07-29 | $2,539 | $2,493 | $46 | $46 |
| VERIZON COMMUNICATIONS, INC. 0.85% 1 | P | 2020-11-10 | 2024-11-26 | $53,154 | $54,995 | -$1,841 | -$1,841 |
| TANDEM DIABETES CARE, INC. CMN | P | 2024-08-30 | 2024-10-08 | $1,440 | $1,440 | ||
| MATADOR RES CO CMN | P | 2024-09-25 | 2024-10-08 | $1,322 | $1,269 | $53 | $53 |
| CHUYS HLDGS INC CMN | P | 2023-08-23 | 2024-08-06 | $740 | $771 | -$31 | -$31 |
| VIAVI SOLUTIONS, INC. CMN | P | 2021-01-28 | 2024-10-08 | $669 | $1,202 | -$533 | -$533 |
| TEREX CORP (NEW) CMN | P | 2021-10-29 | 2024-02-12 | $2,960 | $2,238 | $722 | $722 |
| SPX TECHNOLOGIES INC CMN | P | 2021-07-06 | 2024-06-21 | $721 | $305 | $416 | $416 |
| SEACOAST BANKING CORPORATION OF FLOR | P | 2019-10-30 | 2024-10-08 | $977 | $1,081 | -$104 | -$104 |
| PROGYNY INC CMN | P | 2020-05-18 | 2024-12-03 | $331 | $603 | -$272 | -$272 |
| PAYCOR HCM, INC. CMN | P | 2021-07-22 | 2024-06-13 | $1,190 | $2,727 | -$1,537 | -$1,537 |
| OCEANFIRST FINANCIAL CORP CMN | P | 2021-02-24 | 2024-10-08 | $704 | $901 | -$197 | -$197 |
| MEDPACE HOLDINGS, INC. CMN | P | 2020-12-04 | 2024-01-26 | $1,191 | $545 | $646 | $646 |
| ITT INC. CMN | P | 2022-08-11 | 2024-10-08 | $1,335 | $738 | $597 | $597 |
| INDEPENDENT BANK CORP. CMN | P | 2022-02-10 | 2024-10-08 | $1,142 | $1,707 | -$565 | -$565 |
| HOULIHAN LOKEY, INC. CMN | P | 2019-10-17 | 2024-02-28 | $1,032 | $375 | $657 | $657 |
| HEALTHEQUITY, INC. CMN | P | 2023-02-08 | 2024-10-08 | $409 | $312 | $97 | $97 |
| FOX FACTORY HOLDING CORP. CMN | P | 2023-08-23 | 2024-11-01 | $332 | $1,054 | -$722 | -$722 |
| CRYOPORT, INC. CMN | P | 2021-06-09 | 2024-07-26 | $133 | $898 | -$765 | -$765 |
| CHUYS HLDGS INC CMN | P | 2018-05-03 | 2024-08-06 | $555 | $426 | $129 | $129 |
| CATHAY GENERAL BANCORP CMN | P | 2023-08-23 | 2024-10-08 | $1,270 | $1,038 | $232 | $232 |
| ATRICURE, INC CMN | P | 2023-08-23 | 2024-10-08 | $543 | $949 | -$406 | -$406 |
| AMERISAFE, INC CMN | P | 2013-10-16 | 2024-06-03 | $522 | $457 | $65 | $65 |
| ALLEGIANT TRAVEL COMPANY CMN | P | 2018-05-01 | 2024-07-22 | $477 | $1,617 | -$1,140 | -$1,140 |
| ALAMO GROUP INC. CMN | P | 2018-04-02 | 2024-04-30 | $393 | $220 | $173 | $173 |
| FIDELITY NATL INFO SVCS | P | 2021-12-14 | 2024-01-24 | $5,851 | $10,356 | -$4,505 | -$4,505 |
| SCHWAB CHARLES CORP NEW | P | 2020-01-14 | 2024-11-07 | $661 | $431 | $230 | $230 |
| CITIGROUP INC | P | 2023-05-25 | 2024-07-29 | $7,198 | $7,043 | $155 | $155 |
| US TSY 4.000% JUL 31 2029 | P | 2024-08-21 | 2024-09-23 | $9,200 | $9,142 | $58 | $58 |
| CITIGROUP INC 3.30% 2025 | P | 2016-04-18 | 2024-02-02 | $2,932 | $3,005 | -$73 | -$73 |
| ORACLE CORP 2.95%MAY15 25 | P | 2015-06-25 | 2024-06-03 | $4,871 | $4,871 | ||
| GENL MTRS FINL 4.30% 2029 | P | 2024-07-18 | 2024-09-13 | $14,772 | $14,486 | $286 | $286 |
| TETON WESTWOOD MIGHTY | P | 2017-11-28 | 2024-07-15 | $47,523 | $67,053 | -$19,530 | -$19,530 |
| NETFLIX, INC. CMN | P | 2022-05-23 | 2024-11-14 | $7,535 | $1,679 | $5,856 | $5,856 |
| LIBERTY BROADBAND CORPORATION CMN CL | P | 2018-05-31 | 2024-07-29 | $1,810 | $1,930 | -$120 | -$120 |
| WELLS FARGO & COMPANY CMN | P | 2020-07-23 | 2024-05-22 | $7,555 | $3,238 | $4,317 | $4,317 |
| GE AEROSPACE CMN | P | 2020-06-23 | 2024-04-16 | $5,899 | $1,345 | $4,554 | $4,554 |
| NETFLIX, INC. CMN | P | 2022-04-22 | 2024-03-05 | $6,590 | $2,353 | $4,237 | $4,237 |
| NETFLIX, INC. CMN | P | 2022-04-22 | 2024-01-11 | $6,876 | $2,994 | $3,882 | $3,882 |
| COMCAST CORPORATION CMN CLASS A VOTI | P | 2024-02-15 | 2024-07-29 | $2,956 | $3,093 | -$137 | -$137 |
| BANK OF AMERICA CORPORATION HYBRID M | P | 2019-10-17 | 2024-10-22 | $35,000 | $35,000 | ||
| STERLING INFRASTRUCTURE INC CMN | P | 2024-06-21 | 2024-10-08 | $2,868 | $2,201 | $667 | $667 |
| MATADOR RES CO CMN | P | 2023-08-23 | 2024-02-12 | $1,693 | $1,827 | -$134 | -$134 |
| CHORD ENERGY CMN | P | 2024-03-15 | 2024-10-08 | $1,878 | $2,319 | -$441 | -$441 |
| VIAVI SOLUTIONS, INC. CMN | P | 2020-10-22 | 2024-10-08 | $562 | $838 | -$276 | -$276 |
| SUPERNUS PHARMACEUTICALS, INC. CMN | P | 2023-08-23 | 2024-10-08 | $1,130 | $1,126 | $4 | $4 |
| SPX TECHNOLOGIES INC CMN | P | 2021-07-16 | 2024-01-02 | $198 | $126 | $72 | $72 |
| RYMAN HOSPITALITY PPTYS INC CMN | P | 2023-08-23 | 2024-10-08 | $552 | $423 | $129 | $129 |
| PROGYNY INC CMN | P | 2020-05-15 | 2024-12-03 | $135 | $230 | -$95 | -$95 |
| PAYCOR HCM, INC. CMN | P | 2022-10-11 | 2024-06-12 | $788 | $1,878 | -$1,090 | -$1,090 |
| OCEANFIRST FINANCIAL CORP CMN | P | 2021-02-22 | 2024-10-08 | $775 | $953 | -$178 | -$178 |
| MEDPACE HOLDINGS, INC. CMN | P | 2020-10-28 | 2024-01-26 | $298 | $111 | $187 | $187 |
| INTRA-CELLULAR THERAPIES, INC. CMN | P | 2023-08-23 | 2024-10-08 | $1,436 | $1,126 | $310 | $310 |
| INDEPENDENT BANK CORP. CMN | P | 2017-12-26 | 2024-10-08 | $457 | $625 | -$168 | -$168 |
| HOULIHAN LOKEY, INC. CMN | P | 2019-09-12 | 2024-02-28 | $903 | $323 | $580 | $580 |
| HEALTHEQUITY, INC. CMN | P | 2020-07-09 | 2024-10-08 | $654 | $451 | $203 | $203 |
| FOX FACTORY HOLDING CORP. CMN | P | 2023-08-04 | 2024-11-01 | $1,495 | $4,930 | -$3,435 | -$3,435 |
| CRYOPORT, INC. CMN | P | 2020-01-30 | 2024-07-26 | $239 | $486 | -$247 | -$247 |
| CHUYS HLDGS INC CMN | P | 2018-05-01 | 2024-08-06 | $740 | $578 | $162 | $162 |
| CATHAY GENERAL BANCORP CMN | P | 2019-08-14 | 2024-10-08 | $762 | $601 | $161 | $161 |
| ATRICURE, INC CMN | P | 2022-07-22 | 2024-10-08 | $543 | $920 | -$377 | -$377 |
| AMERISAFE, INC CMN | P | 2013-10-14 | 2024-06-03 | $435 | $372 | $63 | $63 |
| ALLEGIANT TRAVEL COMPANY CMN | P | 2018-04-30 | 2024-07-22 | $238 | $802 | -$564 | -$564 |
| AGREE REALTY CORPORATION CMN | P | 2022-05-26 | 2024-10-08 | $739 | $679 | $60 | $60 |
| FIDELITY NATL INFO SVCS | P | 2018-06-18 | 2024-01-23 | $35,284 | $62,438 | -$27,154 | -$27,154 |
| SCHWAB CHARLES CORP NEW | P | 2020-01-13 | 2024-10-18 | $18,364 | $12,349 | $6,015 | $6,015 |
| DH EUROPE FIN II 2.20% 24 | P | 2019-12-04 | 2024-11-15 | $9,000 | $9,000 | ||
| US TSY 4.125% OCT 31 2029 | P | 2024-11-18 | 2024-11-22 | $3,970 | $3,973 | -$3 | -$3 |
| CITIGROUP INC 3.30% 2025 | P | 2015-10-16 | 2024-02-02 | $6,842 | $6,878 | -$36 | -$36 |
| US TSY 0.250% MAR 15 2024 | P | 2023-02-03 | 2024-03-04 | $24,965 | $24,965 | ||
| GENL MTRS FINL 4.30% 2029 | P | 2024-07-16 | 2024-09-12 | $5,898 | $5,798 | $100 | $100 |
| TETON WESTWOOD MIGHTY | P | 2016-11-28 | 2024-07-15 | $33,562 | $42,281 | -$8,719 | -$8,719 |
| GE VERNOVA LLC CMN | P | 2020-06-23 | 2024-11-11 | $13,780 | $1,447 | $12,333 | $12,333 |
| MICROSOFT CORPORATION CMN | P | 2018-04-03 | 2024-07-29 | $1,709 | $358 | $1,351 | $1,351 |
| WELLS FARGO & COMPANY CMN | P | 2020-07-23 | 2024-05-20 | $10,229 | $4,361 | $5,868 | $5,868 |
| GE AEROSPACE CMN | P | 2019-08-30 | 2024-04-16 | $6,520 | $1,738 | $4,782 | $4,782 |
| GE AEROSPACE CMN | P | 2023-01-23 | 2024-03-01 | $2,854 | $1,425 | $1,429 | $1,429 |
| NETFLIX, INC. CMN | P | 2019-10-18 | 2024-01-11 | $3,929 | $2,207 | $1,722 | $1,722 |
| ELEVANCE HEALTH INC CMN | P | 2023-10-17 | 2024-07-29 | $6,871 | $6,062 | $809 | $809 |
| ALLY FINANCIAL INC. 5.125% 09/30/202 | P | 2021-08-20 | 2024-09-30 | $20,000 | $20,000 | ||
| SPX TECHNOLOGIES INC CMN | P | 2023-08-23 | 2024-01-02 | $2,475 | $1,991 | $484 | $484 |
| MAGNOLIA OIL & GAS CORP CMN CLASS A | P | 2023-10-13 | 2024-10-08 | $1,311 | $1,180 | $131 | $131 |
| BOOT BARN HOLDINGS, INC. CMN | P | 2023-08-23 | 2024-06-04 | $645 | $472 | $173 | $173 |
| VIAVI SOLUTIONS, INC. CMN | P | 2020-08-04 | 2024-10-08 | $714 | $1,142 | -$428 | -$428 |
| SUPERNUS PHARMACEUTICALS, INC. CMN | P | 2021-10-27 | 2024-10-08 | $872 | $795 | $77 | $77 |
| SPX TECHNOLOGIES INC CMN | P | 2021-07-15 | 2024-01-02 | $297 | $189 | $108 | $108 |
| RYMAN HOSPITALITY PPTYS INC CMN | P | 2019-12-10 | 2024-10-08 | $1,546 | $1,172 | $374 | $374 |
| PROGYNY INC CMN | P | 2023-08-23 | 2024-10-08 | $329 | $745 | -$416 | -$416 |
| PAYCOR HCM, INC. CMN | P | 2021-10-14 | 2024-06-12 | $1,018 | $2,677 | -$1,659 | -$1,659 |
| OCEANFIRST FINANCIAL CORP CMN | P | 2021-02-19 | 2024-10-08 | $229 | $276 | -$47 | -$47 |
| MATADOR RES CO CMN | P | 2021-06-23 | 2024-12-03 | $2,082 | $1,265 | $817 | $817 |
| INTRA-CELLULAR THERAPIES, INC. CMN | P | 2023-02-16 | 2024-10-08 | $575 | $399 | $176 | $176 |
| INDEPENDENT BANK CORP. CMN | P | 2017-12-21 | 2024-10-08 | $57 | $77 | -$20 | -$20 |
| HORACE MANN EDUCATORS CORP CMN | P | 2020-02-21 | 2024-10-08 | $207 | $270 | -$63 | -$63 |
| HALOZYME THERAPEUTICS, INC. CMN | P | 2021-08-20 | 2024-10-08 | $1,622 | $1,185 | $437 | $437 |
| FOX FACTORY HOLDING CORP. CMN | P | 2023-04-04 | 2024-11-01 | $365 | $1,347 | -$982 | -$982 |
| CRYOPORT, INC. CMN | P | 2020-01-16 | 2024-07-26 | $194 | $418 | -$224 | -$224 |
| CHART INDUSTRIES, INC. CMN | P | 2023-08-23 | 2024-10-08 | $619 | $841 | -$222 | -$222 |
| BOOT BARN HOLDINGS, INC. CMN | P | 2020-10-07 | 2024-10-08 | $1,458 | $288 | $1,170 | $1,170 |
| ATRICURE, INC CMN | P | 2022-07-21 | 2024-10-08 | $217 | $382 | -$165 | -$165 |
| AMERISAFE, INC CMN | P | 2013-10-11 | 2024-06-03 | $870 | $735 | $135 | $135 |
| ALLEGIANT TRAVEL COMPANY CMN | P | 2018-04-26 | 2024-07-22 | $238 | $783 | -$545 | -$545 |
| AGREE REALTY CORPORATION CMN | P | 2021-03-31 | 2024-10-08 | $1,404 | $1,264 | $140 | $140 |
| FIDELITY NATL INFO SVCS | P | 2018-06-18 | 2024-01-24 | $3,619 | $6,437 | -$2,818 | -$2,818 |
| SCHWAB CHARLES CORP NEW | P | 2020-01-13 | 2024-11-07 | $33,265 | $21,767 | $11,498 | $11,498 |
| DUKE ENERGY CORP 3.75% 24 | P | 2018-11-06 | 2024-04-15 | $3,000 | $2,973 | $27 | $27 |
| US TSY 4.250% FEB 28 2029 | P | 2024-03-05 | 2024-04-02 | $3,983 | $4,019 | -$36 | -$36 |
| CITIGROUP INC 3.30% 2025 | P | 2015-07-06 | 2024-02-01 | $3,919 | $3,919 | ||
| US TSY 1.625% AUG 15 2029 | P | 2020-01-08 | 2024-08-19 | $47,034 | $51,151 | -$4,117 | -$4,117 |
| US TSY 2.875% MAY 31 2025 | P | 2023-11-15 | 2024-02-01 | $21,550 | $21,397 | $153 | $153 |
| TETON WESTWOOD MIGHTY | P | 2015-11-24 | 2024-07-15 | $16,699 | $19,118 | -$2,419 | -$2,419 |
| WELLS FARGO & COMPANY CMN | P | 2020-07-31 | 2024-11-05 | $959 | $364 | $595 | $595 |
| WELLS FARGO & COMPANY CMN | P | 2020-07-23 | 2024-07-29 | $1,336 | $574 | $762 | $762 |
| WELLS FARGO & COMPANY CMN | P | 2023-03-31 | 2024-05-15 | $5,589 | $3,371 | $2,218 | $2,218 |
| GE AEROSPACE CMN | P | 2019-08-30 | 2024-04-11 | $15,752 | $4,139 | $11,613 | $11,613 |
| GE AEROSPACE CMN | P | 2019-08-16 | 2024-03-01 | $6,978 | $2,438 | $4,540 | $4,540 |
| GE HEALTHCARE TECHNOLOGIES INC. CMN( | P | 2022-07-14 | 2024-05-03 | $20 | $20 | $20 | |
| OCCIDENTAL PETROLEUM CORP CMN | P | 2024-03-22 | 2024-07-29 | $5,626 | $5,936 | -$310 | -$310 |
| BB&T CORPORATION MTN 2.5% 08/01/2024 | P | 2019-07-23 | 2024-08-01 | $42,000 | $41,965 | $35 | $35 |
| SPRINGWORKS THERAPEUTICS, INC. CMN | P | 2024-05-07 | 2024-10-08 | $1,159 | $1,159 | ||
| LITHIA MOTORS INC CL-A CMN CLASS A | P | 2023-08-23 | 2024-01-26 | $1,496 | $1,499 | -$3 | -$3 |
| BALDWIN INSURANCE GROUP INC/TH CMN C | P | 2024-06-03 | 2024-10-08 | $556 | $380 | $176 | $176 |
| VERACYTE, INC. CMN | P | 2022-12-01 | 2024-10-08 | $607 | $516 | $91 | $91 |
| SUPERNUS PHARMACEUTICALS, INC. CMN | P | 2020-05-28 | 2024-10-08 | $161 | $122 | $39 | $39 |
| SILICON LABORATORIES INC. CMN | P | 2023-08-23 | 2024-10-08 | $563 | $680 | -$117 | -$117 |
| RYMAN HOSPITALITY PPTYS INC CMN | P | 2023-08-23 | 2024-09-04 | $1,017 | $846 | $171 | $171 |
| PROGYNY INC CMN | P | 2020-05-18 | 2024-10-08 | $379 | $630 | -$251 | -$251 |
| PAYCOR HCM, INC. CMN | P | 2021-07-22 | 2024-06-12 | $533 | $1,188 | -$655 | -$655 |
| NOVANTA INC. CMN | P | 2023-08-23 | 2024-10-08 | $1,746 | $1,545 | $201 | $201 |
| MATADOR RES CO CMN | P | 2021-06-23 | 2024-10-08 | $1,481 | $1,012 | $469 | $469 |
| INTRA-CELLULAR THERAPIES, INC. CMN | P | 2022-07-21 | 2024-10-08 | $359 | $278 | $81 | $81 |
| IDACORP, INC. CMN | P | 2023-08-23 | 2024-10-08 | $1,009 | $937 | $72 | $72 |
| HORACE MANN EDUCATORS CORP CMN | P | 2020-02-20 | 2024-10-08 | $895 | $1,176 | -$281 | -$281 |
| HALOZYME THERAPEUTICS, INC. CMN | P | 2020-10-15 | 2024-10-08 | $433 | $229 | $204 | $204 |
| FOX FACTORY HOLDING CORP. CMN | P | 2023-04-04 | 2024-10-08 | $736 | $2,326 | -$1,590 | -$1,590 |
| CRYOPORT, INC. CMN | P | 2020-01-15 | 2024-07-26 | $115 | $244 | -$129 | -$129 |
| CHART INDUSTRIES, INC. CMN | P | 2023-07-14 | 2024-10-08 | $495 | $644 | -$149 | -$149 |
| BOOT BARN HOLDINGS, INC. CMN | P | 2023-08-23 | 2024-09-25 | $1,646 | $944 | $702 | $702 |
| ATRICURE, INC CMN | P | 2019-06-19 | 2024-10-08 | $271 | $305 | -$34 | -$34 |
| AMERISAFE, INC CMN | P | 2013-10-09 | 2024-06-03 | $217 | $172 | $45 | $45 |
| ALAMO GROUP INC. CMN | P | 2016-06-16 | 2024-10-22 | $341 | $125 | $216 | $216 |
| CENTRAL GARDEN & PET COMPANY CMN CLA | P | 2020-01-31 | 2024-03-27 | $27 | $27 | $27 | |
| LOWE'S COMPANIES INC | P | 2018-06-18 | 2024-02-08 | $13,003 | $5,824 | $7,179 | $7,179 |
| SCHWAB CHARLES CORP NEW | P | 2020-01-10 | 2024-10-18 | $31,440 | $21,031 | $10,409 | $10,409 |
| DUKE ENERGY CORP 3.75% 24 | P | 2018-10-26 | 2024-04-15 | $5,000 | $4,982 | $18 | $18 |
| US TSY 4.250% FEB 28 2029 | P | 2024-03-05 | 2024-09-13 | $8,270 | $8,035 | $235 | $235 |
| ENTERPRISE PRODUC 3.75% 25 | P | 2018-09-17 | 2024-06-03 | $9,864 | $10,002 | -$138 | -$138 |
| US TSY 1.875% FEB 15 2032 | P | 2022-07-07 | 2024-07-15 | $15,317 | $16,337 | -$1,020 | -$1,020 |
| TETON WESTWOOD MIGHTY | P | 2023-10-17 | 2024-07-15 | $61,270 | $53,177 | $8,093 | $8,093 |
| TETON WESTWOOD MIGHTY | P | 2014-11-25 | 2024-07-15 | $13,184 | $15,486 | -$2,302 | -$2,302 |
| WELLS FARGO & COMPANY CMN | P | 2020-07-23 | 2024-11-05 | $9,338 | $3,812 | $5,526 | $5,526 |
| SAFRAN SA SPONSORED ADR CMN | P | 2023-07-05 | 2024-07-25 | $7,074 | $4,970 | $2,104 | $2,104 |
| WELLS FARGO & COMPANY CMN | P | 2020-07-23 | 2024-05-15 | $2,298 | $966 | $1,332 | $1,332 |
| MICROSOFT CORPORATION CMN | P | 2018-04-03 | 2024-04-09 | $7,217 | $1,519 | $5,698 | $5,698 |
| GE AEROSPACE CMN | P | 2018-11-13 | 2024-03-01 | $1,903 | $633 | $1,270 | $1,270 |
| GE VERNOVA LLC CMN(DC) | P | 2018-11-13 | 2024-04-05 | $31 | $31 | $31 | |
| SAP SE (SPON ADR) | P | 2024-04-25 | 2024-07-29 | $4,192 | $3,715 | $477 | $477 |
| FISERV, INC. 2.75% 07/01/2024 SR LIE | P | 2020-01-17 | 2024-07-01 | $65,000 | $65,000 | ||
| SPRINGWORKS THERAPEUTICS, INC. CMN | P | 2024-05-06 | 2024-10-08 | $367 | $367 | ||
| LA Z BOY CHAIR CO CMN | P | 2024-07-12 | 2024-10-08 | $1,190 | $1,177 | $13 | $13 |
| BALDWIN INSURANCE GROUP INC/TH CMN C | P | 2024-05-30 | 2024-10-08 | $1,010 | $693 | $317 | $317 |
| VERACYTE, INC. CMN | P | 2019-12-18 | 2024-10-08 | $1,516 | $1,317 | $199 | $199 |
| STIFEL FINANCIAL CORP CMN | P | 2013-03-12 | 2024-12-03 | $1,707 | $361 | $1,346 | $1,346 |
| SILICON LABORATORIES INC. CMN | P | 2017-02-02 | 2024-10-08 | $1,014 | $635 | $379 | $379 |
| RYMAN HOSPITALITY PPTYS INC CMN | P | 2022-02-10 | 2024-09-04 | $1,525 | $1,392 | $133 | $133 |
| PRIMORIS SERVICES CORPORATION CMN | P | 2021-11-17 | 2024-12-03 | $2,751 | $852 | $1,899 | $1,899 |
| PATTERSON-UTI ENERGY, INC. CMN REG O | P | 2023-08-23 | 2024-09-25 | $159 | $283 | -$124 | -$124 |
| NOVANTA INC. CMN | P | 2023-01-19 | 2024-10-08 | $1,572 | $1,356 | $216 | $216 |
| MAGNOLIA OIL & GAS CORP CMN CLASS A | P | 2023-08-23 | 2024-10-08 | $1,704 | $1,450 | $254 | $254 |
| INTRA-CELLULAR THERAPIES, INC. CMN | P | 2022-07-21 | 2024-04-22 | $1,486 | $1,112 | $374 | $374 |
| IDACORP, INC. CMN | P | 2020-03-27 | 2024-10-08 | $504 | $451 | $53 | $53 |
| HORACE MANN EDUCATORS CORP CMN | P | 2020-02-18 | 2024-10-08 | $1,067 | $1,403 | -$336 | -$336 |
| HALOZYME THERAPEUTICS, INC. CMN | P | 2023-08-23 | 2024-08-30 | $1,911 | $1,274 | $637 | $637 |
| FLYWIRE CORPORATION CMN | P | 2023-08-23 | 2024-10-08 | $979 | $1,924 | -$945 | -$945 |
| COHEN & STEERS, INC. CMN | P | 2013-03-12 | 2024-10-08 | $2,183 | $745 | $1,438 | $1,438 |
| CHAMPIONX CORPORATION CMN | P | 2023-08-23 | 2024-10-08 | $632 | $708 | -$76 | -$76 |
| BOOT BARN HOLDINGS, INC. CMN | P | 2020-10-07 | 2024-09-25 | $2,469 | $480 | $1,989 | $1,989 |
| ARTIVION INC CMN | P | 2020-02-14 | 2024-10-08 | $1,006 | $1,077 | -$71 | -$71 |
| AMERISAFE, INC CMN | P | 2013-10-17 | 2024-05-31 | $656 | $578 | $78 | $78 |
| ALAMO GROUP INC. CMN | P | 2016-06-15 | 2024-10-22 | $853 | $312 | $541 | $541 |
| SCHEDULE D ROUNDING ADJ | P | 2020-01-31 | 2024-03-27 | $11 | -$11 | -$11 | |
| MOTOROLA SOLUTIONS INC | P | 2020-06-19 | 2024-08-05 | $14,371 | $5,062 | $9,309 | $9,309 |
| TEXAS INSTRUMENTS | P | 2018-10-24 | 2024-04-25 | $18,607 | $10,124 | $8,483 | $8,483 |
| EXPRESS SCRIPTS H 4.50% 26 | P | 2017-06-08 | 2024-02-22 | $1,920 | $2,030 | -$110 | -$110 |
| US TSY 4.500% MAR 31 2026 | P | 2024-05-09 | 2024-07-10 | $10,959 | $10,938 | $21 | $21 |
| FISERV INC 3.20%JUL01 26 | P | 2023-02-02 | 2024-10-09 | $977 | $977 | ||
| US TSY 1.875% FEB 15 2032 | P | 2022-04-01 | 2024-07-15 | $3,404 | $3,704 | -$300 | -$300 |
| TETON WESTWOOD MIGHTY | P | 2023-10-17 | 2024-07-15 | $1,181 | $1,025 | $156 | $156 |
| TETON WESTWOOD MIGHTY | P | 2013-12-16 | 2024-07-15 | $2,263 | $2,405 | -$142 | -$142 |
| OCCIDENTAL PETROLEUM CORP CMN | P | 2023-10-11 | 2024-10-22 | $1,359 | $1,647 | -$288 | -$288 |
| NETFLIX, INC. CMN | P | 2022-05-23 | 2024-07-22 | $12,944 | $3,732 | $9,212 | $9,212 |
| MARRIOTT INTERNATIONAL, INC CMN CLAS | P | 2020-03-18 | 2024-05-14 | $15,142 | $3,310 | $11,832 | $11,832 |
| SAFRAN SA SPONSORED ADR CMN | P | 2021-09-24 | 2024-04-09 | $7,138 | $4,229 | $2,909 | $2,909 |
| MARRIOTT INTERNATIONAL, INC CMN CLAS | P | 2020-03-19 | 2024-02-20 | $6,068 | $1,669 | $4,399 | $4,399 |
| OCCIDENTAL PETROLEUM CORP CMN | P | 2024-02-14 | 2024-12-26 | $7,457 | $8,886 | -$1,429 | -$1,429 |
| SHELL PLC SPONSORED ADR CMN | P | 2023-10-12 | 2024-07-29 | $1,503 | $1,393 | $110 | $110 |
| BOEING CO 2.7% 02/01/2027 USD SR LIE | P | 2022-10-21 | 2024-06-03 | $12,866 | $12,033 | $833 | $833 |
| SHOALS TECHNOLOGIES GROUP, INC. CMN | P | 2023-10-12 | 2024-10-08 | $296 | $1,049 | -$753 | -$753 |
| INDEPENDENCE REALTY TRUST, INC. CMN | P | 2024-09-25 | 2024-10-08 | $1,847 | $2,016 | -$169 | -$169 |
| BALDWIN INSURANCE GROUP INC/TH CMN C | P | 2024-05-21 | 2024-10-08 | $859 | $590 | $269 | $269 |
| UFP INDUSTRIES, INC. CMN | P | 2013-03-12 | 2024-10-08 | $3,219 | $321 | $2,898 | $2,898 |
| STIFEL FINANCIAL CORP CMN | P | 2020-07-09 | 2024-11-01 | $1,755 | $512 | $1,243 | $1,243 |
| SILGAN HOLDINGS INC CMN | P | 2023-04-27 | 2024-10-08 | $1,420 | $1,349 | $71 | $71 |
| REVOLVE GROUP INC CMN CLASS A | P | 2021-05-12 | 2024-10-08 | $795 | $1,418 | -$623 | -$623 |
| PRIMORIS SERVICES CORPORATION CMN | P | 2018-05-24 | 2024-12-03 | $584 | $181 | $403 | $403 |
| PATTERSON-UTI ENERGY, INC. CMN REG O | P | 2022-04-20 | 2024-09-25 | $1,551 | $3,600 | -$2,049 | -$2,049 |
| NORTHWESTERN CORPORATION CMN | P | 2021-11-16 | 2024-10-08 | $995 | $999 | -$4 | -$4 |
| MAGNOLIA OIL & GAS CORP CMN CLASS A | P | 2021-03-04 | 2024-10-08 | $157 | $72 | $85 | $85 |
| INTEGRA LIFESCIENCES HOLDING CORPORA | P | 2023-08-23 | 2024-08-30 | $306 | $636 | -$330 | -$330 |
| IDACORP, INC. CMN | P | 2016-10-19 | 2024-10-08 | $403 | $304 | $99 | $99 |
| HELEN OF TROY LTD (NEW) CMN | P | 2022-07-22 | 2024-07-10 | $620 | $1,371 | -$751 | -$751 |
| HALOZYME THERAPEUTICS, INC. CMN | P | 2022-09-14 | 2024-08-30 | $2,866 | $1,903 | $963 | $963 |
| FLYWIRE CORPORATION CMN | P | 2022-09-26 | 2024-10-08 | $995 | $1,356 | -$361 | -$361 |
| COHEN & STEERS, INC. CMN | P | 2023-08-23 | 2024-09-25 | $1,440 | $933 | $507 | $507 |
| CHAMPIONX CORPORATION CMN | P | 2023-03-31 | 2024-10-08 | $727 | $624 | $103 | $103 |
| BOOT BARN HOLDINGS, INC. CMN | P | 2023-01-19 | 2024-06-04 | $1,934 | $1,105 | $829 | $829 |
| ARTIVION INC CMN | P | 2020-01-08 | 2024-10-08 | $232 | $251 | -$19 | -$19 |
| AMERISAFE, INC CMN | P | 2013-10-16 | 2024-05-31 | $131 | $114 | $17 | $17 |
| ALAMO GROUP INC. CMN | P | 2016-06-16 | 2024-10-21 | $1,219 | $438 | $781 | $781 |
| MOTOROLA SOLUTIONS INC | P | 2020-06-19 | 2024-08-06 | $25,751 | $8,859 | $16,892 | $16,892 |
| TEXAS INSTRUMENTS | P | 2018-06-04 | 2024-03-07 | $17,378 | $11,399 | $5,979 | $5,979 |
| KINDER MORGAN ENE 4.15% 24 | P | 2017-03-16 | 2024-02-01 | $12,000 | $12,000 | ||
| US TSY 4.500% MAR 31 2026 | P | 2024-05-09 | 2024-09-13 | $6,070 | $5,969 | $101 | $101 |
| FISERV INC 3.20%JUL01 26 | P | 2021-07-30 | 2024-10-09 | $977 | $1,032 | -$55 | -$55 |
| US TSY 1.875% JUL 31 2026 | P | 2021-03-29 | 2024-01-03 | $24,549 | $26,610 | -$2,061 | -$2,061 |
| TETON WESTWOOD MIGHTY | P | 2022-11-28 | 2024-07-15 | $4,494 | $4,756 | -$262 | -$262 |
| TETON WESTWOOD MIGHTY | P | 2013-12-16 | 2024-07-15 | $27,929 | $29,678 | -$1,749 | -$1,749 |
| GE VERNOVA LLC CMN | P | 2020-06-23 | 2024-10-01 | $2,053 | $289 | $1,764 | $1,764 |
| NETFLIX, INC. CMN | P | 2022-05-23 | 2024-07-15 | $1,320 | $373 | $947 | $947 |
| MICROSOFT CORPORATION CMN | P | 2018-04-03 | 2024-05-08 | $13,135 | $2,860 | $10,275 | $10,275 |
| GE AEROSPACE CMN | P | 2019-08-30 | 2024-04-05 | $9,030 | $2,400 | $6,630 | $6,630 |
| MARRIOTT INTERNATIONAL, INC CMN CLAS | P | 2020-03-18 | 2024-02-20 | $6,068 | $1,293 | $4,775 | $4,775 |
| OCCIDENTAL PETROLEUM CORP CMN | P | 2024-01-31 | 2024-12-26 | $9,237 | $11,104 | -$1,867 | -$1,867 |
| UNITEDHEALTH GROUP INCORPORATED CMN | P | 2024-04-26 | 2024-07-29 | $3,416 | $2,970 | $446 | $446 |
| XILINX INC 2.95% 06/01/2024 SR LIEN | P | 2018-08-16 | 2024-06-01 | $50,000 | $47,980 | $2,020 | $2,020 |
| SCHNEIDER NATIONAL, INC. CMN | P | 2024-07-25 | 2024-10-08 | $1,046 | $994 | $52 | $52 |
| HILLMAN SOLUTIONS CORP CMN | P | 2024-04-24 | 2024-10-08 | $1,437 | $1,399 | $38 | $38 |
| AVIENT COR CMN | P | 2023-08-23 | 2024-01-30 | $1,468 | $1,497 | -$29 | -$29 |
| U.S. PHYSICAL THERAPY, INC. CMN | P | 2023-08-23 | 2024-10-08 | $392 | $510 | -$118 | -$118 |
| STIFEL FINANCIAL CORP CMN | P | 2013-03-12 | 2024-11-01 | $310 | $72 | $238 | $238 |
| SILGAN HOLDINGS INC CMN | P | 2023-03-31 | 2024-10-08 | $1,521 | $1,605 | -$84 | -$84 |
| RBC BEARINGS INCORPORATED CMN | P | 2021-09-21 | 2024-10-08 | $1,987 | $1,290 | $697 | $697 |
| PRIMORIS SERVICES CORPORATION CMN | P | 2018-05-24 | 2024-10-08 | $2,305 | $983 | $1,322 | $1,322 |
| PATRICK INDUSTRIES, INC. CMN | P | 2017-05-02 | 2024-12-16 | $47 | $47 | $47 | |
| NATIONAL HEALTH INVESTORS, INC. CMN | P | 2019-06-17 | 2024-10-08 | $405 | $386 | $19 | $19 |
| MACOM TECHNOLOGY SOLUTIONS CMN | P | 2017-10-20 | 2024-10-08 | $1,687 | $554 | $1,133 | $1,133 |
| INTEGRA LIFESCIENCES HOLDING CORPORA | P | 2020-03-03 | 2024-08-30 | $408 | $1,042 | -$634 | -$634 |
| ICU MEDICAL INC CMN | P | 2023-08-23 | 2024-11-01 | $685 | $544 | $141 | $141 |
| HELEN OF TROY LTD (NEW) CMN | P | 2022-07-21 | 2024-07-10 | $434 | $961 | -$527 | -$527 |
| HALOZYME THERAPEUTICS, INC. CMN | P | 2021-08-20 | 2024-08-30 | $318 | $198 | $120 | $120 |
| FIRST WATCH RESTAURANT GROUP, INC. C | P | 2023-09-20 | 2024-10-08 | $910 | $1,254 | -$344 | -$344 |
| COHEN & STEERS, INC. CMN | P | 2022-12-01 | 2024-09-25 | $2,400 | $1,676 | $724 | $724 |
| CHAMPION HOMES INC CMN | P | 2023-08-23 | 2024-10-08 | $1,895 | $1,298 | $597 | $597 |
| BOOT BARN HOLDINGS, INC. CMN | P | 2022-07-21 | 2024-06-04 | $1,289 | $735 | $554 | $554 |
| ARTIVION INC CMN | P | 2020-01-07 | 2024-10-08 | $232 | $247 | -$15 | -$15 |
| AMERISAFE, INC CMN | P | 2015-04-07 | 2024-05-30 | $609 | $643 | -$34 | -$34 |
| ALAMO GROUP INC. CMN | P | 2016-06-20 | 2024-10-17 | $719 | $259 | $460 | $460 |
| MOTOROLA SOLUTIONS INC | P | 2020-06-18 | 2024-08-05 | $4,790 | $1,694 | $3,096 | $3,096 |
| TEXAS INSTRUMENTS | P | 2018-06-04 | 2024-04-25 | $12,173 | $8,060 | $4,113 | $4,113 |
| LOOMIS SAYLES HI INCOME | P | 2014-12-12 | 2024-05-08 | $6,614 | $8,124 | -$1,510 | -$1,510 |
| US TSY 4.500% MAR 31 2026 | P | 2024-04-16 | 2024-05-02 | $6,948 | $6,939 | $9 | $9 |
| FISERV INC 3.20%JUL01 26 | P | 2020-09-30 | 2024-10-09 | $12,702 | $13,458 | -$756 | -$756 |
| US TSY 1.875% JUL 31 2026 | P | 2021-03-29 | 2024-02-01 | $8,541 | $9,205 | -$664 | -$664 |
| TETON WESTWOOD MIGHTY | P | 2022-11-28 | 2024-07-15 | $34 | $36 | -$2 | -$2 |
| TETON WESTWOOD MIGHTY | P | 2013-12-16 | 2024-07-15 | $20 | $22 | -$2 | -$2 |
| GE VERNOVA LLC CMN | P | 2019-08-30 | 2024-10-01 | $12,831 | $2,103 | $10,728 | $10,728 |
| NETFLIX, INC. CMN | P | 2022-04-22 | 2024-07-15 | $5,280 | $1,711 | $3,569 | $3,569 |
| WELLS FARGO & COMPANY CMN | P | 2023-03-31 | 2024-05-08 | $1,574 | $974 | $600 | $600 |
| GE AEROSPACE CMN | P | 2018-11-13 | 2024-04-05 | $4,359 | $1,177 | $3,182 | $3,182 |
| GE AEROSPACE CMN | P | 2023-01-23 | 2024-02-15 | $9,644 | $5,145 | $4,499 | $4,499 |
| GE VERNOVA LLC CMN | P | 2024-04-18 | 2024-12-19 | $5,010 | $2,059 | $2,951 | $2,951 |
| TAIWAN SEMICONDUCTOR MFG ADS LTD ADS | P | 2024-01-16 | 2024-07-15 | $6,165 | $3,350 | $2,815 | $2,815 |
| CITIGROUP INC. HYBRID 04/24/2025 SR | P | 2019-04-16 | 2024-04-24 | $73,000 | $73,000 | ||
| RAPID7, INC. CMN | P | 2023-08-23 | 2024-05-10 | $380 | $479 | -$99 | -$99 |
| HELEN OF TROY LTD (NEW) CMN | P | 2023-08-23 | 2024-07-10 | $310 | $603 | -$293 | -$293 |
| ASBURY AUTOMOTIVE GROUP, INC. CMN | P | 2024-01-26 | 2024-10-08 | $2,056 | $1,924 | $132 | $132 |
| U.S. PHYSICAL THERAPY, INC. CMN | P | 2023-05-24 | 2024-10-08 | $1,099 | $1,358 | -$259 | -$259 |
| STIFEL FINANCIAL CORP CMN | P | 2023-08-23 | 2024-10-08 | $1,424 | $940 | $484 | $484 |
| SHOALS TECHNOLOGIES GROUP, INC. CMN | P | 2023-08-23 | 2024-11-22 | $214 | $892 | -$678 | -$678 |
| RBC BEARINGS INCORPORATED CMN | P | 2013-03-12 | 2024-10-08 | $1,987 | $351 | $1,636 | $1,636 |
| PRIMORIS SERVICES CORPORATION CMN | P | 2014-08-08 | 2024-10-08 | $910 | $417 | $493 | $493 |
| PATRICK INDUSTRIES, INC. CMN | P | 2023-08-23 | 2024-10-08 | $1,441 | $812 | $629 | $629 |
| NATIONAL HEALTH INVESTORS, INC. CMN | P | 2013-03-12 | 2024-10-08 | $1,537 | $1,151 | $386 | $386 |
| MACOM TECHNOLOGY SOLUTIONS CMN | P | 2016-01-29 | 2024-10-08 | $2,024 | $683 | $1,341 | $1,341 |
| INTEGRA LIFESCIENCES HOLDING CORPORA | P | 2020-01-30 | 2024-08-30 | $1,306 | $3,501 | -$2,195 | -$2,195 |
| ICU MEDICAL INC CMN | P | 2022-02-10 | 2024-11-01 | $1,027 | $1,335 | -$308 | -$308 |
| HELEN OF TROY LTD (NEW) CMN | P | 2016-06-03 | 2024-07-10 | $1,860 | $3,135 | -$1,275 | -$1,275 |
| GRAND CANYON EDUCATION, INC. CMN | P | 2013-03-12 | 2024-01-08 | $4,314 | $842 | $3,472 | $3,472 |
| ENDAVA PLC ADR CMN | P | 2023-02-16 | 2024-10-08 | $369 | $1,231 | -$862 | -$862 |
| COHEN & STEERS, INC. CMN | P | 2020-11-10 | 2024-09-25 | $1,440 | $954 | $486 | $486 |
| CHAMPION HOMES INC CMN | P | 2019-06-18 | 2024-10-08 | $1,421 | $402 | $1,019 | $1,019 |
| BIOCRYST PHARMACEUTICALS INC CMN | P | 2022-08-11 | 2024-10-08 | $1,239 | $2,427 | -$1,188 | -$1,188 |
| ARTIVION INC CMN | P | 2020-01-06 | 2024-10-08 | $155 | $165 | -$10 | -$10 |
| AMERISAFE, INC CMN | P | 2013-10-17 | 2024-05-30 | $217 | $193 | $24 | $24 |
| ALAMO GROUP INC. CMN | P | 2016-06-16 | 2024-10-17 | $180 | $63 | $117 | $117 |
| PACKAGING CORP AMERICA | P | 2018-12-13 | 2024-12-31 | $7,422 | $3,083 | $4,339 | $4,339 |
| TEXAS INSTRUMENTS | P | 2018-04-03 | 2024-03-07 | $7,022 | $4,065 | $2,957 | $2,957 |
| SANTANDER HOLDING 3.50% 24 | P | 2019-11-25 | 2024-05-07 | $9,000 | $9,000 | ||
| US TSY 4.500% MAR 31 2026 | P | 2024-04-16 | 2024-07-10 | $5,978 | $5,952 | $26 | $26 |
| FISERV INC 3.20%JUL01 26 | P | 2020-09-30 | 2024-10-09 | $6,838 | $7,247 | -$409 | -$409 |
| US TSY 1.875% JUL 31 2026 | P | 2020-03-03 | 2024-01-03 | $6,609 | $7,163 | -$554 | -$554 |
| TETON WESTWOOD MIGHTY | P | 2021-11-26 | 2024-07-15 | $43,319 | $59,425 | -$16,106 | -$16,106 |
| TETON WESTWOOD MIGHTY | P | 2013-11-26 | 2024-07-15 | $940 | $1,111 | -$171 | -$171 |
| GE VERNOVA LLC CMN | P | 2018-11-13 | 2024-10-01 | $770 | $128 | $642 | $642 |
| ALPHABET INC. CMN CLASS C | P | 2018-04-03 | 2024-07-12 | $11,816 | $3,181 | $8,635 | $8,635 |
| WELLS FARGO & COMPANY CMN | P | 2022-12-23 | 2024-05-08 | $24,584 | $16,600 | $7,984 | $7,984 |
| MICROSOFT CORPORATION CMN | P | 2018-04-03 | 2024-03-28 | $5,891 | $1,251 | $4,640 | $4,640 |
| META PLATFORMS INC-CLASS A CMN CLASS | P | 2018-09-28 | 2024-02-13 | $6,948 | $2,464 | $4,484 | $4,484 |
| GE VERNOVA LLC CMN | P | 2024-04-11 | 2024-12-19 | $5,678 | $2,333 | $3,345 | $3,345 |
| TAIWAN SEMICONDUCTOR MFG ADS LTD ADS | P | 2023-12-14 | 2024-07-15 | $9,902 | $5,479 | $4,423 | $4,423 |
| AMPHENOL CORP 3.2% 04/01/2024 SR LIE | P | 2019-06-07 | 2024-04-01 | $50,000 | $50,000 | ||
| PERELLA WEINBERG PARTNERS CMN | P | 2024-03-01 | 2024-10-08 | $956 | $649 | $307 | $307 |
| HEARTLAND EXPRESS, INC. CMN | P | 2023-08-23 | 2024-07-23 | $247 | $302 | -$55 | -$55 |
| AMERISAFE, INC CMN | P | 2023-08-23 | 2024-05-28 | $44 | $53 | -$9 | -$9 |
| TEXAS ROADHOUSE, INC. CMN | P | 2013-03-12 | 2024-12-03 | $3,925 | $388 | $3,537 | $3,537 |
| STIFEL FINANCIAL CORP CMN | P | 2020-07-09 | 2024-10-08 | $2,184 | $693 | $1,491 | $1,491 |
| SHOALS TECHNOLOGIES GROUP, INC. CMN | P | 2023-08-08 | 2024-11-22 | $548 | $2,527 | -$1,979 | -$1,979 |
| RAPID7, INC. CMN | P | 2020-11-18 | 2024-05-10 | $266 | $497 | -$231 | -$231 |
| PRIMORIS SERVICES CORPORATION CMN | P | 2014-08-08 | 2024-06-21 | $803 | $417 | $386 | $386 |
| PATRICK INDUSTRIES, INC. CMN | P | 2017-05-04 | 2024-10-08 | $1,153 | $391 | $762 | $762 |
| MINERALS TECHNOLOGIES INC. CMN | P | 2023-08-23 | 2024-10-08 | $1,502 | $1,170 | $332 | $332 |
| LITHIA MOTORS INC CL-A CMN CLASS A | P | 2022-02-10 | 2024-01-26 | $1,496 | $1,580 | -$84 | -$84 |
| INTEGRA LIFESCIENCES HOLDING CORPORA | P | 2021-01-20 | 2024-04-04 | $338 | $699 | -$361 | -$361 |
| ICU MEDICAL INC CMN | P | 2022-02-10 | 2024-10-08 | $1,600 | $2,003 | -$403 | -$403 |
| HEARTLAND EXPRESS, INC. CMN | P | 2013-03-12 | 2024-07-25 | $777 | $789 | -$12 | -$12 |
| GLOBUS MEDICAL INC CMN CLASS A | P | 2023-08-23 | 2024-10-08 | $562 | $442 | $120 | $120 |
| ENDAVA PLC ADR CMN | P | 2022-12-01 | 2024-10-08 | $221 | $721 | -$500 | -$500 |
| CHUYS HLDGS INC CMN | P | 2022-02-10 | 2024-08-06 | $555 | $401 | $154 | $154 |
| CHAMPION HOMES INC CMN | P | 2019-06-17 | 2024-10-08 | $284 | $80 | $204 | $204 |
| BALCHEM CORPORATION CMN | P | 2023-08-23 | 2024-10-08 | $1,697 | $1,354 | $343 | $343 |
| ARCUTIS BIOTHERAPEUTICS INC CMN | P | 2022-08-04 | 2024-10-08 | $689 | $1,675 | -$986 | -$986 |
| AMERISAFE, INC CMN | P | 2015-04-07 | 2024-05-28 | $486 | $505 | -$19 | -$19 |
| ALAMO GROUP INC. CMN | P | 2016-06-20 | 2024-10-08 | $688 | $259 | $429 | $429 |
| PACKAGING CORP AMERICA | P | 2018-12-12 | 2024-12-31 | $7,422 | $3,116 | $4,306 | $4,306 |
| TJX COS INC NEW | P | 2021-02-22 | 2024-02-08 | $11,428 | $8,083 | $3,345 | $3,345 |
| US BANCORP | P | 2022-01-25 | 2024-02-09 | $8,246 | $9,011 | -$765 | -$765 |
| US TSY 4.500% NOV 15 2033 | P | 2024-02-05 | 2024-12-17 | $4,038 | $4,100 | -$62 | -$62 |
| GOLDMAN SACHS GRO 3.75% 26 | P | 2021-09-01 | 2024-03-27 | $977 | $1,046 | -$69 | -$69 |
| US TSY 1.875% JUL 31 2026 | P | 2019-09-12 | 2024-01-03 | $3,777 | $4,017 | -$240 | -$240 |
| TETON WESTWOOD MIGHTY | P | 2021-11-26 | 2024-07-15 | $303 | $415 | -$112 | -$112 |
| TETON WESTWOOD MIGHTY | P | 2013-11-26 | 2024-07-15 | $8,767 | $10,358 | -$1,591 | -$1,591 |
| GE VERNOVA LLC CMN | P | 2018-11-13 | 2024-09-24 | $1,024 | $171 | $853 | $853 |
| MICROSOFT CORPORATION CMN | P | 2018-04-03 | 2024-07-12 | $7,719 | $1,519 | $6,200 | $6,200 |
| WELLS FARGO & COMPANY CMN | P | 2022-07-15 | 2024-05-08 | $8,114 | $5,501 | $2,613 | $2,613 |
| NETFLIX, INC. CMN | P | 2022-04-22 | 2024-03-28 | $6,067 | $2,139 | $3,928 | $3,928 |
| NETFLIX, INC. CMN | P | 2022-04-22 | 2024-02-06 | $8,909 | $3,422 | $5,487 | $5,487 |
| GE VERNOVA LLC CMN | P | 2024-04-18 | 2024-11-21 | $13,553 | $5,353 | $8,200 | $8,200 |
| OAKMARK INTERNATIONAL FUND R6 CLASS | P | 2023-12-14 | 2024-10-04 | $19,164 | $18,477 | $687 | $687 |
| TOYOTA MOTOR CORPORATION 0.681% 03/2 | P | 2021-03-18 | 2024-03-25 | $25,000 | $25,000 | ||
| PAYCOR HCM, INC. CMN | P | 2023-08-23 | 2024-06-12 | $545 | $1,051 | -$506 | -$506 |
| GRAND CANYON EDUCATION, INC. CMN | P | 2024-05-02 | 2024-10-08 | $1,918 | $1,868 | $50 | $50 |
| AMERISAFE, INC CMN | P | 2023-08-23 | 2024-05-21 | $228 | $263 | -$35 | -$35 |
| TEXAS ROADHOUSE, INC. CMN | P | 2013-03-12 | 2024-10-08 | $4,261 | $466 | $3,795 | $3,795 |
| STAG INDUSTRIAL, INC. CMN | P | 2023-08-23 | 2024-10-08 | $1,859 | $1,801 | $58 | $58 |
| SHOALS TECHNOLOGIES GROUP, INC. CMN | P | 2023-07-17 | 2024-11-22 | $110 | $607 | -$497 | -$497 |
| RAPID7, INC. CMN | P | 2020-03-03 | 2024-05-10 | $760 | $928 | -$168 | -$168 |
| PRIMORIS SERVICES CORPORATION CMN | P | 2014-06-10 | 2024-06-21 | $536 | $303 | $233 | $233 |
| PATRICK INDUSTRIES, INC. CMN | P | 2017-05-03 | 2024-10-08 | $144 | $49 | $95 | $95 |
| MINERALS TECHNOLOGIES INC. CMN | P | 2021-12-10 | 2024-10-08 | $375 | $353 | $22 | $22 |
| LITHIA MOTORS INC CL-A CMN CLASS A | P | 2016-08-02 | 2024-01-26 | $1,496 | $417 | $1,079 | $1,079 |
| INTEGRA LIFESCIENCES HOLDING CORPORA | P | 2020-01-31 | 2024-04-04 | $1,523 | $2,468 | -$945 | -$945 |
| ICF INTERNATIONAL, INC. CMN | P | 2017-10-06 | 2024-10-08 | $1,676 | $553 | $1,123 | $1,123 |
| HEARTLAND EXPRESS, INC. CMN | P | 2012-10-10 | 2024-07-25 | $871 | $869 | $2 | $2 |
| GLOBUS MEDICAL INC CMN CLASS A | P | 2023-03-31 | 2024-10-08 | $2,108 | $1,700 | $408 | $408 |
| DESCARTES SYSTEMS GRP (THE) CMN | P | 2023-08-23 | 2024-10-08 | $506 | $370 | $136 | $136 |
| CHUYS HLDGS INC CMN | P | 2020-06-18 | 2024-08-06 | $555 | $240 | $315 | $315 |
| CENTRAL GARDEN & PET COMPANY CMN CLA | P | 2023-08-23 | 2024-10-08 | $1,424 | $1,642 | -$218 | -$218 |
| BALCHEM CORPORATION CMN | P | 2022-06-17 | 2024-10-08 | $1,527 | $1,033 | $494 | $494 |
| ARCUTIS BIOTHERAPEUTICS INC CMN | P | 2022-06-13 | 2024-10-08 | $10 | $20 | -$10 | -$10 |
| AMERISAFE, INC CMN | P | 2018-05-09 | 2024-05-20 | $594 | $768 | -$174 | -$174 |
| ALAMO GROUP INC. CMN | P | 2018-10-09 | 2024-09-25 | $536 | $280 | $256 | $256 |
| PACKAGING CORP AMERICA | P | 2018-12-11 | 2024-12-30 | $12,363 | $5,142 | $7,221 | $7,221 |
| TRANE TECHNOLOGIES PLC | P | 2018-06-18 | 2024-02-08 | $19,311 | $5,056 | $14,255 | $14,255 |
| US TSY 3.375% MAY 15 2033 | P | 2023-07-25 | 2024-10-04 | $7,667 | $7,667 | ||
| US TSY 5.000% OCT 31 2025 | P | 2024-02-28 | 2024-03-14 | $13,033 | $13,045 | -$12 | -$12 |
| GOLDMAN SACHS GRO 3.75% 26 | P | 2019-09-06 | 2024-03-27 | $4,883 | $5,103 | -$220 | -$220 |
| US TSY 2.125% MAR 31 2024 | P | 2019-07-08 | 2024-03-04 | $22,947 | $23,005 | -$58 | -$58 |
| TETON WESTWOOD MIGHTY | P | 2021-11-26 | 2024-07-15 | $1,519 | $2,084 | -$565 | -$565 |
| OCCIDENTAL PETROLEUM CORP CMN | P | 2023-10-11 | 2024-12-26 | $6,158 | $8,110 | -$1,952 | -$1,952 |
| META PLATFORMS INC-CLASS A CMN CLASS | P | 2018-09-28 | 2024-08-16 | $8,958 | $2,793 | $6,165 | $6,165 |
| SAFRAN SA SPONSORED ADR CMN | P | 2021-09-24 | 2024-06-12 | $8,065 | $4,688 | $3,377 | $3,377 |
| WELLS FARGO & COMPANY CMN | P | 2022-07-14 | 2024-05-08 | $13,745 | $8,744 | $5,001 | $5,001 |
| SAFRAN SA SPONSORED ADR CMN | P | 2021-11-04 | 2024-03-22 | $10,001 | $5,964 | $4,037 | $4,037 |
| META PLATFORMS INC-CLASS A CMN CLASS | P | 2018-09-28 | 2024-02-05 | $7,411 | $2,629 | $4,782 | $4,782 |
| GE VERNOVA LLC CMN | P | 2024-04-18 | 2024-11-18 | $10,169 | $4,255 | $5,914 | $5,914 |
| OAKMARK INTERNATIONAL FUND R6 CLASS | P | 2022-12-15 | 2024-10-04 | $31,513 | $26,219 | $5,294 | $5,294 |
| VITA COCO COMPANY, INC. (THE) CMN | P | 2023-11-29 | 2024-10-08 | $1,195 | $1,205 | -$10 | -$10 |
| PATTERSON-UTI ENERGY, INC. CMN REG O | P | 2023-10-13 | 2024-09-25 | $398 | $697 | -$299 | -$299 |
| DUCOMMUN INCORPORATED CMN | P | 2023-10-20 | 2024-10-08 | $570 | $419 | $151 | $151 |
| AMERISAFE, INC CMN | P | 2023-08-23 | 2024-05-20 | $183 | $210 | -$27 | -$27 |
| TEXAS ROADHOUSE, INC. CMN | P | 2014-03-27 | 2024-05-02 | $788 | $129 | $659 | $659 |
| STAG INDUSTRIAL, INC. CMN | P | 2022-09-14 | 2024-10-08 | $1,376 | $1,132 | $244 | $244 |
| SHOALS TECHNOLOGIES GROUP, INC. CMN | P | 2023-03-08 | 2024-11-22 | $262 | $1,345 | -$1,083 | -$1,083 |
| RAPID7, INC. CMN | P | 2020-02-19 | 2024-05-10 | $1,520 | $2,212 | -$692 | -$692 |
| PRIMORIS SERVICES CORPORATION CMN | P | 2014-06-05 | 2024-06-21 | $2,678 | $1,480 | $1,198 | $1,198 |
| PACIFIC PREMIER BANCORP, INC CMN | P | 2018-05-10 | 2024-10-08 | $561 | $949 | -$388 | -$388 |
| MINERALS TECHNOLOGIES INC. CMN | P | 2020-10-12 | 2024-10-08 | $75 | $59 | $16 | $16 |
| LITHIA MOTORS INC CL-A CMN CLASS A | P | 2016-08-01 | 2024-01-26 | $1,496 | $426 | $1,070 | $1,070 |
| INTAPP, INC. CMN | P | 2023-09-13 | 2024-10-08 | $1,573 | $1,227 | $346 | $346 |
| ICF INTERNATIONAL, INC. CMN | P | 2017-10-04 | 2024-10-08 | $503 | $165 | $338 | $338 |
| HEARTLAND EXPRESS, INC. CMN | P | 2013-03-12 | 2024-07-24 | $268 | $286 | -$18 | -$18 |
| GLACIER BANCORP INC (NEW) CMN | P | 2023-08-23 | 2024-12-03 | $974 | $510 | $464 | $464 |
| DESCARTES SYSTEMS GRP (THE) CMN | P | 2021-03-08 | 2024-10-08 | $2,024 | $1,174 | $850 | $850 |
| CHUYS HLDGS INC CMN | P | 2019-06-17 | 2024-08-06 | $555 | $325 | $230 | $230 |
| CENTRAL GARDEN & PET COMPANY CMN CLA | P | 2023-02-09 | 2024-10-08 | $883 | $1,019 | -$136 | -$136 |
| AZENTA INC CMN | P | 2021-02-24 | 2024-10-08 | $230 | $426 | -$196 | -$196 |
| ARCUTIS BIOTHERAPEUTICS INC CMN | P | 2022-06-10 | 2024-10-08 | $256 | $542 | -$286 | -$286 |
| AMERIS BANCORP CMN | P | 2023-08-23 | 2024-10-08 | $2,117 | $1,393 | $724 | $724 |
| ALAMO GROUP INC. CMN | P | 2016-12-22 | 2024-09-25 | $1,787 | $744 | $1,043 | $1,043 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $837,982 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $38,381 | NetShortTermCapitalGainLossAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $48,994 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $48,994 | SubtotalAmt |
| Tax Based On Investment Income | $48,994 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $19,244 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $43,200 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $62,444 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $1,618 | EsPenaltyAmt |
| Overpayment | $11,832 | OverpaymentAmt |
| Applied To ES Tax | $11,832 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NM | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.CHASEFOUNDATION.COM | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JOHNATHAN L SHUMAN | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 5757481213 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 512 W TEXAS AVE | AddressLine1Txt |
| City | ARTESIA | CityNm |
| State Abbreviation | NM | StateAbbreviationCd |
| ZIP | 88210 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| RICHARD PRICE | ||||||||
| 2103 W MAIN ST | ARTESIA | NM | 88210 | EXECUTIVE DI | 000.00 | $0 | $0 | $0 |
| GEREN FERGUSON | ||||||||
| 2103 W MAIN STREET | ARTESAI | NM | 88210 | ADVISOR | 000.00 | $0 | $0 | $0 |
| ROBERT CHASE | ||||||||
| 2103 W MAIN STREET | ARTESIA | NM | 88210 | ADVISOR | 000.00 | $0 | $0 | $0 |
| DEB CHASE | ||||||||
| 2103 W MAIN STREET | ARTESIA | NM | 88210 | ADVISOR | 000.00 | $0 | $0 | $0 |
| RICHARD CHASE | ||||||||
| 2103 W MAIN STREET | ARTESIA | NM | 88210 | ADVISOR | 000.00 | $0 | $0 | $0 |
| KARLA CHASE | ||||||||
| 2103 W MAIN STREET | ARTESIA | NM | 88210 | ADVISOR | 000.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $40,349,550 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,125,857 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $1,169,917 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $43,645,324 | TotalFMVOfUnusedAssetsAmt |
| Adjusted Total FMV Of Unused Ast | $43,645,324 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $654,680 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $42,990,644 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $2,149,532 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $2,149,532 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $48,994 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $48,994 | TotalTaxAmt |
| Distributable Before Adj | $2,100,538 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $2,100,538 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $2,100,538 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $2,903,308 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $2,903,308 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $2,100,538 | DistributableAsAdjustedAmt |
| Excess Distribution Cyov Yr5 | $1,148,958 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $583,728 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $241,130 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $304,167 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $822,720 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $3,100,703 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $2,903,308 | QualifyingDistributionsAmt |
| Applied To Current Year | $2,100,538 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $802,770 | RemainingDistriFromCorpusAmt |
| Total Corpus | $3,903,473 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $1,148,958 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $2,754,515 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $583,728 | ExcessFromYear4Amt |
| Excess From Year3 | $241,130 | ExcessFromYear3Amt |
| Excess From Year2 | $304,167 | ExcessFromYear2Amt |
| Excess From Year1 | $822,720 | ExcessFromYear1Amt |
| Excess From Current Year | $802,770 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | CHASE FOUNDATION | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2103 W MAIN STREET | AddressLine1Txt |
| City | ARTESIA | CityNm |
| State Abbreviation | NM | StateAbbreviationCd |
| ZIP | 88210 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 5757464610 | RecipientPhoneNum |
| Recipient Email Address | INFO@CHASEFOUNDATION.COM | RecipientEmailAddressTxt |
| Form And Info And Materials | SEE APPLICATION FORMS AT WWW.CHASEFOUNDATION.COM | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | THE 2025 APPLICATION DEADLINE IS APRIL 25, 2025 FOR FALL 2025 SCHOLARSHIPS. | SubmissionDeadlinesTxt |
| Restrictions On Awards | GRADUATING SENIOR FROM ARTESIA NM HIGH SCHOOL OR A PRIOR AWARD RECIPIENT. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (76 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Business Name Line2RecipientBusinessName/BusinessNameLine2Txt |
|---|---|---|---|---|---|---|---|
| ARTESIA LITERACY COUNCIL | |||||||
| 1507 W HERMOSA DR | ARTESIA | NM | 88210 | NO | GRANT | -$1,000 | |
| ENMU-ROSWELL | |||||||
| 52 UNIVERSITY BLVD | ROSWELL | NM | 88203 | NO | SCHOLARSHIP | $1,750 | |
| ARTESIA CLEAN AND BEAUTIFUL | |||||||
| 422 W MAIN ST | ARTESIA | NM | 88210 | NO | GRANT | $2,500 | |
| ABILENE CHRISTIAN UNIVERSITY | |||||||
| 1600 CAMPUS COURT | ABILENE | TX | 79699 | NO | SCHOLARSHIP | $2,750 | |
| BAYLOR UNIVERISITY | |||||||
| 1311 S 5TH ST | WACO | TX | 79706 | NO | SCHOLARSHIP | $2,750 | |
| CARLETON COLLEGE | |||||||
| NORTH COLLEGE ST | NORTHFIELD | MN | 55057 | NO | SCHOLARSHIP | $2,750 | |
| CISCO COLLEGE | |||||||
| 101 COLLEGE HEIGHTS | CISCO | TX | 76437 | NO | SCHOLARSHIP | $2,750 | |
| CONNORS STATE COLLEGE WARNER CAMP | |||||||
| 700 COLLEGE RD | WARNER | OK | 74469 | NO | SCHOLARSHIP | $2,750 | |
| INDIANA UNIVERSITY | |||||||
| 107 S INDIANA AVE | BLOOMINGTON | IN | 47405 | NO | SCHOLARSHIP | $2,750 | |
| SUL ROSS UNIVERSITY | |||||||
| US-90 | ALPINE | TX | 79832 | NO | SCHOLARSHIP | $2,750 | |
| TRINITY UNIVERSITY | |||||||
| 1 TRINITY PL | SAN ANTONIO | TX | 78212 | NO | SCHOLARSHIP | $2,750 | |
| UNIVERSITY OF FLORIDA | |||||||
| 3201 GALE LEMERAND DR | GAINESVILLE | FL | 32611 | NO | SCHOLARSHIP | $2,750 | |
| UNIVERSITY OF MISSISSIPPI | |||||||
| 617 ALL AMERICAN DR | OXFORD | MS | 38677 | NO | SCHOLARSHIP | $2,750 | |
| UNIVERSITY OF THE SOUTHWEST | |||||||
| 6610 N LOVINGTON HWY | HOBBS | NM | 88240 | NO | SCHOLARSHIP | $2,750 | |
| WESTERN NEW MEXICO | |||||||
| 1000 W COLLEGE AVE | ARTESIA | NM | 88062 | NO | SCHOLARSHIP | $2,750 | |
| MIDLAND COLLEGE | |||||||
| 3600 N GARFIELD ST | MIDLAND | TX | 79705 | NO | SCHOLARSHIP | $2,999 | |
| EASTERN MICHIGAN UNIVERSITY | |||||||
| 900 OAKWOOD ST | YPSILANTI | MI | 48197 | NO | SCHOLARSHIP | $3,000 | |
| LAMAR COLLEGE | |||||||
| 440 SML KING JR PKWY | BEAUMONT | TX | 77705 | NO | SCHOLARSHIP | $3,000 | |
| NEW MEXICO MILITARY INST | |||||||
| 101 W COLLEGE BLVD | ROSWELL | NM | 88201 | NO | SCHOLARSHIP | $3,000 | |
| SOUTHERN CAREERS INSTITUTE | |||||||
| 1701 W BEN WHITE BLVD | AUSTIN | TX | 78704 | NO | SCHOLARSHIP | $3,000 | |
| ST MARY'S UNIVERSITY | |||||||
| 1 CAMINO SANTA MARIA | SAN ANTONIO | TX | 78228 | NO | SCHOLARSHIP | $3,000 | |
| UNIVERSAL TECHNICAL INSTITUTE | |||||||
| 10695 WEST PIERCE ST | AVONDALE | AZ | 85323 | NO | SCHOLARSHIP | $3,000 | |
| UNIVERSITY OF NEBRASKA | |||||||
| 1400 R ST | LINCOLN | NE | 68588 | NO | SCHOLARSHIP | $3,000 | |
| UNIVERSITY OF TEXAS SAN ANTONIO | |||||||
| 1 UTSA CIRCLE | SAN ANTONIO | TX | 78249 | NO | SCHOLARSHIP | $3,000 | |
| HOWARD PAYNE UNIVERSITY | |||||||
| 1000 FISK ST | BROWNWOOD | TX | 76801 | NO | SCHOLARSHIP | $3,250 | |
| MIDWESTERN STATE UNIVERSITY | |||||||
| 3410 TAFT BLVD | WICHITA FALLS | TX | 76308 | NO | SCHOLARSHIP | $3,500 | |
| GREATER ARTESIA FOUNDATION | |||||||
| PO BOX 1344 | ARTESIA | NM | 88211 | YES | SENIOR SALUTE/RIDE FOR BIKES | $5,000 | |
| SOUTHEAST NEW MEXICO UNIVERSITY | |||||||
| 1500 UNIVERSITY DR | CARLSBAD | NM | 88220 | NO | SCHOLARSHIP | $5,250 | |
| WYOTECH | |||||||
| 1889 VENTURE DR | LARAMIE | WY | 82070 | NO | SCHOLARSHIP | $5,250 | |
| DONA ANA COMMUNITY COLLEGE | |||||||
| 3400 S ESPINA ST | LAS CRUCES | NM | 88003 | NO | SCHOLARSHIP | $5,500 | |
| GRAND CANYON UNIVERSITY | |||||||
| 3300 W CAMELBACK RD | PHOENIX | AZ | 85017 | NO | SCHOLARSHIP | $5,750 | |
| COLORADO SCHOOL OF MINES | |||||||
| 1500 ILLINOIS ST | GOLDEN | CO | 80401 | NO | SCHOLARSHIP | $6,000 | |
| FULL SAIL UNIVERSITY | |||||||
| 3300 UNIVERSITY BLVD | WINTER PARK | FL | 32792 | NO | SCHOLARSHIP | $6,000 | |
| SOUTHWESTERN ASSEMBLIES OF GOD UNIV | |||||||
| 1200 SYCAMORE ST | WAXAHACHIE | TX | 75165 | NO | SCHOLARSHIP | $6,000 | |
| TEXAS A&M | |||||||
| 1372 TAMU | COLLEGE STATION | TX | 778431372 | NO | SCHOLARSHIP | $6,000 | |
| UNIVERSITY OF ALABAMA | |||||||
| 1831 UNIVERSITY STATION | TUSCALOOSA | AL | 354870002 | NO | SCHOLARSHIP | $6,000 | |
| BRIGHAM YOUNG UNIVERSITY | |||||||
| A-209 ASB | PROVO | UT | 84602 | NO | SCHOLARSHIP | $6,250 | |
| CENTRAL NEW MEXICO COMMUNITY | |||||||
| 525 BUENA VISTA DR SE | ALBUQUERQUE | NM | 87106 | NO | SCHOLARSHIP | $6,250 | COLLEGE |
| COMMUNITY COLLEGE OF DENVER | |||||||
| 800 CURTIS ST | DENVER | CO | 80204 | NO | SCHOLARSHIP | $6,250 | |
| DALLAS BAPTIST UNIVERSITY | |||||||
| 3000 MOUNTAIN CREEK PKWY | DALLAS | TX | 75211 | NO | SCHOLARSHIP | $6,250 | |
| GEORGIA INSTITUTE OF TECHNOLOGY | |||||||
| 270 WASHINGTON ST | SW ATLANTA | GA | 30334 | NO | SCHOLARSHIP | $6,250 | |
| HARDIN-SIMMONS UNIVERSITY | |||||||
| 2200 HICKORY ST | ABILENE | TX | 79601 | NO | SCHOLARSHIP | $6,250 | |
| LIPSCOMB UNIVERSITY | |||||||
| 1 UNIVERSITY PARK DR | NASHVILLE | TN | 37204 | NO | SCHOLARSHIP | $6,250 | |
| OTTAWA UNIVERSITY | |||||||
| 1001 S CEDAR ST | OTTAWA | KS | 66067 | NO | SCHOLARSHIP | $6,250 | |
| UNIVERSITY OF COLORADO | |||||||
| 1800 GRANT ST 800 | DENVER | CO | 80203 | NO | SCHOLARSHIP | $6,250 | |
| UNIVERSITY OF WYOMING | |||||||
| 1000 E INIVERSITY AVE | LARAMIE | WY | 82071 | NO | SCHOLARSHIP | $6,250 | |
| NM HIGHLANDS UNIVERSITY | |||||||
| 1005 DIAMOND ST | LAS VEGAS | NM | 87701 | NO | SCHOLARSHIP | $8,250 | |
| SOUTH PLAINS COLLEGE | |||||||
| 1401 COLLEGE AVE | LEVELLAND | TX | 79336 | NO | SCHOLARSHIP | $8,500 | |
| CREIGHTON UNIVERSITY | |||||||
| 2500 CALIFORNIA PLAZA | OMAHA | NE | 68178 | NO | SCHOLARSHIP | $9,000 | |
| AMARILLO COLLEGE | |||||||
| 2201 S WASHINGTON ST | AMARILLO | TX | 79109 | NO | SCHOLARSHIP | $9,250 | |
| HARVEST FELLOWSHIP | |||||||
| 2307 W MAIN ST | ARTESIA | NM | 88210 | NO | GRANT | $10,000 | |
| ARTESIA ARTS COUNCIL | |||||||
| 310 W MAIN ST | ARTESIA | NM | 88210 | NO | GRANT | $10,000 | |
| COMMUNITY FOUNDATION OF SOUTHERN NM | |||||||
| 2640 EL PASEO RD | LAS CRUCES | NM | 88001 | NO | GRANT | $10,000 | |
| PREGNANCY HELP CENTER | |||||||
| 610 W QUAY AVE | ARTESIA | NM | 88210 | NO | GRANT | $10,000 | |
| ANGELO STATE UNIVERSITY | |||||||
| 2601 W AVE N | SAN ANGELO | TX | 76909 | NO | SCHOLARSHIP | $11,750 | |
| ARIZONA STATE UNIVERSITY | |||||||
| 1711 S RURAL ROAD | TEMPE | AZ | 85281 | NO | SCHOLARSHIP | $12,000 | |
| EDDY COUNTY KIDS CORP | |||||||
| 5310 HARVIST HILL RD STE | DALLAS | TX | 75230 | NO | GRANT | $12,000 | |
| UNIVERSITY OF OKLAHOMA | |||||||
| 660 PARRINGTON OVAL | NORMAN | OK | 73019 | NO | SCHOLARSHIP | $12,250 | |
| ARTESIA PATHWAY INC | |||||||
| 1802 W HERMOSA | ARTESIA | NM | 88210 | NO | GRANT | $14,000 | |
| OKLAHOMA STATE UNIVERSITY | |||||||
| OKLAHOMA STATE UNIVERSITY | STILLWATER | OK | 74074 | NO | SCHOLARSHIP | $14,500 | |
| WAYLAND BAPTIST UNIVERSITY | |||||||
| 1900 W 7TH ST | PLAINVIEW | TX | 79072 | NO | SCHOLARSHIP | $15,000 | |
| ARTESIA GENERAL HOSPITAL FOUNDATION | |||||||
| 702 N 13TH ST | ARTESIA | NM | 88210 | NO | GRANT | $15,000 | |
| NEW MEXICO INSTITUTE OF MINING & | |||||||
| 801 LEROY PL | SOCORRO | NM | 87801 | NO | SCHOLARSHIP | $15,250 | TECHNOLOGY |
| ARTESIA CHAMBER OF COMMERCE | |||||||
| 107 N 1ST ST | ARTESIA | NM | 88210 | NO | GRANT | $16,500 | |
| FIRST BAPTIST CHURCH | |||||||
| 322 W GRAND AVE | ARTESIA | NM | 88210 | NO | GRANT | $17,500 | |
| TEXAS TECH HEALTH SCIENCES | |||||||
| 3601 4TH ST | LUBBOCK | TX | 79430 | NO | SCHOLARSHIP | $24,750 | |
| VICTORY LIFE FELLOWSHIP | |||||||
| 602 N 10TH ST | ARTESIA | NM | 88210 | NO | GRANT | $25,000 | |
| UNIVERSITY OF NEW MEXICO | |||||||
| 1155 UNIVERSITY BLVD | ALBUQUERQUE | NM | 87131 | NO | SCHOLARSHIP | $28,750 | |
| WEST TEXAS A&M UNIVERSITY | |||||||
| 2501 4TH AVE | CANYON | TX | 79016 | NO | SCHOLARSHIP | $32,250 | |
| SHERIDAN ROTARY CLUB | |||||||
| PO BOX 997 | SHERIDAN | WY | 82801 | NO | GRANT | $60,000 | |
| EASTERN NEW MEXICO UNIVERSITY | |||||||
| 1500 S AVENUE K | PORTALES | NM | 88130 | NO | SCHOLARSHIP | $65,250 | |
| ARTESIA PUBLIC SCHOOLS | |||||||
| 301 BULLDOG BLVD | ARTESIA | NM | 88210 | NO | GRANT | $82,667 | |
| WRITTEN IN RED FOUNDATION | |||||||
| 118 S ROSELAWN AVE | ARTESIA | NM | 88210 | YES | GRANT | $91,300 | |
| ARTESIA CLASSICAL ACADEMY | |||||||
| PO BOX 232 | ARTESIA | NM | 88211 | NO | GRANT | $100,000 | |
| TEXAS TECH UNIVERSITY | |||||||
| 2500 BROADWAY | LUBBOCK | TX | 79409 | NO | SCHOLARSHIP | $170,750 | |
| NEW MEXICO STATE UNIVERSITY | |||||||
| 1780 E UNIVERSITY AVE | LAS CRUCES | NM | 88003 | NO | SCHOLARSHIP | $206,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,306,716 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $191,809 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $523,111 | ExclusionAmt |
Other Investment Income OtherInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $837,982 | ExclusionAmt |
| Related Or Exempt Function Incm | $25,702 | RelatedOrExemptFunctionIncmAmt |
Net Income Loss From Special Evt NetIncomeLossFromSpecialEvtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 25 | ExclusionCd |
| Exclusion | -$166,262 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (19 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt |
|---|---|---|---|---|
| RENT | 16 | $6,412 | ||
| PASSTHROUGH INV INC(LOSS) | 14 | $2,117,682 | ||
| OTHER INVEST INCOME BROK/K- | 14 | $29,507 | ||
| MISC | 14 | |||
| ENCAP FLATROCK (O&G) | 211000 | -$121 | ||
| ENCAP FLATROCK (PIPELINE) | 486000 | $8,666 | ||
| BP NATURAL GAS PTNRS | ||||
| NGP (O&G) | 211000 | -$2,102 | ||
| ENCAP ENERGY IX (O&G) | 211000 | $103,130 | ||
| ENCAP ENERGY X (O&G) | 211000 | $313,492 | ||
| PENNYBACKER III (HEALTHCARE | 623000 | -$702 | ||
| PENNYBACKER IV (DEBT FIN RE | 531000 | -$6,377 | ||
| PENNYBACKER IV (HEALTHCARE) | 623000 | -$2,736 | ||
| BP OFFSHORE | ||||
| PENNYBACKER V (REAL ESTATE) | 531000 | -$22,643 | ||
| BP NAT GAS PTNRS II (POW. G | 221000 | -$21,507 | ||
| BP NAT GAS PTNRS II (O&G) | 211000 | -$57,620 | ||
| BP OPP PARTNERS III (O&G) | 211000 | $1,307 | ||
| ENCAP ENERGY VIII | 211000 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $312,787 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $3,540,241 | ExclusionAmt |
| Related Or Exempt Function Incm | $25,702 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $3,878,730 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (22 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd | Address Line2ContributorUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|
| MISC DONATIONS UNDER 5000 | |||||||
| 1 | VARIOUS | VARIOUS | NM | 88210 | $136,334 | Yes (X) | |
| MGG LLC | |||||||
| 7 | 5 HALF MOON BAY DRIVE | CORONA DEL MAR | CA | 92625 | $25,000 | Yes (X) | |
| JIM CHASE | |||||||
| 13 | 9125 REDMONT NE | ALBUQUERQUE | NM | 87109 | $10,000 | Yes (X) | |
| STRATA WIRELINE LLC | |||||||
| 19 | 9816 W COUNTY RD 150 | MIDLAND | TX | 79706 | $5,000 | Yes (X) | |
| NEW MEXICO MUTUAL | |||||||
| 2 | 5201 BALLOON FIESTA PKWY NE | ALBUQUERQUE | NM | 87113 | $5,000 | Yes (X) | |
| ROBERT CHASE | |||||||
| 8 | PO BOX 297 | ARTESIA | NM | 88210 | $20,000 | Yes (X) | |
| JS WARD AND SON | |||||||
| 14 | 101 S 4TH ST | ARTESIA | NM | 88210 | $5,500 | Yes (X) | |
| SUPREME CHEMICAL | |||||||
| 20 | 2702 N FREEMAN RURAL AVE | ARTESIA | NM | 88210 | $7,750 | Yes (X) | |
| BP ENERGY PARTNERS LP | |||||||
| 3 | 2911 TURTLE CREEK BLVD SUITE 400 | DALLAS | TX | 75219 | $5,000 | Yes (X) | |
| STEPHENS INSURANCE | |||||||
| 9 | 12215 QUAKER AVE | LUBBOCK | TX | 79424 | $5,000 | Yes (X) | |
| LCH WELL SERVICE | |||||||
| 15 | 11 BILCO RD | ARTESIA | NM | 88210 | $5,500 | Yes (X) | |
| TCB OILFIELD SERVICES | |||||||
| 21 | 6309 VEST RD | CARLSBAD | NM | 88220 | $5,500 | Yes (X) | |
| FROST BANK | |||||||
| 4 | 800 W WADLEY AVE | MIDLAND | TX | 79705 | $5,000 | Yes (X) | |
| DESERT ROYALTY | |||||||
| 10 | 303 W WALL ST | MIDLAND | TX | 79701 | $5,000 | Yes (X) | |
| LEGENDARY WELL SERVICE | |||||||
| 16 | 105 S MAIN AVE | LOVINGTON | NM | 88260 | $13,250 | Yes (X) | |
| UNITED ENERGY TRADING | |||||||
| 22 | 360 S TELLER STREET STE 250 | LAKEWOOD | CO | 80226 | $5,000 | Yes (X) | |
| JACAM CATALYST | |||||||
| 5 | 11999 TX-158 | GARDENDALE | TX | 79758 | $5,000 | Yes (X) | |
| EDDY COUNTY KIDS CORP | |||||||
| 11 | 5310 HARVEST HILL RD STE 260 | DALLAS | TX | 75230 | $66,000 | Yes (X) | |
| RAYMOND LANNING TRUST | |||||||
| 17 | 1953 STEKKETTE WOOD LANE SE | GRAND RAPIDS | MI | 49546 | $40,000 | Yes (X) | |
| LEHNE CONSTRUCTION INC | |||||||
| 6 | 22111 STATE HWY 71 STE 101 | SPICEWOOD | TX | 78669 | $5,000 | Yes (X) | |
| EVERETT FAMILY TRUST | |||||||
| 12 | 2121 LOHMANS CROSSING RD | LAKEWAY | TX | 78734 | $20,000 | Yes (X) | SUITE 504-304 |
| ROBINSON DRILLING OF TEXAS | |||||||
| 18 | 1200 FM700 | BIG SPRING | TX | 79720 | $5,000 | Yes (X) | |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INDIRECT ACCOUNTING FEES | CategoryTxt |
| Amt | $27,892 | Amt |
| Disbursements Charitable Prps | $27,892 | DisbursementsCharitablePrpsAmt |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (37 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | Cost Or Other BasisCostOrOtherBasisAmt | Prior Year DepreciationPriorYearDepreciationAmt | Computation MethodComputationMethodTxt | LifeLifeRt | Current Year ExpenseCurrentYearExpenseAmt |
|---|---|---|---|---|---|---|
| OFFICE FURNITURE | 2007-05-24 | $1,267 | $1,267 | S/L | 10.0000 | |
| OFFICE FURNITURE | 2007-06-04 | $1,082 | $1,082 | S/L | 10.0000 | |
| OFFICE FURNITURE | 2007-09-10 | $446 | $446 | S/L | 10.0000 | |
| OFFICE FURNITURE | 2007-09-20 | $3,780 | $3,780 | S/L | 10.0000 | |
| OFFICE FURNITURE | 2007-11-08 | $714 | $714 | S/L | 10.0000 | |
| OFFICE FURNITURE | 2007-11-19 | $143 | $143 | S/L | 10.0000 | |
| OFFICE FURNITURE | 2006-12-15 | $4,734 | $4,734 | S/L | 10.0000 | |
| COMPUTER EQUIPMENT | 2007-07-10 | $71 | $71 | S/L | 5.0000 | |
| PRINTER | 2006-12-15 | $1,140 | $1,140 | S/L | 5.0000 | |
| TELEPHONE EQUIPMENT | 2006-12-15 | $10,571 | $10,571 | S/L | 5.0000 | |
| OFFICE FURNITURE | 2008-01-10 | $529 | $529 | S/L | 10.0000 | |
| OFFICE FURNITURE | 2008-02-06 | $1,696 | $1,696 | S/L | 10.0000 | |
| OFFICE FURNITURE - CARPET | 2008-08-04 | $406 | $406 | S/L | 10.0000 | |
| COMPUTER EQUIPMENT | 2008-10-14 | $86 | $86 | S/L | 5.0000 | |
| OFFICE EQUIPMENT | 2008-11-12 | $331 | $331 | S/L | 7.0000 | |
| OFFICE FURNITURE | 2008-11-12 | $146 | $146 | S/L | 10.0000 | |
| COMPUTER EQUIPMENT | 2008-12-02 | $64 | $64 | S/L | 5.0000 | |
| COMPUTER EQUIPMENT | 2008-12-11 | $64 | $64 | S/L | 5.0000 | |
| OFFICE FURNITURE | 2010-02-28 | $15,422 | $15,422 | S/L | 5.0000 | |
| OFFICE FURNITURE | 2011-05-18 | $2,547 | $2,547 | S/L | 5.0000 | |
| COMPUTER EQUIPMENT | 2011-09-01 | $2,161 | $2,161 | S/L | 5.0000 | |
| COMPUTER EQUIPMENT | 2012-05-14 | $4,388 | $4,388 | S/L | 5.0000 | |
| OFFICE FURNITURE | 2012-05-18 | $1,490 | $1,490 | S/L | 5.0000 | |
| COMPUTER EQUIPMENT | 2012-06-25 | $3,324 | $3,324 | S/L | 5.0000 | |
| OFFICE FURNITURE | 2012-07-10 | $1,525 | $1,525 | S/L | 5.0000 | |
| OFFICE FURNITURE | 2012-12-11 | $401 | $401 | S/L | 3.0000 | |
| LAND - MAIN STREET | 2014-05-14 | $55,000 | ||||
| BUILDING - MAIN (W/IMPRV) | 2014-05-14 | $878,905 | $216,930 | S/L | 39.0000 | $22,536 |
| OFFICE FURN (MAIN ST) | 2014-06-01 | $61,978 | $59,395 | S/L | 10.0000 | $2,583 |
| OFFICE EQUIP | 2015-06-01 | $6,394 | $6,394 | S/L | 5.0000 | |
| COMPUTER EQUIPMENT | 2017-11-08 | $11,272 | $11,272 | 200DB | 5.0000 | |
| COMPUTER | 2018-11-14 | $1,845 | $1,845 | 200DB | 5.0000 | |
| HVAC UNIT | 2020-07-17 | $6,258 | $6,258 | S/L | 15.0000 | |
| '21 GMC SIERRA VIN 4735 | 2021-01-08 | $67,482 | $44,400 | 200DB | 5.0000 | $4,616 |
| SOFTWARE/NETWORK UPGRADE | 2023-02-09 | $7,679 | $6,612 | 3.0000 | $512 | |
| 0FFICE FURN PLAQUE | 2023-12-19 | $5,300 | $4,278 | 200DB | 7.0000 | $292 |
| '24 GMC SIERRA 1500 VIN: 64934 | 2024-09-18 | $76,759 | 200DB | 5.0000 | $15,352 |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Asset | '21 GMC SIERRA VIN 4735 | AssetDesc |
| Acquired | 2021-01 | AcquiredDt |
| How Acquired | PURCHASE | HowAcquiredTxt |
| Sold | 2024-11 | SoldDt |
| Gross Sales Price | $44,168 | GrossSalesPriceAmt |
| Basis | $67,482 | BasisAmt |
| Total Net | $25,702 | TotalNetAmt |
| Accumulated Depreciation | $49,016 | AccumulatedDepreciationAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (4 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| MERRILL LYNCH - 7EG-04044 NEUBERGER | $1,129,681 | $1,104,427 |
| MERRILL LYNCH - LOOMIS SAYLES | $2,153,922 | $1,806,912 |
| GOLDMAN SACHS - CORP FIXED INC | $3,879,534 | $3,831,053 |
| FAB TRUST - C63891910 | $379,131 | $379,147 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (7 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| GOLDMAN SACHS - ADVISORY BROK II | $4,703,566 | $7,510,301 |
| GOLDMAN SACHS - BROKERAGE | $25,785 | $25,788 |
| GOLDMAN SACHS - EAGLE DYNAMIC | $1,716,943 | $2,576,353 |
| GOLDMAN SACHS - GANNETT WELSH | $483,122 | $729,254 |
| MERRILL LYNCH - 7EG-02019 DIV PORT | $2,978,437 | $4,883,776 |
| MERRILL LYNCH - 7EG-02041 CXO OPTION | $113,276 | $835,124 |
| MERRILL LYNCH - 7EG-02042 PIA MNGED | $5,285,394 | $8,972,759 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (22 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BP NATURAL GAS | AT COST | ||
| BP NATURAL GAS II | AT COST | $915,927 | $915,927 |
| BP OFFSHORE HOLDING II | AT COST | $220,672 | $220,672 |
| BP OFFSHORE HOLDINGS | AT COST | $13,951 | $13,951 |
| ENCAP ENERGY CAPITAL FUND VIII | AT COST | $5,445,497 | $5,445,497 |
| ENCAP ENERGY IX | AT COST | $542,126 | $542,126 |
| ENCAP ENERGY X | AT COST | $398,088 | $398,088 |
| ENCAP FLATROCK | AT COST | $70,069 | $70,069 |
| MERRILL LYNCH - 7EG-02040 ALTERNATIV | AT COST | ||
| NGP NATURAL RESOURCES | AT COST | $70,429 | $70,429 |
| PENNY BACKER III | AT COST | ||
| PENNYBACKER IV | AT COST | $203,457 | $203,457 |
| PENNYBACKER V | AT COST | $521,657 | $521,657 |
| QID NGL | AT COST | ||
| CIBOLA ENERGY PARTNERS | AT COST | $272,282 | $272,282 |
| ROUNDING ADJ | AT COST | $3 | $3 |
| DESERT PARTNERS VIII LP | AT COST | $152,999 | $152,999 |
| SI VTR MF, LP | AT COST | $101,076 | $101,076 |
| SI SILICON BEACH HOTEL | AT COST | ||
| TORTUGA HOLDINGS LLC | AT COST | $146,624 | $146,624 |
| WALKING WITH HERB | AT COST | $2,240 | $2,240 |
| BP NAT GAS OP III | AT COST | $870,041 | $870,041 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (2 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|---|
| BUILDINGS/FURN&FIX/AUTO | $1,114,917 | $412,787 | $702,130 | $1,114,917 |
| LAND | $55,000 | $55,000 | $55,000 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (27 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| GOLF FUNDRAISER | |||
| TOURNAMENT EXPENSE | $166,262 | $166,262 | |
| EXPENSES | |||
| ADVERTISING | $17,883 | $17,883 | |
| AUTO EXPENSE | $5,848 | $5,848 | |
| COMMUNITY SERVICE PROGRAM | $859 | $859 | |
| DUES/SUBSCRIPTION | $10,089 | $10,089 | |
| EQUIPMENT LEASE | $1,129 | $1,129 | |
| EVENT SPONSOR | $52,569 | $52,569 | |
| GRADUATION INCENTIVE | $6,000 | $6,000 | |
| INSURANCE | $7,022 | $7,022 | |
| INVESTMENT/ADVISORY FEES | $180,630 | $180,630 | |
| MISC. | $700 | $700 | |
| NEW SCHOLAR ORIENTATION | $43,954 | $43,954 | |
| OFFICE EXPENSE | $6,901 | $6,901 | |
| POSTAGE | $5,263 | $5,263 | |
| REPAIRS & MAINTENANCE | $6,716 | $6,716 | |
| SCHOLARSHIP MENTORING PROGRAM | $14,396 | $14,396 | |
| SPONSORSHIP | $1,500 | $1,500 | |
| STORAGE RENTAL | |||
| SUPPLY | $3,212 | $3,212 | |
| WEB SITE EXPENSE | $7,796 | $7,796 | |
| OVER/SHORT ROUNDING | |||
| SALARY REIMBURSE | $648,191 | $648,191 | |
| CREDIT CARD FEE | $3,118 | $3,118 | |
| DONATIONS | $500 | $500 | |
| FINES/PENALTIES | $1,403 | $1,403 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (15 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| RENT | $6,412 | $6,412 | $6,412 |
| PASSTHROUGH INV INC(LOSS) | $2,117,682 | $2,117,682 | $2,117,682 |
| OTHER INVEST INCOME BROK/K-1 | $29,507 | $29,507 | $29,507 |
| ENCAP FLATROCK (O&G) | -$121 | -$121 | |
| ENCAP FLATROCK (PIPELINE) | $8,666 | $8,666 | |
| NGP (O&G) | -$2,102 | -$2,102 | |
| ENCAP ENERGY IX (O&G) | $103,130 | $103,130 | |
| ENCAP ENERGY X (O&G) | $313,492 | $313,492 | |
| PENNYBACKER III (HEALTHCARE) | -$702 | -$702 | |
| PENNYBACKER IV (DEBT FIN REAL | -$6,377 | -$6,377 | |
| PENNYBACKER IV (HEALTHCARE) | -$2,736 | -$2,736 | |
| PENNYBACKER V (REAL ESTATE) | -$22,643 | -$22,643 | |
| BP NAT GAS PTNRS II (POW. GEN | -$21,507 | -$21,507 | |
| BP NAT GAS PTNRS II (O&G) | -$57,620 | -$57,620 | |
| BP OPP PARTNERS III (O&G) | $1,307 | $1,307 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | N/P GM FINANCIAL | Desc |
| BOY Book Value | $24,153 | BOYBookValueAmt |
| EOY Book Value | $40,264 | EOYBookValueAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|
| FOREIGN TAX | ||
| PROPERTY TAX | $12,289 | $12,289 |
| SECTION 4940 | $461,122 | $461,122 |
| OTHER TAX | $148 | $148 |