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AMERICAN MUSEUM OF NATURAL HISTORY: Form 990, tax year 2014

View the entire original 990 at ProPublica ↗

Organization
AMERICAN MUSEUM OF NATURAL HISTORY (EIN 13-6162659)
Tax period
2014-07-01 to 2015-06-30
Filed
2016-05-12
IRS object ID
201641339349306304
Schema version
2014v6.0
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2016-05-12T18:55:13-05:00ReturnTs
Tax Period End2015-06-30TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1GRANT THORNTON LLPBusinessNameLine1Txt

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line1757 THIRD AVE 4TH FLOORAddressLine1Txt
CityNEW YORKCityNm
State AbbreviationNYStateAbbreviationCd
ZIP100172013ZIPCd
FieldValueIRS element (for citing)
Return Type990ReturnTypeCd
Tax Period Begin2014-07-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN136162659EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1American Museum of Natural HistoryBusinessNameLine1Txt
FieldValueIRS element (for citing)
In Care Of% ROBERT HURLEYInCareOfNm
Business Name ControlAMERBusinessNameControlTxt
Phone2127695130PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line1Central Park West at 79th StAddressLine1Txt
CityNew YorkCityNm
State AbbreviationNYStateAbbreviationCd
ZIP10024ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonELLEN GALLAGHERPersonNm
Person TitleSR VP AND CFOPersonTitleTxt
Phone2127695130PhoneNum
Signature2016-05-12SignatureDt
Discuss With Paid PreparerYes (true)DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonDANIEL ROMANOPreparerPersonNm
PTINP00504182PTIN
Phone2125990100PhoneNum
FieldValueIRS element (for citing)
Tax2014TaxYr
Build TS2016-08-17 19:52:53ZBuildTS

Form 990 IRS990

FieldValueIRS element (for citing)
Principal OfficerELLEN V FUTTERPrincipalOfficerNm

US Address USAddress

FieldValueIRS element (for citing)
Address Line1Central park west at 79th stAddressLine1Txt
Citynew yorkCityNm
State AbbreviationNYStateAbbreviationCd
ZIP10024ZIPCd
FieldValueIRS element (for citing)
Gross Receipts$511,396,023GrossReceiptsAmt
Group Return For AffiliatesfalseGroupReturnForAffiliatesInd
Organization501c3Yes (X)Organization501c3Ind
Website Addresswww.amnh.orgWebsiteAddressTxt
Type Of Organization CorpYes (X)TypeOfOrganizationCorpInd
Formation1869FormationYr
Legal Domicile StateNYLegalDomicileStateCd
Activity Or MissionNAT HISTORY MUSEUM, PLANETARIUM, COLLECTIONS, LIBRARY, SCIENTIFIC RESEARCH & GRADUATE SCHOOL (PH.D./ COMP BIOLOGY & MAT/EDUCATION), EDUCATION & EXHIBITIONS (SCH O).ActivityOrMissionDesc
Voting Members Governing Body53VotingMembersGoverningBodyCnt
Voting Members Independent51VotingMembersIndependentCnt
Total Employee1586TotalEmployeeCnt
Total Volunteers1132TotalVolunteersCnt
Total Gross UBI$893,678TotalGrossUBIAmt
PY Contributions Grants$117,380,680PYContributionsGrantsAmt
CY Contributions Grants$204,944,084CYContributionsGrantsAmt
PY Program Service Revenue$29,449,093PYProgramServiceRevenueAmt
CY Program Service Revenue$30,122,794CYProgramServiceRevenueAmt
PY Investment Income$19,964,942PYInvestmentIncomeAmt
CY Investment Income$34,948,169CYInvestmentIncomeAmt
PY Other Revenue$13,540,292PYOtherRevenueAmt
CY Other Revenue$13,960,123CYOtherRevenueAmt
PY Total Revenue$180,335,007PYTotalRevenueAmt
CY Total Revenue$283,975,170CYTotalRevenueAmt
PY Grants And Similar Paid$2,719,332PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid$2,995,716CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members$0PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members$0CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid$102,813,118PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid$104,621,320CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns$469,084PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns$163,523CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense$6,902,984CYTotalFundraisingExpenseAmt
PY Other Expenses$92,532,691PYOtherExpensesAmt
CY Other Expenses$93,417,621CYOtherExpensesAmt
PY Total Expenses$198,534,225PYTotalExpensesAmt
CY Total Expenses$201,198,180CYTotalExpensesAmt
PY Revenues Less Expenses-$18,199,218PYRevenuesLessExpensesAmt
CY Revenues Less Expenses$82,776,990CYRevenuesLessExpensesAmt
Total Assets BOY$1,253,436,976TotalAssetsBOYAmt
Total Assets EOY$1,304,049,203TotalAssetsEOYAmt
Total Liabilities BOY$414,855,137TotalLiabilitiesBOYAmt
Total Liabilities EOY$401,423,861TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY$838,581,839NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY$902,625,342NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part IIIYes (X)InfoInScheduleOPartIIIInd
MissionTHE MUSEUM'S MISSION STATEMENT IS: "TO DISCOVER, INTERPRET, AND DISSEMINATE - THROUGH SCIENTIFIC RESEARCH AND EDUCATION - KNOWLEDGE ABOUT HUMAN CULTURES, THE NATURAL WORLD, AND THE UNIVERSE."MissionDesc
Significant New Program SrvcfalseSignificantNewProgramSrvcInd
Significant ChangefalseSignificantChangeInd
Expense$68,917,868ExpenseAmt
Grant$1,572,055GrantAmt
Revenue$560,678RevenueAmt
DescSCIENCE-SINCE ITS FOUNDING, THE MUSEUM HAS PURSUED A SCIENTIFIC RESEARCH PROGRAM to ADVANCE UNDERSTANDING OF THE BIOLOGICAL, PHYSICAL, AND CULTURAL WORLD. THE MUSEUM'S CURATORS, SCIENTISTS, and POST DOCS NUMBER approx 200 scientists WHO DO RESEARCH IN THE BIOLOGICAL SCIENCES, ASTROPHYSICS, PALEONTOLOGY, EARTH AND PLANETARY SCIENCES, AND ANTHROPOLOGY AND PUBLISH IN PEER-REVIEWED JOURNALS. THROUGH OVER 100 FIELD EXPEDITION PROJECTS EACH YEAR, THE MUSEUM EXPANDS ITS ROBUST COLLECTIONS OF OVER 33 MILLION SPECIMENS AND ARTIFACTS. THE MUSEUM CONTINUES ITS PH.D. AND MASTER'S IN TEACHING PROGRAMS THROUGH ITS RICHARD GILDER GRADUATE SCHOOL, THE ONLY PH.D. GRANTING PROGRAM OF ANY MUSEUM IN THE U.S.Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

FieldValueIRS element (for citing)
Expense$54,266,494ExpenseAmt
Grant$1,423,661GrantAmt
Revenue$36,108,826RevenueAmt
DescEDUCATION AND OTHER PUBLIC PROGRAMS-THE MUSEUM'S PROFESSIONAL DEVELOPMENT PROGRAM SERVES APPROXIMATELY 4,000 TEACHERS EACH YEAR, WHILE THE MUSEUM'S SIGNATURE SCIENCE EDUCATION PROGRAM, URBAN ADVANTAGE, HAS GROWN TO REACH ONE-THIRD OF NEW YORK CITY MIDDLE SCHOOLS. THE MUSEUM'S MASTER OF ARTS IN TEACHING PROGRAM HELPS TO AMELIORATE THE CRITICAL SHORTAGE OF QUALIFIED SCIENCE TEACHERS IN NEW YORK STATE, PLACING GRADUATES IN HIGH NEEDS SCHOOLS. APPROXIMATELY FIVE MILLION ON-SITE VISITORS INCLUDING APPROXIMATELY 500,000 SCHOOL AND CAMP GROUP EXPERIENCE THE MUSEUM EDUCATION AND PUBLIC PROGRAMS ANNUALLY, INCLUDING ITS EARLY CHILDHOOD PROGRAMS THAT OFFERS HANDS-ON SCIENCE EXPLORATION.Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

FieldValueIRS element (for citing)
Expense$44,127,204ExpenseAmt
DescEXHIBITION-THE MUSEUM IS OPEN TO THE PUBLIC 363 DAYS A YEAR WITH 45 PERMANENT EXHIBITION HALLS, SPECIAL EXHIBITIONS, AND PLANETARIUM SHOWS. THE MUSEUM RECENTLY COMPLETED EXTENSIVE RESTORATION AND CONSERVATION OF THE ICONIC DIORAMAS IN ITS BERNARD FAMILY HALL OF NORTH AMERICAN MAMMALS AS WELL AS a FULL SCALE RESTORATION OF THE THEODORE ROOSEVELT MEMORIAL HALL EXHIBITIONS. THE MUSEUM HAS A ROBUST SCHEDULE OF SPECIAL EXHIBITIONS AND PLANETARIUM SHOWS IT DESIGNS AND PRODUCES, AND THAT, AFTER OPENING IN NEW YORK CITY, TRAVEL TO VENUES AROUND THE U.S. AND INTERNATIONALLY, SUPPLEMENTED WITH EDUCATIONAL CONTENT AND APPS AND OTHER WEB-BASED RESOURCES FOR LEARNING.Desc
FieldValueIRS element (for citing)
Total Program Service Expenses$167,311,566TotalProgramServiceExpensesAmt
Described In Section501c3Yes (true)DescribedInSection501c3Ind
Schedule B RequiredYes (true)ScheduleBRequiredInd
Political Campaign ActyfalsePoliticalCampaignActyInd
Lobbying ActivitiesYes (true)LobbyingActivitiesInd
Subject To Proxy TaxfalseSubjectToProxyTaxInd
Donor Advised FundfalseDonorAdvisedFundInd
Conservation EasementsfalseConservationEasementsInd
Collections Of ArtYes (true)CollectionsOfArtInd
Credit CounselingfalseCreditCounselingInd
Temp Or Permanent EndowmentsYes (true)TempOrPermanentEndowmentsInd
Report Land Building EquipmentYes (true)ReportLandBuildingEquipmentInd
Report Investments Other SecYes (true)ReportInvestmentsOtherSecInd
Report Program Related InvstfalseReportProgramRelatedInvstInd
Report Other AssetsfalseReportOtherAssetsInd
Report Other LiabilitiesYes (true)ReportOtherLiabilitiesInd
Include FIN48 FootnoteYes (true)IncludeFIN48FootnoteInd
Independent Audit Fincl StmtfalseIndependentAuditFinclStmtInd
Consolidated Audit Fincl StmtYes (true)ConsolidatedAuditFinclStmtInd
School OperatingfalseSchoolOperatingInd
Foreign OfficefalseForeignOfficeInd
Foreign ActivitiesYes (true)ForeignActivitiesInd
More Than5000 K To OrgYes (true)MoreThan5000KToOrgInd
More Than5000 K To IndividualsfalseMoreThan5000KToIndividualsInd
Professional FundraisingYes (true)ProfessionalFundraisingInd
Fundraising ActivitiesYes (true)FundraisingActivitiesInd
Gaming ActivitiesfalseGamingActivitiesInd
Operate HospitalfalseOperateHospitalInd
Grants To OrganizationsYes (true)GrantsToOrganizationsInd
Grants To IndividualsYes (true)GrantsToIndividualsInd
Schedule J RequiredYes (true)ScheduleJRequiredInd
Tax Exempt BondsYes (true)TaxExemptBondsInd
Invest Tax Exempt BondsfalseInvestTaxExemptBondsInd
Escrow AccountfalseEscrowAccountInd
On Behalf Of IssuerfalseOnBehalfOfIssuerInd
Engaged In Excess Benefit TransfalseEngagedInExcessBenefitTransInd
PY Excess Benefit TransfalsePYExcessBenefitTransInd
Loan OutstandingfalseLoanOutstandingInd
Grant To Related PersonfalseGrantToRelatedPersonInd
Business Rln With Org MemfalseBusinessRlnWithOrgMemInd
Business Rln With Fam MemfalseBusinessRlnWithFamMemInd
Business Rln With Officer EntYes (true)BusinessRlnWithOfficerEntInd
Deductible Non Cash ContriYes (true)DeductibleNonCashContriInd
Deductible Art ContributionYes (true)DeductibleArtContributionInd
Terminate OperationsfalseTerminateOperationsInd
Partial LiquidationfalsePartialLiquidationInd
Disregarded EntityfalseDisregardedEntityInd
Related EntityYes (true)RelatedEntityInd
Related Organization Ctrl EntYes (true)RelatedOrganizationCtrlEntInd
Transaction With Control EntYes (true)TransactionWithControlEntInd
Trnsfr Exmpt Non Chrtbl Rltd OrgfalseTrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted PrtshpfalseActivitiesConductedPrtshpInd
Schedule O RequiredYes (true)ScheduleORequiredInd
IRP Document683IRPDocumentCnt
IRP Document W2 G0IRPDocumentW2GCnt
Backup Wthld ComplianceYes (true)BackupWthldComplianceInd
Employee1586EmployeeCnt
Employment Tax Returns FiledYes (true)EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over LimitYes (true)UnrelatedBusIncmOverLimitInd
Form990 T FiledYes (true)Form990TFiledInd
Foreign Financial AccountfalseForeignFinancialAccountInd
Prohibited Tax Shelter TransfalseProhibitedTaxShelterTransInd
Taxable Party NotificationfalseTaxablePartyNotificationInd
Nondeductible ContributionsfalseNondeductibleContributionsInd
Quid Pro Quo ContributionsYes (true)QuidProQuoContributionsInd
Quid Pro Quo Contri DisclYes (true)QuidProQuoContriDisclInd
Form8282 Property Disposed OffalseForm8282PropertyDisposedOfInd
Rcv Fnds To Pay Prsnl Bnft CntrctfalseRcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft CntrctfalsePayPremiumsPrsnlBnftCntrctInd
Indoor Tanning ServicesfalseIndoorTanningServicesInd
Info In Schedule O Part VIYes (X)InfoInScheduleOPartVIInd
Governing Body Voting Members53GoverningBodyVotingMembersCnt
Independent Voting Member51IndependentVotingMemberCnt
Family Or Business RlnYes (true)FamilyOrBusinessRlnInd
Delegation Of Mgmt DutiesfalseDelegationOfMgmtDutiesInd
Change To Org DocumentsYes (true)ChangeToOrgDocumentsInd
Material Diversion Or MisuseYes (true)MaterialDiversionOrMisuseInd
Members Or StockholdersfalseMembersOrStockholdersInd
Election Of Board MembersfalseElectionOfBoardMembersInd
Decisions Subject To ApprovafalseDecisionsSubjectToApprovaInd
Minutes Of Governing BodyYes (true)MinutesOfGoverningBodyInd
Minutes Of CommitteesYes (true)MinutesOfCommitteesInd
Officer Mailing AddressfalseOfficerMailingAddressInd
Local ChaptersfalseLocalChaptersInd
Form990 Provided To Gvrn BodyYes (true)Form990ProvidedToGvrnBodyInd
Conflict Of Interest PolicyYes (true)ConflictOfInterestPolicyInd
Annual Disclosure Covered PrsnYes (true)AnnualDisclosureCoveredPrsnInd
Regular Monitoring EnfrcYes (true)RegularMonitoringEnfrcInd
Whistleblower PolicyYes (true)WhistleblowerPolicyInd
Document Retention PolicyYes (true)DocumentRetentionPolicyInd
Compensation Process CEOYes (true)CompensationProcessCEOInd
Compensation Process OtherYes (true)CompensationProcessOtherInd
Investment In Joint VenturefalseInvestmentInJointVentureInd
States Where Copy Of Return Is FldALStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldAZStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldARStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldCAStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldCTStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldILStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldKSStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldKYStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldMDStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldMAStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldMIStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldMNStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldNHStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldNJStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldNCStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldOHStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldOKStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldORStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldPAStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldRIStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldSCStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldTNStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldUTStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldVAStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldWAStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldWVStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldWIStatesWhereCopyOfReturnIsFldCd
Upon RequestYes (X)UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

FieldValueIRS element (for citing)
PersonROBERT HURLEYPersonNm
Phone2127695753PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line1CENTRAL PARK WEST AT 79TH STREETAddressLine1Txt
CityNEW YORKCityNm
State AbbreviationNYStateAbbreviationCd
ZIP10024ZIPCd

Form990 Part VII Section A Form990PartVIISectionAGrp (71 entries)

TitleTitleTxtAverage Hours Per WeekAverageHoursPerWeekRtAverage Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRtIndividual Trustee Or DirectorIndividualTrusteeOrDirectorIndOfficerOfficerIndReportable Comp From OrgReportableCompFromOrgAmtReportable Comp From Rltd OrgReportableCompFromRltdOrgAmtOther CompensationOtherCompensationAmtHighest Compensated EmployeeHighestCompensatedEmployeeInd
Roger C Altman
Vice Chairman-through 12/10/141.00.0Yes (X)Yes (X)$0$0$0
Lewis W Bernard
Chairman10.00.0Yes (X)Yes (X)$0$0$0
Jackie Bezos
Trustee1.00.0Yes (X)$0$0$0
Scott L Bok
TRUSTEE1.00.0Yes (X)$0$0$0
Tom Brokaw
TRUSTEE2.00.0Yes (X)$0$0$0
Archibald Cox Jr
TRUSTEE-through 12/10/141.00.0Yes (X)$0$0$0
Christopher C Davis
Vice Chairman2.00.0Yes (X)Yes (X)$0$0$0
Vivian H Donnelley
TRUSTEE1.00.0Yes (X)$0$0$0
Fiona Druckenmiller
Vice Chairman2.00.0Yes (X)Yes (X)$0$0$0
Nancy B Fessenden
TRUSTEE2.00.0Yes (X)$0$0$0
Tina Fey
TRUSTEE1.00.0Yes (X)$0$0$0
Helene D Gayle
TRUSTEE-through 12/10/141.00.0Yes (X)$0$0$0
Louis V Gerstner Jr
Vice Chairman2.00.0Yes (X)Yes (X)$0$0$0
Richard Gilder
TRUSTEE1.00.0Yes (X)$0$0$0
Joseph H Gleberman
TRUSTEE2.00.0Yes (X)$0$0$0
Sibyl R Golden
Secretary2.00.0Yes (X)Yes (X)$0$0$0
David S Gottesman
Vice Chairman1.00.0Yes (X)Yes (X)$0$0$0
Margaret Hamburg
TRUSTEE-starting 6/10/151.00.0Yes (X)$0$0$0
Marlene Hess
TRUSTEE1.00.0Yes (X)$0$0$0
Richard E Jaffe
TRUSTEE1.00.0Yes (X)$0$0$0
Helene L Kaplan
TRUSTEE2.00.0Yes (X)$0$0$0
Katheryn P Kempner
TRUSTEE1.03.0Yes (X)$0$0$0
David H Koch
TRUSTEE1.00.0Yes (X)$0$0$0
Irene Sackler Lefcourt
TRUSTEE1.00.0Yes (X)$0$0$0
Richard S LeFrak
Vice Chairman1.00.0Yes (X)Yes (X)$0$0$0
John Lykouretzos
TRUSTEE-starting 6/10/151.00.0Yes (X)$0$0$0
Linda R Macaulay
Vice Chairman2.00.0Yes (X)Yes (X)$0$0$0
Victor Marrero
TRUSTEE1.00.0Yes (X)$0$0$0
Theodore A Mathas
TRUSTEE3.00.0Yes (X)$0$0$0
Rebekah Mercer
Trustee1.00.0Yes (X)$0$0$0
Lorne Michaels
TRUSTEE1.00.0Yes (X)$0$0$0
Roberto A Mignone
Vice Chairman3.00.0Yes (X)Yes (X)$0$0$0
Alexandra Mondre
Trustee-starting 3/11/151.00.0Yes (X)$0$0$0
Edwin H Morgens
TRUSTEE1.00.0Yes (X)$0$0$0
Charles H Mott
Treasurer3.00.0Yes (X)Yes (X)$0$0$0
Valerie S Peltier
TRUSTEE3.00.0Yes (X)$0$0$0
Charles E Phillips Jr
TRUSTEE1.00.0Yes (X)$0$0$0
Virginia Hearst Randt
TRUSTEE1.00.0Yes (X)$0$0$0
Alan Rappaport
TRUSTEE1.00.0Yes (X)$0$0$0
Shaiza Rizavi
TRUSTEE1.00.0Yes (X)$0$0$0
Theodore Roosevelt IV
TRUSTEE1.00.0Yes (X)$0$0$0
Walter V Shipley
TRUSTEE1.00.0Yes (X)$0$0$0
Frank V Sica
TRUSTEE1.00.0Yes (X)$0$0$0
Laura Baudo Sillerman
TRUSTEE-through 12/10/142.00.0Yes (X)$0$0$0
Anna Deavere Smith
TRUSTEE1.00.0Yes (X)$0$0$0
Mary C Solomon
TRUSTEE-through 12/10/141.00.0Yes (X)$0$0$0
Peter J Solomon
TRUSTEE2.00.0Yes (X)$0$0$0
Christine A Varney
TRUSTEE3.00.0Yes (X)$0$0$0
Kenneth L Wallach
TRUSTEE1.00.0Yes (X)$0$0$0
Tamsen Ann Ziff
TRUSTEE1.00.0Yes (X)$0$0$0
Hon Bill de Blasio
EX OFFICIO TRUSTEE1.00.0Yes (X)$0$0$0
Hon Melissa Mark-Viverito
EX OFFICIO TRUSTEE1.00.0Yes (X)$0$0$0
Hon Scott Stringer
EX OFFICIO TRUSTEE1.00.0Yes (X)$0$0$0
Hon Gale Brewer
EX OFFICIO TRUSTEE1.00.0Yes (X)$0$0$0
Hon Mitchell Silver
EX OFFICIO TRUSTEE1.00.0Yes (X)$0$0$0
Hon Tom Finkelpearl
EX OFFICIO TRUSTEE1.00.0Yes (X)$0$0$0
Hon Carmen Farina
EX OFFICIO TRUSTEE1.00.0Yes (X)$0$0$0
ELLEN V FUTTER
PRESIDENT & EX OFFICIO TRUSTEE55.00.0Yes (X)Yes (X)$889,902$0$582,458
MICHAEL NOVACEK
SR VP AND PROVOST45.00.0Yes (X)$743,585$0$148,106
Gerald Singer
SR VP and General Counsel45.00.0Yes (X)$660,153$0$123,589
Lisa Gugenheim
SR VP Inst Adva/Strat Plan/Edu45.00.0Yes (X)$545,689$0$86,226
ELLEN GALLAGHER
SR VP AND CFO45.00.0Yes (X)$372,880$0$57,901
Ann Siegel
SR VP Operations & Capital Prg45.00.0Yes (X)$298,548$0$87,891
David Harvey
SR VP Exhibition45.00.0Yes (X)$295,006$0$84,486
ANNe Canty
SR VP Communications, Marketin45.00.0Yes (X)$297,815$0$52,273
JACKIE HOFFMAN
ASSISTANT SECRETARY45.00.0Yes (X)$182,514$0$38,796
DANIEL STODDARD
VP AND CHF INVEST OFFICER40.00.0$363,682$0$67,770Yes (X)
John Flynn
Dean of Graduate School & Cura35.00.0$336,899$0$78,248Yes (X)
David Thomas
Curator35.00.0$352,053$0$59,843Yes (X)
MARK NORELL
CURATOR35.00.0$333,314$0$72,706Yes (X)
Michael Shara
Curator35.00.0$296,945$0$82,748Yes (X)
FieldValueIRS element (for citing)
Total Reportable Comp From Org$5,968,985TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org$0TotReportableCompRltdOrgAmt
Total Other Compensation$1,623,041TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K172IndivRcvdGreaterThan100KCnt
Former Ofcr Employees ListedfalseFormerOfcrEmployeesListedInd
Total Comp Greater Than150 KYes (true)TotalCompGreaterThan150KInd
Compensation From Other SrcsfalseCompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1TxtCityContractorAddress/USAddress/CityNmState AbbreviationContractorAddress/USAddress/StateAbbreviationCdZIPContractorAddress/USAddress/ZIPCdServicesServicesDescCompensationCompensationAmt
RESTAURANT ASSOCIATES
36 WEST 44TH STREETNEW YORKNY10036RESTAURANT MGT$10,217,206
EVENT NETWORK INC
9606 AERO DRIVE SUITE 1000SAN DIEGOCA92123Management fee$2,360,069
NICHOLSON GALLOWAY INC
261 GLEN HEAD ROADGLEN HEADNY11545CONSTRUCTION SERVICE$2,297,557
ZUBATKIN OWNER REPRESENTATION LLC
333 WEST 52ND STREET 6TH FLNEW YORKNY10019CONSTRUCTION SERVICE$1,619,564
ARTS AND CULTURE NETWORK INC
PO BOX 3534NEW YORKNY10163ADVERTISING$1,309,587
FieldValueIRS element (for citing)
Cntrct Rcvd Greater Than100 K58CntrctRcvdGreaterThan100KCnt
Membership Dues$6,414,099MembershipDuesAmt
Fundraising$5,079,934FundraisingAmt
Government Grants$33,770,449GovernmentGrantsAmt
All Other Contributions$159,679,602AllOtherContributionsAmt
Noncash Contributions$2,513,554NoncashContributionsAmt
Total Contributions$204,944,084TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (5 entries)

DescDescBusinessBusinessCdTotal Revenue ColumnTotalRevenueColumnAmtRelated Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
SALE OF EDUC MAT611600$6,296,497$6,296,497
SPECIAL EVENTS900099$5,863,627$5,863,627
TICKET SALES900099$12,581,466$12,581,466
TOURING900099$5,306,788$5,306,788
OTHER900099$74,416$74,416
FieldValueIRS element (for citing)
Total Program Service Revenue$30,122,794TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

FieldValueIRS element (for citing)
Total Revenue Column$3,396,459TotalRevenueColumnAmt
Unrelated Business Revenue$471,727UnrelatedBusinessRevenueAmt
Exclusion$2,924,732ExclusionAmt

Incm From Invest Bond Proceeds IncmFromInvestBondProceedsGrp

FieldValueIRS element (for citing)
Total Revenue Column$0TotalRevenueColumnAmt

Royalties Revenue RoyaltiesRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$101,221TotalRevenueColumnAmt
Exclusion$101,221ExclusionAmt

Rental Income Or Loss RentalIncomeOrLossGrp

FieldValueIRS element (for citing)
Real$0RealAmt
Personal$0PersonalAmt

Net Rental Income Or Loss NetRentalIncomeOrLossGrp

FieldValueIRS element (for citing)
Total Revenue Column$0TotalRevenueColumnAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

FieldValueIRS element (for citing)
Securities$201,729,857SecuritiesAmt
Other$52,312,104OtherAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

FieldValueIRS element (for citing)
Securities$185,807,191SecuritiesAmt
Other$36,683,060OtherAmt

Gain Or Loss GainOrLossGrp

FieldValueIRS element (for citing)
Securities$15,922,666SecuritiesAmt
Other$15,629,044OtherAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

FieldValueIRS element (for citing)
Total Revenue Column$31,551,710TotalRevenueColumnAmt
Exclusion$31,551,710ExclusionAmt
FieldValueIRS element (for citing)
Fundraising Gross Income$580,005FundraisingGrossIncomeAmt
Contri Rpt Fundraising Event$5,079,934ContriRptFundraisingEventAmt
Fundraising Direct Expenses$1,002,553FundraisingDirectExpensesAmt

Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp

FieldValueIRS element (for citing)
Total Revenue Column-$422,548TotalRevenueColumnAmt
Exclusion-$422,548ExclusionAmt

Net Income From Gaming NetIncomeFromGamingGrp

FieldValueIRS element (for citing)
Total Revenue Column$0TotalRevenueColumnAmt
FieldValueIRS element (for citing)
Gross Sales Of Inventory$10,896,710GrossSalesOfInventoryAmt
Cost Of Goods Sold$3,928,049CostOfGoodsSoldAmt

Net Income Or Loss NetIncomeOrLossGrp

FieldValueIRS element (for citing)
Total Revenue Column$6,968,661TotalRevenueColumnAmt
Related Or Exempt Func Income$6,546,710RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue$421,951UnrelatedBusinessRevenueAmt

Other Revenue Misc OtherRevenueMiscGrp (3 entries)

DescDescBusinessBusinessCdTotal Revenue ColumnTotalRevenueColumnAmtExclusionExclusionAmt
FOOD SALES900099$3,823,124$3,823,124
PARKING812930$2,578,413$2,578,413
OTHER900099$911,252$911,252
FieldValueIRS element (for citing)
Other Revenue Total$7,312,789OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$283,975,170TotalRevenueColumnAmt
Related Or Exempt Func Income$36,669,504RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue$893,678UnrelatedBusinessRevenueAmt
Exclusion$41,467,904ExclusionAmt

Grants To Domestic Orgs GrantsToDomesticOrgsGrp

FieldValueIRS element (for citing)
Total$1,210,589TotalAmt
Program Services$1,210,589ProgramServicesAmt

Grants To Domestic Individuals GrantsToDomesticIndividualsGrp

FieldValueIRS element (for citing)
Total$1,676,127TotalAmt
Program Services$1,676,127ProgramServicesAmt

Foreign Grants ForeignGrantsGrp

FieldValueIRS element (for citing)
Total$109,000TotalAmt
Program Services$109,000ProgramServicesAmt

Benefits To Members BenefitsToMembersGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

FieldValueIRS element (for citing)
Total$4,827,574TotalAmt
Program Services$1,125,607ProgramServicesAmt
Management And General$3,534,951ManagementAndGeneralAmt
Fundraising$167,016FundraisingAmt

Comp Disqual Persons CompDisqualPersonsGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

FieldValueIRS element (for citing)
Total$72,573,205TotalAmt
Program Services$59,625,890ProgramServicesAmt
Management And General$9,056,777ManagementAndGeneralAmt
Fundraising$3,890,538FundraisingAmt

Pension Plan Contributions PensionPlanContributionsGrp

FieldValueIRS element (for citing)
Total$6,961,911TotalAmt
Program Services$6,099,908ProgramServicesAmt
Management And General$463,394ManagementAndGeneralAmt
Fundraising$398,609FundraisingAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

FieldValueIRS element (for citing)
Total$14,390,970TotalAmt
Program Services$11,473,709ProgramServicesAmt
Management And General$2,157,057ManagementAndGeneralAmt
Fundraising$760,204FundraisingAmt

Payroll Taxes PayrollTaxesGrp

FieldValueIRS element (for citing)
Total$5,867,660TotalAmt
Program Services$4,653,854ProgramServicesAmt
Management And General$903,864ManagementAndGeneralAmt
Fundraising$309,942FundraisingAmt

Fees For Services Management FeesForServicesManagementGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Fees For Services Legal FeesForServicesLegalGrp

FieldValueIRS element (for citing)
Total$293,743TotalAmt
Program Services$2,000ProgramServicesAmt
Management And General$291,743ManagementAndGeneralAmt

Fees For Services Accounting FeesForServicesAccountingGrp

FieldValueIRS element (for citing)
Total$320,004TotalAmt
Program Services$21,996ProgramServicesAmt
Management And General$298,008ManagementAndGeneralAmt

Fees For Services Lobbying FeesForServicesLobbyingGrp

FieldValueIRS element (for citing)
Total$129,460TotalAmt
Management And General$129,460ManagementAndGeneralAmt

Fees For Services Prof Fundraising FeesForServicesProfFundraising

FieldValueIRS element (for citing)
Total$163,523TotalAmt
Fundraising$163,523FundraisingAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

FieldValueIRS element (for citing)
Total$1,623,375TotalAmt
Management And General$1,623,375ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

FieldValueIRS element (for citing)
Total$14,626,228TotalAmt
Program Services$11,948,717ProgramServicesAmt
Management And General$2,596,226ManagementAndGeneralAmt
Fundraising$81,285FundraisingAmt

Advertising AdvertisingGrp

FieldValueIRS element (for citing)
Total$1,604,054TotalAmt
Program Services$236,395ProgramServicesAmt
Management And General$1,345,754ManagementAndGeneralAmt
Fundraising$21,905FundraisingAmt

Office Expenses OfficeExpensesGrp

FieldValueIRS element (for citing)
Total$5,642,795TotalAmt
Program Services$4,611,532ProgramServicesAmt
Management And General$648,574ManagementAndGeneralAmt
Fundraising$382,689FundraisingAmt

Information Technology InformationTechnologyGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Royalties RoyaltiesGrp

FieldValueIRS element (for citing)
Total$225,339TotalAmt
Program Services$213,613ProgramServicesAmt
Management And General$11,574ManagementAndGeneralAmt
Fundraising$152FundraisingAmt

Occupancy OccupancyGrp

FieldValueIRS element (for citing)
Total$8,264,580TotalAmt
Program Services$8,023,982ProgramServicesAmt
Management And General$189,374ManagementAndGeneralAmt
Fundraising$51,224FundraisingAmt

Travel TravelGrp

FieldValueIRS element (for citing)
Total$2,132,369TotalAmt
Program Services$2,021,709ProgramServicesAmt
Management And General$107,376ManagementAndGeneralAmt
Fundraising$3,284FundraisingAmt

Pymt Travel Entrtnmnt Pub Ofcl PymtTravelEntrtnmntPubOfclGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Conferences Meetings ConferencesMeetingsGrp

FieldValueIRS element (for citing)
Total$317,166TotalAmt
Program Services$251,196ProgramServicesAmt
Management And General$36,755ManagementAndGeneralAmt
Fundraising$29,215FundraisingAmt

Interest InterestGrp

FieldValueIRS element (for citing)
Total$10,042,999TotalAmt
Program Services$9,731,666ProgramServicesAmt
Management And General$245,049ManagementAndGeneralAmt
Fundraising$66,284FundraisingAmt

Payments To Affiliates PaymentsToAffiliatesGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Depreciation Depletion DepreciationDepletionGrp

FieldValueIRS element (for citing)
Total$31,273,682TotalAmt
Program Services$30,304,198ProgramServicesAmt
Management And General$763,078ManagementAndGeneralAmt
Fundraising$206,406FundraisingAmt

Insurance InsuranceGrp

FieldValueIRS element (for citing)
Total$1,140,593TotalAmt
Program Services$20,761ProgramServicesAmt
Management And General$1,119,491ManagementAndGeneralAmt
Fundraising$341FundraisingAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDescTotalTotalAmtProgram ServicesProgramServicesAmtManagement And GeneralManagementAndGeneralAmtFundraisingFundraisingAmt
EVENTS & HOSPITALITY$1,513,291$1,134,060$207,828$171,403
SUPPLIES$4,808,519$4,396,555$341,460$70,504
OTHER EXPENSES$6,389,293$5,719,774$620,190$49,329
EQUIP RENTAL AND MAINTENANCE$3,070,131$2,698,728$292,272$79,131

Total Functional Expenses TotalFunctionalExpensesGrp

FieldValueIRS element (for citing)
Total$201,198,180TotalAmt
Program Services$167,311,566ProgramServicesAmt
Management And General$26,983,630ManagementAndGeneralAmt
Fundraising$6,902,984FundraisingAmt

Cash Non Interest Bearing CashNonInterestBearingGrp

FieldValueIRS element (for citing)
BOY$29,692,913BOYAmt
EOY$18,108,243EOYAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

FieldValueIRS element (for citing)
BOY$38,270,093BOYAmt
EOY$77,944,434EOYAmt

Pledges And Grants Receivable PledgesAndGrantsReceivableGrp

FieldValueIRS element (for citing)
BOY$48,803,632BOYAmt
EOY$95,669,995EOYAmt

Accounts Receivable AccountsReceivableGrp

FieldValueIRS element (for citing)
BOY$3,822,166BOYAmt
EOY$3,988,699EOYAmt

Receivables From Officers Etc ReceivablesFromOfficersEtcGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Rcvbl From Disqualified Prsn RcvblFromDisqualifiedPrsnGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Inventories For Sale Or Use InventoriesForSaleOrUseGrp

FieldValueIRS element (for citing)
BOY$1,422,649BOYAmt
EOY$1,284,546EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

FieldValueIRS element (for citing)
BOY$19,890,019BOYAmt
EOY$17,129,345EOYAmt
FieldValueIRS element (for citing)
Land Bldg Equip Cost Or Other Bss$843,802,042LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec$429,371,698LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

FieldValueIRS element (for citing)
BOY$432,030,961BOYAmt
EOY$414,430,344EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

FieldValueIRS element (for citing)
BOY$247,940,163BOYAmt
EOY$254,611,172EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

FieldValueIRS element (for citing)
BOY$421,534,146BOYAmt
EOY$411,168,411EOYAmt

Investments Program Related InvestmentsProgramRelatedGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Intangible Assets IntangibleAssetsGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Other Assets Total OtherAssetsTotalGrp

FieldValueIRS element (for citing)
BOY$10,030,234BOYAmt
EOY$9,714,014EOYAmt

Total Assets TotalAssetsGrp

FieldValueIRS element (for citing)
BOY$1,253,436,976BOYAmt
EOY$1,304,049,203EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

FieldValueIRS element (for citing)
BOY$37,694,106BOYAmt
EOY$35,667,151EOYAmt

Grants Payable GrantsPayableGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Deferred Revenue DeferredRevenueGrp

FieldValueIRS element (for citing)
BOY$14,212,905BOYAmt
EOY$10,897,361EOYAmt

Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$268,696,789BOYAmt
EOY$187,035,279EOYAmt

Escrow Account Liability EscrowAccountLiabilityGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Loans From Officers Directors LoansFromOfficersDirectorsGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp

FieldValueIRS element (for citing)
BOY$0BOYAmt
EOY$0EOYAmt

Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp

FieldValueIRS element (for citing)
BOY$6,150,000BOYAmt
EOY$100,755,000EOYAmt

Other Liabilities OtherLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$88,101,337BOYAmt
EOY$67,069,070EOYAmt

Total Liabilities TotalLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$414,855,137BOYAmt
EOY$401,423,861EOYAmt
FieldValueIRS element (for citing)
Organization Follows SFAS117Yes (X)OrganizationFollowsSFAS117Ind

Unrestricted Net Assets UnrestrictedNetAssetsGrp

FieldValueIRS element (for citing)
BOY$330,969,393BOYAmt
EOY$318,219,126EOYAmt

Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp

FieldValueIRS element (for citing)
BOY$319,737,742BOYAmt
EOY$402,065,800EOYAmt

Permanently Rstr Net Assets PermanentlyRstrNetAssetsGrp

FieldValueIRS element (for citing)
BOY$187,874,704BOYAmt
EOY$182,340,416EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$838,581,839BOYAmt
EOY$902,625,342EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$1,253,436,976BOYAmt
EOY$1,304,049,203EOYAmt
FieldValueIRS element (for citing)
Info In Schedule O Part XIYes (X)InfoInScheduleOPartXIInd
Reconcilation Revenue Expnss$82,776,990ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst-$15,411,805NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets-$3,321,682OtherChangesInNetAssetsAmt
Method Of Accounting AccrualYes (X)MethodOfAccountingAccrualInd
Accountant Compile Or ReviewfalseAccountantCompileOrReviewInd
FS AuditedYes (true)FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

FieldValueIRS element (for citing)
Consolidated Basis Fincl StmtYes (X)ConsolidatedBasisFinclStmtInd
FieldValueIRS element (for citing)
Audit CommitteeYes (true)AuditCommitteeInd
Federal Grant Audit RequiredYes (true)FederalGrantAuditRequiredInd
Federal Grant Audit PerformedYes (true)FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
Public Organization170Yes (X)PublicOrganization170Ind

Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$94,787,044CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$113,792,146CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$122,106,098CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$107,059,761CurrentTaxYearMinus1YearAmt
Current Tax Year$190,623,475CurrentTaxYearAmt
Total$628,368,524TotalAmt

Tax Rev Levied Orgnztnl Bnft170 TaxRevLeviedOrgnztnlBnft170Grp

FieldValueIRS element (for citing)
Total$0TotalAmt

Govt Furn Srvc Fclts Vl170 GovtFurnSrvcFcltsVl170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$28,190,897CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$14,528,184CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$20,936,048CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$10,320,919CurrentTaxYearMinus1YearAmt
Current Tax Year$14,320,609CurrentTaxYearAmt
Total$88,296,657TotalAmt

Total Calendar Year170 TotalCalendarYear170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$122,977,941CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$128,320,330CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$143,042,146CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$117,380,680CurrentTaxYearMinus1YearAmt
Current Tax Year$204,944,084CurrentTaxYearAmt
Total$716,665,181TotalAmt
FieldValueIRS element (for citing)
Substantial Contributors Tot$5,531,918SubstantialContributorsTotAmt
Public Support Total170$711,133,263PublicSupportTotal170Amt

Gross Investment Income170 GrossInvestmentIncome170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$4,255,261CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$3,895,491CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$3,302,174CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$3,462,209CurrentTaxYearMinus1YearAmt
Current Tax Year$3,573,800CurrentTaxYearAmt
Total$18,488,935TotalAmt

Unrelated Business Net Incm170 UnrelatedBusinessNetIncm170Grp

FieldValueIRS element (for citing)
Total$0TotalAmt

Other Income170 OtherIncome170Grp

FieldValueIRS element (for citing)
Total$0TotalAmt
FieldValueIRS element (for citing)
Total Support$735,154,116TotalSupportAmt
Gross Receipts Rltd Activities$230,907,477GrossReceiptsRltdActivitiesAmt
Public Support CY1700.96732PublicSupportCY170Pct
Public Support PY1700.96983PublicSupportPY170Pct
Thirty Thr Pct Suprt Tests CY170Yes (X)ThirtyThrPctSuprtTestsCY170Ind

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

FieldValueIRS element (for citing)
ContributorRESTRICTEDContributorNum

Contributor Business Name ContributorBusinessName

FieldValueIRS element (for citing)
Business Name Line1RESTRICTEDBusinessNameLine1

Contributor US Address ContributorUSAddress

FieldValueIRS element (for citing)
Address Line1RESTRICTEDAddressLine1
Address Line2RESTRICTEDAddressLine2
CityRESTRICTEDCity
StateRESTRICTEDState
ZIP CodeRESTRICTEDZIPCode
FieldValueIRS element (for citing)
Total ContributionsRESTRICTEDTotalContributionsAmt

Schedule C IRS990ScheduleC

FieldValueIRS element (for citing)
Total Grassroots LobbyingTotalGrassrootsLobbyingGrp

Total Direct Lobbying TotalDirectLobbyingGrp

FieldValueIRS element (for citing)
Filing Organizations Total$359,461FilingOrganizationsTotalAmt

Total Lobbying Expend TotalLobbyingExpendGrp

FieldValueIRS element (for citing)
Filing Organizations Total$359,461FilingOrganizationsTotalAmt

Other Exempt Purpose Expend OtherExemptPurposeExpendGrp

FieldValueIRS element (for citing)
Filing Organizations Total$200,838,719FilingOrganizationsTotalAmt

Total Exempt Purpose Expend TotalExemptPurposeExpendGrp

FieldValueIRS element (for citing)
Filing Organizations Total$201,198,180FilingOrganizationsTotalAmt

Lobbying Nontaxable Amount LobbyingNontaxableAmountGrp

FieldValueIRS element (for citing)
Filing Organizations Total$1,000,000FilingOrganizationsTotalAmt

Grassroots Nontaxable GrassrootsNontaxableGrp

FieldValueIRS element (for citing)
Filing Organizations Total$250,000FilingOrganizationsTotalAmt
FieldValueIRS element (for citing)
Tot Lbbyng Grassroot Mns Non TxTotLbbyngGrassrootMnsNonTxGrp
Tot Lbby Expend Mns Lbbyng Non TxTotLbbyExpendMnsLbbyngNonTxGrp

Avg Lobbying Nontaxable Amount AvgLobbyingNontaxableAmountGrp

FieldValueIRS element (for citing)
Current Year Minus3$1,000,000CurrentYearMinus3Amt
Current Year Minus2$1,000,000CurrentYearMinus2Amt
Current Year Minus1$1,000,000CurrentYearMinus1Amt
Current Year$1,000,000CurrentYearAmt
Total$4,000,000TotalAmt
FieldValueIRS element (for citing)
Lobbying Ceiling$6,000,000LobbyingCeilingAmt

Avg Total Lobbying Expend AvgTotalLobbyingExpendGrp

FieldValueIRS element (for citing)
Current Year Minus3$418,411CurrentYearMinus3Amt
Current Year Minus2$423,112CurrentYearMinus2Amt
Current Year Minus1$369,174CurrentYearMinus1Amt
Current Year$359,461CurrentYearAmt
Total$1,570,158TotalAmt

Avg Grassroots Nontaxable AvgGrassrootsNontaxableGrp

FieldValueIRS element (for citing)
Current Year Minus3$250,000CurrentYearMinus3Amt
Current Year Minus2$250,000CurrentYearMinus2Amt
Current Year Minus1$250,000CurrentYearMinus1Amt
Current Year$250,000CurrentYearAmt
Total$1,000,000TotalAmt
FieldValueIRS element (for citing)
Grassroots Ceiling$1,500,000GrassrootsCeilingAmt

Schedule D IRS990ScheduleD

FieldValueIRS element (for citing)
Art Public Exhibition AmountsArtPublicExhibitionAmountsGrp
Held Works ArtHeldWorksArtGrp
Collection Used Pub ExhibitionYes (X)CollectionUsedPubExhibitionInd
Coll Used Scholarly RsrchYes (X)CollUsedScholarlyRsrchInd
Collection Used PreservationYes (X)CollectionUsedPreservationInd
Coll Used Loan Or Exch ProgYes (X)CollUsedLoanOrExchProgInd
Solicited Assets SalefalseSolicitedAssetsSaleInd

CY Endwmt Fund CYEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$657,157,255BeginningYearBalanceAmt
Contributions$7,057,018ContributionsAmt
Investment Earnings Or Losses$17,590,696InvestmentEarningsOrLossesAmt
Other Expenditures$33,735,179OtherExpendituresAmt
End Year Balance$648,069,790EndYearBalanceAmt

CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$587,828,476BeginningYearBalanceAmt
Contributions$8,936,171ContributionsAmt
Investment Earnings Or Losses$92,954,092InvestmentEarningsOrLossesAmt
Other Expenditures$32,561,484OtherExpendituresAmt
End Year Balance$657,157,255EndYearBalanceAmt

CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$546,019,744BeginningYearBalanceAmt
Contributions$7,844,856ContributionsAmt
Investment Earnings Or Losses$65,374,220InvestmentEarningsOrLossesAmt
Other Expenditures$31,410,344OtherExpendituresAmt
End Year Balance$587,828,476EndYearBalanceAmt

CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$575,407,836BeginningYearBalanceAmt
Contributions$9,819,110ContributionsAmt
Investment Earnings Or Losses-$8,556,400InvestmentEarningsOrLossesAmt
Other Expenditures$30,650,802OtherExpendituresAmt
End Year Balance$546,019,744EndYearBalanceAmt

CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$507,265,128BeginningYearBalanceAmt
Contributions$7,609,386ContributionsAmt
Investment Earnings Or Losses$91,411,956InvestmentEarningsOrLossesAmt
Other Expenditures$30,878,634OtherExpendituresAmt
End Year Balance$575,407,836EndYearBalanceAmt
FieldValueIRS element (for citing)
Board Designated Balance EOY0.34000BoardDesignatedBalanceEOYPct
Prmnnt Endowment Balance EOY0.26000PrmnntEndowmentBalanceEOYPct
Term Endowment Balance EOY0.40000TermEndowmentBalanceEOYPct
Endowments Held Unrelated OrgfalseEndowmentsHeldUnrelatedOrgInd
Endowments Held Related OrgfalseEndowmentsHeldRelatedOrgInd
LandLandGrp

Buildings BuildingsGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$4,052,059OtherCostOrOtherBasisAmt
Depreciation$1,961,630DepreciationAmt
Book Value$2,090,429BookValueAmt

Leasehold Improvements LeaseholdImprovementsGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$754,303,369OtherCostOrOtherBasisAmt
Depreciation$358,444,287DepreciationAmt
Book Value$395,859,082BookValueAmt

Equipment EquipmentGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$75,285,611OtherCostOrOtherBasisAmt
Depreciation$68,965,781DepreciationAmt
Book Value$6,319,830BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$10,161,003OtherCostOrOtherBasisAmt
Depreciation$0DepreciationAmt
Book Value$10,161,003BookValueAmt
FieldValueIRS element (for citing)
Total Book Value Land Buildings$414,430,344TotalBookValueLandBuildingsAmt
Financial DerivativesFinancialDerivativesGrp
Closely Held Equity InterestsCloselyHeldEquityInterestsGrp

Other Securities OtherSecuritiesGrp (3 entries)

DescDescBook ValueBookValueAmtMethod ValuationMethodValuationCd
MARKETABLE ALT. INVESTMENTS$294,147,265F
NONMARKETABLE ALT. INVESTMENTS$99,108,679F
OPERATING INVESTMENTS$17,912,467F
FieldValueIRS element (for citing)
Total Book Value Securities$411,168,411TotalBookValueSecuritiesAmt
Federal Income Tax Liability$0FederalIncomeTaxLiabilityAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (3 entries)

DescDescAmtAmt
INTEREST RATE EXCHG/CAP AGREEMENTS$21,144,503
ACC. POSTRETIREMENT & OTHER BENEFIT$43,787,438
ACCRUED INTEREST PAYABLE$2,137,129
FieldValueIRS element (for citing)
Total Liability$67,069,070TotalLiabilityAmt
Footnote TextYes (X)FootnoteTextInd

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Part III, Line 1A, Part III Line 4The Museum has extensive collections of specimens and artifacts that constitute a record of life on Earth. These valuable, and sometimes irreplaceable, collections have been acquired through field expeditions, contributions and purchases since the Museum's inception and represent one of the largest and most important natural history collections in the world. New collection areas include the Museum's frozen tissue collection of DNA and tissue samples as well as large scientific databases of genomic and astrophysical data. The collections provide a resource for scientists around the world, and grow significantly each year. In conformity with accounting policies generally followed by museums, the value of the Museum's collections is not reflected in the consolidated statement of financial position. The Museum's collections policy requires that the proceeds from the sale of collection items be used for acquisitions to the collections. If the assets used to purchase the collection items are from restricted funds, proceeds from the sale of those items are recorded as increases in temporarily restricted net assets in that fund until an acquisition is made.
Part V, Line 4The Museum's endowment funds include both donor-restricted and board of trustees' designated funds. These funds are invested under the oversight of the board's investment committee and are used to support operating, capital and other activities pursuant to appropriation recommended by the board's budget and finance committee and approved by the board of trustees.
PART X, FIN 48 (ASC 740)U.S. GAAP requires that a tax position be recognized or derecognized based on a "more likely than not" threshold. This applies to positions taken or expected to be taken in a tax return. The Museum does not believe its consolidated financial statements include any uncertain tax positions for the open tax years of 2015, 2014, 2013, and 2012 that would have a materially adverse effect on its consolidated financial statements.

Schedule F IRS990ScheduleF

FieldValueIRS element (for citing)
Grant Records MaintainedYes (true)GrantRecordsMaintainedInd

Account Activities Outside US AccountActivitiesOutsideUSGrp (20 entries)

RegionRegionTxtType Of Activities ConductedTypeOfActivitiesConductedTxtSpecific Services ProvidedSpecificServicesProvidedTxtRegion Total ExpendituresRegionTotalExpendituresAmt
Central America and the CaribbeanProgram ServicesSCIENTIFIC RESEARCH$49,463
East Asia and the PacificProgram ServicesSCIENTIFIC RESEARCH$529,200
East Asia and the PacificProgram ServicesEXHIBITION$237,386
Europe (Including Iceland and Greenland)Program ServicesEXHIBITION$213,574
Europe (Including Iceland and Greenland)Program ServicesSCIENTIFIC RESEARCH$279,406
Europe (Including Iceland and Greenland)Program ServicesEDUCATION$53,227
Middle East and North AfricaProgram ServicesEXHIBITION$35
Middle East and North AfricaProgram ServicesSCIENTIFIC RESEARCH$8,833
North AmericaProgram ServicesEXHIBITION$74,838
North AmericaProgram ServicesSCIENTIC RESEARCH$218,298
North AmericaProgram ServicesEDUCATION$107,879
South AmericaProgram ServicesEXHIBITION$1,404
South AmericaProgram ServicesSCIENTIFIC RESEARCH$57,834
South AmericaProgram ServicesEDUCATION$15,120
South AsiaProgram ServicesSCIENTIFIC RESEARCH$25,357
Sub-Saharan AfricaProgram ServicesEXHIBITION$11,532
Sub-Saharan AfricaProgram ServicesSCIENTIFIC RESEARCH$126,704
Central America and the CaribbeanInvestments$164,334,422
Europe (Including Iceland and Greenland)Investments$31,585,405
East Asia and the PacificGrantmakingSCIENTIFIC RESEARCH$109,000
FieldValueIRS element (for citing)
Subtotal Spent$2,010,090SubtotalSpentAmt
Continuation Spent$196,028,827ContinuationSpentAmt
Total Spent$198,038,917TotalSpentAmt

Grants To Org Outside US GrantsToOrgOutsideUSGrp

FieldValueIRS element (for citing)
RegionEast Asia and the PacificRegionTxt
Purpose Of GrantRESEARCHPurposeOfGrantTxt
Cash Grant$109,000CashGrantAmt
Manner Of Cash DisbursementWIREMannerOfCashDisbursementTxt
FieldValueIRS element (for citing)
Total501c3 Org1Total501c3OrgCnt
Transfer To Foreign CorpYes (true)TransferToForeignCorpInd
Interest In Foreign TrustfalseInterestInForeignTrustInd
Foreign Corp OwnershipYes (true)ForeignCorpOwnershipInd
Passive Foreign Investmest CoYes (true)PassiveForeignInvestmestCoInd
Foreign PartnershipYes (true)ForeignPartnershipInd
Boycott CountriesfalseBoycottCountriesInd

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferencePART I, LINE 2FormAndLineReferenceDesc
ExplanationTHE USE OF GRANT FUNDS OUTSIDE THE UNITED STATES IN RESEARCH COLLABORATION IS MONITORED IN ACCORDANCE WITH THE AMNH SUB-AWARD ADMINISTRATION AND MONITORING POLICY, THE AMNH GRANTS MANUAL AND FEDERAL OMB A-133 REQUIREMENTS. THE MUSEUM PERFORMS AN ASSESSMENT OF THE GRANTEE'S ABILITY TO PERFORM THE WORK REQUIRED PRIOR TO GRANTING AN AWARD. POST-AWARD RISK BASED MONITORING IS ACCOMPLISHED THROUGH PERIODIC REPORTING FROM GRANTEES REGARDING THE USE OF GRANT FUNDS, FIELD INVESTIGATIONS AND SITE VISITS CONDUCTED BY AMNH STAFF, AND REGULAR CONTACT WITH THE GRANTEE. BECAUSE FOREIGN GRANTEES ARE NOT SUBJECT TO FEDERAL OMB A-133 AUDIT, IN ACCORDANCE WITH OMB A-133 AMNH UTILIZES ADDITIONAL METHODS OF MONITORING IN THE FORM OF MORE FREQUENT AND EXTENSIVE REPORTING AND REVIEW BY AMNH.ExplanationTxt

Schedule G IRS990ScheduleG

FieldValueIRS element (for citing)
Mail SolicitationsYes (X)MailSolicitationsInd
Email SolicitationsYes (X)EmailSolicitationsInd
Phone SolicitationsYes (X)PhoneSolicitationsInd
In Person SolicitationsYes (X)InPersonSolicitationsInd
Solicitation Of Non Govt GrantsYes (X)SolicitationOfNonGovtGrantsInd
Solicitation Of Govt GrantsYes (X)SolicitationOfGovtGrantsInd
Special Fundraising EventsYes (X)SpecialFundraisingEventsInd
Agrmt Prof Fundraising ActyYes (true)AgrmtProfFundraisingActyInd

Fundraiser Activity Info FundraiserActivityInfoGrp (2 entries)

ActivityActivityTxtFundraiser Control Of FundsFundraiserControlOfFundsIndRetained By ContractorRetainedByContractorAmtNet To OrganizationNetToOrganizationAmtGross ReceiptsGrossReceiptsAmt
COMMUNITY COUNSELING SERV CO
FUNDRAISING COUNSELfalse$135,000-$135,000
COMNET MARKETING GROUP INC
PHONE SOLICITATIOfalse$28,523$87,282$115,805
FieldValueIRS element (for citing)
Total Gross Receipts$115,805TotalGrossReceiptsAmt
Total Retained By Contractors$163,523TotalRetainedByContractorsAmt
Total Net To Organization-$47,718TotalNetToOrganizationAmt
Licensed StatesALLicensedStatesCd
Licensed StatesAZLicensedStatesCd
Licensed StatesARLicensedStatesCd
Licensed StatesCALicensedStatesCd
Licensed StatesCTLicensedStatesCd
Licensed StatesILLicensedStatesCd
Licensed StatesKSLicensedStatesCd
Licensed StatesKYLicensedStatesCd
Licensed StatesMDLicensedStatesCd
Licensed StatesMALicensedStatesCd
Licensed StatesMILicensedStatesCd
Licensed StatesMNLicensedStatesCd
Licensed StatesNHLicensedStatesCd
Licensed StatesNJLicensedStatesCd
Licensed StatesNYLicensedStatesCd
Licensed StatesNCLicensedStatesCd
Licensed StatesOHLicensedStatesCd
Licensed StatesOKLicensedStatesCd
Licensed StatesORLicensedStatesCd
Licensed StatesPALicensedStatesCd
Licensed StatesRILicensedStatesCd
Licensed StatesSCLicensedStatesCd
Licensed StatesTNLicensedStatesCd
Licensed StatesUTLicensedStatesCd
Licensed StatesVALicensedStatesCd
Licensed StatesWALicensedStatesCd
Licensed StatesWVLicensedStatesCd
Licensed StatesWILicensedStatesCd

Fundraising Event Information FundraisingEventInformationGrp

FieldValueIRS element (for citing)
Event1MUSEUM GALAEvent1Nm
Gross Receipts Event1$2,496,650GrossReceiptsEvent1Amt
Charitable Contri Event1$2,351,050CharitableContriEvent1Amt
Gross Revenue Event1$145,600GrossRevenueEvent1Amt
Other Direct Expenses Event1$420,634OtherDirectExpensesEvent1Amt
Event2DINNEREvent2Nm
Gross Receipts Event2$1,858,500GrossReceiptsEvent2Amt
Charitable Contri Event2$1,772,225CharitableContriEvent2Amt
Gross Revenue Event2$86,275GrossRevenueEvent2Amt
Other Direct Expenses Event2$139,241OtherDirectExpensesEvent2Amt
Other Events Total4OtherEventsTotalCnt
Gross Receipts Other Events$1,304,789GrossReceiptsOtherEventsAmt
Charitable Contri Other Events$956,659CharitableContriOtherEventsAmt
Gross Revenue Other Events$348,130GrossRevenueOtherEventsAmt
Oth Direct Expnss Other Events$442,678OthDirectExpnssOtherEventsAmt
Gross Receipts Total$5,659,939GrossReceiptsTotalAmt
Charitable Contributions Tot$5,079,934CharitableContributionsTotAmt
Gross Revenue Total Events$580,005GrossRevenueTotalEventsAmt
Oth Direct Expnss Total Events$1,002,553OthDirectExpnssTotalEventsAmt
Direct Expense Summary Events$1,002,553DirectExpenseSummaryEventsAmt
Net Income Summary-$422,548NetIncomeSummaryAmt

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferencePart I, Column (V)FormAndLineReferenceDesc
ExplanationAmount paid to Community Counseling Service Co. ($135,000) is only for fees for professional fundraising consulting services per our agreement. Amount paid to Comnet ($28,523) includes both payment of fees for professional fundraising services and also fundraising expenses.ExplanationTxt

Schedule I IRS990ScheduleI

FieldValueIRS element (for citing)
Grant Records MaintainedYes (true)GrantRecordsMaintainedInd

Recipient Table RecipientTable (20 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdRecipient EINRecipientEINIRC SectionIRCSectionDescCash GrantCashGrantAmtPurpose Of GrantPurposeOfGrantTxtAddress Line2USAddress/AddressLine2TxtNon Cash AssistanceNonCashAssistanceAmtValuation Method UsedValuationMethodUsedDescNon Cash AssistanceNonCashAssistanceDesc
Assoc of Univ for Research in Astronomy Inc
1200 NY AvenueWASHINGTONDC20005890138043501(c)3$20,000Scientific Research Astronomy
Bishop Museum
1525 Bernice StreetHonoluluHI96817990161980501(c)3$11,531Collaborative Research
Brooklyn Botanic Garden Corp
1000 Washington AvenueBrooklynNY11225112417338501(C)3$14,960URBAN ADVANTAGE
Michigan State University
2727 alliance drLansingMI48910237326030501(C)3$20,932urban advantage
Mississippi State University
po box 1848universityMS38677646000819501(C)3$43,071collaborative research
New York Botanical Garden
200TH ST SOUTHERN BOULEVARDBRONXNY10458131693134501(c)3$16,374URBAN ADVANTAGE
New York Hall of Science
47-01 11TH STREETCORONANY11368112104059501(c)3$85,517URBAN ADVANTAGE
NEW YORK UNIVERSITY
105 E 17TH STREET 4TH FLNEW YORKNY10003135562308501(c)3$69,395COLLABORATIVE RESEARCH
Oregon State University
oregon state universitycorvallisOR97330936022772501(c)3$15,258COLLABORATIVE RESEARCH
Queens Botanical Gardens
43-50 MAIN STREETFLUSHINGNY11355111635083501(C)3$9,194URBAN ADVANTAGE
Regents of the University of California
1111 FRANKLIN ST 12TH FLOOAKLANDCA94607956006144501(C)3$62,862COLLABORATIVE RESEARCH
Staten Island Zoo
614 BROADWAYSTATEN ISLANDNY10310135680691501(C)3$29,294URBAN ADVANTAGE
The Polistes Foundation
133 WASHINGTON STBELMONTMA02478020567125501(c)3$13,125COLLABORATIVE RESEARCH
University of Connecticut
438 Whitney RdStorrsCT06269060772160501(C)1$110,408Collaborative Research
University of Kansas
102 Anderson HallManhattanKS66506480771751501(C)3$36,666Collaborative Research
University of Hawaii
2444 DOLE STREETHONOLULUHI96822996000354501(c)3$40,339Collaborative ResearchBACHMAN HALL 105
University of Southern Maine
16 Central StBangorME04401016000769501(C)3$106,585Education
Wildlife Conservation Society-Bronx Zoo
2300 Southern BLVDBronxNY10460131740011501(c)3$148,621Urban Advantage
American Museum of Natural History PA
CPW at 79th StreetNew YorkNY10024131628143501(C)3MAINTAIN PLANETARIUM$341,885CostMaintenance Support
Wested
730 HARRISON STREETSAN FRANCISCOCA94107943233542115(a)(1)$11,856URBAN ADVANTAGE
FieldValueIRS element (for citing)
Total501c3 Org19Total501c3OrgCnt
Total Other Org1TotalOtherOrgCnt

Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp (2 entries)

Grant TypeGrantTypeTxtRecipientRecipientCntCash GrantCashGrantAmt
Research166$936,476
Scholarship78$739,651

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferencePart I, LINE 2FormAndLineReferenceDesc
ExplanationTHE USE OF GRANT FUNDS IN THE UNITED STATES IS MONITORED IN ACCORDANCE WITH THE AMNH SUB-AWARD ADMINISTRATION AND MONITORING POLICY, THE AMNH GRANTS MANUAL, AND FEDERAL OMB A-133 REQUIREMENTS. THE MUSEUM PERFORMS AN ASSESSMENT ON THE CANDIDATE'S ABILITY TO PERFORM THE WORK REQUIRED PRIOR TO GRANTING AN AWARD. POST-AWARD RISK BASED MONITORING IS ACCOMPLISHED THROUGH PERIODIC REPORTING FROM GRANTEES REGARDING THE USE OF GRANT FUNDS, FIELD INVESTIGATIONS AND SITE VISITS CONDUCTED BY AMNH STAFF, AND REGULAR CONTACT WITH THE GRANTEE.ExplanationTxt

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
First Class Or Charter TravelYes (X)FirstClassOrCharterTravelInd
Housing Allowance Or ResidenceYes (X)HousingAllowanceOrResidenceInd
Written Policy Ref T And E ExpnssYes (true)WrittenPolicyRefTAndEExpnssInd
Substantiation RequiredYes (true)SubstantiationRequiredInd
Compensation CommitteeYes (X)CompensationCommitteeInd
Independent ConsultantYes (X)IndependentConsultantInd
Form990 Of Other OrganizationsYes (X)Form990OfOtherOrganizationsInd
Written Employment ContractYes (X)WrittenEmploymentContractInd
Compensation SurveyYes (X)CompensationSurveyInd
Board Or Committee ApprovalYes (X)BoardOrCommitteeApprovalInd
Severance PaymentfalseSeverancePaymentInd
Supplemental Nonqual Rtr PlanYes (true)SupplementalNonqualRtrPlanInd
Equity Based Comp ArrngmfalseEquityBasedCompArrngmInd
Comp Based On Revenue Of Flng OrgfalseCompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related OrgsfalseCompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng OrgfalseCompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd OrgsfalseCompBsdNetEarnsRltdOrgsInd
Any Non Fixed PaymentsfalseAnyNonFixedPaymentsInd
Initial Contract ExceptionfalseInitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (14 entries)

TitleTitleTxtBase Compensation Filing OrgBaseCompensationFilingOrgAmtCompensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmtBonus Filing OrganizationBonusFilingOrganizationAmountBonus Related OrganizationsBonusRelatedOrganizationsAmtOther Compensation Filing OrgOtherCompensationFilingOrgAmtOther Compensation Rltd OrgsOtherCompensationRltdOrgsAmtDeferred Compensation Flng OrgDeferredCompensationFlngOrgAmtDeferred Comp Rltd OrgsDeferredCompRltdOrgsAmtNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmtNontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmtTotal Compensation Filing OrgTotalCompensationFilingOrgAmtTotal Compensation Rltd OrgsTotalCompensationRltdOrgsAmtComp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmtComp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
ELLEN V FUTTER
PRESIDENT & EX OFFICIO TRUSTEE$887,021$0$0$0$2,881$0$432,079$0$150,379$0$1,472,360$0$0$0
MICHAEL NOVACEK
SR VP AND PROVOST$443,076$0$0$0$300,509$0$141,715$0$6,391$0$891,691$0$300,509$0
Gerald Singer
SR VP and General Counsel$389,358$0$0$0$270,795$0$106,720$0$16,869$0$783,742$0$270,795$0
Lisa Gugenheim
SR VP Inst Adva/Strat Plan/Edu$407,346$0$0$0$138,343$0$69,357$0$16,869$0$631,915$0$138,343$0
ELLEN GALLAGHER
SR VP AND CFO$371,622$0$0$0$1,258$0$56,787$0$1,114$0$430,781$0$0$0
Ann Siegel
SR VP Operations & Capital Prg$298,548$0$0$0$0$0$71,022$0$16,869$0$386,439$0$0$0
David Harvey
SR VP Exhibition$295,006$0$0$0$0$0$67,617$0$16,869$0$379,492$0$0$0
ANNe Canty
SR VP Communications, Marketin$296,838$0$0$0$977$0$46,435$0$5,838$0$350,088$0$0$0
JACKIE HOFFMAN
ASSISTANT SECRETARY$182,514$0$0$0$0$0$21,995$0$16,801$0$221,310$0$0$0
DANIEL STODDARD
VP AND CHF INVEST OFFICER$363,682$0$0$0$0$0$61,379$0$6,391$0$431,452$0$0$0
John Flynn
Dean of Graduate School & Cura$333,899$0$0$0$3,000$0$61,379$0$16,869$0$415,147$0$0$0
David Thomas
Curator$296,625$0$0$0$55,428$0$58,729$0$1,114$0$411,896$0$0$0
MARK NORELL
CURATOR$330,218$0$0$0$3,096$0$55,837$0$16,869$0$406,020$0$0$0
Michael Shara
Curator$295,695$0$0$0$1,250$0$65,879$0$16,869$0$379,693$0$0$0

Supplemental Information Detail SupplementalInformationDetail (4 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Part II Column (B) (III)FOR E. FUTTER THIS IS THE PAYMENT OF LIFE INSURANCE PREMIUMS. FOR M. NOVACEK, G. SINGER, AND L. GUGENHEIM THIS IS PAYMENT OF THE SUM OF MULTI-YEAR ACCUMULATED DEFERRED COMPENSATION, DISCLOSED IN PRIOR YEARS, WHICH BECAME PaYABLE UPON MEETING SPECIFIED REQUIREMENTS (PART I, 4B). FOR E. GALLAGHER THIS IS THE PAYMENT OF LIFE INSURANCE PREMIUMS AND PAYMENT FOR WAIVING MEDICAL INSURANCE COVERAGE. FOR A. CANTY THIS IS THE PAYMENT OF LIFE INSURANCE PREMIUMS AND PAYMENT FOR WAIVING MEDICAL INSURANCE COVERAGE. FOR J. FLYNN THIS IS A PAYMENT FOR INSTRUCTING A COURSE. FOR D. THOMAS THIS IS THE PAYMENT OF SUMMER SALARY. FOR M. NORELL THIS IS A PAYMENT FOR INSTRUCTING A COURSE. FOR M. SHARA THIS IS A PAYMENT FOR INSTRUCTING A COURSE.
Part II Column CTHIS IS THE SUM OF CONTRIBUTIONS TO RETIREMENT PLANS. IT ALSO INCLUDES CURRENT YEAR ACCRUALS FOR DEFERRED COMPENSATION WHICH IS CONTINGENT UPON MEETING SPECIFIED REQUIREMENTS, AND COULD BE PAYABLE IN THE FUTURE (SEE PART I, 4B. FOR E. FUTTER, $366,200; FOR M. NOVACEK, $77,596; FOR L. GUGENHEIM, $26,951; FOR G. SINGER, $51,730; FOR E. GALLAGHER $14,381).
Part II Column DALL AMOUNTS ARE FOR EITHER INDIVIDUAL OR FAMILY MEDICAL BENEFITS AND OTHER INSURANCE BENEFITS. FOR E. FUTTER IT ALSO INCLUDES THE VALUE OF MUSEUM OWNED HOUSING WHERE THE PRESIDENT IS REQUIRED TO RESIDE FOR THE CONVENIENCE OF THE MUSEUM (SEE PART 1, 1A).
Part I, Question 1aThe Museum paid for international airfare at first class for three trips by scientists.

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (4 entries)

Bond ReferenceBondReferenceCdBond Issuer EINBondIssuerEINCUSIPCUSIPNumBond IssuedBondIssuedDtIssue PriceIssuePriceAmtPurposePurposeDescDefeasedDefeasedIndOn Behalf Of IssuerOnBehalfOfIssuerIndPool FinancingPoolFinancingInd
TRUST FOR CULTURAL RESOURCES SERIES 2008B3
A911882413649717NV32008-06-24$21,335,000REFUND ISSUES 2004B, 2004C & 2007Afalsefalsefalse
TRUST FOR CULTURAL RESOURCES SERIES 2009A
B911882413649717QD02009-07-10$17,940,000REFUND ISSUES 1993Afalsefalsefalse
TRUST FOR CULTURAL RESOURCES SERIES 2014A
C911882413649717SW62014-06-05$49,775,000REFUND ISSUES 2004A, 2008B1 & 2008falsefalsefalse
TRUST FOR CULTURAL RESOURCES SERIES 2014B1
D911882413649717SX42014-06-05$50,225,000REFUND ISSUES 2004A, 2008B1 & 2008falsefalsefalse

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (4 entries)

Bond ReferenceBondReferenceCdRetiredRetiredAmtBond DefeasedBondDefeasedAmtTotal ProceedsTotalProceedsAmtIn Reserve FundInReserveFundAmtCapitalized InterestCapitalizedInterestAmtRefunding EscrowRefundingEscrowAmtIssuance Costs From ProceedsIssuanceCostsFromProceedsAmtCredit EnhancementCreditEnhancementAmtWorking Capital ExpendituresWorkingCapitalExpendituresAmtCapital ExpendituresCapitalExpendituresAmtOther Spent ProceedsOtherSpentProceedsAmtUnspentUnspentAmtSubstantial CompletionSubstantialCompletionYrCurrent RefundingCurrentRefundingIndAdvance RefundingAdvanceRefundingIndFinal Allocation MadeFinalAllocationMadeIndAdequate Books And Rec MaintAdequateBooksAndRecMaintInd
A$4,755,000$0$21,335,000$0$0$0$158,552$757$0$0$21,175,691$02008Yes (true)falseYes (true)Yes (true)
B$1,200,000$0$19,638,830$0$0$0$391,163$0$0$0$19,247,667$02009Yes (true)falseYes (true)Yes (true)
C$0$0$56,304,278$0$0$0$1,172$0$0$0$56,303,106$02014Yes (true)falseYes (true)Yes (true)
D$0$0$50,225,000$0$0$0$1,046$0$0$0$50,223,954$02014Yes (true)falseYes (true)Yes (true)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (4 entries)

Bond ReferenceBondReferenceCdPrivate Bus Use By OthersPrivateBusUseByOthersPctProcs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
A0Yes (true)
B0Yes (true)
C0Yes (true)
D0Yes (true)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (4 entries)

Bond ReferenceBondReferenceCdForm8038 T FiledForm8038TFiledIndException To RebateExceptionToRebateIndVariable Rate IssueVariableRateIssueIndHedge Identified In Bks And RecHedgeIdentifiedInBksAndRecIndTerm Of HedgeTermOfHedgePctSuperintegrated HedgeSuperintegratedHedgeIndHedge TerminatedHedgeTerminatedIndGross Proceeds Invested In GICGrossProceedsInvestedInGICIndBusiness Name Line1GICProviderName/BusinessNameLine1TxtGross Proceeds InvestedGrossProceedsInvestedIndWritten Proc To Monitor ReqsWrittenProcToMonitorReqsIndNo Rebate DueNoRebateDueInd
MORGAN STANLEY
AfalseYes (true)Yes (true)Yes (true)30.falsefalsefalse0falseYes (true)
0
Bfalsefalsefalsefalse0falseYes (true)Yes (true)
0
CfalseYes (true)falsefalsefalse0falseYes (true)
SMBC CAPITAL MARKETS
DfalseYes (true)Yes (true)Yes (true)10.falsefalsefalse0falseYes (true)

Procedures Corrective Action ProceduresCorrectiveActionGrp (4 entries)

Bond ReferenceBondReferenceCdProcedures Corrective ActionProceduresCorrectiveActionInd
AYes (true)
BYes (true)
CYes (true)
DYes (true)

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
PART IIISECTION IS LEFT BLANK AS ALL OF THESE BONDS WERE USED TO REFUND BONDS ISSUED BEFORE JANUARY 1, 2003.
PART IV, 2C

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp

FieldValueIRS element (for citing)
Bond ReferenceABondReferenceCd

Issuer Name IssuerName

FieldValueIRS element (for citing)
Business Name Line1TRUST FOR CULTURAL RESOURCES SERIES 2014B2BusinessNameLine1Txt
FieldValueIRS element (for citing)
Bond Issuer EIN911882413BondIssuerEIN
CUSIP649717SQ9CUSIPNum
Bond Issued2014-06-05BondIssuedDt
Issue Price$49,490,000IssuePriceAmt
PurposeREFUND ISSUES 2004A, 2008B1 & 2008PurposeDesc
DefeasedfalseDefeasedInd
On Behalf Of IssuerfalseOnBehalfOfIssuerInd
Pool FinancingfalsePoolFinancingInd

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp

FieldValueIRS element (for citing)
Bond ReferenceABondReferenceCd
Retired$0RetiredAmt
Bond Defeased$0BondDefeasedAmt
Total Proceeds$49,490,000TotalProceedsAmt
In Reserve Fund$0InReserveFundAmt
Capitalized Interest$0CapitalizedInterestAmt
Refunding Escrow$0RefundingEscrowAmt
Issuance Costs From Proceeds$1,030IssuanceCostsFromProceedsAmt
Credit Enhancement$0CreditEnhancementAmt
Working Capital Expenditures$0WorkingCapitalExpendituresAmt
Capital Expenditures$0CapitalExpendituresAmt
Other Spent Proceeds$49,488,970OtherSpentProceedsAmt
Unspent$0UnspentAmt
Substantial Completion2014SubstantialCompletionYr
Current RefundingYes (true)CurrentRefundingInd
Advance RefundingfalseAdvanceRefundingInd
Final Allocation MadeYes (true)FinalAllocationMadeInd
Adequate Books And Rec MaintYes (true)AdequateBooksAndRecMaintInd

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp

FieldValueIRS element (for citing)
Bond ReferenceABondReferenceCd
Private Bus Use By Others0PrivateBusUseByOthersPct
Procs Nonqualified Bond RemdtdYes (true)ProcsNonqualifiedBondRemdtdInd

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp

FieldValueIRS element (for citing)
Bond ReferenceABondReferenceCd
Form8038 T FiledfalseForm8038TFiledInd
Exception To RebateYes (true)ExceptionToRebateInd
Variable Rate IssuefalseVariableRateIssueInd
Hedge Identified In Bks And RecfalseHedgeIdentifiedInBksAndRecInd

Hedge Provider Name HedgeProviderName

FieldValueIRS element (for citing)
Business Name Line10BusinessNameLine1Txt
FieldValueIRS element (for citing)
Gross Proceeds Invested In GICfalseGrossProceedsInvestedInGICInd

GIC Provider Name GICProviderName

FieldValueIRS element (for citing)
Business Name Line10BusinessNameLine1Txt
FieldValueIRS element (for citing)
Gross Proceeds InvestedfalseGrossProceedsInvestedInd
Written Proc To Monitor ReqsYes (true)WrittenProcToMonitorReqsInd

Procedures Corrective Action ProceduresCorrectiveActionGrp

FieldValueIRS element (for citing)
Bond ReferenceABondReferenceCd
Procedures Corrective ActionYes (true)ProceduresCorrectiveActionInd

Schedule L IRS990ScheduleL

Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp

Name Of Interested NameOfInterested

FieldValueIRS element (for citing)
PersonDAVIDSON KEMPNERPersonNm
FieldValueIRS element (for citing)
Relationship DescriptionSEE SUPPLEMENTAL INFORelationshipDescriptionTxt
Transaction$252,006TransactionAmt
TransactionMANAGEMENT FEETransactionDesc
Sharing Of RevenuesYes (true)SharingOfRevenuesInd

Supplemental Information Detail SupplementalInformationDetail

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ExplanationThomas Kempner is the Executive Managing Member and Co-Founder of Davidson Kempner. Thomas Kempner is married to a current Trustee, Katheryn Kempner.ExplanationTxt

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PART I LINE 9THE REVENUE IS VALUED BASED ON THE AVERAGE OF THE MARKET SALE PRICES ON THE DATE OF THE CONTRIBUTION.
PART I LINE 23THE MUSEUM RECEIVED 82 CONTRIBUTIONS OF SCIENTIFIC SPECIMENS, CONSISTING OF 11,146 ITEMS.
PART I LINE 24THE MUSEUM RECEIVED 17 CONTRIBUTIONS OF ARCHEOLOGICAL ARTIFACTS, CONSISTING OF 323 ITEMS.
PART I LINE 33THE MUSEUM HAS EXTENSIVE COLLECTIONS OF SPECIMENS AND ARTIFACTS THAT CONSTITUTE A RECORD OF LIFE ON EARTH. THESE VALUABLE, AND SOMETIMES IRREPLACEABLE, COLLECTIONS HAVE BEEN ACQUIRED THROUGH FIELD EXPEDITIONS, CONTRIBUTIONS AND PURCHASES SINCE THE MUSEUM'S INCEPTION AND REPRESENT ONE OF THE LARGEST AND MOST IMPORTANT NATURAL HISTORY COLLECTIONS IN THE WORLD. NEW COLLECTION AREAS INCLUDE THE MUSEUM'S FROZEN TISSUE COLLECTION OF DNA AND TISSUE SAMPLES AS WELL AS LARGE SCIENTIFIC DATABASES OF GENOMIC AND ASTROPHYSICAL DATA. THE COLLECTIONS PROVIDE A RESOURCE FOR SCIENTISTS AROUND THE WORLD, AND GROW SIGNIFICANTLY EACH YEAR. IN CONFORMITY WITH ACCOUNTING POLICIES GENERALLY FOLLOWED BY MUSEUMS, THE VALUE OF THE MUSEUM'S COLLECTIONS IS NOT REFLECTED IN THE CONSOLIDATED STATEMENT OF FINANCIAL POSITION. THE MUSEUM'S COLLECTIONS POLICY REQUIRES THAT THE PROCEEDS FROM THE SALE OF COLLECTION ITEMS BE USED FOR ACQUISITIONS TO THE COLLECTIONS. IF THE ASSETS USED TO PURCHASE THE COLLECTION ITEMS ARE FROM RESTRICTED FUNDS, PROCEEDS FROM THE SALE OF THOSE ITEMS ARE RECORDED AS INCREASES IN TEMPORARILY RESTRICTED NET ASSETS IN THAT FUND UNTIL AN ACQUISITION IS MADE.

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Supplemental Information Detail SupplementalInformationDetail (10 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
Part I, Question 1OVERVIEW The American Museum of Natural History ("AMNH" or the "Museum") is one of the largest natural history museums in the world. It is a diverse scientific, educational and cultural organization that includes a research enterprise of over 200 full time scientists; the Richard Gilder Graduate School, which confers the Ph.D. in Comparative Biology and the Master of Arts in Teaching with a concentration in Earth science; collections of over 33 million specimens and artifacts that constitute an invaluable record of life on Earth; one of the largest natural history libraries in the world, 45 permanent exhibition halls, special exhibition galleries in which it displays award-winning exhibitions, as well as the Rose Center for Earth and Space which houses the Hayden Planetarium, in which it displays planetarium shows, and distributes its science content, special exhibitions and planetarium shows to venues in over 20 countries. The Museum was founded as a nonprofit corporation in 1869 by a special act of the Legislature of the State of New York and is chartered as an educational institution with its scientific research, educational programs and exhibitions under the auspices of the Board of Regents of the State of New York. The AMNH mission, which reflects a close integration of science and education, is "to discover, interpret, and disseminate-through scientific research and education-knowledge about human cultures, the natural world, and the universe." The Museum is located on 18 acres in Theodore Roosevelt Park adjacent to Central Park in the borough of Manhattan in New York City, the largest city in the United States with a growing and diverse population of 8.5 million and the highest tourism of any city in the United States with approximately 50 million foreign and domestic tourists a year. The premises of the Museum that are open to the public include 45 permanent exhibition halls, theaters for symposia and public programs, the library and the Rose Center for Earth and Space (which houses the Hayden Planetarium). Other parts of the premises house research laboratories, collections, education classrooms, and the Richard Gilder Graduate School. The Museum is open to the public 363 days a year and admission to the permanent halls and the Rose Center for Earth and Space is on a "suggested" basis. Last year the Museum's overall visitation was approximately 5 million. AMNH is publicly supported by operating and capital funds from the City of New York and by grants from the City, State, and Federal governments. Additional support is comprised of individual donations, grants from foundations and corporations, as well as admissions revenue, endowment support, and ancillary activities. RESEARCH AMNH scientific research is carried out with a full-time scientific staff of more than 200 who work in astrophysics, earth sciences, paleontology, biological sciences and anthropology. AMNH scientists conduct more than 100 expeditions each year around the world and publish their research in peer-reviewed journals at the rate of about 250 publications in FY2015. Research facilities utilized by AMNH include the Museum's collections, a substantial natural history library and state-of-the-art laboratories as well as other research facilities off site which are available through university consortiums in which AMNH participates. AMNH also owns over 100 acres in the Chiricahua Mountains in Southeastern Arizona with research laboratories and temporary housing for researchers, as well as the 17-acre Great Gull Island, a conservation area located at the eastern end of Long Island Sound in New York State. The work of scientists at the Museum is partially funded by federal agencies including the National Science Foundation, the National Aeronautics and Space Administration and the National Institutes of Health. AMNH's cross-disciplinary research centers include the Sackler Institute for Comparative Genomics, which advances basic research in molecular biology. The Sackler Institute for Comparative Genomics (the "Sackler Institute") comprises a number of science facilities including several microbial genomics laboratories; the Monell Collection for Molecular and Microbial Research (a frozen tissue repository of DNA and tissue specimens); and a parallel computing facility. It also includes the Museum's comparative genomics research program. The Sackler Institute's research programs are complemented by educational programs and facilities, including the Sackler Education Laboratory, that convey the critical scientific concepts to diverse audiences. The Sackler Institute remained at the forefront of genomic, molecular, and microbial research in FY2015, supporting approximately 40 graduate students and more than 12 postdoctoral fellows. Another research facility is the Center for Biodiversity and Conservation, which surveys and studies biological diversity, provides educational programs and strives to mitigate threats to the Earth's ecosystems. The Center's projects in the Bahamas, the Solomon Islands, British Columbia, Argentina, and Vietnam, integrate multidisciplinary research and the Museum's collections and technology for training and collaborative problem solving. The Center is working with the International Union for Conservation of Nature (ICUN) to develop tools to support the professionalization of the global protected area workforce and with the International Platform on Biodiversity and Ecosystem Services (IPBES) to incorporate indigenous and local knowledge into biodiversity assessments.
Part I, Question 1COLLECTIONS and LIBRARY The Museum's collections number over 33 million specimens and artifacts and are among the largest and most comprehensive in the world. The collections constitute an invaluable record of life on Earth and are maintained to facilitate the study and deep understanding of 4.5 billion years of change in Earth's geology, climate, and life forms. The collections typically increase by between fifty and one hundred thousand specimens and artifacts each year. New collections and facilities include the Museum's frozen tissue collection of DNA and tissue samples that serve as a repository for research at AMNH and other institutions, often including specimens of endangered species such as those deposited by researchers under permit from the National Park Service. Other new forms of collections include large scientific digital databases of genomic and astrophysical data. The collections and research assets are enriched by continued exploration of areas such as Mongolia, Kenya, British Columbia, Solomon Islands, Argentina, South Africa, Guatemala, Cuba, Congo, Costa Rica, Switzerland, China, Belize, Bahamas, Antarctica, Vanuatu, Thailand, New Guinea, Romania, and many others. AMNH provides research material for other institutions, typically with loans of hundreds of thousands of specimens outstanding at any given time. Its collections are also made available for study on site to research scientists and students annually, to more than 1,000 researchers in FY2015. The Library of the American Museum of Natural History was established in 1869 with the founding of the Museum. Since that time, the Library has grown into one of the largest natural history libraries in the world, with a collection that is rich in retrospective materials, some going back to the 15th century. The Library's holdings are comprised of a research collection with topics that span the full range of the natural sciences (except botany); special collections (which consist of archival material relating to the history of the Museum, its scientists and staff, scientific expeditions and research, Museum exhibitions, education and general administration); and digital collections. It also includes an astronomy collection, which consists of over 8,000 volumes, 55 journal titles, over 10,000 photographs, and archives dating back to 1934, one year before the opening of the original Hayden Planetarium. The Library's primary function is to serve and support the work of the Museum's scientific staff; however it also serves local students, faculty, researchers, and the general public, as well as scholars nationally and internationally. EDUCATION The Richard Gilder Graduate School (the "Graduate School") is accredited by the New York State Board of Regents and confers the degrees of Doctor of Philosophy ("Ph.D.") and Master of Philosophy ("M. Phil"), the first and only museum in the United States to do so. The Graduate School's students publish papers during or based on work from their time at the Graduate School. Of special note, 64% of the students in the Ph.D. Comparative Biology program have won awards or recognition in the prestigious NSF Graduate Research Fellowship Program (GRFP) through June 2015, with twelve additional honorable mentions. The Graduate School's students also have garnered substantial support for thesis research, with two students being awarded highly competitive NSF Doctoral Dissertation Improvement Grants (DDIG) in FY2015. Since the founding of the school, fully 70% of the Graduate School's students have received DDIG awards. Five years ago the New York State Board of Regents selected AMNH to pilot a Master of Arts in Teaching program for K-12 science teachers with conferral of the degree by the Board of Regents, the first freestanding master's degree program offered by a museum to prepare science teachers. The Regents' pilot program will end in August 2016, and the Regents' have approved an amendment of the AMNH charter authorizing AMNH itself to confer the degree of Master of Arts in Teaching and subsequently accredited the program. It now resides in the Graduate School along with the Ph.D. program. To further advance training of the next generation of scientists, the Graduate School also conducts a doctoral training program in collaboration with four universities: Cornell, Columbia, New York University, and the City University of New York, and maintains an active post-doctoral program. The Graduate School also offers an undergraduate training program, which provides a select group of undergraduate students with intensive research experience in such subjects as evolutionary biology, earth and planetary sciences, and astrophysics. For K-12 teachers, the Museum has extensive professional development programs that annually train over 4,000 K-12 science teachers, both online and on site. Many of these programs offer teachers are graduate credit bearing, furthering pursuit of advanced degrees in science education through the City University of New York and other universities. The Museum offers teachers three massive open online courses (known as "MOOCs"), Genetics & Society, The Dynamic Earth, and Evolution, co-authored and co-taught by PhD-level Museum scientists and educators. Total enrollment to date in the US and internationally is over 100,000 registered students. Among the Museum's signature education programs for middle school students is the Urban Advantage initiative, which is now in its 11th year. Urban Advantage is a middle school science enrichment program developed by the Museum with the NYC Department of Education and operated by the Museum and seven other science institutions of New York City. The program has grown to reach over 222 schools, 643 teachers and over 62,000 students throughout all five boroughs of New York City in FY2015. The program is now being replicated or piloted in other urban areas in the United States. In addition, organized school and camp groups with over 500,000 students and teachers visit the Museum's permanent halls and special exhibitions each year, and many participate in the Museum's after-school programs. Among programs for high school students, the Museum leads a consortium of local institutions to expand the Museum's innovative and successful Science Research Mentoring Program (SRMP), which continued in FY2015. The SRMP program was pioneered by the Museum with support from the National Science Foundation and NASA as an out-of-school approach to science, technology, engineering, and math (STEM) preparation for high-potential, underserved high school students, to offer opportunities for participation in authentic research alongside a working scientist. SRMP students' research has focused on various fields of study, from using computer models to analyze newborn stars and forming planets to classifying amphibians and reptiles collected in Vietnam. The program's graduates have been accepted into undergraduate programs at such institutions as Barnard College, Brown University, City University of New York, and Columbia University, among others. In FY2015, with support from the Helen Gurley Brown Trust, the Museum launched Bridge Up: STEM, a new youth learning program for high school aged girls in computational science. Focused on supporting young women and youth from low-resources and low-income communities the program will serve almost 40 high school girls annually in an intensive program that teaches programming skills aligned to scientific research. A middle school initiative will be added next year to support both boys and girls from under-resourced schools. The Museum also produces and distributes curricula, lesson plans, and resource materials for classroom use, as well as for use in libraries and community organizations, to support science teaching and learning in New York City. These materials are widely available online to communities throughout the State of New York, the U.S., and the world, through the Museum's continued investment in digital media. The Museum further extends the reach of its educational programs through after-hours public programs, including the monthly SciCaf series, which features popular presentations by Museum curators, and the annual Isaac Asimov Debate led by Dr. Neil DeGrasse Tyson, the Frederick P. Rose Director of the Hayden Planetarium. The Museum also convenes international conferences and convenings on scientific, environmental, cultural, and educational topics, including the Margaret Mead Film Festival, the longest running showcase for international documentary films in anthropology.
Part I, Question 1EXHIBITIONS The Museum distributes its award-winning exhibitions, science video bulletin displays, and planetarium shows to museums, science centers, and planetaria in numerous venues in over 20 countries. Newly introduced in FY2015, the exhibition Life at the Limits: Stories of Amazing Species explored some of the amazing adaptations organisms have evolved to face the challenges of living on earth; examined the spectacular anatomical features and behaviors some specifies use to attract mates, to adapt to depth or altitude, to get around, to sense their environments and to obtain food; and explored strategies for surviving harsh physical surroundings and techniques for escaping predators and even ways to live very long lives. Countdown to Zero: Defeating Disease focused on the efforts to achieve education of guinea worm disease and other global afflictions. Created in collaboration with the Carter Center, based in Atlanta, Georgia, the exhibition used photographs, artifacts and video to tell the story of the steep reduction during the past 30 years of Guinea worm disease, a parasitic infection caused by a roundworm found in stagnant drinking water. The exhibition also explored the ongoing efforts to eliminate illnesses including river blindness, lymphatic filariasis, polio and malaria. Nature's Fury: The Science of Natural Disasters on loan from The Field Museum, Chicago, Illinois and enhanced by the Museum's exhibition department, looked at earthquakes, volcanoes, hurricanes and tornadoes; on how nature's forces shaped our dynamic planet and affected people around the world, uncovered the causes of these natural disasters, and explored the risks associated with each and examines how people cope and adapt in their aftermath. The exhibition showcased selected objects from AMNH collections and an AMNH produced interactive map of New York City that depicted the power of Hurricane Sandy and its aftermath. Spiders Alive! features live spiders. It also included larger-than-life models, videos, interactive exhibits and fossils, as well as Museum staff handling live arachnids for visitors to see up close. In addition to those listed above, exhibitions on display at the Museum, travelling to other venues, or available for travel included the following: -Pterosaurs: Flight in the Age of Dinosaurs explores how giants such as Tropeognathus Mesembrinus, with a wingspan of 25 feet, moved on land and flew through the air, while -The Power of Poison explored poison's paradoxical roles in nature, human health and history. -Our Global Kitchen: Food, Nature, Culture, which explores the complex and intricate food system that brings what we eat from farm to fork and illuminates the myriad ways in which food is produced and consumed throughout the world. -Beyond Planet Earth: The Future of Space Exploration transports visitors to the moon, asteroids, Mars, and beyond through fully immersive environments, models, and engaging interactives. It allows visitors to find out what experts think the future will hold for us beyond planet Earth. -Creatures of Light: Nature's Bioluminescence takes visitors to such fascinating places as the far depths of the ocean, explains why and how certain animals create "living light", and helps us all better understand the vast and glorious ecosystem of which we are just a part. -World's Largest Dinosaurs reveals how a uniquely super-sized group of dinosaurs - the long-necked and long-tailed sauropods - lived, breathed, ate, moved, and survived by illuminating how size and scale related to basic biological functions. -Brain: The Inside Story provides visitors with the latest information in neuroscience, highlighting the brain's surprising ability to rewire itself in response to experience, disability, or trauma. It also showcases new technologies that researchers use to study the brain and treat conditions such as Alzheimer's and Parkinson's. -Race to the End of the Earth focuses on the unique challenges that confronted two competing explorers - Norwegian Roald Amundsen and Captain Robert Falcon Scot of the British Royal Navy - as they undertook their 1,800-mile journeys from the edge of the Ross Ice Shelf to the South Pole and back in 1911-1912. The exhibition also examines the legacy of the heroic age of Antarctic exploration by linking these expeditions with the past and present research on this unique continent. -Traveling the Silk Road: Ancient Pathway to the Modern World brings to life the most celebrated trade route in human history through evocative sights, sounds, and artifacts. Visitors embark on an unparalleled journey exploring commerce, communication, and cultural exchange in cities and empires of central and west Asia from 600 to 1200. -The Butterfly Conservatory: Butterflies Alive in Winter is a live animal exhibit that provides an up-close view of 3 of the 5 families of butterflies, all of which are wonderfully diverse in size, shape, and color. -The Horse explains how horses have over time influenced civilization and contributed to major changes in warfare, trade, transportation, agriculture, sports, and many other facets of human life. -Climate Change: The Threat to Life and New Energy Future describes the scientific evidence for climate change and its possible impact and various options for using alternative sources of energy. -Water: H20=Life illuminates the challenges of humanity's sustainable management and use of a life-giving, but finite, resource: water. -Mythic Creatures: Dragons, Unicorns & Mermaids traces the cultural and natural history roots of the world's most captivating mythological creatures. -Darwin presents an extensive and in-depth array of material related to Charles Darwin's life and contributions to science, including a copy of his seminal work, The Origin of Species. -Dinosaurs: Ancient Fossils, New Discoveries explores how the latest technology and discoveries made during the last decade are shedding new light on dinosaur traits and behavior. -Dinosaur Discoveries: Ancient Fossils, New Ideas is an adapted, small-scale (1,500 sq. ft.) version of the Museum's full-scale exhibition Dinosaurs, Ancient Fossils, New Discoveries, and suitable for travel to venues with smaller exhibition galleries and budgets. -Extreme Mammals: The Biggest, Smallest, and Most Amazing Mammals of All Time explores the surprising and extraordinary world of extinct and living mammals, ranging from huge to tiny, from speedy to sloth-like, and displays animals with oversized claws, fangs, snouts, and horns. In all, the Museum's exhibitions - both permanent and temporary - engage a global audience through the latest technology and design approaches, showcase the Museum's unparalleled collections and cutting edge research, and stimulate visitors' curiosity and understanding of the world around them.
PART VI, SECTION A, QUESTION 2TRUSTEE RICHARD GILDER AND TRUSTEE SHAIZA RIZAVI - BUSINESS RELATIONSHIP
PART VI, SECTION A, QUESTION 4CHARTER THE MUSEUM'S CHARTER WAS AMENDED ON APRIL 2, 2015 TO ALLOW THE MUSEUM TO AWARD THE DEGREE OF MASTER OF ARTS IN TEACHING TO DULY QUALIFIED GRADUATES. BYLAWS ON OCTOBER 14, 2014, THE MUSEUM'S CONSTITUTION AND BY-LAWS WERE AMENDED "TO COMPLY WITH THE NEW YORK NOT-FOR-PROFIT REVITALIZATION ACT AND TO UPDATE PROVISIONS BASED ON CURRENT MUSEUM PRACTICE. THESE CHANGES INCLUDE ALLOWING FOR ELECTRONIC SUBMISSION OF MEETING NOTICE WAIVERS AND CONSENTS AND ELIMINATING 'STANDING' AND 'SPECIAL' COMMITTEES OF THE BOARD. OTHER MAJOR CHANGES INCLUDE MAKING THE AUDIT COMMITTEE COMPRISED SOLELY OF INDEPENDENT TRUSTEES; ADDING DESCRIPTIONS OF OTHER COMMITTEES OF THE BOARD AND COMMITTEES OF THE MUSEUM; UPDATING THE RESPONSIBILITIES OF THE SECRETARY AND TREASURER; AND MOVING THE MUSEUM'S CONFLICT OF INTEREST POLICY TO A NEW, STAND-ALONE POLICY."
PART VI, SECTION A, QUESTION 5IN MAY 2015 THE MUSEUM BECAME AWARE OF A DIVERSION OF ASSETS THROUGH AN E-MAIL PHISHING INCIDENT that resulted in an ERRONEOUS WIRE TRANSFER. THE INCIDENT WAS initially REPORTED TO law enforcement and the appropriate museum TRUSTEES, AND subsequently reported TO THE museum's executive committee and the full AUDIT COMMITTEE. AN INTERNAL ANALYSIS CONDUCTED BY THE MUSEUM showed no other loss from this event. THE AMOUNT OF THE DIVERSION WAS $2,826,000 and THE MUSEUM CONTINUES TO SEEK RESTITUTION. after a thorough internal and external investigation, no malice was found on the part of the employee who effected the transfer, and it was determined that the individual believed the e-mail instructions were authentic. The individual is no longer employed at the museum.
PART VI, SECTION B, QUESTION 11ATHE RETURN IS INITIATED BY THE MUSEUM'S OFFICE OF THE CONTROLLER AND REVIEWED BY RELEVANT OFFICERS OF THE MUSEUM, INCLUDING ITS CHIEF FINANCIAL OFFICER AND its LEGAL COUNSEL, AND then PREPARED AND FILED BY GRANT THORNTON, AN INDEPENDENT ACCOUNTING FIRM. THE RETURN IS MADE AVAILABLE TO ALL MEMBERS OF THE BOARD OF TRUSTEES PRIOR TO FILING WITH THE INTERNAL REVENUE SEVICE.
PART VI, SECTION B, QUESTION 12CTHE MUSEUM ANNUALLY DISTRIBUTES TO ITS TRUSTEES THE MUSEUM'S CODE OF ETHICAL PRACTICES AS WELL AS THE MUSEUM'S CONFLICT OF INTEREST POLICY, WHICH IS LOCATED IN ITS GOVERNANCE POLICY. THE MUSEUM HAS SPECIFIC CONFLICTS POLICIES IN ITS INVESTMENT POLICY, AS WELL AS ITS PURCHASING MANUAL AND NOTIFIES ALL SUPPLIERS OF THE CONFLICT OF INTEREST POLICIES IN ITS SUPPLIER AUTHORIZATION SUBMITTAL AND IN STANDARD SUPPLIER AGREEMENTS. THE MUSEUM'S EMPLOYEE HANDBOOK AND CODE OF ETHICAL PRACTICES INCLUDE THE CONFLICTS POLICY FOR EMPLOYEES AND APPOINTS AN ETHICS OFFICER TO ADVISE AND CONSULT WITH EMPLOYEES WHO HAVE ANY RELATED ETHICS QUESTIONS. ON AN ANNUAL BASIS, THE MUSEUM REQUIRES ITS TRUSTEES, OFFICERS AND KEY EMPLOYEES TO DISCLOSE ANY INTERESTS THAT COULD GIVE RISE TO A CONFLICT OF INTEREST. THESE INDIVIDUALS ARE ADVISED TO BRING ANY AND ALL DUALITY OF INTERESTS TO THE ATTENTION OF THE GENERAL COUNSEL OR THE ASSISTANT SECRETARY TO THE BOARD, WHO IN TURN BRING THEM TO THE ATTENTION OF THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES, IF NECESSARY.
PART VI, SECTION B, QUESTION 15THE MUSEUM'S PROCESS FOR DETERMINING COMPENSATION OF THE PRESIDENT AND OFFICERS OF THE MUSEUM INCLUDES 1) GUIDANCE BY INDEPENDENT OUTSIDE LEGAL COUNSEL, 2) PRESENTATION OF COMPARABILITY DATA BY AN INDEPENDENT OUTSIDE COMPENSATION CONSULTANT, UPDATED EVERY OTHER YEAR, AND 3) CONSIDERATION AND APPROVAL BY THE INDEPENDENT EXECUTIVE COMPENSATION COMMITTEE AND THE INDEPENDENT OFFICERS COMMITTEE OF THE BOARD OF TRUSTEES. Part VI, Section C, Question 19 THE MUSEUM MAKES ITS GOVERNANCE POLICY, WHICH INCLUDES A CONFLICT OF INTEREST POLICY, AS WELL AS THE MUSEUM'S AUDITED FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON THE MUSEUM'S WEBSITE, LOCATED AT WWW.AMNH.ORG/ABOUT.
PART XI, QUESTION 9CHANGE IN VALUE OF INTEREST RATE EXCHANGE AGREEMENTS OF ($2,330,582), PLUS OTHER PENSION RELATED ACTIVITIES OF $7,037,636, LESS THE WRITE-OFF OF BOND ISSUANCE COST OF ($314,816), LESS A LOSS RESERVE OF ($2,826,000), AND AN INCREASE TO THE ALLOWANCE FOR UNCOLLECTABLE PLEDGES OF ($4,887,920) EQUALS ($3,321,682).

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ExplanationAMERICAN MUSEUM OF NATURAL HISTORY PLANETARIUM AUTHORITY'S PRIMARY ACTIVITY IS TO ENCOURAGE AND DEVELOP THE STUDY OF ASTRONOMICAL SCIENCE AND TO ADVANCE THE KNOWLEDGE OF KINDRED SUBJECTS.ExplanationTxt