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NEW YORK UNIVERSITY: Form 990, tax year 2014

View the entire original 990 at ProPublica ↗

Organization
NEW YORK UNIVERSITY (EIN 13-5562308)
Tax period
2014-09-01 to 2015-08-31
Filed
2016-07-13
IRS object ID
201611959349301336
Schema version
2014v6.0
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2016-07-13T15:49:34-05:00ReturnTs
Tax Period End2015-08-31TaxPeriodEndDt
Return Type990ReturnTypeCd
Tax Period Begin2014-09-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN135562308EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1NEW YORK UNIVERSITYBusinessNameLine1Txt
FieldValueIRS element (for citing)
Business Name ControlNEWYBusinessNameControlTxt
Phone2129982955PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line1105 E 17TH STREET - 2ND FLOORAddressLine1Txt
CityNEW YORKCityNm
State AbbreviationNYStateAbbreviationCd
ZIP100039580ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonMARTIN DORPHPersonNm
Person TitleCFOPersonTitleTxt
Phone2129982955PhoneNum
Signature2016-07-13SignatureDt
FieldValueIRS element (for citing)
Tax2014TaxYr
Build TS2016-09-27 15:27:22ZBuildTS

Form 990 IRS990

FieldValueIRS element (for citing)
Principal OfficerMARTIN DORPHPrincipalOfficerNm

US Address USAddress

FieldValueIRS element (for citing)
Address Line1105 E 17TH ST 4TH FLAddressLine1Txt
CityNEW YORKCityNm
State AbbreviationNYStateAbbreviationCd
ZIP100039580ZIPCd
FieldValueIRS element (for citing)
Gross Receipts$7,155,256,474GrossReceiptsAmt
Group Return For Affiliates0GroupReturnForAffiliatesInd
Organization501c3Yes (X)Organization501c3Ind
Website AddressWWW.NYU.EDUWebsiteAddressTxt
Type Of Organization CorpYes (X)TypeOfOrganizationCorpInd
Formation1831FormationYr
Legal Domicile StateNYLegalDomicileStateCd
Activity Or MissionNYU IS A PRIVATE UNIVERSITY WITH APPROXIMATELY 50,000 STUDENTS IN 18 SCHOOLS AND INSTITUTES.ActivityOrMissionDesc
Voting Members Governing Body62VotingMembersGoverningBodyCnt
Voting Members Independent54VotingMembersIndependentCnt
Total Employee39601TotalEmployeeCnt
Total Volunteers2743TotalVolunteersCnt
Total Gross UBI$6,042,645TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm-$2,837,265NetUnrelatedBusTxblIncmAmt
PY Contributions Grants$960,468,399PYContributionsGrantsAmt
CY Contributions Grants$1,019,592,114CYContributionsGrantsAmt
PY Program Service Revenue$3,222,870,020PYProgramServiceRevenueAmt
CY Program Service Revenue$4,062,554,380CYProgramServiceRevenueAmt
PY Investment Income$229,353,193PYInvestmentIncomeAmt
CY Investment Income$133,964,438CYInvestmentIncomeAmt
PY Other Revenue$180,672,651PYOtherRevenueAmt
CY Other Revenue$112,136,028CYOtherRevenueAmt
PY Total Revenue$4,593,364,263PYTotalRevenueAmt
CY Total Revenue$5,328,246,960CYTotalRevenueAmt
PY Grants And Similar Paid$396,752,355PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid$548,897,557CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members$0PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members$0CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid$2,336,976,682PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid$2,888,201,400CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns$737,489PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns$857,263CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense$44,513,777CYTotalFundraisingExpenseAmt
PY Other Expenses$1,460,085,175PYOtherExpensesAmt
CY Other Expenses$1,982,580,586CYOtherExpensesAmt
PY Total Expenses$4,194,551,701PYTotalExpensesAmt
CY Total Expenses$5,420,536,806CYTotalExpensesAmt
PY Revenues Less Expenses$398,812,562PYRevenuesLessExpensesAmt
CY Revenues Less Expenses-$92,289,846CYRevenuesLessExpensesAmt
Total Assets BOY$9,297,236,020TotalAssetsBOYAmt
Total Assets EOY$10,269,220,274TotalAssetsEOYAmt
Total Liabilities BOY$4,425,995,211TotalLiabilitiesBOYAmt
Total Liabilities EOY$5,485,560,370TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY$4,871,240,809NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY$4,783,659,904NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part IIIYes (X)InfoInScheduleOPartIIIInd
MissionNYU IS A PRIVATE UNIVERSITY WITH APPROXIMATELY 50,000 MATRICULATING STUDENTS IN 18 SCHOOLS AND INSTITUTES. NYU'S PRIMARY MISSIONS ARE EDUCATION, PATIENT CARE, RESEARCH AND SCHOLARSHIP. NYU IS RECOGNIZED BOTH NATIONALLY AND INTERNATIONALLY AS A LEADER IN SCHOLARSHIPMissionDesc
Significant New Program Srvc0SignificantNewProgramSrvcInd
Significant Change0SignificantChangeInd
Expense$1,913,929,776ExpenseAmt
Grant$545,755,265GrantAmt
Revenue$2,152,315,000RevenueAmt
DescEDUCATION: FOUNDED IN 1831, NYU IS AMONG THE LARGEST PRIVATE NOT-FOR-PROFIT RESEARCH UNIVERSITIES IN THE U.S., WITH 18 SCHOOLS AND INSTITUTES, APPROXIMATELY 4,000 FULL-TIME FACULTY MEMBERS, AND APPROXIMATELY 50,000 MATRICULATING STUDENTS. NYU ANNUALLY CONFERS OVER 13,000 UNDERGRADUATE, GRADUATE AND PROFESSIONAL DEGREES, AND PROVIDES OVER $300 MILLION PER YEAR IN SCHOLARSHIP AID TO UNDERGRADUATES. NYU HAS AN UNPARALLELED INTERNATIONAL PRESENCE WITH THREE DEGREE-GRANTING LIBERAL ARTS RESEARCH UNIVERSITY CAMPUSES (IN NEW YORK, ABU DHABI, AND SHANGHAI); 11 GLOBAL ACADEMIC SITES (FOR STUDY ABROAD) ON SIX CONTINENTS; SENDS MORE STUDENTS TO STUDY ABROAD THAN ANY OTHER U.S. COLLEGE OR UNIVERSITY; AND ENROLLS MORE INTERNATIONAL STUDENTS THAN ANY OTHER U.S. UNIVERSITY.Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

FieldValueIRS element (for citing)
Expense$1,292,221,351ExpenseAmt
Revenue$1,316,525,000RevenueAmt
DescPATIENT CARE: NYU'S MEDICAL ACADEMIC PROGRAMS ARE A MAJOR ELEMENT OF THE UNIVERSITY'S MISSION. THE NYU SCHOOL OF MEDICINE WAS ESTABLISHED IN 1841; FROM ITS EARLIEST YEARS, IT HAS BEEN AT THE FOREFRONT OF ADVANCING THE MEDICAL PROFESSION AND MEDICAL RESEARCH, INCLUDING PARTICIPATING IN THE PROCESS THAT LED TO THE ESTABLISHMENT OF NEW YORK CITY'S HEALTH DEPARTMENT, ESTABLISHING THE FIRST OUTPATIENT CLINIC, ESTABLISHING THE FIRST LABORATORY DEVOTED TO TEACHING AND RESEARCH IN BACTERIOLOGY AND PATHOLOGY, CREATING THE FIRST DEPARTMENT OF FORENSIC MEDICINE, CREATING THE FIRST DEPARTMENT OF PHYSICAL MEDICINE AND REHABILITATION IN THE U.S., AND ESTABLISHING ONE OF THE FIRST MD-PHD PROGRAMS. ITS FACULTY AND GRADUATES HAVE INCLUDED NOBEL LAUREATES, THE DISCOVERER OF THE MOSQUITO AS THE SOURCE OF TRANSMISSION OF YELLOW FEVER, BOTH CREATORS OF THE POLIO VACCINE, AND THE RESEARCHERS WHO FOUND THE LINKAGE BETWEEN KAPOSI'S SARCOMA AND IMMUNE DEFICIENCY IN A DISTINCT POPULATION OF GAY MEN (A KEY STEP IN IDENTIFYING AIDS), AMONG OTHER LEADERS IN MEDICINE. THROUGH AFFILIATION AGREEMENTS, THE DOCTORS AND STUDENTS AT NYU SCHOOL OF MEDICINE PLAY A CRUCIAL ROLE IN ENSURING TOP QUALITY CARE NOT ONLY AT THE NYU LANGONE MEDICAL CENTER, BUT ALSO AT THE MANHATTAN VA HOSPITAL AND BELLEVUE HOSPITAL (ARGUABLY THE FOREMOST PUBLIC HOSPITAL IN THE U.S.). THE NYU COLLEGE OF DENTISTRY, WHICH - AS THE LARGEST DENTAL SCHOOL IN THE U.S. AND MOST COMPREHENSIVE ORAL HEALTH CENTER IN THE WORLD - CARES FOR SOME 50,000 POOR AND LOW INCOME NEW YORKERS EACH YEAR AND OPERATES A MOBILE DENTAL CARE PROGRAM WHICH TRAVELS TO UNDERSERVED AREAS OF NEW YORK STATE. IN ADDITION, NYU HAS A COLLEGE OF GLOBAL PUBLIC HEALTH AND NYU'S RORY MEYERS COLLEGE OF NURSING PROVIDES UNDERGRADUATE AND GRADUATE EDUCATION FOR OVER 1,200 NURSING STUDENTS.Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

FieldValueIRS element (for citing)
Expense$929,780,041ExpenseAmt
Revenue$607,107,717RevenueAmt
DescRESEARCH AND SCHOLARSHIP: NYU IS A MAJOR RESEARCH INSTITUTION, WITH SIGNIFICANT SUPPORT FROM NIH, NSF AND OTHER FUNDERS. THE RESEARCH AND CREATIVE OUTPUT OF NYU'S SCHOLARS HAVE LED TO THE RECEIPT OF NOBEL PRIZES, ABEL PRIZES, PULITZER PRIZES, GUGGENHEIMS, THE NATIONAL MEDAL OF THE ARTS, THE NATIONAL MEDAL OF SCIENCE, THE NATIONAL MEDAL OF TECHNOLOGY, NSF WATERMAN AWARDS, MAX PLANCK AWARDS, THE KAVLI PRIZE, MEMBERSHIP IN THE NATIONAL ACADEMY OF SCIENCES AND THE NATIONAL ACADEMY OF ENGINEERING, ACADEMY AWARDS, AND TONY AWARDS, AMONG MANY OTHER HONORS FOR THE UNIVERSITY'S FACULTY. NYU FACULTY FINDINGS ARE REGULARLY PUBLISHED IN TOP JOURNALS ACROSS A BROAD RANGE OF SCHOLARLY DISCIPLINES. NYU HAS LEADING PROGRAMS IN ECONOMICS, MATHEMATICS (AND PARTICULARLY APPLIED MATHEMATICS), NEUROSCIENCE, GENOMICS, SOFT CONDENSED MATTER PHYSICS, SOCIOLOGY, PHILOSOPHY, THE LAW, MEDICINE AND BIO-MEDICAL SCIENCES, THE CINEMATIC AND PERFORMING ARTS, AND BUSINESS AND FINANCE, AMONG MANY OTHER SCHOLARLY FIELDS.Desc

Prog Srvc Accom Acty Other ProgSrvcAccomActyOtherGrp

FieldValueIRS element (for citing)
Expense$725,724,170ExpenseAmt
Grant$3,142,292GrantAmt
Revenue$593,714,381RevenueAmt
DescSTUDENT SERVICES; STUDENT AID; LIBRARY; AND OPERATION AND MAINTENANCE OF PLANT.Desc
FieldValueIRS element (for citing)
Total Other Prog Srvc Expense$725,724,170TotalOtherProgSrvcExpenseAmt
Total Other Prog Srvc Grant$3,142,292TotalOtherProgSrvcGrantAmt
Total Other Prog Srvc Revenue$593,714,381TotalOtherProgSrvcRevenueAmt
Total Program Service Expenses$4,861,655,338TotalProgramServiceExpensesAmt
Described In Section501c3Yes (1)DescribedInSection501c3Ind
Schedule B RequiredYes (1)ScheduleBRequiredInd
Political Campaign Acty0PoliticalCampaignActyInd
Lobbying ActivitiesYes (1)LobbyingActivitiesInd
Subject To Proxy Tax0SubjectToProxyTaxInd
Donor Advised Fund0DonorAdvisedFundInd
Conservation EasementsYes (1)ConservationEasementsInd
Collections Of ArtYes (1)CollectionsOfArtInd
Credit Counseling0CreditCounselingInd
Temp Or Permanent EndowmentsYes (1)TempOrPermanentEndowmentsInd
Report Land Building EquipmentYes (1)ReportLandBuildingEquipmentInd
Report Investments Other SecYes (1)ReportInvestmentsOtherSecInd
Report Program Related Invst0ReportProgramRelatedInvstInd
Report Other Assets0ReportOtherAssetsInd
Report Other LiabilitiesYes (1)ReportOtherLiabilitiesInd
Include FIN48 Footnote0IncludeFIN48FootnoteInd
Independent Audit Fincl Stmt0IndependentAuditFinclStmtInd
Consolidated Audit Fincl StmtYes (1)ConsolidatedAuditFinclStmtInd
School OperatingYes (1)SchoolOperatingInd
Foreign OfficeYes (1)ForeignOfficeInd
Foreign ActivitiesYes (1)ForeignActivitiesInd
More Than5000 K To Org0MoreThan5000KToOrgInd
More Than5000 K To IndividualsYes (1)MoreThan5000KToIndividualsInd
Professional FundraisingYes (1)ProfessionalFundraisingInd
Fundraising ActivitiesYes (1)FundraisingActivitiesInd
Gaming Activities0GamingActivitiesInd
Operate Hospital0OperateHospitalInd
Grants To OrganizationsYes (1)GrantsToOrganizationsInd
Grants To IndividualsYes (1)GrantsToIndividualsInd
Schedule J RequiredYes (1)ScheduleJRequiredInd
Tax Exempt BondsYes (1)TaxExemptBondsInd
Invest Tax Exempt BondsYes (1)InvestTaxExemptBondsInd
Escrow Account0EscrowAccountInd
On Behalf Of Issuer0OnBehalfOfIssuerInd
Engaged In Excess Benefit Trans0EngagedInExcessBenefitTransInd
PY Excess Benefit Trans0PYExcessBenefitTransInd
Loan OutstandingYes (1)LoanOutstandingInd
Grant To Related PersonYes (1)GrantToRelatedPersonInd
Business Rln With Org MemYes (1)BusinessRlnWithOrgMemInd
Business Rln With Fam MemYes (1)BusinessRlnWithFamMemInd
Business Rln With Officer EntYes (1)BusinessRlnWithOfficerEntInd
Deductible Non Cash ContriYes (1)DeductibleNonCashContriInd
Deductible Art ContributionYes (1)DeductibleArtContributionInd
Terminate Operations0TerminateOperationsInd
Partial Liquidation0PartialLiquidationInd
Disregarded Entity0DisregardedEntityInd
Related EntityYes (1)RelatedEntityInd
Related Organization Ctrl EntYes (1)RelatedOrganizationCtrlEntInd
Transaction With Control EntYes (1)TransactionWithControlEntInd
Trnsfr Exmpt Non Chrtbl Rltd OrgYes (1)TrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted Prtshp0ActivitiesConductedPrtshpInd
Schedule O RequiredYes (1)ScheduleORequiredInd
Info In Schedule O Part VYes (X)InfoInScheduleOPartVInd
IRP Document47256IRPDocumentCnt
IRP Document W2 G0IRPDocumentW2GCnt
Backup Wthld ComplianceYes (1)BackupWthldComplianceInd
Employee39601EmployeeCnt
Employment Tax Returns FiledYes (1)EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over LimitYes (1)UnrelatedBusIncmOverLimitInd
Form990 T FiledYes (1)Form990TFiledInd
Foreign Financial AccountYes (1)ForeignFinancialAccountInd
Foreign CountryAEForeignCountryCd
Foreign CountryARForeignCountryCd
Foreign CountryASForeignCountryCd
Foreign CountryBDForeignCountryCd
Foreign CountryCHForeignCountryCd
Foreign CountryCJForeignCountryCd
Foreign CountryEIForeignCountryCd
Foreign CountryEZForeignCountryCd
Foreign CountryFRForeignCountryCd
Foreign CountryGHForeignCountryCd
Foreign CountryGMForeignCountryCd
Foreign CountryISForeignCountryCd
Foreign CountryITForeignCountryCd
Foreign CountryMPForeignCountryCd
Foreign CountryPMForeignCountryCd
Foreign CountrySNForeignCountryCd
Foreign CountrySPForeignCountryCd
Foreign CountryUKForeignCountryCd
Foreign CountryVIForeignCountryCd
Foreign CountryAFForeignCountryCd
Foreign CountryCYForeignCountryCd
Prohibited Tax Shelter Trans0ProhibitedTaxShelterTransInd
Taxable Party Notification0TaxablePartyNotificationInd
Nondeductible Contributions0NondeductibleContributionsInd
Quid Pro Quo ContributionsYes (1)QuidProQuoContributionsInd
Quid Pro Quo Contri DisclYes (1)QuidProQuoContriDisclInd
Form8282 Property Disposed Of0Form8282PropertyDisposedOfInd
Rcv Fnds To Pay Prsnl Bnft Cntrct0RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct0PayPremiumsPrsnlBnftCntrctInd
Indoor Tanning Services0IndoorTanningServicesInd
Info In Schedule O Part VIYes (X)InfoInScheduleOPartVIInd
Governing Body Voting Members62GoverningBodyVotingMembersCnt
Independent Voting Member54IndependentVotingMemberCnt
Family Or Business RlnYes (1)FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties0DelegationOfMgmtDutiesInd
Change To Org Documents0ChangeToOrgDocumentsInd
Material Diversion Or Misuse0MaterialDiversionOrMisuseInd
Members Or StockholdersYes (1)MembersOrStockholdersInd
Election Of Board MembersYes (1)ElectionOfBoardMembersInd
Decisions Subject To ApprovaYes (1)DecisionsSubjectToApprovaInd
Minutes Of Governing BodyYes (1)MinutesOfGoverningBodyInd
Minutes Of CommitteesYes (1)MinutesOfCommitteesInd
Officer Mailing Address0OfficerMailingAddressInd
Local Chapters0LocalChaptersInd
Form990 Provided To Gvrn BodyYes (1)Form990ProvidedToGvrnBodyInd
Conflict Of Interest PolicyYes (1)ConflictOfInterestPolicyInd
Annual Disclosure Covered PrsnYes (1)AnnualDisclosureCoveredPrsnInd
Regular Monitoring EnfrcYes (1)RegularMonitoringEnfrcInd
Whistleblower PolicyYes (1)WhistleblowerPolicyInd
Document Retention PolicyYes (1)DocumentRetentionPolicyInd
Compensation Process CEOYes (1)CompensationProcessCEOInd
Compensation Process OtherYes (1)CompensationProcessOtherInd
Investment In Joint Venture0InvestmentInJointVentureInd
States Where Copy Of Return Is FldAKStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldCOStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldKYStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldMDStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldMAStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldMIStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldOHStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldOKStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldORStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldSCStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldWAStatesWhereCopyOfReturnIsFldCd
Upon RequestYes (X)UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1KERRI TRICARICOBusinessNameLine1Txt
FieldValueIRS element (for citing)
Phone2129982913PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line1105 E 17TH STREET 3RD FLOORAddressLine1Txt
CityNEW YORKCityNm
State AbbreviationNYStateAbbreviationCd
ZIP100039345ZIPCd

Form990 Part VII Section A Form990PartVIISectionAGrp (91 entries)

TitleTitleTxtAverage Hours Per WeekAverageHoursPerWeekRtIndividual Trustee Or DirectorIndividualTrusteeOrDirectorIndReportable Comp From OrgReportableCompFromOrgAmtReportable Comp From Rltd OrgReportableCompFromRltdOrgAmtOther CompensationOtherCompensationAmtOfficerOfficerIndKey EmployeeKeyEmployeeIndAverage Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRtHighest Compensated EmployeeHighestCompensatedEmployeeIndFormer Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd
RONALD D ABRAMSON
TRUSTEE2.00Yes (X)$0$0$0
KHALDOON KHALIFA AL MUBARAK
TRUSTEE2.00Yes (X)$0$0$0
RALPH ALEXANDER
TRUSTEE2.00Yes (X)$0$0$0
PHYLLIS PUTTER BARASCH
TRUSTEE & VICE CHAIR2.00Yes (X)$0$0$0Yes (X)
MARIA BARTIROMO
TRUSTEE2.00Yes (X)$0$0$0
MARC H BELL
TRUSTEE2.00Yes (X)$0$0$0
WILLIAM R BERKLEY
TRUSTEE & CHAIR DESIGNEE4.00Yes (X)$0$0$0Yes (X)
CASEY BOX
TRUSTEE2.00Yes (X)$0$0$0
BILL BREWER
TRUSTEE2.00Yes (X)$0$0$0
SHARON CHANG
TRUSTEE2.00Yes (X)$0$0$0
EVAN R CHESLER
TRUSTEE2.00Yes (X)$0$0$0
STEVEN M COHEN
TRUSTEE2.00Yes (X)$0$0$0
WILLIAM T COMFORT III
TRUSTEE2.00Yes (X)$0$0$0
FLORENCE A DAVIS
TRUSTEE2.00Yes (X)$0$0$0
MICHAEL DENKENSOHN
TRUSTEE2.00Yes (X)$0$0$0
BARRY DILLER
TRUSTEE2.00Yes (X)$0$0$0
GALE DRUKIER
TRUSTEE2.00Yes (X)$0$0$0
JOEL S EHRENKRANZ
TRUSTEE2.00Yes (X)$0$0$0
LAURENCE D FINK
TRUSTEE & VICE CHAIR4.00Yes (X)$0$0$0Yes (X)
MARK FUNG
TRUSTEE2.00Yes (X)$0$0$0
JAY M FURMAN
TRUSTEE (UNTIL: 1/4/15)2.00Yes (X)$0$0$0
NATALIE HOLDER
TRUSTEE2.00Yes (X)$0$0$0
MITCHELL JACOBSON
TRUSTEE2.00Yes (X)$0$0$0
BORIS JORDAN
TRUSTEE2.00Yes (X)$0$0$0
CHARLES KLEIN
TRUSTEE2.00Yes (X)$0$0$0
ANDRE JL KOO
TRUSTEE2.00Yes (X)$0$0$0
MARK LESLIE
TRUSTEE2.00Yes (X)$0$0$0
BRIAN A LEVINE MD
TRUSTEE2.00Yes (X)$0$0$0
MARTIN LIPTON
TRUSTEE & CHAIR20.00Yes (X)$0$0$0Yes (X)
JEFFREY H LYNFORD
TRUSTEE2.00Yes (X)$0$0$0
KELLY KENNEDY MACK
TRUSTEE2.00Yes (X)$0$0$0
MIMI MD MARZIANI
TRUSTEE2.00Yes (X)$0$0$0
HOWARD MEYERS
TRUSTEE2.00Yes (X)$0$0$0
STEVEN S MILLER
TRUSTEE2.00Yes (X)$0$0$0
CONSTANCE J MILSTEIN
TRUSTEE2.00Yes (X)$0$0$0
DAVID C OXMAN
TRUSTEE2.00Yes (X)$0$0$0
JOHN PAULSON
TRUSTEE2.00Yes (X)$0$0$0
CATHERINE B REYNOLDS
TRUSTEE2.00Yes (X)$0$0$0
BRETT B ROCHKIND
TRUSTEE2.00Yes (X)$0$0$0
WILLIAM C RUDIN
TRUSTEE2.00Yes (X)$0$0$0
CONSTANCE SILVER
TRUSTEE & VICE CHAIR2.00Yes (X)$0$0$0Yes (X)
LISA SILVERSTEIN
TRUSTEE2.00Yes (X)$0$0$0
JAY STEIN
TRUSTEE2.00Yes (X)$0$0$0
JOSEPH S STEINBERG
TRUSTEE2.00Yes (X)$0$0$0
JUDY STEINHARDT
TRUSTEE2.00Yes (X)$0$0$0
MICHAEL H STEINHARDT
TRUSTEE2.00Yes (X)$0$0$0
CHANDRIKA TANDON
TRUSTEE6.00Yes (X)$0$0$0
DANIEL R TISCH
TRUSTEE & VICE CHAIR2.00Yes (X)$0$0$0Yes (X)
JOHN L VOGELSTEIN
TRUSTEE2.00Yes (X)$0$0$0
CASEY WASSERMAN
TRUSTEE2.00Yes (X)$0$0$0
NINA WEISSBERG
TRUSTEE2.00Yes (X)$0$0$0
ANTHONY WELTERS
TRUSTEE & VICE CHAIR4.00Yes (X)$0$0$0Yes (X)
SHELBY WHITE
TRUSTEE & VICE CHAIR4.00Yes (X)$0$0$0Yes (X)
LEONARD A WILF
TRUSTEE & VICE CHAIR4.00Yes (X)$0$0$0Yes (X)
FRED WILSON
TRUSTEE2.00Yes (X)$0$0$0
TAMARA WINN
TRUSTEE2.00Yes (X)$0$0$0
CHARLES ZEGAR
TRUSTEE2.00Yes (X)$0$0$0
JOHN E SEXTON
TRUSTEE, PRESIDENT & CHANCELLOR70.00Yes (X)$1,383,102$0$204,783Yes (X)
JESSICA SWARTZ
TRUSTEE (BEGIN: 10/7/14)2.00Yes (X)$0$0$0
JONATHAN KIM
TRUSTEE (BEGIN: 10/7/14)2.00Yes (X)$0$0$0
LISA YOO HAHN
TRUSTEE (BEGIN: 10/7/14)2.00Yes (X)$0$0$0
LUIZ FRAGA
TRUSTEE (BEGIN: 10/7/14)2.00Yes (X)$0$0$0
CHARLES HINKATY
TRUSTEE2.00Yes (X)$0$0$0
H DALE HEMMERDINGER
TRUSTEE2.00Yes (X)$0$0$0
HEATHER CANNADY
TRUSTEE2.00Yes (X)$0$0$0
JONATHAN HERMAN
TRUSTEE2.00Yes (X)$0$0$0
SURESH SANI
TRUSTEE2.00Yes (X)$0$0$0
WENLIANG WANG
TRUSTEE2.00Yes (X)$0$0$0
DAVID W MCLAUGHLIN
PROVOST50.00$665,857$0$39,934Yes (X)
ROBERT BERNE
EVP. FOR HEALTH50.00$1,396,338$0$39,934Yes (X)
BONNIE BRIER
GEN.COUNSEL & SECR (UNTIL: 1/19/15)50.00$620,546$0$39,934Yes (X)
MARTIN DORPH
CFO50.00$652,261$0$45,922Yes (X)
TERRANCE NOLAN
GEN.COUNSEL & SECR (BEGIN: 1/20/15)50.00$374,730$0$45,922Yes (X)
KENNETH G LANGONE
VICE CHAIR4.00$0$0$0Yes (X)
PIETRINA SCARAGLINO
ASSOCIATE SECRETARY (START: 2/19/15)50.00$0$0$0Yes (X)
THOMAS J CAREW
DEAN OF FAS50.00$546,413$0$39,934Yes (X)
ANDREW BROTMAN
SVP. & VICE DEAN30.00$1,081,849$1,081,849$26,000Yes (X)30.00
ROBERT GROSSMAN
EX-OFFICIO, DEAN & CEO30.00$2,591,633$2,591,633$702,680Yes (X)30.00
ALISON LEARY
EVP. FOR OPERATIONS50.00$570,592$0$45,022Yes (X)
STEPHANIE PIANKA
TREASURER50.00$363,800$0$33,466Yes (X)
TINA SURH
CHIEF INV. OFFICER50.00$642,029$0$26,146Yes (X)
DEBRA LAMORTE
SVP. FOR DEVELOPMENT50.00$660,795$0$33,466Yes (X)
LINDA MILLS
VC. GLOBAL PROGRAMS50.00$637,457$0$45,922Yes (X)
MARILYN MCMILLAN
VP. FOR IT50.00$384,725$0$33,466Yes (X)
ANTHONY K FREMPONG-BOADU
DR. DIVISION OF SPINAL NEU50.00$3,179,782$0$30,152Yes (X)
JAMES A GRIFO MD PHD
PROF. OF OBSTETRICS AND GY50.00$2,875,424$0$27,519Yes (X)
JOHN G GOLFINOS
CHAIR OF NEUROSURGERY45.00$2,699,464$0$32,8475.00Yes (X)
JOHN BENDO
VICE CHAIR CLINICAL AFFAIR50.00$3,407,368$0$28,887Yes (X)
RONNIE HERSHMAN
CLINICAL INSTRUCTOR DEPART50.00$3,652,668$0$28,799Yes (X)
MICHAEL ALFANO
FORMER EXECUTIVE VP50.00$491,804$0$35,530Yes (X)
JESS BENHABIB
FORMER DEAN FAS50.00$374,352$0$39,934Yes (X)
FieldValueIRS element (for citing)
Total Reportable Comp From Org$29,252,989TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org$3,673,482TotReportableCompRltdOrgAmt
Total Other Compensation$1,626,199TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K2117IndivRcvdGreaterThan100KCnt
Former Ofcr Employees ListedYes (1)FormerOfcrEmployeesListedInd
Total Comp Greater Than150 KYes (1)TotalCompGreaterThan150KInd
Compensation From Other Srcs0CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1TxtCityContractorAddress/USAddress/CityNmState AbbreviationContractorAddress/USAddress/StateAbbreviationCdZIPContractorAddress/USAddress/ZIPCdServicesServicesDescCompensationCompensationAmt
TURNER CONSTRUCTION COMPANY CORP
375 HUDSON STREETNEW YORKNY10014CONSTRUCTION$91,620,727
COLLINS BUILDING SERVICES INC
1775 BROADWAY STE 1420NEW YORKNY10019CLEANING SERVICE$73,224,085
ARAMARK EDUCATIONAL SERVICES LLC
11 WEST 42ND STREET 4TH FLNEW YORKNY10036FACILITY MANAGEMENT SERVICES$37,662,799
SKANSKA USA BUILDING INC
1633 LITTLETON ROADPARSIPPANYNJ07054CONSTRUCTION$37,364,058
CALDWELL & WALSH BUILDING CONSTRUCTION
60 EAST 42ND STREETNEW YORKNY10165CONSTRUCTION$15,194,533
FieldValueIRS element (for citing)
Cntrct Rcvd Greater Than100 K698CntrctRcvdGreaterThan100KCnt
Fundraising$17,303,773FundraisingAmt
Related Organizations$22,323,849RelatedOrganizationsAmt
Government Grants$518,949,717GovernmentGrantsAmt
All Other Contributions$461,014,775AllOtherContributionsAmt
Noncash Contributions$37,307,085NoncashContributionsAmt
Total Contributions$1,019,592,114TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (4 entries)

DescDescBusinessBusinessCdTotal Revenue ColumnTotalRevenueColumnAmtRelated Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
TUITION & FEES611600$2,152,315,000$2,152,315,000
PATIENT CARE623990$1,316,525,000$1,316,525,000
OTHER PROGRAM SERVICES611600$322,169,253$322,169,253
HOUSING & DINING721310$271,545,127$271,545,127
FieldValueIRS element (for citing)
Total Program Service Revenue$4,062,554,380TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

FieldValueIRS element (for citing)
Total Revenue Column$50,518,014TotalRevenueColumnAmt
Unrelated Business Revenue-$2,796,517UnrelatedBusinessRevenueAmt
Exclusion$53,314,531ExclusionAmt

Gross Rents GrossRentsGrp

FieldValueIRS element (for citing)
Real$81,859,270RealAmt

Less Rental Expenses LessRentalExpensesGrp

FieldValueIRS element (for citing)
Real$65,815,609RealAmt

Rental Income Or Loss RentalIncomeOrLossGrp

FieldValueIRS element (for citing)
Real$16,043,661RealAmt

Net Rental Income Or Loss NetRentalIncomeOrLossGrp

FieldValueIRS element (for citing)
Total Revenue Column$16,043,661TotalRevenueColumnAmt
Unrelated Business Revenue$1,278,984UnrelatedBusinessRevenueAmt
Exclusion$14,764,677ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

FieldValueIRS element (for citing)
Securities$1,820,561,259SecuritiesAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

FieldValueIRS element (for citing)
Securities$1,737,114,835SecuritiesAmt

Gain Or Loss GainOrLossGrp

FieldValueIRS element (for citing)
Securities$83,446,424SecuritiesAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

FieldValueIRS element (for citing)
Total Revenue Column$83,446,424TotalRevenueColumnAmt
Exclusion$83,446,424ExclusionAmt
FieldValueIRS element (for citing)
Fundraising Gross Income$1,186,691FundraisingGrossIncomeAmt
Contri Rpt Fundraising Event$17,303,773ContriRptFundraisingEventAmt
Fundraising Direct Expenses$1,405,648FundraisingDirectExpensesAmt

Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp

FieldValueIRS element (for citing)
Total Revenue Column-$218,957TotalRevenueColumnAmt
Exclusion-$218,957ExclusionAmt
FieldValueIRS element (for citing)
Gross Sales Of Inventory$33,131,304GrossSalesOfInventoryAmt
Cost Of Goods Sold$22,673,422CostOfGoodsSoldAmt

Net Income Or Loss NetIncomeOrLossGrp

FieldValueIRS element (for citing)
Total Revenue Column$10,457,882TotalRevenueColumnAmt
Unrelated Business Revenue$1,543,107UnrelatedBusinessRevenueAmt
Exclusion$8,914,775ExclusionAmt

Other Revenue Misc OtherRevenueMiscGrp (3 entries)

DescDescBusinessBusinessCdTotal Revenue ColumnTotalRevenueColumnAmtExclusionExclusionAmtUnrelated Business RevenueUnrelatedBusinessRevenueAmt
MISCELLANEOUS900099$55,215,000$55,215,000
OTHER AUX. ENTERPRISES713940$20,781,449$14,764,378$6,017,071
NON-OPERATING OTHER900099$9,714,765$9,714,765

Miscellaneous Revenue MiscellaneousRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$142,228TotalRevenueColumnAmt
Exclusion$142,228ExclusionAmt
FieldValueIRS element (for citing)
Other Revenue Total$85,853,442OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$5,328,246,960TotalRevenueColumnAmt
Related Or Exempt Func Income$4,062,554,380RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue$6,042,645UnrelatedBusinessRevenueAmt
Exclusion$240,057,821ExclusionAmt

Grants To Domestic Orgs GrantsToDomesticOrgsGrp

FieldValueIRS element (for citing)
Total$3,142,318TotalAmt
Program Services$3,142,318ProgramServicesAmt

Grants To Domestic Individuals GrantsToDomesticIndividualsGrp

FieldValueIRS element (for citing)
Total$413,444,452TotalAmt
Program Services$413,444,452ProgramServicesAmt

Foreign Grants ForeignGrantsGrp

FieldValueIRS element (for citing)
Total$132,310,787TotalAmt
Program Services$132,310,787ProgramServicesAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

FieldValueIRS element (for citing)
Total$24,162,526TotalAmt
Program Services$8,126,857ProgramServicesAmt
Management And General$10,689,045ManagementAndGeneralAmt
Fundraising$5,346,624FundraisingAmt

Comp Disqual Persons CompDisqualPersonsGrp

FieldValueIRS element (for citing)
Total$5,613,560TotalAmt
Program Services$5,233,508ProgramServicesAmt
Management And General$324,732ManagementAndGeneralAmt
Fundraising$55,320FundraisingAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

FieldValueIRS element (for citing)
Total$2,356,575,387TotalAmt
Program Services$2,214,576,937ProgramServicesAmt
Management And General$123,157,194ManagementAndGeneralAmt
Fundraising$18,841,256FundraisingAmt

Pension Plan Contributions PensionPlanContributionsGrp

FieldValueIRS element (for citing)
Total$149,752,149TotalAmt
Program Services$141,108,384ProgramServicesAmt
Management And General$7,106,401ManagementAndGeneralAmt
Fundraising$1,537,364FundraisingAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

FieldValueIRS element (for citing)
Total$223,251,180TotalAmt
Program Services$216,169,297ProgramServicesAmt
Management And General$4,411,092ManagementAndGeneralAmt
Fundraising$2,670,791FundraisingAmt

Payroll Taxes PayrollTaxesGrp

FieldValueIRS element (for citing)
Total$128,846,598TotalAmt
Program Services$120,101,191ProgramServicesAmt
Management And General$7,447,226ManagementAndGeneralAmt
Fundraising$1,298,181FundraisingAmt

Fees For Services Management FeesForServicesManagementGrp

FieldValueIRS element (for citing)
Total$1,474,725TotalAmt
Program Services-$72,075ProgramServicesAmt
Management And General$1,546,800ManagementAndGeneralAmt

Fees For Services Legal FeesForServicesLegalGrp

FieldValueIRS element (for citing)
Total$12,049,385TotalAmt
Program Services$9,931,583ProgramServicesAmt
Management And General$1,856,592ManagementAndGeneralAmt
Fundraising$261,210FundraisingAmt

Fees For Services Accounting FeesForServicesAccountingGrp

FieldValueIRS element (for citing)
Total$757,670TotalAmt
Program Services$636,268ProgramServicesAmt
Management And General$104,668ManagementAndGeneralAmt
Fundraising$16,734FundraisingAmt

Fees For Services Lobbying FeesForServicesLobbyingGrp

FieldValueIRS element (for citing)
Total$542,315TotalAmt
Program Services$446,998ProgramServicesAmt
Management And General$83,561ManagementAndGeneralAmt
Fundraising$11,756FundraisingAmt

Fees For Services Prof Fundraising FeesForServicesProfFundraising

FieldValueIRS element (for citing)
Total$857,263TotalAmt
Fundraising$857,263FundraisingAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

FieldValueIRS element (for citing)
Total$9,915,031TotalAmt
Management And General$9,915,031ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

FieldValueIRS element (for citing)
Total$244,685,306TotalAmt
Program Services$201,566,951ProgramServicesAmt
Management And General$37,800,138ManagementAndGeneralAmt
Fundraising$5,318,217FundraisingAmt

Advertising AdvertisingGrp

FieldValueIRS element (for citing)
Total$9,929,051TotalAmt
Program Services$9,503,204ProgramServicesAmt
Management And General$425,793ManagementAndGeneralAmt
Fundraising$54FundraisingAmt

Office Expenses OfficeExpensesGrp

FieldValueIRS element (for citing)
Total$111,398,148TotalAmt
Program Services$106,921,926ProgramServicesAmt
Management And General$4,229,276ManagementAndGeneralAmt
Fundraising$246,946FundraisingAmt

Information Technology InformationTechnologyGrp

FieldValueIRS element (for citing)
Total$52,765,650TotalAmt
Program Services$21,995,022ProgramServicesAmt
Management And General$30,718,332ManagementAndGeneralAmt
Fundraising$52,296FundraisingAmt

Royalties RoyaltiesGrp

FieldValueIRS element (for citing)
Total$1,381,321TotalAmt
Program Services$1,381,321ProgramServicesAmt

Occupancy OccupancyGrp

FieldValueIRS element (for citing)
Total$146,383,195TotalAmt
Program Services$142,816,049ProgramServicesAmt
Management And General$3,569,858ManagementAndGeneralAmt
Fundraising-$2,712FundraisingAmt

Travel TravelGrp

FieldValueIRS element (for citing)
Total$126,493,255TotalAmt
Program Services$117,780,558ProgramServicesAmt
Management And General$3,317,037ManagementAndGeneralAmt
Fundraising$5,395,660FundraisingAmt

Conferences Meetings ConferencesMeetingsGrp

FieldValueIRS element (for citing)
Total$6,940,568TotalAmt
Program Services$4,843,987ProgramServicesAmt
Management And General$1,949,079ManagementAndGeneralAmt
Fundraising$147,502FundraisingAmt

Interest InterestGrp

FieldValueIRS element (for citing)
Total$111,112,128TotalAmt
Program Services$101,605,654ProgramServicesAmt
Management And General$9,506,474ManagementAndGeneralAmt

Depreciation Depletion DepreciationDepletionGrp

FieldValueIRS element (for citing)
Total$263,994,752TotalAmt
Program Services$214,153,461ProgramServicesAmt
Management And General$49,841,291ManagementAndGeneralAmt

Insurance InsuranceGrp

FieldValueIRS element (for citing)
Total$22,001,151TotalAmt
Program Services$8,134,199ProgramServicesAmt
Management And General$13,866,952ManagementAndGeneralAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDescTotalTotalAmtProgram ServicesProgramServicesAmtManagement And GeneralManagementAndGeneralAmt
SERVICE CONTRACT FEES$141,894,932$140,979,921$915,011
REPAIR AND MAINTENANCE$113,524,354$101,214,568$12,309,786
LOSS ON BOND DEFEASEMEN$77,798,000$77,798,000
CHANGES IN PENSION OBL.$67,566,000$67,566,000

All Other Expenses AllOtherExpensesGrp

FieldValueIRS element (for citing)
Total$459,973,649TotalAmt
Program Services$278,238,012ProgramServicesAmt
Management And General$179,276,322ManagementAndGeneralAmt
Fundraising$2,459,315FundraisingAmt

Total Functional Expenses TotalFunctionalExpensesGrp

FieldValueIRS element (for citing)
Total$5,420,536,806TotalAmt
Program Services$4,861,655,338ProgramServicesAmt
Management And General$514,367,691ManagementAndGeneralAmt
Fundraising$44,513,777FundraisingAmt

Cash Non Interest Bearing CashNonInterestBearingGrp

FieldValueIRS element (for citing)
BOY$727,560,415BOYAmt
EOY$916,878,396EOYAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

FieldValueIRS element (for citing)
BOY$86,554,000BOYAmt
EOY$41,544,000EOYAmt

Pledges And Grants Receivable PledgesAndGrantsReceivableGrp

FieldValueIRS element (for citing)
BOY$464,527,561BOYAmt
EOY$438,061,528EOYAmt

Accounts Receivable AccountsReceivableGrp

FieldValueIRS element (for citing)
BOY$535,490,296BOYAmt
EOY$531,823,243EOYAmt

Receivables From Officers Etc ReceivablesFromOfficersEtcGrp

FieldValueIRS element (for citing)
BOY$1,119,675BOYAmt
EOY$552,000EOYAmt

Rcvbl From Disqualified Prsn RcvblFromDisqualifiedPrsnGrp

FieldValueIRS element (for citing)
BOY$8,091,623BOYAmt
EOY$7,991,442EOYAmt

Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp

FieldValueIRS element (for citing)
BOY$105,411,357BOYAmt
EOY$90,507,295EOYAmt

Inventories For Sale Or Use InventoriesForSaleOrUseGrp

FieldValueIRS element (for citing)
BOY$8,397,082BOYAmt
EOY$8,346,000EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

FieldValueIRS element (for citing)
BOY$111,672,111BOYAmt
EOY$101,630,314EOYAmt
FieldValueIRS element (for citing)
Land Bldg Equip Cost Or Other Bss$7,419,895,167LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec$2,838,955,879LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

FieldValueIRS element (for citing)
BOY$4,030,892,374BOYAmt
EOY$4,580,939,288EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

FieldValueIRS element (for citing)
BOY$3,191,770,482BOYAmt
EOY$3,477,815,859EOYAmt

Other Assets Total OtherAssetsTotalGrp

FieldValueIRS element (for citing)
BOY$25,749,044BOYAmt
EOY$73,130,909EOYAmt

Total Assets TotalAssetsGrp

FieldValueIRS element (for citing)
BOY$9,297,236,020BOYAmt
EOY$10,269,220,274EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

FieldValueIRS element (for citing)
BOY$551,848,284BOYAmt
EOY$612,410,593EOYAmt

Deferred Revenue DeferredRevenueGrp

FieldValueIRS element (for citing)
BOY$787,789,771BOYAmt
EOY$818,459,000EOYAmt

Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$1,905,460,383BOYAmt
EOY$2,093,863,000EOYAmt

Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp

FieldValueIRS element (for citing)
BOY$200,252,000BOYAmt
EOY$34,596,000EOYAmt

Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp

FieldValueIRS element (for citing)
EOY$766,492,000EOYAmt

Other Liabilities OtherLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$980,644,773BOYAmt
EOY$1,159,739,777EOYAmt

Total Liabilities TotalLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$4,425,995,211BOYAmt
EOY$5,485,560,370EOYAmt
FieldValueIRS element (for citing)
Organization Follows SFAS117Yes (X)OrganizationFollowsSFAS117Ind

Unrestricted Net Assets UnrestrictedNetAssetsGrp

FieldValueIRS element (for citing)
BOY$1,983,460,412BOYAmt
EOY$1,761,756,596EOYAmt

Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp

FieldValueIRS element (for citing)
BOY$1,331,872,461BOYAmt
EOY$1,280,581,372EOYAmt

Permanently Rstr Net Assets PermanentlyRstrNetAssetsGrp

FieldValueIRS element (for citing)
BOY$1,555,907,936BOYAmt
EOY$1,741,321,936EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$4,871,240,809BOYAmt
EOY$4,783,659,904EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$9,297,236,020BOYAmt
EOY$10,269,220,274EOYAmt
FieldValueIRS element (for citing)
Info In Schedule O Part XIYes (X)InfoInScheduleOPartXIInd
Reconcilation Revenue Expnss-$92,289,846ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst-$86,711,496NetUnrlzdGainsLossesInvstAmt
Prior Period Adjustments$72,630,579PriorPeriodAdjustmentsAmt
Other Changes In Net Assets$18,789,858OtherChangesInNetAssetsAmt
Method Of Accounting AccrualYes (X)MethodOfAccountingAccrualInd
Accountant Compile Or Review0AccountantCompileOrReviewInd
FS AuditedYes (1)FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

FieldValueIRS element (for citing)
Consolidated Basis Fincl StmtYes (X)ConsolidatedBasisFinclStmtInd
FieldValueIRS element (for citing)
Audit CommitteeYes (1)AuditCommitteeInd
Federal Grant Audit RequiredYes (1)FederalGrantAuditRequiredInd
Federal Grant Audit PerformedYes (1)FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
SchoolYes (X)SchoolInd

Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$701,545,471CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$857,257,738CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$960,468,399CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$1,192,742,941CurrentTaxYearMinus1YearAmt
Current Tax Year$1,019,592,114CurrentTaxYearAmt
Total$4,731,606,663TotalAmt

Total Calendar Year170 TotalCalendarYear170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$701,545,471CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$857,257,738CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$960,468,399CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$1,192,742,941CurrentTaxYearMinus1YearAmt
Current Tax Year$1,019,592,114CurrentTaxYearAmt
Total$4,731,606,663TotalAmt
FieldValueIRS element (for citing)
Public Support Total170$4,731,606,663PublicSupportTotal170Amt

Gross Investment Income170 GrossInvestmentIncome170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$92,293,291CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$81,840,395CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$113,368,707CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$108,164,764CurrentTaxYearMinus1YearAmt
Current Tax Year$132,377,284CurrentTaxYearAmt
Total$528,044,441TotalAmt

Unrelated Business Net Incm170 UnrelatedBusinessNetIncm170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$6,921,721CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$12,503,649CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$10,560,753CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$8,394,454CurrentTaxYearMinus1YearAmt
Current Tax Year$6,042,645CurrentTaxYearAmt
Total$44,423,222TotalAmt

Other Income170 OtherIncome170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$110,391,554CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$84,579,057CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$251,962,414CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$408,331,015CurrentTaxYearMinus1YearAmt
Current Tax Year$120,171,437CurrentTaxYearAmt
Total$975,435,477TotalAmt
FieldValueIRS element (for citing)
Total Support$6,279,509,803TotalSupportAmt
Gross Receipts Rltd Activities$16,790,398,815GrossReceiptsRltdActivitiesAmt
Public Support CY1700.75350PublicSupportCY170Pct
Public Support PY1700.75080PublicSupportPY170Pct
Thirty Thr Pct Suprt Tests CY170Yes (X)ThirtyThrPctSuprtTestsCY170Ind

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

FieldValueIRS element (for citing)
ContributorRESTRICTEDContributorNum

Contributor Business Name ContributorBusinessName

FieldValueIRS element (for citing)
Business Name Line1RESTRICTEDBusinessNameLine1

Contributor US Address ContributorUSAddress

FieldValueIRS element (for citing)
Address Line1RESTRICTEDAddressLine1
Address Line2RESTRICTEDAddressLine2
CityRESTRICTEDCity
StateRESTRICTEDState
ZIP CodeRESTRICTEDZIPCode
FieldValueIRS element (for citing)
Total ContributionsRESTRICTEDTotalContributionsAmt

Schedule C IRS990ScheduleC

FieldValueIRS element (for citing)
VolunteersYes (1)VolunteersInd
Paid Staff Or ManagementYes (1)PaidStaffOrManagementInd
Media Advertisements0MediaAdvertisementsInd
Mailings MembersYes (1)MailingsMembersInd
Mailings Members$250MailingsMembersAmt
Publications Or Broadcast0PublicationsOrBroadcastInd
Grants Other OrganizationsYes (1)GrantsOtherOrganizationsInd
Grants Other Organizations$2,640GrantsOtherOrganizationsAmt
Direct Contact LegislatorsYes (1)DirectContactLegislatorsInd
Direct Contact Legislators$542,315DirectContactLegislatorsAmt
Rallies DemonstrationsYes (1)RalliesDemonstrationsInd
Rallies Demonstrations$26,892RalliesDemonstrationsAmt
Other Activities0OtherActivitiesInd
Total Lobbying Expenditures$572,097TotalLobbyingExpendituresAmt
Not Described Section501c30NotDescribedSection501c3Ind

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferencePART 11-B LINE 1FormAndLineReferenceDesc
ExplanationNYU UTILIZES VOLUNTEERS AS PART OF NYU IN ALBANY DAY AND NYU IN WASHINGTON, DC DAY. NYU UTILIZES PAID EMPLOYEES TO HAVE MINIMAL CONTACT WITH ELECTED OFFICIALS. ADDITIONALLY, NYU HAS THREE PRINCIPAL LOBBYISTS ON RETAINER WHO HAVE DIRECT CONTACT WITH LEGISLATORS AND STAFF CONCERNING UNIVERSITY MATTERS. NYU SENDS LETTERS TO FEDERAL, STATE, AND LOCAL OFFICIALS ON PUBLIC POLICY. A SMALL PERCENTAGE OF MEMBERSHIP DUES THE UNIVERSITY PAYS TO THE FOLLOWING ASSOCIATIONS ARE REPORTED: AAU (ASSOCIATION OF AMERICAN UNIVERSITIES), NAICU (NATIONAL ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES) AND TSC (THE SCIENCE COALITION).ExplanationTxt

Schedule D IRS990ScheduleD

FieldValueIRS element (for citing)
Historic StructureYes (X)HistoricStructureInd
Total Easements1TotalEasementsCnt
Total Acreage0.29TotalAcreageCnt
Historic Structure Easements1HistoricStructureEasementsCnt
Historic Strctr Easements Aftr1HistoricStrctrEasementsAftrCnt
States Easements Held1StatesEasementsHeldCnt
Written Policy Monitoring0WrittenPolicyMonitoringInd
Section170h Rqr StsfdYes (1)Section170hRqrStsfdInd
Collection Used Pub ExhibitionYes (X)CollectionUsedPubExhibitionInd
Coll Used Scholarly RsrchYes (X)CollUsedScholarlyRsrchInd
Collection Used PreservationYes (X)CollectionUsedPreservationInd
Coll Used Loan Or Exch ProgYes (X)CollUsedLoanOrExchProgInd
Solicited Assets Sale0SolicitedAssetsSaleInd

CY Endwmt Fund CYEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$3,398,521,211BeginningYearBalanceAmt
Contributions$178,208,969ContributionsAmt
Investment Earnings Or Losses$42,883,564InvestmentEarningsOrLossesAmt
Grants Or Scholarships$32,408,574GrantsOrScholarshipsAmt
Other Expenditures$140,961,222OtherExpendituresAmt
Administrative Expenses$6,121,069AdministrativeExpensesAmt
End Year Balance$3,440,122,879EndYearBalanceAmt

CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$2,942,581,087BeginningYearBalanceAmt
Contributions$259,375,964ContributionsAmt
Investment Earnings Or Losses$383,468,572InvestmentEarningsOrLossesAmt
Grants Or Scholarships$27,698,757GrantsOrScholarshipsAmt
Other Expenditures$149,089,238OtherExpendituresAmt
Administrative Expenses$10,116,417AdministrativeExpensesAmt
End Year Balance$3,398,521,211EndYearBalanceAmt

CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$2,765,755,897BeginningYearBalanceAmt
Contributions$150,829,000ContributionsAmt
Investment Earnings Or Losses$246,382,088InvestmentEarningsOrLossesAmt
Grants Or Scholarships$23,462,909GrantsOrScholarshipsAmt
Other Expenditures$185,612,121OtherExpendituresAmt
Administrative Expenses$11,310,868AdministrativeExpensesAmt
End Year Balance$2,942,581,087EndYearBalanceAmt

CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$2,690,369,662BeginningYearBalanceAmt
Contributions$177,795,800ContributionsAmt
Investment Earnings Or Losses$72,055,356InvestmentEarningsOrLossesAmt
Grants Or Scholarships$22,281,071GrantsOrScholarshipsAmt
Other Expenditures$149,033,859OtherExpendituresAmt
Administrative Expenses$3,151,990AdministrativeExpensesAmt
End Year Balance$2,765,753,898EndYearBalanceAmt

CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$2,375,939,165BeginningYearBalanceAmt
Contributions$142,888,000ContributionsAmt
Investment Earnings Or Losses$301,857,827InvestmentEarningsOrLossesAmt
Grants Or Scholarships$18,645,572GrantsOrScholarshipsAmt
Other Expenditures$105,415,479OtherExpendituresAmt
Administrative Expenses$6,254,279AdministrativeExpensesAmt
End Year Balance$2,690,369,662EndYearBalanceAmt
FieldValueIRS element (for citing)
Board Designated Balance EOY0.37000BoardDesignatedBalanceEOYPct
Prmnnt Endowment Balance EOY0.50000PrmnntEndowmentBalanceEOYPct
Term Endowment Balance EOY0.13000TermEndowmentBalanceEOYPct
Endowments Held Unrelated OrgYes (1)EndowmentsHeldUnrelatedOrgInd
Endowments Held Related Org0EndowmentsHeldRelatedOrgInd

Land LandGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$166,420,000OtherCostOrOtherBasisAmt
Book Value$166,420,000BookValueAmt

Buildings BuildingsGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$5,578,308,442OtherCostOrOtherBasisAmt
Depreciation$2,278,803,981DepreciationAmt
Book Value$3,299,504,461BookValueAmt

Equipment EquipmentGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$742,644,725OtherCostOrOtherBasisAmt
Depreciation$560,151,898DepreciationAmt
Book Value$182,492,827BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$932,522,000OtherCostOrOtherBasisAmt
Book Value$932,522,000BookValueAmt
FieldValueIRS element (for citing)
Total Book Value Land Buildings$4,580,939,288TotalBookValueLandBuildingsAmt

Other Securities OtherSecuritiesGrp (10 entries)

DescDescBook ValueBookValueAmtMethod ValuationMethodValuationCd
EQUITY SECURITIES$1,545,253,847F
FIXED INCOME SECURITIES$266,797,451F
OPPORTUNISTIC & CREDIT$200,026,467F
OTHER SHORT - TERM INVESTMENTS$2,517,000F
REAL ASSETS$103,319,611F
SPLIT INTEREST AGREEMENTS$7,673,000F
HEDGE FUNDS$816,196,649F
NATURAL RESOURCES$70,823,223F
PRIVATE EQUITY$355,551,840F
CASH & OTHER$109,656,771F
FieldValueIRS element (for citing)
Total Book Value Securities$3,477,815,859TotalBookValueSecuritiesAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (6 entries)

DescDescAmtAmt
ACCRUED BENEFIT OBLIGATION$150,141,000
ACCRUED POSTRETIREMENT OBLIGATION$581,623,294
ASSET RETIREMENT OBLIGATION$187,388,000
FEDERAL GRANTS REFUNDABLE$80,030,000
OTHER LEASING OBLIGATIONS$146,276,767
DUE TO AFFILIATES$14,280,716
FieldValueIRS element (for citing)
Total Liability$1,159,739,777TotalLiabilityAmt

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
PART III, LINE 1A:THE UNIVERSITY DOES NOT ASSIGN VALUES TO COLLECTION ITEMS. COLLECTION ITEMS ARE GENERALLY HELD FOR EDUCATIONAL PURPOSES AND ARE NOT DISPOSED OF FOR FINANCIAL GAIN OR OTHERWISE ENCUMBERED IN ANY MANNER.
PART III, LINE 4:COLLECTIONS AT THE UNIVERSITY INCLUDE WORKS OF ART, LITERARY WORKS, HISTORICAL TREASURES, AND ARTIFACTS THAT ARE MAINTAINED IN THE UNIVERSITY'S GALLERIES, LIBRARIES, AND BUILDINGS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH, AND THE FURTHERANCE OF PUBLIC SERVICE AND, THEREFORE, ARE NOT RECOGNIZED AS ASSETS ON THE CONSOLIDATED BALANCE SHEET. COSTS ASSOCIATED WITH ACQUISITION AND MAINTENANCE OF THESE COLLECTIONS ARE RECORDED AS EXPENSES IN THE PERIOD IN WHICH THEY ARE INCURRED.
PART V, LINE 4:NYU'S ENDOWMENT CONSISTS OF INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES SUCH AS: PROGRAM SUPPORT, FACULTY AND STAFF SALARIES, SCHOLARSHIPS AND FELLOWSHIPS, LIBRARY BOOKS, RESEARCH, BUILDINGS AND EQUIPMENT, AND STUDENT ASSISTANCE.

Schedule E IRS990ScheduleE

FieldValueIRS element (for citing)
Nondiscriminatory Policy StmtYes (1)NondiscriminatoryPolicyStmtInd
Policy Stmt In Brochures EtcYes (1)PolicyStmtInBrochuresEtcInd
Plcy Pblczd Via Broadcast MediaYes (1)PlcyPblczdViaBroadcastMediaInd
Maintain Racial Comp RecsYes (1)MaintainRacialCompRecsInd
Maintain Scholarships RecsYes (1)MaintainScholarshipsRecsInd
Maintain Cpy Of Brochures EtcYes (1)MaintainCpyOfBrochuresEtcInd
Maintain Cpy Of All SolYes (1)MaintainCpyOfAllSolInd
Discriminate Race Stdnts Rghts0DiscriminateRaceStdntsRghtsInd
Discriminate Race Admiss Plcy0DiscriminateRaceAdmissPlcyInd
Discriminate Race Emplm Fculty0DiscriminateRaceEmplmFcultyInd
Discriminate Race Schs0DiscriminateRaceSchsInd
Discriminate Race Educ Plcy0DiscriminateRaceEducPlcyInd
Discriminate Race Use Of Fclts0DiscriminateRaceUseOfFcltsInd
Discriminate Race Athlt Prog0DiscriminateRaceAthltProgInd
Discriminate Race Other Acty0DiscriminateRaceOtherActyInd
Government Financial Aid RcvdYes (1)GovernmentFinancialAidRcvdInd
Government Financial Aid Rvkd0GovernmentFinancialAidRvkdInd
Compliance With Rev Proc7550Yes (1)ComplianceWithRevProc7550Ind

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
SCHEDULE E, PART I, LINE 3ALL ADVERTISEMENTS AND MARKETING MATERIALS, INCLUDING ADVERTISEMENTS IN NEWSPAPERS, CONTAIN THE NYU NONDISCRIMINATION POLICY STATEMENT. ADDITIONALLY, THE UNIVERSITY'S WEB-SITE (WWW.NYU.EDU) PROMINENTLY FEATURES INSTITUTIONAL POLICIES ON NONDISCRIMINATION AND EQUAL OPPORTUNITY.
SCHEDULE E, PART I, LINE 6THE UNIVERSITY RECEIVES FINANCIAL ASSISTANCE FROM VARIOUS FEDERAL, STATE & LOCAL AGENCIES.

Schedule F IRS990ScheduleF

FieldValueIRS element (for citing)
Grant Records Maintained0GrantRecordsMaintainedInd

Account Activities Outside US AccountActivitiesOutsideUSGrp (10 entries)

RegionRegionTxtOfficesOfficesCntEmployeeEmployeeCntType Of Activities ConductedTypeOfActivitiesConductedTxtSpecific Services ProvidedSpecificServicesProvidedTxtRegion Total ExpendituresRegionTotalExpendituresAmt
CENTRAL AMERICA10EDUCATION/RESEARCHINSTRUCTION$342,324
EAST ASIA AND THE PACIFIC421EDUCATION/RESEARCHINSTRUCTION$4,829,245
EUROPE8144EDUCATION/RESEARCHINSTRUCTION$76,740,275
MIDDLE EAST AND NORTH AFRICA5376EDUCATION/RESEARCHINSTRUCTION$176,386,897
SOUTH AMERICA110EDUCATION/RESEARCHINSTRUCTION$3,017,615
SUB-SAHARAN AFRICA17EDUCATION/RESEARCHINSTRUCTION$509,246
CENTRAL AMERICA00INVESTMENTS$1,176,221,034
EAST ASIA AND THE PACIFIC00INVESTMENTS$141,975,662
EUROPE00INVESTMENTS$11,171,189
SUB-SAHARAN AFRICA00INVESTMENTS$62,843,427
FieldValueIRS element (for citing)
Subtotal Offices20SubtotalOfficesCnt
Subtotal Employees558SubtotalEmployeesCnt
Continutation Total Office0ContinutationTotalOfficeCnt
Continutation Total Employee0ContinutationTotalEmployeeCnt
Total Office20TotalOfficeCnt
Total Employee558TotalEmployeeCnt
Subtotal Spent$1,580,022,298SubtotalSpentAmt
Continuation Spent$74,014,616ContinuationSpentAmt
Total Spent$1,654,036,914TotalSpentAmt

Foreign Individuals Grants ForeignIndividualsGrantsGrp (9 entries)

Type Of AssistanceTypeOfAssistanceTxtRegionRegionTxtRecipientRecipientCntCash GrantCashGrantAmtManner Of Cash DisbursementMannerOfCashDisbursementTxt
SCHOLARSHIPS, FELLOWSHIPS, GRANTSCENTRAL AMERICA AND THE CARIBBEAN112$3,683,337CREDIT TO BURSAR ACCOUNTS
SCHOLARSHIPS, FELLOWSHIPS, GRANTSEAST ASIA AND THE PACIFIC1439$34,869,057CREDIT TO BURSAR ACCOUNTS
SCHOLARSHIPS, FELLOWSHIPS, GRANTSEUROPE605$21,145,820CREDIT TO BURSAR ACCOUNTS
SCHOLARSHIPS, FELLOWSHIPS, GRANTSMIDDLE EAST & NORTH AFRICA303$12,919,785CREDIT TO BURSAR ACCOUNTS
SCHOLARSHIPS, FELLOWSHIPS, GRANTSNORTH AMERICA270$7,628,589CREDIT TO BURSAR ACCOUNTS
SCHOLARSHIPS, FELLOWSHIPS, GRANTSRUSSIA-NEWLY INDEPENDENT127$5,251,476CREDIT TO BURSAR ACCOUNTS
SCHOLARSHIPS, FELLOWSHIPS, GRANTSSOUTH AMERICA357$10,794,834CREDIT TO BURSAR ACCOUNTS
SCHOLARSHIPS, FELLOWSHIPS. GRANTSSOUTH ASIA616$14,332,109CREDIT TO BURSAR ACCOUNTS
SCHOLARSHIPS, FELLOWSHIPS, GRANTSSUB-SAHARAN AFRICA133$5,831,881CREDIT TO BURSAR ACCOUNTS
FieldValueIRS element (for citing)
Transfer To Foreign CorpYes (1)TransferToForeignCorpInd
Interest In Foreign Trust0InterestInForeignTrustInd
Foreign Corp OwnershipYes (1)ForeignCorpOwnershipInd
Passive Foreign Investmest CoYes (1)PassiveForeignInvestmestCoInd
Foreign PartnershipYes (1)ForeignPartnershipInd
Boycott CountriesYes (1)BoycottCountriesInd

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferencePART I, LINE 2:FormAndLineReferenceDesc
ExplanationGRANTS AND OTHER ASSISTANCE AWARDED TO INDIVIDUALS OUTSIDE THE UNITED STATES REPRESENT STUDENT FINANCIAL AID. STUDENTS RECEIVING FINANCIAL AID ARE DETERMINED TO BE WORTHY BY THE UNIVERSITY'S ASSESSMENT ON THE BASIS OF ACADEMIC ACHIEVEMENT, FINANCIAL NEED AND OTHER SIMILAR STANDARDS. THE OFFICE OF FINANCIAL AID AND THE FINANCE OFFICE FOR EACH COLLEGE CONTINUOUSLY MONITOR STUDENT ELIGIBILITY FOR THESE AWARDS.ExplanationTxt

Schedule G IRS990ScheduleG

FieldValueIRS element (for citing)
Mail SolicitationsYes (X)MailSolicitationsInd
Email SolicitationsYes (X)EmailSolicitationsInd
Phone SolicitationsYes (X)PhoneSolicitationsInd
In Person SolicitationsYes (X)InPersonSolicitationsInd
Solicitation Of Non Govt GrantsYes (X)SolicitationOfNonGovtGrantsInd
Solicitation Of Govt GrantsYes (X)SolicitationOfGovtGrantsInd
Special Fundraising EventsYes (X)SpecialFundraisingEventsInd
Agrmt Prof Fundraising ActyYes (1)AgrmtProfFundraisingActyInd

Fundraiser Activity Info FundraiserActivityInfoGrp

Organization Business Name OrganizationBusinessName

FieldValueIRS element (for citing)
Business Name Line1RUFFALOCODYBusinessNameLine1Txt

US Address USAddress

FieldValueIRS element (for citing)
Address Line165 KIRKWOOD N RDAddressLine1Txt
CityCEDAR RAPIDSCityNm
State AbbreviationIAStateAbbreviationCd
ZIP52406ZIPCd
FieldValueIRS element (for citing)
ActivityPHONATHONActivityTxt
Fundraiser Control Of Funds0FundraiserControlOfFundsInd
Gross Receipts$2,176,354GrossReceiptsAmt
Retained By Contractor$857,263RetainedByContractorAmt
Net To Organization$1,319,091NetToOrganizationAmt
FieldValueIRS element (for citing)
Total Gross Receipts$2,176,354TotalGrossReceiptsAmt
Total Retained By Contractors$857,263TotalRetainedByContractorsAmt
Total Net To Organization$1,319,091TotalNetToOrganizationAmt
Licensed StatesALLicensedStatesCd
Licensed StatesAKLicensedStatesCd
Licensed StatesARLicensedStatesCd
Licensed StatesCALicensedStatesCd
Licensed StatesCOLicensedStatesCd
Licensed StatesCTLicensedStatesCd
Licensed StatesFLLicensedStatesCd
Licensed StatesGALicensedStatesCd
Licensed StatesHILicensedStatesCd
Licensed StatesILLicensedStatesCd
Licensed StatesKSLicensedStatesCd
Licensed StatesKYLicensedStatesCd
Licensed StatesLALicensedStatesCd
Licensed StatesMALicensedStatesCd
Licensed StatesMELicensedStatesCd
Licensed StatesMDLicensedStatesCd
Licensed StatesMILicensedStatesCd
Licensed StatesMNLicensedStatesCd
Licensed StatesMOLicensedStatesCd
Licensed StatesMSLicensedStatesCd
Licensed StatesNCLicensedStatesCd
Licensed StatesNDLicensedStatesCd
Licensed StatesNHLicensedStatesCd
Licensed StatesNJLicensedStatesCd
Licensed StatesNMLicensedStatesCd
Licensed StatesNYLicensedStatesCd
Licensed StatesOHLicensedStatesCd
Licensed StatesOKLicensedStatesCd
Licensed StatesORLicensedStatesCd
Licensed StatesPALicensedStatesCd
Licensed StatesRILicensedStatesCd
Licensed StatesSCLicensedStatesCd
Licensed StatesTNLicensedStatesCd
Licensed StatesUTLicensedStatesCd
Licensed StatesVALicensedStatesCd
Licensed StatesWALicensedStatesCd
Licensed StatesWILicensedStatesCd
Licensed StatesWVLicensedStatesCd
Licensed StatesDCLicensedStatesCd

Fundraising Event Information FundraisingEventInformationGrp

FieldValueIRS element (for citing)
Event1VIOLET BALLEvent1Nm
Gross Receipts Event1$7,349,013GrossReceiptsEvent1Amt
Charitable Contri Event1$7,106,283CharitableContriEvent1Amt
Gross Revenue Event1$242,730GrossRevenueEvent1Amt
Other Direct Expenses Event1$544,489OtherDirectExpensesEvent1Amt
Event2FACES GALAEvent2Nm
Gross Receipts Event2$4,910,970GrossReceiptsEvent2Amt
Charitable Contri Event2$4,754,970CharitableContriEvent2Amt
Gross Revenue Event2$156,000GrossRevenueEvent2Amt
Other Direct Expenses Event2$242,777OtherDirectExpensesEvent2Amt
Other Events Total24OtherEventsTotalCnt
Gross Receipts Other Events$6,230,480GrossReceiptsOtherEventsAmt
Charitable Contri Other Events$5,442,520CharitableContriOtherEventsAmt
Gross Revenue Other Events$787,960GrossRevenueOtherEventsAmt
Oth Direct Expnss Other Events$618,381OthDirectExpnssOtherEventsAmt
Gross Receipts Total$18,490,463GrossReceiptsTotalAmt
Charitable Contributions Tot$17,303,773CharitableContributionsTotAmt
Gross Revenue Total Events$1,186,690GrossRevenueTotalEventsAmt
Oth Direct Expnss Total Events$1,405,647OthDirectExpnssTotalEventsAmt
Direct Expense Summary Events$1,405,647DirectExpenseSummaryEventsAmt
Net Income Summary-$218,957NetIncomeSummaryAmt

Schedule I IRS990ScheduleI

FieldValueIRS element (for citing)
Grant Records MaintainedYes (1)GrantRecordsMaintainedInd

Recipient Table RecipientTable (3 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdRecipient EINRecipientEINIRC SectionIRCSectionDescCash GrantCashGrantAmtPurpose Of GrantPurposeOfGrantTxtAddress Line2USAddress/AddressLine2Txt
UNITED WAY OF NEW YORK CITY
2 PARK AVENUENEW YORKNY10016132617681501(C)(3)$26,728SUPPORT
NATIONAL CENTER ON PHILANTHROPY AND THE LAW
110 WEST 3RD STREET - DAGOSTINONEW YORKNY10012133954405501(C)(3)$290,000SUPPORTHALL
THE NEW YORK FOUNDLING
590 AVENUE OF THE AMERICASNEW YORKNY10011131624123501(C)(3)$5,000SUPPORT
FieldValueIRS element (for citing)
Total501c3 Org3Total501c3OrgCnt

Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp

FieldValueIRS element (for citing)
Grant TypeSTUDENT FINANCIAL AIDGrantTypeTxt
Recipient14812RecipientCnt
Cash Grant$413,444,452CashGrantAmt

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferencePART I, LINE 2:FormAndLineReferenceDesc
ExplanationGRANTS AND OTHER ASSISTANCE AWARDED TO INDIVIDUALS IN THE UNITED STATES REPRESENT STUDENT FINANCIAL AID. STUDENTS RECEIVING FINANCIAL AID ARE DETERMINED TO BE WORTHY BY THE UNIVERSITY'S ASSESSMENT ON THE BASIS OF ACADEMIC ACHIEVEMENT, FINANCIAL NEED AND OTHER SIMILAR STANDARDS. THE OFFICE OF FINANCIAL AID AND THE FINANCE OFFICE FOR EACH COLLEGE CONTINUOUSLY MONITOR STUDENT ELIGIBILITY FOR THESE AWARDS.ExplanationTxt

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
First Class Or Charter TravelYes (X)FirstClassOrCharterTravelInd
Idemnification Gross Up PmtsYes (X)IdemnificationGrossUpPmtsInd
Housing Allowance Or ResidenceYes (X)HousingAllowanceOrResidenceInd
Personal ServicesYes (X)PersonalServicesInd
Written Policy Ref T And E ExpnssYes (1)WrittenPolicyRefTAndEExpnssInd
Substantiation RequiredYes (1)SubstantiationRequiredInd
Compensation CommitteeYes (X)CompensationCommitteeInd
Independent ConsultantYes (X)IndependentConsultantInd
Form990 Of Other OrganizationsYes (X)Form990OfOtherOrganizationsInd
Written Employment ContractYes (X)WrittenEmploymentContractInd
Compensation SurveyYes (X)CompensationSurveyInd
Board Or Committee ApprovalYes (X)BoardOrCommitteeApprovalInd
Severance Payment0SeverancePaymentInd
Supplemental Nonqual Rtr PlanYes (1)SupplementalNonqualRtrPlanInd
Equity Based Comp Arrngm0EquityBasedCompArrngmInd
Comp Based On Revenue Of Flng OrgYes (1)CompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related Orgs0CompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng Org0CompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd Orgs0CompBsdNetEarnsRltdOrgsInd
Any Non Fixed PaymentsYes (1)AnyNonFixedPaymentsInd
Initial Contract Exception0InitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (22 entries)

TitleTitleTxtBase Compensation Filing OrgBaseCompensationFilingOrgAmtCompensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmtBonus Filing OrganizationBonusFilingOrganizationAmountBonus Related OrganizationsBonusRelatedOrganizationsAmtOther Compensation Filing OrgOtherCompensationFilingOrgAmtOther Compensation Rltd OrgsOtherCompensationRltdOrgsAmtDeferred Compensation Flng OrgDeferredCompensationFlngOrgAmtDeferred Comp Rltd OrgsDeferredCompRltdOrgsAmtNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmtNontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmtTotal Compensation Filing OrgTotalCompensationFilingOrgAmtTotal Compensation Rltd OrgsTotalCompensationRltdOrgsAmtComp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmtComp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
JOHN E SEXTON
TRUSTEE, PRESIDENT & CHANCELLOR$1,242,948$0$0$0$140,154$0$103,200$0$101,583$0$1,587,885$0$0$0
DAVID W MCLAUGHLIN
PROVOST$665,857$0$0$0$0$0$26,000$0$13,934$0$705,791$0$0$0
ROBERT BERNE
EVP. FOR HEALTH$1,396,338$0$0$0$0$0$26,000$0$13,934$0$1,436,272$0$0$0
BONNIE BRIER
GEN.COUNSEL & SECR (UNTIL: 1/19/15)$620,546$0$0$0$0$0$26,000$0$13,934$0$660,480$0$0$0
MARTIN DORPH
CFO$633,405$0$0$0$18,856$0$26,000$0$19,922$0$698,183$0$0$0
TERRANCE NOLAN
GEN.COUNSEL & SECR (BEGIN: 1/20/15)$374,730$0$0$0$0$0$26,000$0$19,922$0$420,652$0$0$0
THOMAS J CAREW
DEAN OF FAS$546,413$0$0$0$0$0$26,000$0$13,934$0$586,347$0$0$0
ANDREW BROTMAN
SVP. & VICE DEAN$575,043$575,043$500,000$500,000$6,806$6,806$13,000$13,000$0$0$1,094,849$1,094,849$0$0
ROBERT GROSSMAN
EX-OFFICIO, DEAN & CEO$1,142,553$1,142,553$1,000,000$1,000,000$449,080$449,080$348,537$348,537$2,803$2,803$2,942,973$2,942,973$307,826$307,826
ALISON LEARY
EVP. FOR OPERATIONS$570,592$0$0$0$0$0$26,000$0$19,022$0$615,614$0$0$0
STEPHANIE PIANKA
TREASURER$346,459$0$17,341$0$0$0$26,000$0$7,466$0$397,266$0$0$0
TINA SURH
CHIEF INV. OFFICER$642,029$0$0$0$0$0$26,000$0$146$0$668,175$0$0$0
DEBRA LAMORTE
SVP. FOR DEVELOPMENT$571,044$0$89,751$0$0$0$26,000$0$7,466$0$694,261$0$0$0
LINDA MILLS
VC. GLOBAL PROGRAMS$637,457$0$0$0$0$0$26,000$0$19,922$0$683,379$0$0$0
MARILYN MCMILLAN
VP. FOR IT$369,947$0$14,778$0$0$0$26,000$0$7,466$0$418,191$0$0$0
ANTHONY K FREMPONG-BOADU
DR. DIVISION OF SPINAL NEU$3,169,501$0$0$0$10,281$0$26,000$0$4,152$0$3,209,934$0$0$0
JAMES A GRIFO MD PHD
PROF. OF OBSTETRICS AND GY$1,759,706$0$1,113,169$0$2,549$0$23,172$0$4,347$0$2,902,943$0$0$0
JOHN G GOLFINOS
CHAIR OF NEUROSURGERY$2,518,454$0$160,000$0$21,010$0$26,000$0$6,847$0$2,732,311$0$0$0
JOHN BENDO
VICE CHAIR CLINICAL AFFAIR$3,394,622$0$0$0$12,746$0$22,235$0$6,652$0$3,436,255$0$0$0
RONNIE HERSHMAN
CLINICAL INSTRUCTOR DEPART$3,651,212$0$0$0$1,456$0$22,147$0$6,652$0$3,681,467$0$0$0
MICHAEL ALFANO
FORMER EXECUTIVE VP$491,804$0$0$0$0$0$25,359$0$10,171$0$527,334$0$0$0
JESS BENHABIB
FORMER DEAN FAS$356,533$0$0$0$17,819$0$26,000$0$13,934$0$414,286$0$0$0

Supplemental Information Detail SupplementalInformationDetail (5 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
PART I, LINE 1AONE OFFICER RECEIVED REIMBURSEMENT FOR ACCOUNTING, FINANCIAL PLANNING AND LEGAL EXPENSES. ONE OFFICER AND KEY EMPLOYEE TRAVELED FIRST CLASS. ONE OFFICER AND KEY EMPLOYEE RECEIVED A TAX GROSS-UP PAYMENT. ONE OFFICER AND ONE KEY EMPLOYEE RECEIVED UNIVERSITY HOUSING WITHOUT CHARGE. IN ONE CASE, THE HOUSING QUALIFIED FOR EXCLUSION FROM TAX UNDER IRC 119. IN THE OTHER, INCOME IN ITS ENTIRETY WAS IMPUTED. ONE KEY EMPLOYEE HAD A CAR AND DRIVER AVAILABLE FOR USE, AND INCOME WAS IMPUTED ON THE PERSONAL USE OF THE VEHICLE AND DRIVER.
PART I, LINE 4BROBERT GROSSMAN, MD - DEAN OF NYU SCHOOL OF MEDICINE- PARTICIPATED IN A SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN (SERP) DURING CALENDAR YEAR 2014. THE EMPLOYER CONTRIBUTION TO THIS PLAN WAS $671,074 FOR CALENDAR YEAR 2014. THIS AMOUNT IS REPORTED AS A SHARED COST BETWEEN NYU HOSPITALS CENTER AND NYU SCHOOL OF MEDICINE. THE SUPPLEMENTAL SERP CONTRIBUTIONS WERE MADE PURSUANT TO A NEGOTIATED AGREEMENT WITH DR. GROSSMAN. PRESIDENT SEXTON IS ENTITLED TO RECEIVE A LENGTH OF SERVICE BONUS ON JANUARY 15TH, 2015, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, EQUAL TO $77,200 TIMES THE NUMBER OF YEARS HE HAS SERVED AS A FULL-TIME MEMBER OF THE NYU SCHOOL OF LAW (INCLUDING HIS SERVICES AS DEAN OF THE SCHOOL OF LAW AND AS PRESIDENT OF THE UNIVERSITY). THE $77,200 ALLOCABLE TO CALENDAR YEAR 2014 IS INCLUDED IN PART II, ABOVE, IN COLUMN C. IN ADDITION, COMMENCING ON SEPTEMBER 1, 2011, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, PRESIDENT SEXTON WILL BE ENTITLED TO RECEIVE PAYMENTS FOR THE REMAINDER OF HIS LIFE (THE "SERP ANNUAL PAYMENTS")EQUAL TO $800,000 PER YEAR, ADJUSTED BY THE LOCAL CONSUMER PRICE INDEX SINCE SEPTEMBER 1, 2008, REDUCED BY RETIREMENT BENEFITS OTHERWISE PROVIDED BY THE UNIVERSITY. THE OBLIGATION TO MAKE SERP ANNUAL PAYMENTS HAS BEEN PREVIOUSLY DESCRIBED ON THE UNIVERSITY'S FORMS 990. PRESIDENT SEXTON'S SALARY- WHILE PRESIDENT, AND THROUGH THE SABBATICAL FOLLOWING HIS PRESIDENCY- IS REDUCED BY THE SERP ANNUAL PAYMENTS.
PART I, LINE 5ONE HIGHEST COMPENSATED EMPLOYEE RECEIVED COMPENSATION OVER A BASE SALARY BASED ON THE SURPLUS OF REVENUES AFTER EXPENSES FOR THE FACULTY GROUP PRACTICE.
PART I, LINE 7TWO KEY EMPLOYEES RECEIVED COMPENSATION OVER BASE SALARY INCLUDING THE BONUS DETERMINED BY THE ORGANIZATION'S COMPENSATION COMMITTEE, DETERMINED AS REASONABLE.
SCHEDULE J, PART II, COLUMN FDR. GROSSMAN'S OTHER REPORTABLE COMPENSATION (COL. (B)(III)) INCLUDES A SERP DISTRIBUTION PAYMENT OF $562,689 DURING CALENDAR YEAR 2014. THIS AMOUNT INCLUDES THE SERP CONTRIBUTION OF $615,652 THAT WAS REPORTED ON A PRIOR FORM 990 AS DEFERRED COMPENSATION, AND THE EARNINGS THEREON. THESE AMOUNTS ARE REPORTED AS A SHARED COST BETWEEN NYUHC AND NYU SCHOOL OF MEDICINE.

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (4 entries)

Bond ReferenceBondReferenceCdBond Issuer EINBondIssuerEINCUSIPCUSIPNumBond IssuedBondIssuedDtIssue PriceIssuePriceAmtPurposePurposeDescDefeasedDefeasedIndOn Behalf Of IssuerOnBehalfOfIssuerIndPool FinancingPoolFinancingInd
DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 649903QP9)
A146000293649903QP92007-07-12$129,995,163SEE SUPPLEMENTAL INFORMATIONYes (1)00
DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 649907X80)
B146000293649907X802008-07-18$616,076,776SEE SUPPLEMENTAL INFORMATIONYes (1)00
DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 649905VF0)
C146000293649905VF02009-12-10$419,957,678SEE SUPPLEMENTAL INFORMATION000
DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 649905WC6)
D146000293649905WC62009-12-10$65,343,341SEE SUPPLEMENTAL INFORMATION000

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (4 entries)

Bond ReferenceBondReferenceCdBond DefeasedBondDefeasedAmtTotal ProceedsTotalProceedsAmtCapitalized InterestCapitalizedInterestAmtIssuance Costs From ProceedsIssuanceCostsFromProceedsAmtCredit EnhancementCreditEnhancementAmtCapital ExpendituresCapitalExpendituresAmtOther Spent ProceedsOtherSpentProceedsAmtSubstantial CompletionSubstantialCompletionYrCurrent RefundingCurrentRefundingIndAdvance RefundingAdvanceRefundingIndFinal Allocation MadeFinalAllocationMadeIndAdequate Books And Rec MaintAdequateBooksAndRecMaintIndRetiredRetiredAmtRefunding EscrowRefundingEscrowAmtUnspentUnspentAmt
A$98,020,000$138,201,000$13,768,830$1,043,964$970,225$116,684,628$5,732,544201100Yes (1)Yes (1)
B$515,235,000$618,722,218$28,000,894$3,966,386$484,039,615$4,190,3232009Yes (1)0Yes (1)Yes (1)$33,495,000$98,525,000
C$420,557,786$2,518,568$414,446,546$3,389,082201400Yes (1)Yes (1)$8,715,000$203,591
D$65,339,488$402,576$536,9132009Yes (1)0Yes (1)Yes (1)$64,400,000

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (4 entries)

Bond ReferenceBondReferenceCdOwning Bond Financed PropertyOwningBondFinancedPropertyIndAny Lease ArrangementsAnyLeaseArrangementsIndMgmt Contract Bond Fincd PropMgmtContractBondFincdPropIndEngage Bond Counsel ContractsEngageBondCounselContractsIndAny Research AgreementsAnyResearchAgreementsIndEngage Bond Counsel ResearchEngageBondCounselResearchIndPrivate Bus Use By OthersPrivateBusUseByOthersPctPrivate Bus Concerning UBIPrivateBusConcerningUBIPctTotal Private Business UseTotalPrivateBusinessUsePctBond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestIndChange In Use Bond Financed PropChangeInUseBondFinancedPropIndProcs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdIndChange In Use Bond Financed PropChangeInUseBondFinancedPropPctRemedial Action TakenRemedialActionTakenInd
A0Yes (1)Yes (1)Yes (1)Yes (1)Yes (1)0.000000.000000.0000000Yes (1)
B0Yes (1)Yes (1)Yes (1)Yes (1)Yes (1)0.000000.002500.002500Yes (1)Yes (1)0.00010Yes (1)
C0Yes (1)Yes (1)Yes (1)Yes (1)Yes (1)0.000100.002100.0022000Yes (1)
D0Yes (1)Yes (1)Yes (1)Yes (1)Yes (1)0.000000.000000.0000000Yes (1)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (4 entries)

Bond ReferenceBondReferenceCdForm8038 T FiledForm8038TFiledIndRebate Not Due YetRebateNotDueYetIndException To RebateExceptionToRebateIndNo Rebate DueNoRebateDueIndVariable Rate IssueVariableRateIssueIndHedge Identified In Bks And RecHedgeIdentifiedInBksAndRecIndGross Proceeds Invested In GICGrossProceedsInvestedInGICIndGross Proceeds InvestedGrossProceedsInvestedIndWritten Proc To Monitor ReqsWrittenProcToMonitorReqsInd
A000Yes (1)000Yes (1)Yes (1)
B000Yes (1)0000Yes (1)
C000Yes (1)000Yes (1)Yes (1)
D000Yes (1)0000Yes (1)

Procedures Corrective Action ProceduresCorrectiveActionGrp (4 entries)

Bond ReferenceBondReferenceCdProcedures Corrective ActionProceduresCorrectiveActionInd
AYes (1)
BYes (1)
CYes (1)
DYes (1)

Supplemental Information Detail SupplementalInformationDetail (5 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
DATE REBATE COMPUTATION PERFORMEDISSUER NAME: DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 649903QP DATE THE REBATE COMPUTATION WAS PERFORMED: 04/30/2015 ISSUER NAME: DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 649907X8 DATE THE REBATE COMPUTATION WAS PERFORMED: 06/30/2016 ISSUER NAME: DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 649905VF DATE THE REBATE COMPUTATION WAS PERFORMED: 12/31/2014 ISSUER NAME: DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 649905WC DATE THE REBATE COMPUTATION WAS PERFORMED: 06/30/2016 ISSUER NAME: DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 649906TN DATE THE REBATE COMPUTATION WAS PERFORMED: 10/31/2013 ISSUER NAME: DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 649906VS DATE THE REBATE COMPUTATION WAS PERFORMED: 11/30/2013 ISSUER NAME: DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 649907WP DATE THE REBATE COMPUTATION WAS PERFORMED: 10/08/2013 ISSUER NAME: DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 00000000 DATE THE REBATE COMPUTATION WAS PERFORMED: 10/28/2014 ISSUER NAME: DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 64990BFE DATE THE REBATE COMPUTATION WAS PERFORMED: 04/22/2015
SCHEDULE K, PART II, LINE 6:REFLECTS ORIGINAL REFUNDING BOND PROCEEDS DEPOSITED IN REFUNDING ESCROW. ESCROW BALANCE MAY BE LOWER AT PRESENT AS BONDS ARE CALLED/DEFEASED.
SCHEDULE K, PART III LINE 8A-C:BOND GROUP #1, BOND (B), DASNY (CUSIP# 649907X80): NEW YORK UNIVERSITY HAS PARTICIPATED IN THE VOLUNTARY CLOSING AGREEMENT PROGRAM WITH RESPECT TO THE SERIES 2008 BONDS. THE CLOSING AGREEMENT WAS COMPLETED AS OF 10/27/2014.
SCHEDULE K, PART II, LINE 13:YEAR OF SUBSTANTIAL COMPLETION REFERS TO THE CALENDAR YEAR.
SCHEDULE K, PART I (F), DESCRIPTION OF PURPOSE:BOND SET #1 - NYU BOND (A) DASNY (CUSIP# 649903QP9) TO: (I) PAY THE COSTS OF THE SERIES 2007A PROJECT, CONSISTING OF THE FINANCING OR REIMBURSEMENT OF THE COSTS OF ACQUISITION, CONSTRUCTION, CAPITAL IMPROVEMENTS AND EQUIPMENT RELATING TO THE PROJECTS AT VARIOUS LOCATIONS OF THE UNIVERSITY CAMPUS; (II) PAY CAPITALIZED INTEREST AND CAPITALIZED BROKER DEALER FEES ON THE SERIES 2007A BONDS; AND (III) PAY COSTS OF ISSUANCE OF THE SERIES 2007A BONDS. BOND (B) DASNY ( CUSIP # 649907X80) TO: (I) PAY THE COSTS OF THE SERIES 2008 PROJECT, CONSISTING OF THE FINANCING OR REIMBURSEMENT OF THE COSTS OF ACQUISITION, CONSTRUCTION, CAPITAL IMPROVEMENTS AND EQUIPMENT RELATING TO THE PROJECTS AT VARIOUS LOCATIONS OF THE UNIVERSITY CAMPUS; (II) PAY CAPITALIZED INTEREST AND CAPITALIZED BROKER DEALER FEES ON THE SERIES 2008 BONDS; (III) REPAY A LINE OF CREDIT USED TO CURRENT REFUND THE DASNY SERIES 2004B1 & 2004B2 BONDS, ISSUED ON 09/09/2004; AND (IV) PAY COSTS OF ISSUANCE OF THE SERIES 2008 BONDS. BOND (C) DASNY ( CUSIP # 649905VF0) TO: (I) PAY THE COSTS OF THE SERIES 2009A PROJECT, CONSISTING OF THE FINANCING OR REIMBURSEMENT OF THE COSTS OF ACQUISITION, CONSTRUCTION, CAPITAL IMPROVEMENTS AND EQUIPMENT RELATING TO THE PROJECTS AT VARIOUS LOCATIONS OF THE UNIVERSITY CAMPUS; AND (II) PAY COSTS OF ISSUANCE OF THE SERIES 2009A BONDS. BOND (D) DASNY ( CUSIP #649905WC6) TO: (I) REPAY A LINE OF CREDIT USED TO REPAY TAXABLE INDEBTEDNESS INCURRED IN CONNECTION WITH A FACILITY FOR THE SCHOOL OF MEDICINE; AND (II) TO PAY THE COSTS OF ISSUANCE OF THE SERIES 2009B BONDS. BOND SET #2: BOND (A) DASNY (CUSIP# 649906TN4) TO: (I) PAY, OR REIMBURSE THE UNIVERSITY FOR THE PAYMENT OF COSTS OF THE SERIES 2012A PROJECT WHICH CONSISTS OF RENOVATION, FURNISHING AND EQUIPPING OF AN ACADEMIC BUILDING TO BE USED BY THE NYU SCHOOL OF LAW AND THE ACQUISITION, RENOVATION, FURNISHING AND EQUIPPING OF A CONDOMINIUM UNIT TO BE USED FOR ADMINISTRATIVE OFFICES; (II) REFUND OR REIMBURSE THE UNIVERSITY FOR THE REFUNDING OF ALL OR A PORTION OF THE NEW YORK CITY INDUSTRIAL DEVELOPMENT AGENCY CIVIC FACILITY REVENUE BONDS, SERIES 2001 AND THE DASNY NEW YORK UNIVERSITY INSURED REVENUE BONDS, 2001 SERIES 2; AND (III) TO REPAY A LINE OF CREDIT USED TO PAY THE DASNY INSURED REVENUE BONDS, SERIES 2003B. BOND (B) DASNY ( CUSIP # 649906VS0) TO: PAY, OR REIMBURSE THE UNIVERSITY FOR THE PAYMENT OF, COSTS OF THE SERIES 2012 PROJECT WHICH CONSISTS OF THE ACQUISITION, CONSTRUCTION, FURNISHING AND EQUIPPING OF THE UNIVERSITY'S PORTION OF A BUILDING LOCATED ON CAMPUS. BOND (C) DASNY ( CUSIP #649907WP3) TO: FINANCE OR REFINANCE THE COST OF THE ACQUISITION, CONSTRUCTION, RECONSTRUCTION, RENOVATION, REPAIR, FURNISHING AND EQUIPPING OF THE SERIES 2013A PROJECT WHICH INCLUDES MULTIPLE FACILITIES ON CAMPUS. BOND (D) DASNY (NO CUSIP - PRIVATE PLACEMENT, SERIES 2014A) TO REFUND THE DASNY INSURED REVENUE BONDS, SERIES 2004A. BOND SET #3 BOND (A) DASNY (CUSIP# 64990BFE8) TO (I) TO REFUND A PORTION OF THE DASNY SERIES 2007A, SERIES 2008A, SERIES 2008B AND SERIES 2008C BONDS; AND (II) FINANCE OR REFINANCE THE COST OF ACQUISITION, CONSTRUCTION, RECONSTRUCTION, REPAIR, FURNISHING AND EQUIPPING OF THE SERIES 2015A PROJECT, WHICH COVERS MULTIPLE FACILITIES ON CAMPUS.

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (4 entries)

Bond ReferenceBondReferenceCdBond Issuer EINBondIssuerEINCUSIPCUSIPNumBond IssuedBondIssuedDtIssue PriceIssuePriceAmtPurposePurposeDescDefeasedDefeasedIndOn Behalf Of IssuerOnBehalfOfIssuerIndPool FinancingPoolFinancingInd
DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 649906TN4)
A146000293649906TN42012-04-26$232,921,461SEE SUPPLEMENTAL INFORMATION000
DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 649906VS0)
B146000293649906VS02012-05-17$61,224,691SEE SUPPLEMENTAL INFORMATION000
DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 649907WP3)
C146000293649907WP32013-10-08$135,927,356SEE SUPPLEMENTAL INFORMATION000
DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 000000000)
D1460002930000000002014-10-28$55,000,000SEE SUPPLEMENTAL INFORMATION000

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (4 entries)

Bond ReferenceBondReferenceCdRetiredRetiredAmtTotal ProceedsTotalProceedsAmtRefunding EscrowRefundingEscrowAmtCapital ExpendituresCapitalExpendituresAmtOther Spent ProceedsOtherSpentProceedsAmtUnspentUnspentAmtSubstantial CompletionSubstantialCompletionYrCurrent RefundingCurrentRefundingIndAdvance RefundingAdvanceRefundingIndFinal Allocation MadeFinalAllocationMadeIndAdequate Books And Rec MaintAdequateBooksAndRecMaintInd
A$17,120,000$232,923,621$183,180,000$46,144,013$1,731,608$1,867,9992015Yes (1)0Yes (1)Yes (1)
B$61,226,336$60,767,589$458,747201300Yes (1)Yes (1)
C$3,575,000$135,965,086$135,963,320$1,767201500Yes (1)Yes (1)
D$55,000,000$55,000,0002014Yes (1)0Yes (1)Yes (1)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (4 entries)

Bond ReferenceBondReferenceCdOwning Bond Financed PropertyOwningBondFinancedPropertyIndAny Lease ArrangementsAnyLeaseArrangementsIndMgmt Contract Bond Fincd PropMgmtContractBondFincdPropIndEngage Bond Counsel ContractsEngageBondCounselContractsIndAny Research AgreementsAnyResearchAgreementsIndEngage Bond Counsel ResearchEngageBondCounselResearchIndPrivate Bus Use By OthersPrivateBusUseByOthersPctPrivate Bus Concerning UBIPrivateBusConcerningUBIPctTotal Private Business UseTotalPrivateBusinessUsePctBond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestIndChange In Use Bond Financed PropChangeInUseBondFinancedPropIndProcs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
A0Yes (1)Yes (1)Yes (1)Yes (1)Yes (1)0.000000.000000.0000000Yes (1)
B0Yes (1)Yes (1)Yes (1)Yes (1)Yes (1)0.000000.000000.0000000Yes (1)
C0Yes (1)Yes (1)Yes (1)Yes (1)Yes (1)0.000400.008000.0084000Yes (1)
D0Yes (1)Yes (1)Yes (1)Yes (1)Yes (1)0.000000.001700.0017000Yes (1)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (4 entries)

Bond ReferenceBondReferenceCdForm8038 T FiledForm8038TFiledIndRebate Not Due YetRebateNotDueYetIndException To RebateExceptionToRebateIndNo Rebate DueNoRebateDueIndVariable Rate IssueVariableRateIssueIndHedge Identified In Bks And RecHedgeIdentifiedInBksAndRecIndGross Proceeds Invested In GICGrossProceedsInvestedInGICIndGross Proceeds InvestedGrossProceedsInvestedIndWritten Proc To Monitor ReqsWrittenProcToMonitorReqsInd
A000Yes (1)0000Yes (1)
B000Yes (1)0000Yes (1)
C000Yes (1)0000Yes (1)
D000Yes (1)0000Yes (1)

Procedures Corrective Action ProceduresCorrectiveActionGrp (4 entries)

Bond ReferenceBondReferenceCdProcedures Corrective ActionProceduresCorrectiveActionInd
AYes (1)
BYes (1)
CYes (1)
DYes (1)

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp

FieldValueIRS element (for citing)
Bond ReferenceABondReferenceCd

Issuer Name IssuerName

FieldValueIRS element (for citing)
Business Name Line1DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 64990BFE8)BusinessNameLine1Txt
FieldValueIRS element (for citing)
Bond Issuer EIN146000293BondIssuerEIN
CUSIP64990BFE8CUSIPNum
Bond Issued2015-04-22BondIssuedDt
Issue Price$785,388,019IssuePriceAmt
PurposeSEE SUPPLEMENTAL INFORMATIONPurposeDesc
Defeased0DefeasedInd
On Behalf Of Issuer0OnBehalfOfIssuerInd
Pool Financing0PoolFinancingInd

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp

FieldValueIRS element (for citing)
Bond ReferenceABondReferenceCd
Total Proceeds$785,388,034TotalProceedsAmt
Refunding Escrow$680,315,991RefundingEscrowAmt
Capital Expenditures$105,060,855CapitalExpendituresAmt
Other Spent Proceeds$11,188OtherSpentProceedsAmt
Substantial Completion2015SubstantialCompletionYr
Current RefundingYes (1)CurrentRefundingInd
Advance RefundingYes (1)AdvanceRefundingInd
Final Allocation Made0FinalAllocationMadeInd
Adequate Books And Rec MaintYes (1)AdequateBooksAndRecMaintInd

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp

FieldValueIRS element (for citing)
Bond ReferenceABondReferenceCd
Owning Bond Financed Property0OwningBondFinancedPropertyInd
Any Lease ArrangementsYes (1)AnyLeaseArrangementsInd
Mgmt Contract Bond Fincd PropYes (1)MgmtContractBondFincdPropInd
Engage Bond Counsel ContractsYes (1)EngageBondCounselContractsInd
Any Research AgreementsYes (1)AnyResearchAgreementsInd
Engage Bond Counsel ResearchYes (1)EngageBondCounselResearchInd
Private Bus Use By Others0.00000PrivateBusUseByOthersPct
Private Bus Concerning UBI0.00200PrivateBusConcerningUBIPct
Total Private Business Use0.00200TotalPrivateBusinessUsePct
Bond Iss Meet Prvt Sec Pymt Test0BondIssMeetPrvtSecPymtTestInd
Change In Use Bond Financed Prop0ChangeInUseBondFinancedPropInd
Procs Nonqualified Bond RemdtdYes (1)ProcsNonqualifiedBondRemdtdInd

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp

FieldValueIRS element (for citing)
Bond ReferenceABondReferenceCd
Form8038 T Filed0Form8038TFiledInd
Rebate Not Due Yet0RebateNotDueYetInd
Exception To Rebate0ExceptionToRebateInd
No Rebate DueYes (1)NoRebateDueInd
Variable Rate Issue0VariableRateIssueInd
Hedge Identified In Bks And Rec0HedgeIdentifiedInBksAndRecInd
Gross Proceeds Invested In GIC0GrossProceedsInvestedInGICInd
Gross Proceeds Invested0GrossProceedsInvestedInd
Written Proc To Monitor ReqsYes (1)WrittenProcToMonitorReqsInd

Procedures Corrective Action ProceduresCorrectiveActionGrp

FieldValueIRS element (for citing)
Bond ReferenceABondReferenceCd
Procedures Corrective ActionYes (1)ProceduresCorrectiveActionInd

Schedule L IRS990ScheduleL

Loans Btwn Org Interested Prsn LoansBtwnOrgInterestedPrsnGrp (8 entries)

Relationship With OrgRelationshipWithOrgTxtLoan PurposeLoanPurposeTxtLoan From OrganizationLoanFromOrganizationIndOriginal PrincipalOriginalPrincipalAmtBalance DueBalanceDueAmtDefaultDefaultIndBoard Or Committee ApprovalBoardOrCommitteeApprovalIndWritten AgreementWrittenAgreementInd
MARTIN DORPH
OFFICERMORTGAGEYes (X)$200,000$52,0000Yes (1)Yes (1)
RICHARD REVESZ
EMPLOYEEMORTGAGEYes (X)$5,525,700$6,548,8510Yes (1)Yes (1)
ANDREW BROTMAN
EMPLOYEEMORTGAGEYes (X)$100,000$100,0000Yes (1)Yes (1)
CAROL A MANDEL
EMPLOYEEMORTGAGEYes (X)$100,000$100,0000Yes (1)Yes (1)
MARY M BRABECK
EMPLOYEEMORTGAGEYes (X)$500,000$500,0000Yes (1)Yes (1)
PETER HENRY
EMPLOYEEMORTGAGEYes (X)$150,000$83,3320Yes (1)Yes (1)
JESS BENHABIB
EMPLOYEEMORTGAGEYes (X)$400,000$400,0000Yes (1)Yes (1)
TREVOR MORRISON
EMPLOYEERCMTYes (X)$1,000,000$759,2590Yes (1)Yes (1)
FieldValueIRS element (for citing)
Total Balance Due$8,543,442TotalBalanceDueAmt

Grnt Asst Bnft Interested Prsn GrntAsstBnftInterestedPrsnGrp (2 entries)

Cash GrantCashGrantAmtType Of AssistanceTypeOfAssistanceTxtAssistance PurposeAssistancePurposeTxt
$4,500SCHOLARSHIPEDUC. SUPPORT
$40,000FELLOWSHIPEDUC. SUPPORT

Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp (8 entries)

Relationship DescriptionRelationshipDescriptionTxtTransactionTransactionAmtTransactionTransactionDescSharing Of RevenuesSharingOfRevenuesInd
JOHN SAUNDERS SON IN LAW
TRUSTEE B. BERKLEY$386,948EMPLOYEE0
WILLIAM RUDIN
TRUSTEE$1,587,836LEASE SPACE0
HARVEY DALE SPOUSE
KEY EMP. D. LAMORTE$214,877EMPLOYEE0
R SALK DAUGHTER IN LAW
OFFICER R. BERNE$69,511EMPLOYEE0
CONSTANCE MILSTEIN
TRUSTEE$3,471,920LEASE SPACE0
LEONARD WILF
TRUSTEE$423,275LEASE SPACE0
DR MARCI LEVINE SISTER
TRUSTEE B. LEVINE$236,209EMPLOYEE0
MITCHELL JACOBSON
TRUSTEE$126,391SUPPLIES0

Schedule M IRS990ScheduleM

Works Of Art WorksOfArtGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution14ContributionCnt
Noncash Contributions Rpt F990$302,504NoncashContributionsRptF990Amt
Method Of Determining RevenuesSEE SCHEDULE OMethodOfDeterminingRevenuesTxt

Books And Publications BooksAndPublicationsGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Noncash Contributions Rpt F990$943,286NoncashContributionsRptF990Amt
Method Of Determining RevenuesSEE SCHEDULE OMethodOfDeterminingRevenuesTxt

Clothing And Household Goods ClothingAndHouseholdGoodsGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Noncash Contributions Rpt F990$438,163NoncashContributionsRptF990Amt
Method Of Determining RevenuesSEE SCHEDULE OMethodOfDeterminingRevenuesTxt

Securities Publicly Traded SecuritiesPubliclyTradedGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution187ContributionCnt
Noncash Contributions Rpt F990$33,285,838NoncashContributionsRptF990Amt
Method Of Determining RevenuesSEE SCHEDULE OMethodOfDeterminingRevenuesTxt

Secur Prtnrshp Trust Intrsts SecurPrtnrshpTrustIntrstsGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution1ContributionCnt
Noncash Contributions Rpt F990$329,000NoncashContributionsRptF990Amt
Method Of Determining RevenuesSEE SCHEDULE OMethodOfDeterminingRevenuesTxt

Real Estate Other RealEstateOtherGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution1ContributionCnt
Noncash Contributions Rpt F990$466,100NoncashContributionsRptF990Amt
Method Of Determining RevenuesSEE SCHEDULE OMethodOfDeterminingRevenuesTxt

Food Inventory FoodInventoryGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution1ContributionCnt
Noncash Contributions Rpt F990$12,764NoncashContributionsRptF990Amt
Method Of Determining RevenuesSEE SCHEDULE OMethodOfDeterminingRevenuesTxt

Drugs And Medical Supplies DrugsAndMedicalSuppliesGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution247ContributionCnt
Noncash Contributions Rpt F990$801,526NoncashContributionsRptF990Amt
Method Of Determining RevenuesSEE SCHEDULE OMethodOfDeterminingRevenuesTxt

Other Non Cash Contri Table OtherNonCashContriTableGrp (4 entries)

Non Cash CheckboxNonCashCheckboxIndDescDescContributionContributionCntNoncash Contributions Rpt F990NoncashContributionsRptF990AmtMethod Of Determining RevenuesMethodOfDeterminingRevenuesTxt
Yes (X)PERS PAPERS18$402,500SEE SCHEDULE O
Yes (X)EVENT PASSES1$315,585SEE SCHEDULE O
Yes (X)OTHER MISC.20$9,791SEE SCHEDULE O
Yes (X)THEATER TKTS14$28SEE SCHEDULE O
FieldValueIRS element (for citing)
Form8283 Received8Form8283ReceivedCnt
Any Property That Must Be Held0AnyPropertyThatMustBeHeldInd
Review Process Unusual NC GiftsYes (1)ReviewProcessUnusualNCGiftsInd
Third Parties Used0ThirdPartiesUsedInd

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (12 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
FORM 990, PART VI, SECTION A, LINE 21) MICHAEL STEINHARDT (TRUSTEE) AND JUDY STEINHARDT (TRUSTEE) HAD A FAMILY RELATIONSHIP DURING THE YEAR ENDED AUGUST 31, 2015. 2) H. DALE HEMMERDINGER (TRUSTEE) AND SURESH SANI (TRUSTEE) HAD A BUSINESS RELATIONSHIP DURING THE YEAR ENDED AUGUST 31, 2015. 3) JAY FURMAN (TRUSTEE) AND JOHN SEXTON (TRUSTEE) HAD A BUSINESS RELATIONSHIP DURING THE YEAR ENDED AUGUST 31, 2015.
FORM 990, PART VI, SECTION A, LINE 6THE VOTING TRUSTEES ARE MEMBERS OF THE UNIVERSITY WHO HAVE THE POWER TO APPOINT ONE OR MORE MEMBERS OF THE GOVERNING BODY AND CERTAIN OTHER POWERS PURSUANT TO NY LAW.
FORM 990, PART VI, SECTION A, LINE 7ATHE VOTING TRUSTEES ARE MEMBERS OF THE UNIVERSITY WHO HAVE THE POWER TO APPOINT ONE OR MORE MEMBERS OF THE GOVERNING BODY AND CERTAIN OTHER POWERS PURSUANT TO NY LAW.
FORM 990, PART VI, SECTION A, LINE 7BTHE VOTING TRUSTEES ARE MEMBERS OF THE UNIVERSITY WHO HAVE THE POWER TO APPOINT ONE OR MORE MEMBERS OF THE GOVERNING BODY AND CERTAIN OTHER POWERS PURSUANT TO NY LAW.
FORM 990, PART VI, SECTION B, LINE 11THE FOLLOWING STEPS WERE TAKEN TO REVIEW THIS IRS FORM 990: 1. THE FORM 990 WAS REVIEWED AND APPROVED BY THE UNIVERSITY CONTROLLER. 2. THE FORM 990 WAS THEN REVIEWED AND APPROVED BY THE UNIVERSITY'S CHIEF FINANCIAL OFFICER AND OFFICE OF GENERAL COUNSEL. 3. THE FORM 990 WAS THEN PRESENTED TO THE UNIVERSITY'S AUDIT AND COMPLIANCE COMMITTEE FOR REVIEW. 4. THE FORM 990 WAS DISTRIBUTED TO THE FULL BOARD OF TRUSTEES FOR REVIEW. 5. THE COMPENSATION COMMITTEE OF BOARD OF TRUSTEES REVIEWED THE COMPENSATION SECTIONS OF THE FORM 990. 6. FOLLOWING THE REVIEW PERIOD, THE FORM 990 WAS ELECTRONICALLY FILED WITH THE IRS.
FORM 990, PART VI, SECTION B, LINE 12CTHE OFFICE OF GENERAL COUNSEL ANNUALLY SENDS OUT CONFLICT OF INTEREST QUESTIONNAIRES TO OFFICERS, TRUSTEES AND KEY EMPLOYEES, REVIEWS COMPLETED QUESTIONNAIRES AND CONSULTS WITH THOSE COMPLETING FORMS AS APPROPRIATE. IN ADDITION, QUESTIONS ARISE PERIODICALLY THROUGHOUT THE YEAR AND ARE HANDLED BY THE OFFICE OF GENERAL COUNSEL AS APPROPRIATE.
FORM 990, PART VI, SECTION B, LINE 15THE PROPOSED COMPENSATION OF OFFICERS, TRUSTEES, KEY EMPLOYEES, DISQUALIFIED PERSONS AND CERTAIN OTHERS (EXCEPT THE PRESIDENT) IS REVIEWED ANNUALLY BY AN OUTSIDE CONSULTING FIRM AND THAT FIRM'S ANALYSIS IS PRESENTED TO THE COMPENSATION COMMITTEE OF THE BOARD FOR ITS REVIEW AND APPROVAL. WHEN IT IS PROPOSED TO CHANGE THE COMPENSATION OF THE PRESIDENT, THE BOARD CHAIRMAN ENGAGES A COMPENSATION CONSULTANT TO PREPARE A CUSTOM SURVEY FOR CONSIDERATION BY THE COMPENSATION COMMITTEE OF THE BOARD, WHICH THEN SETS HIS COMPENSATION.
FORM 990, PART VI, SECTION C, LINE 19GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE ON ITS WEBSITE (WWW.NYU.EDU).
FORM 990, PART XI, LINE 9:ADJUSTMENT TO BEGINNING OF YEAR NET ASSETS 18,789,858.
FORM 990 PART III, LINE 1 - (CONTINUED FROM PAGE 2)AND IS A MEMBER OF THE DISTINGUISHED ASSOCIATION OF AMERICAN UNIVERSITIES. THE UNIVERSITY'S SCHOOLS AND INSTITUTES, EACH WITH ITS OWN TRADITIONS, PROGRAMS AND FACULTY, ARE (IN ORDER OF FOUNDING DATE): COLLEGE OF ARTS AND SCIENCE, SCHOOL OF LAW, SCHOOL OF MEDICINE, COLLEGE OF DENTISTRY, GRADUATE SCHOOL OF ARTS AND SCIENCE, STEINHARDT SCHOOL OF CULTURE EDUCATION AND HUMAN DEVELOPMENT, LEONARD N. STERN SCHOOL OF BUSINESS, COURANT INSTITUTE OF MATHEMATICAL SCIENCES, SCHOOL OF CONTINUING AND PROFESSIONAL STUDIES, INSTITUTE OF FINE ARTS, ROBERT F.WAGNER GRADUATE SCHOOL OF PUBLIC SERVICE, POST-GRADUATE MEDICAL SCHOOL, SILVER SCHOOL OF SOCIAL WORK, TISCH SCHOOL OF THE ARTS, GALLATIN SCHOOL OF INDIVIDUALIZED STUDY, COLLEGE OF NURSING, THE INSTITUTE FOR THE STUDY OF THE ANCIENT WORLD, AND THE TANDON SCHOOL OF ENGINEERING. IN ADDITION, AS PART OF ITS UNRIVALLED GLOBAL NETWORK OF ACADEMIC SITES AND RESEARCH PROGRAMS IN OTHER PARTS OF THE U.S. AND ABROAD, NYU OPERATES DEGREE-GRANTING RESEARCH UNIVERSITY CAMPUSES WITH SELECTIVE UNDERGRADUATE LIBERAL ARTS AND SCIENCES COLLEGES IN ABU DHABI - NYU ABU DHABI, AND IN CHINA - NYU SHANGHAI.
FORM 990, PART XII, LINE 2CTHE AUDIT AND COMPLIANCE COMMITTEE OF THE BOARD OF TRUSTEES HAS RESPONSIBILITY FOR OVERSIGHT OF NYU'S FINANCIAL STATEMENT AUDIT AND SELECTION OF ITS INDEPENDENT AUDITOR. THERE HAS BEEN NO CHANGE IN PROCESS SINCE PRIOR YEAR.
SCHEDULE M-PART I COLUMN (D)THE VALUATION RECORDED IN THE UNIVERSITY'S FUNDRAISING SYSTEM IS USUALLY BASED UP ON THE PROFESSIONAL APPRAISAL SUBMITTED WITH THE GIFT. IN THE EVENT THERE IS NO APPRAISAL AND VALUATION CANNOT BE DETERMINED, A NOMINAL VALUE OF $2 IS RECORDED.

Schedule R IRS990ScheduleR

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (32 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile StateLegalDomicileStateCdExempt Code SectionExemptCodeSectionTxtPublic Charity StatusPublicCharityStatusTxtBusiness Name Line1DirectControllingEntityName/BusinessNameLine1TxtControlled OrganizationControlledOrganizationIndAddress Line1ForeignAddress/AddressLine1TxtCityForeignAddress/CityNmProvince Or StateForeignAddress/ProvinceOrStateNmCountryForeignAddress/CountryCdForeign PostalForeignAddress/ForeignPostalCdLegal Domicile Foreign CountryLegalDomicileForeignCountryCd
INSTITUTE OF FINE ARTS FOUNDATION
1 EAST 78TH STREETNEW YORKNY10021237184242SUPPORT NYU'S INSTITUTE OF FINE ARTSNY501 (C) (3)LINE 11A, INEW YORK UNIVERSITYYes (1)
NATIONAL CENTER ON PHILANTHROPY AND THE LAW
139 MACDOUGAL STREET 1ST FLOORNEW YORKNY10012133954405STUDY, RESEARCH, EDUCATION ON PHILANTHROPY & THE LAWNY501 (C) (3)LINE 11A, INYU SCHOOL OF LAW FOUNDATIONYes (1)
NEW YORK UNIVERSITY REAL ESTATE CORPORATION
105 EAST 17TH STREET 2ND FLNEW YORKNY10003134141728OWNS REAL PROPERTYNY501 (C) (25)NEW YORK UNIVERSITYYes (1)
NYU SCHOOL OF BUSINESS FOUNDATION INC
C/O KAUFMAN MGMT CENTER-44 WEST 4THNEW YORKNY10022134168015SUPPORT NYU'S L.N. STERN SCHOOL OF BUSINESSNY501 (C) (3)LINE 7NEW YORK UNIVERSITYYes (1)
NEW YORK UNIVERSITY SCHOOL OF LAW FOUNDATION
110 WEST 3RD STREET 2ND FLNEW YORKNY10012136161036SUPPORT NYU'S SCHOOL OF LAWNY501 (C) (3)LINE 9NEW YORK UNIVERSITYYes (1)
NYU IMAGING INC
545 FIRST AVENUENEW YORKNY10016134000622PERFORMS MEDICAL ACTIVITIESNY501 (C) (3)LINE 11A, INEW YORK UNIVERSITYYes (1)
NYU SCHOOL OF LAW FACULTY RETENTION ASSISTANCE CORPORATION
110 WEST 3RD STREET 2ND FLNEW YORKNY10012134047911SUPPORT NYU'S SCHOOL OF LAWNY501 (C) (3)LINE 11A, INYU'S SCHOOL OF LAW FOUNDATIONYes (1)
NYU SCHOOL OF LAW HOUSING ASSISTANCE CORP
110 WEST 3RD STREET 2ND FLNEW YORKNY10012134043221SUPPORT NYU'S SCHOOL OF LAWNY501 (C) (3)LINE 11A, INYU'S SCHOOL OF LAW FOUNDATIONYes (1)
NYU SCHOOL OF LAW RECRUITMENT ASSISTANCE CORPORATION
110 WEST 3RD STREET 2ND FLNEW YORKNY10012134043182SUPPORT NYU'S SCHOOL OF LAWNY501 (C) (3)LINE 11A, INYU'S SCHOOL OF LAW FOUNDATIONYes (1)
HAROLD ACTON TRUST
105 EAST 17TH STREET 2ND FLNEW YORKNY10003137050560SUPPORT OF NYU'S CAMPUS IN FLORENCE, ITALYNY501 (C) (3)LINE 11A, INEW YORK UNIVERSITYYes (1)
WASHINGTON SQUARE LEGAL SERVICES INC
110 WEST 3RD STREET 2ND FLNEW YORKNY10012237392120CERTAIN PUBLIC INTEREST ACTIVITIES OF NYU'S SCHOOL OF LAWNY501 (C) (3)LINE 11A, INEW YORK UNIVERSITYYes (1)
NYU IN ABU DHABI CORP
262652713SUPPORTS NYU'S CAMPUS IN ABU DHABINY501 (C) (3)LINE 11A, INEW YORK UNIVERSITYYes (1)C/O NYU - 105 EAST 17TH STREET 2NDNEW YORKABU DHABIAE10003
HORTENSE ACTON TRUST
PO BOX 1802PROVIDENCERI029011802367110976SUPPORT NYU'S CAMPUS IN FLORENCE, ITALYIL501 (C) (3)PFNEW YORK UNIVERSITYYes (1)
NYU HOSPITALS CENTER
550 FIRST AVENUENEW YORKNY10016133971298OPERATES NYU'S HOSPITALSNY501 (C) (3)LINE 3NEW YORK UNIVERSITYYes (1)
34TH STREET CANCER CENTER INC
160 EAST 34TH STREETNEW YORKNY10016300262470CANCER CARENY501 (C) (3)LINE 11A, INYU HOSPITALS CENTERYes (1)
JURODIN FUND INC
PO BOX 6089NEWARKDE197146089136169166DONOR FUNDSDE501 (C) (3)PFNEW YORK UNIVERSITYYes (1)
NYU IN LONDON
981074101SUPPORT NYU'S PROGRAM IN LONDONNEW YORK UNIVERSITYYes (1)6 BEDFORD SQUARELONDONUKWC1B 3RAUK
NYU TISCH SCHOOL OF ARTS ASIA LTD
SUPPORTS NYU'S TSOA'S PROGRAM IN SINGAPORENEW YORK UNIVERSITYYes (1)3 KAY SIANG ROADSN248923SN
NYU IN TEL-AVIV LTD
981058326SUPPORT NYU'S PROGRAM IN TEL-AVIVNEW YORK UNIVERSITYYes (1)TUVAL 13RAMAT GANIS52522IS
NEW YORK UNIVERSITY IN FRANCE
981058568SUPPORTS NYU'S PROGRAM IN FRANCENEW YORK UNIVERSITYYes (1)56 RUE DE PASSYPARISFR75016FR
NYU LANGONE HEALTH SYSTEM
550 FIRST AVENUENEW YORKNY10016472613531SUPPORTING ORGANIZATIONNY501 (C) (3)LINE 11B, IINEW YORK UNIVERSITYYes (1)
NYU LUTHERAN MEDICAL CENTER
150 55TH STREETBROOKLYNNY11220111839567HOSPITALNY501 (C) (3)LINE 3NYU LANGONE HEALTH SYSTEMYes (1)
NEW YORK UNIVERSITY IN AFGHANISTAN
SUPPORTS NYU'S ACTIVITIES IN AFGHANISTANNEW YORK UNIVERSITYYes (1)150 MASJID E HAJI ABDURRAHIM STREEKABULAFAF
COMMUNITY CARE ORGANIZATION INC
246 55TH STREETBROOKLYNNY11220113001682HOME HEALTHNY501 (C) (3)LINE 9NYU LUTHERAN MEDICAL CENTERYes (1)
HARBOR HILL HOUSING DEVELOPMENT FUND CORPORATION
150 55TH STREETBROOKLYNNY11220113152691HOUSINGNY501 (C) (3)LINE 9NYU LUTHERAN MEDICAL CENTERYes (1)
LMC HEALTH SYSTEM INC
150 55TH STREETBROOKLYNNY11220113589771SUPPORTING ORGANIZATIONNY501 (C) (3)LINE 11A, INYU LUTHERAN MEDICAL CENTERYes (1)
LUTHERAN AUGUSTANA CENTER FOR EXTENDED CARE AND REHABILITIATION INC
5434 2ND AVEBROOKLYNNY11220112150953EXTENDED CARENY501 (C) (3)LINE 9NYU LUTHERAN MEDICAL CENTERYes (1)
LUTHERAN CHHA INC
5407 SECOND AVENUEBROOKLYNNY11220462559181HOME HEALTH AIDE AGENCYNY501 (C) (3)LINE 9NYU LUTHERAN MEDICAL CENTERYes (1)
OHP PHSP INC
5800 3RD AVEBROOKLYNNY11220113245559INSURANCENY501 (C) (4)NYU LUTHERAN MEDICAL CENTERYes (1)
SHORE HILL HOUSING COMPANY INC
9000 SHORE RDBROOKLYNNY11209237405105HOUSINGNY501 (C) (3)PFNYU LUTHERAN MEDICAL CENTERYes (1)
SUNSET BAY COMMUNITY SERVICES INC
150 55TH STREETBROOKLYNNY11220112439925DAY CARE & SENIOR SERVICESNY501 (C) (3)LINE 7NYU LUTHERAN MEDICAL CENTERYes (1)
SUNSET GARDENS HOUSING DEVELOPMENT FUND CORPORATION
C/O SHORE HILL HOUSING COMPANY INCBROOKLYNNY11220203461755HOUSINGNY501 (C) (3)LINE 9NYU LUTHERAN MEDICAL CENTERYes (1)

Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (6 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile StateLegalDomicileStateCdBusiness Name Line1DirectControllingEntityName/BusinessNameLine1TxtEntity TypeEntityTypeTxtShare Of Total IncomeShareOfTotalIncomeAmtShare Of EOY AssetsShareOfEOYAssetsAmtOwnershipOwnershipPctControlled OrganizationControlledOrganizationIndAddress Line1ForeignAddress/AddressLine1TxtCityForeignAddress/CityNmCountryForeignAddress/CountryCdForeign PostalForeignAddress/ForeignPostalCdLegal Domicile Foreign CountryLegalDomicileForeignCountryCdProvince Or StateForeignAddress/ProvinceOrStateNm
CCC 550 INSURANCE SCC
550 FIRST AVENUENEW YORKNY10016EXCESS PROF. LIAB. INSURANCENYNYU HOSPITALS CENTERC$7,782,000$407,952,0001.00000Yes (1)
INTERNATIONAL ART FUND
HOLDS STOCK IN LA PIETRA CORPNEW YORK UNIVERSITYC$118,1181.00000Yes (1)C/O NYU105 E17TH STREET 2ND FLNEW YORKPM10003PM
LA PIETRA CORPORATION
HOLDS PROPERTY COMPRISING NYU'S FLORENCE CAMPUSINTERNATIONAL ART FUNDC$2,125,683$25,577,4691.00000Yes (1)VIA BOLOGNESE 120IT50139ITFIRENZE
NIU DA EDUCATIONAL INFORMATION CONSULTING (SHANGHAI) CO LTD
SUPPORTS NYU'S PROGRAM IN CHINANEW YORK UNIVERSITYC$12,877$576,4551.00000Yes (1)3663 ZHONG SHAN BEI RD SCIENCE BUICH200062CHSHANGHAI
POOLED INCOME FUNDS (2)
C/O NYU105 E17TH STREET 2ND FLNEW YORKNY10003NYNEW YORK UNIVERSITYT0
CHARITABLE REMAINDER TRUSTS (5)
C/O NYU105 E17TH STREET 2ND FLNEW YORKNY10003NYNEW YORK UNIVERSITYT0
FieldValueIRS element (for citing)
Receipt Of Int Annts Rnts RyltsYes (1)ReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth OrgYes (1)GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth OrgYes (1)GiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other OrgYes (1)LoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth Org0LoansOrGuaranteesFromOthOrgInd
Div Related Organization0DivRelatedOrganizationInd
Asset Sale To Other Org0AssetSaleToOtherOrgInd
Asset Purchase From Other Org0AssetPurchaseFromOtherOrgInd
Asset Exchange0AssetExchangeInd
Rental Of Facilities To Oth OrgYes (1)RentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth Org0RentalOfFcltsFromOthOrgInd
Perform Of Services For Oth Org0PerformOfServicesForOthOrgInd
Perform Of Services By Other OrgYes (1)PerformOfServicesByOtherOrgInd
Sharing Of FacilitiesYes (1)SharingOfFacilitiesInd
Paid Employees SharingYes (1)PaidEmployeesSharingInd
Reimbursement Paid To Other OrgYes (1)ReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other OrgYes (1)ReimbursementPaidByOtherOrgInd
Transfer To Other OrgYes (1)TransferToOtherOrgInd
Transfer From Other Org0TransferFromOtherOrgInd

Transactions Related Org TransactionsRelatedOrgGrp (20 entries)

Transaction TypeTransactionTypeTxtInvolvedInvolvedAmtMethod Of Amount DeterminationMethodOfAmountDeterminationTxt
INSTITUTE OF FINE ARTS FOUNDATION
C$552,457FAIR MARKET VALUE
LA PIETRA CORPORATION
D$2,088,483FAIR MARKET VALUE
LA PIETRA CORPORATION
A$6,568FAIR MARKET VALUE
LA PIETRA CORPORATION
J$1,136,099FAIR MARKET VALUE
LA PIETRA CORPORATION
M$620,322FAIR MARKET VALUE
LA PIETRA CORPORATION
N$279,525FAIR MARKET VALUE
LA PIETRA CORPORATION
P$239,302FAIR MARKET VALUE
NATIONAL CENTER ON PHILANTHROPY AND THE LAW INC
B$290,000FAIR MARKET VALUE
NEW YORK UNIVERSITY SCHOOL OF LAW FOUNDATION
Q$2,486,767FAIR MARKET VALUE
NYU HOSPITALS CENTER
Q$382,000,000FAIR MARKET VALUE
NYU HOSPITALS CENTER
P$4,163,662FAIR MARKET VALUE
NYU IN FRANCE
R$9,349,345FAIR MARKET VALUE
NYU IN LONDON
R$8,357,580FAIR MARKET VALUE
NYU IN TEL AVIV LTD
Q$822,885FAIR MARKET VALUE
NYU REAL ESTATE CORPORATION
C$3,297,828FAIR MARKET VALUE
SIR HAROLD ACTON CHARITABLE TRUST
C$922,772FAIR MARKET VALUE
WASHINGTON SQUARE LEGAL SERVICES
Q$1,801,871FAIR MARKET VALUE
HORTENSE ACTON CHARITABLE TRUST
C$818,302FAIR MARKET VALUE
NYU TISCH SCHOOL OF THE ARTS ASIALTD
R$8,201,067FAIR MARKET VALUE
NYU HOSPITALS CENTER
O$3,429,522FAIR MARKET VALUE