WHITMAN FAMILY FOUNDATION: Form 990PF, tax year 2015
View the entire original 990 at ProPublica ↗
- Organization
- WHITMAN FAMILY FOUNDATION (EIN 26-2136246)
- Tax period
- 2015-01-01 to 2015-12-31
- Filed
- 2016-08-10
- IRS object ID
- 201632239349101063
- Schema version
- 2015v2.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Gain Loss Sale Other Assets Sch
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Substantial Contributors Sch
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2016-08-10T17:37:57-05:00 | ReturnTs |
| Tax Period End | 2015-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 263789391 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WILSON MARKLE STUCKEY HARDESTY & BOTT | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 101 LARKSPUR LANDING CIR STE 200 | AddressLine1Txt |
| City | LARKSPUR | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 949391750 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2015-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 262136246 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WHITMAN FAMILY FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | C/O KEVIN WHITMAN | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | WHIT | BusinessNameControlTxt |
| Phone | 4159843194 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 450 ALTON ROAD NO 1501 | AddressLine1Txt |
| City | MIAMI BEACH | CityNm |
| State Abbreviation | FL | StateAbbreviationCd |
| ZIP | 33139 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | KEVIN WHITMAN | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 4159843194 | PhoneNum |
| Signature | 2016-08-04 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | SHIRLEY CHEN-BLUM | PreparerPersonNm |
| PTIN | P00835113 | PTIN |
| Phone | 4159251120 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2015 | TaxYr |
| Build TS | 2016-12-15 16:53:06Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $1,088,871 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $3,300 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $3,840 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $3,840 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $11,635 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $11,635 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $17,519 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $352,942 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $47,960 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $774 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $774 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $37,068 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $64,209 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Interest Rev And Expnss | $2 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $2 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $281 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $281 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $12,625 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $10,965 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $1,660 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $12,908 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $11,248 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $1,660 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $68,134 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $68,134 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $81,042 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $11,248 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $69,794 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$43,974 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $52,961 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $27,107 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $45,274 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $45,274 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $365,981 | CorporateStockBOYAmt |
| Corporate Stock EOY | $245,620 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $339,335 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $87,908 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $92,635 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $85,468 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $584,988 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $675,522 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $618,794 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $1,065,984 | TotalAssetsBOYAmt |
| Total Assets EOY | $1,059,051 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $1,088,871 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $1,065,984 | RetainedEarningBOYAmt |
| Retained Earning EOY | $1,059,051 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $1,065,984 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $1,059,051 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $1,065,984 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $1,059,051 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $1,065,984 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$43,974 | ExcessRevenueOverExpensesAmt |
| Other Increases | $37,041 | OtherIncreasesAmt |
| Subtotal | $1,059,051 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $1,059,051 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (21 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| MORGAN STANLEY 876 001197 300 | P | $31,926 | $33,098 | -$1,172 | -$1,172 |
| MORGAN STANLEY 876 001197 300 | P | $46,338 | $46,743 | -$405 | -$405 |
| MORGAN STANLEY 876 001197 300 | P | $4,513 | $5,144 | -$631 | -$631 |
| MORGAN STANLEY 876 001194 300 | P | $43,029 | $42,641 | $388 | $388 |
| MORGAN STANLEY 876 001194 300 | P | $11,056 | $10,987 | $69 | $69 |
| MORGAN STANLEY 876 001194 300 | P | $41,187 | $39,286 | $1,901 | $1,901 |
| MORGAN STANLEY 876 001194 300 | P | $250 | $250 | $250 | |
| MORGAN STANLEY 876 019776 300 | P | $52,027 | $52,986 | -$959 | -$959 |
| MORGAN STANLEY 876 019776 300 | P | $1,563 | $1,604 | -$41 | -$41 |
| MORGAN STANLEY 876 019776 300 | P | $45,092 | $49,788 | -$4,696 | -$4,696 |
| SALIENT MLP TE FUND LP | P | $2 | -$2 | -$2 | |
| KKR & CO, LP | P | $104 | $104 | $104 | |
| MOUNTAIN BROOK PARTNERS OFFSHORE | P | $14,432 | -$14,432 | -$14,432 | |
| THIRD POINT OFFSHORE FUND | P | $5,373 | -$5,373 | -$5,373 | |
| ALDEN GLOBAL FUND | P | $57,958 | $2,898 | $55,060 | $55,060 |
| K-1 CRCM OPPORTUNITY FUND, LP | P | $3,919 | $3,919 | $3,919 | |
| K-1 POWERSHARES DB US DOLLAR INDEX | P | $54 | $54 | $54 | |
| K-1 CAIS MILENNIUM | P | $13,605 | $13,605 | $13,605 | |
| KKR & CO, LP - ADJUSTMENTS | P | $82 | $82 | $82 | |
| BLACKSTONE GROUP | P | $93 | $93 | $93 | |
| CAPITAL GAINS DIVIDENDS | P | $146 | $146 | $146 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $47,960 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $57,909 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $1,307,299 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.044297 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $49,366 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $1,179,659 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.041848 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $51,978 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $1,002,141 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.051867 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $49,837 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $1,081,346 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.046088 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $48,456 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $1,032,800 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.046917 | DistributionYr5Rt |
| Total Distribution | 0.231017 | TotalDistributionRt |
| Average Distribution | 0.046203 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $1,173,856 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $54,236 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $530 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $54,766 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $69,794 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $530 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $530 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $530 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $835 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $835 | TotalPaymentsAndCreditsAmt |
| Overpayment | $305 | OverpaymentAmt |
| Applied To ES Tax | $305 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | 0 | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | Yes (1) | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | KEVIN WHITMAN | IndividualWithBooksNm |
| Phone | 4159843194 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 450 ALTON ROAD 1501 | AddressLine1Txt |
| City | MIAMI BEACH | CityNm |
| State Abbreviation | FL | StateAbbreviationCd |
| ZIP | 33139 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| KEVIN WHITMAN | ||||||||
| ONE EMBARCADERO CENTER SUITE 500 | SAN FRANCISCO | CA | 94111 | PRESIDENT | 1.00 | $0 | $0 | $0 |
| NANCY LAM | ||||||||
| 631 FOLSOM ST 3F | SAN FRANCISCO | CA | 94107 | CFO | 0.50 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $1,097,580 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $94,152 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $1,191,732 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $1,191,732 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $17,876 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $1,173,856 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $58,693 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $58,693 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $530 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $530 | TotalTaxAmt |
| Distributable Before Adj | $58,163 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $58,163 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $58,163 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $69,794 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $69,794 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $530 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $69,264 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $58,163 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $65,134 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $69,794 | QualifyingDistributionsAmt |
| Applied To Year1 | $65,134 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $4,660 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $53,503 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (15 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| CALIFORNIA JAZZ CONSERVATORY | |||||||
| 208 ADDISON STREET | BERKELEY | CA | 94704 | NONE | 501(C)(3) PUBLIC CHA | SUPPORT PERFORMANCE ARTS | $15,000 |
| INTERSECTION FOR THE ARTS (FOR DVAN) | |||||||
| 446 VALENCIA STREET | SAN FRANCISCO | CA | 94103 | NONE | 501(C)(3) PUBLIC CHA | PROMOTES ARTISTS FROM THE VIETNAMESE DIASPORA WHOSE WORK IN LITERATURE, VISUAL ART, FILM & PERFORMANCE ART | $534 |
| KCSM FM | |||||||
| 1700 WEST HILLSDALE BLVD | SAN MATEO | CA | 94402 | NONE | 501(C)(3) PUBLIC CHA | SUPPORT JAZZ 91 PUBLIC RADIO | $1,000 |
| NEW AMERICA MEDIA | |||||||
| 209 9TH STREET SUITE 200 | SAN FRANCISCO | CA | 94103 | NONE | 501(C)(3) PUBLIC CHA | SUPPORT PERFORMANCE ARTS | $4,500 |
| PACIFIC LINKS FOUNDATION | |||||||
| 534 VALLEY WAY | MILPITAS | CA | 95035 | NONE | 501(C)(3) PUBLIC CHA | SUPPORT ADAPT PROJECT WHICH SEEKS TO PREVENT TRAFFICKING OF YOUNG VIETNAMESE GIRLS BY ENHANCING THEIR EDUCATIONAL ATTAINMENT AND IMPROVING THEIR VOCATIONAL CHOICES | $4,500 |
| PHILIPS EXETER ACADEMY | |||||||
| 20 MAIN STREET | EXETER | NH | 03833 | NONE | 501(C)(3) PUBLIC CHA | WHITMAN FAMILY FOUNDATION SCHOLARSHIP FUND - PAYMENT YEAR 2015-2016 | $17,500 |
| SAN FRANCISCO BALLET | |||||||
| 455 FRANKLIN STREET | SAN FRANCISCO | CA | 94102 | NONE | 501(C)(3) PUBLIC CHA | HELPS TO ENSURE SF BALLET CAN CONTINUE TO THRILL AND INSPIRE AUDIENCE AT HOME AND AROUND THE WORLD | $5,000 |
| THE CARNEGIE HALL | |||||||
| 881 SEVENTH AVENUE | NEW YORK | NY | 10019 | NONE | 501(C)(3) PUBLIC CHA | SUPPORT PERFORMANCE ARTS | $1,000 |
| US FUND FOR UNICEF | |||||||
| 125 MAIDEN LANE | NEW YORK | NY | 10038 | NONE | 501(C)(3) PUBLIC CHA | SUPPORT THE EFFORTS TO SAVE AND PROTECT THE WOLRD'S MOST VULNERABLE CHILDREN | $1,000 |
| PATRONS OF EXCEPTIONAL ARTISTS | |||||||
| 20191 E COUNTRY CLUB DR STE 709 | AVENTURA | FL | 33180 | NONE | 501(C)(3) PUBLIC CHA | PROVIDE SCHOLARSHIP TO GIFTED STUDENTS AT BARRY UNIVERSITY AND PROMOTION OF ARTISTS | $3,000 |
| THE GOLANDSKY INSTITUTE | |||||||
| PO BOX 20726 | NEW YORK | NY | 10025 | NONE | 501(C)(3) PUBLIC CHA | SUPPORT PERFORMANCE ARTISTS | $3,000 |
| VNHELP | |||||||
| 500 E CALAVERAS BLVD SUITE 307 | MILPITAS | CA | 95035 | NONE | 501(C)(3) PUBLIC CHA | HELP ORPHANAGES IN VIETNAM | $2,500 |
| CORNUCOPIA INSTITUTE | |||||||
| PO BOX 126 | CORNUCOPIA | WI | 54827 | NONE | 501(C)(3) PUBLIC CHA | SUPPORT SUSTAINABLE AGRICULTURE | $2,600 |
| NATURAL RESOURCES DEFENSE COUNCIL INC | |||||||
| 40 WEST 20TH STREET | NEW YORK | NY | 10011 | NONE | 501(C)(3) PUBLIC CHA | SUPPORT ENVIRONMENTAL GROUPS | $2,000 |
| SEA SHEPHERD | |||||||
| PO BOX 96059 | WASHINGTON | DC | 20090 | NONE | 501(C)(3) PUBLIC CHA | PROTECT MARINE WILDLIFE | $5,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $68,134 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $3,840 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $11,635 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 211110 | BusinessCd |
| Unrelated Business Taxbl Incm | $2 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 01 | ExclusionCd |
| Exclusion | $772 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $17,519 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $2 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $33,766 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $33,768 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp (3 entries)
| AssetAssetDesc | How AcquiredHowAcquiredTxt | BasisBasisAmt | Sales ExpenseSalesExpenseAmt | Total NetTotalNetAmt |
|---|---|---|---|---|
| SALIENT MLP TE FUND LP | PURCHASED | $169 | $0 | -$169 |
| SALIENT MLP TE FUND LP | PURCHASED | $2,709 | $0 | -$2,709 |
| SALIENT MLP TE FUND LP | PURCHASED | $27,581 | $0 | -$27,581 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | JEFFRIES JWT-001924 | BondNm |
| EOY Book Value | $92,635 | EOYBookValueAmt |
| EOYFMV | $85,468 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (3 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ALDEN GLOBAL DISTRESSED FUND | $9,385 | $9,385 |
| THIRD POINT FUND | $136,235 | $191,588 |
| CAIS MILLENNIUM | $100,000 | $138,362 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (5 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| SALIENT MLP TE FUND, LP | AT COST | $100,000 | $70,768 |
| CRCM OPPORTUNITY FUND, LP | AT COST | $122,863 | $117,050 |
| CAIS KINGDON OFFSHORE | AT COST | $100,000 | $109,746 |
| MORGAN STANLEY - 876-001194 | AT COST | $202,659 | $185,662 |
| MOUNTAIN BROOK PARTNERS OFFSHORE | AT COST | $150,000 | $135,568 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (7 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BUSINESS REGISTRATION FEES | $10 | $0 | $10 |
| INVESTMENT FEES | $2,427 | $2,427 | $0 |
| ACCOUNTING AND LEGAL | $3,300 | $1,650 | $1,650 |
| OTHER INVESTMENT EXPENSES - CRCM | $2,732 | $2,732 | $0 |
| OTHER INVESTMENT EXPENSES - SALIENT MLP TE FUND LP | $4,088 | $4,088 | $0 |
| OTHER INVESTMENT EXPENSES - POWERSHARES DB | $54 | $54 | $0 |
| OTHER INVESTMENT EXPENSES - KKR & CO, LP | $14 | $14 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| SALIENT MLP TE FUND | $683 | $683 | $683 |
| CRCM OPPORTUNITY FUND LP | $88 | $88 | $88 |
| KKR & CO, LP | $2 | $2 | $2 |
| BLACKSTONE GROUP | $1 | $1 | $1 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN/LOSS | Desc |
| Amt | $37,041 | Amt |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor Detail SubstantialContributorDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | KEVIN WHITMAN | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1 EMBARCADERO CENTER SUITE 500 | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94111 | ZIPCd |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| MORGAN STANLEY | $163 | $163 | $0 |
| JEFFERIES 001924 | $118 | $118 | $0 |