THE WALLACE RESEARCH FOUNDATION: Form 990PF, tax year 2015
View the entire original 990 at ProPublica ↗
- Organization
- THE WALLACE RESEARCH FOUNDATION (EIN 42-6540579)
- Tax period
- 2015-01-01 to 2015-12-31
- Filed
- 2016-08-11
- IRS object ID
- 201612249349100706
- Schema version
- 2015v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2016-08-11T08:46:29-05:00 | ReturnTs |
| Tax Period End | 2015-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 420714325 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MCGLADREY LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 221 THIRD AVENUE SE STE 300 | AddressLine1Txt |
| City | CEDAR RAPIDS | CityNm |
| State Abbreviation | IA | StateAbbreviationCd |
| ZIP | 524011512 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2015-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 426540579 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WALLACE RESEARCH FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | C/O RSM US LLP ATTN CARLEY UMSTEAD | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | WALL | BusinessNameControlTxt |
| Phone | 3192985333 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 221 THIRD AVE SE NO 300 | AddressLine1Txt |
| City | CEDAR RAPIDS | CityNm |
| State Abbreviation | IA | StateAbbreviationCd |
| ZIP | 52401 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | HENRY D WALLACE | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 3192985333 | PhoneNum |
| Signature | 2016-08-10 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | CARLEY UMSTEAD | PreparerPersonNm |
| PTIN | P00982177 | PTIN |
| Phone | 3192985333 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2015 | TaxYr |
| Build TS | 2016-12-15 16:53:06Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $79,709,746 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $2,018 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $1,738,003 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,738,003 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $3,541,622 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $25,184,956 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $3,541,622 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $5,281,643 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $5,279,625 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $207 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $104 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $103 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $48,600 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $14,166 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $34,434 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $435,071 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $435,071 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $72,097 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $32,097 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $4,104 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $4,104 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $560,079 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $485,542 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $34,537 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $3,943,040 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $3,943,040 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $4,503,119 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $485,542 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $3,977,577 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $778,524 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $4,794,083 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $4,713,303 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $6,377,586 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $6,377,586 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $35,387,311 | CorporateStockBOYAmt |
| Corporate Stock EOY | $34,666,852 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $47,578,922 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $854,461 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $3,803,474 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $3,717,596 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $26,328,547 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $23,220,116 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $21,996,338 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $43,625 | OtherAssetsBOYAmt |
| Other Assets EOY | $39,304 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $39,304 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $67,327,247 | TotalAssetsBOYAmt |
| Total Assets EOY | $68,107,332 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $79,709,746 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $67,327,247 | RetainedEarningBOYAmt |
| Retained Earning EOY | $68,107,332 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $67,327,247 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $68,107,332 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $67,327,247 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $68,107,332 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $67,327,247 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $778,524 | ExcessRevenueOverExpensesAmt |
| Other Increases | $1,561 | OtherIncreasesAmt |
| Subtotal | $68,107,332 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $68,107,332 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (4 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | P | $9,370,547 | $9,793,197 | -$422,650 | -$422,650 |
| PUBLICLY TRADED SECURITIES | P | $15,431,289 | $11,850,137 | $3,581,152 | $3,581,152 |
| BANK OF AMERICA SETTLEMENT | P | $5,433 | $5,433 | $5,433 | |
| CAPITAL GAINS DIVIDENDS | P | $377,687 | $377,687 | $377,687 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $3,541,622 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $3,296,223 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $81,700,907 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.040345 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $2,922,773 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $77,636,385 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.037647 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $4,157,179 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $74,746,776 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.055617 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $3,518,346 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $75,433,652 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.046642 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $3,233,585 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $70,375,172 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.045948 | DistributionYr5Rt |
| Total Distribution | 0.226199 | TotalDistributionRt |
| Average Distribution | 0.045240 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $81,834,914 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $3,702,212 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $47,941 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $3,750,153 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $3,977,577 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $47,941 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $47,941 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $47,941 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $49,698 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $20,000 | AppliedToEsTaxAmt |
| Total Payments And Credits | $69,698 | TotalPaymentsAndCreditsAmt |
| Overpayment | $21,757 | OverpaymentAmt |
| Applied To ES Tax | $21,757 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | IA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | CARLEY UMSTEAD | IndividualWithBooksNm |
| Phone | 3192985333 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 221 3RD AVE SE STE 300 | AddressLine1Txt |
| City | CEDAR RAPIDS | CityNm |
| State Abbreviation | IA | StateAbbreviationCd |
| ZIP | 52401 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| HENRY D WALLACE | ||||||||
| 221 THIRD AVE SE STE 300 | CEDAR RAPIDS | IA | 52401 | PRESIDENT & SECRETARY | 5.00 | $0 | $0 | $0 |
| LINDA WALLACE-GRAY | ||||||||
| 221 THIRD AVE SE STE 300 | CEDAR RAPIDS | IA | 52401 | VP & TREASURER | 20.00 | $0 | $0 | $0 |
| ANGUS GILCHRIST | ||||||||
| 221 THIRD AVE SE STE 300 | CEDAR RAPIDS | IA | 52401 | DIRECTOR | 2.00 | $0 | $0 | $0 |
| ALEX GILCHRIST | ||||||||
| 221 THIRD AVE SE STE 300 | CEDAR RAPIDS | IA | 52401 | DIRECTOR | 2.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| EAGLE CAPITAL MANAGEMENT | |||||
| 499 PARK AVENUE | NEW YORK | NY | 10022 | INVESTMENT MGMT | $189,440 |
| MORGAN STANLEY SMITH BARNEY | |||||
| 370 17TH STREET STE 2800 | DENVER | CO | 80202 | INVESTMENT CONSULT'G | $174,818 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $78,468,678 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $4,612,453 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $83,081,131 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $83,081,131 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,246,217 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $81,834,914 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $4,091,746 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $4,091,746 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $47,941 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $47,941 | TotalTaxAmt |
| Distributable Before Adj | $4,043,805 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $1,561 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $4,045,366 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $4,045,366 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $3,977,577 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $3,977,577 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $47,941 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $3,929,636 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $4,045,366 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $3,966,333 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $3,977,577 | QualifyingDistributionsAmt |
| Applied To Year1 | $3,966,333 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $11,244 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $4,034,122 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (48 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| ARCHAEOLOGY SOUTHWEST | ||||||||
| 4550 CAMINITO CALLADO | TUCSON | AZ | 85718 | NONE | PC | TO SUPPORT THE ENDOWMENT OF THE PRESERVATION ARCHAEOLOGY FUTURE FUND | $512,500 | |
| ARCHAEOLOGY SOUTHWEST | ||||||||
| 4550 CAMINITO CALLADO | TUCSON | AZ | 85718 | NONE | PC | FOR ORGANIZATIONAL DEVELOPMENT AND PROGRAM INITIATIVES | $200,000 | |
| ARIZONA STATE UNIVERSITY | ||||||||
| PO BOX 876011 | TEMPE | AZ | 85287 | NONE | PC | TO FUND RESEARCH OF PREHISPANIC CULTURES IN NORTHWEST MEXICO AND THE AMERICAN SOUTHWEST | $90,000 | |
| CARNEGIE MELLON UNIVERSITY | ||||||||
| 500 FORBES AVEWQED 2013 | PITTSBURGH | PA | 15213 | NONE | PC | TO SUPPORT A POSTDOCTORAL RESEARCHER TO RESEARCH ORGANIC MOLECULES IN THE EARTH'S ATMOSPHERE | $180,000 | |
| CONQUER CHIARI | ||||||||
| 320 OSPREY CT | WEXFORD | PA | 15090 | NONE | PC | TO FUND RESEARCH OF CHIARI MALFORMATION | $40,000 | |
| CORAL RESTORATION FOUNDATION | ||||||||
| 5 SEAGATE BOULEVARD | KEY LARGO | FL | 33037 | NONE | PC | TO SUPPORT THE RECRUITMENT AND HIRING OF AN EXPERIENCED EXECUTIVE DIRECTOR | $187,000 | |
| DELAWARE RIVERKEEPER NETWORK | ||||||||
| 925 CANAL ST STE 3701 | BRISTOL | PA | 19007 | NONE | PC | TO MONITOR AND PROTECT THE DELEWARE RIVER FROM GAS DRILLING IMPACTS | $200,000 | |
| FAIREWINDS ENERGY EDUCATION CORP | ||||||||
| 70 SOUTH WINOOSKI BOX 289 | BURLINGTON | VT | 05401 | NONE | PC | EDUCATIONAL OUTREACH TEACHING ABOUT NUCLEAR ENGINEERING, NUCLEAR POWER, AND NUCLEAR SAFETY ISSUES | $150,000 | |
| FRIENDS OF SOUTH GEORGIA ISLAND | ||||||||
| 25 DAKOTA MEADOWS DRIVE | CARBONDALE | CO | 81623 | NONE | PC | TO SUPPORT THE ERADICATION OF INVASIVE RODENTS ON SOUTH GEORGIA ISLAND | $50,000 | |
| HAWK MOUNTAIN SANCTUARY ASSOCIATION | ||||||||
| 1700 HAWK MOUNTAIN RD | KEMPTON | PA | 19529 | NONE | PC | TO STUDY THE MOVEMENT ECOLOGY OF SCAVENGING BIRDS OF PREY IN ARIZONA AND AFRICA | $55,000 | |
| HUMANE SOCIETY INTERNATIONAL | ||||||||
| 2100 L STREET NW | WASHINGTON | DC | 20037 | NONE | PC | TO PROVIDE VETERINARY SERVICES TO RURAL COMMUNITIES IN COSTA RICA | $55,000 | |
| HUMANE SOCIETY INTERNATIONAL | ||||||||
| 2100 L STREET NW | WASHINGTON | DC | 20037 | NONE | PC | TO PROVIDE VETERINARY SERVICES TO UNDERSERVED COMMUNITIES IN BELIZE | $60,000 | |
| HUMANE SOCIETY OF SOUTHERN ARIZONA | ||||||||
| 3450 N KELVIN BLVD | TUCSON | AZ | 85716 | NONE | PC | TO SUPPORT SPAY AND NEUTER SURGERIES, TREATMENT, REHABILITATION, AND RE-HOMING OF ANIMALS | $150,000 | |
| HUMANE SOCIETY OF SOUTHERN ARIZONA | ||||||||
| 3450 N KELVIN BLVD | TUCSON | AZ | 85716 | NONE | PC | TO SUPPORT SPAY AND NEUTER SURGERIES AND VACCINATION CLINICS IN SOUTHERN ARIZONA | $24,000 | |
| ISLAND CONSERVATION | ||||||||
| 2161 DELAWARE AVENUE STE A | SANTA CRUZ | CA | 95060 | NONE | PC | TO PROTECT THE CRITICALLY ENDANGERED SPECIES OF RICORD IGUANA AND THE RHINOCEROS IGUANA | $50,000 | |
| MASSACHUSETTS AUDUBON SOCIETY | ||||||||
| 208 S GREAT RD | LINCOLN | MA | 01773 | NONE | PC | TO SUPPORT LONG-TERM CONSERVATION EFFORTS AND OUTREACH ACTIVITIES AT PAYNE'S CREEK NATIONAL PARK | $100,000 | |
| MASSACHUSETTS GENERAL HOSPITAL | ||||||||
| 125 NASHUA STREET SUITE 540 | BOSTON | MA | 02114 | NONE | PC | TO RESEARCH INFASTRUCTURE FOR SYSTEMS MEDICINE | $100,000 | |
| NORTHERN JAGUAR PROJECT | ||||||||
| 2114 W GRAND RD STE 121 | TUCSON | AZ | 85745 | NONE | PC | FOR INFRASTRUCTURE IMPROVEMENTS AT THE NORTHERN JAGUAR RESERVE IN SONORA, MEXICO | $50,000 | |
| POUGHKEEPSIE FARM PROJECT | ||||||||
| PO BOX 3143 | POUGHKEEPSIE | NY | 12603 | NONE | PC | TO FUND FARM TO SCHOOL PROGRAM EXPANSION AND FOR FARM REPAIRS, IMPROVEMENTS, AND MAINTENANCE | $210,000 | |
| RADIATION AND PUBLIC HEALTH PROJECT INC | ||||||||
| 716 SIMPSON AVENUE | OCEAN CITY | NJ | 08226 | NONE | PC | TO CONDUCT A STUDY ON THE HEALTH OF FETUSES, INFANTS, AND YOUNG CHILDREN IN RURAL PENNSYLVANIA | $10,000 | |
| REGIONAL FOOD BANK | ||||||||
| 965 ALBANY-SHAKER RD | LATHAM | NY | 12110 | NONE | PC | TO SUPPORT THE RETAIL STORE DONATION PROGRAM FOR THE FOOD BANK OF THE HUDSON VALLEY | $20,000 | |
| RIVERKEEPER INC | ||||||||
| 20 SECOR RD | OSSINING | NY | 10562 | NONE | PC | TO SUPPORT POLLUTION INVESTIGATION AND ENFORCEMENT | $90,000 | |
| RURAL & MIGRANT MINISTRY INC | ||||||||
| PO BOX 4757 | POUGHKEEPSIE | NY | 12602 | NONE | PC | TO FUND RURAL YOUTH LEADERSHIP DEVELOPMENT, EDUCATION AND GENERAL PROGRAM DEVELOPMENT | $86,868 | |
| RUTGERS UNIVERSITY | ||||||||
| 3 RUTGERS PLAZA ASB III 2ND FLOOR | NEW BRUNSWICK | NJ | 08901 | NONE | PC | FOR THE STUDY OF SENSORY PROCESSING DISORDER USING NEW ANALYTICS AND WEARABLE SENSING DEVICES | $18,000 | |
| SAFINA CENTER | ||||||||
| SOMAS NASSAU HALL 111 | STONY BROOK | NY | 11794 | NONE | PC | TO FUND THREE FELLOWSHIPS AND BASIC PROGRAM MANAGEMENT AND OUTREACH TO ADVANCE OCEAN CONSERVATION | $50,000 | |
| SCIENTEK-12 FOUNDATION | ||||||||
| 3247 N CHRISTMAS AVE | TUCSON | AZ | 85716 | NONE | PC | TO SUPPORT EDUCATIONAL OUTREACH PROGRAMS TO K-12 STUDENTS IN UNDER-SERVED AND RURAL AREAS IN ARIZONA | $75,000 | |
| SPD FOUNDATION | ||||||||
| 5420 S QUEBEC ST STE 135 | GREENWOOD VILLAGE | CO | 80111 | NONE | PC | TO FURTHER RESEARCH RELATED TO SENSORY PROCESSING DISORDER | $60,000 | |
| THE NATURE CONSERVANCY - ALASKA | ||||||||
| 715 L ST STE 100 | ANCHORAGE | AK | 99501 | NONE | PC | FOR GENERAL SUPPORT OF CONSERVATION EFFORTS IN ALASKA | $80,000 | |
| THE NATURE CONSERVANCY - ARIZONA | ||||||||
| 7600 N 15TH ST STE 100 | PHOENIX | AZ | 85020 | NONE | PC | FOR CAPITAL NEEDS TO IMPROVE ARIZONA PRESERVES AND PROGRAM EFFICIENCY | $70,000 | |
| THE NATURE CONSERVANCY - TENNESSEE | ||||||||
| 210 25TH AVENUE NORTH STE 810 | NASHVILLE | TN | 37203 | NONE | PC | FOR WHITE NOSE SYNDROME RESEARCH AND MITIGATION, AND CAVE AND KARST CONSERVATION EFFORTS IN TENNESSEE | $65,000 | |
| TOHONO CHUL PARK | ||||||||
| 7366 PASEO DEL NORTE | TUCSON | AZ | 85704 | NONE | PC | TO SUPPORT GARDENS, FACILITIES, AND CONSERVATION EDUCATION INITIATIVES | $150,000 | |
| TOHONO CHUL PARK | ||||||||
| 7366 PASEO DEL NORTE | TUCSON | AZ | 85704 | NONE | PC | TO SUPPORT GARDENS AND TO FUND CONSTRUCTION OF THE PARKING EXPANSION/PAVILION PROJECT | $100,000 | |
| TUCSON BOTANICAL GARDENS | ||||||||
| 2150 N ALVERNON WAY | TUCSON | AZ | 85712 | NONE | PC | TO SUPPORT GARDENS, FACILITIES, AND CONSERVATION EDUCATION INITIATIVES | $35,000 | |
| UNION OF CONCERNED SCIENTISTS | ||||||||
| 2 BRATTLE SQUARE | CAMBRIDGE | MA | 02138 | NONE | PC | TO EMPOWER SCIENTISTS AND ENVIRONMENTAL GROUPS TO ADDRESS CHEMICAL SAFETY IN THE HOUSTON AREA | $15,000 | |
| UNIVERSITY OF CALIFORNIA - SAN FRANCISCO | ||||||||
| 1855 FOLSOM ST MCB 425 BOX 0897 | SAN FRANCISCO | CA | 94143 | NONE | PC | TO FURTHER RESEARCH OF ATTENTION IN SENSORY PROCESSING DISORDER | $20,000 | |
| UNIVERSITY OF CALIFORNIA - SAN FRANCISCO | ||||||||
| 1855 FOLSOM ST MCB 425 BOX 0897 | SAN FRANCISCO | CA | 94143 | NONE | PC | TO RESEARCH SENSORY PROCESSING DISORDER AND THE ABILITY TO PREDICT BEHAVIORAL SENSORY FUNCTION | $40,000 | |
| UNIVERSITY OF CALIFORNIA - SAN FRANCISCO | ||||||||
| 1855 FOLSOM ST MCB 425 BOX 0897 | SAN FRANCISCO | CA | 94143 | NONE | PC | TO FURTHER RESEARCH OF SENSORY PROCESSING DISORDER AND PHENOTYPING | $30,000 | |
| UNIVERSITY OF IOWA FOUNDATION | ||||||||
| PO BOX 4550 | IOWA CITY | IA | 52244 | NONE | PC | TO FUND A POSITION AT THE BELIN-BLANK CENTER | $30,000 | |
| UNIVERSITY OF NORTH CAROLINA - CHAPEL HILL | ||||||||
| 104 AIRPORT DRIVE SUITE 2200 CB | CHAPEL HILL | NC | 27599 | NONE | PC | TO SUPPORT THE INHERIT PROGRAM FOR ARCHAEOLOGICAL RESEARCH OF MAYA CULTURAL HERITAGE | $50,000 | 1350 |
| UNIVERSITY OF ROCHESTER | ||||||||
| PO BOX 270140 | ROCHESTER | NY | 14627 | NONE | PC | TO SUPPORT RESEARCH OF CROSS-SENSORY COMMUNICATION AND GATING IN SENSORY PROCESSING DISORDER | $30,000 | |
| UNIVERSITY OF WISCONSIN - MADISON | ||||||||
| 21 N PARK ST STE 6401 | MADISON | WI | 53715 | NONE | PC | TO FURTHER RESEARCH AND PUBLISH RESEARCH OF SENSORY PROCESSING DISORDERS | $9,924 | |
| VANDERBILT UNIVERSITY | ||||||||
| PO BOX 121236 | DALLAS | TX | 75312 | NONE | PC | TO FURTHER RESEARCH RELATED TO SENSORY PROCESSING DISORDER | $19,749 | |
| WAKE FOREST UNIVERSITY OF HEALTH SCIENCES | ||||||||
| MEDICAL CENTER BLVD | WINSTONSALEM | NC | 27157 | NONE | PC | TO FURTHER RESEARCH OF SENSORY PROCESSING DISORDER BY STUDYING DEVELOPMENTAL DISRUPTIONS | $24,999 | |
| WILDCOAST | ||||||||
| 925 SEACOAST DR | IMPERIAL BEACH | CA | 91932 | NONE | PC | TO SUPPORT CONSERVATION OF COASTAL ECOSYSTEMS AND WILDLIFE ON MEXICO'S PACIFIC COASTLINE | $55,000 | |
| WILDLIFE ALLIANCE INC | ||||||||
| 1441 BROADWAY FIFTH FLOOR | NEW YORK | NY | 10018 | NONE | PC | TO SUPPORT ENDING WILDLIFE TRAFFICKING IN SOUTHEAST ASIA | $50,000 | |
| WILDLIFE CONSERVATION SOCIETY | ||||||||
| 2300 SOUTHERN BLVD | BRONX | NY | 10460 | NONE | PC | FOR SUSTAINABLE MANAGEMENT EFFORTS IN THE SOLOMON ISLANDS | $100,000 | |
| YOUTH OUTDOOR EXPERIENCE | ||||||||
| 439 N 6TH AVE 187 | TUCSON | AZ | 85705 | NONE | PC | TO SUPPORT AND IMPLEMENT A STRATEGIC MARKETING FUNDRAISING PLAN | $50,000 | |
| ZOOLOGICAL SOCIETY OF SAN DIEGO | ||||||||
| PO BOX 120551 | SAN DIEGO | CA | 92112 | NONE | PC | TO SUPPORT THE TROPICAL ECOLOGY AND MANAGEMENT FIELD COURSE | $45,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $3,943,040 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,738,003 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $3,541,622 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $5,279,625 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $5,279,625 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $48,600 | Amt |
| Net Investment Income | $14,166 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $34,434 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (40 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| VERIZON COMMUNICATIONS | $265,753 | $261,423 |
| FORD MOTOR CREDIT CO LLC | $255,795 | $250,358 |
| AT&T INC | $279,254 | $275,812 |
| PITNEY BOWES INC | $280,677 | $273,430 |
| TIME WARNER INC | $111,730 | $108,118 |
| AMEGEN INC | $263,027 | $257,292 |
| JP MORGAN CHASE & CO | $274,766 | $270,038 |
| GENERAL MILLS INC | $258,326 | $250,187 |
| CVS HEALTH CORP | $262,571 | $254,390 |
| YUM!BRANDS INC | $255,702 | $221,415 |
| HARLEY-DAVIDSON INC | $257,009 | $251,188 |
| CELGENE CORP | $254,593 | $248,987 |
| 2267 GMAC CAP TRUST I 8.125% TO 2/1/16 FLOATS AFTER | $58,464 | $57,491 |
| 2307 CITIGROUP CAPT XIII 7.875% FIX ED 10/30/15 FLOATS AFTER | $61,513 | $59,959 |
| 1831 KKR FINANCIAL HOLDINGS 8.375 | $48,135 | $48,467 |
| 2166 AVIVA PLC 8.25 | $59,066 | $57,334 |
| 765 AEGON NV 8% | $20,912 | $21,068 |
| 1095 RAYMOND JAMES FINANCIAL | $29,191 | $29,193 |
| 1385 HARTFORD FINL SVC GRP 7.875% TO 4/15/22 FLOATS AFTER | $40,332 | $43,766 |
| 570 AMERICAN FINANCIAL GROUP | $14,999 | $14,854 |
| 1089 AFFILIATED MANAGERS GROUP INC 6.375% | $27,918 | $29,033 |
| 2620 REINSURANCE GROUP AMERICA INC | $71,876 | $76,085 |
| 300 APOLLO INVESTMENT CORP 6.625% | $7,410 | $7,623 |
| 305 SOLOAR CAPITAL LTD 6.75% | $7,227 | $7,588 |
| 865 APOLLO INVESTMENT CORP6.875% | $21,891 | $21,677 |
| 288 SCE TR IV 5.375%-J | $7,268 | $7,822 |
| 570 QWEST CORP | $14,729 | $14,495 |
| 1085 QWEST CORP | $27,365 | $27,841 |
| 1700 QWEST CORP 6.875% | $44,277 | $43,775 |
| 285 AMTRUST FINANCIAL SERVICES INC 7.50% | $7,017 | $7,373 |
| 575 QWEST CORP 6.625% | $14,231 | $14,479 |
| 290 AMERICAN FINANCIAL GROUP | $7,264 | $7,444 |
| 1705 TELEPHONE & DATA SYSTEMS | $42,035 | $43,067 |
| 530 GOLDMAN SACHS GROUP INC NT 6.5% | $13,636 | $13,939 |
| 1070 DTE ENERGY CO SER I | $28,796 | $28,409 |
| 280 UNITED STATE CELLULAR CORP 7.25% | $7,195 | $7,179 |
| 295 UNITED STATES CELLULAR CORP 7.25% | $7,346 | $7,407 |
| 2335 INTEGRYS ENERGY INC 6.00% FXD TO 8/1/23 FLTS THEREAFTER | $58,385 | $60,199 |
| 575 THE SOUTHERN CO 6.25%-A | $14,269 | $15,462 |
| 852 ASSURED GUARNITY MUNI HLDGS INC NT MTY | $21,524 | $21,929 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (146 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 17368 ACCOR S A SPONS ADR NEW | $167,447 | $151,102 |
| 3461 AERCAP HOLDINGS N.V | $167,851 | $149,377 |
| 2714 ARM HOLIDINGS PLC ADS | $123,466 | $122,781 |
| 11167 ATLANTIA SPA UNSPONS ADR | $152,031 | $147,404 |
| 14931 AVIVA PLC ADR | $252,792 | $227,100 |
| 1953 CHINA MOBILE LTD | $113,235 | $110,012 |
| 2153 CME GROUP INC | $201,890 | $195,062 |
| 22588 COMPAGNIE DE ST GOBAIN UNSP | $204,720 | $195,273 |
| 6769 COMPASS GROUP PLC | $110,151 | $119,270 |
| 2102 CTRIP.COM INTL LTD | $77,025 | $97,386 |
| 2138 DELPHI AUTOMOTIVE PLC | $182,246 | $183,291 |
| 22703 DEUTSCHE BOERSE AG UNSPON ADR | $192,294 | $198,651 |
| 9581 EAST JAPAN RY CO ADR | $151,535 | $150,278 |
| 6095 FRESENIUS SE & CO SPN ADR | $107,594 | $108,796 |
| 1247 HDFC BANK LTD ADR | $72,991 | $76,815 |
| 2568 HEINEKEN NV SPN ADR | $103,735 | $109,782 |
| 5475 HONG KONG EXCHANGES & CLEARING | $147,330 | $139,448 |
| 2671 IBERDROLA SA SPON ADR | $75,530 | $75,643 |
| 15371 ING GROEP NV ADR | $204,411 | $206,894 |
| 1692 INTERNATIONAL CONS AIRLS GRP | $73,675 | $75,717 |
| 10282 INTESA SANPAOLO S.P.A ADR | $216,799 | $205,486 |
| 4245 ITV PLC UNSPONS ADR | $151,526 | $172,878 |
| 15300 JAPAN EXCHANGE GROUP INC | $116,160 | $120,411 |
| 1387 KANSAS CY SOUTHN IND NEW | $145,777 | $103,567 |
| 3759 KOREA ELECTRIC POWER CORP ADS | $73,675 | $79,578 |
| 4104 LIBERTY GLOBAL PLC CL A NEW | $170,982 | $173,845 |
| 37631 LLOYDS BANKING GROUP | $173,892 | $164,071 |
| 7619 LONDON STK EXCHANGE GROUP | $74,964 | $78,857 |
| 1215 NATL GRID TRANSCO PLC ADS | $82,225 | $84,491 |
| 1927 NESTLE SPON ADR REP REG SHR | $145,148 | $143,407 |
| 2793 NELSEN HLDGS PLC | $126,749 | $130,154 |
| 7739 NIPPON TELEGRAPH&TELEPHONE ADS | $264,012 | $307,548 |
| 18018 NOKIA CP ADR | $132,672 | $126,486 |
| 1494 NOVARTIS AG ADR | $136,231 | $128,544 |
| 3105 NOVO NORDISK A/S ADR | $109,792 | $180,338 |
| 1907 NXP SEMICONDUCTORS | $182,153 | $160,665 |
| 508 PERRIGO CO LTD | $75,046 | $73,508 |
| 5996 RECKITT BENCKISER PLC SPNS ADR | $112,250 | $112,365 |
| 4211 RENAULT S A ADR | $65,458 | $84,873 |
| 4674 ROCHE HOLDINGS ADR | $163,179 | $161,113 |
| 7290 SONY CORP ADR 1974 NEW | $196,638 | $179,407 |
| 8255 SUEX ENVIRONMENT UNSPON ADR | $72,724 | $78,010 |
| 30025 SUMITOMO MITSUI TR HLDGS INC | $135,455 | $114,245 |
| 18615 TELECOM ITALIA SPA ADS | $234,723 | $235,480 |
| 1811 TOYOTA MOTOR CP ADR NEW | $246,056 | $222,825 |
| 8667 UBS GROUP AG SHS | $178,766 | $167,880 |
| 11457 VINCI SA ADR | $174,927 | $183,827 |
| 4641 VIVENDI SA UNSPON ADR | $113,427 | $99,085 |
| 12000 FIRST TR ISE WTR INDEX FD | $402,328 | $361,320 |
| 27738 FIRST TRUST AMEX BIOTECH | $1,996,450 | $3,134,949 |
| 85218 FIRST TRUST ENERGY INFRASTRU | $1,722,680 | $1,243,335 |
| 25000 SPDR S&P DIVIDEND | $1,358,771 | $1,839,250 |
| 18300 SPDR S&P MIDCAP 400 ETF TRUST | $2,119,110 | $4,648,932 |
| 28710 VANGUARD HEALTH CARE ETF | $2,788,596 | $3,814,985 |
| 22774 VANGUARD RUSSELL 1000 | $1,751,927 | $2,322,948 |
| 8000 VANGUARD S&P SMALL CAP 600 ETF | $838,241 | $793,200 |
| 830 AEGON NV 6.3750% SERIES | $21,239 | $21,397 |
| 1222 AEGON NV SERIES 1 | $25,913 | $29,491 |
| 560 ALLSTATE CORP 6.625%-E | $15,092 | $15,540 |
| 280 ALLSTATE CORP DEP SHS 1/1000 | $7,528 | $7,750 |
| 541 ALLY FINAL 8.5% FXD THEN FLOATS | $14,362 | $13,925 |
| 1055 ARCH CAPTIAL GRP LTD 6.75% | $25,509 | $28,369 |
| 1370 ASPEN INSC HLDGS LTD PERP PFD | $36,016 | $34,524 |
| 820 ASPEN INSURANCE HLDG LTD | $19,971 | $21,148 |
| 1655 BANK OF AMERICA CORP 6.5%-Y | $42,319 | $44,222 |
| 1120 BANK OF AMERICAN 6.625%-W | $27,887 | $29,949 |
| 835 BARCLAYS BK PLC 6.625 SER2 | $20,407 | $21,610 |
| 1090 CAPITAL ONE FINL CORP 6.70%-D | $28,471 | $30,030 |
| 2190 CHS INC | $55,454 | $58,714 |
| 2140 CHS INC | $58,160 | $58,358 |
| 2146 CITIGROUP INC 6.875%-K | $56,403 | $59,788 |
| 515 CITIGRP INC 7.125% | $13,003 | $14,425 |
| 1668 DEUTSCHE BK CONT CAP III 7.60% | $45,066 | $44,102 |
| 1133 DEUTSCHE BK CONT CAP II 6.55% | $30,293 | $29,073 |
| 1025 DEUTSCHE BK CONT CAP TR V 8.05 | $29,410 | $27,839 |
| 550 DIGITAL REALITY TR INC 7% SER-E | $14,859 | $14,207 |
| 1065 DIGITAL REALITY TRUST 7.375%-H | $28,484 | $28,691 |
| 295 ENDURANCE SPECIALTY 6.35%-C | $7,323 | $7,570 |
| 1655 ENDURANCE SPECIALITY HLDG 7.50% | $41,745 | $42,715 |
| 280 EPR PPTYS PRF CONV SER F% | $7,025 | $7,087 |
| 1005 F N B CORP FLA DEP SHS REPSTG | $27,351 | $29,386 |
| 1572 FIFTH THIRD BANCORP 6.625%-I | $40,472 | $45,431 |
| 2716 FIRST NIAGARA FIN GP 8.625%-B | $76,010 | $74,038 |
| 1760 GOLDMAN SACHS GROUP PFD D | $35,274 | $35,904 |
| 1735 GOLDMAN SACHS GRP INC 5.50%-J | $41,454 | $44,919 |
| 1625 GOLDMAN SACHS GRP INC 6.375%-K | $40,927 | $45,159 |
| 635 HSBC USA INC PFD SR F | $13,843 | $14,021 |
| 850 ING GROEP NV 6.375% | $21,463 | $21,913 |
| 840 ING GROEP NV 6.2% SER | $19,709 | $21,420 |
| 575 JP MORGAN CHASE & CO 6.1%-Y | $14,247 | $14,887 |
| 305 JPMORGAN CHASE & CO 6.125%-T | $7,611 | $7,967 |
| 1070 JPMORGAN CHASE & CO 6.70%-T | $28,319 | $29,403 |
| 585 MORGAN STANLEY 6.375%-I | $14,999 | $15,542 |
| 1045 MORGAN STANLEY 6.875%-F | $27,668 | $29,030 |
| 1560 MORGAN STANLEY 7.125%-E | $42,561 | $44,662 |
| 1457 MORGAN STANLEY SER-A | $27,913 | $30,291 |
| 1615 NATIONAL RETAIL PROP 6.625%-D | $40,092 | $42,168 |
| 2120 PARTNERRE LTD 7.25% | $54,810 | $60,568 |
| 3650 PNC FINL P 6.125% FLTS 5/01/22 | $92,825 | $104,207 |
| 1455 PS BUSN PARKS 6.00% SER T | $36,537 | $37,161 |
| 290 RBS CAP FNDG TRUST V 5.9% | $7,135 | $7,116 |
| 885 RBS CAP FNDG TRUST VII 6.08% G | $20,196 | $22,063 |
| 1105 REGENCY CENTERS 6.625% SER 6 | $28,070 | $29,084 |
| 270 REGIONS FINANCIAL CO 6.375%-B | $7,081 | $7,325 |
| 1145 ROYAL BK SCOTLAND GRP 6.125% | $28,465 | $28,671 |
| 1700 ROYAL BK SCOTLAND GRP PLC 6.60 | $40,782 | $43,180 |
| 620 SANTANDER FINANCE PRF SA FLR | $11,241 | $14,117 |
| 1110 STATE ST CO 5.90-D FXD-TO-FLT | $28,380 | $30,725 |
| 510 SYNOVUS FIN CP 7.875 PFD | $14,194 | $14,236 |
| 755 UBS PFD RDG TR IV FLTG RT | $11,618 | $14,705 |
| 1922 US BANCORP 6%-G FLTS 4/15/17 | $52,330 | $51,548 |
| 1770 US BANCORP-F 6.5% FLTS 1/15/22 | $47,582 | $50,834 |
| 570 VALLEY NATL BANCORP SER-A | $14,226 | $15,618 |
| 1180 VEREIT INC PFD SER F | $27,974 | $29,028 |
| 2585 WELLS FARGO & COMPANY 6.625%-R | $70,069 | $74,267 |
| 1775 WELLS FARGO 8% NON-CUM SER J | $50,781 | $49,842 |
| 1415 WINTRUST FINANCIAL CORP | $35,512 | $37,625 |
| 1360 ZIONS BANCORP 6.30% | $35,605 | $35,535 |
| 255 ZIONS BANCORP PFD 7.9% SER F | $7,070 | $6,829 |
| 7050 ALIBABA GROUP HLDG LTD | $578,563 | $572,954 |
| 635 ALPHABET INC CL A | $173,384 | $494,036 |
| 1536 ALPHABET INC CL C | $653,830 | $1,165,640 |
| 1475 AMAZON COM INC | $437,648 | $996,938 |
| 11851 AON PLC SHS CL-A | $581,647 | $1,092,781 |
| 131 ASCENT CAPITAL GROUP A COM | $2,978 | $2,190 |
| 26500 BANK OF AMERICA CORP | $441,595 | $445,995 |
| 7198 BERKLEY W R CORP | $193,225 | $394,090 |
| 12025 BERKSHIRE HATHAWAY CL-B NEW | $1,138,258 | $1,587,781 |
| 21000 CITIGROUP INC NEW | $1,006,869 | $1,086,750 |
| 1650 CONSTELLATION BRANDS INC CL A | $72,741 | $235,026 |
| 6500 DISCOVERY COMMUNICATIONS SER C | $219,784 | $163,930 |
| 11900 DISH NETWORK CLASS A | $556,159 | $680,442 |
| 10300 ECOLAB INC | $429,500 | $1,178,114 |
| 2350 GOLDMAN SACHS GRP INC | $254,523 | $423,540 |
| 7700 JPMORGAN CHASE & CO | $445,119 | $508,431 |
| 35236 LIBERTY GLOBAL PLC CL C NEW | $400,429 | $1,436,572 |
| 1761 LIBERTY GLOBAL PLC LILAC C | $20,224 | $75,723 |
| 27800 MICROSOFT CORP | $780,884 | $1,542,344 |
| 15900 MONELEZ INTL INC COM | $341,429 | $712,956 |
| 18600 MORGAN STANLEY | $271,346 | $591,666 |
| 37100 ORACLE CORP | $1,148,123 | $1,355,263 |
| 3500 PEPSICO INC NC | $416,948 | $649,480 |
| 5400 THERMO FISHER SCIENTIFIC | $241,859 | $765,990 |
| 35000 TWENTY-FIRST CENTURY FOX CL B | $1,031,129 | $953,050 |
| 6733 UNITEDHEALTH GP INC | $204,445 | $792,070 |
| 5925 VALEANT PHARMACEUTIC INTL INC | $778,420 | $602,276 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (20 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 322609.995 JP MORGAN LIMITED DUR BD SEL | AT COST | $3,201,521 | $3,213,196 |
| 358645.730 JP MORGAN STRAT INC OPP SEL | AT COST | $4,264,310 | $3,977,381 |
| 250359.402 LOOMIS SAYLES STRATEGIX INC Y | AT COST | $4,044,960 | $3,417,406 |
| 164555.133 LORD ABBETT FLT RT F | AT COST | $1,561,628 | $1,446,439 |
| 1069760.807 LORD ABBETT SHT BURATION INC F | AT COST | $4,904,430 | $4,610,669 |
| 452134.599 MAINSTAY HI YLD CORP BOND I | AT COST | $2,156,613 | $2,396,313 |
| 97345.628 MATTHEWS ASIA DIVIDEND INV | AT COST | $1,547,650 | $1,495,229 |
| 91576.321 TEMPLETON GLOBAL BD FD ADV | AT COST | $1,206,738 | $1,055,875 |
| 1091.18 ARTISAN FUNDS INC MID CAP VALUE FD INV SHS ARTQX | AT COST | $21,091 | $20,460 |
| 1156.586 ARTISAN FDS INC INTERNAITIONAL FUND INV ARTIX | AT COST | $24,486 | $33,171 |
| 2239.123 DIAMOND HILL LONG-SHORT FUND CL I DHLSX | AT COST | $35,648 | $53,224 |
| 7231.061 DODGE & COX INCOME FD DODIX | AT COST | $94,667 | $96,101 |
| 1516.232 HARRIS ASSOC INVT TR OAKMARK INTL FUND CL I OAKIX | AT COST | $20,943 | $32,387 |
| 722.369 JPMORGAN MID CAP VALUE FUND CL I FLMVX | AT COST | $15,130 | $24,539 |
| 3433.47 ROYCE FUND PENNSYLVANIA MUTUAL FD INVESTMENT CL PENNX | AT COST | $30,037 | $32,034 |
| 1183.392 PIMCO FDS PAC INVT MGMT SER EMERGING MKTS BD RD INSTL CL PEBIX | AT COST | $13,160 | $11,017 |
| 2765.394 PRINICIPAL FUNDS INC PREFERRED SECURITIES INSTAL CLASS PPSIX | AT COST | $27,677 | $27,930 |
| 1037.51 TEMPLETON INCOME TR GLOBAL BD FD ADVISOR CL TGBAX | AT COST | $13,104 | $11,962 |
| 895.639 TWEEDY BROWNE FD INC GLOBAL VALUE FD TBGVX | AT COST | $17,619 | $21,907 |
| 1791.54 VANGUARD GNMA FD CL I VFIIX | AT COST | $18,704 | $19,098 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $207 | LegalFeesAmt |
| Net Investment Income | $104 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $103 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DIVIDEND RECEIVABLE | Desc |
| BOY Book Value | $43,625 | BOYBookValueAmt |
| EOY Book Value | $39,304 | EOYBookValueAmt |
| EOYFMV | $39,304 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BANK SERVICE CHARGES | $211 | $211 | $0 |
| ADR FEES | $3,893 | $3,893 | $0 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | RETURN OF PRIOR YEAR GRANTS | Desc |
| Amt | $1,561 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| SB INVEST CONSULTING FEES | $174,818 | $174,818 | $0 |
| INVESTMENT MANAGEMENT FEES | $260,253 | $260,253 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $32,097 | $32,097 | $0 |
| EXCISE TAXES | $40,000 | $0 | $0 |