ABELARD FOUNDATION INC: Form 990PF, tax year 2014
View the entire original 990 at ProPublica ↗
- Organization
- ABELARD FOUNDATION INC (EIN 13-6064580)
- Tax period
- 2014-01-01 to 2014-12-31
- Filed
- 2015-04-30
- IRS object ID
- 201501209349100505
- Schema version
- 2014v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Professional Fees Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-04-30T09:09:49-05:00 | ReturnTs |
| Tax Period End | 2014-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 133050313 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SACKS PRESS & LACHER PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 600 THIRD AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100161901 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2014-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136064580 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE ABELARD FOUNDATION INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ABEL | BusinessNameControlTxt |
| Phone | 2125726351 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O PATRICIA HEWITT 250 PARK AVENUE | AddressLine1Txt |
| Address Line2 | NO 7 FL | AddressLine2Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10177 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | PATRICIA HEWITT | PersonNm |
| Person Title | ASSISTANT TREASURER | PersonTitleTxt |
| Phone | 2125726351 | PhoneNum |
| Signature | 2015-04-30 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | STEVEN L SACKS | PreparerPersonNm |
| PTIN | P00192737 | PTIN |
| Phone | 2126826640 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $7,911,350 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $120,000 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $141,732 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $141,732 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $530,401 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $2,039,877 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $530,401 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $792,133 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $672,133 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $15,000 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $7,500 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $7,500 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $190,324 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $88,324 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $102,000 | OtherProfFeesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $1,006 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $1,006 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $9,792 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $9,792 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $216,122 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $95,824 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $120,298 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $329,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $329,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $545,122 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $95,824 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $449,298 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $247,011 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $576,309 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $10,076 | CashBOYAmt |
| Cash EOY | $1,229 | CashEOYAmt |
| Cash EOYFMV | $1,229 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $163,343 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $184,015 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $184,015 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $4,572,171 | CorporateStockBOYAmt |
| Corporate Stock EOY | $4,733,673 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $7,195,657 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $360,179 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $366,710 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $363,951 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $29,303 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $96,456 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $166,498 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $5,135,072 | TotalAssetsBOYAmt |
| Total Assets EOY | $5,382,083 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $7,911,350 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $5,957,394 | CapitalStockBOYAmt |
| Capital Stock EOY | $5,957,394 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | -$822,322 | RetainedEarningBOYAmt |
| Retained Earning EOY | -$575,311 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $5,135,072 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $5,382,083 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $5,135,072 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $5,382,083 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $5,135,072 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $247,011 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $5,382,083 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $5,382,083 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (368 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|---|---|---|
| SUN HUNG KAI PROP WT EXPIRES 04/22/16 ISIN HK0000195898 HONG KONG-62SHS | P | 2005-07-19 | 2014-05-02 | $41 | $41 | $41 | |
| GLOBAL BRANDS GROUP HOLDINGS COM ISIN BMG393381014 BERMUDA-4000SHS | P | 2013-09-27 | 2014-10-16 | $887 | -$56 | -$56 | $943 |
| GLOBAL BRANDS GROUP HOLDINGS COM ISIN BMG393381014 BERMUDA-2000SHS | P | 2013-09-26 | 2014-10-16 | $444 | -$21 | -$21 | $465 |
| CAIXABANK SA RT EXPIRES 06/17/14 ISIN ES06406099A0 SPAIN-66SHS | P | 2014-06-03 | 2014-07-22 | $5 | $0 | $0 | $5 |
| CAIXABANK SA RT EXPIRES 09/23/14 ISIN ES06406099B8 SPAIN-57SHS | P | 2014-09-09 | 2014-09-26 | $4 | $0 | $0 | $4 |
| KONINKLIJKE DSM N V COM ISIN NL0000009827 NETHERLANDS-19SHS | P | 2012-10-22 | 2014-03-21 | $1,242 | $253 | $253 | $989 |
| KONINKLIJKE DSM N V COM ISIN NL0000009827 NETHERLANDS-1SHS | P | 2012-10-19 | 2014-03-21 | $65 | $12 | $12 | $53 |
| KONINKLIJKE DSM N V COM ISIN NL0000009827 NETHERLANDS-63SHS | P | 2012-10-22 | 2014-03-21 | $4,088 | $808 | $808 | $3,280 |
| KONINKLIJKE DSM N V COM ISIN NL0000009827 NETHERLANDS-50SHS | P | 2012-10-19 | 2014-03-20 | $3,209 | $585 | $585 | $2,624 |
| KONINKLIJKE DSM N V COM ISIN NL0000009827 NETHERLANDS-51SHS | P | 2012-10-19 | 2014-03-17 | $3,319 | $642 | $642 | $2,677 |
| KONINKLIJKE DSM N V COM ISIN NL0000009827 NETHERLANDS-75SHS | P | 2012-10-19 | 2014-03-14 | $4,822 | $886 | $886 | $3,936 |
| SEADRILL LTD COM ISIN BMG7945E1057 BERMUDA-267SHS | P | 2010-12-16 | 2014-10-07 | $6,581 | -$2,129 | -$2,129 | $8,710 |
| SEADRILL LTD COM ISIN BMG7945E1057 BERMUDA-124SHS | P | 2011-10-28 | 2014-09-23 | $3,503 | -$737 | -$737 | $4,240 |
| SEADRILL LTD COM ISIN BMG7945E1057 BERMUDA-114SHS | P | 2011-01-07 | 2014-09-23 | $3,220 | -$581 | -$581 | $3,801 |
| SEADRILL LTD COM ISIN BMG7945E1057 BERMUDA-87SHS | P | 2011-01-07 | 2014-09-23 | $2,439 | -$462 | -$462 | $2,901 |
| SEADRILL LTD COM ISIN BMG7945E1057 BERMUDA-288SHS | P | 2010-12-16 | 2014-09-23 | $8,075 | -$1,320 | -$1,320 | $9,395 |
| WHITEBREAD PLC COM ISIN GB00B1KJJ408 UNITED KINGDOM-100SHS | P | 2011-10-28 | 2014-04-14 | $6,530 | $3,748 | $3,748 | $2,782 |
| WHITEBREAD PLC COM ISIN GB00B1KJJ408 UNITED KINGDOM-100SHS | P | 2011-10-28 | 2014-04-10 | $6,934 | $4,152 | $4,152 | $2,782 |
| WHITEBREAD PLC COM ISIN GB00B1KJJ408 UNITED KINGDOM-100SHS | P | 2013-04-04 | 2014-04-09 | $6,898 | $3,031 | $3,031 | $3,867 |
| WHITEBREAD PLC COM ISIN GB00B1KJJ408 UNITED KINGDOM-100SHS | P | 2011-10-28 | 2014-04-09 | $6,898 | $4,116 | $4,116 | $2,782 |
| WHITEBREAD PLC COM ISIN GB00B1KJJ408 UNITED KINGDOM-100SHS | P | 2013-04-04 | 2014-01-10 | $6,375 | $2,508 | $2,508 | $3,867 |
| AIR LIQUIDE SA COM ISIN FR0000120073 FRANCE-0.8SHS | P | 2004-09-10 | 2014-07-09 | $107 | $62 | $62 | $45 |
| AIR LIQUIDE SA COM ISIN FR0000120073 FRANCE-51SHS | P | 2004-09-10 | 2014-02-25 | $6,930 | $3,768 | $3,768 | $3,162 |
| AIR LIQUIDE SA COM ISIN FR0000120073 FRANCE-47SHS | P | 2004-09-10 | 2014-02-17 | $6,421 | $3,507 | $3,507 | $2,914 |
| AIR LIQUIDE SA COM ISIN FR0000120073 FRANCE-20SHS | P | 2004-09-10 | 2014-02-17 | $2,724 | $1,484 | $1,484 | $1,240 |
| DANONE EUR 0.25 COM ISIN FR0000120644 FRANCE-52SHS | P | 2011-12-05 | 2014-04-01 | $3,639 | $258 | $258 | $3,381 |
| DANONE EUR 0.25 COM ISIN FR0000120644 FRANCE-8SHS | P | 2011-02-18 | 2014-04-01 | $560 | $57 | $57 | $503 |
| DANONE EUR 0.25 COM ISIN FR0000120644 FRANCE-62SHS | P | 2013-04-02 | 2014-03-31 | $4,407 | $37 | $37 | $4,370 |
| DANONE EUR 0.25 COM ISIN FR0000120644 FRANCE-35SHS | P | 2011-12-05 | 2014-03-31 | $2,488 | $212 | $212 | $2,276 |
| DANONE EUR 0.25 COM ISIN FR0000120644 FRANCE-113SHS | P | 2011-04-13 | 2014-03-31 | $8,032 | $431 | $431 | $7,601 |
| BANK OF CHINA LTD - H COM ISIN CNE1000001Z5 CHINA-28000SHS | P | 2012-01-19 | 2014-01-07 | $12,301 | $284 | $284 | $12,017 |
| BANK OF CHINA LTD - H COM ISIN CNE1000001Z5 CHINA-12000SHS | P | 2009-05-22 | 2014-01-07 | $5,272 | $888 | $888 | $4,384 |
| WYNN MACAU LTD COM ISIN KYG981491007 CAYMAN ISLANDS-400SHS | P | 2014-05-13 | 2014-10-08 | $1,305 | -$259 | -$259 | $1,564 |
| WYNN MACAU LTD COM ISIN KYG981491007 CAYMAN ISLANDS-400SHS | P | 2013-07-02 | 2014-10-08 | $1,305 | $178 | $178 | $1,127 |
| WYNN MACAU LTD COM ISIN KYG981491007 CAYMAN ISLANDS-800SHS | P | 2014-05-13 | 2014-10-07 | $2,675 | -$454 | -$454 | $3,129 |
| WYNN MACAU LTD COM ISIN KYG981491007 CAYMAN ISLANDS-800SHS | P | 2014-05-13 | 2014-10-06 | $2,640 | -$489 | -$489 | $3,129 |
| WYNN MACAU LTD COM ISIN KYG981491007 CAYMAN ISLANDS-800SHS | P | 2014-05-13 | 2014-10-03 | $2,504 | -$625 | -$625 | $3,129 |
| WYNN MACAU LTD COM ISIN KYG981491007 CAYMAN ISLANDS-800SHS | P | 2014-05-13 | 2014-09-29 | $2,586 | -$543 | -$543 | $3,129 |
| WYNN MACAU LTD COM ISIN KYG981491007 CAYMAN ISLANDS-800SHS | P | 2014-04-01 | 2014-09-26 | $2,584 | -$964 | -$964 | $3,548 |
| WYNN MACAU LTD COM ISIN KYG981491007 CAYMAN ISLANDS-800SHS | P | 2014-04-01 | 2014-09-25 | $2,514 | -$1,034 | -$1,034 | $3,548 |
| WYNN MACAU LTD COM ISIN KYG981491007 CAYMAN ISLANDS-800SHS | P | 2014-04-01 | 2014-09-19 | $2,702 | -$846 | -$846 | $3,548 |
| WYNN MACAU LTD COM ISIN KYG981491007 CAYMAN ISLANDS-800SHS | P | 2014-04-03 | 2014-09-18 | $2,568 | -$1,043 | -$1,043 | $3,611 |
| ENSCO PLC CL A COM-100SHS | P | 2012-03-06 | 2014-10-16 | $3,819 | -$1,645 | -$1,645 | $5,464 |
| ENSCO PLC CL A COM-100SHS | P | 2012-03-02 | 2014-10-16 | $3,819 | -$1,922 | -$1,922 | $5,741 |
| ENSCO PLC CL A COM-50SHS | P | 2012-02-29 | 2014-10-16 | $1,909 | -$1,007 | -$1,007 | $2,916 |
| ENSCO PLC CL A COM-100SHS | P | 2012-02-27 | 2014-10-16 | $3,819 | -$2,067 | -$2,067 | $5,886 |
| ENSCO PLC CL A COM-100SHS | P | 2012-02-23 | 2014-10-16 | $3,819 | -$2,052 | -$2,052 | $5,871 |
| ENSCO PLC CL A COM-100SHS | P | 2012-02-21 | 2014-10-16 | $3,819 | -$1,738 | -$1,738 | $5,557 |
| ENSCO PLC CL A COM-100SHS | P | 2012-02-17 | 2014-10-16 | $3,819 | -$1,725 | -$1,725 | $5,544 |
| ENSCO PLC CL A COM-100SHS | P | 2013-02-20 | 2014-10-15 | $3,814 | -$2,708 | -$2,708 | $6,522 |
| GENPACT LTD COM ISIN BMG3922B1072 BERMUDA-400SHS | P | 2012-02-06 | 2014-10-20 | $6,345 | $117 | $117 | $6,228 |
| GENPACT LTD COM ISIN BMG3922B1072 BERMUDA-200SHS | P | 2012-02-06 | 2014-10-17 | $3,167 | $49 | $49 | $3,118 |
| GENPACT LTD COM ISIN BMG3922B1072 BERMUDA-100SHS | P | 2012-02-03 | 2014-10-17 | $1,584 | $21 | $21 | $1,563 |
| GENPACT LTD COM ISIN BMG3922B1072 BERMUDA-100SHS | P | 2012-02-09 | 2014-10-16 | $1,588 | $17 | $17 | $1,571 |
| GENPACT LTD COM ISIN BMG3922B1072 BERMUDA-100SHS | P | 2012-02-09 | 2014-03-17 | $1,710 | $139 | $139 | $1,571 |
| GENPACT LTD COM ISIN BMG3922B1072 BERMUDA-100SHS | P | 2012-02-07 | 2014-03-14 | $1,692 | $102 | $102 | $1,590 |
| GENPACT LTD COM ISIN BMG3922B1072 BERMUDA-100SHS | P | 2007-08-07 | 2014-03-14 | $1,693 | $43 | $43 | $1,650 |
| GENPACT LTD COM ISIN BMG3922B1072 BERMUDA-100SHS | P | 2007-08-06 | 2014-03-14 | $1,693 | $88 | $88 | $1,605 |
| GENPACT LTD COM ISIN BMG3922B1072 BERMUDA-100SHS | P | 2007-08-08 | 2014-03-13 | $1,703 | -$7 | -$7 | $1,710 |
| GENPACT LTD COM ISIN BMG3922B1072 BERMUDA-200SHS | P | 2007-08-07 | 2014-03-13 | $3,407 | $107 | $107 | $3,300 |
| GENPACT LTD COM ISIN BMG3922B1072 BERMUDA-100SHS | P | 2007-08-08 | 2014-03-13 | $1,700 | -$19 | -$19 | $1,719 |
| SIGNET JEWELERS LTD COM BERMUDA-100SHS | P | 2011-10-07 | 2014-02-07 | $7,948 | $4,104 | $4,104 | $3,844 |
| SIGNET JEWELERS LTD COM BERMUDA-100SHS | P | 2011-10-11 | 2014-02-06 | $7,791 | $3,836 | $3,836 | $3,955 |
| SIGNET JEWELERS LTD COM BERMUDA-100SHS | P | 2011-10-10 | 2014-02-05 | $7,610 | $3,649 | $3,649 | $3,961 |
| SIGNET JEWELERS LTD COM BERMUDA-100SHS | P | 2011-10-12 | 2014-02-04 | $7,594 | $3,604 | $3,604 | $3,990 |
| SIGNET JEWELERS LTD COM BERMUDA-100SHS | P | 2012-02-03 | 2014-02-03 | $7,782 | $3,109 | $3,109 | $4,673 |
| TE CONNECTIVITY LTD COM SWITZERLAND-100SHS | P | 2009-05-26 | 2014-09-25 | $5,945 | $4,215 | $4,215 | $1,730 |
| TE CONNECTIVITY LTD COM SWITZERLAND-100SHS | P | 2009-05-22 | 2014-09-25 | $5,857 | $4,165 | $4,165 | $1,692 |
| TE CONNECTIVITY LTD COM SWITZERLAND-100SHS | P | 2009-07-15 | 2014-09-24 | $5,964 | $4,111 | $4,111 | $1,853 |
| TE CONNECTIVITY LTD COM SWITZERLAND-100SHS | P | 2009-07-15 | 2014-09-24 | $5,961 | $4,111 | $4,111 | $1,850 |
| TE CONNECTIVITY LTD COM SWITZERLAND-100SHS | P | 2009-05-27 | 2014-09-24 | $5,961 | $4,187 | $4,187 | $1,774 |
| AIR PRODS & CHEMS INC COM-100SHS | P | 2004-09-09 | 2014-03-31 | $11,898 | $6,546 | $6,546 | $5,352 |
| ALLEGHENY TECHNOLOGIES INC COM-165SHS | P | 2013-03-21 | 2014-08-21 | $6,867 | $1,749 | $1,749 | $5,118 |
| ALLEGHENY TECHNOLOGIES INC COM-135SHS | P | 2013-03-21 | 2014-08-08 | $5,331 | $1,143 | $1,143 | $4,188 |
| ALLEGHENY TECHNOLOGIES INC COM-100SHS | P | 2013-03-21 | 2014-07-31 | $3,789 | $687 | $687 | $3,102 |
| ALLEGHENY TECHNOLOGIES INC COM-100SHS | P | 2013-03-21 | 2014-07-30 | $3,935 | $833 | $833 | $3,102 |
| ALLEGHENY TECHNOLOGIES INC COM-100SHS | P | 2013-03-21 | 2014-07-29 | $4,039 | $937 | $937 | $3,102 |
| ALLERGAN INC COM-175SHS | P | 2008-10-23 | 2014-03-28 | $21,275 | $15,278 | $15,278 | $5,997 |
| ALLERGAN INC COM-25SHS | P | 2008-10-23 | 2014-03-27 | $3,020 | $2,163 | $2,163 | $857 |
| ALLERGAN INC COM-75SHS | P | 2005-04-28 | 2014-03-27 | $9,061 | $6,416 | $6,416 | $2,645 |
| DIAGEO ORD GBX28.935185 ISIN GB0002374006 UNITED KINGDOM-200SHS | P | 2009-10-30 | 2014-04-01 | $6,113 | $2,810 | $2,810 | $3,303 |
| DIAGEO ORD GBX28.935185 ISIN GB0002374006 UNITED KINGDOM-400SHS | P | 2012-07-13 | 2014-03-31 | $12,512 | $2,026 | $2,026 | $10,486 |
| DIAGEO ORD GBX28.935185 ISIN GB0002374006 UNITED KINGDOM-300SHS | P | 2012-03-07 | 2014-03-31 | $9,384 | $2,208 | $2,208 | $7,176 |
| APPLE INC COM-50SHS | P | 2010-02-08 | 2014-03-27 | $26,876 | $17,111 | $17,111 | $9,765 |
| APPLE INC COM-50SHS | P | 2009-10-02 | 2014-03-27 | $26,876 | $17,604 | $17,604 | $9,272 |
| STANDARD CHARTERED PLC COM ISIN GB0004082847 UNITED KINGDOM-302SHS | P | 2005-05-18 | 2014-11-25 | $4,432 | -$868 | -$868 | $5,300 |
| STANDARD CHARTERED PLC COM ISIN GB0004082847 UNITED KINGDOM-395SHS | P | 1951-01-01 | 2014-11-25 | $5,797 | $3,557 | $3,557 | $2,240 |
| STANDARD CHARTERED PLC COM ISIN GB0004082847 UNITED KINGDOM-72SHS | P | 2014-05-14 | 2014-11-24 | $1,063 | -$526 | -$526 | $1,589 |
| STANDARD CHARTERED PLC COM ISIN GB0004082847 UNITED KINGDOM-30SHS | P | 2012-10-11 | 2014-11-24 | $443 | -$188 | -$188 | $631 |
| STANDARD CHARTERED PLC COM ISIN GB0004082847 UNITED KINGDOM-398SHS | P | 2005-05-18 | 2014-11-24 | $5,876 | -$1,109 | -$1,109 | $6,985 |
| STANDARD CHARTERED PLC COM ISIN GB0004082847 UNITED KINGDOM-21.067SHS | P | 2014-05-14 | 2014-10-22 | $370 | -$95 | -$95 | $465 |
| STANDARD CHARTERED PLC COM ISIN GB0004082847 UNITED KINGDOM-78.933SHS | P | 2011-09-08 | 2014-10-22 | $1,385 | -$365 | -$365 | $1,750 |
| STANDARD CHARTERED PLC COM ISIN GB0004082847 UNITED KINGDOM-121.067SHS | P | 2011-09-08 | 2014-10-21 | $2,129 | -$555 | -$555 | $2,684 |
| STANDARD CHARTERED PLC COM ISIN GB0004082847 UNITED KINGDOM-178.933SHS | P | 2011-08-31 | 2014-10-21 | $3,147 | -$866 | -$866 | $4,013 |
| STANDARD CHARTERED PLC COM ISIN GB0004082847 UNITED KINGDOM-200SHS | P | 2011-08-31 | 2014-10-21 | $3,513 | -$972 | -$972 | $4,485 |
| STANDARD CHARTERED PLC COM ISIN GB0004082847 UNITED KINGDOM-200SHS | P | 2011-08-31 | 2014-10-01 | $3,687 | -$798 | -$798 | $4,485 |
| STANDARD CHARTERED PLC COM ISIN GB0004082847 UNITED KINGDOM-0.067SHS | P | 2011-08-31 | 2014-06-19 | $1 | -$1 | -$1 | $2 |
| STANDARD CHARTERED PLC COM ISIN GB0004082847 UNITED KINGDOM-400SHS | P | 2013-05-22 | 2014-03-31 | $8,385 | -$1,379 | -$1,379 | $9,764 |
| STANDARD CHARTERED PLC COM ISIN GB0004082847 UNITED KINGDOM-200SHS | P | 2013-02-07 | 2014-03-31 | $4,192 | -$1,127 | -$1,127 | $5,319 |
| STANDARD CHARTERED PLC COM ISIN GB0004082847 UNITED KINGDOM-200SHS | P | 2012-12-12 | 2014-03-31 | $4,192 | -$651 | -$651 | $4,843 |
| STANDARD CHARTERED PLC COM ISIN GB0004082847 UNITED KINGDOM-100SHS | P | 2012-01-23 | 2014-03-31 | $2,096 | -$373 | -$373 | $2,469 |
| STANDARD CHARTERED PLC COM ISIN GB0004082847 UNITED KINGDOM-221SHS | P | 2011-08-31 | 2014-03-31 | $4,633 | -$323 | -$323 | $4,956 |
| STANDARD CHARTERED PLC COM ISIN GB0004082847 UNITED KINGDOM-98.018SHS | P | 2010-11-05 | 2014-03-31 | $2,055 | -$553 | -$553 | $2,608 |
| STANDARD CHARTERED PLC COM ISIN GB0004082847 UNITED KINGDOM-0.982SHS | P | 2010-10-18 | 2014-03-31 | $21 | -$3 | -$3 | $24 |
| STANDARD CHARTERED PLC COM ISIN GB0004082847 UNITED KINGDOM-100SHS | P | 2011-08-31 | 2014-03-31 | $2,086 | -$157 | -$157 | $2,243 |
| HSBC HLDGS ORD USD0.50(UK REG) ISIN GB0005405286 UNITED KINGDOM-75.311SHS | P | 2012-01-18 | 2014-09-04 | $808 | $209 | $209 | $599 |
| HSBC HLDGS ORD USD0.50(UK REG) ISIN GB0005405286 UNITED KINGDOM-473.689SHS | P | 2012-01-10 | 2014-09-04 | $5,080 | $1,431 | $1,431 | $3,649 |
| HSBC HLDGS ORD USD0.50(UK REG) ISIN GB0005405286 UNITED KINGDOM-521SHS | P | 2009-04-08 | 2014-09-04 | $5,588 | $2,295 | $2,295 | $3,293 |
| HSBC HLDGS ORD USD0.50(UK REG) ISIN GB0005405286 UNITED KINGDOM-363SHS | P | 2009-01-29 | 2014-09-04 | $3,893 | $1,593 | $1,593 | $2,300 |
| HSBC HLDGS ORD USD0.50(UK REG) ISIN GB0005405286 UNITED KINGDOM-67SHS | P | 2004-09-10 | 2014-09-04 | $719 | $182 | $182 | $537 |
| HSBC HLDGS ORD USD0.50(UK REG) ISIN GB0005405286 UNITED KINGDOM-328SHS | P | 2012-01-27 | 2014-08-19 | $3,522 | $711 | $711 | $2,811 |
| HSBC HLDGS ORD USD0.50(UK REG) ISIN GB0005405286 UNITED KINGDOM-307SHS | P | 2011-10-24 | 2014-08-19 | $3,297 | $696 | $696 | $2,601 |
| HSBC HLDGS ORD USD0.50(UK REG) ISIN GB0005405286 UNITED KINGDOM-1086SHS | P | 2009-07-09 | 2014-08-19 | $11,662 | $2,765 | $2,765 | $8,897 |
| HSBC HLDGS ORD USD0.50(UK REG) ISIN GB0005405286 UNITED KINGDOM-379SHS | P | 2004-09-10 | 2014-08-19 | $4,070 | $1,030 | $1,030 | $3,040 |
| HSBC HLDGS ORD USD0.50(UK REG) ISIN GB0005405286 UNITED KINGDOM-1415SHS | P | 2012-01-27 | 2014-04-01 | $14,297 | $2,171 | $2,171 | $12,126 |
| BEAM INC COM-100SHS | P | 2012-11-27 | 2014-01-14 | $8,329 | $2,942 | $2,942 | $5,387 |
| BEAM INC COM-100SHS | P | 2012-11-26 | 2014-01-14 | $8,325 | $2,867 | $2,867 | $5,458 |
| BEAM INC COM-100SHS | P | 2012-11-20 | 2014-01-14 | $8,325 | $2,852 | $2,852 | $5,473 |
| BEAM INC COM-100SHS | P | 2012-11-14 | 2014-01-14 | $8,325 | $2,928 | $2,928 | $5,397 |
| BEAM INC COM-100SHS | P | 2012-11-13 | 2014-01-14 | $8,325 | $2,841 | $2,841 | $5,484 |
| BEAM INC COM-100SHS | P | 2012-11-13 | 2014-01-14 | $8,325 | $2,828 | $2,828 | $5,497 |
| BEAM INC COM-100SHS | P | 2012-11-12 | 2014-01-14 | $8,325 | $2,898 | $2,898 | $5,427 |
| BEAM INC COM-100SHS | P | 2012-11-09 | 2014-01-14 | $8,325 | $2,869 | $2,869 | $5,456 |
| BG GROUP ORD GBP0.10 ISIN GB0008762899 UNITED KINGDOM-200SHS | P | 2009-01-16 | 2014-01-03 | $4,243 | $1,608 | $1,608 | $2,635 |
| BG GROUP ORD GBP0.10 ISIN GB0008762899 UNITED KINGDOM-300SHS | P | 2009-01-16 | 2014-01-02 | $6,414 | $2,461 | $2,461 | $3,953 |
| BLACKROCK INC CL A-85SHS | P | 2012-05-23 | 2014-06-26 | $26,762 | $13,162 | $13,162 | $13,600 |
| BLACKROCK INC CL A-15SHS | P | 2012-05-23 | 2014-04-23 | $4,621 | $2,221 | $2,221 | $2,400 |
| BLACKROCK INC CL A-100SHS | P | 2012-02-24 | 2014-04-22 | $30,866 | $11,295 | $11,295 | $19,571 |
| BRISTOL MYERS SQUIBB CO COM-90SHS | P | 2012-04-18 | 2014-04-01 | $4,657 | $1,632 | $1,632 | $3,025 |
| BRISTOL MYERS SQUIBB CO COM-225SHS | P | 2012-04-18 | 2014-03-31 | $11,670 | $4,106 | $4,106 | $7,564 |
| BRISTOL MYERS SQUIBB CO COM-75SHS | P | 2012-01-10 | 2014-03-31 | $3,890 | $1,293 | $1,293 | $2,597 |
| BRISTOL MYERS SQUIBB CO COM-300SHS | P | 2013-02-08 | 2014-01-07 | $15,888 | $4,783 | $4,783 | $11,105 |
| BRISTOL MYERS SQUIBB CO COM-100SHS | P | 2012-01-10 | 2014-01-07 | $5,296 | $1,833 | $1,833 | $3,463 |
| CDK GLOBAL INC COM-0.333SHS | P | 2013-08-14 | 2014-10-22 | $9 | $0 | $0 | $9 |
| CDK GLOBAL INC COM-21.667SHS | P | 2014-03-27 | 2014-10-15 | $552 | -$77 | -$77 | $629 |
| CDK GLOBAL INC COM-33.333SHS | P | 2014-03-27 | 2014-10-15 | $850 | -$115 | -$115 | $965 |
| CDK GLOBAL INC COM-25SHS | P | 2013-09-06 | 2014-10-15 | $637 | -$57 | -$57 | $694 |
| CDK GLOBAL INC COM-33.333SHS | P | 2013-09-06 | 2014-10-15 | $850 | -$77 | -$77 | $927 |
| CDK GLOBAL INC COM-33SHS | P | 2013-08-14 | 2014-10-15 | $841 | -$70 | -$70 | $911 |
| CDK GLOBAL INC COM-66.667SHS | P | 2013-08-13 | 2014-10-15 | $1,699 | -$143 | -$143 | $1,842 |
| CME GROUP INC COM-100SHS | P | 2012-09-17 | 2014-08-28 | $7,663 | $1,789 | $1,789 | $5,874 |
| CME GROUP INC COM-25SHS | P | 2012-09-11 | 2014-08-28 | $1,916 | $454 | $454 | $1,462 |
| CME GROUP INC COM-100SHS | P | 2012-09-10 | 2014-08-28 | $7,663 | $1,805 | $1,805 | $5,858 |
| CARNIVAL CORP PAIRED CTF 1 COM PANAMA-100SHS | P | 2014-04-01 | 2014-07-09 | $3,685 | -$140 | -$140 | $3,825 |
| CARNIVAL CORP PAIRED CTF 1 COM PANAMA-140SHS | P | 2011-08-25 | 2014-07-09 | $5,159 | $903 | $903 | $4,256 |
| CARNIVAL CORP PAIRED CTF 1 COM PANAMA-200SHS | P | 2014-04-01 | 2014-07-08 | $7,421 | -$229 | -$229 | $7,650 |
| COACH INC COM-100SHS | P | 2013-02-26 | 2014-05-09 | $4,208 | -$432 | -$432 | $4,640 |
| COACH INC COM-100SHS | P | 2010-06-16 | 2014-05-09 | $4,208 | -$165 | -$165 | $4,373 |
| COACH INC COM-100SHS | P | 2010-06-15 | 2014-05-09 | $4,208 | -$186 | -$186 | $4,394 |
| COACH INC COM-100SHS | P | 2013-03-21 | 2014-05-08 | $4,224 | -$768 | -$768 | $4,992 |
| COACH INC COM-100SHS | P | 2013-03-18 | 2014-05-08 | $4,224 | -$729 | -$729 | $4,953 |
| COACH INC COM-100SHS | P | 2013-03-04 | 2014-05-08 | $4,224 | -$689 | -$689 | $4,913 |
| COACH INC COM-100SHS | P | 2013-02-28 | 2014-05-08 | $4,224 | -$588 | -$588 | $4,812 |
| COACH INC COM-100SHS | P | 2013-02-27 | 2014-05-08 | $4,224 | -$591 | -$591 | $4,815 |
| COACH INC COM-100SHS | P | 2013-01-28 | 2014-05-07 | $4,199 | -$907 | -$907 | $5,106 |
| COACH INC COM-100SHS | P | 2013-01-25 | 2014-05-07 | $4,199 | -$920 | -$920 | $5,119 |
| COACH INC COM-100SHS | P | 2012-09-10 | 2014-05-07 | $4,199 | -$2,064 | -$2,064 | $6,263 |
| COACH INC COM-100SHS | P | 2012-09-05 | 2014-05-07 | $4,199 | -$1,518 | -$1,518 | $5,717 |
| DREAMWORKS ANIMATION INC CL A COM-100SHS | P | 2014-08-26 | 2014-10-16 | $2,046 | -$192 | -$192 | $2,238 |
| DREAMWORKS ANIMATION INC CL A COM-100SHS | P | 2014-08-22 | 2014-10-16 | $2,046 | -$139 | -$139 | $2,185 |
| EXPRESS SCRIPTS HLDG CO COM-100SHS | P | 2013-02-08 | 2014-05-08 | $6,696 | $1,124 | $1,124 | $5,572 |
| EXPRESS SCRIPTS HLDG CO COM-30SHS | P | 2013-02-07 | 2014-05-08 | $2,009 | $361 | $361 | $1,648 |
| BARCLAYS PLC ORD COM ISIN GB0031348658 UNITED KINGDOM-900SHS | P | 2013-10-17 | 2014-07-16 | $3,307 | -$763 | -$763 | $4,070 |
| BARCLAYS PLC ORD COM ISIN GB0031348658 UNITED KINGDOM-1100SHS | P | 2013-09-25 | 2014-07-16 | $4,042 | -$890 | -$890 | $4,932 |
| BARCLAYS PLC ORD COM ISIN GB0031348658 UNITED KINGDOM-1900SHS | P | 2013-10-17 | 2014-07-03 | $7,123 | -$1,469 | -$1,469 | $8,592 |
| BARCLAYS PLC ORD COM ISIN GB0031348658 UNITED KINGDOM-1600SHS | P | 2013-10-17 | 2014-07-02 | $5,956 | -$1,280 | -$1,280 | $7,236 |
| BARCLAYS PLC ORD COM ISIN GB0031348658 UNITED KINGDOM-2000SHS | P | 2013-10-17 | 2014-07-01 | $7,371 | -$1,674 | -$1,674 | $9,045 |
| BARCLAYS PLC ORD COM ISIN GB0031348658 UNITED KINGDOM-800SHS | P | 2013-10-17 | 2014-06-30 | $2,935 | -$683 | -$683 | $3,618 |
| BARCLAYS PLC ORD COM ISIN GB0031348658 UNITED KINGDOM-400SHS | P | 2013-10-17 | 2014-06-25 | $1,560 | -$249 | -$249 | $1,809 |
| BARCLAYS PLC ORD COM ISIN GB0031348658 UNITED KINGDOM-1700SHS | P | 2013-05-13 | 2014-06-25 | $6,629 | -$1,507 | -$1,507 | $8,136 |
| BARCLAYS PLC ORD COM ISIN GB0031348658 UNITED KINGDOM-100SHS | P | 2011-01-13 | 2014-06-25 | $390 | -$93 | -$93 | $483 |
| BARCLAYS PLC ORD COM ISIN GB0031348658 UNITED KINGDOM-900SHS | P | 2011-01-13 | 2014-06-23 | $3,582 | -$767 | -$767 | $4,349 |
| BARCLAYS PLC ORD COM ISIN GB0031348658 UNITED KINGDOM-900SHS | P | 2011-01-13 | 2014-06-20 | $3,617 | -$732 | -$732 | $4,349 |
| BARCLAYS PLC ORD COM ISIN GB0031348658 UNITED KINGDOM-800SHS | P | 2011-01-13 | 2014-06-20 | $3,198 | -$668 | -$668 | $3,866 |
| GILEAD SCIENCES INC COM-170SHS | P | 2012-01-31 | 2014-10-06 | $17,839 | $13,702 | $13,702 | $4,137 |
| GILEAD SCIENCES INC COM-130SHS | P | 2012-01-27 | 2014-10-06 | $13,642 | $10,479 | $10,479 | $3,163 |
| GILEAD SCIENCES INC COM-200SHS | P | 2012-01-31 | 2014-03-31 | $14,109 | $9,236 | $9,236 | $4,873 |
| GILEAD SCIENCES INC COM-30SHS | P | 2012-01-31 | 2014-03-31 | $2,116 | $1,386 | $1,386 | $730 |
| GILEAD SCIENCES INC COM-200SHS | P | 2012-02-01 | 2014-03-27 | $14,264 | $9,354 | $9,354 | $4,910 |
| GILEAD SCIENCES INC COM-100SHS | P | 2012-02-02 | 2014-01-08 | $7,365 | $4,899 | $4,899 | $2,466 |
| GILEAD SCIENCES INC COM-200SHS | P | 2012-02-01 | 2014-01-08 | $14,731 | $9,821 | $9,821 | $4,910 |
| GILEAD SCIENCES INC COM-100SHS | P | 2012-02-02 | 2014-01-07 | $7,280 | $4,814 | $4,814 | $2,466 |
| GILEAD SCIENCES INC COM-100SHS | P | 2012-02-02 | 2014-01-06 | $7,342 | $4,876 | $4,876 | $2,466 |
| HALLIBURTON CO COM-200SHS | P | 2010-06-15 | 2014-09-19 | $13,297 | $8,219 | $8,219 | $5,078 |
| HALLIBURTON CO COM-55SHS | P | 2010-05-21 | 2014-09-19 | $3,657 | $2,192 | $2,192 | $1,465 |
| HALLIBURTON CO COM-45SHS | P | 2012-07-18 | 2014-08-25 | $3,083 | $1,721 | $1,721 | $1,362 |
| HALLIBURTON CO COM-145SHS | P | 2010-05-21 | 2014-08-25 | $9,934 | $6,072 | $6,072 | $3,862 |
| HALLIBURTON CO COM-55SHS | P | 2012-07-18 | 2014-06-27 | $3,809 | $2,145 | $2,145 | $1,664 |
| HALLIBURTON CO COM-40SHS | P | 2010-08-03 | 2014-06-27 | $2,770 | $1,521 | $1,521 | $1,249 |
| HALLIBURTON CO COM-100SHS | P | 2010-08-03 | 2014-06-26 | $6,959 | $3,836 | $3,836 | $3,123 |
| HALLIBURTON CO COM-100SHS | P | 2010-08-03 | 2014-06-26 | $6,947 | $3,824 | $3,824 | $3,123 |
| HALLIBURTON CO COM-125SHS | P | 2013-01-11 | 2014-04-01 | $7,400 | $2,840 | $2,840 | $4,560 |
| HALLIBURTON CO COM-100SHS | P | 2012-07-31 | 2014-04-01 | $5,920 | $2,594 | $2,594 | $3,326 |
| HALLIBURTON CO COM-100SHS | P | 2012-01-17 | 2014-04-01 | $5,920 | $2,492 | $2,492 | $3,428 |
| HALLIBURTON CO COM-200SHS | P | 2011-12-19 | 2014-04-01 | $11,839 | $5,586 | $5,586 | $6,253 |
| HALLIBURTON CO COM-300SHS | P | 2011-12-16 | 2014-04-01 | $17,759 | $8,241 | $8,241 | $9,518 |
| HALLIBURTON CO COM-60SHS | P | 2010-08-03 | 2014-04-01 | $3,552 | $1,678 | $1,678 | $1,874 |
| HALLIBURTON CO COM-300SHS | P | 2013-07-01 | 2014-01-06 | $15,109 | $2,356 | $2,356 | $12,753 |
| HALLIBURTON CO COM-200SHS | P | 2013-06-28 | 2014-01-06 | $10,073 | $1,704 | $1,704 | $8,369 |
| SYNGENTA AG COM ISIN CH0011037469 SWITZERLAND-4SHS | P | 2010-10-04 | 2014-07-21 | $1,448 | $446 | $446 | $1,002 |
| SYNGENTA AG COM ISIN CH0011037469 SWITZERLAND-2SHS | P | 2010-10-01 | 2014-07-21 | $724 | $220 | $220 | $504 |
| SYNGENTA AG COM ISIN CH0011037469 SWITZERLAND-10SHS | P | 2010-10-01 | 2014-07-18 | $3,616 | $1,097 | $1,097 | $2,519 |
| SYNGENTA AG COM ISIN CH0011037469 SWITZERLAND-2SHS | P | 2010-10-01 | 2014-07-17 | $728 | $224 | $224 | $504 |
| SYNGENTA AG COM ISIN CH0011037469 SWITZERLAND-6SHS | P | 2010-09-29 | 2014-07-17 | $2,185 | $659 | $659 | $1,526 |
| SYNGENTA AG COM ISIN CH0011037469 SWITZERLAND-19SHS | P | 2011-02-18 | 2014-07-16 | $6,947 | $730 | $730 | $6,217 |
| SYNGENTA AG COM ISIN CH0011037469 SWITZERLAND-3SHS | P | 2010-09-29 | 2014-07-16 | $1,097 | $334 | $334 | $763 |
| SYNGENTA AG COM ISIN CH0011037469 SWITZERLAND-18SHS | P | 2011-02-18 | 2014-07-15 | $6,578 | $688 | $688 | $5,890 |
| SYNGENTA AG COM ISIN CH0011037469 SWITZERLAND-1SHS | P | 2013-07-10 | 2014-07-14 | $366 | -$40 | -$40 | $406 |
| SYNGENTA AG COM ISIN CH0011037469 SWITZERLAND-13SHS | P | 2013-06-10 | 2014-07-14 | $4,758 | -$438 | -$438 | $5,196 |
| SYNGENTA AG COM ISIN CH0011037469 SWITZERLAND-2SHS | P | 2011-02-18 | 2014-07-14 | $732 | $78 | $78 | $654 |
| SYNGENTA AG COM ISIN CH0011037469 SWITZERLAND-7SHS | P | 2013-07-10 | 2014-04-03 | $2,636 | -$205 | -$205 | $2,841 |
| SYNGENTA AG COM ISIN CH0011037469 SWITZERLAND-24SHS | P | 2013-07-10 | 2014-04-02 | $9,078 | -$663 | -$663 | $9,741 |
| SYNGENTA AG COM ISIN CH0011037469 SWITZERLAND-3SHS | P | 2013-07-11 | 2014-04-01 | $1,138 | -$111 | -$111 | $1,249 |
| SYNGENTA AG COM ISIN CH0011037469 SWITZERLAND-7SHS | P | 2013-07-10 | 2014-04-01 | $2,655 | -$186 | -$186 | $2,841 |
| SYNGENTA AG COM ISIN CH0011037469 SWITZERLAND-17SHS | P | 2013-07-18 | 2014-03-31 | $6,449 | -$637 | -$637 | $7,086 |
| SYNGENTA AG COM ISIN CH0011037469 SWITZERLAND-8SHS | P | 2013-07-11 | 2014-03-31 | $3,035 | -$296 | -$296 | $3,331 |
| SYNGENTA AG COM ISIN CH0011037469 SWITZERLAND-14SHS | P | 2013-07-11 | 2014-03-31 | $5,306 | -$523 | -$523 | $5,829 |
| HOME DEPOT INC COM-240SHS | P | 2011-09-20 | 2014-05-20 | $18,672 | $10,282 | $10,282 | $8,390 |
| HOME DEPOT INC COM-35SHS | P | 2011-09-20 | 2014-05-20 | $2,723 | $1,512 | $1,512 | $1,211 |
| HOME DEPOT INC COM-210SHS | P | 2011-09-20 | 2014-03-28 | $16,522 | $9,181 | $9,181 | $7,341 |
| INFOSYS TECHNOLOGIES LTD SPONSORED ADR INDIA-100SHS | P | 2014-01-24 | 2014-07-18 | $5,390 | -$594 | -$594 | $5,984 |
| INFOSYS TECHNOLOGIES LTD SPONSORED ADR INDIA-100SHS | P | 2014-01-24 | 2014-07-17 | $5,427 | -$557 | -$557 | $5,984 |
| IRON MTN INC PA COM-0.824SHS | P | 2014-11-04 | 2014-11-13 | $31 | $2 | $2 | $29 |
| IRONWOOD PHARMACEUTICALS INC CL A COM-100SHS | P | 2013-01-31 | 2014-10-20 | $1,310 | $30 | $30 | $1,280 |
| IRONWOOD PHARMACEUTICALS INC CL A COM-100SHS | P | 2013-01-30 | 2014-10-20 | $1,310 | $18 | $18 | $1,292 |
| IRONWOOD PHARMACEUTICALS INC CL A COM-20SHS | P | 2013-01-29 | 2014-10-20 | $262 | $2 | $2 | $260 |
| IRONWOOD PHARMACEUTICALS INC CL A COM-100SHS | P | 2013-05-17 | 2014-10-16 | $1,321 | -$115 | -$115 | $1,436 |
| IRONWOOD PHARMACEUTICALS INC CL A COM-100SHS | P | 2013-05-01 | 2014-10-16 | $1,321 | -$153 | -$153 | $1,474 |
| IRONWOOD PHARMACEUTICALS INC CL A COM-20SHS | P | 2013-04-25 | 2014-10-16 | $264 | -$43 | -$43 | $307 |
| IRONWOOD PHARMACEUTICALS INC CL A COM-100SHS | P | 2013-02-22 | 2014-10-16 | $1,321 | -$127 | -$127 | $1,448 |
| IRONWOOD PHARMACEUTICALS INC CL A COM-100SHS | P | 2013-02-05 | 2014-10-16 | $1,321 | $2 | $2 | $1,319 |
| IRONWOOD PHARMACEUTICALS INC CL A COM-180SHS | P | 2013-01-29 | 2014-10-16 | $2,379 | $38 | $38 | $2,341 |
| IRONWOOD PHARMACEUTICALS INC CL A COM-55SHS | P | 2013-04-25 | 2014-04-04 | $629 | -$216 | -$216 | $845 |
| IRONWOOD PHARMACEUTICALS INC CL A COM-25SHS | P | 2013-04-25 | 2014-04-02 | $316 | -$68 | -$68 | $384 |
| IRONWOOD PHARMACEUTICALS INC CL A COM-75SHS | P | 2013-03-05 | 2014-04-02 | $948 | -$219 | -$219 | $1,167 |
| IRONWOOD PHARMACEUTICALS INC CL A COM-75SHS | P | 2013-04-17 | 2014-04-01 | $956 | -$366 | -$366 | $1,322 |
| IRONWOOD PHARMACEUTICALS INC CL A COM-25SHS | P | 2013-03-05 | 2014-04-01 | $319 | -$70 | -$70 | $389 |
| IRONWOOD PHARMACEUTICALS INC CL A COM-100SHS | P | 2013-03-19 | 2014-03-31 | $1,233 | -$616 | -$616 | $1,849 |
| IRONWOOD PHARMACEUTICALS INC CL A COM-75SHS | P | 2013-04-19 | 2014-03-31 | $924 | -$404 | -$404 | $1,328 |
| IRONWOOD PHARMACEUTICALS INC CL A COM-25SHS | P | 2013-04-17 | 2014-03-31 | $308 | -$133 | -$133 | $441 |
| IRONWOOD PHARMACEUTICALS INC CL A COM-100SHS | P | 2013-03-18 | 2014-03-28 | $1,197 | -$672 | -$672 | $1,869 |
| IRONWOOD PHARMACEUTICALS INC CL A COM-100SHS | P | 2013-03-18 | 2014-03-28 | $1,197 | -$670 | -$670 | $1,867 |
| J P MORGAN CHASE & CO COM-300SHS | P | 2007-12-18 | 2014-01-09 | $17,601 | $4,421 | $4,421 | $13,180 |
| JABIL CIRCUIT INC COM-95SHS | P | 2012-02-10 | 2014-04-01 | $1,712 | -$569 | -$569 | $2,281 |
| JABIL CIRCUIT INC COM-100SHS | P | 2012-02-13 | 2014-03-31 | $1,795 | -$652 | -$652 | $2,447 |
| JABIL CIRCUIT INC COM-100SHS | P | 2012-02-10 | 2014-03-31 | $1,795 | -$610 | -$610 | $2,405 |
| JABIL CIRCUIT INC COM-200SHS | P | 2012-02-10 | 2014-03-31 | $3,591 | -$1,211 | -$1,211 | $4,802 |
| JABIL CIRCUIT INC COM-200SHS | P | 2012-02-09 | 2014-03-31 | $3,591 | -$1,253 | -$1,253 | $4,844 |
| PERNOD-RICARD FRF20 ISIN FR0000120693 FRANCE-62SHS | P | 2008-01-10 | 2014-01-13 | $6,858 | -$133 | -$133 | $6,991 |
| SCHNEIDER ELECTRIC EUR8 ISIN FR0000121972 FRANCE-158SHS | P | 2012-04-17 | 2014-08-06 | $13,037 | $3,467 | $3,467 | $9,570 |
| SCHNEIDER ELECTRIC EUR8 ISIN FR0000121972 FRANCE-64SHS | P | 2012-01-12 | 2014-08-06 | $5,281 | $1,589 | $1,589 | $3,692 |
| SCHNEIDER ELECTRIC EUR8 ISIN FR0000121972 FRANCE-345SHS | P | 2011-11-15 | 2014-08-06 | $28,467 | $10,017 | $10,017 | $18,450 |
| SCHNEIDER ELECTRIC EUR8 ISIN FR0000121972 FRANCE-42SHS | P | 2012-04-17 | 2014-03-31 | $3,730 | $1,162 | $1,162 | $2,568 |
| SCHNEIDER ELECTRIC EUR8 ISIN FR0000121972 FRANCE-33SHS | P | 2012-01-20 | 2014-03-31 | $2,931 | $880 | $880 | $2,051 |
| SCHNEIDER ELECTRIC EUR8 ISIN FR0000121972 FRANCE-76SHS | P | 2011-02-07 | 2014-03-31 | $6,749 | $973 | $973 | $5,776 |
| SCHNEIDER ELECTRIC EUR8 ISIN FR0000121972 FRANCE-234SHS | P | 2011-02-04 | 2014-03-31 | $20,780 | $3,072 | $3,072 | $17,708 |
| BAYER MOTOREN WERK EUR1 ISIN DE0005190003 GERMANY-86SHS | P | 2011-08-15 | 2014-04-01 | $10,929 | $3,509 | $3,509 | $7,420 |
| BAYER MOTOREN WERK EUR1 ISIN DE0005190003 GERMANY-29SHS | P | 2013-02-12 | 2014-03-31 | $3,653 | $859 | $859 | $2,794 |
| BAYER MOTOREN WERK EUR1 ISIN DE0005190003 GERMANY-98SHS | P | 2011-08-15 | 2014-03-31 | $12,344 | $3,888 | $3,888 | $8,456 |
| COCA-COLA AMATIL NPV ISIN AU000000CCL2 AUSTRALIA-375SHS | P | 2013-01-16 | 2014-08-28 | $3,166 | -$2,279 | -$2,279 | $5,445 |
| COCA-COLA AMATIL NPV ISIN AU000000CCL2 AUSTRALIA-582SHS | P | 2013-01-15 | 2014-08-28 | $4,913 | -$3,594 | -$3,594 | $8,507 |
| COCA-COLA AMATIL NPV ISIN AU000000CCL2 AUSTRALIA-28SHS | P | 2013-01-11 | 2014-08-28 | $236 | -$175 | -$175 | $411 |
| COCA-COLA AMATIL NPV ISIN AU000000CCL2 AUSTRALIA-891SHS | P | 2012-12-07 | 2014-08-28 | $7,521 | -$5,549 | -$5,549 | $13,070 |
| COCA-COLA AMATIL NPV ISIN AU000000CCL2 AUSTRALIA-229SHS | P | 2013-01-14 | 2014-03-12 | $2,284 | -$1,093 | -$1,093 | $3,377 |
| COCA-COLA AMATIL NPV ISIN AU000000CCL2 AUSTRALIA-413SHS | P | 2013-01-11 | 2014-03-12 | $4,120 | -$1,946 | -$1,946 | $6,066 |
| TREND MICRO INC COM ISIN JP3637300009 JAPAN-100SHS | P | 2010-07-16 | 2014-04-01 | $3,073 | $143 | $143 | $2,930 |
| TREND MICRO INC COM ISIN JP3637300009 JAPAN-100SHS | P | 2010-07-16 | 2014-03-31 | $3,080 | $133 | $133 | $2,947 |
| TREND MICRO INC COM ISIN JP3637300009 JAPAN-100SHS | P | 2010-07-16 | 2014-03-31 | $3,080 | $150 | $150 | $2,930 |
| TREND MICRO INC COM ISIN JP3637300009 JAPAN-100SHS | P | 2005-11-02 | 2014-03-28 | $3,108 | -$54 | -$54 | $3,162 |
| DBS GROUP HLDGS SGD1 ISIN SG1L01001701 SINGAPORE-159SHS | P | 2012-10-01 | 2014-08-26 | $2,266 | $410 | $410 | $1,856 |
| DBS GROUP HLDGS SGD1 ISIN SG1L01001701 SINGAPORE-841SHS | P | 2012-09-06 | 2014-08-26 | $11,987 | $2,322 | $2,322 | $9,665 |
| DBS GROUP HLDGS SGD1 ISIN SG1L01001701 SINGAPORE-841SHS | P | 2012-10-01 | 2014-08-25 | $12,042 | $2,223 | $2,223 | $9,819 |
| DBS GROUP HLDGS SGD1 ISIN SG1L01001701 SINGAPORE-159SHS | P | 2012-09-28 | 2014-08-25 | $2,277 | $405 | $405 | $1,872 |
| DBS GROUP HLDGS SGD1 ISIN SG1L01001701 SINGAPORE-98SHS | P | 2013-06-27 | 2014-03-27 | $1,245 | $46 | $46 | $1,199 |
| DBS GROUP HLDGS SGD1 ISIN SG1L01001701 SINGAPORE-841SHS | P | 2012-09-28 | 2014-03-27 | $10,684 | $785 | $785 | $9,899 |
| DBS GROUP HLDGS SGD1 ISIN SG1L01001701 SINGAPORE-60.113SHS | P | 2011-07-05 | 2014-03-27 | $764 | $38 | $38 | $726 |
| DBS GROUP HLDGS SGD1 ISIN SG1L01001701 SINGAPORE-0.093SHS | P | 2011-06-24 | 2014-03-27 | $1 | -$1 | -$1 | $2 |
| DBS GROUP HLDGS SGD1 ISIN SG1L01001701 SINGAPORE-0.794SHS | P | 2011-06-10 | 2014-03-27 | $10 | -$8 | -$8 | $18 |
| MOSAIC CO NEW COM-100SHS | P | 2013-07-11 | 2014-10-28 | $4,313 | -$1,338 | -$1,338 | $5,651 |
| MOSAIC CO NEW COM-20SHS | P | 2012-10-22 | 2014-10-28 | $863 | -$215 | -$215 | $1,078 |
| MOSAIC CO NEW COM-100SHS | P | 2012-10-19 | 2014-10-28 | $4,313 | -$1,100 | -$1,100 | $5,413 |
| MOSAIC CO NEW COM-100SHS | P | 2012-10-18 | 2014-10-28 | $4,313 | -$1,131 | -$1,131 | $5,444 |
| LI & FUNG LTD COM ISIN BMG5485F1692 BERMUDA-4000SHS | P | 2013-09-27 | 2014-10-16 | $4,615 | -$332 | -$332 | $4,947 |
| LI & FUNG LTD COM ISIN BMG5485F1692 BERMUDA-2000SHS | P | 2013-09-26 | 2014-10-16 | $2,307 | -$134 | -$134 | $2,441 |
| MITSUI TR HLDGS INC COM ISIN JP3892100003 JAPAN-2000SHS | P | 2013-04-25 | 2014-04-24 | $8,371 | -$1,603 | -$1,603 | $9,974 |
| MITSUI TR HLDGS INC COM ISIN JP3892100003 JAPAN-2000SHS | P | 2013-04-25 | 2014-04-23 | $8,378 | -$1,596 | -$1,596 | $9,974 |
| MITSUI TR HLDGS INC COM ISIN JP3892100003 JAPAN-2000SHS | P | 2013-04-25 | 2014-04-22 | $8,383 | -$1,591 | -$1,591 | $9,974 |
| KEYENCE CORP FIRST SECTION COM ISIN JP3236200006 JAPAN-100SHS | P | 2009-07-24 | 2014-01-16 | $42,863 | $25,329 | $25,329 | $17,534 |
| NIKE INC CL B-100SHS | P | 2011-08-03 | 2014-05-08 | $7,306 | $2,960 | $2,960 | $4,346 |
| NIKE INC CL B-100SHS | P | 2011-08-03 | 2014-05-08 | $7,301 | $2,955 | $2,955 | $4,346 |
| NOBLE ENERGY INC COM-100SHS | P | 2010-09-20 | 2014-01-10 | $6,501 | $2,743 | $2,743 | $3,758 |
| NORFOLK SOUTHERN CORP COM-100SHS | P | 2013-06-11 | 2014-05-12 | $9,645 | $1,902 | $1,902 | $7,743 |
| NORFOLK SOUTHERN CORP COM-100SHS | P | 2013-06-11 | 2014-05-09 | $9,533 | $1,757 | $1,757 | $7,776 |
| SUMITOMO MITSUI FINL GROUP INC COM ISIN JP3890350006 JAPAN-300SHS | P | 2014-03-28 | 2014-10-17 | $10,818 | -$1,616 | -$1,616 | $12,434 |
| SUMITOMO MITSUI FINL GROUP INC COM ISIN JP3890350006 JAPAN-100SHS | P | 2014-01-24 | 2014-10-17 | $3,606 | -$1,434 | -$1,434 | $5,040 |
| SUMITOMO MITSUI FINL GROUP INC COM ISIN JP3890350006 JAPAN-400SHS | P | 2013-10-18 | 2014-10-17 | $14,424 | -$5,689 | -$5,689 | $20,113 |
| SUMITOMO MITSUI FINL GROUP INC COM ISIN JP3890350006 JAPAN-300SHS | P | 2013-10-15 | 2014-10-17 | $10,818 | -$4,150 | -$4,150 | $14,968 |
| SUMITOMO MITSUI FINL GROUP INC COM ISIN JP3890350006 JAPAN-100SHS | P | 2013-07-25 | 2014-10-17 | $3,606 | -$1,236 | -$1,236 | $4,842 |
| SUMITOMO MITSUI FINL GROUP INC COM ISIN JP3890350006 JAPAN-200SHS | P | 2013-04-04 | 2014-10-17 | $7,212 | -$585 | -$585 | $7,797 |
| SUMITOMO MITSUI FINL GROUP INC COM ISIN JP3890350006 JAPAN-300SHS | P | 2013-01-07 | 2014-10-17 | $10,818 | -$177 | -$177 | $10,995 |
| NUCOR CORP COM-100SHS | P | 2008-10-15 | 2014-06-30 | $4,896 | $1,698 | $1,698 | $3,198 |
| NUCOR CORP COM-200SHS | P | 2008-10-14 | 2014-06-27 | $9,851 | $3,044 | $3,044 | $6,807 |
| NUCOR CORP COM-100SHS | P | 2008-10-14 | 2014-06-26 | $4,985 | $1,582 | $1,582 | $3,403 |
| SOFTBANK CORP COM ISIN JP3436100006 JAPAN-300SHS | P | 2006-10-03 | 2014-03-31 | $22,533 | $16,339 | $16,339 | $6,194 |
| SOFTBANK CORP COM ISIN JP3436100006 JAPAN-200SHS | P | 2006-10-03 | 2014-01-06 | $17,017 | $12,887 | $12,887 | $4,130 |
| ORACLE CORP COM-185SHS | P | 2010-10-08 | 2014-04-01 | $7,694 | $2,517 | $2,517 | $5,177 |
| NESTLE SA COM ISIN CH0038863350 SWITZERLAND-32SHS | P | 2012-01-18 | 2014-05-13 | $2,503 | $683 | $683 | $1,820 |
| NESTLE SA COM ISIN CH0038863350 SWITZERLAND-243SHS | P | 2004-09-10 | 2014-05-13 | $19,005 | $13,169 | $13,169 | $5,836 |
| BNP PARIBAS SA COM ISIN FR0000131104 FRANCE-102SHS | P | 2013-07-31 | 2014-11-27 | $6,490 | -$31 | -$31 | $6,521 |
| BNP PARIBAS SA COM ISIN FR0000131104 FRANCE-32SHS | P | 2013-02-11 | 2014-11-27 | $2,036 | $108 | $108 | $1,928 |
| BNP PARIBAS SA COM ISIN FR0000131104 FRANCE-8SHS | P | 2011-02-08 | 2014-11-27 | $509 | -$104 | -$104 | $613 |
| BNP PARIBAS SA COM ISIN FR0000131104 FRANCE-277SHS | P | 2004-09-10 | 2014-11-27 | $17,624 | $771 | $771 | $16,853 |
| PROGRESSIVE CORP OHIO COM-25SHS | P | 2008-10-17 | 2014-05-09 | $612 | $266 | $266 | $346 |
| PROGRESSIVE CORP OHIO COM-200SHS | P | 2008-10-15 | 2014-05-09 | $4,896 | $2,040 | $2,040 | $2,856 |
| PROGRESSIVE CORP OHIO COM-200SHS | P | 2008-10-14 | 2014-05-09 | $4,896 | $1,846 | $1,846 | $3,050 |
| PROGRESSIVE CORP OHIO COM-200SHS | P | 2008-10-13 | 2014-05-09 | $4,896 | $1,933 | $1,933 | $2,963 |
| PROGRESSIVE CORP OHIO COM-25SHS | P | 2008-01-07 | 2014-05-09 | $612 | $135 | $135 | $477 |
| ROSS STORES INC COM-100SHS | P | 2013-10-08 | 2014-10-10 | $7,713 | $557 | $557 | $7,156 |
| ROSS STORES INC COM-100SHS | P | 2013-09-20 | 2014-10-10 | $7,713 | $534 | $534 | $7,179 |
| ROSS STORES INC COM-60SHS | P | 2013-09-19 | 2014-10-10 | $4,628 | $286 | $286 | $4,342 |
| ROSS STORES INC COM-40SHS | P | 2013-09-19 | 2014-08-22 | $2,938 | $43 | $43 | $2,895 |
| ROSS STORES INC COM-100SHS | P | 2013-10-29 | 2014-04-10 | $7,146 | -$528 | -$528 | $7,674 |
| SCHWAB CHARLES CORP NEW COM-400SHS | P | 2010-12-09 | 2014-08-26 | $11,562 | $4,854 | $4,854 | $6,708 |
| SCHWAB CHARLES CORP NEW COM-535SHS | P | 2010-12-07 | 2014-08-26 | $15,464 | $6,763 | $6,763 | $8,701 |
| SCHWAB CHARLES CORP NEW COM-200SHS | P | 2010-12-29 | 2014-08-25 | $5,780 | $2,318 | $2,318 | $3,462 |
| SCHWAB CHARLES CORP NEW COM-100SHS | P | 2009-05-18 | 2014-08-25 | $2,890 | $1,140 | $1,140 | $1,750 |
| SEATTLE GENETICS INC COM-45SHS | P | 2011-05-24 | 2014-12-29 | $1,450 | $607 | $607 | $843 |
| SEATTLE GENETICS INC COM-100SHS | P | 2011-05-20 | 2014-12-22 | $3,264 | $1,372 | $1,372 | $1,892 |
| SEATTLE GENETICS INC COM-100SHS | P | 2011-07-14 | 2014-12-19 | $3,289 | $1,388 | $1,388 | $1,901 |
| SEATTLE GENETICS INC COM-100SHS | P | 2011-06-16 | 2014-12-19 | $3,289 | $1,391 | $1,391 | $1,898 |
| SEATTLE GENETICS INC COM-100SHS | P | 2011-06-01 | 2014-12-18 | $3,348 | $1,437 | $1,437 | $1,911 |
| SEATTLE GENETICS INC COM-100SHS | P | 2011-06-17 | 2014-12-18 | $3,323 | $1,379 | $1,379 | $1,944 |
| SEATTLE GENETICS INC COM-100SHS | P | 2011-05-31 | 2014-12-18 | $3,323 | $1,407 | $1,407 | $1,916 |
| SEATTLE GENETICS INC COM-300SHS | P | 2011-07-12 | 2014-12-16 | $9,609 | $3,658 | $3,658 | $5,951 |
| SEATTLE GENETICS INC COM-100SHS | P | 2011-06-14 | 2014-12-16 | $3,203 | $1,246 | $1,246 | $1,957 |
| SEATTLE GENETICS INC COM-200SHS | P | 2011-06-10 | 2014-12-16 | $6,406 | $2,505 | $2,505 | $3,901 |
| SEATTLE GENETICS INC COM-100SHS | P | 2011-07-12 | 2014-04-22 | $4,124 | $2,140 | $2,140 | $1,984 |
| SEATTLE GENETICS INC COM-100SHS | P | 2011-07-12 | 2014-04-09 | $4,226 | $2,242 | $2,242 | $1,984 |
| SEATTLE GENETICS INC COM-100SHS | P | 2011-07-12 | 2014-04-04 | $4,026 | $2,041 | $2,041 | $1,985 |
| SEATTLE GENETICS INC COM-100SHS | P | 2011-07-12 | 2014-04-02 | $4,633 | $2,648 | $2,648 | $1,985 |
| SEATTLE GENETICS INC COM-100SHS | P | 2011-07-13 | 2014-04-01 | $4,718 | $2,689 | $2,689 | $2,029 |
| SEATTLE GENETICS INC COM-100SHS | P | 2011-07-13 | 2014-04-01 | $4,679 | $2,646 | $2,646 | $2,033 |
| SEATTLE GENETICS INC COM-100SHS | P | 2011-07-08 | 2014-03-31 | $4,539 | $2,483 | $2,483 | $2,056 |
| SEATTLE GENETICS INC COM-100SHS | P | 2011-07-08 | 2014-03-28 | $4,604 | $2,548 | $2,548 | $2,056 |
| SEATTLE GENETICS INC COM-100SHS | P | 2011-07-07 | 2014-03-27 | $4,597 | $2,538 | $2,538 | $2,059 |
| TARGET CORP COM-100SHS | P | 2012-01-13 | 2014-05-23 | $5,577 | $599 | $599 | $4,978 |
| TARGET CORP COM-200SHS | P | 2008-01-07 | 2014-05-23 | $11,153 | $1,384 | $1,384 | $9,769 |
| TARGET CORP COM-100SHS | P | 2007-12-11 | 2014-05-23 | $5,577 | $243 | $243 | $5,334 |
| TARGET CORP COM-100SHS | P | 2010-05-25 | 2014-05-22 | $5,594 | $188 | $188 | $5,406 |
| TARGET CORP COM-100SHS | P | 2007-12-11 | 2014-05-22 | $5,594 | $260 | $260 | $5,334 |
| TIFFANY & CO NEW COM-145SHS | P | 2010-08-13 | 2014-06-26 | $14,456 | $8,322 | $8,322 | $6,134 |
| TIFFANY & CO NEW COM-55SHS | P | 2010-08-13 | 2014-06-25 | $5,495 | $3,168 | $3,168 | $2,327 |
| TIFFANY & CO NEW COM-100SHS | P | 2010-08-12 | 2014-06-25 | $9,991 | $5,759 | $5,759 | $4,232 |
| TIFFANY & CO NEW COM-45SHS | P | 2010-08-11 | 2014-06-25 | $4,496 | $2,580 | $2,580 | $1,916 |
| TIFFANY & CO NEW COM-5SHS | P | 2010-08-11 | 2014-04-01 | $435 | $222 | $222 | $213 |
| TIFFANY & CO NEW COM-50SHS | P | 2010-08-19 | 2014-03-31 | $4,299 | $2,143 | $2,143 | $2,156 |
| TIFFANY & CO NEW COM-150SHS | P | 2010-08-11 | 2014-03-31 | $12,897 | $6,512 | $6,512 | $6,385 |
| TIFFANY & CO NEW COM-50SHS | P | 2010-08-19 | 2014-03-28 | $4,250 | $2,094 | $2,094 | $2,156 |
| TIFFANY & CO NEW COM-50SHS | P | 2010-08-10 | 2014-03-28 | $4,250 | $2,066 | $2,066 | $2,184 |
| TIFFANY & CO NEW COM-25SHS | P | 2010-08-10 | 2014-01-23 | $2,148 | $1,056 | $1,056 | $1,092 |
| TIFFANY & CO NEW COM-75SHS | P | 2012-07-31 | 2014-01-22 | $6,512 | $2,389 | $2,389 | $4,123 |
| TIFFANY & CO NEW COM-25SHS | P | 2010-08-10 | 2014-01-22 | $2,171 | $1,079 | $1,079 | $1,092 |
| UNION PAC CORP COM-100SHS | P | 2004-09-09 | 2014-01-06 | $16,591 | $13,676 | $13,676 | $2,915 |
| WACHOVIA CORP 2ND NEW COMSHS | P | 2014-03-27 | $24 | $24 | $24 | ||
| WORLDCOM INCSHS | P | 2014-01-08 | $313 | $313 | $313 | ||
| WYETH COMSHS | P | 2014-02-03 | $192 | $192 | $192 | ||
| CLASS ACTIONS SETTLEMENT FOR AIG - GEN RESHS | P | 2014-12-05 | $245 | $245 | $245 | ||
| OTHER | P | 2014-12-31 | $3,784 | $3,784 | $3,784 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $530,401 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $434,024 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $7,192,719 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.060342 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $440,394 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $6,389,071 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.068929 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $436,122 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $6,567,795 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.066403 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $416,241 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $6,247,890 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.066621 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $503,442 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $5,594,921 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.089982 | DistributionYr5Rt |
| Total Distribution | 0.352277 | TotalDistributionRt |
| Average Distribution | 0.070455 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $7,835,701 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $552,064 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $5,763 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $557,827 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $449,298 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $11,526 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $11,526 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $11,526 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $7,600 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $7,600 | TotalPaymentsAndCreditsAmt |
| Tax Due | $3,926 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | 0 | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | SACKS PRESS LACHER PC | IndividualWithBooksNm |
| Phone | 2126826640 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 600 THIRD AVE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10016 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (43 entries)
| Address Line1USAddress/AddressLine1Txt | Address Line2USAddress/AddressLine2Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|---|
| ANDREW BERNHARD | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| JESSICA W BERNHARD | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| MATTHEW BERNHARD | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| MICHAEL BERNHARD | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| STEVEN BERNHARD | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| MELISSA W BLESSING | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| SHEA BREAUX-WELLS | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| HALERYN A BUCK | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | VICE PRESIDENT | 2.00 | $0 | $0 | $0 |
| THOMAS ALBERT GORE | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| FRANCES W MAGEE | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| LENA NEUFELD | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| PETER NEUFELD | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| SHANE NEUFELD | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| ALBERT R SCHRECK | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| CELESTE W SCHRECK | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| CHRISTINE SCHRECK | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| JOEL SCHRECK | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| TERESA JUAREZ SCHRECK | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| THOMAS A SCHRECK | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| ALBERT B WELLS II | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| KRISTEN WELLS | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| SUSAN M WELLS | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| AUDREY SCHRECK | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| RACHEL SHAY BLESSING | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| SARA KINSEY BLESSING | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| DONALD COLLINS | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| GARRETT COLLINS | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| ASHLEY COLLINS | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| SHERYL BERNHARD | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| DANIEL SCHRECK | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| CHARLES H SCHREK | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| HEATHER BUCK | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| JULIE COLLINS | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| TRAVIS BUCK | |||||||||
| 2124 BERKELEY STREET | SANTA ROSA | CA | 95401 | PRESIDENT | 2.00 | $0 | $0 | $0 | |
| ADELE BERNHARD | |||||||||
| 14 REMSEN ST | BROOKLYN | NY | 11201 | VICE PRESIDENT/ASSISTANT S | 1.00 | $0 | $0 | $0 | |
| SUSAN B COLLINS | |||||||||
| 16 GRASSHOPPER LANE | LINCOLN | MA | 01773 | VICE PRESIDENT | 10.00 | $0 | $0 | $0 | |
| BRIAN COLLINS | |||||||||
| 2944 ZUNI ST 4 | DENVER | CO | 80211 | VICE PRESIDENT | 1.00 | $0 | $0 | $0 | |
| MASON SCHRECK | |||||||||
| 932 CABRILLO STREET APT 1 | SAN FRANCISCO | CA | 94111 | TREASURER | 2.00 | $0 | $0 | $0 | |
| PATRICIA HEWITT | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | SECRETARY/ASS'T TREASURER | 3.00 | $0 | $0 | $0 |
| NANCY DOLL | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| CHARLES R SCHRECK | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| GEORGE B WELLS II | |||||||||
| 10932 EASTSIDE ROAD | HEALSDSBURG | CA | 95448 | BOARD MEMBER | 1.00 | $0 | $0 | $0 | |
| ANNA WELLS BERNHARD | |||||||||
| C/O PATRICIA HEWITT 250 PARK AVENUE | 7TH FLOOR | NEW YORK | NY | 10177 | VICE PRESIDENT | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | COMMON COUNSEL FOUNDATION | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 405 FOURTEENTH STREET STE 809 | AddressLine1Txt |
| City | OAKLAND | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94612 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | GRANTMAKING | ServiceTypeTxt |
| Compensation | $65,000 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $7,579,686 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $375,340 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $7,955,026 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $7,955,026 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $119,325 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $7,835,701 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $391,785 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $391,785 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $11,526 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $11,526 | TotalTaxAmt |
| Distributable Before Adj | $380,259 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $380,259 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $380,259 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $449,298 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $449,298 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $449,298 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $380,259 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $225,140 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $105,196 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $109,580 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $128,204 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $81,889 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $650,009 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $449,298 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $380,259 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $69,039 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $719,048 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $225,140 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $493,908 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $105,196 | ExcessFromYear4Amt |
| Excess From Year3 | $109,580 | ExcessFromYear3Amt |
| Excess From Year2 | $128,204 | ExcessFromYear2Amt |
| Excess From Year1 | $81,889 | ExcessFromYear1Amt |
| Excess From Current Year | $69,039 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | SUSAN COLLINS | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 16 GRASSHOPPER LANE | AddressLine1Txt |
| City | LINCOLN | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 01773 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 7812598470 | RecipientPhoneNum |
| Form And Info And Materials | LETTER | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | NONE | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (32 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|
| ALABAMA COALITION FOR IMMIGRANT JUSTICE | |||||||
| 401 N HULL ST | MONTGOMERY | AL | 36104 | NONE | SUPPORT | $10,000 | |
| ARAB RESOURCE AND ORGANIZING CENTER (AROC) | |||||||
| 522 VALENCIA STREET | SAN FRANCISCO | CA | 94110 | NONE | SUPPORT | $10,000 | |
| BRANDWORKERS INTERNATIONAL | |||||||
| 4502 23RD ST 2ND FLOOR | LONG ISLAND CITY | NY | 111014735 | NONE | SUPPORT | $10,000 | |
| EL CENTRO DE IGUALDAD Y DERECHOS (EL CENTRO) | |||||||
| 714 4TH STREET SW | ALBUQUERQUE | NM | 87102 | NONE | SUPPORT | $10,000 | |
| HEARTLAND WORKERS CENTER | |||||||
| 4923 S 24TH ST STE3A | OMAHA | NE | 68107 | NONE | SUPPORT | $10,000 | |
| IMMIGRANT WORKER CENTER COLLABORATION | |||||||
| 28 ASH ST | BOSTON | MA | 02111 | NONE | SUPPORT | $10,000 | |
| KOREATOWN IMMIGRANT WORKERS ALLIANCE | |||||||
| 3465 WEST 8TH STREET | LOS ANGELES | CA | 90005 | NONE | SUPPORT | $10,000 | |
| MIGRANT JUSTICE | |||||||
| 294 N WINOOSKI AVE STE 130 | BURLINGTON | VT | 05401 | NONE | SUPPORT | $10,000 | |
| PUENTE ARIZONA | |||||||
| 1306 E VAN BUREN ST | PHOENIX | AZ | 85006 | NONE | SUPPORT | $10,000 | |
| SEATTLE YOUNG PEOPLE'S PROJECT | |||||||
| 510 B MAYNARD AVE S | SEATTLE | WA | 98104 | NONE | SUPPORT | $10,000 | |
| TUNICA TEENS IN ACTION | |||||||
| PO BOX 2250 1028 PRICHARD RD SUITE | TUNICA | MS | 38676 | NONE | SUPPORT | $10,000 | 501 |
| UNION DE VECINOS | |||||||
| 346 S GLESS ST | LOS ANGELES | CA | 90033 | NONE | SUPPORT | $10,000 | |
| WORKERS DIGNITY PROJECT | |||||||
| 3013 B NOLENSVILLE PIKE | NASHVILLE | TN | 37211 | NONE | SUPPORT | $10,000 | |
| NATIONAL DOMESTIC WORKERS ALLIANCE | |||||||
| 395 HUDSON ST 4TH FL | NEW YORK | NY | 10014 | NONE | SUPPORT | $10,000 | |
| NEW LABOR | |||||||
| 103 BAYARD ST | NEW BRUNSWICK | NJ | 08901 | NONE | SUPPORT | $10,000 | |
| WAREHOUSE WORKERS JUSTICE CENTER INC | |||||||
| 37 ASHLAND SUITE A | CHICAGO | IL | 60607 | NONE | SUPPORT | $10,000 | |
| ARIZONA CENTER FOR EMPOWERMENT | |||||||
| 3120 N 19TH AVE STE 190 | PHOENIX | AZ | 85015 | NONE | SUPPORT | $10,000 | |
| DOMESTIC WORKERS IN ACTION - SOUTHWEST WORKERS UNION | |||||||
| PO BOX 830706 | SAN ANTONIO | TX | 782830706 | NONE | SUPPORT | $10,000 | |
| NATIVE AMERICAN VOTERS ALLIANCE EDUCATION PROJECT | |||||||
| 3415 CARLISLE NE | ALBUQUERQUE | NM | 87110 | NONE | SUPPORT | $10,000 | |
| COLLECTIVA DE MUJERES (WOMEN'S COLLECTIVE) | |||||||
| 938 VALENCIA STREET | SAN FANCISCO | CA | 94103 | NONE | SUPPORT | $10,000 | |
| CENTRO HUMANITARIO PARA LOS TRADBAJADORES | |||||||
| 2260 CALIFORNIA STREET | DENVER | CO | 80205 | NONE | SUPPORT | $10,000 | |
| CENTRO LABORAL DE GRATON | |||||||
| PO BOX 42 | GRATON | CA | 95444 | NONE | SUPPORT | $10,000 | |
| COMMUNITY ALLIANCE OF TENANTS | |||||||
| 2710 NE 14TH AVENUE | PORTLAND | OR | 97212 | NONE | SUPPORT | $10,000 | |
| GARMENT WORKER CENTER | |||||||
| 1250 S LOS ANGELES SUITE 213 | LOS ANGELES | CA | 90015 | NONE | SUPPORT | $10,000 | |
| RESTAURANT OPPORTUNITIES CENTER - BAY AREA | |||||||
| 350 7TH AVENUE SUITE 1504 | NEW YORK | NY | 10001 | NONE | SUPPORT | $10,000 | |
| RIGHTS OF ALL PEOPLEDERECHOS PARA TODOS | |||||||
| 1400 DAYTON STREET | AURORA | CO | 80010 | NONE | SUPPORT | $10,000 | |
| GRASSROOTS EXCHANGE FUND | |||||||
| 405 14TH STREET STE 809 | OAKLAND | CA | 94612 | NONE | SUPPORT | $19,000 | |
| FUERZA DEL VALLE WORKER CENTER | |||||||
| 1017 W HACKBERRY | ALAMO | TX | 78516 | NONE | SUPPORT | $10,000 | |
| ACTION INSTITUTE NC | |||||||
| 318 BLACKWELL ST SUITE 130 | DURHAM | NC | 27701 | NONE | SUPPORT | $10,000 | |
| AFRICAN COMMUNITIES TOGETHER | |||||||
| 318 CANAL PL | BRONX | NY | 10451 | NONE | SUPPORT | $10,000 | |
| WISDOM | |||||||
| 3195 S SUPERIOR ST SUITE 313 | MILWAUKEE | WI | 53207 | NONE | SUPPORT | $10,000 | |
| WORKERS' RIGHTS CENTER | |||||||
| 2300 S PARK ST SUITE 115 | MADISON | WI | 53713 | NONE | SUPPORT | $10,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $329,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $141,732 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $530,401 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $672,133 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $672,133 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (3 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd |
|---|---|---|---|---|---|---|
| ETHEL B WELLS TRUST SP AB WELLS II | ||||||
| 1 | C/O EISNER LLP 100 CAMPUS DR | FLORHAM PARK | NJ | 07932 | $50,000 | Yes (X) |
| ETHEL B WELLS TRUST SP FW MAGEE | ||||||
| 2 | C/O EISNER LLP 100 CAMPUS DR | FLORHAM PARK | NJ | 07932 | $60,000 | Yes (X) |
| ETHEL B WELLS TRUST SP JW SCHRECK | ||||||
| 3 | C/O EISNER LLP 100 CAMPUS DR | FLORHAM PARK | NJ | 07932 | $10,000 | Yes (X) |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | SACKS PRESS & LACHER, P.C. | CategoryTxt |
| Amt | $15,000 | Amt |
| Net Investment Income | $7,500 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $7,500 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | FIXED INCOME SECURITIES | BondNm |
| EOY Book Value | $366,710 | EOYBookValueAmt |
| EOYFMV | $363,951 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | EQUITY SECURITIES | StockNm |
| EOY Book Value | $4,733,673 | EOYBookValueAmt |
| EOYFMV | $7,195,657 | EOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | REAL ESTATE INVESTMENT TRUST | CategoryOrItemTxt |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMVCd |
| Book Value | $96,456 | BookValueAmt |
| EOYFMV | $166,498 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| SUNDRY | $1,508 | $0 | $1,508 |
| FILING FEES | $7,836 | $0 | $7,836 |
| POSTAGE & DELIVERY | $448 | $0 | $448 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT ADVISORY FEE | $88,324 | $88,324 | $0 |
| CONSULTING | $102,000 | $0 | $102,000 |