ROGER & VIOLET NOREEN CHAR TRUST: Form 990PF, tax year 2014
View the entire original 990 at ProPublica ↗
- Organization
- ROGER & VIOLET NOREEN CHAR TRUST (EIN 41-6309355)
- Tax period
- 2014-01-01 to 2014-12-31
- Filed
- 2015-05-11
- IRS object ID
- 201501329349100105
- Schema version
- 2014v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Liabilities Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-05-11T23:00:45-05:00 | ReturnTs |
| Tax Period End | 2014-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 134008324 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PRICEWATERHOUSECOOPERS LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 600 GRANT STREET | AddressLine1Txt |
| City | PITTSBURGH | CityNm |
| State Abbreviation | PA | StateAbbreviationCd |
| ZIP | 15219 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2014-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 416309355 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ROGER & VIOLET NOREEN CHAR TRUST 25293360 | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | NORE | BusinessNameControlTxt |
| Phone | 6514668722 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | P O BOX 0634 | AddressLine1Txt |
| City | MILWAUKEE | CityNm |
| State Abbreviation | WI | StateAbbreviationCd |
| ZIP | 532010634 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | KAREN BASSETT | PersonNm |
| Person Title | CORP. TRUSTEE | PersonTitleTxt |
| Phone | 6514668722 | PhoneNum |
| Signature | 2015-05-06 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | DONALD J ROMAN | PreparerPersonNm |
| PTIN | P00364310 | PTIN |
| Phone | 4123556000 | PhoneNum |
| Preparation | 2015-05-06 | PreparationDt |
| Self Employed | Yes (X) | SelfEmployedInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $5,457,892 | FMVAssetsEOYAmt |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $67 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $67 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $161,073 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $161,073 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $235,670 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $2,096,880 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $235,670 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Total Rev And Expnss | $396,810 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $396,810 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $73,109 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $58,487 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $14,622 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $1,500 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $1,500 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $18,075 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $4,520 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Other Expenses Rev And Expnss | $773 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $748 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $773 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $93,457 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $63,755 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $16,895 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $274,655 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $274,655 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $368,112 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $63,755 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $291,550 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $28,698 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $333,055 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $897 | CashBOYAmt |
| Sav And Temp Cash Invst BOY | $600,425 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $159,570 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $159,570 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Corporate Stock BOY | $2,527,579 | CorporateStockBOYAmt |
| Corporate Stock EOY | $2,484,674 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $3,176,404 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $1,628,817 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $2,145,531 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $2,118,987 | CorporateBondsEOYFMVAmt |
| Other Investments EOYFMV | $0 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $6,612 | OtherAssetsBOYAmt |
| Other Assets EOY | $2,931 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $2,931 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $4,764,330 | TotalAssetsBOYAmt |
| Total Assets EOY | $4,792,706 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $5,457,892 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $725 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $410 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $725 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $410 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $6,144,554 | CapitalStockBOYAmt |
| Capital Stock EOY | $6,144,547 | CapitalStockEOYAmt |
| Retained Earning BOY | -$1,380,949 | RetainedEarningBOYAmt |
| Retained Earning EOY | -$1,352,251 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $4,763,605 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $4,792,296 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $4,764,330 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $4,792,706 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $4,763,605 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $28,698 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $4,792,303 | SubtotalAmt |
| Other Decreases | $7 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $4,792,296 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (276 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 135. HALLIBURTON CO COM | 2013-07-31 | 2014-01-07 | $6,764 | $6,107 | $657 | $657 | |
| 139. INTERNATIONAL PAPER COMPANY | 2012-06-12 | 2014-01-07 | $6,804 | $3,327 | $3,477 | $3,477 | |
| 60. KLA-TENCOR CORP COM | 2012-09-25 | 2014-01-07 | $3,754 | $2,780 | $974 | $974 | |
| 38. KROGER CO COM | 2013-09-04 | 2014-01-07 | $1,486 | $1,420 | $66 | $66 | |
| 154. KROGER CO COM | 2012-06-12 | 2014-01-07 | $6,022 | $3,586 | $2,436 | $2,436 | |
| 73. NEXTERA ENERGY INC | 2011-09-06 | 2014-01-07 | $6,220 | $3,999 | $2,221 | $2,221 | |
| 232. OMEGA HEALTHCARE INVS INC | 2013-11-26 | 2014-01-07 | $7,079 | $7,487 | -$408 | -$408 | |
| 29. BAIDU COM INC A D R | 2013-06-12 | 2014-01-14 | $5,005 | $2,830 | $2,175 | $2,175 | |
| 149. PETROLEO BRASILEIRO S A A D R | 2012-10-04 | 2014-01-14 | $1,849 | $3,373 | -$1,524 | -$1,524 | |
| 250000. CS FIRST BOSTON USA 5.125% 1/15/14 | 2006-02-27 | 2014-01-15 | $250,000 | $246,880 | $3,120 | $3,120 | |
| 38. INTERNATIONAL BUSINESS MACHINES CORP. | 2007-01-25 | 2014-01-16 | $7,134 | $3,710 | $3,424 | $3,424 | |
| 486. KEPPEL CORP LTD SPONS A D R | 2010-03-05 | 2014-01-30 | $7,863 | $5,643 | $2,220 | $2,220 | |
| . WYETH | 2014-01-31 | $87 | $87 | $87 | |||
| 90. EBAY INC. | 2011-03-22 | 2014-02-04 | $4,760 | $2,732 | $2,028 | $2,028 | |
| 65. LULULEMON ATHLETICA INC | 2012-06-11 | 2014-02-04 | $2,952 | $4,122 | -$1,170 | -$1,170 | |
| 61. LULULEMON ATHLETICA INC | 2013-09-18 | 2014-02-04 | $2,770 | $4,369 | -$1,599 | -$1,599 | |
| 81. QUALCOMM INC COM | 2012-09-19 | 2014-02-04 | $5,871 | $5,204 | $667 | $667 | |
| 54. CHEVRONTEXACO CORP COM | 2011-08-17 | 2014-02-06 | $5,977 | $5,337 | $640 | $640 | |
| 163. E M C CORP MASS COM | 2012-11-06 | 2014-02-11 | $4,032 | $3,674 | $358 | $358 | |
| 176. OCWEN FINANCIAL CORPORATION | 2013-06-04 | 2014-02-12 | $6,931 | $7,476 | -$545 | -$545 | |
| 29. COPA HOLDINGS SA CL A | 2012-03-26 | 2014-03-03 | $3,874 | $2,264 | $1,610 | $1,610 | |
| 10. APPLE COMPUTER INC COM | 2007-06-08 | 2014-03-06 | $5,294 | $1,230 | $4,064 | $4,064 | |
| 335. OAO GAZPROM SPON A D R | 2013-02-05 | 2014-03-06 | $2,266 | $4,592 | -$2,326 | -$2,326 | |
| 39. KNOWLES CORP | 2013-02-13 | 2014-03-07 | $1,163 | $919 | $244 | $244 | |
| 56. BRITISH AMERN TOB PLC ADR | 2009-08-13 | 2014-03-10 | $6,214 | $3,427 | $2,787 | $2,787 | |
| 301. CHINA CONSTRUCT UNSPON A D R | 2013-02-15 | 2014-03-10 | $3,940 | $5,127 | -$1,187 | -$1,187 | |
| 7. ALLIANCE DATA SYSTEMS CORP | 2011-09-30 | 2014-03-12 | $1,986 | $650 | $1,336 | $1,336 | |
| 86. CIGNA CORP COM | 2013-02-13 | 2014-03-12 | $6,806 | $5,304 | $1,502 | $1,502 | |
| 19. CVS CORP COM | 2012-11-27 | 2014-03-12 | $1,378 | $700 | $678 | $678 | |
| 13. COCA COLA ENTERPRISES INC | 2014-01-07 | 2014-03-12 | $605 | $571 | $34 | $34 | |
| 22. COMCAST CORP CL A | 2013-11-26 | 2014-03-12 | $1,121 | $1,097 | $24 | $24 | |
| 38. DELTA AIR LINES INC | 2013-02-13 | 2014-03-12 | $1,318 | $560 | $758 | $758 | |
| 84. EASTMAN CHEM CO COM | 2012-09-25 | 2014-03-12 | $7,168 | $4,772 | $2,396 | $2,396 | |
| 25. HANESBRANDS INC | 2013-06-21 | 2014-03-12 | $1,819 | $1,241 | $578 | $578 | |
| 26. HELMERICH PAYNE INC | 2013-02-13 | 2014-03-12 | $2,546 | $1,710 | $836 | $836 | |
| 281. INTEL CORP | 2013-07-31 | 2014-03-12 | $6,922 | $6,780 | $142 | $142 | |
| 188. JOHNSON CTLS INC COM | 2013-09-04 | 2014-03-12 | $8,753 | $7,774 | $979 | $979 | |
| 7. KIMBERLY CLARK CORP COM | 2012-09-25 | 2014-03-12 | $761 | $602 | $159 | $159 | |
| 27. LORILLARD INC | 2013-06-21 | 2014-03-12 | $1,393 | $1,178 | $215 | $215 | |
| 15. MAGNA INTL INC CL A | 2013-03-18 | 2014-03-12 | $1,424 | $847 | $577 | $577 | |
| 37. MYLAN LABS INC COM | 2012-11-27 | 2014-03-12 | $1,964 | $1,008 | $956 | $956 | |
| 125. OMNICARE INC | 2013-06-21 | 2014-03-12 | $7,182 | $5,959 | $1,223 | $1,223 | |
| 8. RAYTHEON CO COM NEW | 2013-11-26 | 2014-03-12 | $790 | $703 | $87 | $87 | |
| 88. SM ENERGY CO | 2013-09-26 | 2014-03-12 | $6,269 | $6,783 | -$514 | -$514 | |
| 116. STATE STR CORP COM | 2013-09-26 | 2014-03-12 | $7,673 | $7,517 | $156 | $156 | |
| 81. WAL MART STORES INC COM | 2012-11-27 | 2014-03-12 | $6,060 | $4,148 | $1,912 | $1,912 | |
| 24. WAL MART STORES INC COM | 2013-09-04 | 2014-03-12 | $1,796 | $1,753 | $43 | $43 | |
| 8. XCEL ENERGY INC COM | 2014-01-07 | 2014-03-12 | $237 | $222 | $15 | $15 | |
| 8. LYONDELLBASELL INDUSTRIES CL A | 2014-01-07 | 2014-03-12 | $715 | $629 | $86 | $86 | |
| .5154 VERIZON COMMUNICATIONS | 2014-02-24 | 2014-03-13 | $24 | $25 | -$1 | -$1 | |
| .9089 VODAFONE GROUP PLC A D R | 2013-03-11 | 2014-03-13 | $35 | $46 | -$11 | -$11 | |
| 198. NOKIAN TYRES OYJ UNSPON A D R | 2012-06-29 | 2014-03-17 | $3,875 | $4,334 | -$459 | -$459 | |
| 106. VERIZON COMMUNICATIONS | 2014-02-24 | 2014-03-25 | $4,963 | $5,100 | -$137 | -$137 | |
| 53. RESTORATION HARDWARE HOLDING | 2013-12-17 | 2014-04-03 | $3,796 | $3,398 | $398 | $398 | |
| 33. DIAGEO PLC SPONSORED ADR NEW | 2011-05-05 | 2014-04-10 | $4,181 | $2,691 | $1,490 | $1,490 | |
| 110. EBAY INC. | 2011-06-13 | 2014-04-17 | $6,050 | $3,313 | $2,737 | $2,737 | |
| 63. UNITED RENTALS INC | 2013-10-11 | 2014-04-30 | $5,861 | $3,646 | $2,215 | $2,215 | |
| 43. MICHAEL KORS HOLDINGS LLD | 2012-08-07 | 2014-04-30 | $3,920 | $1,894 | $2,026 | $2,026 | |
| 46. FOMENTO ECONOMICO MEX SP A D R | 2009-09-11 | 2014-05-06 | $4,347 | $1,737 | $2,610 | $2,610 | |
| 710. SBERBANK SPONSORED A D R | 2012-02-07 | 2014-05-06 | $6,085 | $9,869 | -$3,784 | -$3,784 | |
| 78. ARM HLDGS PLC A D R | 2012-09-26 | 2014-05-08 | $3,481 | $2,145 | $1,336 | $1,336 | |
| 47. ARM HLDGS PLC A D R | 2014-02-06 | 2014-05-08 | $2,098 | $2,075 | $23 | $23 | |
| 40. SAP AG SYSTEM ANWENDUNGEN PRODUKTE INDER DATENVERARBEITU | 2011-04-21 | 2014-05-15 | $3,022 | $2,656 | $366 | $366 | |
| 240. B A E SYSTEMS P L C A D R | 2011-12-12 | 2014-05-19 | $6,631 | $4,161 | $2,470 | $2,470 | |
| 50. FRESENIUS MED AKTIENGESELLSCHAFT ADR | 2011-04-21 | 2014-05-19 | $1,613 | $1,876 | -$263 | -$263 | |
| 105. TRANSOCEAN LTD | 2012-01-11 | 2014-05-19 | $4,355 | $4,278 | $77 | $77 | |
| 58. MONSANTO CO | 2012-11-27 | 2014-06-02 | $7,109 | $5,294 | $1,815 | $1,815 | |
| 8. AETNA INC | 2014-03-12 | 2014-06-13 | $647 | $588 | $59 | $59 | |
| 168. AVNET INC | 2013-09-04 | 2014-06-13 | $7,347 | $6,657 | $690 | $690 | |
| 220. CA INC | 2013-09-04 | 2014-06-13 | $6,356 | $6,479 | -$123 | -$123 | |
| 13. CONOCOPHILLIPS | 2011-04-25 | 2014-06-13 | $1,076 | $805 | $271 | $271 | |
| 569. DAIWA SECURITIES GR SPON A D R | 2013-11-25 | 2014-06-13 | $4,700 | $5,802 | -$1,102 | -$1,102 | |
| 17. DOVER CORP | 2014-03-12 | 2014-06-13 | $1,514 | $1,381 | $133 | $133 | |
| 78. DOVER CORP | 2013-02-13 | 2014-06-13 | $6,947 | $4,662 | $2,285 | $2,285 | |
| 61. FIFTH THIRD BANKCORP | 2013-06-21 | 2014-06-13 | $1,300 | $1,086 | $214 | $214 | |
| 336. FIFTH THIRD BANKCORP | 2012-06-12 | 2014-06-13 | $7,160 | $4,527 | $2,633 | $2,633 | |
| 13. HANESBRANDS INC | 2013-06-21 | 2014-06-13 | $1,106 | $645 | $461 | $461 | |
| 116. J P MORGAN CHASE & CO | 2013-02-13 | 2014-06-13 | $6,613 | $5,682 | $931 | $931 | |
| 32. J P MORGAN CHASE & CO | 2014-03-12 | 2014-06-13 | $1,824 | $1,764 | $60 | $60 | |
| 7. JOHNSON & JOHNSON | 2014-03-12 | 2014-06-13 | $717 | $651 | $66 | $66 | |
| 8. MAGNA INTL INC CL A | 2013-03-18 | 2014-06-13 | $862 | $452 | $410 | $410 | |
| 6. SCHLUMBERGER LTD ORD | 2014-01-07 | 2014-06-13 | $646 | $525 | $121 | $121 | |
| 15. SKYWORKS SOLUTIONS INC | 2014-03-12 | 2014-06-13 | $706 | $548 | $158 | $158 | |
| 220. VODAFONE GROUP PLC A D R | 2013-03-11 | 2014-06-13 | $7,220 | $10,437 | -$3,217 | -$3,217 | |
| 104. WYNDHAM WORLDWIDE CORP | 2014-01-07 | 2014-06-13 | $7,548 | $7,552 | -$4 | -$4 | |
| 241. DEUTSCHE BANK AG RT 6/24/14 | 2014-06-06 | 2014-06-13 | $470 | $470 | $470 | ||
| 9. ROYAL CARIBBEAN CRUISES LTD | 2014-03-12 | 2014-06-13 | $489 | $455 | $34 | $34 | |
| 215. WISDOMTREE JAPAN HEDGED | 2013-05-10 | 2014-06-20 | $10,843 | $10,395 | $448 | $448 | |
| 115. WISDOMTREE JAPAN HEDGED | 2013-08-09 | 2014-06-20 | $5,800 | $5,241 | $559 | $559 | |
| 17554.658 PIMCO TOTAL RETURN FUND INST | 2009-03-16 | 2014-06-26 | $192,399 | $174,844 | $17,555 | $17,555 | |
| 3190.346 HIGHLAND LONG SHORT EQUITY Z | 2011-07-21 | 2014-06-27 | $39,847 | $36,179 | $3,668 | $3,668 | |
| .6 ITAU UNIBANCO HOLDINGS SA A D R | 2011-04-21 | 2014-07-01 | $9 | $12 | -$3 | -$3 | |
| 50. AEGON N V NY REG SHR | 2014-03-10 | 2014-07-08 | $435 | $444 | -$9 | -$9 | |
| 21. ALLIANZ AG-ADR COM | 2011-04-14 | 2014-07-08 | $362 | $314 | $48 | $48 | |
| 3. ANHEUSER BUSCH INBEV NV A D R | 2010-10-15 | 2014-07-08 | $343 | $188 | $155 | $155 | |
| 15. ATLAS COPCO AB A D R CL B | 2007-07-19 | 2014-07-08 | $393 | $255 | $138 | $138 | |
| 9. AXA SA SONSORED ADR | 2013-08-09 | 2014-07-08 | $214 | $210 | $4 | $4 | |
| 8. B A S F A G A D R | 2012-09-14 | 2014-07-08 | $924 | $697 | $227 | $227 | |
| 9. B N P PARIBAS S A A D R | 2013-01-15 | 2014-07-08 | $297 | $268 | $29 | $29 | |
| 10. BT GROUP LLC ADR WI COM | 2011-04-14 | 2014-07-08 | $651 | $313 | $338 | $338 | |
| 10. BARCLAYS PLC COM | 2009-08-21 | 2014-07-08 | $146 | $233 | -$87 | -$87 | |
| 19. BAYERISCHE MOTOREN WERKE UNSPN A D R | 2010-11-08 | 2014-07-08 | $798 | $474 | $324 | $324 | |
| 3. BOC HONG KONG HLDGS LTD A D R | 2009-09-11 | 2014-07-08 | $180 | $132 | $48 | $48 | |
| 3. BRITISH AMERN TOB PLC ADR | 2008-12-09 | 2014-07-08 | $366 | $152 | $214 | $214 | |
| 5. BROOKFIELD ASSET MANAGE CL A | 2011-06-01 | 2014-07-08 | $219 | $164 | $55 | $55 | |
| 2. CANADIAN PACIFIC RAILWAY LTD | 2012-05-11 | 2014-07-08 | $365 | $147 | $218 | $218 | |
| 10. DBS GROUP HLDGS LTD | 2007-06-08 | 2014-07-08 | $549 | $607 | -$58 | -$58 | |
| 16. GRAN TIERRA ENERGY INC | 2013-11-18 | 2014-07-08 | $122 | $119 | $3 | $3 | |
| 5. HSBC HLDGS PLC SPONSORED ADR NEW | 2010-10-12 | 2014-07-08 | $254 | $262 | -$8 | -$8 | |
| 4. HITACHI LTD ADR 10 COM | 2011-03-24 | 2014-07-08 | $301 | $214 | $87 | $87 | |
| 17. HOME RETAIL GROUP PLC A D R | 2014-05-07 | 2014-07-08 | $205 | $230 | -$25 | -$25 | |
| 7. HONDA MOTOR CO LTD A D R | 2010-02-16 | 2014-07-08 | $245 | $239 | $6 | $6 | |
| 40. ING GROEP N V SPONSORED ADR | 2014-03-10 | 2014-07-08 | $552 | $567 | -$15 | -$15 | |
| 19. INTESA SANPAOLO A D R | 2014-05-06 | 2014-07-08 | $331 | $391 | -$60 | -$60 | |
| 14. LAFARGE S A A D R | 2013-04-26 | 2014-07-08 | $302 | $218 | $84 | $84 | |
| 25. LONZA GROUP AG UNSPON A D R | 2013-07-22 | 2014-07-08 | $264 | $200 | $64 | $64 | |
| 6. MAGNA INTL INC CL A | 2013-02-22 | 2014-07-08 | $653 | $313 | $340 | $340 | |
| 3. NATIONAL GRID PLC SP A D R | 2011-11-21 | 2014-07-08 | $224 | $148 | $76 | $76 | |
| 11. NESTLE S A SPONSORED ADR REPSTG REG SH | 2012-08-20 | 2014-07-08 | $849 | $681 | $168 | $168 | |
| 17. NISSAN MTR LTD SPONSORED ADR | 2010-12-15 | 2014-07-08 | $327 | $330 | -$3 | -$3 | |
| 27. NOMURA HOLDINGS INC A D R | 2014-06-13 | 2014-07-08 | $187 | $188 | -$1 | -$1 | |
| 3. NOVARTIS AG SPONSORED ADR | 2008-05-09 | 2014-07-08 | $268 | $153 | $115 | $115 | |
| 6. NOVO NORDISK AS A D R | 2012-05-04 | 2014-07-08 | $272 | $177 | $95 | $95 | |
| 5. LUKOIL SPON A D R | 2011-04-11 | 2014-07-08 | $308 | $310 | -$2 | -$2 | |
| 10. ORANGE SPON A D R | 2014-03-25 | 2014-07-08 | $152 | $142 | $10 | $10 | |
| 5. ORIX CORP SPONS A D R | 2012-10-02 | 2014-07-08 | $406 | $248 | $158 | $158 | |
| 4. RIO TINTO PLC SPONSORED ADR | 2013-12-13 | 2014-07-08 | $224 | $207 | $17 | $17 | |
| 11. ROCHE HOLDINGS LTD SPONS A D R | 2012-02-16 | 2014-07-08 | $411 | $241 | $170 | $170 | |
| 4. ROYAL DUTCH SHELL PLC A D R | 2011-10-31 | 2014-07-08 | $328 | $288 | $40 | $40 | |
| 6. SPDR S P EMERGING SMALL CAP | 2014-06-20 | 2014-07-08 | $304 | $298 | $6 | $6 | |
| 6. SANOFI A D R | 2011-08-16 | 2014-07-08 | $312 | $211 | $101 | $101 | |
| 2. SAP AG SYSTEM ANWENDUNGEN PRODUKTE INDER DATENVERARBEITU | 2012-07-13 | 2014-07-08 | $156 | $121 | $35 | $35 | |
| 11. SEKISUI HOUSE LTD A D R | 2013-11-05 | 2014-07-08 | $151 | $154 | -$3 | -$3 | |
| 10. SHIRE PLC A D R | 2011-05-12 | 2014-07-08 | $2,326 | $964 | $1,362 | $1,362 | |
| 2. SIEMENS A G SPONSORED ADR | 2010-07-28 | 2014-07-08 | $256 | $192 | $64 | $64 | |
| 32. SUMITOMO MITSUI FINL GROUP A D R | 2013-05-15 | 2014-07-08 | $268 | $317 | -$49 | -$49 | |
| 9. SUNCOR ENERGY INC | 2014-06-13 | 2014-07-08 | $382 | $384 | -$2 | -$2 | |
| 9. SWEDBANK A B A D R | 2012-09-13 | 2014-07-08 | $229 | $163 | $66 | $66 | |
| 26. TECHTRONIC INDUSTRIES SP ADR | 2013-01-15 | 2014-07-08 | $398 | $246 | $152 | $152 | |
| 7. TOTAL FINA SA SPONSORED ADR | 2007-06-08 | 2014-07-08 | $491 | $517 | -$26 | -$26 | |
| 20. VALE SA SP A D R | 2013-09-20 | 2014-07-08 | $247 | $295 | -$48 | -$48 | |
| 23. VALEOSA SPON ADR | 2012-02-03 | 2014-07-08 | $1,498 | $598 | $900 | $900 | |
| 6. WISDOMTREE EUR S/C DIVIDEND FUND | 2013-12-20 | 2014-07-08 | $359 | $334 | $25 | $25 | |
| 7. DEUTSCHE BANK AG | 2013-03-11 | 2014-07-08 | $243 | $312 | -$69 | -$69 | |
| 16734.28 DRIEHAUS SELECT CREDIT FUND | 2011-08-23 | 2014-07-14 | $170,857 | $165,000 | $5,857 | $5,857 | |
| 15714.286 DRIEHAUS ACTIVE INCOME FUND | 2011-08-23 | 2014-07-14 | $168,771 | $165,000 | $3,771 | $3,771 | |
| 16. BUNGE LIMITED COM | 2013-02-15 | 2014-07-14 | $1,185 | $1,199 | -$14 | -$14 | |
| 67. ASML HOLDING NV NY REG SHS | 2013-05-09 | 2014-07-15 | $6,094 | $5,179 | $915 | $915 | |
| 280. BARCLAYS PLC COM | 2010-03-05 | 2014-07-17 | $4,043 | $5,336 | -$1,293 | -$1,293 | |
| 72. BARCLAYS PLC COM | 2013-10-04 | 2014-07-17 | $1,040 | $864 | $176 | $176 | |
| 59. SHIRE PLC A D R | 2014-02-04 | 2014-07-17 | $14,903 | $8,240 | $6,663 | $6,663 | |
| 393. VALE SA SP A D R | 2013-09-20 | 2014-07-17 | $4,932 | $5,740 | -$808 | -$808 | |
| .7 AIR LIQUIDE S A A D R | 2011-04-21 | 2014-07-24 | $19 | $17 | $2 | $2 | |
| . CITIGROUP INC | 2014-07-28 | $227 | $227 | $227 | |||
| 26. CANADIAN PACIFIC RAILWAY LTD | 2012-05-11 | 2014-08-01 | $4,849 | $1,913 | $2,936 | $2,936 | |
| 164. LUKOIL SPON A D R | 2010-03-05 | 2014-08-01 | $9,120 | $7,914 | $1,206 | $1,206 | |
| 48. DIAGEO PLC SPONSORED ADR NEW | 2011-05-05 | 2014-08-05 | $5,709 | $3,914 | $1,795 | $1,795 | |
| 210. TESCO PLC A D R | 2011-11-07 | 2014-08-07 | $2,586 | $4,107 | -$1,521 | -$1,521 | |
| 66. AUTOLIV INC | 2013-06-21 | 2014-08-20 | $6,771 | $4,983 | $1,788 | $1,788 | |
| 348. ISHARES JPMORGAN USD EMERG ETF | 2014-07-14 | 2014-09-02 | $39,956 | $40,254 | -$298 | -$298 | |
| 348. VALE SA SP A D R | 2013-08-26 | 2014-09-02 | $3,981 | $4,739 | -$758 | -$758 | |
| 4338.395 NUVEEN HIGH INCOME BOND FD CL I | 2014-06-26 | 2014-09-03 | $40,000 | $40,390 | -$390 | -$390 | |
| 4801.921 OPPENHEIMER SENIOR FLOATING RATE I | 2014-07-14 | 2014-09-03 | $40,048 | $40,336 | -$288 | -$288 | |
| . TOYOTA MTR CORP ADR 2 COM | 2014-09-03 | $106 | $106 | $106 | |||
| 40. RALPH LAUREN CORP | 2010-11-01 | 2014-09-16 | $6,842 | $3,883 | $2,959 | $2,959 | |
| . CIT GROUP INC | 2014-09-18 | $68 | $68 | $68 | |||
| 31. COCHLEAR LTD UNSPON A D R | 2011-04-21 | 2014-09-18 | $936 | $1,397 | -$461 | -$461 | |
| 76. COCHLEAR LTD UNSPON A D R | 2011-04-21 | 2014-09-19 | $2,254 | $3,424 | -$1,170 | -$1,170 | |
| 8. ALLIANCE DATA SYSTEMS CORP | 2014-06-13 | 2014-09-22 | $1,934 | $2,158 | -$224 | -$224 | |
| 27. ALLIANCE DATA SYSTEMS CORP | 2011-09-30 | 2014-09-22 | $6,526 | $2,509 | $4,017 | $4,017 | |
| 11. AMGEN INC COM | 2012-09-25 | 2014-09-22 | $1,555 | $924 | $631 | $631 | |
| 17. APPLE COMPUTER INC COM | 2013-02-13 | 2014-09-22 | $1,716 | $1,138 | $578 | $578 | |
| 13. DELTA AIR LINES INC | 2013-02-13 | 2014-09-22 | $494 | $192 | $302 | $302 | |
| 162. GENERAL MLS INC COM | 2014-03-12 | 2014-09-22 | $8,246 | $8,218 | $28 | $28 | |
| 6. INTERNATIONAL BUSINESS MACHINES CORP. | 2013-07-31 | 2014-09-22 | $1,157 | $1,171 | -$14 | -$14 | |
| 154. LORILLARD INC | 2013-09-04 | 2014-09-22 | $9,152 | $6,691 | $2,461 | $2,461 | |
| 17. MYLAN LABS INC COM | 2014-06-13 | 2014-09-22 | $791 | $857 | -$66 | -$66 | |
| 156. MYLAN LABS INC COM | 2012-11-27 | 2014-09-22 | $7,256 | $4,249 | $3,007 | $3,007 | |
| 47. SKYWORKS SOLUTIONS INC | 2014-03-12 | 2014-09-22 | $2,672 | $1,717 | $955 | $955 | |
| 39. TRINITY INDS INC | 2014-06-13 | 2014-09-22 | $1,879 | $1,592 | $287 | $287 | |
| 12. UNION PACIFIC CORPORATION | 2012-09-25 | 2014-09-22 | $1,304 | $731 | $573 | $573 | |
| 145. VALERO ENERGY CORP | 2014-06-13 | 2014-09-22 | $6,906 | $7,828 | -$922 | -$922 | |
| 88. VIACOM INC CLASS B | 2013-12-24 | 2014-09-22 | $7,000 | $7,539 | -$539 | -$539 | |
| 117. COVIDIEN PLC | 2014-03-12 | 2014-09-22 | $10,532 | $8,294 | $2,238 | $2,238 | |
| 25. SEAGATE TECHNOLOGY | 2013-07-31 | 2014-09-22 | $1,431 | $848 | $583 | $583 | |
| 13. LYONDELLBASELL INDUSTRIES CL A | 2014-01-07 | 2014-09-22 | $1,469 | $1,023 | $446 | $446 | |
| 5. AMAZON COM INC COM | 2014-02-04 | 2014-09-23 | $1,619 | $1,755 | -$136 | -$136 | |
| 4. AMERIPRISE FINL INC | 2013-06-04 | 2014-09-23 | $495 | $330 | $165 | $165 | |
| 1. ANADARKO PETE CORP COM | 2011-02-17 | 2014-09-23 | $103 | $78 | $25 | $25 | |
| 9. ANALOG DEVICES INC COM | 2012-12-04 | 2014-09-23 | $448 | $367 | $81 | $81 | |
| 6. ANHEUSER BUSCH INBEV NV A D R | 2012-07-20 | 2014-09-23 | $682 | $468 | $214 | $214 | |
| 11. APPLE COMPUTER INC COM | 2007-06-08 | 2014-09-23 | $1,125 | $193 | $932 | $932 | |
| 1. BIOGEN, INC | 2014-07-15 | 2014-09-23 | $334 | $320 | $14 | $14 | |
| 13. CELGENE CORP | 2010-04-09 | 2014-09-23 | $1,209 | $404 | $805 | $805 | |
| 2. COSTCO WHSL CORP NEW COM | 2014-08-05 | 2014-09-23 | $250 | $235 | $15 | $15 | |
| 3. DANAHER CORP COM | 2009-11-03 | 2014-09-23 | $233 | $103 | $130 | $130 | |
| 11. E M C CORP MASS COM | 2010-10-04 | 2014-09-23 | $328 | $220 | $108 | $108 | |
| 2. FLUOR CORP NEW COM | 2011-03-31 | 2014-09-23 | $136 | $150 | -$14 | -$14 | |
| 3. FLOWSERVE CORP COM | 2008-05-20 | 2014-09-23 | $218 | $126 | $92 | $92 | |
| 1. GOOGLE INC CL A | 2011-01-04 | 2014-09-23 | $591 | $301 | $290 | $290 | |
| 5. LAS VEGAS SANDS CORP | 2014-05-08 | 2014-09-23 | $304 | $374 | -$70 | -$70 | |
| 7. LAUDER ESTEE COS INC CL A | 2011-05-11 | 2014-09-23 | $522 | $349 | $173 | $173 | |
| 1. LINKEDIN CORP A | 2013-11-07 | 2014-09-23 | $206 | $216 | -$10 | -$10 | |
| 4. MASTEC INC | 2014-02-04 | 2014-09-23 | $125 | $143 | -$18 | -$18 | |
| 4. MONSANTO CO | 2013-09-06 | 2014-09-23 | $459 | $405 | $54 | $54 | |
| 4. PIONEER NAT RES CO | 2010-05-21 | 2014-09-23 | $791 | $234 | $557 | $557 | |
| 5. QUALCOMM INC COM | 2012-08-07 | 2014-09-23 | $380 | $306 | $74 | $74 | |
| 5. RESTORATION HARDWARE HOLDING | 2014-09-16 | 2014-09-23 | $395 | $382 | $13 | $13 | |
| 5. SCHEIN HENRY INC | 2007-06-08 | 2014-09-23 | $586 | $263 | $323 | $323 | |
| 9. SCHLUMBERGER LTD ORD | 2007-06-08 | 2014-09-23 | $921 | $707 | $214 | $214 | |
| 8. STARBUCKS CORP COM | 2013-04-08 | 2014-09-23 | $592 | $462 | $130 | $130 | |
| 6. STARWOOD HOTELS & RESORTS | 2013-06-12 | 2014-09-23 | $493 | $399 | $94 | $94 | |
| 3. THERMO ELECTRON CORP COM | 2008-03-10 | 2014-09-23 | $364 | $160 | $204 | $204 | |
| 6. UNION PACIFIC CORPORATION | 2009-07-27 | 2014-09-23 | $648 | $172 | $476 | $476 | |
| 3. UNITED RENTALS INC | 2013-09-06 | 2014-09-23 | $340 | $170 | $170 | $170 | |
| 3. UNITED TECHNOLOGIES CORP COM | 2012-01-11 | 2014-09-23 | $316 | $228 | $88 | $88 | |
| 20. V F CORP COM | 2012-09-19 | 2014-09-23 | $1,325 | $804 | $521 | $521 | |
| 1. VISA INC | 2013-12-20 | 2014-09-23 | $213 | $217 | -$4 | -$4 | |
| 6. WALGREEN COMPANY | 2012-09-06 | 2014-09-23 | $366 | $210 | $156 | $156 | |
| 160. TRIMBLE NAV LTD | 2013-05-15 | 2014-09-25 | $4,815 | $4,771 | $44 | $44 | |
| 55. B A S F A G A D R | 2012-09-14 | 2014-09-29 | $5,045 | $4,744 | $301 | $301 | |
| 25. SHIRE PLC A D R | 2011-05-12 | 2014-09-29 | $6,509 | $2,411 | $4,098 | $4,098 | |
| . DELL INC | 2014-10-07 | $76 | $76 | $76 | |||
| 207. TRIMBLE NAV LTD | 2013-05-15 | 2014-10-07 | $6,006 | $5,711 | $295 | $295 | |
| 93. WALGREEN COMPANY | 2012-09-06 | 2014-10-07 | $5,576 | $3,253 | $2,323 | $2,323 | |
| 197. ARM HLDGS PLC A D R | 2014-09-23 | 2014-10-10 | $8,045 | $8,692 | -$647 | -$647 | |
| 3291.495 HIGHLAND LONG SHORT EQUITY Z | 2011-07-21 | 2014-10-10 | $39,202 | $37,077 | $2,125 | $2,125 | |
| 3460. ISHARES MSCI EMERGING MARKETS ETF | 2012-02-06 | 2014-10-10 | $141,338 | $140,922 | $416 | $416 | |
| 205. ITAU UNIBANCO HOLDINGS SA A D R | 2011-04-21 | 2014-10-10 | $2,999 | $4,050 | -$1,051 | -$1,051 | |
| 4415. SPDR DOW JONES INTERNATIONAL ETF | 2011-07-21 | 2014-10-10 | $179,376 | $175,599 | $3,777 | $3,777 | |
| 59. ROCKWELL INTL CORP NEW COM | 2012-03-01 | 2014-10-14 | $5,910 | $4,814 | $1,096 | $1,096 | |
| 59. B A S F A G A D R | 2010-10-15 | 2014-10-21 | $5,210 | $4,206 | $1,004 | $1,004 | |
| 871. NOMURA HOLDINGS INC A D R | 2014-06-13 | 2014-10-27 | $4,795 | $6,071 | -$1,276 | -$1,276 | |
| 13. URBAN OUTFITTERS INC | 2014-09-23 | 2014-10-29 | $395 | $488 | -$93 | -$93 | |
| 222. URBAN OUTFITTERS INC | 2013-06-04 | 2014-10-29 | $6,740 | $8,595 | -$1,855 | -$1,855 | |
| 42. MONSANTO CO | 2013-09-06 | 2014-11-03 | $4,780 | $4,252 | $528 | $528 | |
| 49. SCHEIN HENRY INC | 2007-06-08 | 2014-11-04 | $5,879 | $2,577 | $3,302 | $3,302 | |
| .625 HALYARD HEALTH INC | 2014-09-22 | 2014-11-10 | $22 | $22 | |||
| 9.375 HALYARD HEALTH INC | 2013-09-04 | 2014-11-10 | $337 | $272 | $65 | $65 | |
| 5. THE PRICELINE GROUP INC | 2009-01-22 | 2014-11-14 | $5,845 | $333 | $5,512 | $5,512 | |
| 234. DEUTSCHE BANK AG | 2013-03-11 | 2014-11-14 | $6,970 | $9,176 | -$2,206 | -$2,206 | |
| 17. ENN ENERGY HOLDINGS LTD A D R | 2014-01-15 | 2014-11-20 | $2,506 | $3,011 | -$505 | -$505 | |
| 16. ABBVIE INC | 2013-02-13 | 2014-11-21 | $1,068 | $564 | $504 | $504 | |
| 15. ALLSTATE CORP COM | 2014-03-12 | 2014-11-21 | $1,014 | $830 | $184 | $184 | |
| 5. AMERIPRISE FINL INC | 2014-03-12 | 2014-11-21 | $658 | $549 | $109 | $109 | |
| 3. AMGEN INC COM | 2012-09-25 | 2014-11-21 | $485 | $252 | $233 | $233 | |
| 10. APPLE COMPUTER INC COM | 2013-06-21 | 2014-11-21 | $1,162 | $620 | $542 | $542 | |
| 195. COCA COLA ENTERPRISES INC | 2014-06-13 | 2014-11-21 | $8,558 | $8,581 | -$23 | -$23 | |
| 17. DELTA AIR LINES INC | 2013-02-13 | 2014-11-21 | $744 | $251 | $493 | $493 | |
| 7. EXXON MOBIL CORP | 2014-09-22 | 2014-11-21 | $674 | $675 | -$1 | -$1 | |
| 7. HANESBRANDS INC | 2013-06-21 | 2014-11-21 | $779 | $347 | $432 | $432 | |
| 7. KROGER CO COM | 2014-09-22 | 2014-11-21 | $409 | $365 | $44 | $44 | |
| 8. MACYS INC | 2014-09-22 | 2014-11-21 | $505 | $472 | $33 | $33 | |
| 18. PACKAGING CORP AMERICA | 2014-03-12 | 2014-11-21 | $1,320 | $1,291 | $29 | $29 | |
| 13. QUALCOMM INC COM | 2014-06-13 | 2014-11-21 | $920 | $1,029 | -$109 | -$109 | |
| 103. QUALCOMM INC COM | 2013-06-21 | 2014-11-21 | $7,287 | $6,699 | $588 | $588 | |
| 7. RAYTHEON CO COM NEW | 2014-06-13 | 2014-11-21 | $740 | $678 | $62 | $62 | |
| 12. SKYWORKS SOLUTIONS INC | 2014-03-12 | 2014-11-21 | $773 | $438 | $335 | $335 | |
| 5. TYSON FOODS INC CL A | 2014-09-22 | 2014-11-21 | $211 | $190 | $21 | $21 | |
| 6. UNION PACIFIC CORPORATION | 2012-09-25 | 2014-11-21 | $736 | $365 | $371 | $371 | |
| 80. UNIVERSAL HEALTH SVCS INC CL B | 2014-09-22 | 2014-11-21 | $8,281 | $9,056 | -$775 | -$775 | |
| 10. WHIRLPOOL CORP COM | 2013-06-21 | 2014-11-21 | $1,848 | $1,141 | $707 | $707 | |
| 11. SEAGATE TECHNOLOGY | 2012-02-15 | 2014-11-21 | $716 | $290 | $426 | $426 | |
| 10. ROYAL CARIBBEAN CRUISES LTD | 2014-03-12 | 2014-11-21 | $704 | $505 | $199 | $199 | |
| . AMERICAN INTL GROUP INC | 2014-11-24 | $872 | $872 | $872 | |||
| 161. CAMERON INTERNATIONAL CORP | 2007-06-15 | 2014-11-26 | $9,162 | $5,926 | $3,236 | $3,236 | |
| 159. MASTEC INC | 2014-02-04 | 2014-11-26 | $4,190 | $5,684 | -$1,494 | -$1,494 | |
| 1055. SUMITOMO MITSUI FINL GROUP A D R | 2013-05-15 | 2014-11-26 | $7,985 | $10,444 | -$2,459 | -$2,459 | |
| .25 HALYARD HEALTH INC | 2014-09-22 | 2014-12-11 | $10 | $9 | $1 | $1 | |
| 727. CEMIG SA A D R | 2014-08-01 | 2014-12-17 | $3,387 | $6,065 | -$2,678 | -$2,678 | |
| 64. RESTORATION HARDWARE HOLDING | 2013-10-14 | 2014-12-17 | $6,102 | $4,064 | $2,038 | $2,038 | |
| . FANNIE MAE | 2014-12-23 | $655 | $655 | $655 | |||
| 72. LAS VEGAS SANDS CORP | 2014-05-08 | 2014-12-26 | $4,208 | $5,384 | -$1,176 | -$1,176 | |
| 74. VALEANT PHARMACEUTICALS INTE | 2013-01-29 | 2014-12-26 | $10,470 | $4,902 | $5,568 | $5,568 | |
| 34. VALEANT PHARMACEUTICALS INTE | 2014-09-23 | 2014-12-26 | $4,810 | $4,138 | $672 | $672 | |
| CAPITAL GAIN DIVIDENDS | $83,191 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $235,670 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $284,656 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $5,370,674 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.053002 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $356,803 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $5,192,971 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.068709 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $309,816 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $5,332,820 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.058096 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $312,381 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $5,260,092 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.059387 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $224,749 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $4,933,270 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.045558 | DistributionYr5Rt |
| Total Distribution | 0.284752 | TotalDistributionRt |
| Average Distribution | 0.05695 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $5,482,411 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $312,223 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $3,331 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $315,554 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $291,550 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $6,661 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $6,661 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $6,661 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $16,008 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $0 | AppliedToEsTaxAmt |
| Total Payments And Credits | $16,008 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $9,347 | OverpaymentAmt |
| Applied To ES Tax | $6,664 | AppliedToESTaxAmt |
| Refund | $2,683 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | MN | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | US BANK NATIONAL ASSOCIATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 6514668722 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 101 E FIFTH ST | AddressLine1Txt |
| City | ST PAUL | CityNm |
| State Abbreviation | MN | StateAbbreviationCd |
| ZIP | 55101 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | US BANK NA | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 800 NICOLLET MALL | AddressLine1Txt |
| City | MINNEAPOLIS | CityNm |
| State Abbreviation | MN | StateAbbreviationCd |
| ZIP | 55402 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | TRUSTEE | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 8 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $73,109 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $5,145,416 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $420,483 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $5,565,899 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $5,565,899 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $83,488 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $5,482,411 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $274,121 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $274,121 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $6,661 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $6,661 | TotalTaxAmt |
| Distributable Before Adj | $267,460 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $267,460 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $267,460 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $291,550 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $291,550 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $291,550 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $267,460 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $51,682 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $48,767 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $100,310 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $23,689 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $224,448 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $291,550 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $267,460 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $24,090 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $248,538 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $248,538 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $51,682 | ExcessFromYear4Amt |
| Excess From Year3 | $48,767 | ExcessFromYear3Amt |
| Excess From Year2 | $100,310 | ExcessFromYear2Amt |
| Excess From Year1 | $23,689 | ExcessFromYear1Amt |
| Excess From Current Year | $24,090 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | LISA HINIKER | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 101 E FIFTH ST | AddressLine1Txt |
| City | ST PAUL | CityNm |
| State Abbreviation | MN | StateAbbreviationCd |
| ZIP | 55101 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 6514668722 | RecipientPhoneNum |
| Form And Info And Materials | LETTER FORMAT | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | APPLICATIONS ACCEPTED AT ANY TIME | SubmissionDeadlinesTxt |
| Restrictions On Awards | THE TRUST PRIMARILY MAKES GRANTS FOR CHARITABLE, EDUCATIONAL, AND RELIGIOUS OR SCIENTIFIC PURPOSES. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (6 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Business Name Line2RecipientBusinessName/BusinessNameLine2Txt |
|---|---|---|---|---|---|---|---|---|
| 360 COMMUNITIES | ||||||||
| 501 E HIGHWAY 13 SUITE 102 | BURNSVILLE | MN | 553372877 | NONE | N/A | CAPITAL CAMPAIGN | $100,000 | |
| THE CHILDREN'S THEATER | ||||||||
| 2400 THIRD AVE S | MINNEAPOLIS | MN | 55404 | NONE | N/A | GENERAL | $75,000 | COMPANY |
| ST STEPHEN'S LUTHERAN | ||||||||
| 1575 CHARLTON ST | WEST ST PAUL | MN | 55118 | NONE | N/A | YOUTH MINISTRIES & | $5,000 | CHURCH |
| INDEPENDENT SCHOOL DISTRICT #197 | ||||||||
| 1897 DELAWARE AVENUE | MENDOTA HEIGHTS | MN | 55118 | NONE | N/A | GENERAL | $11,155 | |
| NC LITTLE MEMORIAL HOSPICE INC | ||||||||
| 7019 LYNMAR LANE | EDINA | MN | 55435 | NONE | N/A | GENERAL OPERATING SUPPORT | $1,000 | |
| LUTHERAN MIDEAST DEVELOPMENT | ||||||||
| 1575 CHARLTON ST | WEST ST PAUL | MN | 55118 | NONE | N/A | GENERAL | $82,500 | C/O ST STEPHEN'S LUTHERAN CHURCH |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $274,655 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $67 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $161,073 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $235,670 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $396,810 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $396,810 | TotalIncomeProducingActyAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exmpt Prps | RlnOfActyToAccomOfExmptPrpsGrp |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION FEES | CategoryTxt |
| Amt | $1,500 | Amt |
| Disbursements Charitable Prps | $1,500 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (11 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| J P MORGAN CHASE 10/01/2015 | $249,603 | $256,953 |
| CS FIRST BOSTON USA 01/15/2014 | ||
| PIMCO TOTAL RETURN FD #35 | ||
| AMERICAN CENTY INTL BD FD | $87,463 | $78,588 |
| DRIEHAUS ACTIVE INCOME FD | ||
| DRIEHAUS SELECT CREDIT FD | ||
| ISHARES JP MORGAN EM BOND FD | $249,437 | $243,008 |
| NUVEEN HIGH INCOME BOND FD | $187,218 | $192,589 |
| OPPENHEIMER SR FLOAT RATE | $328,588 | $317,844 |
| ISHARES IBOXX INVEST GRADE COR | $519,607 | $520,150 |
| PRINCIPAL PREFERRED SEC INS | $523,615 | $509,855 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (254 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ISHARES DOW JONES REGIONAL BK | ||
| CISCO SYS INC | $8,604 | $9,596 |
| EXXON MOBIL CORP | $7,699 | $8,043 |
| JOHNSON & JOHNSON | $7,620 | $9,307 |
| MICROSOFT CORP | $9,362 | $9,336 |
| VERIZON COMUNICATIONS | $4,238 | $5,146 |
| SCHLUMBERGER LTD | $23,576 | $24,513 |
| QUALCOMM INC | $4,517 | $5,500 |
| UNITED TECHNOLOGIES CORP | $15,290 | $21,505 |
| AMGEN INC | $5,277 | $9,398 |
| CONOCOPHILLIPS | $7,185 | $7,804 |
| MYLAN INC | ||
| WELLS FARGO & CO | $5,217 | $9,648 |
| GILEAD SCIENCES INC | $9,931 | $8,955 |
| INTEL CORP | $8,763 | $9,145 |
| APPLE INC | $8,599 | $35,211 |
| CHEVRON CORPORATION | $6,953 | $8,189 |
| MONSANTO CO | $5,135 | $6,690 |
| V F CORP | $9,571 | $14,830 |
| BOEING CO | $6,302 | $8,059 |
| CAMERON INTL CORP | ||
| DANAHER CORP | $3,920 | $11,742 |
| GOOGLE INC CL A | $5,723 | $11,675 |
| HALLIBURTON CO | ||
| IBM CORP | $8,142 | $8,985 |
| SCHEIN HENRY INC | $4,155 | $10,756 |
| AIA GROUP LTD ADR | $7,356 | $10,898 |
| AT&T INC | $5,257 | $5,173 |
| CVS/CAREMARK CORP | $4,252 | $10,690 |
| DISNEY WALT CO | $4,331 | $9,325 |
| J P MORGN CHASE & CO | ||
| KIMBERLY CLARK CORP | $7,009 | $9,474 |
| ATLAS COPCO AB ADR | $5,260 | $8,329 |
| PETROLEO BRASILEIRO SPON ADR | ||
| TOTAL S A ADR | $16,066 | $12,390 |
| HONDA MOTOR CO LTD ADR | $6,628 | $5,786 |
| BRITISH AMERN TOB PLC ADR | $4,778 | $10,135 |
| DIAGEO PLC SPNS ADR | ||
| NESTLE S A SPONS ADR | $21,352 | $32,755 |
| NOVARTIS A G ADR | $18,357 | $22,794 |
| ROCHE HLDG LTD ADR | $14,205 | $23,419 |
| DBS GROUP HLDGS LTD | $14,064 | $20,225 |
| FOMENTO ECONOMICO MEX SP ADR | ||
| FLOWSERVE CORP | $5,812 | $8,257 |
| UNION PACIFIC CORP | $7,431 | $25,256 |
| WALGREEN CO | $3,568 | $7,772 |
| MICHAEL KORS HOLDINGS | $5,128 | $9,913 |
| SNAP ON INC | ||
| ANADARKO PETROLEUM CORP | $12,584 | $13,943 |
| WAL MART STORES INC | ||
| CERNER CORP | $5,946 | $14,225 |
| SANOFI ADR | $13,093 | $14,413 |
| THERMO FISHER SCIENTIFIC INC | $5,220 | $12,905 |
| VARIAN MED SYS INC | ||
| BOC HONG KONG HLDGS LTD ADR | $4,328 | $6,634 |
| METLIFE INC | $7,834 | $9,249 |
| P N C FINANCIAL SERVICES GROUP | $9,568 | $9,944 |
| NATIONAL GRID PLC SP ADR | $3,954 | $5,653 |
| AMERICAN CENTY HERITAGE FD 330 | $103,748 | $167,125 |
| NEUBERGER BERMAN GENESIS INSTL | $117,636 | $190,050 |
| T ROWE PRICE MID CAP VALUE FD | $121,855 | $185,412 |
| CANADIAN PACIFIC RAILWAY | $2,280 | $5,973 |
| DEUTSCHE BANK AG | ||
| DOVER CORP | ||
| FIFTH THIRD BANCORP | ||
| KROGER CO | $8,449 | $10,402 |
| ORACLE CORPORATION | $7,200 | $9,893 |
| PRICELINE COM INC | $333 | $5,701 |
| URBAN OUTFITTERS INC | ||
| BARCLAYS PLC ADR | ||
| COPA HOLDINGS SA CL A | $8,846 | $7,566 |
| EASTMAN CHEM CO | ||
| LUKOIL SPON ADR | ||
| MTN GROUP LTD ADR | $5,864 | $5,284 |
| NISSAN MOTOR LTD SPONS ADR | $7,889 | $8,193 |
| ORIX CORP SPONS ADR | $8,041 | $11,255 |
| SAP AG ADR | $12,223 | $13,164 |
| ROCKWELL AUTOMATION INC | ||
| VALE SA SP ADR | ||
| ISHARES MSCI EMERGING MKTS ETF | $111,993 | $131,622 |
| AMERIPRISE FINL INC | $19,163 | $29,624 |
| BORG WARNER INC | $5,716 | $14,562 |
| CELGENE CORP | $5,061 | $18,233 |
| CENTURYLINK INC | ||
| EMC CORP | $4,593 | $6,840 |
| KEYCORP NEW | ||
| KEPPEL CORP LTD SPONS ADR | ||
| LULULEMON ATHLETICA INC | ||
| NEXTERA ENERGY INC | ||
| NOKIAN TYRES OYJ UNSPON ADR | ||
| LYONDELLBASELL INDUSTRIES CL A | $6,952 | $6,828 |
| PIONEER NAT RES CO | $8,091 | $13,694 |
| PRECISION CASTPARTS CORP | $8,995 | $11,321 |
| SEMPRA ENERGY | ||
| TRIMBLE NAV LTD | ||
| ANHEUSER BUSCH INBEV NV ADR | $17,388 | $27,069 |
| BASF AG ADR | ||
| BT GROUP PLC ADR | $8,962 | $20,953 |
| BAYERISCHE MOTOREN WERKE ADR | $13,710 | $19,805 |
| HSBC HOLDINGS PLC SPONS ADR | $8,022 | $7,415 |
| LVMH MOET HENNESSY LOU VUI ADR | $3,549 | $3,512 |
| ROYAL DUTCH SHELL PLC ADR | $16,119 | $14,729 |
| SIEMENS AG ADR | $3,554 | $4,144 |
| STATE STR CORP | ||
| NOVO NORDISK AS ADR | $14,895 | $19,848 |
| VODAFONE GROUP PLC ADR | ||
| ALLIANCE DATA SYSTEMS CORP | ||
| AMAZON COM INC | $9,254 | $11,483 |
| COMCAST CORP CL A | $8,037 | $9,282 |
| DISCOVER FINL SVCS | $4,377 | $9,693 |
| E BAY INC | ||
| FLUOR CORP | $6,595 | $6,669 |
| HELMERICH PAYNE INC | $7,500 | $6,877 |
| INTERNATIONAL PAPER CO | ||
| KLA TENCOR CORP | ||
| LAUDER ESTEE COS INC CL A | $4,581 | $7,010 |
| MACYS INC | $8,449 | $9,665 |
| RALPH LAUREN CORP | ||
| VIACOM INC CL B | ||
| XCEL ENERGY INC | $5,861 | $7,579 |
| AIR LIQUIDE SA ADR | $8,990 | $9,392 |
| ALLIANZ SE ADR | $17,976 | $20,298 |
| ARM HLDGS PLC ADR | $9,985 | $13,288 |
| ATLAS COPCO AB SPONS ADR | $5,130 | $5,035 |
| B A E SYSTEMS PLC ADR | $4,439 | $5,837 |
| B G GROUP PLC ADR | $9,963 | $6,212 |
| BROOKFIELD ASSET MANAGE CL A | $4,826 | $7,369 |
| BUNGE LIMITED | $4,818 | $5,909 |
| CANADIAN NATL RY CO | $4,119 | $7,718 |
| COCHLEAR LTD UNSPON ADR | ||
| CSL LIMITED ADR | $3,384 | $6,151 |
| DASSAULT SYSTEMES SA ADR | $7,164 | $10,736 |
| FANUC CORPORATION ADR | $9,255 | $9,360 |
| FRESENIUS MED CARE SPONS ADR | $4,647 | $4,717 |
| HITACHI LTD | $10,033 | $11,855 |
| I C I C I BANK LIMITED ADR | $7,714 | $8,951 |
| IMPERIAL OIL LTD | $7,449 | $6,325 |
| ITAU UNIBANCO HOLDINGS SA ADR | $5,697 | $5,568 |
| JGC CORP UNSPONS ADR | $6,654 | $4,622 |
| LONZA GROUP AG UNSPONS ADR | $5,247 | $7,316 |
| LOREAL CO UNSPONS ADR | $6,055 | $8,066 |
| OAO GAZPROM SPON ADR | ||
| SASOL LTD SPONS ADR | $2,974 | $2,012 |
| SBERBANK SPONS ADR | ||
| SCHNEIDER ELECT SA UNSP ADR | $7,678 | $6,369 |
| SHIRE PLC ADR | $25,512 | $35,494 |
| SONOVA HOLDING UNSPON ADR | $2,413 | $4,110 |
| SWATCH GROUP AG ADR | $3,408 | $3,142 |
| TAIWAN SEMICONDUCTOR ADR | $9,283 | $13,786 |
| TESCO PLC ADR | ||
| TURKIYE GARANTI BANKASI AS ADR | $6,379 | $4,851 |
| UNI CHARM CORPORATION ADR | $4,587 | $8,702 |
| UNILEVER NV ADR | $2,860 | $3,562 |
| WPP PLC SPONS ADR | $5,995 | $10,098 |
| NUVEEN REAL ESTATE SECURIT | $152,452 | $183,601 |
| SPDR DJ WILSHIRE INTERNATIONAL | ||
| ANALOG DEVICES INC | $10,718 | $14,324 |
| BLACKROCK INC | $11,931 | $16,448 |
| SANDS CHINA LTD UNSPONS ADR | $12,041 | $8,569 |
| SEADRILL LIMITED | ||
| SEAGATE TECHNOLOGY | $3,982 | $9,177 |
| SEVEN & HLDGS UNSPN ADR | $10,038 | $10,674 |
| SUNCOR ENERGY | $9,963 | $9,026 |
| SVENSKA HANDELSBANKEN A ADR | $2,358 | $3,346 |
| SWEDBANK AB ADR | $4,438 | $6,102 |
| SYSMEX CORP UNSPON ADR | $4,089 | $8,985 |
| TRANSOCEAN LTD | ||
| VALEOSA SPON ADR | $8,923 | $21,304 |
| XINYI GLASS HOLDINGS LTS ADR | $1,140 | $996 |
| SPDR GOLD TRUST | $86,202 | $64,968 |
| ABBVIE INC | $4,395 | $9,358 |
| ALLSTATE CORP | $7,758 | $9,976 |
| AUTOLIV INC | ||
| AVNET INC | ||
| CMS ENERGY CORP | $5,743 | $7,715 |
| CA INC | ||
| CIGNA CORP | ||
| DELTA AIRLINES | $2,831 | $9,444 |
| HAIN CELESTIAL GROUP | $10,786 | $17,137 |
| HANESBRANDS INC | $4,169 | $9,376 |
| JOHNSON CONTROLS INC | ||
| LINCOLN NATL CORP IND | $7,529 | $9,689 |
| LINKEDIN CORP A | $9,714 | $9,648 |
| LORILLARD INC | ||
| MCKESSON CORP | $7,741 | $9,756 |
| OCWEN FINANCIAL CORP | ||
| OMEGA HEALTHCARE INVS INC | ||
| OMNICARE INC | ||
| RAYTHEON COMPANY | $6,950 | $8,545 |
| RESTORATION HARDWARE HOLDING | $8,149 | $10,465 |
| SM ENERGY CO | ||
| SPLUNK INC | $11,227 | $10,316 |
| STARBUCKS CORP | $10,226 | $13,046 |
| STARWOOD HOTELS & RESORTS | $10,792 | $12,323 |
| UNITED RENTALS INC | $6,675 | $12,853 |
| WHIRLPOOL CORP | $5,944 | $9,687 |
| VISA INC | $15,983 | $21,500 |
| ASMI HOLDING NV NY REG SHS | ||
| AXA ADR REPSTG 1 | $5,165 | $5,059 |
| BNP PARIBAS SA ADR | $4,770 | $4,701 |
| BAIDU COM INC ADR | $1,558 | $3,875 |
| BANCO BILBAO VIZCAYA ARGEN ADR | $4,704 | $4,488 |
| CHINA CONSTRUCT UNSPON ADR | ||
| DAIWA SECURITIES GR SPON ADR | $8,513 | $8,926 |
| GRAN TIERRA ENERGY INC | $5,735 | $2,976 |
| HONG KONG EXCHANGES ADR | $3,485 | $4,779 |
| ING GROEP NV SPONS ADR | $17,524 | $16,965 |
| LAFARGE SA ADR | $5,020 | $5,616 |
| MAGNA INTL INC CL A | $20,385 | $31,085 |
| MITSUBISHI ESTATE LTD ADR | $4,827 | $3,417 |
| MONOTARO CO LTD UNSP ADR | $1,534 | $1,324 |
| RIO TINTO PLC ADR | $7,195 | $6,402 |
| SEKISUI HOUSE LTD ADR | $5,666 | $5,325 |
| SUMITOMO MITSUI FINL GROUP ADR | ||
| TECHTRONIC INDUSTRIES SP ADR | $9,086 | $13,541 |
| VALEANT PHARMACEUTICALS INTE | ||
| HIGHLAND LONG SHORT EQUITY FD | $126,745 | $136,234 |
| WISDOMTREE EUR S/C DIVIDEND FD | $11,294 | $10,963 |
| WISDOMTREE JAPAN HEDGED | ||
| ADOBE SYS INC | $13,444 | $14,904 |
| AEGON N V NY REG SHR | $11,911 | $10,245 |
| AETNA INC | $8,152 | $9,771 |
| ALIBABA GROUP HOLDING LTD A D | $7,578 | $8,731 |
| AMDOCS LTD | $8,541 | $8,818 |
| BIOGEN IDEC INC | $14,914 | $16,633 |
| CDW CORP DE | $9,208 | $9,707 |
| COSTCO WHSL CORP | $11,764 | $13,750 |
| DR PEPPER SNAPPLE GROUP | $9,418 | $9,390 |
| FUCHS PETROLUB SE PREF A D R | $4,185 | $3,514 |
| GOOGLE INC CL C | $6,005 | $12,107 |
| GRIFOLS SA A D R | $9,986 | $8,905 |
| HARMAN INTERNATIONAL | $13,325 | $12,805 |
| HCA HOLDINGS INC | $9,606 | $10,348 |
| HD SUPPLY HOLDINGS INC | $11,723 | $13,418 |
| HOME RETAIL GROUP PLC A D R | $5,783 | $5,444 |
| HUANENG PWR INTL INC SPON ADR | $11,694 | $13,813 |
| IBERDROLA S SPONS A D R | $5,460 | $5,246 |
| INTESA SANPAOLO A D R | $5,679 | $4,780 |
| LINDE AG A D R | $3,353 | $3,230 |
| NXP SEMICONDUCTORS NV | $8,598 | $9,779 |
| ORANGE SPON A D R | $11,665 | $13,299 |
| PACKAGING CORP AMERICA | $7,650 | $8,429 |
| PALO ALTO NETWORKS INC | $6,094 | $10,664 |
| PANASONIC CORP A D R | $11,636 | $11,158 |
| ROYAL CARIBBEAN CRUISES LTD | $6,667 | $10,881 |
| SKYWORKS SOLUTIONS INC | $5,079 | $10,107 |
| SPDR S P EMERGING SMALL CAP | $12,235 | $10,908 |
| STRATASYS LTD | $5,443 | $3,657 |
| SUNTRUST BKS INC | $9,444 | $9,847 |
| SYMRISE AG UNSPON A D R | $3,438 | $3,796 |
| TE CONNECTIVITY LTD | $9,220 | $9,488 |
| TRINITY INDS INC | $9,116 | $6,498 |
| TYSON FOODS INC CL A | $8,490 | $8,980 |
| VANGUARD GLBL EX US REAL ESTAT | $170,502 | $170,408 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ACCRUED INCOME | Desc |
| BOY Book Value | $6,612 | BOYBookValueAmt |
| EOY Book Value | $2,931 | EOYBookValueAmt |
| EOYFMV | $2,931 | EOYFMVAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ROUNDING | Desc |
| Amt | $7 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| STATE FILING FEE | $25 | $0 | $25 |
| ADR FEES | $748 | $748 | $748 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | RETURN OF CAPITAL ADJ | Desc |
| BOY Book Value | $725 | BOYBookValueAmt |
| EOY Book Value | $410 | EOYBookValueAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $3,462 | $3,462 | $0 |
| FOREIGN TAX - QUALIFIED DIVIDE | $619 | $619 | $0 |
| FOREIGN TAX - NONQUALIFIED DIV | $439 | $439 | $0 |
| ESTIMATED TAX PAYMENTS | $13,555 | $0 | $0 |