JOHN P CALAMOS SR FOUNDATION: Form 990PF, tax year 2014
View the entire original 990 at ProPublica ↗
- Organization
- JOHN P CALAMOS SR FOUNDATION (EIN 20-1383344)
- Tax period
- 2014-01-01 to 2014-12-31
- Filed
- 2015-05-14
- IRS object ID
- 201501349349102465
- Schema version
- 2014v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Stock Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-05-14T14:49:00-05:00 | ReturnTs |
| Tax Period End | 2014-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 440160260 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BKD LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1901 S MEYERS RD SUITE 500 | AddressLine1Txt |
| City | OAKBROOK TERRACE | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 601815209 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2014-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 201383344 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE JOHN P CALAMOS SR FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | C/O CALAMOS FAMILY OFFICE | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | JOHN | BusinessNameControlTxt |
| Phone | 6302457260 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2020 CALAMOS COURT | AddressLine1Txt |
| City | NAPERVILLE | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 605632793 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JOHN P CALAMOS SR | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 6302457260 | PhoneNum |
| Signature | 2015-05-11 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | PHILIP C CZAJKOWSKI | PreparerPersonNm |
| PTIN | P00176615 | PTIN |
| Phone | 6302829500 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2016-02-25 16:41:14Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $15,431,646 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $3,012,471 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $139,251 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $139,251 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,653,892 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,653,892 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,653,892 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $40 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $40 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $4,805,654 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,793,183 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Interest Rev And Expnss | $33,274 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $33,274 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $38,682 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $38,682 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $3,059 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $3,059 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $75,015 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $75,015 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $3,200,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $3,200,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $3,275,015 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $75,015 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $3,200,000 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $1,530,639 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,718,168 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $1,012 | CashBOYAmt |
| Cash EOY | $1,012 | CashEOYAmt |
| Cash EOYFMV | $1,012 | CashEOYFMVAmt |
| Corporate Stock BOY | $11,317,115 | CorporateStockBOYAmt |
| Corporate Stock EOY | $16,111,374 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $15,005,237 | CorporateStockEOYFMVAmt |
| Other Assets BOY | $125,800 | OtherAssetsBOYAmt |
| Other Assets EOY | $425,397 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $425,397 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $11,443,927 | TotalAssetsBOYAmt |
| Total Assets EOY | $16,537,783 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $15,431,646 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $1,218,180 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $4,781,397 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $1,218,180 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $4,781,397 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $10,225,747 | RetainedEarningBOYAmt |
| Retained Earning EOY | $11,756,386 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $10,225,747 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $11,756,386 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $11,443,927 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $16,537,783 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $10,225,747 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $1,530,639 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $11,756,386 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $11,756,386 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Property | CAPITAL GAINS DIVIDENDS | PropertyDesc |
| How Acquired | P | HowAcquiredCd |
| Gross Sales Price | $1,653,892 | GrossSalesPriceAmt |
| Gain Or Loss | $1,653,892 | GainOrLossAmt |
| Gains Minus Excess Or Losses | $1,653,892 | GainsMinusExcessOrLossesAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,653,892 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,087,447 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $9,772,424 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.111277 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,004,834 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $7,058,061 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.142367 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $990,618 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $5,941,429 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.166731 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $22,911 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $5,079,372 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.004511 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $20,743 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $4,064,975 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.005103 | DistributionYr5Rt |
| Total Distribution | 0.429989 | TotalDistributionRt |
| Average Distribution | 0.085998 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $11,595,679 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $997,205 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $17,182 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,014,387 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $3,200,000 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $17,182 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $17,182 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $17,182 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $17,600 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $17,600 | TotalPaymentsAndCreditsAmt |
| Overpayment | $418 | OverpaymentAmt |
| Applied To ES Tax | $418 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | IL | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | CALAMOS FAMILY OFFICE | IndividualWithBooksNm |
| Phone | 6302457260 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2020 CALAMOS COURT SUITE 200 | AddressLine1Txt |
| City | NAPERVILLE | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 605632775 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| JOHN P CALAMOS SR | ||||||||
| 2020 CALAMOS COURT | NAPERVILLE | IL | 605632793 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| MAE CALAMOS | ||||||||
| 2020 CALAMOS COURT | NAPERVILLE | IL | 605632793 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $11,771,251 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,012 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $11,772,263 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $11,772,263 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $176,584 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $11,595,679 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $579,784 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $579,784 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $17,182 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $17,182 | TotalTaxAmt |
| Distributable Before Adj | $562,602 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $562,602 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $562,602 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $3,200,000 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $3,200,000 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $17,182 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $3,182,818 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $562,602 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr3 | $696,919 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $660,047 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $633,958 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $1,990,924 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $3,200,000 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $562,602 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $2,637,398 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $4,628,322 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $4,628,322 | ExcessDistriCyovToNextYrAmt |
| Excess From Year3 | $696,919 | ExcessFromYear3Amt |
| Excess From Year2 | $660,047 | ExcessFromYear2Amt |
| Excess From Year1 | $633,958 | ExcessFromYear1Amt |
| Excess From Current Year | $2,637,398 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | JOHN P CALAMOS SR | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (3 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| HELLENIC MUSEUM | ||||||
| 333 SOUTH HALSTED STREET | CHICAGO | IL | 60661 | 501(C)(3) CORPORATIO | GENERAL OPERATING SUPPORT. | $1,200,000 |
| ILLINOIS INSTITUTE OF TECHNOLOGY | ||||||
| 10 WEST 35TH STREET SUITE 1700 | CHICAGO | IL | 60616 | 501(C)(3) CORPORATIO | TO SUPPORT THE ILLINOIS INSTITUTE OF TECHNOLOGY IN THE EDUCATION AND ADVANCEMENT OF PROSPECTIVE GENERATIONS. | $1,000,000 |
| GREEK ORTHODOX ARCHDIOCESE OF AMERICA | ||||||
| 8 E 79TH ST 10 | NEW YORK | NY | 100750192 | 501(C)(3) CORPORATIO | TO HELP REBUILD THE SAINT NICHOLAS CHURCH AT GROUND ZERO. | $1,000,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $3,200,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $139,251 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $40 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,653,892 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,793,183 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,793,183 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (18 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ADT CORP | $310 | $10,912 |
| BOEING CO (BA) - 1,192.931 SHARES | $92,400 | $165,593 |
| CALAMOS GROWTH AND INCOME CLASS I (CGCIX) - 114,708.774 SHARES | $1,736,897 | $1,509,188 |
| CALAMOS GROWTH FD CL I (CGRIX) - 89,785.408 SHARES | $8,160,375 | $7,261,150 |
| CALAMOS INTERNATIONAL GROWTH | $5,225,780 | $5,103,405 |
| CITIGROUP INC (C) - 169.171 SHARES | $78,281 | $9,180 |
| COVIDIEN LTD (COV) - 557.301 SHARES | $23,003 | $67,023 |
| INTEL CORP (INTC) - 2,413.059 SHARES | $67,259 | $97,326 |
| JAPAN EQUITY FD (JEX) - 4,958.495 SHARES | $36,833 | $34,702 |
| MICROSOFT CORPORATION (MSFT) 5,090.441 SHARES | $150,197 | $257,132 |
| PENTAIR LTD | $323 | $9,577 |
| TECHNOLOGY SPDR (XLK) - 1,661.729 SHARES | $47,131 | $72,545 |
| TEMPLETON EMERGING MKTS FD INC (EMF) - 5,833.461 SHARES | $265,596 | $108,560 |
| TEXAS INSTRUMENTS INC (TXN) - 2,201.444 SHARES | $78,460 | $127,288 |
| THE TRAVELERS COMPANIES INC (TRV) - 91.315 SHARES | $4,704 | $10,399 |
| TYCO ELECTRONICS (TEL) - 575.415 SHARES | $20,711 | $38,679 |
| TYCO INTERNATIONAL LTD (TYC) - 572.710 SHARES | $27,178 | $26,513 |
| WAL-MART DE MEX V SP/ADR (WMMVY.PK) - 4,464.000 SHARES | $95,936 | $96,065 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| DIVIDENDS RECEIVABLE | $800 | $397 | $397 |
| RECOVERABLE GRANT RECEIVABLE | $125,000 | $425,000 | $425,000 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| STATE FILING FEES | $15 | $15 | $0 |
| ADMINISTRATIVE FEES | $3,044 | $3,044 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FIDELITY INVESTMENTS | Desc |
| Revenue And Expenses Per Books | $40 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $40 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $40 | AdjustedNetIncomeAmt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| MARGIN LOAN | $1,218,125 | $4,781,330 |
| FOREIGN TAX LIABILITY | $55 | $67 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| EXCISE TAX | $31,108 | $31,108 | $0 |
| FOREIGN TAX PAID | $7,574 | $7,574 | $0 |