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UNIVERSITY OF CHICAGO: Form 990, tax year 2014

View the entire original 990 at ProPublica ↗

Organization
UNIVERSITY OF CHICAGO (EIN 36-2177139)
Tax period
2014-07-01 to 2015-06-30
Filed
2016-05-12
IRS object ID
201631339349302453
Schema version
2014v6.0
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2016-05-12T11:00:50-05:00ReturnTs
Tax Period End2015-06-30TaxPeriodEndDt
Return Type990ReturnTypeCd
Tax Period Begin2014-07-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN362177139EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1UNIVERSITY OF CHICAGOBusinessNameLine1Txt
FieldValueIRS element (for citing)
Business Name ControlUNIVBusinessNameControlTxt
Phone7737029466PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line16054 S DREXEL AVENUE NO 300AddressLine1Txt
CityCHICAGOCityNm
State AbbreviationILStateAbbreviationCd
ZIP60637ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonDAVID L MURPHYPersonNm
Person TitleASSOC VICE PRESIDENT FINANCEPersonTitleTxt
Phone7737029466PhoneNum
Signature2016-05-12SignatureDt
FieldValueIRS element (for citing)
Tax2014TaxYr
Build TS2016-08-17 19:52:53ZBuildTS

Form 990 IRS990

FieldValueIRS element (for citing)
Address ChangeYes (X)AddressChangeInd
Principal OfficerROBERT J ZIMMERPrincipalOfficerNm

US Address USAddress

FieldValueIRS element (for citing)
Address Line15801 S ELLIS AVENUEAddressLine1Txt
CityCHICAGOCityNm
State AbbreviationILStateAbbreviationCd
ZIP60637ZIPCd
FieldValueIRS element (for citing)
Gross Receipts$4,282,090,327GrossReceiptsAmt
Group Return For Affiliates0GroupReturnForAffiliatesInd
Organization501c3Yes (X)Organization501c3Ind
Website AddressWWW.UCHICAGO.EDUWebsiteAddressTxt
Type Of Organization CorpYes (X)TypeOfOrganizationCorpInd
Formation1890FormationYr
Legal Domicile StateILLegalDomicileStateCd
Activity Or MissionTHE MISSION OF THE UNIVERSITY OF CHICAGO HAS BEEN TO SUSTAIN AT THE HIGHEST LEVEL OF EXCELLENCE, THE COMMUNICATION OF KNOWLEDGE, THE CREATION OF KNOWLEDGE AND THE FOSTERING OF A DYNAMIC COMMUNITY OF SCHOLARS AND STUDENTS.ActivityOrMissionDesc
Voting Members Governing Body54VotingMembersGoverningBodyCnt
Voting Members Independent48VotingMembersIndependentCnt
Total Employee25008TotalEmployeeCnt
Total Volunteers14500TotalVolunteersCnt
Total Gross UBI$3,363,887TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm-$2,510,132NetUnrelatedBusTxblIncmAmt
PY Contributions Grants$1,572,513,441PYContributionsGrantsAmt
CY Contributions Grants$1,524,767,840CYContributionsGrantsAmt
PY Program Service Revenue$1,259,804,957PYProgramServiceRevenueAmt
CY Program Service Revenue$1,346,361,123CYProgramServiceRevenueAmt
PY Investment Income$371,514,837PYInvestmentIncomeAmt
CY Investment Income$385,154,537CYInvestmentIncomeAmt
PY Other Revenue$69,447,944PYOtherRevenueAmt
CY Other Revenue$76,793,137CYOtherRevenueAmt
PY Total Revenue$3,273,281,179PYTotalRevenueAmt
CY Total Revenue$3,333,076,637CYTotalRevenueAmt
PY Grants And Similar Paid$362,657,658PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid$386,097,163CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members$0PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members$0CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid$1,714,863,923PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid$1,811,555,742CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns$596,369PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns$543,241CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense$73,460,000CYTotalFundraisingExpenseAmt
PY Other Expenses$1,050,339,290PYOtherExpensesAmt
CY Other Expenses$1,154,070,918CYOtherExpensesAmt
PY Total Expenses$3,128,457,240PYTotalExpensesAmt
CY Total Expenses$3,352,267,064CYTotalExpensesAmt
PY Revenues Less Expenses$144,823,939PYRevenuesLessExpensesAmt
CY Revenues Less Expenses-$19,190,427CYRevenuesLessExpensesAmt
Total Assets BOY$10,388,536,242TotalAssetsBOYAmt
Total Assets EOY$10,868,194,860TotalAssetsEOYAmt
Total Liabilities BOY$3,740,041,242TotalLiabilitiesBOYAmt
Total Liabilities EOY$4,286,577,860TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY$6,648,495,000NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY$6,581,617,000NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part IIIYes (X)InfoInScheduleOPartIIIInd
MissionTHE MISSION OF THE UNIVERSITY OF CHICAGO HAS BEEN TO SUSTAIN AT THE HIGHEST LEVEL OF EXCELLENCE, THE COMMUNICATION OF KNOWLEDGE, THE CREATION OF KNOWLEDGE AND THE FOSTERING OF A DYNAMIC COMMUNITY OF SCHOLARS AND STUDENTS.MissionDesc
Significant New Program Srvc0SignificantNewProgramSrvcInd
Significant Change0SignificantChangeInd
Expense$1,116,758,724ExpenseAmt
Revenue$735,384,649RevenueAmt
DescINSTRUCTION:IN 2014-2015, THE UNIVERSITY ENROLLED 15,312 STUDENTS, OF THAT TOTAL, 5,724 WERE UNDERGRADUATE STUDENTS IN THE COLLEGE (THE UNIVERSITY'S UNDERGRADUATE SCHOOL), 3,590 WERE GRADUATE STUDENTS, 5,342 WERE STUDENTS IN THE UNIVERSITY'S PROFESSIONAL SCHOOLS AND 656 WERE NON-DEGREE STUDENTS.Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

FieldValueIRS element (for citing)
Expense$839,085,285ExpenseAmt
Grant$38,102,653GrantAmt
Revenue$452,037,229RevenueAmt
DescRESEARCH:UNIVERSITY OF CHICAGO FACULTY CROSS TRADITIONAL DISCIPLINARY BOUNDARIES TO TRANSFORM UNDERSTANDINGS IN BUSINESS, ECONOMICS, HISTORY, LAW, LITERATURE, RELIGION, PHYSICS, CHEMISTRY AND BIOLOGY AND MEDICINE, AMONG OTHER FIELDS. IN PURSUIT OF THESE RESEARCH ENDEAVORS, DURING FISCAL YEAR 2014-2015 THE UNIVERSITY WAS AWARDED A TOTAL OF $468.8 MILLION IN RESEARCH FUNDING FROM FEDERAL AGENCIES, NON-FEDERAL GOVERNMENT ENTITIES, CORPORATIONS, FOUNDATIONS AND OTHER SOURCES. THIS FISCAL YEAR $328.9 MILLION WAS EXPENDED FROM FEDERAL GOVERNMENT SPONSORS OF RESEARCH, WITH THE U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES AND THE NATIONAL SCIENCE FOUNDATION PROVIDING THE LARGEST AMOUNTS OF FUNDING. FOUNDATION RESEARCH SPONSORSHIP AWARDS TOTALED $60.7 MILLION, FOLLOWED BY CORPORATE RESEARCH SPONSORSHIP OF $56.3 MILLION. THE UNIVERSITY ALSO CONDUCTS SCIENTIFIC RESEARCH IN COLLABORATION WITH ARGONNE NATIONAL LABORATORY, OWNED BY THE UNITED STATES GOVERNMENT AND OPERATED BY THE UNIVERSITY THROUGH A DISREGARDED ENTITY, UNDER THE TERMS OF A COST REIMBURSEMENT CONTRACT WITH THE U.S. DEPARTMENT OF ENERGY. ARGONNE IS A MULTI-PURPOSE SCIENCE LABORATORY WITH A $731.0 MILLION ANNUAL BUDGET AND APPROXIMATELY 3800 EMPLOYEES. PROGRAM SERVICE RESEARCH EXPENDITURES WERE $528.7 MILLION AND ARE INCLUDED IN THE RESEARCH PROGRAM SERVICE EXPENSE AMOUNT, AS IS REQUIRED FOR A DISREGARDED ENTITY.IN ADDITION, FERMI RESEARCH ALLIANCE, LLC, AN ENTITY JOINTLY OWNED BY THE UNIVERSITY AND UNIVERSITIES RESEARCH ASSOCIATION INC., OPERATES FERMI NATIONAL ACCELERATOR LABORATORY ("FERMILAB") FOR THE U.S. DEPARTMENT OF ENERGY. FERMILAB IS THE NATION'S PREEMINENT CENTER FOR HIGH-ENERGY PHYSICS AND AN INTERNATIONAL CENTER FOR SCIENTIFIC RESEARCH IN ELEMENTARY PARTICLE PHYSICS AND ASTROPHYSICS. FERMILAB HAS A $373 MILLION ANNUAL BUDGET AND APPROXIMATELY 1780 EMPLOYEES.Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

FieldValueIRS element (for citing)
Expense$347,151,850ExpenseAmt
Grant$347,151,850GrantAmt
DescSCHOLARSHIPS & FELLOWSHIPS:THE UNIVERSITY IS A NEED BLIND INSTITUTION WITH AN EXTENSIVE FINANCIAL AID PROGRAM WHICH IS DESIGNED TO ENABLE THE MOST QUALIFIED STUDENTS TO ATTEND THE UNIVERSITY REGARDLESS OF THEIR FINANCIAL CIRCUMSTANCES. FOR THE 2014-2015 ACADEMIC YEAR, APPROXIMATELY 60 PERCENT OF ALL STUDENTS IN THE COLLEGE RECEIVED FINANCIAL AID IN THE FORM OF GRANTS AND SCHOLARSHIPS. UNIVERSITY-WIDE EXPENDITURES FOR SCHOLARSHIPS AND FELLOWSHIPS AMOUNTED TO $347.1 MILLION. OF THIS AMOUNT, APPROXIMATELY $263.2 MILLION WAS PROVIDED FROM UNRESTRICTED FUNDS; THE REMAINING $83.9 MILLION CAME FROM RESTRICTED SOURCES. APPROXIMATELY 20% OF STUDENTS IN THE COLLEGE (THE UNIVERSITY'S UNDERGRADUATE COLLEGE) CURRENTLY RECEIVE ODYSSEY SCHOLARSHIPS. THE ODYSSEY SCHOLARSHIPS PROVIDE INCREASED ACCESS FOR LOW-INCOME AND MODERATE-INCOME STUDENTS BY ELIMINATING LOANS FOR THOSE WITH FAMILY INCOME BELOW $90,000, PROVIDING FUNDS FOR OTHER EDUCATIONAL OPPORTUNITIES LIKE STUDY ABROAD, AND PROVIDING A PAID INTERNSHIP AFTER THE STUDENT'S FIRST YEAR IN THE COLLEGE.IN OCTOBER 2014, THE UNIVERSITY LAUNCHED THE NO BARRIERS PROGRAM TO ELIMINATE THE STUDENT LOAN REQUIREMENT FROM ALL UNDERGRADUATE, NEED-BASED FINANCIAL AID PACKAGES. THE LOANS WERE REPLACED BY THE UNIVERSITY WITH DIRECT GRANTS.THE UNIVERSITY EXPANDED ITS GRADUATE AID INITIATIVE, A PROGRAM THAT INVESTS APPROXIMATELY $310,000 IN THE EDUCATION OF EACH PH.D. STUDENT IN THE HUMANITIES, SOCIAL SCIENCES AND DIVINITY SCHOOL. THESE PROGRAMS ARE IN ADDITION TO THE UNIVERSITY'S LONGSTANDING COMMITMENT TO FINANCIAL ASSISTANCE FOR STUDENTS.Desc

Prog Srvc Accom Acty Other ProgSrvcAccomActyOtherGrp

FieldValueIRS element (for citing)
Expense$510,852,821ExpenseAmt
Grant$842,660GrantAmt
Revenue$158,939,245RevenueAmt
DescTHE OTHER PROGRAM SERVICES THAT SUPPORT THE MISSION OF INSTRUCTION AND RESEARCH ARE:AUXILIARY ENTERPRISESLIBRARYOTHER STUDENT SERVICESINFORMATION SERVICESOPERATION AND MAINTENANCE OF PLANTDesc
FieldValueIRS element (for citing)
Total Other Prog Srvc Expense$510,852,821TotalOtherProgSrvcExpenseAmt
Total Other Prog Srvc Grant$842,660TotalOtherProgSrvcGrantAmt
Total Other Prog Srvc Revenue$158,939,245TotalOtherProgSrvcRevenueAmt
Total Program Service Expenses$2,813,848,680TotalProgramServiceExpensesAmt
Described In Section501c3Yes (1)DescribedInSection501c3Ind
Schedule B RequiredYes (1)ScheduleBRequiredInd
Political Campaign Acty0PoliticalCampaignActyInd
Lobbying ActivitiesYes (1)LobbyingActivitiesInd
Subject To Proxy Tax0SubjectToProxyTaxInd
Donor Advised Fund0DonorAdvisedFundInd
Conservation Easements0ConservationEasementsInd
Collections Of ArtYes (1)CollectionsOfArtInd
Credit Counseling0CreditCounselingInd
Temp Or Permanent EndowmentsYes (1)TempOrPermanentEndowmentsInd
Report Land Building EquipmentYes (1)ReportLandBuildingEquipmentInd
Report Investments Other SecYes (1)ReportInvestmentsOtherSecInd
Report Program Related Invst0ReportProgramRelatedInvstInd
Report Other Assets0ReportOtherAssetsInd
Report Other LiabilitiesYes (1)ReportOtherLiabilitiesInd
Include FIN48 FootnoteYes (1)IncludeFIN48FootnoteInd
Independent Audit Fincl StmtYes (1)IndependentAuditFinclStmtInd
Consolidated Audit Fincl StmtYes (1)ConsolidatedAuditFinclStmtInd
School OperatingYes (1)SchoolOperatingInd
Foreign OfficeYes (1)ForeignOfficeInd
Foreign ActivitiesYes (1)ForeignActivitiesInd
More Than5000 K To OrgYes (1)MoreThan5000KToOrgInd
More Than5000 K To IndividualsYes (1)MoreThan5000KToIndividualsInd
Professional FundraisingYes (1)ProfessionalFundraisingInd
Fundraising ActivitiesYes (1)FundraisingActivitiesInd
Gaming Activities0GamingActivitiesInd
Operate Hospital0OperateHospitalInd
Grants To OrganizationsYes (1)GrantsToOrganizationsInd
Grants To IndividualsYes (1)GrantsToIndividualsInd
Schedule J RequiredYes (1)ScheduleJRequiredInd
Tax Exempt BondsYes (1)TaxExemptBondsInd
Invest Tax Exempt Bonds0InvestTaxExemptBondsInd
Escrow Account0EscrowAccountInd
On Behalf Of Issuer0OnBehalfOfIssuerInd
Engaged In Excess Benefit Trans0EngagedInExcessBenefitTransInd
PY Excess Benefit Trans0PYExcessBenefitTransInd
Loan OutstandingYes (1)LoanOutstandingInd
Grant To Related Person0GrantToRelatedPersonInd
Business Rln With Org Mem0BusinessRlnWithOrgMemInd
Business Rln With Fam MemYes (1)BusinessRlnWithFamMemInd
Business Rln With Officer EntYes (1)BusinessRlnWithOfficerEntInd
Deductible Non Cash ContriYes (1)DeductibleNonCashContriInd
Deductible Art ContributionYes (1)DeductibleArtContributionInd
Terminate Operations0TerminateOperationsInd
Partial Liquidation0PartialLiquidationInd
Disregarded EntityYes (1)DisregardedEntityInd
Related EntityYes (1)RelatedEntityInd
Related Organization Ctrl EntYes (1)RelatedOrganizationCtrlEntInd
Transaction With Control EntYes (1)TransactionWithControlEntInd
Trnsfr Exmpt Non Chrtbl Rltd OrgYes (1)TrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted Prtshp0ActivitiesConductedPrtshpInd
Schedule O RequiredYes (1)ScheduleORequiredInd
Info In Schedule O Part VYes (X)InfoInScheduleOPartVInd
IRP Document24648IRPDocumentCnt
IRP Document W2 G0IRPDocumentW2GCnt
Backup Wthld ComplianceYes (1)BackupWthldComplianceInd
Employee25008EmployeeCnt
Employment Tax Returns FiledYes (1)EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over LimitYes (1)UnrelatedBusIncmOverLimitInd
Form990 T FiledYes (1)Form990TFiledInd
Foreign Financial AccountYes (1)ForeignFinancialAccountInd
Foreign CountryASForeignCountryCd
Foreign CountryBGForeignCountryCd
Foreign CountryBRForeignCountryCd
Foreign CountryCHForeignCountryCd
Foreign CountryHRForeignCountryCd
Foreign CountryDAForeignCountryCd
Foreign CountryEGForeignCountryCd
Foreign CountryFIForeignCountryCd
Foreign CountryFRForeignCountryCd
Foreign CountryGMForeignCountryCd
Foreign CountryHKForeignCountryCd
Foreign CountryINForeignCountryCd
Foreign CountryIDForeignCountryCd
Foreign CountryITForeignCountryCd
Foreign CountryMYForeignCountryCd
Foreign CountryUKForeignCountryCd
Foreign CountrySNForeignCountryCd
Foreign CountryPOForeignCountryCd
Foreign CountryRPForeignCountryCd
Foreign CountryNLForeignCountryCd
Foreign CountryMXForeignCountryCd
Foreign CountryTWForeignCountryCd
Foreign CountrySZForeignCountryCd
Foreign CountrySWForeignCountryCd
Foreign CountryTHForeignCountryCd
Foreign CountryAUForeignCountryCd
Foreign CountryBEForeignCountryCd
Prohibited Tax Shelter Trans0ProhibitedTaxShelterTransInd
Taxable Party Notification0TaxablePartyNotificationInd
Nondeductible ContributionsYes (1)NondeductibleContributionsInd
Nondeductible Contri DisclYes (1)NondeductibleContriDisclInd
Quid Pro Quo ContributionsYes (1)QuidProQuoContributionsInd
Quid Pro Quo Contri DisclYes (1)QuidProQuoContriDisclInd
Form8282 Property Disposed Of0Form8282PropertyDisposedOfInd
Indoor Tanning Services0IndoorTanningServicesInd
Info In Schedule O Part VIYes (X)InfoInScheduleOPartVIInd
Governing Body Voting Members54GoverningBodyVotingMembersCnt
Independent Voting Member48IndependentVotingMemberCnt
Family Or Business RlnYes (1)FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties0DelegationOfMgmtDutiesInd
Change To Org Documents0ChangeToOrgDocumentsInd
Material Diversion Or Misuse0MaterialDiversionOrMisuseInd
Members Or Stockholders0MembersOrStockholdersInd
Election Of Board Members0ElectionOfBoardMembersInd
Decisions Subject To Approva0DecisionsSubjectToApprovaInd
Minutes Of Governing BodyYes (1)MinutesOfGoverningBodyInd
Minutes Of CommitteesYes (1)MinutesOfCommitteesInd
Officer Mailing Address0OfficerMailingAddressInd
Local Chapters0LocalChaptersInd
Form990 Provided To Gvrn BodyYes (1)Form990ProvidedToGvrnBodyInd
Conflict Of Interest PolicyYes (1)ConflictOfInterestPolicyInd
Annual Disclosure Covered PrsnYes (1)AnnualDisclosureCoveredPrsnInd
Regular Monitoring EnfrcYes (1)RegularMonitoringEnfrcInd
Whistleblower PolicyYes (1)WhistleblowerPolicyInd
Document Retention PolicyYes (1)DocumentRetentionPolicyInd
Compensation Process CEOYes (1)CompensationProcessCEOInd
Compensation Process OtherYes (1)CompensationProcessOtherInd
Investment In Joint Venture0InvestmentInJointVentureInd
States Where Copy Of Return Is FldAKStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldARStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldORStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldOKStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldWAStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldMAStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldNHStatesWhereCopyOfReturnIsFldCd
Upon RequestYes (X)UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1DAVID MURPHYBusinessNameLine1Txt
FieldValueIRS element (for citing)
Phone7737029466PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line16054 S DREXEL AVENUEAddressLine1Txt
CityCHICAGOCityNm
State AbbreviationILStateAbbreviationCd
ZIP60637ZIPCd

Form990 Part VII Section A Form990PartVIISectionAGrp (82 entries)

TitleTitleTxtAverage Hours Per WeekAverageHoursPerWeekRtIndividual Trustee Or DirectorIndividualTrusteeOrDirectorIndReportable Comp From OrgReportableCompFromOrgAmtReportable Comp From Rltd OrgReportableCompFromRltdOrgAmtOther CompensationOtherCompensationAmtAverage Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRtOfficerOfficerIndHighest Compensated EmployeeHighestCompensatedEmployeeIndFormer Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd
ANDREW M ALPER
CHAIR OF THE BOARD18.00Yes (X)$0$0$0
SEKHAR BAHADUR
TRUSTEE2.00Yes (X)$0$0$0
DAVID G BOOTH
TRUSTEE2.00Yes (X)$0$0$0
DAVID B BROOKS
TRUSTEE2.00Yes (X)$0$0$0
DEBRA A CAFARO
TRUSTEE2.00Yes (X)$0$0$0
THOMAS A COLE
TRUSTEE2.00Yes (X)$0$0$0
E DAVID COOLIDGE III
TRUSTEE2.00Yes (X)$0$0$0
JAMES S CROWN
TRUSTEE2.00Yes (X)$0$0$0
KATHARINE P DARROW
TRUSTEE2.00Yes (X)$0$0$0
DANIEL L DOCTOROFF
TRUSTEE2.00Yes (X)$0$0$0
BRADY W DOUGAN
TRUSTEE2.00Yes (X)$0$0$0
CRAIG J DUCHOSSOIS
TRUSTEE2.00Yes (X)$0$0$0
JOHN A EDWARDSON
TRUSTEE2.00Yes (X)$0$0$0
JAMES S FRANK
TRUSTEE2.00Yes (X)$0$0$0
JACK W FULLER
TRUSTEE2.00Yes (X)$0$0$0
TIMOTHY M GEORGE
TRUSTEE2.00Yes (X)$0$0$0
RODNEY L GOLDSTEIN
TRUSTEE2.00Yes (X)$0$0$0
MARY LOUISE GORNO
TRUSTEE2.00Yes (X)$0$0$0
KATHRYN C GOULD
TRUSTEE2.00Yes (X)$0$0$0
KENNETH C GRIFFIN
TRUSTEE2.00Yes (X)$0$0$0
SANFORD J GROSSMAN
TRUSTEE2.00Yes (X)$0$0$0
KING W HARRIS
TRUSTEE2.00Yes (X)$0$0$0
KENNETH M JACOBS
TRUSTEE2.00Yes (X)$0$0$0
KAREN L KATEN
TRUSTEE2.00Yes (X)$0$0$0
DENNIS J KELLER
TRUSTEE2.00Yes (X)$0$0$0
STEVEN A KERSTEN
TRUSTEE2.00Yes (X)$0$0$0
JAMES M KILTS
TRUSTEE2.00Yes (X)$0$0$0
MICHAEL J KLINGENSMITH
TRUSTEE2.00Yes (X)$0$0$0
MICHAEL L KLOWDEN
TRUSTEE2.00Yes (X)$0$0$0
RACHEL D KOHLER
TRUSTEE2.00Yes (X)$0$0$0
ROBERT W LANE
TRUSTEE2.00Yes (X)$0$0$0
CHARLES ASHBY LEWIS
TRUSTEE2.00Yes (X)$0$0$0
JOHN LIEW
TRUSTEE2.00Yes (X)$0$0$0
PETER W MAY
TRUSTEE2.00Yes (X)$0$0$0
JOSEPH NEUBAUER
VICE CHAIR OF THE BOARD18.00Yes (X)$0$0$0
EMILY NICKLIN
TRUSTEE2.00Yes (X)$0$0$0
MICHAEL P POLSKY
TRUSTEE2.00Yes (X)$0$0$0
MYRTLE S POTTER
TRUSTEE2.00Yes (X)$0$0$0
THOMAS J PRITZKER
TRUSTEE2.00Yes (X)$0$0$0
JOHN W ROGERS JR
TRUSTEE2.00Yes (X)$0$0$0
EMMANUEL ROMAN
TRUSTEE2.00Yes (X)$0$0$0
ANDREW M ROSENFIELD
TRUSTEE2.00Yes (X)$0$0$0
DAVID M RUBENSTEIN
TRUSTEE2.00Yes (X)$0$0$0
ALVARO J SAIEH
TRUSTEE2.00Yes (X)$0$0$0
NASSEF O SAWIRIS
TRUSTEE2.00Yes (X)$0$0$0
STEVE G STEVANOVICH
TRUSTEE2.00Yes (X)$0$0$0
ELIZABETH M THOMPSON
TRUSTEE2.00Yes (X)$0$0$0
MARY A TOLAN
TRUSTEE2.00Yes (X)$0$0$0
BYRON D TROTT
TRUSTEE2.00Yes (X)$0$0$0
MARSHALL I WAIS
TRUSTEE2.00Yes (X)$0$0$0
GREGORY W WENDT
TRUSTEE2.00Yes (X)$0$0$0
DONALD R WILSON JR
TRUSTEE2.00Yes (X)$0$0$0
PAULA WOLFF
TRUSTEE2.00Yes (X)$0$0$0
PAUL G YOVOVICH
VICE CHAIR OF THE BOARD18.00Yes (X)$0$0$0
FRANCIS TF YUEN
TRUSTEE2.00Yes (X)$0$0$0
ROBERT J ZIMMER
PRESIDENT40.00Yes (X)$1,913,283$0$675,20616.00
THOMAS F ROSENBAUM
PROVOST40.00$331,675$0$43,83913.00Yes (X)
ERIC ISAACS
PROVOST40.00$667,985$0$97,48412.00Yes (X)
NIMALAN CHINNIAH
EXEC. VP FOR ADMIN & CFO40.00$1,119,761$0$42,80611.00Yes (X)
ROWAN MIRANDA
VP FOR OPERATIONS & CFO40.00$506,330$0$42,76810.00Yes (X)
KAREN WARREN COLEMAN
VP CAMPUS AND STUD. LIFE40.00$300,552$0$40,999Yes (X)
DEREK DOUGLAS
VP CIVIC ENGAGEMENT40.00$424,866$0$67,8408.00Yes (X)
DAVID B FITHIAN
EXECUTIVE VICE PRESIDENT40.00$494,443$0$35,5055.00Yes (X)
DAVID A GREENE
EXECUTIVE VICE PRESIDENT40.00$354,327$0$45,0412.00Yes (X)
BETH A HARRIS
VP & GENERAL COUNSEL40.00$454,743$0$76,08212.00Yes (X)
KIMBERLY TAYLOR
VP & GENERAL COUNSEL40.00$326,678$0$47,91210.00Yes (X)
RICHARD IORIO
VP & CHIEF HUMAN RESOURCE OFC.40.00$676,602$0$79,874Yes (X)
DONALD H LEVY
VP FOR RESEARCH40.00$410,267$0$34,1949.00Yes (X)
KENNETH MANOTTI
VP ALUMNI RELATIONS & DEVL.40.00$560,783$0$34,180Yes (X)
JAMES G NONDORF
VP ENROLL. & STUDENT ADV.40.00$513,159$0$29,928Yes (X)
JULIE PETERSON
VP COMMUNICATIONS40.00$418,669$0$46,709Yes (X)
KENNETH S POLONSKY
EXEC. VP MEDICAL AFFAIRS40.00$1,950,481$0$253,89021.00Yes (X)
DARREN REISBERG
SECRETARY OF THE UNIVERSITY40.00$241,580$0$29,769Yes (X)
MARK A SCHMID
VP AND CHIEF INVEST. OFFICER40.00$1,990,763$0$777,111Yes (X)
IAN SOLOMON
VP GLOBAL ENGAGEMENT40.00$388,065$0$67,6341.00Yes (X)
MICHAEL EDLESON
INVESTMENT CHIEF RISK OFFICER40.00$1,174,320$0$416,879Yes (X)
PATRICK O'HARA
CHIEF OPERATING OFFICER40.00$1,068,750$0$356,436Yes (X)
VALLUVAN JEEVANANDAM
CHIEF CARDIAC & THORACIC SURG.40.00$1,359,415$0$44,384Yes (X)
JOANNA RUPP
MANAGING DIRECTOR - PRIV. EQUITY40.00$1,121,350$0$408,008Yes (X)
ARIEH SHALHAV
PROFESSOR & CHIEF40.00$1,124,206$0$29,044Yes (X)
EVERETT VOKES
CHAIRMAN OF MEDICINE40.00$913,092$0$48,857Yes (X)
SUNIL P KUMAR
DEAN OF BOOTH SCH. OF BUS.40.00$613,274$0$43,796Yes (X)
FieldValueIRS element (for citing)
Total Reportable Comp From Org$21,419,419TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org$0TotReportableCompRltdOrgAmt
Total Other Compensation$3,916,175TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K3829IndivRcvdGreaterThan100KCnt
Former Ofcr Employees ListedYes (1)FormerOfcrEmployeesListedInd
Total Comp Greater Than150 KYes (1)TotalCompGreaterThan150KInd
Compensation From Other Srcs0CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1TxtCityContractorAddress/USAddress/CityNmState AbbreviationContractorAddress/USAddress/StateAbbreviationCdZIPContractorAddress/USAddress/ZIPCdServicesServicesDescCompensationCompensationAmt
W E O'NEIL CONSTRUCTION CO
1245 W WASHINGTON BLVDCHICAGOIL60607CONSTRUCTION AND RELATED SERVICES$74,401,930
LEND LEASE US
1 NORTH WACKER DRIVECHICAGOIL60606CONSTRUCTION AND RELATED SERVICES$52,755,483
TURNER CONSTRUCTION CO
55 EAST MONROE STREETCHICAGOIL60603CONSTRUCTION AND RELATED SERVICES$43,530,356
MORTENSON CONSTRUCTION
25 NORTHWEST POINT BLVDELK GROVE VILLAGEIL60007CONSTRUCTION AND RELATED SERVICES$25,581,389
ARAMARK SERVICES
1101 MARKET STREETPHILADELPHIAPA19107FOOD SERVICE MANAGEMENT$15,574,663
FieldValueIRS element (for citing)
Cntrct Rcvd Greater Than100 K1031CntrctRcvdGreaterThan100KCnt
Fundraising$1,387,942FundraisingAmt
Related Organizations$71,750,000RelatedOrganizationsAmt
Government Grants$1,008,760,326GovernmentGrantsAmt
All Other Contributions$442,869,572AllOtherContributionsAmt
Noncash Contributions$61,916,680NoncashContributionsAmt
Total Contributions$1,524,767,840TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (5 entries)

DescDescBusinessBusinessCdTotal Revenue ColumnTotalRevenueColumnAmtRelated Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
TUITION & FEES611310$735,384,649$735,384,649
SALES & SERVICES EDUC900099$412,954,245$412,954,245
SALES & SERVICES AUX E611710$154,588,878$154,588,878
ARGONNE- OTHER541990$39,082,984$39,082,984
FEES FROM GOVT AGENCIE900099$4,350,367$4,350,367
FieldValueIRS element (for citing)
Total Program Service Revenue$1,346,361,123TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

FieldValueIRS element (for citing)
Total Revenue Column$74,960,383TotalRevenueColumnAmt
Unrelated Business Revenue-$3,862,751UnrelatedBusinessRevenueAmt
Exclusion$78,823,134ExclusionAmt

Incm From Invest Bond Proceeds IncmFromInvestBondProceedsGrp

FieldValueIRS element (for citing)
Total Revenue Column$3,839TotalRevenueColumnAmt
Exclusion$3,839ExclusionAmt

Royalties Revenue RoyaltiesRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$10,668,363TotalRevenueColumnAmt
Exclusion$10,668,363ExclusionAmt

Gross Rents GrossRentsGrp

FieldValueIRS element (for citing)
Real$7,721,706RealAmt

Less Rental Expenses LessRentalExpensesGrp

FieldValueIRS element (for citing)
Real$0RealAmt

Rental Income Or Loss RentalIncomeOrLossGrp

FieldValueIRS element (for citing)
Real$7,721,706RealAmt

Net Rental Income Or Loss NetRentalIncomeOrLossGrp

FieldValueIRS element (for citing)
Total Revenue Column$7,721,706TotalRevenueColumnAmt
Exclusion$7,721,706ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

FieldValueIRS element (for citing)
Securities$1,246,586,783SecuritiesAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

FieldValueIRS element (for citing)
Securities$931,796,033SecuritiesAmt
Other$4,600,435OtherAmt

Gain Or Loss GainOrLossGrp

FieldValueIRS element (for citing)
Securities$314,790,750SecuritiesAmt
Other-$4,600,435OtherAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

FieldValueIRS element (for citing)
Total Revenue Column$310,190,315TotalRevenueColumnAmt
Exclusion$310,190,315ExclusionAmt
FieldValueIRS element (for citing)
Fundraising Gross Income$357,262FundraisingGrossIncomeAmt
Contri Rpt Fundraising Event$1,387,942ContriRptFundraisingEventAmt
Fundraising Direct Expenses$585,172FundraisingDirectExpensesAmt

Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp

FieldValueIRS element (for citing)
Total Revenue Column-$227,910TotalRevenueColumnAmt
Exclusion-$227,910ExclusionAmt
FieldValueIRS element (for citing)
Gross Sales Of Inventory$53,327,099GrossSalesOfInventoryAmt
Cost Of Goods Sold$12,032,050CostOfGoodsSoldAmt

Net Income Or Loss NetIncomeOrLossGrp

FieldValueIRS element (for citing)
Total Revenue Column$41,295,049TotalRevenueColumnAmt
Related Or Exempt Func Income$41,295,049RelatedOrExemptFuncIncomeAmt

Other Revenue Misc OtherRevenueMiscGrp (3 entries)

DescDescBusinessBusinessCdTotal Revenue ColumnTotalRevenueColumnAmtUnrelated Business RevenueUnrelatedBusinessRevenueAmtRelated Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
CONFERENCES & CATERING722320$6,169,619$6,169,619
ACTUARIAL ADJUSTMENT900099$2,692,929$2,692,929
ADVERTISING541800$88,093$88,093

Miscellaneous Revenue MiscellaneousRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$8,385,288TotalRevenueColumnAmt
Related Or Exempt Func Income$7,416,362RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue$968,926UnrelatedBusinessRevenueAmt
FieldValueIRS element (for citing)
Other Revenue Total$17,335,929OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$3,333,076,637TotalRevenueColumnAmt
Related Or Exempt Func Income$1,397,765,463RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue$3,363,887UnrelatedBusinessRevenueAmt
Exclusion$407,179,447ExclusionAmt

Grants To Domestic Orgs GrantsToDomesticOrgsGrp

FieldValueIRS element (for citing)
Total$33,649,191TotalAmt
Program Services$33,649,191ProgramServicesAmt

Grants To Domestic Individuals GrantsToDomesticIndividualsGrp

FieldValueIRS element (for citing)
Total$342,947,615TotalAmt
Program Services$342,947,615ProgramServicesAmt

Foreign Grants ForeignGrantsGrp

FieldValueIRS element (for citing)
Total$9,500,357TotalAmt
Program Services$9,500,357ProgramServicesAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

FieldValueIRS element (for citing)
Total$15,306,500TotalAmt
Management And General$14,728,496ManagementAndGeneralAmt
Fundraising$578,004FundraisingAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

FieldValueIRS element (for citing)
Total$1,385,712,319TotalAmt
Program Services$1,154,565,952ProgramServicesAmt
Management And General$195,752,633ManagementAndGeneralAmt
Fundraising$35,393,734FundraisingAmt

Pension Plan Contributions PensionPlanContributionsGrp

FieldValueIRS element (for citing)
Total$75,158,462TotalAmt
Program Services$60,810,361ProgramServicesAmt
Management And General$11,615,077ManagementAndGeneralAmt
Fundraising$2,733,024FundraisingAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

FieldValueIRS element (for citing)
Total$248,417,027TotalAmt
Program Services$201,226,703ProgramServicesAmt
Management And General$36,670,550ManagementAndGeneralAmt
Fundraising$10,519,774FundraisingAmt

Payroll Taxes PayrollTaxesGrp

FieldValueIRS element (for citing)
Total$86,961,434TotalAmt
Program Services$70,816,947ProgramServicesAmt
Management And General$12,708,156ManagementAndGeneralAmt
Fundraising$3,436,331FundraisingAmt

Fees For Services Management FeesForServicesManagementGrp

FieldValueIRS element (for citing)
Total$49,257,920TotalAmt
Program Services$42,606,978ProgramServicesAmt
Management And General$4,543,906ManagementAndGeneralAmt
Fundraising$2,107,036FundraisingAmt

Fees For Services Legal FeesForServicesLegalGrp

FieldValueIRS element (for citing)
Total$5,002,995TotalAmt
Program Services$13,440ProgramServicesAmt
Management And General$4,989,555ManagementAndGeneralAmt

Fees For Services Accounting FeesForServicesAccountingGrp

FieldValueIRS element (for citing)
Total$766,159TotalAmt
Management And General$766,159ManagementAndGeneralAmt

Fees For Services Lobbying FeesForServicesLobbyingGrp

FieldValueIRS element (for citing)
Total$326,702TotalAmt
Management And General$326,702ManagementAndGeneralAmt

Fees For Services Prof Fundraising FeesForServicesProfFundraising

FieldValueIRS element (for citing)
Total$543,241TotalAmt
Fundraising$543,241FundraisingAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

FieldValueIRS element (for citing)
Total$7,547,982TotalAmt
Program Services$7,547,982ProgramServicesAmt

Fees For Services Other FeesForServicesOtherGrp

FieldValueIRS element (for citing)
Total$82,879,975TotalAmt
Program Services$67,284,218ProgramServicesAmt
Management And General$15,595,757ManagementAndGeneralAmt

Advertising AdvertisingGrp

FieldValueIRS element (for citing)
Total$7,747,516TotalAmt
Program Services$7,676,976ProgramServicesAmt
Management And General$70,540ManagementAndGeneralAmt

Office Expenses OfficeExpensesGrp

FieldValueIRS element (for citing)
Total$179,723,219TotalAmt
Program Services$139,358,413ProgramServicesAmt
Management And General$34,391,308ManagementAndGeneralAmt
Fundraising$5,973,498FundraisingAmt

Information Technology InformationTechnologyGrp

FieldValueIRS element (for citing)
Total$34,781,823TotalAmt
Program Services$22,887,385ProgramServicesAmt
Management And General$11,247,174ManagementAndGeneralAmt
Fundraising$647,264FundraisingAmt

Royalties RoyaltiesGrp

FieldValueIRS element (for citing)
Total$4,092,862TotalAmt
Program Services$4,064,695ProgramServicesAmt
Management And General$28,167ManagementAndGeneralAmt

Occupancy OccupancyGrp

FieldValueIRS element (for citing)
Total$96,279,447TotalAmt
Program Services$87,848,788ProgramServicesAmt
Management And General$6,930,553ManagementAndGeneralAmt
Fundraising$1,500,106FundraisingAmt

Travel TravelGrp

FieldValueIRS element (for citing)
Total$53,758,090TotalAmt
Program Services$45,430,876ProgramServicesAmt
Management And General$6,574,876ManagementAndGeneralAmt
Fundraising$1,752,338FundraisingAmt

Conferences Meetings ConferencesMeetingsGrp

FieldValueIRS element (for citing)
Total$42,944,081TotalAmt
Program Services$36,134,824ProgramServicesAmt
Management And General$5,074,184ManagementAndGeneralAmt
Fundraising$1,735,073FundraisingAmt

Interest InterestGrp

FieldValueIRS element (for citing)
Total$98,071,326TotalAmt
Program Services$98,071,326ProgramServicesAmt

Depreciation Depletion DepreciationDepletionGrp

FieldValueIRS element (for citing)
Total$168,774,145TotalAmt
Program Services$168,763,445ProgramServicesAmt
Management And General$10,700ManagementAndGeneralAmt

Insurance InsuranceGrp

FieldValueIRS element (for citing)
Total$20,922,682TotalAmt
Program Services$18,327,352ProgramServicesAmt
Management And General$2,573,124ManagementAndGeneralAmt
Fundraising$22,206FundraisingAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDescTotalTotalAmtProgram ServicesProgramServicesAmtManagement And GeneralManagementAndGeneralAmtFundraisingFundraisingAmt
EQUIPMENT RENTAL AND MA$68,049,142$62,943,529$3,410,341$1,695,272
SUPPORT SERVICES$60,022,828$52,066,766$5,314,324$2,641,738
ACTUARIAL ADJUSTMENTS$29,292,194$29,292,194
ALTERATIONS AND REPAIRS$27,932,436$23,150,556$3,697,479$1,084,401

All Other Expenses AllOtherExpensesGrp

FieldValueIRS element (for citing)
Total$115,897,394TotalAmt
Program Services$26,861,811ProgramServicesAmt
Management And General$87,938,623ManagementAndGeneralAmt
Fundraising$1,096,960FundraisingAmt

Total Functional Expenses TotalFunctionalExpensesGrp

FieldValueIRS element (for citing)
Total$3,352,267,064TotalAmt
Program Services$2,813,848,680ProgramServicesAmt
Management And General$464,958,384ManagementAndGeneralAmt
Fundraising$73,460,000FundraisingAmt

Cash Non Interest Bearing CashNonInterestBearingGrp

FieldValueIRS element (for citing)
BOY$11,624,917BOYAmt
EOY-$2,728,462EOYAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

FieldValueIRS element (for citing)
BOY$130,989,600BOYAmt
EOY$371,334,945EOYAmt

Pledges And Grants Receivable PledgesAndGrantsReceivableGrp

FieldValueIRS element (for citing)
BOY$503,266,973BOYAmt
EOY$567,035,419EOYAmt

Accounts Receivable AccountsReceivableGrp

FieldValueIRS element (for citing)
BOY$148,416,333BOYAmt
EOY$121,329,564EOYAmt

Receivables From Officers Etc ReceivablesFromOfficersEtcGrp

FieldValueIRS element (for citing)
BOY$558,597BOYAmt
EOY$483,067EOYAmt

Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp

FieldValueIRS element (for citing)
BOY$47,126,276BOYAmt
EOY$46,334,867EOYAmt

Inventories For Sale Or Use InventoriesForSaleOrUseGrp

FieldValueIRS element (for citing)
BOY$6,329,145BOYAmt
EOY$7,164,489EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

FieldValueIRS element (for citing)
BOY$35,633,640BOYAmt
EOY$41,856,122EOYAmt
FieldValueIRS element (for citing)
Land Bldg Equip Cost Or Other Bss$4,808,723,938LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec$1,767,642,525LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

FieldValueIRS element (for citing)
BOY$2,920,099,498BOYAmt
EOY$3,041,081,413EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

FieldValueIRS element (for citing)
BOY$2,275,304,116BOYAmt
EOY$2,226,027,855EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

FieldValueIRS element (for citing)
BOY$4,281,181,508BOYAmt
EOY$4,385,853,010EOYAmt

Other Assets Total OtherAssetsTotalGrp

FieldValueIRS element (for citing)
BOY$28,005,639BOYAmt
EOY$62,422,571EOYAmt

Total Assets TotalAssetsGrp

FieldValueIRS element (for citing)
BOY$10,388,536,242BOYAmt
EOY$10,868,194,860EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

FieldValueIRS element (for citing)
BOY$684,129,936BOYAmt
EOY$694,653,780EOYAmt

Deferred Revenue DeferredRevenueGrp

FieldValueIRS element (for citing)
BOY$99,682,543BOYAmt
EOY$112,745,529EOYAmt

Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$1,851,159,596BOYAmt
EOY$2,082,074,376EOYAmt

Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp

FieldValueIRS element (for citing)
BOY$56,205,000BOYAmt
EOY$54,680,000EOYAmt

Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp

FieldValueIRS element (for citing)
BOY$979,002,360BOYAmt
EOY$1,214,557,398EOYAmt

Other Liabilities OtherLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$69,861,807BOYAmt
EOY$127,866,777EOYAmt

Total Liabilities TotalLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$3,740,041,242BOYAmt
EOY$4,286,577,860EOYAmt
FieldValueIRS element (for citing)
Organization Follows SFAS117Yes (X)OrganizationFollowsSFAS117Ind

Unrestricted Net Assets UnrestrictedNetAssetsGrp

FieldValueIRS element (for citing)
BOY$1,428,810,000BOYAmt
EOY$1,302,920,000EOYAmt

Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp

FieldValueIRS element (for citing)
BOY$3,536,103,000BOYAmt
EOY$3,483,685,000EOYAmt

Permanently Rstr Net Assets PermanentlyRstrNetAssetsGrp

FieldValueIRS element (for citing)
BOY$1,683,582,000BOYAmt
EOY$1,795,012,000EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$6,648,495,000BOYAmt
EOY$6,581,617,000EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$10,388,536,242BOYAmt
EOY$10,868,194,860EOYAmt
FieldValueIRS element (for citing)
Info In Schedule O Part XIYes (X)InfoInScheduleOPartXIInd
Reconcilation Revenue Expnss-$19,190,427ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst-$142,886,021NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets$95,198,448OtherChangesInNetAssetsAmt
Method Of Accounting AccrualYes (X)MethodOfAccountingAccrualInd
Accountant Compile Or Review0AccountantCompileOrReviewInd
FS AuditedYes (1)FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

FieldValueIRS element (for citing)
Consol And Sep Basis Fincl StmtYes (X)ConsolAndSepBasisFinclStmtInd
FieldValueIRS element (for citing)
Audit CommitteeYes (1)AuditCommitteeInd
Federal Grant Audit RequiredYes (1)FederalGrantAuditRequiredInd
Federal Grant Audit PerformedYes (1)FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
Public Organization170Yes (X)PublicOrganization170Ind

Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$704,552,617CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$668,467,430CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$1,464,776,423CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$1,572,513,441CurrentTaxYearMinus1YearAmt
Current Tax Year$1,524,767,840CurrentTaxYearAmt
Total$5,935,077,751TotalAmt

Total Calendar Year170 TotalCalendarYear170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$704,552,617CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$668,467,430CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$1,464,776,423CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$1,572,513,441CurrentTaxYearMinus1YearAmt
Current Tax Year$1,524,767,840CurrentTaxYearAmt
Total$5,935,077,751TotalAmt
FieldValueIRS element (for citing)
Public Support Total170$5,935,077,751PublicSupportTotal170Amt

Gross Investment Income170 GrossInvestmentIncome170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$80,996,842CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$109,361,219CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$137,713,043CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$132,742,578CurrentTaxYearMinus1YearAmt
Current Tax Year$97,217,706CurrentTaxYearAmt
Total$558,031,388TotalAmt

Unrelated Business Net Incm170 UnrelatedBusinessNetIncm170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$15,944,781CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$10,577,578CurrentTaxYearMinus3YearsAmt
Total$26,522,359TotalAmt

Other Income170 OtherIncome170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$34,535,765CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$42,445,507CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$41,224,252CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$46,375,568CurrentTaxYearMinus1YearAmt
Current Tax Year$51,176,430CurrentTaxYearAmt
Total$215,757,522TotalAmt
FieldValueIRS element (for citing)
Total Support$6,735,389,020TotalSupportAmt
Gross Receipts Rltd Activities$6,003,553,171GrossReceiptsRltdActivitiesAmt
Public Support CY1700.88120PublicSupportCY170Pct
Public Support PY1700.86310PublicSupportPY170Pct
Thirty Thr Pct Suprt Tests CY170Yes (X)ThirtyThrPctSuprtTestsCY170Ind

Form990 Schedule A Part VI Form990ScheduleAPartVIGrp (2 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
SCHEDULE A PART II LINE 10OTHER INCOME IS COMPRISED OF NET INCOME FROM SALE OF INVENTORY, ACTUARIAL ADJUSTMENTS AND OTHER MISCELLANEOUS INCOME.
SCHEDULE A PART IITHE UNIVERSITY OF CHICAGO IS A SCHOOL; HOWEVER IN ORDER TO USE THE SPECIAL USE ON SCHEDULE B FOR A 501(C)(3) ORGANIZATION, IT IS NECESSARY TO COMPLETE SCHEDULE A, PART II TO DEMONSTRATE THAT THE UNIVERSITY MEETS THE 33 1/3% PUBLIC SUPPORT TEST. THEREFORE THE UNIVERSITY IS CLASSIFIED IN PART I LINE 7 AS AN ORGANIZATION THAT NORMALLY RECEIVES A SUBSTANTIAL PART OF ITS SUPPORT FROM A GOVERNMENT UNIT OR FROM THE GENERAL PUBLIC.

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

FieldValueIRS element (for citing)
ContributorRESTRICTEDContributorNum

Contributor Business Name ContributorBusinessName

FieldValueIRS element (for citing)
Business Name Line1RESTRICTEDBusinessNameLine1

Contributor US Address ContributorUSAddress

FieldValueIRS element (for citing)
Address Line1RESTRICTEDAddressLine1
Address Line2RESTRICTEDAddressLine2
CityRESTRICTEDCity
StateRESTRICTEDState
ZIP CodeRESTRICTEDZIPCode
FieldValueIRS element (for citing)
Total ContributionsRESTRICTEDTotalContributionsAmt

Schedule C IRS990ScheduleC

FieldValueIRS element (for citing)
Volunteers0VolunteersInd
Paid Staff Or ManagementYes (1)PaidStaffOrManagementInd
Media Advertisements0MediaAdvertisementsInd
Mailings Members0MailingsMembersInd
Publications Or Broadcast0PublicationsOrBroadcastInd
Grants Other Organizations0GrantsOtherOrganizationsInd
Direct Contact LegislatorsYes (1)DirectContactLegislatorsInd
Direct Contact Legislators$545,469DirectContactLegislatorsAmt
Rallies Demonstrations0RalliesDemonstrationsInd
Other Activities0OtherActivitiesInd
Total Lobbying Expenditures$545,469TotalLobbyingExpendituresAmt
Not Described Section501c30NotDescribedSection501c3Ind

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferencePART II-B, LINE 1:FormAndLineReferenceDesc
ExplanationTHE UNIVERSITY OF CHICAGO IS INVOLVED IN ISSUES THAT AFFECT HIGHER EDUCATION AND RESEARCH.ExplanationTxt

Schedule D IRS990ScheduleD

FieldValueIRS element (for citing)
Collection Used Pub ExhibitionYes (X)CollectionUsedPubExhibitionInd
Coll Used Scholarly RsrchYes (X)CollUsedScholarlyRsrchInd
Collection Used PreservationYes (X)CollectionUsedPreservationInd
Coll Used Loan Or Exch ProgYes (X)CollUsedLoanOrExchProgInd
Solicited Assets Sale0SolicitedAssetsSaleInd

CY Endwmt Fund CYEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$6,460,254,000BeginningYearBalanceAmt
Contributions$159,687,000ContributionsAmt
Investment Earnings Or Losses$252,160,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$48,896,000GrantsOrScholarshipsAmt
Other Expenditures$334,354,000OtherExpendituresAmt
Administrative Expenses$17,292,000AdministrativeExpensesAmt
End Year Balance$6,471,559,000EndYearBalanceAmt

CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$5,886,968,000BeginningYearBalanceAmt
Contributions$137,041,000ContributionsAmt
Investment Earnings Or Losses$784,536,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$44,718,000GrantsOrScholarshipsAmt
Other Expenditures$285,901,000OtherExpendituresAmt
Administrative Expenses$17,672,000AdministrativeExpensesAmt
End Year Balance$6,460,254,000EndYearBalanceAmt

CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$5,701,419,000BeginningYearBalanceAmt
Contributions$117,250,000ContributionsAmt
Investment Earnings Or Losses$399,315,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$41,748,000GrantsOrScholarshipsAmt
Other Expenditures$272,226,000OtherExpendituresAmt
Administrative Expenses$17,042,000AdministrativeExpensesAmt
End Year Balance$5,886,968,000EndYearBalanceAmt

CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$5,691,013,000BeginningYearBalanceAmt
Contributions$82,079,000ContributionsAmt
Investment Earnings Or Losses$265,909,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$43,210,000GrantsOrScholarshipsAmt
Other Expenditures$277,366,000OtherExpendituresAmt
Administrative Expenses$17,006,000AdministrativeExpensesAmt
End Year Balance$5,701,419,000EndYearBalanceAmt

CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$4,904,717,000BeginningYearBalanceAmt
Contributions$128,430,000ContributionsAmt
Investment Earnings Or Losses$1,009,407,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$42,632,000GrantsOrScholarshipsAmt
Other Expenditures$294,918,000OtherExpendituresAmt
Administrative Expenses$13,991,000AdministrativeExpensesAmt
End Year Balance$5,691,013,000EndYearBalanceAmt
FieldValueIRS element (for citing)
Board Designated Balance EOY0.31000BoardDesignatedBalanceEOYPct
Prmnnt Endowment Balance EOY0.25000PrmnntEndowmentBalanceEOYPct
Term Endowment Balance EOY0.44000TermEndowmentBalanceEOYPct
Endowments Held Unrelated Org0EndowmentsHeldUnrelatedOrgInd
Endowments Held Related Org0EndowmentsHeldRelatedOrgInd

Land LandGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$100,017,301OtherCostOrOtherBasisAmt
Book Value$100,017,301BookValueAmt

Buildings BuildingsGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$3,877,723,549OtherCostOrOtherBasisAmt
Depreciation$1,181,223,663DepreciationAmt
Book Value$2,696,499,886BookValueAmt

Equipment EquipmentGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$487,178,255OtherCostOrOtherBasisAmt
Depreciation$323,272,343DepreciationAmt
Book Value$163,905,912BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$343,804,833OtherCostOrOtherBasisAmt
Depreciation$263,146,519DepreciationAmt
Book Value$80,658,314BookValueAmt
FieldValueIRS element (for citing)
Total Book Value Land Buildings$3,041,081,413TotalBookValueLandBuildingsAmt

Other Securities OtherSecuritiesGrp (2 entries)

DescDescBook ValueBookValueAmtMethod ValuationMethodValuationCd
REAL ESTATE$964,887,662F
VENTURE CAPITAL$3,420,965,348F
FieldValueIRS element (for citing)
Total Book Value Securities$4,385,853,010TotalBookValueSecuritiesAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (2 entries)

DescDescAmtAmt
FUNDS HELD IN CUSTODY OF OTHERS$102,927,187
OTHER INCLUDING ASSET RETIREMENT OBLIGATION$24,939,590
FieldValueIRS element (for citing)
Total Liability$127,866,777TotalLiabilityAmt
Footnote TextYes (X)FootnoteTextInd
Total Rev Etc Audited Fincl Stmt$2,489,180,132TotalRevEtcAuditedFinclStmtAmt
Net Unrealized Gains Invst-$142,886,021NetUnrealizedGainsInvstAmt
Other Revenue$16,809,084OtherRevenueAmt
Revenue Not Reported-$126,076,937RevenueNotReportedAmt
Revenue Subtotal$2,615,257,069RevenueSubtotalAmt
Investment Expenses Not Incld$7,547,982InvestmentExpensesNotIncldAmt
Other Revenues Not Included$710,271,586OtherRevenuesNotIncludedAmt
Revenue Not Reported Fincl Stmt$717,819,568RevenueNotReportedFinclStmtAmt
Total Revenue Per Form990$3,333,076,637TotalRevenuePerForm990Amt
Tot Expns Etc Audited Fincl Stmt$2,665,738,119TotExpnsEtcAuditedFinclStmtAmt
Other Expenses Included$16,809,072OtherExpensesIncludedAmt
Expenses Not Reported$16,809,072ExpensesNotReportedAmt
Expenses Subtotal$2,648,929,047ExpensesSubtotalAmt
Investment Expenses Not Incld2$7,547,982InvestmentExpensesNotIncld2Amt
Other Expenses Not Included$695,790,035OtherExpensesNotIncludedAmt
Expenses Not Rpt Fincl Stmt$703,338,017ExpensesNotRptFinclStmtAmt
Total Expenses Per Form990$3,352,267,064TotalExpensesPerForm990Amt

Supplemental Information Detail SupplementalInformationDetail (8 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
PART III, LINE 4:THE UNIVERSITY OF CHICAGO HAS TWO MUSEUMS - THE DAVID AND ALFRED SMART MUSEUM OF ART (SMART MUSEUM) AND THE ORIENTAL INSTITUTE OF THE UNIVERSITY OF CHICAGO (ORIENTAL INSTITUTE MUSEUM). THE SMART MUSEUM PROMOTES THE UNDERSTANDING OF THE VISUAL ARTS AND THEIR IMPORTANCE TO CULTURAL AND INTELLECTUAL HISTORY THROUGH DIRECT EXPERIENCES WITH ORIGINAL WORKS OF ART AND THROUGH AN INTERDISCIPLINARY APPROACH TO ITS COLLECTIONS, EXHIBITIONS, PUBLICATIONS AND PROGRAMS. THE SCOPE OF ITS PERMANENT COLLECTIONS, SPECIAL EXHIBITIONS, FOCUS ON RESEARCH AND TEACHING BY THE UNIVERSITY OF CHICAGO SCHOLARS AND OUTREACH AND EDUCATIONAL PROGRAMS TO BOTH ADULTS AND SCHOOL AGE CHILDREN MAKE SMART MUSEUM ONE OF THE MIDWEST'S MOST DYNAMIC AND INNOVATIVE EDUCATIONAL INSTITUTIONS IN THE VISUAL ARTS. THE ORIENTAL INSTITUTE MUSEUM IS A WORLD RENOWNED SHOWCASE FOR THE HISTORY, ART AND ARCHAEOLOGY OF THE ANCIENT NEAR EAST. THE COLLECTIONS ARE USED EXTENSIVELY FOR RESEARCH, TEACHING AND EXHIBITIONS. ITS APPROACH TO INTEGRATE ARCHAEOLOGICAL, TEXTUAL AND ART HISTORICAL DATA TO UNDERSTAND THE DEVELOPMENT AND FUNCTIONS OF THE ANCIENT CIVILIZATIONS OF THE NEAR EAST MAKE IT AN EXCEPTIONAL RESOURCE FOR THE UNIVERSITY COMMUNITY AS WELL AS THE COMMUNITY AT LARGE.
PART V, LINE 4:THE UNIVERSITY'S USE OF ENDOWMENT FUNDS IS INSEPARABLE FROM THE OVERALL ACADEMIC MISSION AS ONE OF THE WORLD'S LEADING RESEARCH UNIVERSITIES. ENDOWMENT FUNDS ARE USED TO SUPPORT INSTRUCTION AND RESEARCH PROGRAMS; SUPPORT PROFESSORSHIPS; SUPPORT FINANCIAL AID FOR UNDERGRADUATE, GRADUATE AND PROFESSIONAL STUDENTS; SUPPORT THE ACQUISITION, RESTORATION AND PRESERVATION OF BOOKS AND OTHER MATERIALS IN THE LIBRARIES; AND SUPPORT THE ON-GOING OPERATIONS OF THE PHYSICAL PLANT, GROUNDS, AND EQUIPMENT.
PART X, LINE 2:THE UNIVERSITY OF CHICAGO IS A TAX-EXEMPT ORGANIZATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND, EXCEPT FOR UNRELATED BUSINESS INCOME, IS EXEMPT FROM FEDERAL INCOME TAXES. THERE WAS NO PROVISION FOR INCOME TAXES DUE ON UNRELATED BUSINESS INCOME IN FISCAL YEARS 2015 AND 2014 AND THERE ARE NO UNCERTAIN TAX POSITIONS CONSIDERED TO BE MATERIAL.
PART XI, LINE 2D - OTHER ADJUSTMENTS:COST OF DISPOSED EQUIPMENT 4,600,435. COST OF GOODS SOLD 12,032,050. MISCELLANEOUS 141,800. ROUNDING 34,799.
PART XI, LINE 4B - OTHER ADJUSTMENTS:UCHICAGO ARGONNE LLC REVENUE 712,829,803. OTHER DISREGARDED ENTITIES 17,157,689. RELATED ORGANIZATION ADJUSTMENT -19,715,906.
PART XII, LINE 2D - OTHER ADJUSTMENTS:COST OF DISPOSED EQUIPMENT 4,600,435. COST OF GOODS SOLD 12,032,050. MISCELLANEOUS 141,800. ROUNDING 34,787.
PART XII, LINE 4B - OTHER ADJUSTMENTS:ARGONNE 712,829,803. OTHER DISREGARDED ENTITIES 13,927,396. RELATED ORGS THAT FILE THEIR OWN 990 -30,967,164.
PART X, LINE 2THE UNIVERSITY OF CHICAGO IS A TAX-EXEMPT ORGANIZATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND, EXCEPT FOR UNRELATED BUSINESS INCOME, IS EXEMPT FROM FEDERAL INCOME TAXES. THERE WAS NO PROVISION FOR INCOME TAXES DUE ON UNRELATED BUSINESS INCOME IN FISCAL YEARS 2015 AND 2014 AND THERE ARE NO UNCERTAIN TAX POSITIONS CONSIDERED TO BE MATERIAL.

Schedule E IRS990ScheduleE

FieldValueIRS element (for citing)
Nondiscriminatory Policy StmtYes (1)NondiscriminatoryPolicyStmtInd
Policy Stmt In Brochures EtcYes (1)PolicyStmtInBrochuresEtcInd
Plcy Pblczd Via Broadcast MediaYes (1)PlcyPblczdViaBroadcastMediaInd
Maintain Racial Comp RecsYes (1)MaintainRacialCompRecsInd
Maintain Scholarships RecsYes (1)MaintainScholarshipsRecsInd
Maintain Cpy Of Brochures EtcYes (1)MaintainCpyOfBrochuresEtcInd
Maintain Cpy Of All SolYes (1)MaintainCpyOfAllSolInd
Discriminate Race Stdnts Rghts0DiscriminateRaceStdntsRghtsInd
Discriminate Race Admiss Plcy0DiscriminateRaceAdmissPlcyInd
Discriminate Race Emplm Fculty0DiscriminateRaceEmplmFcultyInd
Discriminate Race Schs0DiscriminateRaceSchsInd
Discriminate Race Educ Plcy0DiscriminateRaceEducPlcyInd
Discriminate Race Use Of Fclts0DiscriminateRaceUseOfFcltsInd
Discriminate Race Athlt Prog0DiscriminateRaceAthltProgInd
Discriminate Race Other Acty0DiscriminateRaceOtherActyInd
Government Financial Aid RcvdYes (1)GovernmentFinancialAidRcvdInd
Government Financial Aid Rvkd0GovernmentFinancialAidRvkdInd
Compliance With Rev Proc7550Yes (1)ComplianceWithRevProc7550Ind

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
SCHEDULE E, PART I, LINE 3THE UNIVERSITY DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS FROM ACROSS THE NATION AND AROUND THE WORLD, FOLLOWS A RACIALLY NONDISCRIMINATORY POLICY, AS EMBODIED IN THE UNIVERSITY'S POLICY ON UNLAWFUL DISCRIMINATION AND HARASSMENT, AND INCLUDES A STATEMENT OF ITS NONDISCRIMINATORY POLICY ON ITS BROCHURES, CATALOGUES AND APPLICATION MATERIALS DEALING WITH STUDENT ADMISSIONS, PROGRAMS AND SCHOLARSHIPS.
SCHEDULE E, PART I, LINE 6THE UNIVERSITY OF CHICAGO RECEIVES FUNDING FROM VARIOUS GOVERNMENTAL AGENCIES FOR STUDENT FINANCIAL AID.

Schedule F IRS990ScheduleF

FieldValueIRS element (for citing)
Grant Records Maintained0GrantRecordsMaintainedInd

Account Activities Outside US AccountActivitiesOutsideUSGrp (41 entries)

RegionRegionTxtOfficesOfficesCntEmployeeEmployeeCntType Of Activities ConductedTypeOfActivitiesConductedTxtSpecific Services ProvidedSpecificServicesProvidedTxtRegion Total ExpendituresRegionTotalExpendituresAmt
3229PROGRAM SERVICESINSTRUCTION$20,047,784
6PROGRAM SERVICESINSTRUCTION$58,714
2218PROGRAM SERVICESINSTRUCTION$21,306,630
5PROGRAM SERVICESINSTRUCTION$79,000
42PROGRAM SERVICESINSTRUCTION$454,115
8PROGRAM SERVICESINSTRUCTION$156,680
313PROGRAM SERVICESRESEARCH$1,431,661
217PROGRAM SERVICESRESEARCH$2,479,441
82PROGRAM SERVICESRESEARCH$1,674,784
4112PROGRAM SERVICESRESEARCH$1,083,988
7PROGRAM SERVICESRESEARCH$1,296,445
10112PROGRAM SERVICESRESEARCH$640,128
3PROGRAM SERVICESSUBAWARD$1,730,633
6PROGRAM SERVICESSUBAWARD$42,930
9PROGRAM SERVICESSUBAWARD$319,767
2PROGRAM SERVICESSUBAWARD$122,701
8PROGRAM SERVICESSUBAWARD$493,355
5PROGRAM SERVICESSUBAWARD$1,647,742
4PROGRAM SERVICESSUBAWARD$43,090
7PROGRAM SERVICESSUBAWARD$53,244
3PROGRAM SERVICESSCHOLARSHIP AND STIPENDS$436,514
6PROGRAM SERVICESSCHOLARSHIP AND STIPENDS$12,000
9PROGRAM SERVICESSCHOLARSHIP AND STIPENDS$37,000
2PROGRAM SERVICESSCHOLARSHIP AND STIPENDS$363,607
8PROGRAM SERVICESSCHOLARSHIP AND STIPENDS$21,500
5PROGRAM SERVICESSCHOLARSHIP AND STIPENDS$21,000
4PROGRAM SERVICESSCHOLARSHIP AND STIPENDS$94,160
7PROGRAM SERVICESSCHOLARSHIP AND STIPENDS$68,997
1PROGRAM SERVICESSCHOLARSHIP AND STIPENDS$10,450
3FUNDRAISING$390,350
2FUNDRAISING$478,149
8FUNDRAISING$63,965
5FUNDRAISING$10,009
7FUNDRAISING$54,855
1FUNDRAISING$267
3INVESTMENTS$427,257,958
9INVESTMENTS$147,754,256
2INVESTMENTS$36,213,448
5INVESTMENTS$50,622,683
1INVESTMENTS$2,647,324,971
2UNRELATED BUSINESS INCOME$67,819
FieldValueIRS element (for citing)
Subtotal Offices5SubtotalOfficesCnt
Subtotal Employees69SubtotalEmployeesCnt
Continutation Total Office2ContinutationTotalOfficeCnt
Continutation Total Employee26ContinutationTotalEmployeeCnt
Total Office7TotalOfficeCnt
Total Employee95TotalEmployeeCnt
Subtotal Spent$46,014,025SubtotalSpentAmt
Continuation Spent$3,320,452,765ContinuationSpentAmt
Total Spent$3,366,466,790TotalSpentAmt

Grants To Org Outside US GrantsToOrgOutsideUSGrp (67 entries)

RegionRegionTxtPurpose Of GrantPurposeOfGrantTxtCash GrantCashGrantAmtManner Of Cash DisbursementMannerOfCashDisbursementTxt
EAST ASIA AND THE PACIFICSUBAWARD$11,294WIRE
EAST ASIA AND THE PACIFICSUBAWARD$111,407WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$29,876WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$30,000WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$260,262WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$14,210WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$22,401WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$2,929WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$14,365WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$1,149WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$7,658WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$5,000WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$431,370WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$89,137WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$4,900WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$12,566WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$142,442WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$24,277WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$9,585WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$228,014WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$39,546WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$35,674WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$14,325WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$4,250WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$45,439WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$563WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$5,529WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$3,635WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$47,860WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$2,998WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$3,426WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$5,683WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$5,373WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$14,858WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$171,334WIRE
MIDDLE EAST AND NORTH AFRICASUBAWARD$10,666WIRE
MIDDLE EAST AND NORTH AFRICASUBAWARD$32,424WIRE
NORTH AMERICASUBAWARD$97,848WIRE
NORTH AMERICASUBAWARD$728,617WIRE
NORTH AMERICASUBAWARD$6,058WIRE
NORTH AMERICASUBAWARD$11,375WIRE
NORTH AMERICASUBAWARD$29,178WIRE
NORTH AMERICASUBAWARD$375,506WIRE
NORTH AMERICASUBAWARD$21,218WIRE
NORTH AMERICASUBAWARD$130,187WIRE
NORTH AMERICASUBAWARD$29,097WIRE
NORTH AMERICASUBAWARD$36,966WIRE
NORTH AMERICASUBAWARD$49,945WIRE
NORTH AMERICASUBAWARD$10,159WIRE
NORTH AMERICASUBAWARD$36,340WIRE
NORTH AMERICASUBAWARD$85,247WIRE
RUSSIA AND NEIGHBORING STATESSUBAWARD$42,930WIRE
SOUTH AMERICASUBAWARD$53,244WIRE
SOUTH ASIASUBAWARD$265,000WIRE
SOUTH ASIASUBAWARD$25,451WIRE
SOUTH ASIASUBAWARD$49,416WIRE
SOUTH ASIASUBAWARD$153,488WIRE
SUB-SAHARAN AFRICASUBAWARD$32,508WIRE
SUB-SAHARAN AFRICASUBAWARD$18,823WIRE
SUB-SAHARAN AFRICASUBAWARD$23,460WIRE
SUB-SAHARAN AFRICASUBAWARD$27,587WIRE
SUB-SAHARAN AFRICASUBAWARD$11,258WIRE
SUB-SAHARAN AFRICASUBAWARD$72,418WIRE
SUB-SAHARAN AFRICASUBAWARD$64,263WIRE
SUB-SAHARAN AFRICASUBAWARD$15,356WIRE
SUB-SAHARAN AFRICASUBAWARD$30,000WIRE
SUB-SAHARAN AFRICASUBAWARD$24,094WIRE

Foreign Individuals Grants ForeignIndividualsGrantsGrp (12 entries)

Type Of AssistanceTypeOfAssistanceTxtRegionRegionTxtRecipientRecipientCntCash GrantCashGrantAmtManner Of Cash DisbursementMannerOfCashDisbursementTxt
STUDENT AIDEAST ASIA AND THE PACIFIC2$19,878CHECK
STUDENT AIDEUROPE (INCLUDING ICELAND & GREENLAND)7$168,794CHECK
SUMMER STUDENT GRANTSCENTRAL AMERICA AND THE CARIBBEAN4$10,450CHECK
SUMMER STUDENT GRANTSEAST ASIA AND THE PACIFIC100$343,729CHECK
SUMMER STUDENT GRANTSEUROPE (INCLUDING ICELAND & GREENLAND)95$267,721CHECK
SUMMER STUDENT GRANTSMIDDLE EAST AND NORTH AFRICA37$94,160CHECK
SUMMER STUDENT GRANTSNORTH AMERICA5$21,000CHECK
SUMMER STUDENT GRANTSRUSSIA AND NEIGHBORING STATES4$12,000CHECK
SUMMER STUDENT GRANTSSOUTH AMERICA26$68,997CHECK
SUMMER STUDENT GRANTSSOUTH ASIA6$21,500CHECK
SUMMER STUDENT GRANTSSUB-SAHARAN AFRICA8$37,000CHECK
$0
FieldValueIRS element (for citing)
Transfer To Foreign CorpYes (1)TransferToForeignCorpInd
Interest In Foreign Trust0InterestInForeignTrustInd
Foreign Corp OwnershipYes (1)ForeignCorpOwnershipInd
Passive Foreign Investmest CoYes (1)PassiveForeignInvestmestCoInd
Foreign PartnershipYes (1)ForeignPartnershipInd
Boycott Countries0BoycottCountriesInd

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferencePART I, LINE 2:FormAndLineReferenceDesc
ExplanationTHE UNIVERSITY WILL PERFORM A RISK ASSESSMENT AT THE PROPOSAL STAGE BEFORE FUNDING IS APPROVED. UNIVERSITY DEPARTMENT ADMINISTRATORS AND THE PRINCIPAL INVESTIGATOR WILL REVIEW INVOICES AND CERTIFY AS TO ALLOWABILITY AND APPROPRIATENESS OF CHARGES. CENTRAL SPONSORED AWARD ACCOUNTING WILL ALSO PERFORM A REVIEW THAT THE EXPENDITURES FALL WITHIN THE CONTRACT AMOUNT AND PERIOD OF PERFORMANCE.ExplanationTxt

Schedule G IRS990ScheduleG

FieldValueIRS element (for citing)
Mail SolicitationsYes (X)MailSolicitationsInd
Email SolicitationsYes (X)EmailSolicitationsInd
Phone SolicitationsYes (X)PhoneSolicitationsInd
In Person SolicitationsYes (X)InPersonSolicitationsInd
Solicitation Of Non Govt GrantsYes (X)SolicitationOfNonGovtGrantsInd
Solicitation Of Govt GrantsYes (X)SolicitationOfGovtGrantsInd
Special Fundraising EventsYes (X)SpecialFundraisingEventsInd
Agrmt Prof Fundraising Acty0AgrmtProfFundraisingActyInd

Fundraiser Activity Info FundraiserActivityInfoGrp

Organization Business Name OrganizationBusinessName

FieldValueIRS element (for citing)
Business Name Line1RUFFALO NOEL LEVITZBusinessNameLine1Txt

US Address USAddress

FieldValueIRS element (for citing)
Address Line11025 KIRKWOOD PARKWAY WSAddressLine1Txt
CityCEDAR RAPIDSCityNm
State AbbreviationIAStateAbbreviationCd
ZIP52404ZIPCd
FieldValueIRS element (for citing)
ActivityTELEMARKETINGActivityTxt
Fundraiser Control Of Funds0FundraiserControlOfFundsInd
Gross Receipts$984,546GrossReceiptsAmt
Retained By Contractor$543,241RetainedByContractorAmt
Net To Organization$441,305NetToOrganizationAmt
FieldValueIRS element (for citing)
Total Gross Receipts$984,546TotalGrossReceiptsAmt
Total Retained By Contractors$543,241TotalRetainedByContractorsAmt
Total Net To Organization$441,305TotalNetToOrganizationAmt
Licensed StatesAKLicensedStatesCd
Licensed StatesALLicensedStatesCd
Licensed StatesARLicensedStatesCd
Licensed StatesCTLicensedStatesCd
Licensed StatesMDLicensedStatesCd
Licensed StatesMELicensedStatesCd
Licensed StatesMALicensedStatesCd
Licensed StatesMNLicensedStatesCd
Licensed StatesMSLicensedStatesCd
Licensed StatesNHLicensedStatesCd
Licensed StatesORLicensedStatesCd
Licensed StatesUTLicensedStatesCd
Licensed StatesWALicensedStatesCd
Licensed StatesVALicensedStatesCd

Fundraising Event Information FundraisingEventInformationGrp

FieldValueIRS element (for citing)
Event1LAB SCHOOLEvent1Nm
Gross Receipts Event1$588,910GrossReceiptsEvent1Amt
Charitable Contri Event1$403,023CharitableContriEvent1Amt
Gross Revenue Event1$185,887GrossRevenueEvent1Amt
Cash Prizes Event1$5,000CashPrizesEvent1Amt
Rent Facility Costs Event1$32,599RentFacilityCostsEvent1Amt
Food And Beverage Event1$124,390FoodAndBeverageEvent1Amt
Entertainment Event1$1,400EntertainmentEvent1Amt
Other Direct Expenses Event1$40,851OtherDirectExpensesEvent1Amt
Event2SMART MUSEUMEvent2Nm
Gross Receipts Event2$615,452GrossReceiptsEvent2Amt
Charitable Contri Event2$577,502CharitableContriEvent2Amt
Gross Revenue Event2$37,950GrossRevenueEvent2Amt
Food And Beverage Event2$77,621FoodAndBeverageEvent2Amt
Entertainment Event2$23,461EntertainmentEvent2Amt
Other Direct Expenses Event2$75,123OtherDirectExpensesEvent2Amt
Other Events Total2OtherEventsTotalCnt
Gross Receipts Other Events$540,842GrossReceiptsOtherEventsAmt
Charitable Contri Other Events$407,417CharitableContriOtherEventsAmt
Gross Revenue Other Events$133,425GrossRevenueOtherEventsAmt
Rent Fclty Costs Other Events$7,895RentFcltyCostsOtherEventsAmt
Food And Beverage Other Events$116,970FoodAndBeverageOtherEventsAmt
Entertainment Other Events$12,113EntertainmentOtherEventsAmt
Oth Direct Expnss Other Events$67,749OthDirectExpnssOtherEventsAmt
Gross Receipts Total$1,745,204GrossReceiptsTotalAmt
Charitable Contributions Tot$1,387,942CharitableContributionsTotAmt
Gross Revenue Total Events$357,262GrossRevenueTotalEventsAmt
Cash Prizes Total Events$5,000CashPrizesTotalEventsAmt
Rent Fclty Costs Total Events$40,494RentFcltyCostsTotalEventsAmt
Food And Beverage Total Events$318,981FoodAndBeverageTotalEventsAmt
Entertainment Total Events$36,974EntertainmentTotalEventsAmt
Oth Direct Expnss Total Events$183,723OthDirectExpnssTotalEventsAmt
Direct Expense Summary Events$585,172DirectExpenseSummaryEventsAmt
Net Income Summary-$227,910NetIncomeSummaryAmt

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceSCHEDULE G, PART I, LINE 2B, COLUMN (V)FormAndLineReferenceDesc
ExplanationRUFFALO NOEL LEVITZ PROVIDED PROFESSIONAL FUNDRAISING SERVICES FOR FISCAL YEAR 2015. DETAIL OF ALL PAYMENTS IS AS FOLLOWS: MONTHLY INSTALLMENTS 544,910 MAILING CHARGES 3,078 POSTAGE CHARGES 6,008 CREDITS (10,755) TOTAL PAID 543,241ExplanationTxt

Schedule I IRS990ScheduleI

FieldValueIRS element (for citing)
Grant Records Maintained0GrantRecordsMaintainedInd

Recipient Table RecipientTable (167 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdRecipient EINRecipientEINIRC SectionIRCSectionDescCash GrantCashGrantAmtPurpose Of GrantPurposeOfGrantTxtAddress Line2USAddress/AddressLine2Txt
ACCESS COMMUNITY HEALTH NETWORK
1501 S CALIFORNIA AVENUECHICAGOIL60608363317058501(C)(3) OR GOV$47,279SUBAWARD
ADVOCATE HEALTH AND HOSPITAL CORPORATION
4440 WEST 95TH STREETOAK LAWNIL60453362169147501(C)(3) OR GOV$101,025SUBAWARD
ALBERT EINSTEIN COLLEGE OF MEDICINE
1300 MORRIS PARK AVENUEBRONXNY104611975131624225501(C)(3) OR GOV$145,370SUBAWARD
ALLIANCE OF CHICAGO COMMUNITY HEALTH SERVICES L3C
215 W OHIO STREET 4TH FLOORCHICAGOIL60654364444309$65,575SUBAWARD
ASIAN HEALTH COALITION OF ILLINOIS
180 W WASHINGTON STREET SUITE 1000CHICAGOIL606022301311607193501(C)(3) OR GOV$84,710SUBAWARD
ASTRONOMICAL SOCIETY OF THE PACIFIC
390 ASHTON AVENUESAN FRANCISCOCA94112940294860501(C)(3) OR GOV$33,435SUBAWARD
BAYLOR UNIVERSITY
ONE BAYLOR PLAZAHOUSTONTX770303411741613878501(C)(3) OR GOV$232,539SUBAWARD
BECKMAN RESEARCH INSTITUTE
1450 EAST DUARTE ROADDUARTECA910103000953432210501(C)(3) OR GOV$59,741SUBAWARD
BEHAVIORAL IDEAS LAB INC
242 W 30TH ST SUITE 1000NEW YORKNY10001271678009501(C)(3) OR GOV$180,142SUBAWARD
BELOVED COMMUNITY FAMILY
6430 SOUTH HARVARDCHICAGOIL60621202273383501(C)(3) OR GOV$42,150SUBAWARD
BETH ISRAEL DEACONESS MEDICAL CENTER
330 BROOKLINE AVENUEBOSTONMA022155491042103881501(C)(3) OR GOV$145,873SUBAWARD
BOSTON UNIVERSITY
881 COMMONWEALTH AVENUE 4TH FLOORBOSTONMA02215042103547501(C)(3) OR GOV$22,345SUBAWARD
BRIGHAM AND WOMEN'S HOSPITAL
101 HUNTINGTON STREET SUITE 305BOSTONMA02199042312909501(C)(3) OR GOV$50,073SUBAWARD
CALIFORNIA INSTITUTE OF TECHNOLOGY
1200 E CALIFORNIA BLVDPASADENACA91125951643307501(C)(3) OR GOV$6,081SUBAWARD
CALIFORNIA INSTITUTE OF THE ARTS
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PURDUE UNIVERSITY
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RICE UNIVERSITY
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Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp (2 entries)

Grant TypeGrantTypeTxtRecipientRecipientCntCash GrantCashGrantAmt
UNDERGRADUATE STUDENT AID3228$109,618,222
GRADUATE STUDENT AID6226$233,329,392

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferencePART I, LINE 2:FormAndLineReferenceDesc
ExplanationORGANIZATION'S PROCEDURES FOR MONITORING USE OF GRANTS FUNDS INSIDE THE US SCHEDULE I, PART IV PART I, LINE 2, THE UNIVERSITY OF CHICAGO FOLLOWS THESE PROCEDURES TO MONITOR THE USE OF GRANTS FUNDS IN THE UNITED STATES. THE UNIVERSITY WILL PERFORM A RISK ASSESSMENT AT THE PROPOSAL STAGE BEFORE FUNDING IS APPROVED. UNIVERSITY DEPARTMENT ADMINISTRATORS AND THE PRINCIPAL INVESTIGATOR WILL REVIEW INVOICES AND CERTIFY AS TO ALLOWABILITY AND APPROPRIATENESS OF CHARGES. CENTRAL SPONSORED AWARD ACCOUNTING WILL ALSO PERFORM A REVIEW THAT THE EXPENDITURES FALL WITHIN THE CONTRACT AMOUNT AND PERIOD OF PERFORMANCE.ExplanationTxt

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
First Class Or Charter TravelYes (X)FirstClassOrCharterTravelInd
Travel For CompanionsYes (X)TravelForCompanionsInd
Idemnification Gross Up PmtsYes (X)IdemnificationGrossUpPmtsInd
Housing Allowance Or ResidenceYes (X)HousingAllowanceOrResidenceInd
Club Dues Or FeesYes (X)ClubDuesOrFeesInd
Personal ServicesYes (X)PersonalServicesInd
Written Policy Ref T And E ExpnssYes (1)WrittenPolicyRefTAndEExpnssInd
Substantiation RequiredYes (1)SubstantiationRequiredInd
Independent ConsultantYes (X)IndependentConsultantInd
Compensation SurveyYes (X)CompensationSurveyInd
Board Or Committee ApprovalYes (X)BoardOrCommitteeApprovalInd
Severance Payment0SeverancePaymentInd
Supplemental Nonqual Rtr PlanYes (1)SupplementalNonqualRtrPlanInd
Equity Based Comp Arrngm0EquityBasedCompArrngmInd
Comp Based On Revenue Of Flng Org0CompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related Orgs0CompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng Org0CompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd Orgs0CompBsdNetEarnsRltdOrgsInd
Any Non Fixed PaymentsYes (1)AnyNonFixedPaymentsInd
Initial Contract Exception0InitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (27 entries)

TitleTitleTxtBase Compensation Filing OrgBaseCompensationFilingOrgAmtCompensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmtBonus Filing OrganizationBonusFilingOrganizationAmountBonus Related OrganizationsBonusRelatedOrganizationsAmtOther Compensation Filing OrgOtherCompensationFilingOrgAmtOther Compensation Rltd OrgsOtherCompensationRltdOrgsAmtDeferred Compensation Flng OrgDeferredCompensationFlngOrgAmtDeferred Comp Rltd OrgsDeferredCompRltdOrgsAmtNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmtNontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmtTotal Compensation Filing OrgTotalCompensationFilingOrgAmtTotal Compensation Rltd OrgsTotalCompensationRltdOrgsAmtComp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmtComp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
ROBERT J ZIMMER
PRESIDENT$1,021,671$0$175,000$0$716,612$0$537,400$0$137,806$0$2,588,489$0$400,000$0
THOMAS F ROSENBAUM
PROVOST$326,335$0$2$0$5,338$0$20,400$0$23,439$0$375,514$0$0$0
ERIC ISAACS
PROVOST$500,807$0$100,000$0$67,178$0$20,800$0$76,684$0$765,469$0$0$0
NIMALAN CHINNIAH
EXEC. VP FOR ADMIN & CFO$410,273$0$703,572$0$5,916$0$20,800$0$22,006$0$1,162,567$0$0$0
ROWAN MIRANDA
VP FOR OPERATIONS & CFO$351,814$0$122,800$0$31,716$0$20,800$0$21,968$0$549,098$0$0$0
KAREN WARREN COLEMAN
VP CAMPUS AND STUD. LIFE$285,466$0$14,000$0$1,086$0$20,800$0$20,199$0$341,551$0$0$0
DEREK DOUGLAS
VP CIVIC ENGAGEMENT$385,545$0$37,800$0$1,521$0$20,800$0$47,040$0$492,706$0$0$0
DAVID B FITHIAN
EXECUTIVE VICE PRESIDENT$444,808$0$45,000$0$4,635$0$20,800$0$14,705$0$529,948$0$0$0
DAVID A GREENE
EXECUTIVE VICE PRESIDENT$321,574$0$11$0$32,742$0$20,400$0$24,641$0$399,368$0$0$0
BETH A HARRIS
VP & GENERAL COUNSEL$423,870$0$21,400$0$9,473$0$20,800$0$55,282$0$530,825$0$0$0
KIMBERLY TAYLOR
VP & GENERAL COUNSEL$225,916$0$0$0$100,762$0$18,333$0$29,579$0$374,590$0$0$0
RICHARD IORIO
VP & CHIEF HUMAN RESOURCE OFC.$555,861$0$87,527$0$33,214$0$20,800$0$59,074$0$756,476$0$0$0
DONALD H LEVY
VP FOR RESEARCH$390,867$0$19,400$0$0$0$20,800$0$13,394$0$444,461$0$0$0
KENNETH MANOTTI
VP ALUMNI RELATIONS & DEVL.$497,067$0$55,774$0$7,942$0$20,800$0$13,380$0$594,963$0$0$0
JAMES G NONDORF
VP ENROLL. & STUDENT ADV.$465,784$0$45,000$0$2,375$0$20,800$0$9,128$0$543,087$0$0$0
JULIE PETERSON
VP COMMUNICATIONS$395,727$0$16,700$0$6,242$0$20,800$0$25,909$0$465,378$0$0$0
KENNETH S POLONSKY
EXEC. VP MEDICAL AFFAIRS$1,515,074$0$420,000$0$15,407$0$20,800$211,548$21,542$0$1,992,823$211,548$0$0
DARREN REISBERG
SECRETARY OF THE UNIVERSITY$233,921$0$7,255$0$404$0$19,671$0$10,098$0$271,349$0$0$0
MARK A SCHMID
VP AND CHIEF INVEST. OFFICER$631,444$0$1,352,295$0$7,024$0$713,800$0$63,311$0$2,767,874$0$585,000$0
IAN SOLOMON
VP GLOBAL ENGAGEMENT$314,734$0$30,139$0$43,192$0$20,800$0$46,834$0$455,699$0$0$0
MICHAEL EDLESON
INVESTMENT CHIEF RISK OFFICER$397,745$0$776,575$0$0$0$394,836$0$22,043$0$1,591,199$0$357,178$0
PATRICK O'HARA
CHIEF OPERATING OFFICER$406,574$0$662,176$0$0$0$354,470$0$1,966$0$1,425,186$0$0$0
VALLUVAN JEEVANANDAM
CHIEF CARDIAC & THORACIC SURG.$1,203,352$0$156,063$0$0$0$20,800$0$23,584$0$1,403,799$0$0$0
JOANNA RUPP
MANAGING DIRECTOR - PRIV. EQUITY$420,729$0$700,621$0$0$0$373,842$0$34,166$0$1,529,358$0$0$0
ARIEH SHALHAV
PROFESSOR & CHIEF$996,703$0$66,667$0$60,836$0$20,800$0$8,244$0$1,153,250$0$0$0
EVERETT VOKES
CHAIRMAN OF MEDICINE$738,092$0$175,000$0$0$0$20,800$0$28,057$0$961,949$0$0$0
SUNIL P KUMAR
DEAN OF BOOTH SCH. OF BUS.$554,986$0$55,400$0$2,888$0$20,800$0$22,996$0$657,070$0$0$0

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferencePART I, LINE 1AFormAndLineReferenceDesc
ExplanationFIRST CLASS TRAVEL. UNDER WRITTEN UNIVERSITY POLICY, FIRST CLASS AIR TRAVEL IS ONLY ALLOWED WHEN APPROVED IN ADVANCE BY A DEAN, VICE PRESIDENT OR THE PROVOST. SIX OFFICERS WERE APPROVED FOR FIRST CLASS TRAVEL IN ACCORDANCE WITH THIS POLICY. NONE OF THE BUSINESS TRIPS WERE DEEMED TAXABLE COMPENSATION. TRAVEL FOR COMPANION. UNDER WRITTEN UNIVERSIY POLICY, TRAVEL FOR COMPANIONS MUST BE PRE-APPROVED BY THE VICE PRESIDENT FOR ADMINISTRATION AND CHIEF FINANCIAL OFFICER AND WILL ONLY BE APPROVED WHEN THE COMNPANION TRAVEL SERVES A BONA FIDE BUSINESS PURPOSE. FIVE OFFICERS HAD COMPANION TRAVEL APPROVED IN ACCORDANCE WITH THIS POLICY. THE COST OF THE COMPANION TRAVEL WAS NOT DEEMED TAXABLE COMPENSATION. TAX INDEMNIFICATION AND GROSS-UP PAYMENTS. INDIVIDUALS MAY HAVE CERTAIN PAYMENTS GROSSED UP AT THE DISCRETION OF HEADS OF DEPARTMENTS OR OFFICERS OF THE UNIVERSITY. ONE OFFICER HAD A GROSSED-UP PAYMENT. HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE. (PART 1A & 1B AND PART II, COLUMN D FOR ROBERT J. ZIMMER). HOUSING ALLOWANCES ARE ONLY PERMITTED IF PRE-APPROVED BY THE PROVOST'S OFFICE OR UNIVERSITY HUMAN RESOURCES. EIGHT OFFICERS RECEIVED HOUSING ALLOWANCES, WHICH WERE INCLUDED IN THE INDIVIDUAL'S TAXABLE COMPENSATION. OF THE AMOUNT IN COLUMN D FOR ROBERT J. ZIMMER, $109,738 REPRESENTS THE VALUE OF THE UNIVERSITY-OWNED HOUSING PROVIDED TO THE PRESIDENT, WHICH IS NOT DEEMED A TAXABLE BENEFIT. SOCIAL AND HEALTH CLUB DUES. UNDER WRITTEN UNIVERSITY POLICY, SOCIAL AND HEALTH CLUB DUES ARE REIMBURSABLE ONLY IF THE BENEFITS OF THE MEMBERSHIP SUPPORT THE UNIVERSITY'S MISSION AND ONLY IF THE REIMBURSEMENT IS APPROVED BY A DEAN, VICE PRESIDENT, PROVOST OR PRESIDENT OF THE UNIVERSITY. ANY PORTION OF THE DUES NOT USED FOR BUSINESS PURPOSES IS CONSIDERED TAXABLE COMPENSATION. OFFICERS OF THE UNIVERSITY MAINTAIN MEMBERSHIP IN THE QUADRANGLE CLUB, A RELATED ORGANIZATION THAT OPERATES A FACULTY CLUB ON THE CAMPUS OF THE UNIVERSITY FOR PURPOSES OF CONDUCTING MEETINGS AND OTHER UNIVERSITY BUSINESS. THE UNIVERSITY REIMBURSES OFFICERS FOR THESE DUES AND THE REIMBURSEMENT IS NOT DEEMED TAXABLE COMPENSATION. IN ADDITION TWO OFFICERS HAD SOCIAL CLUB DUES REIMBURSED BY THE UNIVERSITY FOR BUSINESS PURPOSES AND THE REIMBURSEMENT WAS NOT DEEMED TAXABLE COMPENSATION. PERSONAL SERVICES. THE UNIVERSITY PROVIDES FOR THE MAINTENANCE AND CLEANING OF THE UNIVERSITY OWNED HOUSE PROVIDED TO THE PRESIDENT. THESE SERVICES WERE NOT DEEMED A TAXABLE BENEFIT. PART I, LINE 4B: ROBERT J. ZIMMER $516,600. KENNETH POLONSKY $211,548 PART I, LINE 7: INVESTMENT OFFICE PERSONNEL PARTICIPATE IN AN INCENTIVE COMPENSATION PROGRAM BASED ON PERFORMANCE AND QUALITATIVE MEASUREMENTS.ExplanationTxt

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (4 entries)

Bond ReferenceBondReferenceCdBond Issuer EINBondIssuerEINCUSIPCUSIPNumBond IssuedBondIssuedDtIssue PriceIssuePriceAmtPurposePurposeDescDefeasedDefeasedIndOn Behalf Of IssuerOnBehalfOfIssuerIndPool FinancingPoolFinancingInd
IEFA 50000000 ADJ RATE REV BONDSSERIES 2003B
A5212975634520017E42003-08-28$50,000,000SEE SUPPLEMENTAL INFORMATION000
IFA 100000000 REVENUE BONDS SERIES 2004B
B86109196745200BHH42004-11-10$100,000,000SEE SUPPLEMENTAL INFORMATION000
IFA 80000000 ADJ RAT REV REFUNDING BONDS 2004C
C86109196745200BJG42004-11-30$80,000,000SEE SUPPLEMENTAL INFORMATION000
IFA 244030000 REVENUE BONDS SERIES 2007
D86109196745200B6F02007-06-28$249,996,429SEE SUPPLEMENTAL INFORMATION000

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (4 entries)

Bond ReferenceBondReferenceCdRetiredRetiredAmtTotal ProceedsTotalProceedsAmtIssuance Costs From ProceedsIssuanceCostsFromProceedsAmtCapital ExpendituresCapitalExpendituresAmtSubstantial CompletionSubstantialCompletionYrCurrent RefundingCurrentRefundingIndAdvance RefundingAdvanceRefundingIndFinal Allocation MadeFinalAllocationMadeIndAdequate Books And Rec MaintAdequateBooksAndRecMaintIndOther Spent ProceedsOtherSpentProceedsAmt
A$11,144,000$50,141,933$274,223$49,867,740200600Yes (1)Yes (1)
B$18,331,000$102,437,189$469,999$101,967,190201000Yes (1)Yes (1)
C$2,404,000$80,000,000$463,83820060Yes (1)Yes (1)Yes (1)$79,536,162
D$7,935,000$256,001,810$1,630,377$254,371,433201000Yes (1)Yes (1)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (4 entries)

Bond ReferenceBondReferenceCdOwning Bond Financed PropertyOwningBondFinancedPropertyIndAny Lease ArrangementsAnyLeaseArrangementsIndMgmt Contract Bond Fincd PropMgmtContractBondFincdPropIndEngage Bond Counsel ContractsEngageBondCounselContractsIndAny Research AgreementsAnyResearchAgreementsIndEngage Bond Counsel ResearchEngageBondCounselResearchIndPrivate Bus Use By OthersPrivateBusUseByOthersPctPrivate Bus Concerning UBIPrivateBusConcerningUBIPctTotal Private Business UseTotalPrivateBusinessUsePctBond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestIndChange In Use Bond Financed PropChangeInUseBondFinancedPropIndProcs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
A00Yes (1)Yes (1)Yes (1)Yes (1)0.001000.000000.0010000Yes (1)
B00Yes (1)Yes (1)Yes (1)Yes (1)0.003000.000000.0030000Yes (1)
C00Yes (1)Yes (1)Yes (1)Yes (1)0.009000.000000.0090000Yes (1)
D00Yes (1)Yes (1)Yes (1)Yes (1)0.000000.000000.0000000Yes (1)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (4 entries)

Bond ReferenceBondReferenceCdForm8038 T FiledForm8038TFiledIndRebate Not Due YetRebateNotDueYetIndException To RebateExceptionToRebateIndNo Rebate DueNoRebateDueIndVariable Rate IssueVariableRateIssueIndHedge Identified In Bks And RecHedgeIdentifiedInBksAndRecIndGross Proceeds Invested In GICGrossProceedsInvestedInGICIndGross Proceeds InvestedGrossProceedsInvestedIndWritten Proc To Monitor ReqsWrittenProcToMonitorReqsIndTerm Of HedgeTermOfHedgePctSuperintegrated HedgeSuperintegratedHedgeIndHedge TerminatedHedgeTerminatedInd
(no name)
A00Yes (1)Yes (1)Yes (1)000Yes (1)
(no name)
B00Yes (1)Yes (1)Yes (1)000Yes (1)
MORGAN STANLEY CAP
C00Yes (1)Yes (1)Yes (1)Yes (1)00Yes (1)35.00000000000000
(no name)
D00Yes (1)Yes (1)0000Yes (1)

Procedures Corrective Action ProceduresCorrectiveActionGrp (4 entries)

Bond ReferenceBondReferenceCdProcedures Corrective ActionProceduresCorrectiveActionInd
AYes (1)
BYes (1)
CYes (1)
DYes (1)

Supplemental Information Detail SupplementalInformationDetail (4 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
DATE REBATE COMPUTATION PERFORMEDISSUER NAME: IEFA 50,000,000 ADJ RATE REV BONDS,SERIES 2003B DATE THE REBATE COMPUTATION WAS PERFORMED: 04/02/2009 ISSUER NAME: IFA 100,000,000 REVENUE BONDS, SERIES 2004B DATE THE REBATE COMPUTATION WAS PERFORMED: 12/22/2009 ISSUER NAME: IFA 80,000,000 ADJ RAT REV REFUNDING BONDS 2004C DATE THE REBATE COMPUTATION WAS PERFORMED: 12/22/2011 ISSUER NAME: IFA 244,030,000 REVENUE BONDS, SERIES 2007 DATE THE REBATE COMPUTATION WAS PERFORMED: 07/12/2012 ISSUER NAME: IFA 123,604,000 ADJ RATE DEMAND REV SERIES 2008 DATE THE REBATE COMPUTATION WAS PERFORMED: 03/26/2013 ISSUER NAME: IFA 500,000,000 REVENUE BONDS, SERIES 2008B DATE THE REBATE COMPUTATION WAS PERFORMED: 03/01/2014
PART I COLUMN F DESCRIPTION OF PURPOSE$50,000,000 ILLINOIS EDUCATIONAL FACILITIES AUTHORITY ADJUSTABLE RATE REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2003B, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE OR REIMBURSE THE UNIVERSITY FOR COSTS OF THE ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING A NEW GRADUATE SCHOOL OF BUSINESS BUILDING, A NEW INTERDIVISIONAL RESEARCH BUILDING AND A NEW ATHLETICS AND RECREATION CENTER, AND PAY CERTAIN COSTS OF ISSUANCE. $100,000,000 ILLINOIS FINANCE AUTHORITY ADJUSTABLE RATE REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2004B, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR COSTS OF THE ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING THE NEW GRADUATE SCHOOL OF BUSINESS, A NEW RESEARCH BUILDING, A NEW INTERDIVISIONAL RESEARCH BUILDING, AND NEW RESIDENCE HALLS, AND CERTAIN COSTS OF ISSUANCE. $80,000,000 ILLINOIS FINANCE AUTHORITY ADJUSTABLE RATE REVENUE REFUNDING BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2004C, (F) DESCRIPTION OF PURPOSE TO ADVANCE REFUND $70,965,000 OF THE UNIVERSITY'S SERIES 2001A BONDS, AND PAY CERTAIN COSTS OF ISSUANCE. $244,030,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2007, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR COSTS OF THE ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING A NEW RESIDENCE HALL, A LIBRARY ADDITION, STEAM AND CHILLED WATER UTILITY PLANT EXPANSION, THE CENTER FOR BIOMEDICAL DISCOVERY, AND AN OFFICE BUILDING, AND PAY CERTAIN COSTS OF ISSUANCE. $123,604,000 ILLINOIS FINANCE AUTHORITY ADJUSTABLE RATE REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2008, (F) DESCRIPTION OF PURPOSE TO CURRENTLY REFUND THE UNIVERSITY'S SERIES 1998A BONDS, AND (B) PAY CERTAIN COSTS OF ISSUANCE. $500,000,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2008B, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR COST OF THE ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING A NEW RESIDENCE HALL AND DINING FACILITY, THE LOGAN ARTS CENTER, A LIBRARY ADDITION, AND THE CENTER FOR BIOMEDICAL DISCOVERY, AND PAY CERTAIN COSTS OF ISSUANCE. $369,570,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2012A, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR ALL OR A PORTION OF THE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION, IMPROVEMENT AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING THE WILLIAM ECKHARDT RESEARCH CENTER, THE LABORATORY SCHOOLS, THE MULTIPURPOSE ECONOMICS RESEARCH BUILDING, AND VARIOUS OTHER ADMINISTRATIVE, ACADEMIC, RESEARCH, INFRASTRUCTURE AND CAMPUS PROJECTS; TO ADVANCE OR CURRENTLY REFUND ALL OR A PORTION OF THE SERIES 1985A BONDS AND THE 2004A BONDS; AND PAY CERTAIN COSTS OF ISSUANCE. $149,090,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2013A, (F) DESCRIPTION OF PURPOSE: TO FINANCE, REFINANCE, AND REIMBURSE THE UNIVERSITY FOR ALL OR A PORTION OF THE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION, IMPROVEMENT AND EQUIPPING OF CERTAIN EDUCATIONAL FACILITIES, INCLUDING THE WILLIAM ECKHARDT RESEARCH CENTER, THE LABORATORY SCHOOLS, ADAPTIVE REUSE OF 5757 S. UNIVERSITY AVENUE AND VARIOUS OTHER ADMINISTRATIVE, ACADEMIC, RESEARCH, INFRASTRUCTURE AND CAMPUS PROJECTS; TO ADVANCE OR CURRENTLY REFUND ALL OR A PORTION OF THE SERIES 2001A BONDS, THE 2004A BONDS AND THE 2008B BONDS; AND PAY CERTAIN COSTS OF ISSUANCE. $650,000,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2014A, (F) DESCRIPTION OF PURPOSE: TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR ALL OR A PORTION OF THE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION, IMPROVEMENT AND EQUIPPING OF CERTAIN EDUCATIONAL FACILITIES, REFUND THE SERIES 2009 ISSUE, PAY CERTAIN COSTS RELATING TO THE ISSUE OF THE SERIES 2014A BONDS AND ADVANCED REFUNDING OF THE 2009 ISSUE.
PART II LINE 3SERIES 2003B: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $141,933. SERIES 2004B: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $2,437,189. SERIES 2007: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $6,005,381. SERIES 2008B: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $646,698. SERIES 2012A: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $8,068. SERIES 2013A: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $4,887. SERIES 2014A: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND THE TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $3,893.
PART II, LINE 11SERIES 2004B: THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS OF THE ISSUE THAT ARE NO LONGER IN ESCROW. SERIES 2008B: THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS OF THE ISSUE THAT ARE NO LONGER IN ESCROW. SERIES 2012B: THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS OF THE ISSUE THAT ARE NO LONGER IN ESCROW. SERIES 2013A: THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS OF THE ISSUE THAT ARE NO LONGER IN ESCROW. SERIES 2014A: THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS OF THE ISSUE THAT ARE NO LONGER IN ESCROW.

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (4 entries)

Bond ReferenceBondReferenceCdBond Issuer EINBondIssuerEINCUSIPCUSIPNumBond IssuedBondIssuedDtIssue PriceIssuePriceAmtPurposePurposeDescDefeasedDefeasedIndOn Behalf Of IssuerOnBehalfOfIssuerIndPool FinancingPoolFinancingInd
IFA XXX-XX-XXXX ADJ RATE DEMAND REV SERIES 2008
A86109196745200FEG02008-04-03$123,604,000SEE SUPPLEMENTAL INFORMATION000
IFA 500000000 REVENUE BONDS SERIES 2008B
B86109196745203HC422009-01-07$502,370,736SEE SUPPLEMENTAL INFORMATION000
IFA 369570000 REVENUE BONDS SERIES 2012A
C86109196745203HFF42012-02-02$421,065,981SEE SUPPLEMENTAL INFORMATION000
IFA 149090000 REVENUE BONDS SERIES 2013A
D86109196745203HRE42013-05-15$159,766,350SEE SUPPLEMENTAL INFORMATION000

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (4 entries)

Bond ReferenceBondReferenceCdRetiredRetiredAmtTotal ProceedsTotalProceedsAmtIssuance Costs From ProceedsIssuanceCostsFromProceedsAmtOther Spent ProceedsOtherSpentProceedsAmtSubstantial CompletionSubstantialCompletionYrCurrent RefundingCurrentRefundingIndAdvance RefundingAdvanceRefundingIndFinal Allocation MadeFinalAllocationMadeIndAdequate Books And Rec MaintAdequateBooksAndRecMaintIndBond DefeasedBondDefeasedAmtCapital ExpendituresCapitalExpendituresAmt
A$17,241,000$123,604,000$752,575$122,851,4252004Yes (1)0Yes (1)Yes (1)
B$44,325,000$503,017,434$3,487,166201200Yes (1)Yes (1)$397,905,000$499,530,268
C$3,705,000$421,074,049$1,982,388$269,082,30020130Yes (1)Yes (1)Yes (1)$150,009,360
D$159,766,816$1,179,561$58,586,7892014Yes (1)Yes (1)Yes (1)Yes (1)$100,004,887

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (4 entries)

Bond ReferenceBondReferenceCdOwning Bond Financed PropertyOwningBondFinancedPropertyIndAny Lease ArrangementsAnyLeaseArrangementsIndMgmt Contract Bond Fincd PropMgmtContractBondFincdPropIndEngage Bond Counsel ContractsEngageBondCounselContractsIndAny Research AgreementsAnyResearchAgreementsIndEngage Bond Counsel ResearchEngageBondCounselResearchIndPrivate Bus Use By OthersPrivateBusUseByOthersPctPrivate Bus Concerning UBIPrivateBusConcerningUBIPctTotal Private Business UseTotalPrivateBusinessUsePctBond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestIndChange In Use Bond Financed PropChangeInUseBondFinancedPropIndChange In Use Bond Financed PropChangeInUseBondFinancedPropPctRemedial Action TakenRemedialActionTakenIndProcs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
A00Yes (1)Yes (1)Yes (1)Yes (1)0.011000.000000.011000Yes (1)0.004000Yes (1)
B00Yes (1)Yes (1)Yes (1)Yes (1)0.000000.000000.0000000Yes (1)
C00Yes (1)Yes (1)Yes (1)Yes (1)0.002000.000000.0020000Yes (1)
D00Yes (1)Yes (1)Yes (1)Yes (1)0.001000.000000.0010000Yes (1)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (4 entries)

Bond ReferenceBondReferenceCdForm8038 T FiledForm8038TFiledIndRebate Not Due YetRebateNotDueYetIndException To RebateExceptionToRebateIndNo Rebate DueNoRebateDueIndVariable Rate IssueVariableRateIssueIndHedge Identified In Bks And RecHedgeIdentifiedInBksAndRecIndTerm Of HedgeTermOfHedgePctSuperintegrated HedgeSuperintegratedHedgeIndHedge TerminatedHedgeTerminatedIndGross Proceeds Invested In GICGrossProceedsInvestedInGICIndGross Proceeds InvestedGrossProceedsInvestedIndWritten Proc To Monitor ReqsWrittenProcToMonitorReqsInd
MORGAN STANLEY CAP
A000Yes (1)Yes (1)Yes (1)33.0000000000000000Yes (1)
(no name)
B000Yes (1)0000Yes (1)
(no name)
C0Yes (1)000000Yes (1)
(no name)
D0Yes (1)000000Yes (1)

Procedures Corrective Action ProceduresCorrectiveActionGrp (4 entries)

Bond ReferenceBondReferenceCdProcedures Corrective ActionProceduresCorrectiveActionInd
AYes (1)
BYes (1)
CYes (1)
DYes (1)

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp

FieldValueIRS element (for citing)
Bond ReferenceABondReferenceCd

Issuer Name IssuerName

FieldValueIRS element (for citing)
Business Name Line1IFA 650000000 REVENUE BONDS SERIES 2014ABusinessNameLine1Txt
FieldValueIRS element (for citing)
Bond Issuer EIN861091967BondIssuerEIN
CUSIP45203HB68CUSIPNum
Bond Issued2014-08-12BondIssuedDt
Issue Price$644,509,246IssuePriceAmt
PurposeSEE SUPPLEMENTAL INFORMATIONPurposeDesc
Defeased0DefeasedInd
On Behalf Of Issuer0OnBehalfOfIssuerInd
Pool Financing0PoolFinancingInd

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp

FieldValueIRS element (for citing)
Bond ReferenceABondReferenceCd
Total Proceeds$644,513,139TotalProceedsAmt
Refunding Escrow$458,116,993RefundingEscrowAmt
Issuance Costs From Proceeds$2,131,891IssuanceCostsFromProceedsAmt
Capital Expenditures$175,008,593CapitalExpendituresAmt
Other Spent Proceeds$9,255,662OtherSpentProceedsAmt
Substantial Completion2015SubstantialCompletionYr
Current Refunding0CurrentRefundingInd
Advance RefundingYes (1)AdvanceRefundingInd
Final Allocation Made0FinalAllocationMadeInd
Adequate Books And Rec MaintYes (1)AdequateBooksAndRecMaintInd

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp

FieldValueIRS element (for citing)
Bond ReferenceABondReferenceCd
Owning Bond Financed Property0OwningBondFinancedPropertyInd
Any Lease Arrangements0AnyLeaseArrangementsInd
Mgmt Contract Bond Fincd PropYes (1)MgmtContractBondFincdPropInd
Engage Bond Counsel ContractsYes (1)EngageBondCounselContractsInd
Any Research AgreementsYes (1)AnyResearchAgreementsInd
Engage Bond Counsel ResearchYes (1)EngageBondCounselResearchInd
Private Bus Use By Others0.00000PrivateBusUseByOthersPct
Private Bus Concerning UBI0.00000PrivateBusConcerningUBIPct
Total Private Business Use0.00000TotalPrivateBusinessUsePct
Bond Iss Meet Prvt Sec Pymt Test0BondIssMeetPrvtSecPymtTestInd
Change In Use Bond Financed Prop0ChangeInUseBondFinancedPropInd
Procs Nonqualified Bond RemdtdYes (1)ProcsNonqualifiedBondRemdtdInd

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp

FieldValueIRS element (for citing)
Bond ReferenceABondReferenceCd
Form8038 T Filed0Form8038TFiledInd
Rebate Not Due YetYes (1)RebateNotDueYetInd
Exception To Rebate0ExceptionToRebateInd
No Rebate Due0NoRebateDueInd
Variable Rate Issue0VariableRateIssueInd
Hedge Identified In Bks And Rec0HedgeIdentifiedInBksAndRecInd
Gross Proceeds Invested In GIC0GrossProceedsInvestedInGICInd
Gross Proceeds Invested0GrossProceedsInvestedInd
Written Proc To Monitor ReqsYes (1)WrittenProcToMonitorReqsInd

Procedures Corrective Action ProceduresCorrectiveActionGrp

FieldValueIRS element (for citing)
Bond ReferenceABondReferenceCd
Procedures Corrective ActionYes (1)ProceduresCorrectiveActionInd

Schedule L IRS990ScheduleL

Loans Btwn Org Interested Prsn LoansBtwnOrgInterestedPrsnGrp (3 entries)

Loan From OrganizationLoanFromOrganizationIndOriginal PrincipalOriginalPrincipalAmtBalance DueBalanceDueAmtDefaultDefaultIndBoard Or Committee ApprovalBoardOrCommitteeApprovalIndWritten AgreementWrittenAgreementInd
IAN SOLOMON
Yes (X)$300,000$282,6750Yes (1)Yes (1)
DAVID FITHIAN
Yes (X)$136,000$100,3920Yes (1)Yes (1)
KIM TAYLOR
Yes (X)$100,000$100,0000Yes (1)Yes (1)
FieldValueIRS element (for citing)
Total Balance Due$483,067TotalBalanceDueAmt

Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp (10 entries)

Relationship DescriptionRelationshipDescriptionTxtTransactionTransactionAmtTransactionTransactionDescSharing Of RevenuesSharingOfRevenuesInd
TISHMAN SPEYER CROWN EQUITIES
SEE PART V$563,992SEE PART V0
TRIAN PARTNERS
SEE PART V$1,158,900SEE PART V0
MAN GROUP PLC
SEE PART V$992,000SEE PART V0
THE CARLYLE GROUP
SEE PART V$885,690SEE PART V0
WILLIAM BLAIR & COMPANY
SEE PART V$104,000SEE PART V0
SHADI BARTSCH ZIMMER
SEE PART V$262,778SEE PART V0
SUMATI MURLI
SEE PART V$155,371SEE PART V0
TAMAR POLONSKY
SEE PART V$222,368SEE PART V0
DANIEL ROSENBAUM
SEE PART V$42,014SEE PART V0
TAMARA VOKES
SEE PART V$248,077SEE PART V0

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferenceSCHEDULE L, PART IVFormAndLineReferenceDesc
ExplanationJAMES S. CROWN, A TRUSTEE OF THE UNIVERSITY, AND HIS FAMILY OWN AN INDIRECT INTEREST IN TISHMAN SPEYER CROWN EQUITIES, LLC (TISHMAN SPEYER), WHICH THROUGH A SUBSIDIARY OWNS AN OFFICE BUILDING IN WASHINGTON D.C. IN WHICH THE UNIVERSITY OF CHICAGO LEASES OFFICE SPACE. THE LEASE BETWEEN THE UNIVERSITY AND TISHMAN SPEYER WAS NEGOTIATED AT ARMS' LENGTH AND WAS CONCLUDED ON FAIR MARKET TERMS. THE UNIVERSITY PAID TISHMAN SPEYER A TOTAL OF $171,731 IN RENT, TAXES AND EXPENSES FOR THIS PROPERTY DURING THE TAX YEAR ENDED JUNE 30, 2015. THE UNIVERSITY ALSO LEASES OFFICE SPACE IN NEW YORK, NEW YORK FROM TISHMAN SPEYER. THE LEASE BETWEEN THE UNIVERSITY AND TISHMAN SPEYER WAS NEGOTIATED AT ARMS' LENGTH AND WAS CONCLUDED ON FAIR MARKET TERMS. THE UNIVERSITY PAID TISHMAN SPEYER A TOTAL OF $ 392,261 IN RENT, TAXES AND EXPENSES FOR THIS PROPERTY DURING THE TAX YEAR ENDED JUNE 30, 2015.PETER MAY, A TRUSTEE OF THE UNIVERSITY, IS PRESIDENT AND FOUNDING PARTNER OF TRIAN PARTNERS, AN INVESTMENT MANAGEMENT FIRM WITH WHICH THE UNIVERSITY HAS INVESTED A PORTION OF ITS ENDOWMENT. TRIAN PARTNERS RECEIVED APPROXIMATELY $1,158,900 IN MANAGEMENT AND INCENTIVE FEES IN CONNECTION WITH THE UNIVERSITY'S INVESTMENT FOR THE TAX YEAR ENDED JUNE 30, 2015. EMMANUEL ROMAN, A TRUSTEE OF THE UNIVERSITY, IS THE CHIEF EXECUTIVE OFFICER OF MAN GROUP PLC, AN INVESTMENT MANAGEMENT FIRM WITH WHICH THE UNIVERSITY HAS INVESTED A PORTION OF ITS ENDOWMENT. THE MAN GROUP PLC RECEIVED APPROXIMATELY $992,000 IN FEES IN CONNECTION WITH THE UNIVERSITY'S INVESTMENT FOR THE TAX YEAR ENDED JUNE 30, 2015.DAVID M. RUBENSTEIN, A TRUSTEE OF THE UNIVERSITY, IS A CO-FOUNDER AND CO-CEO OF THE CARLYLE GROUP, A PRIVATE EQUITY FIRM WITH WHICH THE UNIVERSITY HAS INVESTED A PORTION OF ITS ENDOWMENT. THE CARLYLE GROUP RECEIVED APPROXIMATELY $885,690 IN FEES IN CONNECTION WITH THE UNIVERSITY'S INVESTMENT FOR THE TAX YEAR ENDED JUNE 30, 2015.E. DAVID COOLIDGE III, A TRUSTEE OF THE UNIVERSITY, IS VICE CHAIRMAN OF WILLIAM BLAIR & COMPANY, AN INVESTMENT BANKING FIRM THAT PROVIDED SERVICES ON UNIVERSITY BOND ISSUES. FOR ITS SERVICES DURING THE TAX YEAR ENDED JUNE 30, 2015, WILLIAM BLAIR & COMPANY RECEIVED APPROXIMATELY $104,000 IN COMPENSATION.SHADI BARTSCH-ZIMMER, THE WIFE OF THE UNIVERSITY OF CHICAGO PRESIDENT ROBERT J. ZIMMER, IS EMPLOYED BY THE UNIVERSITY AS A PROFESSOR OF CLASSICS. MS. BARTSCH-ZIMMER WAS PAID A GROSS SALARY OF $262,778 FOR THE CALENDAR YEAR 2014 IN CONNECTION WITH HER EMPLOYMENT.SUMATI MURLI, THE WIFE OF SUNIL KUMAR, DEAN OF THE BOOTH SCHOOL OF BUSINESS, IS EMPLOYED BY THE UNIVERSITY AS A DIRECTOR FOR CLINICAL RESEARCH OPERATIONS. MS. MURLI WAS PAID $155,371 FOR THE CALENDAR YEAR 2014 IN CONNECTION WITH HER EMPLOYMENT.TAMAR POLONSKY, THE DAUGHTER OF KENNETH POLONSKY, DEAN AND EXECUTIVE VICE PRESIDENT FOR MEDICAL AFFAIRS, IS EMPLOYED BY THE UNIVERSITY AS AN ASSISTANT PROFESSOR IN THE DEPARTMENT OF MEDICINE. DR. POLONSKY WAS PAID $222,368 FOR THE CALENDAR YEAR 2014 IN CONNECTION WITH HER EMPLOYMENT.DANIEL ROSENBAUM, THE SON OF THOMAS ROSENBAUM, THE FORMER PROVOST OF THE UNIVERSITY, WAS EMPLOYED AT THE UNIVERSITY. MR. ROSENBAUM WAS PAID $42,014 FOR THE CALENDAR YEAR 2014 IN CONNECTION WITH HIS EMPLOYMENT.TAMARA VOKES, THE WIFE OF EVERETT VOKES, THE FORMER DEAN AND VICE PRESIDENT OF MEDICAL AFFAIRS, IS EMPLOYED BY THE UNIVERSITY AS A PROFESSOR IN CLINICAL MEDICINE. DR. VOKES WAS PAID $248,077 FOR THE CALENDAR YEAR 2014 IN CONNECTION WITH HER EMPLOYMENT.ExplanationTxt

Schedule M IRS990ScheduleM

Works Of Art WorksOfArtGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution16ContributionCnt

Books And Publications BooksAndPublicationsGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Noncash Contributions Rpt F990$394,149NoncashContributionsRptF990Amt
Method Of Determining RevenuesOPINION OF EXPERTSMethodOfDeterminingRevenuesTxt

Securities Publicly Traded SecuritiesPubliclyTradedGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution380ContributionCnt
Noncash Contributions Rpt F990$45,037,110NoncashContributionsRptF990Amt
Method Of Determining RevenuesCOST/SELLING PRICEMethodOfDeterminingRevenuesTxt
FieldValueIRS element (for citing)
Form8283 Received23Form8283ReceivedCnt
Any Property That Must Be Held0AnyPropertyThatMustBeHeldInd
Review Process Unusual NC GiftsYes (1)ReviewProcessUnusualNCGiftsInd
Third Parties UsedYes (1)ThirdPartiesUsedInd

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
PART I, LINE 32B:RELATED ORGANIZATIONS IN THE UK, FRANCE,SINGAPORE, HONG KONG AND INDIA SOLICIT CHARITABLE CONTRIBUTIONS FOR THE BENEFIT OF THE UNIVERSITY AND ITS PROGRAMS. THE UNIVERSITY USES AN OUTSIDE BROKER TO SELL GIFTS OF SECURITIES.
PART I, LINE 33:THE UNIVERSITY OF CHICAGO DOES NOT RECORD GIFTS OF ART AS REVENUE AS PERMITTED UNDER SFAS 116.

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (6 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
FORM 990, PART VI, SECTION A, LINE 2ANDREW M. ALPER AND KENNETH M. JACOBS, BOTH TRUSTEES OF THE UNIVERSITY HAVE A BUSINESS RELATIONSHIP. RODNEY L. GOLDSTEIN AND JAMES S. CROWN, BOTH TRUSTEES OF THE UNIVERSITY HAVE A BUSINESS RELATIONSHIP. THOMAS J. PRITZKER AND BYRON D. TROTT, BOTH TRUSTEES OF THE UNIVERSITY HAVE A BUSINESS RELATIONSHIP. JOHN W. ROGERS AND PAULA WOLFF, BOTH TRUSTEES OF THE UNIVERSITY HAVE A BUSINESS RELATIONSHIP. ANDREW M. ROSENFIELD AND PETER W. MAY, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP. TIMOTHY M. GEORGE AND KENNETH M. JACOBS, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP. PETER W. MAY AND KING W. HARRIS, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP. PETER W. MAY AND ROBERT W. LANE, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP. MICHAEL P. POLSKY AND MARY A. TOLAN, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP. CRAIG J. DUCHOSSOIS AND E. DAVID COOLIDGE III, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP. CRAIG J. DUCHOSSOIS AND RODNEY L. GOLDSTEIN, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP. CRAIG J. DUCHOSSOIS AND JOHN W. ROGERS, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP. CRAIG J. DUCHOSSOIS AND BYRON D. TROTT, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP. BYRON D. TROTT AND JAMES S. CROWN, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP. BYRON D. TROTT AND JOSEPH NEUBAUER, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP. BYRON D. TROTT AND NASSEF O. SAWIRIS, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP.
FORM 990, PART VI, SECTION B, LINE 11PRIOR TO FILING THE FORM 990, MEMBERS OF THE EXECUTIVE COMMITTEE OF THE UNIVERSITY'S BOARD OF TRUSTEES WERE GIVEN AN OPPORTUNITY TO REVIEW PORTIONS OF THE FORM 990 RELEVANT TO THE THEIR AREAS OF OVERSIGHT. THESE PORTIONS OF THE FORM 990 WERE DISTRIBUTED TO COMMITTEE MEMBERS FOR CONVENED MEETINGS IN FEBRUARY 2016, AT WHICH TRUSTEES OF THESE COMMITTEES WERE GIVEN THE OPPORTUNITY TO DISCUSS THE RELEVANT SECTIONS OF THE FORM 990 AND ASK QUESTIONS. IN ADDITION, IN EARLY APRIL 2016, THE COMPLETED DRAFT FORM 990 (AND FORM 990-T), INCLUDING ALL SCHEDULES, WAS POSTED ON A SECURE WEBSITE ACCESSIBLE TO ALL TRUSTEES TO ALLOW THEM TO REVIEW THE FORM, PROVIDE COMMENTS, AND ASK ANY QUESTIONS. INFORMATION ABOUT ACCESSING THE WEBSITE WAS DISTRIBUTED IN ADVANCE TO ALL TRUSTEES. THE DRAFT FORM REMAINED AVAILABLE ON THE WEBSITE FOR APPROXIMATELY TWO WEEKS, AFTER WHICH ONLINE ACCESS ENDED TO ALLOW THE UNIVERSITY TIME TO FINALIZE THE FORM 990 AND FORM 990T FOR FILING WITH THE IRS.
FORM 990, PART VI, SECTION B, LINE 12CALL TRUSTEES, OFFICERS, FACULTY, SENIOR ADMINISTRATORS, AND OTHER EMPLOYEES OF THE UNIVERSITY ARE SUBJECT TO CONFLICT OF INTEREST POLICIES THAT, AMONG OTHER THINGS, DEFINE MATERIAL FINANCIAL CONFLICTS OF INTEREST, IDENTIFY THE CLASSES OF INDIVIDUALS COVERED BY THE POLICIES, FACILITATE DISCLOSURE OF INFORMATION, AND SPECIFY PROCEDURES TO BE FOLLOWED IN MANAGING THE CONFLICTS. THESE CONFLICT OF INTEREST POLICIES AND PROCEDURES INCLUDE: (1) THE UNIVERSITY OF CHICAGO CONFLICT OF INTEREST POLICY FOR TRUSTEES AND OFFICERS REQUIRES TRUSTEES AND OFFICERS TO ALERT THE CHAIR OF THE BOARD, THE COMMITTEE ON TRUSTEESHIP, OR THE UNIVERSITY'S VICE PRESIDENT AND GENERAL COUNSEL OF ANY POTENTIAL CONFLICT OF INTEREST, AND ABSTAIN FROM PARTICIPATING IN OR VOTING ON THE MATTER. THE POLICY ALSO REQUIRES TRUSTEES AND OFFICERS TO DISCLOSE ON AN ANNUAL BASIS, ACTUAL AND POTENTIAL CONFLICTS OF INTEREST BY COMPLETING A CONFLICT OF INTEREST DISCLOSURE STATEMENT. ALL CONFLICT OF INTEREST DISCLOSURES AND RELATED DISCUSSIONS ARE SHARED WITH THE CHAIR OF THE BOARD, THE COMMITTEE ON TRUSTEESHIP, AND THE UNIVERSITY'S PRESIDENT, ITS GENERAL COUNSEL, AND ITS EXTERNAL AUDITORS. THE UNIVERSITY'S VICE PRESIDENT AND GENERAL COUNSEL, IN CONSULTATION WITH THE COMMITTEE ON TRUSTEESHIP AND SENIOR UNIVERSITY ADMINISTRATORS, COMPILES THE DISCLOSURES INTO A CONFIDENTIAL DATABASE AND PREPARES FOR EACH TRUSTEE AND OFFICER A WRITTEN ACKNOWLEDGEMENT OF THE DISCLOSURE THAT IDENTIFIES ANY PENDING UNIVERSITY TRANSACTIONS THAT MAY BE AFFECTED BY THE DISCLOSURE. THE CHAIR OF THE BOARD ALSO REVIEWS ALL DISCLOSED POTENTIAL CONFLICTS OF INTEREST BEFORE MAKING BOARD COMMITTEE ASSIGNMENTS. (2) THE UNIVERSITY'S POLICY ON SERVICE TO OUTSIDE ORGANIZATIONS BY SENIOR ADMINISTRATORS REQUIRES OFFICER AND SENIOR ADMINISTRATORS TO DISCLOSE ALL OFFICER, DIRECTOR, OR TRUSTEE POSITIONS THEY HOLD OR INTEND TO HOLD IN OUTSIDE ORGANIZATIONS, INCLUDING BUT NOT LIMITED TO ORGANIZATIONS IN WHICH THEY HAVE A FINANCIAL INTEREST OR FROM WHICH THEY RECEIVE COMPENSATION. THE UNIVERSITY'S OFFICE OF LEGAL COUNSEL MONITORS SUCH POTENTIAL CONFLICTS BY CIRCULATING ANNUALLY A DISCLOSURE FORM THAT MUST BE UPDATED AS CIRCUMSTANCES CHANGE, AND OFFICERS ARE ALSO REQUIRED TO DISCLOSE ALL SUCH RELATIONSHIPS IN ADVANCE TO THEIR IMMEDIATE SUPERVISOR. THIS INFORMATION MAY BE SHARED WITH THE UNIVERSITY'S TRUSTEES, PRESIDENT, PROVOST, GENERAL COUNSEL, AND OTHERS AS NECESSARY; COMPENSATED OUTSIDE SERVICE IS ALSO SUBJECT TO REVIEW BY THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES. (3) ACADEMIC EMPLOYEES, INCLUDING THE PRESIDENT AND THE PROVOST, ARE SUBJECT TO THE UNIVERSITY'S CONFLICT OF INTEREST AND CONFLICT OF COMMITMENT POLICY FOR FACULTY AND OTHER ACADEMIC APPOINTEES. THE OFFICE OF THE PROVOST IS THE ADMINISTRATIVE OFFICE CHARGED WITH ASSURING COMPLIANCE WITH THE FACULTY CONFLICT OF INTEREST POLICY. THE PROVOST HAS DELEGATED OVERSIGHT OF THIS POLICY TO THE DEPUTY PROVOST FOR RESEARCH AS ITS CHAIR. THE PROVOST ALSO APPOINTS THE MEMBERS OF THE STANDING COMMITTEE ON INDIVIDUAL CONFLICTS OF INTEREST AND DESIGNATES THE DEPUTY PROVOST FOR RESEARCH AS ITS CHAIR. THE PROVOST REPORTS PERIODICALLY TO THE STANDING COMMITTEE ON THE STATUS OF FACULTY COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY; THE REPORT INCLUDES HOW RISKS HAVE BEEN ADDRESSED THROUGH MANAGEMENT PLANS OR OTHER PRACTICES INTENDED TO PROVIDE FOR THE REDUCTION, ELIMINATION OR MANAGEMENT OF FINANCIAL CONFLICTS OF INTERESTS. THE DEPUTY PROVOST SEEKS ASSESSMENTS OF THE RISKS AND RECOMMENDATIONS FOR RESPONSIBLE MANAGEMENT FROM DEPARTMENT CHAIRS AND DEANS AND OTHERS SUCH AS THE DIRECTOR OF UNIVERSITY RESEARCH ADMINISTRATION AND THE OFFICE OF LEGAL COUNSEL. (4) THE UNIVERSITY'S CONFLICT OF INTEREST POLICY REQUIRES ALL NON-ACADEMIC EMPLOYEES TO AVOID INVOLVEMENT IN ACTIVITIES WHICH MIGHT CONFLICT, OR MIGHT APPEAR TO CONFLICT, WITH THEIR INSTITUTIONAL RESPONSIBILITIES, INCLUDING, BUT NOT LIMITED TO BUSINESS OR FINANCIAL INTERESTS, TRANSACTIONS INVOLVING THE USE OF CONFIDENTIAL INFORMATION OR KNOWLEDGE GAINED AS A RESULT OF THE EMPLOYEE'S RELATIONSHIP WITH THE UNIVERSITY, THE USE OF UNIVERSITY RESOURCES FOR PERSONAL BENEFIT OR THE BENEFIT OF OTHERS, THE ACCEPTANCE OF GIFTS OF MORE THAN NOMINAL VALUE, AND NEPOTISM. CONFLICT OF INTEREST POLICY REQUIRES STAFF TO PROVIDE FULL DISCLOSURE OF ANY INTEREST THAT MIGHT INFLUENCE, OR APPEAR TO HAVE THE CAPACITY TO INFLUENCE, THE STAFF MEMBER'S OFFICIAL DECISIONS OR ACTIONS ON UNIVERSITY MATTERS. THE DISCLOSURES ARE TO BE IN WRITING, TENDERED TO THE EMPLOYEE'S IMMEDIATE SUPERVISOR, DEPARTMENT HEAD, OR THE APPROPRIATE VICE PRESIDENT OF THE UNIVERSITY. (5) THE UNIVERSITY'S POLICY ON BUSINESS CONDUCT AT THE UNIVERSITY OF CHICAGO REQUIRES ALL UNIVERSITY EMPLOYEES TO, AMONG OTHER THINGS, AVOID REAL OR PERCEIVED CONFLICTS OF INTEREST; USE UNIVERSITY RESOURCES ONLY FOR LEGITIMATE UNIVERSITY BUSINESS; AND REPORT POSSIBLE VIOLATIONS OF THE POLICY, OTHER UNIVERSITY POLICIES, OR APPLICABLE LAW. MEMBERS OF THE UNIVERSITY COMMUNITY ARE ENCOURAGED TO REPORT COMPLIANCE CONCERNS THROUGH NORMAL LINES OF COMMUNICATION INCLUDING DISCUSSIONS WITH SUPERVISORS OR ADVISORS AND, IF NECESSARY, THROUGH THE TOLL-FREE HOTLINE.
FORM 990, PART VI, SECTION B, LINE 15THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES ANNUALLY REVIEWS COMPENSATION FOR THE UNIVERSITY'S PRESIDENT AND ALL OTHER UNIVERSITY OFFICERS, BASED ON A RECOMMENDATION FROM THE CHAIRMAN OF THE BOARD OF TRUSTEES IN THE CASE OF THE PRESIDENT'S COMPENSATION, AND RECOMMENDATIONS FROM THE PRESIDENT IN THE CASE OF OFFICER COMPENSATION. THE COMPENSATION COMMITTEE REVIEWS THESE RECOMMENDATIONS, INCLUDING A REVIEW OF COMPARABILITY DATA PROVIDED BY EXTERNAL CONSULTANTS. THE COMPENSATION COMMITTEE THEN MAKES A RECOMMENDATION REGARDING COMPENSATION TO THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES, WHICH ALSO REVIEWS THE COMPARABILITY DATA AND MAKES ALL FINAL COMPENSATION DECISIONS. THE RECOMMENDATIONS OF THE COMPENSATION COMMITTEE AND THE DECISIONS OF THE EXECUTIVE COMMITTEE ARE DOCUMENTED IN MINUTES MAINTAINED BY THE UNIVERSITY.
FORM 990, PART VI, SECTION C, LINE 19THE UNIVERSITY'S ARTICLES OF INCORPORATION AND BYLAWS, CONFLICT OF INTEREST POLICIES, AND MOST RECENT FINANCIAL STATEMENTS ARE PUBLICLY AVAILABLE ON THE UNIVERSITY'S WEBSITE, WWW.UCHICAGO.EDU .
FORM 990, PART XI, LINE 9:ADJUSTMENT OF RELATED ORG INVESTMENT 95,740,000. MISCELLANEOUS -541,552.

Schedule R IRS990ScheduleR

Id Disregarded Entities IdDisregardedEntitiesGrp (7 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile StateLegalDomicileStateCdTotal IncomeTotalIncomeAmtBusiness Name Line1DirectControllingEntityName/BusinessNameLine1TxtAddress Line1ForeignAddress/AddressLine1TxtProvince Or StateForeignAddress/ProvinceOrStateNmCountryForeignAddress/CountryCdLegal Domicile Foreign CountryLegalDomicileForeignCountryCdEnd Of Year AssetsEndOfYearAssetsAmt
UCHICAGO ARGONNE LLC
5801 S ELLIS AVENUECHICAGOIL60637680628477MANAGE LABIL$712,829,803UNIV OF CHICAGO
UNIV OF CHICAGO FOUNDATION LTD
980525557FUNDRAISING$903,540UNIV OF CHICAGO5TH FL ALDER CASTLE 10 NOBLELONDONUKUK$14,409
THEORY AND COMPUTING SCIENCES
5801 S ELLIS AVENUECHICAGOIL60637516596577RESEARCH BUILDINGIL$7,753,063UNIV OF CHICAGO$70,992,074
UCHICAGO TRADING
5801 S ELLIS AVENUECHICAGOIL60637300517735INVESTINGIL$11,418,341UNIV OF CHICAGO$6,377,193
MAROON INVESTMENTS LLC
5801 S ELLIS AVENUECHICAGOIL60637HOLDING COMPANYIL$0UNIV OF CHICAGO$0
UCHICAGO IMPACT LLC
1307 E 60TH STREETCHICAGOIL60637611682394EDUCATIONIL$8,520,785UNIV OF CHICAGO$7,814,606
HARPER COURT LLC
5801 S ELLIS AVENUECHICAGOIL60637HOLDING COMPANYIL$8,815,003UNIV OF CHICAGO-$5,560,079

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (27 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile StateLegalDomicileStateCdExempt Code SectionExemptCodeSectionTxtPublic Charity StatusPublicCharityStatusTxtBusiness Name Line1DirectControllingEntityName/BusinessNameLine1TxtControlled OrganizationControlledOrganizationIndDirect Controlling NADirectControllingNACdLegal Domicile Foreign CountryLegalDomicileForeignCountryCdAddress Line1ForeignAddress/AddressLine1TxtCityForeignAddress/CityNmCountryForeignAddress/CountryCd
ARCH DEVELOPMENT CORPORATION
5555 S WOODLAWN AVENUECHICAGOIL60637363485244TECH TRANSFERIL501 (C) (3)LINE 11A, IUNIV OF CHICAGO0
CHAPIN HALL CENTER FOR CHILDREN
1313 E 60TH STREETCHICAGOIL60637362167012POLICY RESEARCH CENTERIL501 (C) (3)LINE 70
CHICAGO TUMOR INSTITUTE
5801 S ELLIS AVENUECHICAGOIL60637237136019SUPP RESEARCHIL501 (C) (3)LINE 11A, IUNIV OF CHICAGO0
COURT THEATRE FUND
5535 S ELLIS AVENUECHICAGOIL60637363203660SUPP THE ARTSIL501 (C) (3)LINE 11A, IUNIV OF CHICAGO0
FERMI RESEARCH ALLIANCE LLC
PO BOX 500BATAVIAIL60510571239010MANAGE LABIL501 (C) (3)LINE 70N/A
HYMEN MILGROM SUPPORTING ORGANIZATION
33 NLASALLE ST SUITE 2131CHICAGOIL60602466789522SUPP EDUCATION RESEARCHVA0
LAKE PARK ASSOCIATES
5801 S ELLIS AVENUECHICAGOIL60637366111317PROPERTY HOLDINGIL501 (C) (2)UNIV OF CHICAGO0
NATIONAL OPINION RESEARCH CENTER
55 E MONROE AVENUECHICAGOIL60603362167808SO SCI SURVEYSIL501 (C) (3)LINE 70N/A
PHOENIX OVERLAY FUND LTD
401 N MICHIGAN AVE C/O INVST OFFICECHICAGOIL60611INVESTINGUNIV OF CHICAGO0CJ
SOUTHEAST CHICAGO COMMISSION
1511 EAST 53RD STREETCHICAGOIL60615362226282COMMUNITY SERVICESIL501 (C) (3)LINE 7UNIV OF CHICAGO0
THE JOHN CRERAR FOUNDATION
5730 S ELLIS AVENUECHICAGOIL60637363155157SUPPORT THE LIBRARYIL501 (C) (3)LINE 11A, I0
THE MARINE BIOLOGICAL LABORATORY
7 MBL STREETWOODS HOLEMA02543042104690RESEARCH AND EDUCATIONMA501 (C) (3)LINE 7UNIV OF CHICAGO0
THE QUADRANGLE CLUB
5801 S ELLIS AVENUECHICAGOIL60637361655190SOCIAL CLUBIL501 (C) (7)UNIV OF CHICAGO0
UCHICAGO RESEARCH BANGLADESH LTD
RESEARCHUCHGO RSCH INTL0BGHSE 388 ROAD 24 NEW DOHDHAKABG
UCHICAGO RESEARCH INTERNATIONAL LTD
5801 S ELLIS AVENUECHICAGOIL60637262741573RESEARCHIL501 (C) (3)LINE 11A, IUNIV OF CHICAGO0
UNIV OF CHGO BOOTH SCHL OF BUSINESS
EDUCATIONUNIV OF CHICAGO0UKWOOLGATE EXCHANGE 25 BASINGHALLONDONUK
UNIV OF CHGO BOOTH SCHL OF BUSINESS
EDUCATIONUNIV OF CHICAGO0SN101PENANG RD 238466SINGAPORESN
UNIV OF CHGO FOUNDATION IN HONG KONG LTD
FUNDRAISINGUNIV OF CHICAGO0HKRM100 FAR EAST CTR C/O WM FAN COHONG KONGHK
UNIV OF CHICAGO CHARTER SCHOOL CORP
5801 S ELLIS AVENUECHICAGOIL60637364225812EDUCATIONIL501 (C) (3)LINE 2UNIV OF CHICAGO0
UNIVERSITY OF CHICAGO CANCER RESEARCH FUND
5801 S ELLIS AVENUECHICAGOIL60637366056201SUPP RESEARCHIL501 (C) (3)LINE 11A, IUNIV OF CHICAGO0
UNIVERSITY OF CHICAGO CENTER IN PARIS
EDUCATIONUNIV OF CHICAGO0FR6 RUE THOMAS MANN 75013PARISFR
UNIVERSITY OF CHICAGO CLOISTERS CLUB
1212 E 59TH STREETCHICAGOIL60637SOCIAL CLUBILUNIV OF CHICAGO0
UNIVERSITY OF CHICAGO MEDICAL CTR
5841 S MARYLAND AVENUECHICAGOIL60637363488183HOSPITALIL501 (C) (3)LINE 3UNIV OF CHICAGO0
UNIVERSITY OF CHICAGO PROPERTY HOLDING CORP
5801 S ELLIS AVENUECHICAGOIL60637366108743PROPERTY HOLDINGIL501 (C) (2)UNIV OF CHICAGO0
UNIVERSITY OF CHICAGO RETIREE MEDICAL TRUST
5801 S ELLIS AVENUECHICAGOIL60637363999692MEDICAL TRUSTIL501 (C) (3)LINE 11A, IUNIV OF CHICAGO0
UNIVERSITY OF CHICAGO SELF INSURANCE TRUST
5801 S ELLIS AVENUECHICAGOIL60637363020034MALPTRACTICE TRUSTIL501 (C) (3)LINE 11A, IUNIV OF CHICAGO0
UNIVERSITY OF CHICAGO TRUST (INDIA)
FUNDRAISINGUNIV OF CHICAGO0INGB10-12 CLAIRMONT APTS RST HSEBANGALOREIN

Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (5 entries)

Address Line1ForeignAddress/AddressLine1TxtCityForeignAddress/CityNmCountryForeignAddress/CountryCdPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile Foreign CountryLegalDomicileForeignCountryCdShare Of Total IncomeShareOfTotalIncomeAmtShare Of EOY AssetsShareOfEOYAssetsAmtOwnershipOwnershipPctControlled OrganizationControlledOrganizationIndAddress Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdLegal Domicile StateLegalDomicileStateCd
UCHICAGO (BEIJING) CONSULTING COMPANY LTD CHINA
UNIT 1-10 CULTURE PL OF REMMIN UNIBEIJINGCHCONSULTINGCH$2,243,617$3,061,3281.000000
CHARITABLE REMAINDER TRUSTS (85)
CHARITABLE RMDR TR0.9400005801 S ELLIS AVENUECHICAGOIL60637IL
CHARITABLE LEAD TRUST (1)
CHARITABLE LEAD TR1.0000005801 S ELLIS AVENUECHICAGOIL60637IL
POOLED INCOME FUND (1)
POOLED INCOME FUND1.0000005801 S ELLIS AVENUECHICAGOIL60637IL
UCHICAGO CENTER IN INDIA PRIVATE LIMITED
UNIT 5-10 GRD FL DLF CAPITAL POINTNEW DEHLIINCONSULTINGIN$1,552,513$2,737,6540.510000
FieldValueIRS element (for citing)
Receipt Of Int Annts Rnts RyltsYes (1)ReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth OrgYes (1)GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth OrgYes (1)GiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other Org0LoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth Org0LoansOrGuaranteesFromOthOrgInd
Div Related Organization0DivRelatedOrganizationInd
Asset Sale To Other Org0AssetSaleToOtherOrgInd
Asset Purchase From Other Org0AssetPurchaseFromOtherOrgInd
Asset Exchange0AssetExchangeInd
Rental Of Facilities To Oth Org0RentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth Org0RentalOfFcltsFromOthOrgInd
Perform Of Services For Oth Org0PerformOfServicesForOthOrgInd
Perform Of Services By Other Org0PerformOfServicesByOtherOrgInd
Sharing Of FacilitiesYes (1)SharingOfFacilitiesInd
Paid Employees SharingYes (1)PaidEmployeesSharingInd
Reimbursement Paid To Other OrgYes (1)ReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other OrgYes (1)ReimbursementPaidByOtherOrgInd
Transfer To Other OrgYes (1)TransferToOtherOrgInd
Transfer From Other OrgYes (1)TransferFromOtherOrgInd

Transactions Related Org TransactionsRelatedOrgGrp (47 entries)

Transaction TypeTransactionTypeTxtInvolvedInvolvedAmtMethod Of Amount DeterminationMethodOfAmountDeterminationTxt
UNIVERSITY OF CHICAGO MEDICAL CENTER
A$6,999CASH VALUE
UNIVERSITY OF CHICAGO MEDICAL CENTER
B$385,737CASH VALUE
UNIVERSITY OF CHICAGO MEDICAL CENTER
C$71,750,000CASH VALUE
UNIVERSITY OF CHICAGO MEDICAL CENTER
N$2,303,057CASH VALUE
UNIVERSITY OF CHICAGO MEDICAL CENTER
O$114,447,942CASH VALUE
UNIVERSITY OF CHICAGO MEDICAL CENTER
P$440,883,985CASH VALUE
UNIVERSITY OF CHICAGO MEDICAL CENTER
Q$227,232,997CASH VALUE
UNIVERSITY OF CHICAGO MEDICAL CENTER
R$1,148,154,154CASH VALUE
UNIVERSITY OF CHICAGO MEDICAL CENTER
S$1,277,568,415CASH VALUE
UNIVERSITY OF CHICAGO PROPERTY HOLDING CORPORATION
O$62,109CASH VALUE
UNIVERSITY OF CHICAGO PROPERTY HOLDING CORPORATION
S$215,127CASH VALUE
LAKE PARK ASSOCIATES
A$8,944CASH VALUE
LAKE PARK ASSOCIATES
B$4,280,242CASH VALUE
LAKE PARK ASSOCIATES
Q$1,768,414CASH VALUE
LAKE PARK ASSOCIATES
S$2,278,614CASH VALUE
LAKE PARK ASSOCIATES
C$12,574,436CASH VALUE
UNIVERSITY OF CHICAGO CHARTER SCHOOL CORPORATION
B$2,911,903CASH VALUE
UNIVERSITY OF CHICAGO CANCER RESEARCH FOUNDATION
C$1,310,849CASH VALUE
UNIVERSITY OF CHICAGO CANCER RESEARCH FOUNDATION
O$238,826CASH VALUE
UNIVERSITY OF CHICAGO SELF INSURANCE TRUST
R$20,506,673CASH VALUE
UNIVERSITY OF CHICAGO RETIREE MEDICAL TRUST
R$7,954,624CASH VALUE
NATIONAL OPINION RESEARCH CENTER
A$867,283CASH VALUE
THE QUADRANGLE CLUB
B$50,000CASH VALUE
THE QUADRANGLE CLUB
S$201,380CASH VALUE
FERMI RESEARCH ALLIANCE LLC
S$613,867CASH VALUE
UNIVERSITY OF CHICAGO CENTER IN PARIS
R$1,848,354CASH VALUE
UNIVERSITY OF CHICAGO BOOTH SCHOOL OF BUSINESS LTD UK
A$401,374CASH VALUE
UNIVERSITY OF CHICAGO BOOTH SCHOOL OF BUSINESS LTD UK
N$1,300,619CASH VALUE
UNIVERSITY OF CHICAGO BOOTH SCHOOL OF BUSINESS LTD UK
O$3,683,776CASH VALUE
UNIVERSITY OF CHICAGO BOOTH SCHOOL OF BUSINESS LTD UK
Q$468,283CASH VALUE
UNIVERSITY OF CHICAGO BOOTH SCHOOL OF BUSINESS LTD SINGAPORE
N$787,737CASH VALUE
UNIVERSITY OF CHICAGO BOOTH SCHOOL OF BUSINESS LTD SINGAPORE
O$1,095,338CASH VALUE
UNIVERSITY OF CHICAGO BOOTH SCHOOL OF BUSINESS LTD SINGAPORE
Q$270,379CASH VALUE
UCHICAGO RESEARCH INTERNATIONAL LIMITED
R$2,441,000CASH VALUE
UCHICAGO RESEARCH BANGLADESH
R$600,000CASH VALUE
UCHICAGO CENTER IN INDIA PRIVATE LIMITED
R$2,887,226CASH VALUE
THE UNIVERSITY OF CHICAGO FOUNDATION IN HONG KONG LTD
N$1,372,349CASH VALUE
THE UNIVERSITY OF CHICAGO FOUNDATION IN HONG KONG LTD
O$1,865,921CASH VALUE
THE UNIVERSITY OF CHICAGO FOUNDATION IN HONG KONG LTD
Q$1,420,339CASH VALUE
THE UNIVERSITY OF CHICAGO FOUNDATION IN HONG KONG LTD
R$4,692,512CASH VALUE
SOUTHEAST CHICAGO COMMISSION
O$177,073CASH VALUE
SOUTHEAST CHICAGO COMMISSION
R$499,008CASH VALUE
PHOENIX OVERLAY FUND
S$300,000CASH VALUE
HYMEN MILGROM SUPPORTING ORGANIZATION
C$1,185,632CASH VALUE
CHAPIN HALL CENTER FOR CHILDREN
R$476,000CASH VALUE
JOHN CRERAR FOUNDATION
C$22,420CASH VALUE
THE MARINE BIOLOGICAL LABORATORY
R$13,165,000CASH VALUE

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferencePART I IDENTIFICATION OF DISREGARDED ENTITIESFormAndLineReferenceDesc
ExplanationTHEORY & COMPUTING SCIENCES BUILDING TRUST - THE UNIVERSITY IS THE 100% BENEFICIARY OF THE TRUST, BUT DOES NOT CONTROL THE TRUST. AS SUCH, THE INCOME AND ASSETS OF THE TRUST ARE NOT SHOWN ON THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS WHICH ARE THE BASIS FOR THE 990 PART VIII, LINE 12 AND PART X, LINE 16. THE END OF THE YEAR ASSET BALANCE IS $70,992,074 AND THE INCOME FOR THE PERIOD ENDING DECEMBER 31, 2014 IS $7,753,063. UCHICAGO ARGONNE LLC, A DISREGARDED ENTITY OF THE UNIVERSITY OF CHICAGO, MANAGES ARGONNE NATIONAL LABORATORY. UCHICAGO ARGONNE LLC EARNED A MANAGEMENT FEE OF $3,736,500 FOR THE TAX YEAR. THE TOTAL EXPENDITURES AT ARGONNE NATIONAL LABORATORY WERE APPROXIMATELY $713 MILLION FOR THE TAX YEAR. THE FUNDING AND THE EXPENDITURES OF ARGONNE HAVE BEEN INCLUDED IN PARTS III, VIII, AND IX OF THE FORM 990. FOR PURPOSES OF COMPLETENESS, PLEASE NOTE THE FOLLOWING: THE ENTITIES LISTED BELOW ARE DISREGARDED ENTITIES OF THE UNIVERSITY OF CHICAGO MEDICAL CENTER: UCMC COMMUNITY PHYSICIANS LLC, 5841 S. MARYLAND AVE., CHICAGO, IL 60637 EIN: 38-3865637 PRIMARY ACTIVITY: PHYSICIAN SERVICES LEGAL DOMICILE: ILLINOIS UNIVERSITY OF CHICAGO MEDICINE CARE NETWORK LLC, 5841 S. MARYLAND AVE., CHICAGO, IL 60637 EIN: 47-4222269 PRIMARY ACTIVITY: HEALTHCARE LEGAL DOMICILE: ILLINOIS ALSO NOTE: THE UNIVERSITY OF CHICAGO MEDICAL CENTER IS A LESS THAN 50% MEMBER IN A JOINT VENTURE WITH UCMC/SCH ONCOLOGY JV LLC, A TAX EXEMPT ENTITY, 1850 SILVER CROSS BLVD, NEW LENOX, IL 60451, EIN: 32-2436795 AND THE UNIVERSITY OF CHICAGO MEDICINE CARE NETWORK, LLC, A DISREGARDED ENTITY OF THE UNIVERSITY OF CHICAGO MEDICAL CENTER, IS THE SOLE MEMBER OF THE FOLLOWING RELATED ENTITIES: UCM CARE NETWORK MEDICAL GROUP INC. 5841 S. MARYLAND AVE., CHICAGO, IL 60637 EIN: 47-4221241 PRIMARY ACTIVITY: HEALTHCARE LEGAL DOMICILE: ILLINOIS UNIVERSITY OF CHICAGO MEDICINE CARE NETWORK AFFILIATED PHYSICIANS LLC, 5841 S. MARYLAND, CHICAGO, IL 60637, EIN: 47-42339818 PRIMARY ACTIVITY: HEALTHCARE LEGAL DOMICILE: ILLINOISExplanationTxt